Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Figs Inc (Class A) | Heather Hasson | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 799,181 | 0 | - | - | Class B Common Stock | |
| Figs Inc (Class A) | Heather Hasson | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 799,181 | 799,181 | - | - | Class B Common Stock | |
| Figs Inc (Class A) | Catherine Eva Spear | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 679,301 | 0 | - | - | Class B Common Stock | |
| Figs Inc (Class A) | Catherine Eva Spear | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 679,301 | 2,150,521 | - | - | Class B Common Stock | |
| Summit Hotel Properties Inc | Mehulkumar B. Patel | Director | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 479,295 | 479,295 | - | - | Partnership Units | |
| Disc Medicine Inc | Brian Piekos | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 280,876 | 280,876 | - | - | Restricted Stock Units | |
| Datavault AI Inc | Brett A. Moyer | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 250,000 | 633,057 (2%) | 1% | 0 | Common Stock | |
| Nexstar Media Grp Inc | Perry A. Sook | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.60 per share. | 13 Jan 2022 | 220,429 | 548,605 (1%) | 0% | 9.6 | 2,116,118 | Class A Common Stock |
| Nexstar Media Grp Inc | Perry A. Sook | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 220,429 | 902,083 | - | - | Stock options | |
| Nexstar Media Grp Inc | Perry A. Sook | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 170.34 per share. | 13 Jan 2022 | 220,429 | 328,176 (0%) | 0% | 170.3 | 37,547,876 | Class A Common Stock |
| SeqLL Inc | Daniel Jones | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 200,000 | 353,378 | - | - | STOCK OPTION | |
| Figs Inc (Class A) | Heather Hasson | Director, Co-Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 169,076 | 1,282,965 | - | 0 | Class A Common Stock | |
| Figs Inc (Class A) | Heather Hasson | Director, Co-Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 169,076 | 169,076 | - | - | Class B Common Stock | |
| Figs Inc (Class A) | Catherine Eva Spear | Director, Co-Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 169,076 | 1,282,965 | - | 0 | Class A Common Stock | |
| Figs Inc (Class A) | Catherine Eva Spear | Director, Co-Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 169,076 | 169,076 | - | - | Class B Common Stock | |
| Voyager Therapeutics Inc | Michael J. Higgins | Director, Interim President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 161,000 | 161,000 | - | - | Stock Option (Right to Buy) | |
| SeqLL Inc | John W. Kennedy | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 150,000 | 385,135 | - | - | STOCK OPTION | |
| Datavault AI Inc | George Oliva | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 150,000 | 262,582 (1%) | 0% | 0 | Common Stock | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 65.00 per share. | 13 Jan 2022 | 124,863 | 12,402,871 | - | 65 | 8,116,095 | Class A Common Stock |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 66.14 per share. | 13 Jan 2022 | 122,305 | 12,525,176 | - | 66.1 | 8,089,253 | Class A Common Stock |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 62.94 per share. | 13 Jan 2022 | 120,326 | 12,254,807 | - | 62.9 | 7,573,318 | Class A Common Stock |
| Voyager Therapeutics Inc | Robert W. Hesslein | Senior VP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 120,000 | 120,000 | - | - | Stock Option (Right to Buy) | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 60.35 per share. | 13 Jan 2022 | 116,406 | 12,706,082 | - | 60.3 | 7,025,102 | Class A Common Stock |
| Hewlett Packard | Tarek Robbiati | EVP & CFO | Sale of securities on an exchange or to another person at price $ 17.50 per share. | 13 Jan 2022 | 102,133 | 182,559 (0%) | 0% | 17.5 | 1,787,328 | Common Stock |
| Treace Medical Concepts Inc | Thomas E. Timbie | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 95,000 | 505,000 | - | 0 | Common Stock | |
| ONE Grp Hospitality Inc | Jonathan Segal | Director, DIRECTOR, BUSINESS DEVELOPMENT, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 75,045 | 4,188,657 (14%) | 0% | 0 | Common Stock | |
| SeqLL Inc | Patrice M. Milos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 75,000 | 102,027 | - | - | STOCK OPTION | |
| SeqLL Inc | Douglas Miscoll | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 75,000 | 91,216 | - | - | STOCK OPTION | |
| SeqLL Inc | David Pfeffer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 75,000 | 91,216 | - | - | STOCK OPTION | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 66.81 per share. | 13 Jan 2022 | 64,500 | 12,589,676 | - | 66.8 | 4,309,245 | Class A Common Stock |
| Hain Celestial Grp Inc | David J. Karch | EVP & Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 58,230 | 0 | - | - | Restricted Share Units | |
| Hain Celestial Grp Inc | David J. Karch | EVP & Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 58,230 | 305,518 (0%) | 0% | - | Common Stock | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 61.18 per share. | 13 Jan 2022 | 57,695 | 12,763,777 | - | 61.2 | 3,529,780 | Class A Common Stock |
| Coursera Inc | Chun Yu Wong | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.23 per share. | 13 Jan 2022 | 55,000 | 473,207 | - | 2.2 | 122,650 | Common Stock |
| Coursera Inc | Chun Yu Wong | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 55,000 | 44,401 | - | - | Stock Option (right to buy) | |
| DigitalOcean Holdings Inc | Yancey L. Spruill | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.61 per share. | 13 Jan 2022 | 53,475 | 3,194,006 | - | 5.6 | 299,995 | Common Stock |
| DigitalOcean Holdings Inc | Yancey L. Spruill | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 53,475 | 3,446,525 | - | - | Stock Option (Right to buy) | |
| AMC Entertainment Holdings Inc (Class A) | Stephen A. Colanero | EVP & CHIEF MARKETING OFFICER | Sale of securities on an exchange or to another person at price $ 22.65 per share. | 13 Jan 2022 | 50,588 | 0 (0%) | 0% | 22.6 | 1,145,818 | Class A Common Stock |
| Coursera Inc | Chun Yu Wong | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| Coursera Inc | Chun Yu Wong | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.56 per share. | 13 Jan 2022 | 50,000 | 523,207 | - | 2.6 | 128,000 | Common Stock |
| Voyager Therapeutics Inc | Glenn F. Pierce | Director, Interim CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Datavault AI Inc | Gary L. Williams | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 50,000 | 103,966 (0%) | 0% | 0 | Common Stock | |
| Voyager Therapeutics Inc | Michael J. Higgins | Director, Interim President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 45,205 | 45,205 (0%) | 0% | 0 | Common Stock | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 61.91 per share. | 13 Jan 2022 | 44,805 | 12,134,481 | - | 61.9 | 2,773,878 | Class A Common Stock |
| Voyager Therapeutics Inc | Julie Burek | VP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 40,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 63.15 per share. | 13 Jan 2022 | 37,643 | 12,832,644 | - | 63.1 | 2,377,155 | Class A Common Stock |
| Petco Health and Wellness Co Inc (Class A) | Michael M. Nuzzo | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 35,252 | 219,089 | - | 19.0 | 669,435 | Class A Common Stock |
| Nike | John J. Donahoe | Director, PRESIDENT & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 149.59 per share. | 13 Jan 2022 | 32,382 | 220,498 (0%) | 0% | 149.6 | 4,844,023 | Class B Common Stock |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 62.36 per share. | 13 Jan 2022 | 31,224 | 12,795,001 | - | 62.4 | 1,947,129 | Class A Common Stock |
| Coca-Cola | Beatriz R. Perez | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 30,100 | 25,406 | - | - | Employee Stock Option (Right to Buy) | |
