Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Opko Health Inc | Elias A. Zerhouni | Director, Vice Chairman and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 19,777,514 | 19,777,514 (2%) | 2% | - | Common Stock | |
| Opko Health Inc | Elias A. Zerhouni | Director, Vice Chairman and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 19,777,514 | 19,777,514 (2%) | 2% | - | Common Stock | |
| Opko Health Inc | Gary J. Nabel | Director, Chief Innovation Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 19,777,514 | 19,777,514 (2%) | 2% | - | Common Stock | |
| Opko Health Inc | Gary J. Nabel | Director, Chief Innovation Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 19,777,514 | 19,777,514 (2%) | 2% | - | Common Stock | |
| Confluent Inc (Class A) | Bradley T. Gerstner | Ten Percent Owner | 09 May 2022 | 8,395,374 | 14,234,957 | - | 0 | Class A Common Stock | ||
| Confluent Inc (Class A) | Bradley T. Gerstner | Ten Percent Owner | 09 May 2022 | 8,395,374 | 0 | - | - | Class B Common Stock | ||
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 2,279,173 | 2,279,173 (3%) | 3% | 0 | Class A Common Stock | ||
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 2,279,173 | 2,279,177 | - | - | Class B Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 2,017,519 | 2,451,829 | - | 0 | Class A Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 2,017,519 | 1,820,400 | - | - | Class B Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 1,941,905 | 2,359,937 | - | 0 | Class A Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 1,941,905 | 1,752,173 | - | - | Class B Common Stock | ||
| Talkspace Inc | Douglas Braunstein | Director, See Remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 1,650,000 | 1,665,384 | - | 0 | Common Stock | |
| Vroom Inc | Thomas H. Shortt | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 1,200,000 | 1,461,461 | - | 0 | Common Stock | |
| QuantumSi Incorporated | Patrick Schneider | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 1,000,000 | 1,000,000 | - | - | Stock Option (right to buy) | |
| Amcor | Michael J. Zacka | PRESIDENT, AMCOR FLEX EUROPE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 862,938 | 0 | - | - | Employee Stock Options | |
| Amcor | Michael J. Zacka | PRESIDENT, AMCOR FLEX EUROPE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.16 per share. | 09 May 2022 | 862,938 | 975,286 (0%) | 0% | 11.2 | 9,630,388 | Ordinary Shares |
| Amcor | Michael J. Zacka | PRESIDENT, AMCOR FLEX EUROPE | Sale of securities on an exchange or to another person at price $ 12.66 per share. | 09 May 2022 | 769,516 | 205,770 (0%) | 0% | 12.7 | 9,738,994 | Ordinary Shares |
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 767,042 | 767,042 (1%) | 1% | 0 | Class A Common Stock | ||
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 767,042 | 767,041 | - | - | Class B Common Stock | ||
| Ventyx Biosciences Inc | William J. Sandborn | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 700,000 | 700,000 | - | - | Stock Option (right to buy) | |
| Talkspace Inc | Douglas Braunstein | Director, See Remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 640,000 | 640,000 | - | - | Employee Stock Option | |
| Vroom Inc | Thomas H. Shortt | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 600,000 | 600,000 | - | - | Stock Option | |
| SoundHound AI Inc (Class A) | Eric R. Ball | Director | Other type of transaction at price $ 0.00 per share. | 09 May 2022 | 560,250 | 560,250 | - | - | Class A Common Stock | |
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 513,095 | 623,549 | - | 0 | Class A Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 513,095 | 462,963 | - | - | Class B Common Stock | ||
| QuantumSi Incorporated | Patrick Schneider | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 500,000 | 500,000 | - | - | Stock Option (right to buy) | |
| QuantumSi Incorporated | Patrick Schneider | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 500,000 | 500,000 | - | - | Stock Option (right to buy) | |
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 437,481 | 531,657 | - | 0 | Class A Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 437,481 | 394,738 | - | - | Class B Common Stock | ||
| Clover Health Investments Corp (Class A) | Aric R. Sharp | CEO of Value Based Care | 09 May 2022 | 370,967 | 370,967 | - | 0 | Class A Common Stock | ||
| iHeartMedia Inc (Class A) New | Richard J. Bressler | Director, SEE REMARKS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 325,998 | 1,511,660 (2%) | 0% | 0 | Class A Common Stock, par value $0.001 per share | |
| Opko Health Inc | Alexis A. Borisy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 312,612 | 312,612 (0%) | 0% | 0 | Common Stock | |
| Radian Grp Inc | Richard G. Thornberry | Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 252,441 | 552,809 (0%) | 0% | 0 | Common Stock | |