| Coca-Cola | Beatriz R. Perez | Senior Vice President | Sale of securities on an exchange or to another person at price $ 61.07 per share. | 13 Jan 2022 | 30,100 | 111,250 (0%) | 0% | 61.1 | 1,838,150 | Common Stock, $.25 Par Value |
| Coca-Cola | Beatriz R. Perez | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 34.35 per share. | 13 Jan 2022 | 30,100 | 141,350 (0%) | 0% | 34.4 | 1,034,010 | Common Stock, $.25 Par Value |
| Hain Celestial Grp Inc | David J. Karch | EVP & Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.35 per share. | 13 Jan 2022 | 29,882 | 275,636 (0%) | 0% | 40.4 | 1,205,739 | Common Stock |
| Live Nation Entertainment | Michael Rapino | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 113.87 per share. | 13 Jan 2022 | 29,489 | 2,762,260 (1%) | 0% | 113.9 | 3,357,912 | Common Stock |
| JPMC | Mary Callahan Erdoes | CEO Asset & Wealth Management | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 29,468 | 529,747 (0%) | 0% | 0 | Common Stock | |
| JPMC | Mary Callahan Erdoes | CEO Asset & Wealth Management | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 29,468 | 0 | - | - | Restricted Stock Units | |
| Nexstar Media Grp Inc | Perry A. Sook | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 28,077 | 874,006 | - | - | Stock options | |
| Nexstar Media Grp Inc | Perry A. Sook | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 170.34 per share. | 13 Jan 2022 | 28,077 | 328,176 (0%) | 0% | 170.3 | 4,782,636 | Class A Common Stock |
| Nexstar Media Grp Inc | Perry A. Sook | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.60 per share. | 13 Jan 2022 | 28,077 | 356,253 (0%) | 0% | 9.6 | 269,539 | Class A Common Stock |
| Coca-Cola | Beatriz R. Perez | Senior Vice President | Sale of securities on an exchange or to another person at price $ 61.01 per share. | 13 Jan 2022 | 27,900 | 111,250 (0%) | 0% | 61.0 | 1,702,171 | Common Stock, $.25 Par Value |
| Coca-Cola | Beatriz R. Perez | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 27,900 | 55,506 | - | - | Employee Stock Option (Right to Buy) | |
| Coca-Cola | Beatriz R. Perez | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 34.35 per share. | 13 Jan 2022 | 27,900 | 139,150 (0%) | 0% | 34.4 | 958,435 | Common Stock, $.25 Par Value |
| JPMC | Mary Callahan Erdoes | CEO Asset & Wealth Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 27,647 | 524,210 (0%) | 0% | 168.9 | 4,668,196 | Common Stock |
| Xerox Holdings Corp | Giovanni Visentin | Director, Vice Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 26,998 | 670,044 | - | 0 | Restricted Stock Units | |
| Xerox Holdings Corp | Giovanni Visentin | Director, Vice Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 26,998 | 540,111 (0%) | 0% | 0 | Common Stock | |
| Voyager Therapeutics Inc | Glenn F. Pierce | Director, Interim CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 26,300 | 26,300 (0%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Lev Peker | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 25,691 | 1,078,348 (2%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Lev Peker | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 25,691 | 51,382 | - | - | Restricted Stock Units | |
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 25,457 | 577,237 (0%) | 0% | 168.8 | 4,298,414 | Common Stock | |
| Marcus Corp | Diane Marcus Gershowitz | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 23,996 | 208,003 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Mark Yost | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 23,551 | 174,087 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Mark Yost | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 23,551 | 150,536 (0%) | 0% | 0 | Common Stock | |
| Immersion Corp | Aaron Akerman | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 23,333 | 23,333 | - | - | Restricted Stock Units | |
| Immersion Corp | Aaron Akerman | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 23,333 | 34,288 (0%) | 0% | - | Common Stock | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 64.10 per share. | 13 Jan 2022 | 23,201 | 12,278,008 | - | 64.1 | 1,487,184 | Class A Common Stock |
| JPMC | Mary Callahan Erdoes | CEO Asset & Wealth Management | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 22,110 | 22,111 | - | - | Restricted Stock Units | |
| JPMC | Mary Callahan Erdoes | CEO Asset & Wealth Management | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 22,110 | 551,857 (0%) | 0% | 0 | Common Stock | |
| JPMC | Marianne Lake | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 21,262 | 0 | - | - | Restricted Stock Units | |
| JPMC | Marianne Lake | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 21,262 | 125,159 (0%) | 0% | 0 | Common Stock | |
| Brown Forman | Lawson Whiting E. | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 22.72 per share. | 13 Jan 2022 | 20,044 | 31,676 (0%) | 0% | 22.7 | 455,480 | Class B Common |
| Brown Forman | Lawson Whiting E. | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 20,044 | 0 | - | - | Stock Appreciation Right | |
| Airbnb | Belinda J. Johnson | Director | Sale of securities on an exchange or to another person at price $ 170.00 per share. | 13 Jan 2022 | 20,000 | 179,327 | - | 170 | 3,400,000 | Class A Common Stock |
| Voyager Therapeutics Inc | Robert W. Hesslein | Senior VP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 20,000 | 130,056 (0%) | 0% | 0 | Common Stock | |
| Sensei Biotherapeutics Inc | James Peyer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.13 per share. | 13 Jan 2022 | 19,953 | 4,969,413 | - | 5.1 | 102,359 | Common Stock |
| JPMC | Marianne Lake | Co-CEO CCB | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 19,709 | 121,391 (0%) | 0% | 168.9 | 3,327,865 | Common Stock |
| Marcus Corp | Diane Marcus Gershowitz | Director | 13 Jan 2022 | 19,250 | 231,999 (1%) | 0% | 0 | Common Stock | ||
| Marcus Corp | Diane Marcus Gershowitz | Director | 13 Jan 2022 | 19,250 | 1,993,283 | - | - | Class B Common Stock | ||
| JPMC | Douglas B. Petno | CEO Commercial Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 17,905 | 0 | - | - | Restricted Stock Units | |
| JPMC | Douglas B. Petno | CEO Commercial Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 17,905 | 366,596 (0%) | 0% | 0 | Common Stock | |
| Sprinklr Inc (Class A) | Eileen Schloss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 17,128 | 33,828 | - | 0 | Class A Common Stock | |
| JPMC | Ashley Bacon | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 16,888 | 174,462 (0%) | 0% | 0 | Common Stock | |
| JPMC | Ashley Bacon | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 16,888 | 0 | - | - | Restricted Stock Units | |
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 16,717 | 577,261 (0%) | 0% | 0 | Common Stock | ||
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 16,717 | 66,869 | - | - | Restricted Stock Units | ||
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 73.87 per share. | 13 Jan 2022 | 16,706 | 4,270,805 (5%) | 0% | 73.9 | 1,234,072 | Class A common stock |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 76.49 per share. | 13 Jan 2022 | 16,417 | 4,291,094 (5%) | 0% | 76.5 | 1,255,736 | Class A common stock |
| JPMC | Jennifer A Piepszak | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 16,413 | 19,452 (0%) | 0% | 0 | Common Stock | |
| JPMC | Jennifer A Piepszak | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 16,413 | 0 | - | - | Restricted Stock Units | |
| JPMC | Douglas B. Petno | CEO Commercial Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 16,406 | 363,620 (0%) | 0% | 168.8 | 2,770,153 | Common Stock |
| Heron Therapeutics Inc | Barry D. Quart | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 16,122 | 179,295 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | Barry D. Quart | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 16,122 | 121,854 (0%) | 0% | - | Common Stock | |
| JPMC | Marianne Lake | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 15,941 | 141,100 (0%) | 0% | 0 | Common Stock | |
| JPMC | Marianne Lake | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 15,941 | 15,942 | - | - | Restricted Stock Units | |
| DoorDash | Keith Yandell | Chief Business Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 15,000 | 244,274 | - | 0 | Class A Common Stock | |
| JPMC | Stacey Friedman | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 14,921 | 53,362 (0%) | 0% | 0 | Common Stock | |
| JPMC | Stacey Friedman | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 14,921 | 0 | - | - | Restricted Stock Units | |
| Jakks Pacific Inc | Stephen G. Berman | Director, CEO, President and Secretary | Sale of securities on an exchange or to another person at price $ 9.19 per share. | 13 Jan 2022 | 14,804 | 79,675 (0%) | 0% | 9.2 | 136,049 | Common Stock |
| PennyMac Fin Services Inc | Spector David | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 69.51 per share. | 13 Jan 2022 | 14,780 | 676,557 (0%) | 0% | 69.5 | 1,027,358 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 14,282 | 464,318 (2%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 14,282 | 423,829 (2%) | 0% | 0 | Common Stock | |
| JPMC | Ashley Bacon | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 14,273 | 172,745 (0%) | 0% | 168.8 | 2,409,996 | Common Stock |
| Western Union Co | Michelle R. Swanback | President, Platform | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.47 per share. | 13 Jan 2022 | 13,951 | 123,176 (0%) | 0% | 18.5 | 257,675 | Common Stock |
| JPMC | Stacey Friedman | General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 13,889 | 51,211 (0%) | 0% | 168.9 | 2,345,158 | Common Stock |
| JPMC | Jennifer A Piepszak | Co-CEO CCB | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 13,840 | 15,803 (0%) | 0% | 168.9 | 2,336,884 | Common Stock |
| JPMC | Douglas B. Petno | CEO Commercial Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 13,430 | 380,026 (0%) | 0% | 0 | Common Stock | |
| JPMC | Douglas B. Petno | CEO Commercial Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 13,430 | 13,430 | - | - | Restricted Stock Units | |
| Brown Forman | Lawson Whiting E. | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 67.01 per share. | 13 Jan 2022 | 13,033 | 18,643 (0%) | 0% | 67.0 | 873,341 | Class B Common |
| BRT Apartments Corp | Mark H. Lundy | VICE PRESIDENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,945 | 272,862 (1%) | 0% | 0 | Common Stock | |
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 12,736 | 589,997 (0%) | 0% | 0 | Common Stock | ||
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 12,736 | 38,208 | - | - | Restricted Stock Units | ||
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 12,697 | 602,694 (0%) | 0% | 0 | Common Stock | ||
| JPMC | Daniel Eduardo Pinto | President & COO, CEO CIB | 13 Jan 2022 | 12,697 | 25,394 | - | - | Restricted Stock Units | ||
| Immersion Corp | Aaron Akerman | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.15 per share. | 13 Jan 2022 | 12,693 | 21,595 (0%) | 0% | 5.2 | 65,373 | Common Stock |
| JPMC | Ashley Bacon | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 12,556 | 187,018 (0%) | 0% | 0 | Common Stock | |
| JPMC | Ashley Bacon | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 12,556 | 12,557 | - | - | Restricted Stock Units | |
| Xerox Holdings Corp | Giovanni Visentin | Director, Vice Chairman & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.93 per share. | 13 Jan 2022 | 12,511 | 527,600 (0%) | 0% | 23.9 | 299,388 | Common Stock |
| Jakks Pacific Inc | Stephen G. Berman | Director, CEO, President and Secretary | Sale of securities on an exchange or to another person at price $ 9.07 per share. | 13 Jan 2022 | 12,446 | 67,229 (0%) | 0% | 9.1 | 112,885 | Common Stock |
| Bankwell Fin Grp Inc | Christopher R. Gruseke | President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,333 | 12,333 (0%) | 0% | 0 | Common Stock | |
| Datavault AI Inc | Sriram Peruvemba | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,000 | 33,250 (0%) | 0% | 0 | Common Stock | |
| Datavault AI Inc | Jeffrey M. Gilbert | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,000 | 37,250 (0%) | 0% | 0 | Common Stock | |
| Datavault AI Inc | Helge Kristensen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,000 | 37,250 (0%) | 0% | 0 | Common Stock | |
| Datavault AI Inc | Robert Tobias | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,000 | 36,000 (0%) | 0% | 0 | Common Stock | |
| Datavault AI Inc | Wendy Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 12,000 | 22,000 (0%) | 0% | 0 | Common Stock | |
| JPMC | Stacey Friedman | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 11,738 | 11,738 | - | - | Restricted Stock Units | |
| JPMC | Stacey Friedman | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 11,738 | 65,100 (0%) | 0% | 0 | Common Stock | |
| JPMC | Jeremy Barnum | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 11,564 | 0 | - | - | Restricted Stock Units | |
| JPMC | Jeremy Barnum | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 11,564 | 18,510 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Fredric H. Gould | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 11,456 | 384,688 (2%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Fredric H. Gould | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 11,456 | 384,688 (2%) | 0% | 0 | Common Stock | |
| Glimpse Grp Inc | Ian Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 10,560 | 10,560 | - | - | Stock Options (right to buy) | |
| JPMC | Jeremy Barnum | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 10,474 | 16,953 (0%) | 0% | 168.9 | 1,768,535 | Common Stock |
| Hercules Cap Inc | Scott Bluestein | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.73 per share. | 13 Jan 2022 | 10,421 | 1,098,898 (0%) | 0% | 17.7 | 184,764 | Common Stock |
| CarPartscom Inc | David Meniane | CFO and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 10,282 | 34,923 | - | - | Restricted Stock Units | |
| CarPartscom Inc | David Meniane | CFO and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 10,282 | 842,358 (2%) | 0% | 0 | Common Stock | |
| JPMC | Jennifer A Piepszak | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 10,191 | 10,191 | - | - | Restricted Stock Units | |
| JPMC | Jennifer A Piepszak | Co-CEO CCB | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 10,191 | 29,643 (0%) | 0% | 0 | Common Stock | |
| TPG Inc (Class A) | Mary B. Cranston | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 10,170 | 10,170 | - | - | Restricted Stock Units | |
| TPG Inc (Class A) | Deborah M. Messemer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 10,170 | 10,170 | - | - | Restricted Stock Units | |
| Eastman Chemical | Stephen G. Crawford | EVP & Chf Tech & Sustain Ofc. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 10,000 | 9,695 | - | - | Employee Stock Option (right to buy) | |
| Eastman Chemical | Stephen G. Crawford | EVP & Chf Tech & Sustain Ofc. | Sale of securities on an exchange or to another person at price $ 125.00 per share. | 13 Jan 2022 | 10,000 | 21,680 (0%) | 0% | 125 | 1,250,000 | Common Stock |
| Eastman Chemical | Stephen G. Crawford | EVP & Chf Tech & Sustain Ofc. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 65.16 per share. | 13 Jan 2022 | 10,000 | 31,680 (0%) | 0% | 65.2 | 651,600 | Common Stock |
| Entera Bio Ltd | Gerald M. Ostrov | Director | Purchase of securities on an exchange or from another person at price $ 2.74 per share. | 13 Jan 2022 | 10,000 | 10,000 (0%) | 0% | 2.7 | 27,378 | Ordinary Shares, par value NIS 0.0000769 per share |
| Horizon Bancorp Inc (IN) | James D. Neff | President | Sale of securities on an exchange or to another person at price $ 23.06 per share. | 13 Jan 2022 | 10,000 | 149,170 (0%) | 0% | 23.1 | 230,647 | Common Stock |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.74 per share. | 13 Jan 2022 | 10,000 | 184,460 | - | 1.7 | 17,400 | Common Stock |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 10,000 | 399,989 | - | - | Stock Option (Right to Buy) | |