| Radian Grp Inc | Richard G. Thornberry | Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 252,441 | 0 | - | - | Restricted Stock Units - Performance Award | |
| Donnelley Fin Soln Inc | Jeffrey Jacobowitz | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 26.83 per share. | 09 May 2022 | 232,759 | 3,793,327 (11%) | 0% | 26.8 | 6,243,946 | Common Stock |
| Vaxcyte Inc | Mikhail Eydelman | SVP, Gen Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 225,000 | 225,000 | - | - | Stock Option (right to buy) | |
| Eve Holding Inc | Gerard J. DeMuro | Co-Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 200,000 | 350,000 | - | 0 | Common Stock | |
| Donnelley Fin Soln Inc | Jeffrey Jacobowitz | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 26.73 per share. | 09 May 2022 | 160,664 | 3,535,871 (10%) | 0% | 26.7 | 4,294,340 | Common Stock |
| Eve Holding Inc | Gerard J. DeMuro | Co-Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 140,000 | 490,000 | - | 0 | Common Stock | |
| Radian Grp Inc | Richard G. Thornberry | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.22 per share. | 09 May 2022 | 104,830 | 447,979 (0%) | 0% | 21.2 | 2,224,493 | Common Stock |
| SmartRent Inc (Class A) | Hiroshi Okamoto | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 100,755 | 100,755 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Robyn Young | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 100,755 | 100,755 | - | - | Restricted Stock Units | |
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 90,000 | 81,206 | - | - | Class B Common Stock | ||
| Amplitude Inc (Class A) | Neeraj Agrawal | Director, Ten Percent Owner | 09 May 2022 | 90,000 | 109,373 | - | 0 | Class A Common Stock | ||
| Consumer Portfolio Service Inc | Jeffrey P. Fritz | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.11 per share. | 09 May 2022 | 90,000 | 320,000 (1%) | 0% | 6.1 | 549,900 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Jeffrey P. Fritz | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 90,000 | 0 | - | - | Stock Option (right to buy) | |
| Amcor | Michael J. Zacka | PRESIDENT, AMCOR FLEX EUROPE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.05 per share. | 09 May 2022 | 87,197 | 189,339 (0%) | 0% | 11.1 | 963,527 | Ordinary Shares |
| Amcor | Michael J. Zacka | PRESIDENT, AMCOR FLEX EUROPE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 87,197 | 0 | - | - | Employee Stock Options | |
| Amcor | Michael J. Zacka | PRESIDENT, AMCOR FLEX EUROPE | Sale of securities on an exchange or to another person at price $ 12.66 per share. | 09 May 2022 | 76,991 | 112,348 (0%) | 0% | 12.7 | 974,398 | Ordinary Shares |
| Donnelley Fin Soln Inc | Jeffrey Jacobowitz | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 25.43 per share. | 09 May 2022 | 75,207 | 3,375,207 (9%) | 0% | 25.4 | 1,912,379 | Common Stock |
| Hudson Tech Inc | Eric A. Prouty | Director | Sale of securities on an exchange or to another person at price $ 9.00 per share. | 09 May 2022 | 75,000 | 123,169 (0%) | 0% | 9 | 675,000 | Common Stock |
| CytomX Therapeutics Inc | Sean A. McCarthy | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 66,742 | 0 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | Sean A. McCarthy | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.94 per share. | 09 May 2022 | 66,742 | 241,664 (0%) | 0% | 0.9 | 63,071 | Common Stock |
| Knowles Corp | Raymond D. Cabrera | SVP, HR & Chief Admin. Officer | Sale of securities on an exchange or to another person at price $ 19.07 per share. | 09 May 2022 | 63,830 | 83,131 (0%) | 0% | 19.1 | 1,217,034 | Common Stock |
| Knowles Corp | Raymond D. Cabrera | SVP, HR & Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 63,830 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Knowles Corp | Raymond D. Cabrera | SVP, HR & Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.02 per share. | 09 May 2022 | 63,830 | 146,961 (0%) | 0% | 11.0 | 703,407 | Common Stock |
| Trinity Ind Inc | E. Jean Savage | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 56,185 | 191,547 (0%) | 0% | 0 | Common Stock | |
| Rocky Mountain Chocolate Factory Inc | Robert J. Sarlls | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 55,336 | 55,336 | - | - | Restricted Stock Units | |
| Ampco-Pittsburgh Corp | J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 55,136 | 278,410 (2%) | 0% | 0 | Common Stock | |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 53,288 | 8,745,519 (9%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Radian Grp Inc | Derek V. Brummer | President, Mortgage | 09 May 2022 | 53,199 | 0 | - | - | Restricted Stock Units - Performance Award | ||
| Radian Grp Inc | Derek V. Brummer | President, Mortgage | 09 May 2022 | 53,199 | 215,554 (0%) | 0% | 0 | Common Stock | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 53,075 | 8,851,453 (9%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 52,646 | 8,798,807 (9%) | 0% | - | Common Stock, par value $0.01 per share | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 52,632 | 210,528 | - | - | Forward sale contract (obligation to sell) | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 52,632 | 263,160 | - | - | Forward sale contract (obligation to sell) | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 52,632 | 315,792 | - | - | Forward sale contract (obligation to sell) | ||
| Murphy USA Inc | R. Andrew Clyde | Director, President & CEO | 09 May 2022 | 51,800 | 253,284 (0%) | 0% | 0 | Common Stock | ||
| Murphy USA Inc | R. Andrew Clyde | Director, President & CEO | 09 May 2022 | 51,800 | 0 | - | - | Stock Option | ||
| Consumer Portfolio Service Inc | Jeffrey P. Fritz | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.09 per share. | 09 May 2022 | 51,563 | 268,437 (1%) | 0% | 15.1 | 778,086 | Common Stock, no par value |
| Woodward Inc | Charles P. Blankenship | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 50,500 | 50,500 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.86 per share. | 09 May 2022 | 50,000 | 217,017 (0%) | 0% | 6.9 | 343,000 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| Nautilus biotech Inc | Sujal M. Patel | Director, CEO, President, and Secretary, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 09 May 2022 | 50,000 | 9,964,488 | - | 4.0 | 198,000 | Common Stock |
| Opko Health Inc | Alexis A. Borisy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| B. Riley Fin Inc | Bryant R. Riley | Director, Chairman and Co-CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 46.13 per share. | 09 May 2022 | 50,000 | 5,773,313 (21%) | 0% | 46.1 | 2,306,490 | Common Stock |
| Perma-Fix Environmental Services Inc | Mark J. Duff | President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.97 per share. | 09 May 2022 | 50,000 | 69,958 (0%) | 0% | 4.0 | 198,500 | Common Stock |
| Perma-Fix Environmental Services Inc | Mark J. Duff | President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| Interactive Brokers Grp Inc (Class A) | Milan Galik | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 52.62 per share. | 09 May 2022 | 49,248 | 1,099,688 (1%) | 0% | 52.6 | 2,591,430 | Class A common stock |
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 46,006 | 46,006 (0%) | 0% | 0 | Class A Common Stock | ||
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 46,006 | 46,005 | - | - | Class B Common Stock | ||
| fuboTV Inc | David Gandler | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 2.98 per share. | 09 May 2022 | 46,000 | 1,322,564 | - | 3.0 | 137,075 | Common Stock |
| Plug Power Inc | Sanjay K. Shrestha | CSO & GM, Energy Solutions | 09 May 2022 | 45,113 | 198,033 (0%) | 0% | 21.8 | 985,719 | Common Stock | |
| Biodesix Inc | Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 44,778 | 57,144 | - | - | Common Stock | |
| Radian Grp Inc | Brien J. McMahon | Sr.EVP/Chief Franchise Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,515 | 132,069 (0%) | 0% | 0 | Common Stock | |
| Radian Grp Inc | Brien J. McMahon | Sr.EVP/Chief Franchise Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,515 | 0 | - | - | Restricted Stock Units - Performance Award | |
| Radian Grp Inc | Eric R. Ray | Sr. Exec Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,400 | 0 | - | - | Restricted Stock Units - Performance Award | |
| Radian Grp Inc | Eric R. Ray | Sr. Exec Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,400 | 68,125 (0%) | 0% | 0 | Common Stock | |
| Radian Grp Inc | Edward J. Hoffman | Sr. EVP, General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,361 | 0 | - | - | Restricted Stock Units - Performance Award | |
| Radian Grp Inc | Edward J. Hoffman | Sr. EVP, General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,361 | 154,633 (0%) | 0% | 0 | Common Stock | |
| Radian Grp Inc | J. Franklin Hall | Sr. EVP - CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,349 | 0 | - | - | Restricted Stock Units - Performance Award | |
| Radian Grp Inc | J. Franklin Hall | Sr. EVP - CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 43,349 | 136,200 (0%) | 0% | 0 | Common Stock | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 41,886 | 1,341,886 | - | 4.6 | 193,723 | Common Stock, par value $0.0001 per share | |
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 41,112 | 41,112 (0%) | 0% | 0 | Class A Common Stock | ||
| Datadog Inc (Class A) | Shardul Shah | Director | 09 May 2022 | 41,112 | 41,111 | - | - | Class B Common Stock | ||
| Monolithic Power | Maurice Sciammas | Sr. V.P.of Sales and Marketing | Gift of securities by or to the insider at price $ 0.00 per share. | 09 May 2022 | 40,700 | 227,546 (0%) | 0% | 0 | Common Stock | |
| RCM Technologies Inc | Roger H. Ballou | Director | Sale of securities on an exchange or to another person at price $ 18.14 per share. | 09 May 2022 | 40,000 | 182,882 (1%) | 0% | 18.1 | 725,600 | Common Stock |