| Voyager Therapeutics Inc | Julie Burek | VP, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 10,000 | 56,257 (0%) | 0% | 0 | Common Stock | |
| JPMC | Lori A. Beer | Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,326 | 0 | - | - | Restricted Stock Units | |
| JPMC | Lori A. Beer | Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,326 | 26,074 (0%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Sanjiv Gomez | CTO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,180 | 18,362 | - | - | Restricted Stock Units | |
| CarPartscom Inc | Sanjiv Gomez | CTO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,180 | 328,957 (0%) | 0% | 0 | Common Stock | |
| Bankwell Fin Grp Inc | Matt McNeill | EVP & Chief Banking Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 9,059 | 9,059 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Steven John Bandrowczak | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,045 | 140,854 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Steven John Bandrowczak | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,045 | 207,438 | - | 0 | Restricted Stock Units | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.07 per share. | 13 Jan 2022 | 9,000 | 42,043,338 (65%) | 0% | 0.1 | 630 | Common Stock |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,000 | 1,470,540 | - | - | Stock Options (Right to buy) | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 9,000 | 1,479,540 | - | - | Stock Options (Right to buy) | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.07 per share. | 13 Jan 2022 | 9,000 | 42,043,338 (65%) | 0% | 0.1 | 630 | Common Stock |
| JPMC | Jeremy Barnum | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 8,917 | 27,427 (0%) | 0% | 0 | Common Stock | |
| JPMC | Jeremy Barnum | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 8,917 | 8,917 | - | - | Restricted Stock Units | |
| BRT Apartments Corp | Mitchell K. Gould | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 8,900 | 191,862 (1%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Isaac Kalish | VP and Assistant Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 8,900 | 107,218 (0%) | 0% | 0 | Common Stock | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 28.96 per share. | 13 Jan 2022 | 8,800 | 42,034,538 (65%) | 0% | 29.0 | 254,808 | Common Stock |
| BRT Apartments Corp | Ryan Baltimore | Senior Vice President | 13 Jan 2022 | 8,600 | 56,025 (0%) | 0% | 0 | Common Stock | ||
| BRT Apartments Corp | George E. Zweier | VICE PRESIDENT - CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 8,400 | 109,840 (0%) | 0% | 0 | Common Stock | |
| JPMC | Lori A. Beer | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 8,380 | 25,064 (0%) | 0% | 168.9 | 1,414,963 | Common Stock |
| Figs Inc (Class A) | Heather Hasson | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 8,338 | 8,338 | - | 0 | Class A Common Stock | |
| Figs Inc (Class A) | Heather Hasson | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 8,338 | 1,452,041 | - | 0 | Class A Common Stock | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 29.70 per share. | 13 Jan 2022 | 8,296 | 42,035,042 (65%) | 0% | 29.7 | 246,391 | Common Stock |
| Skyline Champion Corp | Laurie Hough | EVP, CFO, Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 8,177 | 67,329 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Laurie Hough | EVP, CFO, Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 8,177 | 75,506 (0%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Houman Akhavan | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 8,176 | 16,352 | - | - | Restricted Stock Units | |
| CarPartscom Inc | Houman Akhavan | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 8,176 | 306,128 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | David W. Kalish | Senior Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 7,971 | 239,055 (1%) | 0% | 0 | Common Stock | |
| Petco Health and Wellness Co Inc (Class A) | Darren MacDonald | Chief Digital & Inn. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 7,849 | 109,953 | - | 19.0 | 149,053 | Class A Common Stock |
| Petco Health and Wellness Co Inc (Class A) | Justin Tichy | Chief Stores Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 7,849 | 56,151 | - | 19.0 | 149,053 | Class A Common Stock |
| JPMC | Peter Scher | Vice Chairman | 13 Jan 2022 | 7,834 | 23,138 (0%) | 0% | 0 | Common Stock | ||
| JPMC | Peter Scher | Vice Chairman | 13 Jan 2022 | 7,834 | 0 | - | - | Restricted Stock Units | ||
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 7,487 | 74,875 | - | - | Restricted Stock Units (RSU) | |
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 7,487 | 4,276,292 (242%) | 0% | 0 | Class A-1 Common Stock | |
| JPMC | Lori A. Beer | Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 7,370 | 33,444 (0%) | 0% | 0 | Common Stock | |
| JPMC | Lori A. Beer | Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 7,370 | 7,371 | - | - | Restricted Stock Units | |
| Compass Minerals Intl Inc | Kevin S. Crutchfield | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 7,344 | 26,843 (0%) | 0% | 0 | Common Stock | |
| Compass Minerals Intl Inc | Kevin S. Crutchfield | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 7,344 | 14,687 | - | - | Restricted Stock Unit | |
| Entera Bio Ltd | Yonatan Malca | Director | Purchase of securities on an exchange or from another person at price $ 2.74 per share. | 13 Jan 2022 | 7,232 | 7,232 (0%) | 0% | 2.7 | 19,816 | Ordinary Shares, par value NIS 0.0000769 per share |
| Lindblad Expeditions Holdings Inc | Sven-Olof Lindblad | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 18.52 per share. | 13 Jan 2022 | 7,097 | 12,206,902 (24%) | 0% | 18.5 | 131,434 | Common Stock |
| Figs Inc (Class A) | Catherine Eva Spear | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 7,073 | 7,073 | - | 0 | Class A Common Stock | |
| Figs Inc (Class A) | Catherine Eva Spear | Director, Co-Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 7,073 | 1,452,041 | - | 0 | Class A Common Stock | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 63.99 per share. | 13 Jan 2022 | 7,032 | 12,839,676 | - | 64.0 | 449,978 | Class A Common Stock |
| Colony Bankcorp Inc | David Andrew Borrmann | EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 7,000 | 21,438 (0%) | 0% | 0 | COLONY BANKCORP, INC COMMON STOCK | |
| Universal Technical Institute Inc | Jerome A. Grant | Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 6,701 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Jerome A. Grant | Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 6,701 | 109,961 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Lisata Therapeutics Inc | David J. Mazzo | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.82 per share. | 13 Jan 2022 | 6,611 | 631,065 (5%) | 0% | 0.8 | 5,424 | Common Stock |
| Essent Grp Ltd | Mark A. Casale | Director, Chairman, CEO and President | Sale of securities on an exchange or to another person at price $ 50.02 per share. | 13 Jan 2022 | 6,572 | 1,633,641 (1%) | 0% | 50.0 | 328,731 | Common shares, par value $0.015 |
| Lisata Therapeutics Inc | David J. Mazzo | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.81 per share. | 13 Jan 2022 | 6,471 | 637,676 (5%) | 0% | 0.8 | 5,218 | Common Stock |
| Interactive Brokers Grp Inc (Class A) | Thomas A. Frank | Chief Information Officer | Sale of securities on an exchange or to another person at price $ 76.81 per share. | 13 Jan 2022 | 6,297 | 355,746 (0%) | 0% | 76.8 | 483,673 | Class A common stock |
| Sensei Biotherapeutics Inc | James Peyer | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.99 per share. | 13 Jan 2022 | 6,219 | 4,975,632 | - | 5.0 | 31,033 | Common Stock |