| Guardant Health Inc | Michael Brian Bell | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 39,454 | 39,454 | - | - | STOCK OPTION (RIGHT TO BUY) | |
| Dutch Bros Inc (Class A) | Jonathan Ricci | CEO and President | Sale of securities on an exchange or to another person at price $ 41.66 per share. | 09 May 2022 | 38,532 | 2,557,583 | - | 41.7 | 1,605,243 | Class A Common Stock |
| Clean Energy Fuels Corp | Mitchell W. Pratt | COO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.37 per share. | 09 May 2022 | 35,000 | 862,303 (0%) | 0% | 1.4 | 47,950 | Common Stock |
| Clean Energy Fuels Corp | Mitchell W. Pratt | COO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 35,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.86 per share. | 09 May 2022 | 34,787 | 182,230 (0%) | 0% | 9.9 | 343,000 | Common Stock, no par value |
| Woodward Inc | Charles P. Blankenship | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 34,600 | 35,700 (0%) | 0% | 0 | Woodward, Inc. Common Stock | |
| Honest Co Inc (The ) | Jessica Warren | Director, Chief Creative Officer | Sale of securities on an exchange or to another person at price $ 3.58 per share. | 09 May 2022 | 34,003 | 620,666 | - | 3.6 | 121,731 | Common Stock (RSUs) |
| Perma-Fix Environmental Services Inc | Mark J. Duff | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.93 per share. | 09 May 2022 | 33,474 | 36,484 (0%) | 0% | 5.9 | 198,501 | Common Stock |
| Johnson Controls | Anuruddha Rathninde | VP and President, APAC | Grant, award, or other acquisition of securities at price $ 51.77 per share. | 09 May 2022 | 32,837 | 32,837 (0%) | 0% | 51.8 | 1,699,971 | Ordinary Shares |
| Biodesix Inc | Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 32,566 | 162,827 | - | - | Restricted Stock Units | |
| Arbor Realty Trust Inc | Ivan Kaufman | Director, COB, CEO and President, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 May 2022 | 31,506 | 10,634,024 | - | - | Partnership Common Units | |
| Arbor Realty Trust Inc | Ivan Kaufman | Director, COB, CEO and President, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 May 2022 | 31,506 | 10,634,024 | - | - | Special Voting Preferred Stock, par value $0.01 per share | |
| Murphy USA Inc | R. Andrew Clyde | Director, President & CEO | 09 May 2022 | 31,185 | 222,099 (0%) | 0% | 236.2 | 7,365,897 | Common Stock | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.11 per share. | 09 May 2022 | 30,000 | 93,044 (0%) | 0% | 6.1 | 183,300 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.11 per share. | 09 May 2022 | 30,000 | 179,165 (0%) | 0% | 6.1 | 183,300 | Common Stock, no par value |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 29,910 | 1,371,796 | - | 4.6 | 138,334 | Common Stock, par value $0.0001 per share | |
| Clean Energy Fuels Corp | Mitchell W. Pratt | COO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 29,106 | 0 | - | - | Stock Option (Right to Buy) | |
| Clean Energy Fuels Corp | Mitchell W. Pratt | COO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.19 per share. | 09 May 2022 | 29,106 | 827,303 (0%) | 0% | 2.2 | 63,742 | Common Stock |
| Old Market Cap Corp | Douglas Marohn | Director, CEO and President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 09 May 2022 | 27,763 | 62,344 (0%) | 0% | 0 | common | |
| Rocky Mountain Chocolate Factory Inc | Robert J. Sarlls | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 27,668 | 27,668 | - | - | Non-Qualified Stock Option | |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.52 per share. | 09 May 2022 | 26,600 | 2,109,607 | - | 7.5 | 200,032 | Class A common stock |
| Xometry Inc (Class A) | Randolph Altschuler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 26,351 | 26,351 | - | - | Stock Option (Right to Buy) | |
| Xometry Inc (Class A) | Randolph Altschuler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.65 per share. | 09 May 2022 | 26,351 | 73,870 | - | 1.6 | 43,479 | Class A Common Stock |
| Xometry Inc (Class A) | Randolph Altschuler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.65 per share. | 09 May 2022 | 26,205 | 100,075 | - | 3.6 | 95,648 | Class A Common Stock |
| Xometry Inc (Class A) | Randolph Altschuler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 26,205 | 26,205 | - | - | Stock Option (Right to Buy) | |
| Acacia Research Corp | Katharine Wolanyk | Director | 09 May 2022 | 26,201 | 161,776 (0%) | 0% | 0 | ACTG Common Stock | ||
| Acacia Research Corp | Isaac Theodore Kohlberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 26,201 | 30,619 (0%) | 0% | 0 | ACTG Common Stock | |
| Acacia Research Corp | Jonathan Sagal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 26,201 | 123,544 (0%) | 0% | 0 | Common Stock, $0.001 par value | |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.86 per share. | 09 May 2022 | 25,300 | 2,083,007 | - | 7.9 | 198,858 | Class A common stock |
| B. Riley Fin Inc | Bryant R. Riley | Director, Chairman and Co-CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 48.70 per share. | 09 May 2022 | 25,000 | 5,723,313 (21%) | 0% | 48.7 | 1,217,500 | Common Stock |
| Donnelley Fin Soln Inc | Jeffrey Jacobowitz | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 27.08 per share. | 09 May 2022 | 24,697 | 3,560,568 (10%) | 0% | 27.1 | 668,832 | Common Stock |
| CytomX Therapeutics Inc | Sean A. McCarthy | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.95 per share. | 09 May 2022 | 24,189 | 265,853 (0%) | 0% | 0.9 | 22,859 | Common Stock |
| CytomX Therapeutics Inc | Sean A. McCarthy | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 24,189 | 0 | - | - | Stock Option (Right to Buy) | |
| DoorDash | Tia Sherringham | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 23,928 | 187,265 | - | 0 | Class A Common Stock | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,885 | 1,395,681 | - | 4.6 | 110,468 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,863 | 1,419,544 | - | 4.6 | 110,366 | Common Stock, par value $0.0001 per share | |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 8.40 per share. | 09 May 2022 | 23,800 | 2,057,707 | - | 8.4 | 199,920 | Class A common stock |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,668 | 1,496,645 | - | 4.6 | 109,465 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,625 | 1,520,270 | - | 4.6 | 109,266 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,560 | 1,543,830 | - | 4.6 | 108,965 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,468 | 1,584,930 | - | 4.6 | 108,540 | Common Stock, par value $0.0001 per share | |
| Dutch Bros Inc (Class A) | Jonathan Ricci | CEO and President | Sale of securities on an exchange or to another person at price $ 43.66 per share. | 09 May 2022 | 22,859 | 2,526,190 | - | 43.7 | 998,024 | Class A Common Stock |
| Radian Grp Inc | Derek V. Brummer | President, Mortgage | 09 May 2022 | 22,686 | 192,868 (0%) | 0% | 21.2 | 481,397 | Common Stock | |
| Nine Energy Service Inc | Theodore R. Moore | See Remarks | Sale of securities on an exchange or to another person at price $ 2.81 per share. | 09 May 2022 | 22,000 | 187,585 (0%) | 0% | 2.8 | 61,820 | Common Stock |
| Interactive Brokers Grp Inc (Class A) | Paul J. Brody | Director, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 52.62 per share. | 09 May 2022 | 21,562 | 690,346 (0%) | 0% | 52.6 | 1,134,592 | Class A common stock |
| Nutex Health Inc | Michael L. Reed | Director | Grant, award, or other acquisition of securities at price $ 3.89 per share. | 09 May 2022 | 21,208 | 21,208 | - | 3.9 | 82,499 | Restricted Stock |
| Nutex Health Inc | Michael L. Reed | Director | Other type of transaction at price $ 0.00 per share. | 09 May 2022 | 21,208 | 0 | - | - | Restricted Stock | |
| Ampco-Pittsburgh Corp | Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 20,885 | 110,813 (0%) | 0% | 0 | Common Stock | |
| Murphy USA Inc | R. Andrew Clyde | Director, President & CEO | 09 May 2022 | 20,615 | 201,484 (0%) | 0% | 235.8 | 4,860,811 | Common Stock | |
| Cytek BioSciences Inc | Wenbin Jiang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 8.01 per share. | 09 May 2022 | 20,000 | 7,896,040 | - | 8.0 | 160,200 | Common Stock |
| Robinhood Markets Inc (Class A) | Jason Warnick | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 9.70 per share. | 09 May 2022 | 20,000 | 397,232 | - | 9.7 | 194,096 | Class A Common Stock |
| Martin Midstream Partners LP - Unit | Ruben S. Martin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.50 per share. | 09 May 2022 | 20,000 | 2,861,578 (7%) | 0% | 4.5 | 90,000 | Common Units |
| Plug Power Inc | Sanjay K. Shrestha | CSO & GM, Energy Solutions | 09 May 2022 | 20,000 | 243,146 (0%) | 0% | 19.4 | 388,200 | Common Stock | |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | 09 May 2022 | 20,000 | 2,716,471 | - | - | Class B Common Stock | ||
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | 09 May 2022 | 20,000 | 20,000 (0%) | 0% | 0 | Class A Common Stock | ||
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | 09 May 2022 | 20,000 | 2,696,471 | - | - | Class B Common Stock | ||
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | 09 May 2022 | 20,000 | 20,000 (0%) | 0% | 0 | Class A Common Stock | ||
| TriNet Grp Inc | Wayne B. Lowell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.98 per share. | 09 May 2022 | 20,000 | 24,675 (0%) | 0% | 11.0 | 219,600 | Common Stock |
| TriNet Grp Inc | Wayne B. Lowell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 20,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Guardant Health Inc | Michael Brian Bell | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 19,727 | 19,727 | - | - | RESTRICTED STOCK UNITS | |
| Nutex Health Inc | Cheryl Grenas | Director | Other type of transaction at price $ 0.00 per share. | 09 May 2022 | 19,280 | 0 | - | - | Restricted Stock | |
| Nutex Health Inc | Cheryl Grenas | Director | Grant, award, or other acquisition of securities at price $ 3.89 per share. | 09 May 2022 | 19,280 | 19,280 | - | 3.9 | 74,999 | Restricted Stock |