| JPMC | Peter Scher | Vice Chairman | 13 Jan 2022 | 5,896 | 5,897 | - | - | Restricted Stock Units | ||
| JPMC | Peter Scher | Vice Chairman | 13 Jan 2022 | 5,896 | 29,034 (0%) | 0% | 0 | Common Stock | ||
| Skyline Champion Corp | Jonathan Wade Lyall | EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,888 | 29,731 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Jonathan Wade Lyall | EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,888 | 23,843 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Joseph A. Kimmell | EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,888 | 39,490 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Joseph A. Kimmell | EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,888 | 33,602 (0%) | 0% | 0 | Common Stock | |
| JPMC | Peter Scher | Vice Chairman | 13 Jan 2022 | 5,850 | 23,184 (0%) | 0% | 168.9 | 987,773 | Common Stock | |
| CarPartscom Inc | Alfredo Gomez | VP, General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 5,813 | 11,628 | - | - | Restricted Stock Units | |
| CarPartscom Inc | Alfredo Gomez | VP, General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 5,813 | 516,198 (1%) | 0% | 0 | Common Stock | |
| Sono-Tek Corp | Robb W. Engle | VP | Sale of securities on an exchange or to another person at price $ 8.23 per share. | 13 Jan 2022 | 5,500 | 80,029 | - | 8.2 | 45,265 | Sono-Tek Corp Common Stock |
| Petco Health and Wellness Co Inc (Class A) | John Zavada | Chief Admin. Officer | 13 Jan 2022 | 5,379 | 37,788 | - | 19.0 | 102,147 | Class A Common Stock | |
| Heron Therapeutics Inc | Barry D. Quart | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.30 per share. | 13 Jan 2022 | 5,219 | 116,635 (0%) | 0% | 8.3 | 43,318 | Common Stock |
| Green Dot Corp (Class A) | Jason Bibelheimer | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 35.10 per share. | 13 Jan 2022 | 5,209 | 79,291 (0%) | 0% | 35.1 | 182,836 | Class A Common Stock |
| Capital City Bank Grp Inc | William G. Smith | Director, Chairman, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,115 | 2,310,807 (13%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Timothy Mark Larson | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,103 | 16,428 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Timothy Mark Larson | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 5,103 | 21,531 (0%) | 0% | 0 | Common Stock | |
| Brixmor Property Grp Inc | Carolyn Carter Singh | See Remarks | Sale of securities on an exchange or to another person at price $ 27.00 per share. | 13 Jan 2022 | 5,000 | 224,957 (0%) | 0% | 27 | 135,000 | Common Stock |
| Horizon Bancorp Inc (IN) | James D. Neff | President | Sale of securities on an exchange or to another person at price $ 22.00 per share. | 13 Jan 2022 | 5,000 | 159,170 (0%) | 0% | 22.0 | 110,019 | Common Stock |
| Lam Research | Seshasayee Varadarajan | Senior Vice President | Sale of securities on an exchange or to another person at price $ 705.00 per share. | 13 Jan 2022 | 5,000 | 23,187 (0%) | 0% | 705 | 3,525,000 | Common Stock |
| Lam Research | Seshasayee Varadarajan | Senior Vice President | Sale of securities on an exchange or to another person at price $ 720.00 per share. | 13 Jan 2022 | 5,000 | 18,187 (0%) | 0% | 720 | 3,600,000 | Common Stock |
| Accel Entertainment Inc (Class A1) | Michael Marino | Chief Commerical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,732 | 47,312 | - | - | Restricted Stock Units (RSU) | |
| Accel Entertainment Inc (Class A1) | Michael Marino | Chief Commerical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,732 | 40,966 (2%) | 0% | 0 | Class A-1 Common Stock | |
| JPMC | Robin Leopold | Head of Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,663 | 0 | - | - | Restricted Stock Units | |
| JPMC | Robin Leopold | Head of Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,663 | 13,279 (0%) | 0% | 0 | Common Stock | |
| Green Dot Corp (Class A) | Jess Unruh | CAO/Operational CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 35.10 per share. | 13 Jan 2022 | 4,591 | 66,738 (0%) | 0% | 35.1 | 161,144 | Class A Common Stock |
| Heron Therapeutics Inc | John W. Poyhonen | President & CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,564 | 50,756 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | John W. Poyhonen | President & CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,564 | 29,650 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | Kimberly J. Manhard | Director, EVP, Drug Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,564 | 9,082 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | Kimberly J. Manhard | Director, EVP, Drug Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,564 | 50,756 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | David Szekeres | EVP, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,564 | 50,756 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | David Szekeres | EVP, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,564 | 9,795 (0%) | 0% | - | Common Stock | |
| Petco Health and Wellness Co Inc (Class A) | Nicholas Konat | Chief Merchandising Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 4,544 | 30,982 | - | 19.0 | 86,291 | Class A Common Stock |
| Skyline Champion Corp | Robert Spence | SVP, Gen. Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,416 | 26,237 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Robert Spence | SVP, Gen. Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,416 | 21,821 (0%) | 0% | 0 | Common Stock | |
| JPMC | Robin Leopold | Head of Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,322 | 17,601 (0%) | 0% | 0 | Common Stock | |
| JPMC | Robin Leopold | Head of Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,322 | 4,322 | - | - | Restricted Stock Units | |
| Bankwell Fin Grp Inc | Penko Ivanov | EVP & Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,316 | 4,316 (0%) | 0% | 0 | Common Stock | |
| JPMC | Elena A. Korablina | Corporate Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 4,212 | 18,733 (0%) | 0% | 168.8 | 711,196 | Common Stock |
| Expedia Group | Robert J. Dzielak | Chief Legal Officer & Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 104.50 per share. | 13 Jan 2022 | 4,175 | 55,492 (0%) | 0% | 104.5 | 436,288 | Common Stock |
| Expedia Group | Robert J. Dzielak | Chief Legal Officer & Secy | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,175 | 49,339 | - | - | Options to Purchase Common Stock | |
| Expedia Group | Robert J. Dzielak | Chief Legal Officer & Secy | Sale of securities on an exchange or to another person at price $ 190.03 per share. | 13 Jan 2022 | 4,175 | 51,317 (0%) | 0% | 190.0 | 793,368 | Common Stock |
| DoorDash | Keith Yandell | Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 4,170 | 63,298 | - | - | Employee Stock Option (right to buy) | |
| DoorDash | Keith Yandell | Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.28 per share. | 13 Jan 2022 | 4,170 | 248,444 | - | 3.3 | 13,678 | Class A Common Stock |
| JPMC | Robin Leopold | Head of Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.85 per share. | 13 Jan 2022 | 4,116 | 13,485 (0%) | 0% | 168.9 | 694,987 | Common Stock |
| Bankwell Fin Grp Inc | Christine Chivily | Chief Risk & Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,111 | 4,111 (0%) | 0% | 0 | Common Stock | |
| Bankwell Fin Grp Inc | Laura Waitz | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,111 | 4,111 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Alan H. Ginsburg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,100 | 54,230 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Elie Weiss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,100 | 71,571 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Jeffrey G. Rubin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,100 | 60,960 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Jonathan H. Simon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,100 | 55,230 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Louis C. Grassi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 4,100 | 59,793 (0%) | 0% | 0 | Common Stock | |
| Jefferies Fin Grp Inc | Melissa V. Weiler | Director | Purchase of securities on an exchange or from another person at price $ 37.49 per share. | 13 Jan 2022 | 4,000 | 8,000 (0%) | 0% | 37.5 | 149,946 | Common Stock |
| American Tower | Rodney M. Smith | EVP, CFO & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 71.07 per share. | 13 Jan 2022 | 3,956 | 52,404 (0%) | 0% | 71.1 | 281,153 | Common Stock |
| American Tower | Rodney M. Smith | EVP, CFO & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,956 | 0 | - | - | Option to Purchase Common Stock | |
| American Tower | Rodney M. Smith | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 260.00 per share. | 13 Jan 2022 | 3,956 | 48,448 (0%) | 0% | 260 | 1,028,560 | Common Stock |
| CVRx Inc | Joseph P. Slattery | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,917 | 1,456 | - | - | Stock Option (right to buy) | |
| CVRx Inc | Joseph P. Slattery | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.24 per share. | 13 Jan 2022 | 3,917 | 14,621 | - | 0.2 | 928 | Common Stock |
| Capital City Bank Grp Inc | William G. Smith | Director, Chairman, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 3,805 | 2,314,612 (13%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Steven Rosenzweig | Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 3,803 | 73,364 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Louis J. Pastor | EVP, CCDO and CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,780 | 44,274 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Louis J. Pastor | EVP, CCDO and CLO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,780 | 88,044 | - | 0 | Restricted Stock Units | |
| Skyline Champion Corp | Timothy A. Burkhardt | VP & Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 3,762 | 33,193 (0%) | 0% | 0 | Common Stock | |
| Skyline Champion Corp | Timothy A. Burkhardt | VP & Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 3,762 | 29,431 (0%) | 0% | 0 | Common Stock | |
| Petco Health and Wellness Co Inc (Class A) | Michelle Bonfilio | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 3,721 | 24,557 | - | 19.0 | 70,662 | Class A Common Stock |
| AEye Inc (Class A) | Timothy Dunn | Director | Grant, award, or other acquisition of securities at price $ 5.24 per share. | 13 Jan 2022 | 3,695 | 50,147 | - | 5.2 | 19,377 | Common Stock |
| Petco Health and Wellness Co Inc (Class A) | Ilene Eskenazi | CLO & Corporate Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 3,675 | 28,103 | - | 19.0 | 69,788 | Class A Common Stock |
| Heron Therapeutics Inc | Barry D. Quart | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,646 | 105,732 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | Barry D. Quart | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,646 | 40,104 | - | - | Restricted Stock Units | |
| Xerox Holdings Corp | Michael David Feldman | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,645 | 91,153 | - | 0 | Restricted Stock Units | |
| Xerox Holdings Corp | Michael David Feldman | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,645 | 148,148 (0%) | 0% | 0 | Common Stock | |
| Petco Health and Wellness Co Inc (Class A) | Brian LaRose | Chief Financial Officer | 13 Jan 2022 | 3,644 | 67,413 | - | 19.0 | 69,200 | Class A Common Stock | |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 77.08 per share. | 13 Jan 2022 | 3,583 | 4,287,511 (5%) | 0% | 77.1 | 276,178 | Class A common stock |
| Jakks Pacific Inc | Stephen G. Berman | Director, CEO, President and Secretary | Sale of securities on an exchange or to another person at price $ 9.01 per share. | 13 Jan 2022 | 3,574 | 63,655 (0%) | 0% | 9.0 | 32,202 | Common Stock |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 74.49 per share. | 13 Jan 2022 | 3,294 | 4,267,511 (5%) | 0% | 74.5 | 245,370 | Class A common stock |
| Summit Hotel Properties Inc | Mehulkumar B. Patel | Director | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2022 | 3,234 | 3,234 (0%) | 0% | 10.0 | 32,334 | Common Stock |
| Sono-Tek Corp | R. Stephen Harshbarger | Director, President | Gift of securities by or to the insider at price $ 0.00 per share. | 13 Jan 2022 | 3,200 | 281,778 | - | 0 | Sono-Tek Corp Common Stock | |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 13 Jan 2022 | 3,159 | 47,654 | - | 0.4 | 1,327 | Common Stock |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 3,159 | 4,210 | - | - | Stock Options (Right to buy) | |
| Colony Bankcorp Inc | Harold W. Wyatt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 3,000 | 35,846 (0%) | 0% | 0 | COLONY BANKCORP, INC COMMON STOCK | |
| Northwest Natural Holding Co | David H. Anderson | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 2,861 | 111,780 (0%) | 0% | 0 | Common Stock | |
| Northwest Natural Holding Co | David H. Anderson | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 13 Jan 2022 | 2,861 | 13,684 (0%) | 0% | 0 | Common Stock | |
| Hercules Cap Inc | Scott Bluestein | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.63 per share. | 13 Jan 2022 | 2,843 | 1,096,055 (0%) | 0% | 17.6 | 50,122 | Common Stock |
| Xerox Holdings Corp | Steven John Bandrowczak | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.93 per share. | 13 Jan 2022 | 2,835 | 138,019 (0%) | 0% | 23.9 | 67,842 | Common Stock |
| Lindblad Expeditions Holdings Inc | Sven-Olof Lindblad | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 18.52 per share. | 13 Jan 2022 | 2,750 | 12,213,999 (24%) | 0% | 18.5 | 50,933 | Common Stock |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,746 | 18,514 (0%) | 0% | 0 | Common Stock | |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,746 | 5,493 | - | - | Restricted Stock Units | |
| Alpha & Omega Semiconductor Ltd | Wenjun Li | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 53.00 per share. | 13 Jan 2022 | 2,736 | 11,375 (0%) | 0% | 53 | 145,008 | Common Share |
| BRT Apartments Corp | Israel Rosenzweig | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,734 | 458,382 (2%) | 0% | 0 | Common Stock | |
| Universal Technical Institute Inc | Troy R. Anderson | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,637 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Troy R. Anderson | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,637 | 23,211 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.43 per share. | 13 Jan 2022 | 2,579 | 4,273,713 (242%) | 0% | 12.4 | 32,058 | Class A-1 Common Stock |
| Lisata Therapeutics Inc | Todd C. Girolamo | CLO, SVP of Corp Dev | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.81 per share. | 13 Jan 2022 | 2,563 | 162,985 (1%) | 0% | 0.8 | 2,067 | Common Stock |
| Compass Minerals Intl Inc | George Schuller | Chief Operations Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,548 | 11,774 (0%) | 0% | 0 | Common Stock | |
| Compass Minerals Intl Inc | George Schuller | Chief Operations Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,548 | 5,096 | - | - | Restricted Stock Unit | |
| CVRx Inc | Joseph P. Slattery | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.24 per share. | 13 Jan 2022 | 2,528 | 17,781 | - | 0.2 | 599 | Common Stock |
| CVRx Inc | Joseph P. Slattery | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,528 | 0 | - | - | Stock Option (right to buy) | |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,520 | 0 | - | - | Stock Options (Right to buy) | |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 13 Jan 2022 | 2,520 | 44,495 | - | 0.4 | 1,058 | Common Stock |
| EPR Properties | Craig L. Evans | SVP & General Counsel | Sale of securities on an exchange or to another person at price $ 47.33 per share. | 13 Jan 2022 | 2,500 | 22,500 (0%) | 0% | 47.3 | 118,331 | Common Shares of Beneficial Interest |