| Radian Grp Inc | J. Franklin Hall | Sr. EVP - CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.22 per share. | 09 May 2022 | 18,416 | 117,784 (0%) | 0% | 21.2 | 390,788 | Common Stock |
| Radian Grp Inc | Edward J. Hoffman | Sr. EVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.22 per share. | 09 May 2022 | 18,217 | 136,416 (0%) | 0% | 21.2 | 386,565 | Common Stock |
| Monolithic Power | Maurice Sciammas | Sr. V.P.of Sales and Marketing | Gift of securities by or to the insider at price $ 0.00 per share. | 09 May 2022 | 18,200 | 26,700 (0%) | 0% | 0 | Common Stock | |
| Radian Grp Inc | Eric R. Ray | Sr. Exec Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.22 per share. | 09 May 2022 | 18,071 | 50,054 (0%) | 0% | 21.2 | 383,467 | Common Stock |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,843 | 1,437,387 | - | 4.6 | 82,524 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,805 | 1,455,192 | - | 4.6 | 82,348 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,785 | 1,472,977 | - | 4.6 | 82,256 | Common Stock, par value $0.0001 per share | |
| Great Lakes Dredge & Dock Corp | David E. Simonelli | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 14.12 per share. | 09 May 2022 | 17,700 | 245,866 (0%) | 0% | 14.1 | 249,938 | Common Stock |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,632 | 1,561,462 | - | 4.6 | 81,548 | Common Stock, par value $0.0001 per share | |
| Ampco-Pittsburgh Corp | Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 17,543 | 106,765 (0%) | 0% | 0 | Common Stock | |
| Acadian Asset Management Inc | Christina Wiater | PFO / PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 17,284 | 17,964 | - | - | Restricted Stock Units | |
| Radian Grp Inc | Brien J. McMahon | Sr.EVP/Chief Franchise Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.22 per share. | 09 May 2022 | 16,101 | 115,968 (0%) | 0% | 21.2 | 341,663 | Common Stock |
| Enviri Corp | John S. Quinn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | |
| Enviri Corp | Kathy G. Eddy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | |
| Enviri Corp | Mario Longhi Filho | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | |
| Enviri Corp | Phillip C. Widman | Director | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | ||
| Enviri Corp | David C. Everitt | Director | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | ||
| Enviri Corp | James F. Earl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | |
| Enviri Corp | Edgar M. Purvis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | |
| Enviri Corp | Carolann I. Haznedar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,924 | 15,924 | - | - | Restricted stock units | |
| Barings BDC Inc | Stephen R. Byers | Director | Purchase of securities on an exchange or from another person at price $ 10.25 per share. | 09 May 2022 | 15,800 | 15,800 (0%) | 0% | 10.3 | 161,950 | Common Stock ("Shares") |
| Johnson Controls | Anuruddha Rathninde | VP and President, APAC | Grant, award, or other acquisition of securities at price $ 51.77 per share. | 09 May 2022 | 15,452 | 48,289 (0%) | 0% | 51.8 | 799,950 | Ordinary Shares |
| Trinity Ind Inc | Eric R. Marchetto | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,295 | 230,988 (0%) | 0% | 0 | Common Stock | |
| MP Materials Corp | Connie K. Duckworth | Director | Purchase of securities on an exchange or from another person at price $ 38.37 per share. | 09 May 2022 | 15,200 | 17,684 | - | 38.4 | 583,224 | Class A Common Stock |
| Cbiz Inc | Ware Grove | C.F.O. | 09 May 2022 | 15,000 | 257,844 (0%) | 0% | 40.3 | 603,935 | Common Stock | |
| Cbiz Inc | Ware Grove | C.F.O. | 09 May 2022 | 15,000 | 272,844 (0%) | 0% | 15.6 | 233,250 | Common Stock | |
| Cbiz Inc | Ware Grove | C.F.O. | 09 May 2022 | 15,000 | 45,000 | - | - | Employee Stock Option | ||
| Conduent Inc | Louis Edward Keyes | EVP, Chief Revenue Officer | 09 May 2022 | 15,000 | 434,182 (0%) | 0% | 4.7 | 69,750 | Common Stock | |
| Eve Holding Inc | Marion Blakey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,000 | 15,000 | - | 0 | Common Stock | |
| Eve Holding Inc | Jose Manuel Entrecanales Domecq | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,000 | 15,000 | - | 0 | Common Stock | |
| Eve Holding Inc | Sergio Pedreiro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,000 | 15,000 | - | 0 | Common Stock | |
| Eve Holding Inc | Paul Eremenko | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 15,000 | 15,000 | - | 0 | Common Stock | |
| Vir biotech Inc | Vicki L. Sato | Director | Sale of securities on an exchange or to another person at price $ 20.62 per share. | 09 May 2022 | 14,541 | 1,503,463 (1%) | 0% | 20.6 | 299,835 | Common Stock |
| Ampco-Pittsburgh Corp | J. Brett McBrayer | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 14,011 | 264,399 (2%) | 0% | 5.5 | 77,761 | Common Stock |
| Biodesix Inc | Scott Hutton | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 13,278 | 43,866 | - | 1.8 | 24,299 | Common Stock |
| ADT Inc | Steven Burzo | VP, CAO & Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 12,878 | 53,680 (0%) | 0% | 0 | Common Stock | |
| American Strategic Investment Co (Class A) | Nicholas S. Schorsch | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.33 per share. | 09 May 2022 | 12,500 | 1,316,491 | - | 11.3 | 141,625 | Class A common stock |
| American Strategic Investment Co (Class A) | Nicholas S. Schorsch | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.76 per share. | 09 May 2022 | 12,500 | 1,341,491 | - | 10.8 | 134,500 | Class A common stock |
| American Strategic Investment Co (Class A) | Nicholas S. Schorsch | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 11.48 per share. | 09 May 2022 | 12,500 | 1,328,991 | - | 11.5 | 143,500 | Class A common stock |
| Biodesix Inc | Scott Hutton | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 12,212 | 183,180 | - | - | Restricted Stock Units | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.09 per share. | 09 May 2022 | 12,148 | 80,896 (0%) | 0% | 15.1 | 183,313 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.09 per share. | 09 May 2022 | 12,148 | 167,017 (0%) | 0% | 15.1 | 183,313 | Common Stock, no par value |
| Tactile Systems Tech Inc | Raymond O. Huggenberger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 12,103 | 22,036 (0%) | 0% | 0 | Common Stock | |
| Tactile Systems Tech Inc | Deepti Jain | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 12,103 | 15,448 (0%) | 0% | 0 | Common Stock | |
| Invesco Mortgage Cap Inc | Richard Lee Phegley | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.67 per share. | 09 May 2022 | 12,092 | 28,315 (0%) | 0% | 1.7 | 20,194 | Common Stock, par value $0.01 per share |
| Trinity Ind Inc | Sarah Teachout | EVP & Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 11,706 | 72,526 (0%) | 0% | 0 | Common Stock | |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 11,575 | 61,833 | - | - | Common Stock | |
| Monolithic Power | Maurice Sciammas | Sr. V.P.of Sales and Marketing | Gift of securities by or to the insider at price $ 0.00 per share. | 09 May 2022 | 11,250 | 22,560 (0%) | 0% | 0 | Common Stock | |
| Monolithic Power | Maurice Sciammas | Sr. V.P.of Sales and Marketing | Gift of securities by or to the insider at price $ 0.00 per share. | 09 May 2022 | 11,250 | 22,560 (0%) | 0% | 0 | Common Stock | |
| Trinity Ind Inc | Brian D. Madison | EVP Services Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 10,925 | 73,878 (0%) | 0% | 0 | Common Stock | |
| Usana Health Sciences Inc | Robert Auciaux | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 10,630 | 0 | - | - | Deferred Stock Units | |
| Usana Health Sciences Inc | Robert Auciaux | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 10,630 | 11,284 (0%) | 0% | - | Common Stock | |
| Honeywell | Karen Mattimore | SrVP & Chief HR Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 193.37 per share. | 09 May 2022 | 10,526 | 9,947 (0%) | 0% | 193.4 | 2,035,378 | Common Stock |
| Hamilton Beach Brands Holding Co (Class A) | Gregory H. Trepp | Director, Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.99 per share. | 09 May 2022 | 10,000 | 193,187 (2%) | 0% | 10.0 | 99,900 | Class A Common Stock |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 10,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.36 per share. | 09 May 2022 | 10,000 | 192,230 (0%) | 0% | 4.4 | 43,600 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Teri L. Robinson | Sr. Vice President | Sale of securities on an exchange or to another person at price $ 14.42 per share. | 09 May 2022 | 10,000 | 351,614 (1%) | 0% | 14.4 | 144,176 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Teri L. Robinson | Sr. Vice President | Sale of securities on an exchange or to another person at price $ 14.76 per share. | 09 May 2022 | 10,000 | 331,614 (1%) | 0% | 14.8 | 147,563 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Teri L. Robinson | Sr. Vice President | Sale of securities on an exchange or to another person at price $ 14.22 per share. | 09 May 2022 | 10,000 | 341,614 (1%) | 0% | 14.2 | 142,246 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Denesh Bharwani | Sr. Vice President | Sale of securities on an exchange or to another person at price $ 15.00 per share. | 09 May 2022 | 10,000 | 184,561 (0%) | 0% | 15 | 150,000 | Common Stock, no par value |
| Caribou Biosciences Inc | Rachel Haurwitz | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.96 per share. | 09 May 2022 | 10,000 | 20,000 | - | 3.0 | 29,600 | Common Stock |
| Caribou Biosciences Inc | Rachel Haurwitz | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 10,000 | 116,350 | - | - | Option to purchase Common Stock | |
| Great Elm Grp Inc | Jim Parmelee | Director | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 09 May 2022 | 10,000 | 207,425 (0%) | 0% | 1.7 | 17,485 | Common Stock |