| EPR Properties | Craig L. Evans | SVP & General Counsel | Sale of securities on an exchange or to another person at price $ 48.23 per share. | 13 Jan 2022 | 2,500 | 25,000 (0%) | 0% | 48.2 | 120,585 | Common Shares of Beneficial Interest |
| Xerox Holdings Corp | Naresh K. Shanker | SVP, Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,430 | 19,425 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Naresh K. Shanker | SVP, Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,430 | 50,148 | - | 0 | Restricted Stock Units | |
| Salesforce | Marc Benioff | Director, Chairman and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 80.99 per share. | 13 Jan 2022 | 2,300 | 28,920,541 (3%) | 0% | 81.0 | 186,277 | Common Stock |
| Salesforce | Marc Benioff | Director, Chairman and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,300 | 460,416 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Xerox Holdings Corp | Smee Joanne Collins | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,255 | 31,781 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Smee Joanne Collins | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,255 | 65,255 | - | 0 | Restricted Stock Units | |
| Cabot Corp | Juan Enriquez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 35,363 (0%) | 0% | 0 | Common Stock | |
| Cabot Corp | Frank Anders Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 10,577 (0%) | 0% | 0 | Common Stock | |
| Cabot Corp | Susan H. Rataj | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 23,571 (0%) | 0% | 0 | Common Stock | |
| Cabot Corp | Cynthia A. Arnold | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 11,645 (0%) | 0% | 0 | Common Stock | |
| Cabot Corp | William C. Kirby | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 21,525 (0%) | 0% | 0 | Common Stock | |
| Cabot Corp | Matthias L Wolfgruber | Director | 13 Jan 2022 | 2,254 | 17,866 (0%) | 0% | 0 | Common Stock | ||
| Cabot Corp | Christine Y. Yan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 9,196 (0%) | 0% | 0 | Common Stock | |
| Cabot Corp | Michael M. Morrow | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 2,254 | 14,327 (0%) | 0% | 0 | Common Stock | |
| Compass Minerals Intl Inc | Kevin S. Crutchfield | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 53.62 per share. | 13 Jan 2022 | 2,247 | 24,596 (0%) | 0% | 53.6 | 120,484 | Common Stock |
| DuPont de Nemours | Leland Weaver | President, Water & Protection | Exercise or conversion of derivative security received from the company (such as an option) at price $ 80.07 per share. | 13 Jan 2022 | 2,183 | 17,278 (0%) | 0% | 80.1 | 174,793 | Common Stock |
| DuPont de Nemours | Leland Weaver | President, Water & Protection | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,183 | 0 | - | - | Employee Stock Options (Right to Buy) NQOs | |
| DuPont de Nemours | Leland Weaver | President, Water & Protection | Sale of securities on an exchange or to another person at price $ 84.00 per share. | 13 Jan 2022 | 2,183 | 15,095 (0%) | 0% | 84 | 183,372 | Common Stock |
| Hercules Cap Inc | Seth H. Meyer | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.73 per share. | 13 Jan 2022 | 2,180 | 221,951 (0%) | 0% | 17.7 | 38,651 | Common Stock |
| Xerox Holdings Corp | Suzan Morno-Wade | EVP & CHRO | 13 Jan 2022 | 2,160 | 54,872 | - | 0 | Restricted Stock Units | ||
| Xerox Holdings Corp | Suzan Morno-Wade | EVP & CHRO | 13 Jan 2022 | 2,160 | 53,995 (0%) | 0% | 0 | Common Stock | ||
| Xerox Holdings Corp | Xavier Heiss | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,160 | 88,859 | - | 0 | Restricted Stock Units | |
| Xerox Holdings Corp | Xavier Heiss | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,160 | 75,326 (0%) | 0% | 0 | Common Stock | |
| Lisata Therapeutics Inc | Todd C. Girolamo | CLO, SVP of Corp Dev | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.82 per share. | 13 Jan 2022 | 2,158 | 160,827 (1%) | 0% | 0.8 | 1,770 | Common Stock |
| CVRx Inc | Joseph P. Slattery | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.24 per share. | 13 Jan 2022 | 2,149 | 10,704 | - | 0.2 | 509 | Common Stock |
| CVRx Inc | Joseph P. Slattery | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,149 | 224 | - | - | Stock Option (right to buy) | |
| Heron Therapeutics Inc | John W. Poyhonen | President & CCO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.30 per share. | 13 Jan 2022 | 2,012 | 27,638 (0%) | 0% | 8.3 | 16,700 | Common Stock |
| Heron Therapeutics Inc | Kimberly J. Manhard | Director, EVP, Drug Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.30 per share. | 13 Jan 2022 | 2,012 | 7,070 (0%) | 0% | 8.3 | 16,700 | Common Stock |
| Heron Therapeutics Inc | David Szekeres | EVP, Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.30 per share. | 13 Jan 2022 | 2,012 | 7,783 (0%) | 0% | 8.3 | 16,700 | Common Stock |
| Unifirst Corp | Cynthia Croatti | Director, Executive Vice President, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 119.00 per share. | 13 Jan 2022 | 2,000 | 7,473 (0%) | 0% | 119 | 238,000 | Common Stock |
| Unifirst Corp | Cynthia Croatti | Director, Executive Vice President, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 2,000 | 2,000 | - | - | Stock Appreciation Right | |
| Virtus Global Multi-Sector Income Fund | Sarah E. Cogan | Director | Purchase of securities on an exchange or from another person at price $ 11.10 per share. | 13 Jan 2022 | 2,000 | 2,000 (0%) | 0% | 11.1 | 22,199 | Common Stock |
| Heron Therapeutics Inc | Lisa Peraza | VP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,933 | 16,682 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | Lisa Peraza | VP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,933 | 21,491 | - | - | Restricted Stock Units | |
| Atyr Pharma Inc | Jill M. Broadfoot | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 6.75 per share. | 13 Jan 2022 | 1,923 | 12,112 (0%) | 0% | 6.7 | 12,980 | Common stock |
| Compass Minerals Intl Inc | James D. Standen | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,901 | 3,801 | - | - | Restricted Stock Unit | |
| Compass Minerals Intl Inc | James D. Standen | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,901 | 18,015 (0%) | 0% | 0 | Common Stock | |
| Capital City Bank Grp Inc | J. Kimbrough Davis | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 1,754 | 82,127 (0%) | 0% | 0 | Common Stock | |
| Compass Minerals Intl Inc | Mary L. Frontczak | Chief Legal & Admin. Officer | 13 Jan 2022 | 1,711 | 3,421 | - | - | Restricted Stock Unit | ||
| Compass Minerals Intl Inc | Mary L. Frontczak | Chief Legal & Admin. Officer | 13 Jan 2022 | 1,711 | 4,082 (0%) | 0% | 0 | Common Stock | ||
| Accel Entertainment Inc (Class A1) | Michael Marino | Chief Commerical Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.43 per share. | 13 Jan 2022 | 1,667 | 39,299 (2%) | 0% | 12.4 | 20,722 | Class A-1 Common Stock |
| Petco Health and Wellness Co Inc (Class A) | Katherine Nauman | Chief Marketing Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.99 per share. | 13 Jan 2022 | 1,650 | 24,054 | - | 19.0 | 31,334 | Class A Common Stock |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,629 | 20,143 (0%) | 0% | 0 | Common Stock | |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,629 | 1,630 | - | - | Restricted Stock Units | |
| Charles Schwab | Charles A. Ruffel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,613 | 0 | - | - | Nonqualified Stock Option (right to buy) | |
| Charles Schwab | Charles A. Ruffel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 44.13 per share. | 13 Jan 2022 | 1,613 | 13,891 (0%) | 0% | 44.1 | 71,182 | Common Stock |
| Universal Technical Institute Inc | Sherrell E. Smith | EVP, Campus Ops & Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,551 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Sherrell E. Smith | EVP, Campus Ops & Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,551 | 175,011 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Accel Entertainment Inc (Class A1) | Derek Harmer | Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,544 | 15,437 | - | - | Restricted Stock Units (RSU) | |
| Accel Entertainment Inc (Class A1) | Derek Harmer | Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,544 | 208,069 (11%) | 0% | 0 | Class A-1 Common Stock | |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,540 | 21,683 (0%) | 0% | 0 | Common Stock | |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,540 | 6,162 | - | - | Restricted Stock Units | |
| Capital City Bank Grp Inc | J. Kimbrough Davis | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 1,522 | 83,649 (0%) | 0% | 0 | Common Stock | |
| Unifirst Corp | Cynthia Croatti | Director, Executive Vice President, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 192.97 per share. | 13 Jan 2022 | 1,496 | 5,977 (0%) | 0% | 193.0 | 288,683 | Common Stock |
| Advent Convertible and Income Fund | Randall Barnes | Director, TRUSTEE | Purchase of securities on an exchange or from another person at price $ 17.87 per share. | 13 Jan 2022 | 1,370 | 11,355 (0%) | 0% | 17.9 | 24,482 | Common Stock |
| Hewlett Packard | Tarek Robbiati | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jan 2022 | 1,366 | 196,425 | - | - | Restricted Stock Units | |
| Xerox Holdings Corp | Louis J. Pastor | EVP, CCDO and CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.93 per share. | 13 Jan 2022 | 1,346 | 42,928 (0%) | 0% | 23.9 | 32,210 | Common Stock |
| Northwest Natural Holding Co | David H. Anderson | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 48.04 per share. | 13 Jan 2022 | 1,290 | 12,394 (0%) | 0% | 48.0 | 61,976 | Common Stock |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,262 | 22,945 (0%) | 0% | 0 | Common Stock | |
| JPMC | Elena A. Korablina | Corporate Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,262 | 3,786 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | John W. Poyhonen | President & CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,250 | 25,086 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | John W. Poyhonen | President & CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,250 | 13,750 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | Kimberly J. Manhard | Director, EVP, Drug Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,250 | 13,750 | - | - | Restricted Stock Units | |
| Heron Therapeutics Inc | Kimberly J. Manhard | Director, EVP, Drug Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,250 | 4,518 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | David Szekeres | EVP, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,250 | 5,231 (0%) | 0% | - | Common Stock | |
| Heron Therapeutics Inc | David Szekeres | EVP, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,250 | 13,750 | - | - | Restricted Stock Units | |
| Xerox Holdings Corp | Joseph H. Mancini, Jr. | VP & Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,215 | 54,762 (0%) | 0% | 0 | Common Stock | |
| Xerox Holdings Corp | Joseph H. Mancini, Jr. | VP & Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,215 | 25,139 | - | 0 | Restricted Stock Units | |
| Semtech Corp | Alisair Fulton | VP and GM | Sale of securities on an exchange or to another person at price $ 81.83 per share. | 13 Jan 2022 | 1,200 | 7,810 (0%) | 0% | 81.8 | 98,200 | Common Stock |
| Xerox Holdings Corp | Xavier Heiss | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.93 per share. | 13 Jan 2022 | 1,191 | 74,135 (0%) | 0% | 23.9 | 28,501 | Common Stock |
| Charles Schwab | Charles A. Ruffel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,185 | 0 | - | - | Nonqualified Stock Option (right to buy) | |
| Charles Schwab | Charles A. Ruffel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 41.58 per share. | 13 Jan 2022 | 1,185 | 15,076 (0%) | 0% | 41.6 | 49,272 | Common Stock |
| Accel Entertainment Inc (Class A1) | Brian M. Carroll | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,107 | 328,049 (18%) | 0% | 0 | Class A-1 Common Stock | |
| Accel Entertainment Inc (Class A1) | Brian M. Carroll | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,107 | 11,062 | - | - | Restricted Stock Units (RSU) | |
| Xerox Holdings Corp | Michael David Feldman | Executive Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.93 per share. | 13 Jan 2022 | 1,036 | 147,112 (0%) | 0% | 23.9 | 24,791 | Common Stock |
| Accel Entertainment Inc (Class A1) | Mark T. Phelan | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,019 | 121,089 (6%) | 0% | 0 | Class A-1 Common Stock | |
| Accel Entertainment Inc (Class A1) | Mark T. Phelan | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 1,019 | 10,187 | - | - | Restricted Stock Units (RSU) | |
| Virtus Artificial Intelligence & Tech Opportunities Fund | Sarah E. Cogan | Director | Purchase of securities on an exchange or from another person at price $ 25.37 per share. | 13 Jan 2022 | 1,000 | 1,000 | - | 25.4 | 25,368 | Common Stock |
| Greenwich LifeSciences Inc | Jaye Thompson | VP Clinical Reg. Affairs | Purchase of securities on an exchange or from another person at price $ 19.99 per share. | 13 Jan 2022 | 1,000 | 253,995 | - | 20.0 | 19,990 | Common Stock |
| Greenwich LifeSciences Inc | Snehal Patel | Director, CEO and CFO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 19.99 per share. | 13 Jan 2022 | 1,000 | 1,194,429 | - | 20.0 | 19,990 | Common Stock |
| Greenwich LifeSciences Inc | Frank Joseph Daugherty | Director, Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 19.99 per share. | 13 Jan 2022 | 1,000 | 89,121 | - | 20.0 | 19,990 | Common Stock |
| Cardlytics Inc | Kirk L. Somers | Chief Legal & Privacy Officer | Sale of securities on an exchange or to another person at price $ 67.97 per share. | 13 Jan 2022 | 1,000 | 36,290 (0%) | 0% | 68.0 | 67,970 | Common Stock |
| Universal Technical Institute Inc | Lori B. Smith | SVP Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 993 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Lori B. Smith | SVP Chief Information Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 993 | 29,063 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Universal Technical Institute Inc | Eric A. Severson | SVP Admissions | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 993 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Eric A. Severson | SVP Admissions | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 993 | 20,907 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Universal Technical Institute Inc | Todd A. Hitchcock | SVP Chief Strategy & Transform | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 993 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Todd A. Hitchcock | SVP Chief Strategy & Transform | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 993 | 10,349 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Universal Technical Institute Inc | Bart H. Fesperman | SVP Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 975 | 0 | - | - | Performance Units | |
| Universal Technical Institute Inc | Bart H. Fesperman | SVP Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 975 | 7,119 (0%) | 0% | 0 | Common Stock, $0.0001 par value | |
| Xerox Holdings Corp | Naresh K. Shanker | SVP, Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.93 per share. | 13 Jan 2022 | 970 | 18,455 (0%) | 0% | 23.9 | 23,212 | Common Stock |
| Heron Therapeutics Inc | Lisa Peraza | VP, Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.30 per share. | 13 Jan 2022 | 966 | 15,716 (0%) | 0% | 8.3 | 8,018 | Common Stock |
| Unifirst Corp | Phillip L. Cohen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 Jan 2022 | 940 | 0 | - | - | Stock Appreciation Right | |
| Unifirst Corp | Phillip L. Cohen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 111.68 per share. | 13 Jan 2022 | 940 | 15,475 (0%) | 0% | 111.7 | 104,979 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.