| WillScot Mobile Mini Holdings Corp | Bradley L. Soultz | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 33.33 per share. | 09 May 2022 | 10,000 | 417,471 (0%) | 0% | 33.3 | 333,290 | Common stock, par value $0.0001 per share |
| LendingTree Inc | Mark A. Ernst | Director | Purchase of securities on an exchange or from another person at price $ 65.67 per share. | 09 May 2022 | 10,000 | 10,000 (0%) | 0% | 65.7 | 656,700 | Common Stock |
| Rambus Inc | Charles D. Kissner | Director | Sale of securities on an exchange or to another person at price $ 24.78 per share. | 09 May 2022 | 9,674 | 18,747 (0%) | 0% | 24.8 | 239,743 | Common Stock |
| BrightView Holdings Inc | William L. Cornog | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 9,214 | 9,214 | - | - | Restricted Stock Units | |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 8,926 | 35,704 | - | - | Forward sale contract (obligation to sell) | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 8,926 | 44,630 | - | - | Forward sale contract (obligation to sell) | ||
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | 09 May 2022 | 8,926 | 53,556 | - | - | Forward sale contract (obligation to sell) | ||
| Dutch Bros Inc (Class A) | Jonathan Ricci | CEO and President | Sale of securities on an exchange or to another person at price $ 42.68 per share. | 09 May 2022 | 8,534 | 2,549,049 | - | 42.7 | 364,231 | Class A Common Stock |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 8,418 | 42,090 | - | - | Restricted Stock Units | |
| HP Inc. | Jonathan P. Faust | Global Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 8,106 | 8,106 | - | - | Restricted Stock Units | |
| Ligand Pharma Inc (Class B) | John L. Higgins | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 21.92 per share. | 09 May 2022 | 8,000 | 348,593 (2%) | 0% | 21.9 | 175,360 | Common Stock |
| Ligand Pharma Inc (Class B) | John L. Higgins | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 8,000 | 57,616 | - | - | Non-Qualified Stock Option (right to buy) | |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 57.94 per share. | 09 May 2022 | 7,764 | 1,022 (0%) | 0% | 57.9 | 449,823 | Class A Common Stock |
| Huron Consulting Grp Inc | C. Mark Hussey | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 39.19 per share. | 09 May 2022 | 7,731 | 102,769 (0%) | 0% | 39.2 | 302,978 | Common Stock |
| Huron Consulting Grp Inc | C. Mark Hussey | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 7,731 | 0 | - | - | Employee Stock Options (Right to Buy) | |
| Trinity Ind Inc | Leldon E. Echols | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 7,511 | 49,228 (0%) | 0% | 0 | Common Stock | |
| iHeartMedia Inc (Class A) New | Scott D. Hamilton | See Remarks | 09 May 2022 | 7,500 | 17,746 (0%) | 0% | 0 | Class A Common Stock, par value $0.001 per share | ||
| International Paper | Ilene S. Gordon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 7,361 | 75,297 (0%) | 0% | 0 | Common Stock | |
| Honeywell | Karen Mattimore | SrVP & Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 98.93 per share. | 09 May 2022 | 7,352 | 20,473 (0%) | 0% | 98.9 | 727,333 | Common Stock |
| Honeywell | Karen Mattimore | SrVP & Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 7,352 | 0 | - | - | Stock Option (Right to Buy) | |
| Honeywell | Karen Mattimore | SrVP & Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 7,352 | 0 | - | - | Stock Option (Right to Buy) | |
| Honeywell | Karen Mattimore | SrVP & Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 89.48 per share. | 09 May 2022 | 7,352 | 13,121 (0%) | 0% | 89.5 | 657,857 | Common Stock |
| Invesco Mortgage Cap Inc | Kevin Collins | President | Purchase of securities on an exchange or from another person at price $ 1.67 per share. | 09 May 2022 | 7,178 | 35,000 (0%) | 0% | 1.7 | 11,987 | Common Stock, par value $0.01 per share |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 47.17 per share. | 09 May 2022 | 7,147 | 5,778 (0%) | 0% | 47.2 | 337,103 | Class A Common Stock |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 45.93 per share. | 09 May 2022 | 7,075 | 12,925 (0%) | 0% | 45.9 | 324,962 | Class A Common Stock |
| Unum Grp | Cherie A. Pashley | SVP, Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 35.68 per share. | 09 May 2022 | 7,033 | 18,413 (0%) | 0% | 35.7 | 250,945 | Common Stock |
| Trinity Ind Inc | Kevin Poet | EVP Operations & Support Svcs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 7,024 | 26,593 (0%) | 0% | 0 | Common Stock | |
| fuboTV Inc | John Janedis | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.94 per share. | 09 May 2022 | 7,000 | 10,000 | - | 2.9 | 20,580 | Common Stock |
| Solaris Energy infra Inc (Class A) | William A. Zartler | Director, CHAIRMAN AND CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.99 per share. | 09 May 2022 | 7,000 | 551,175 (1%) | 0% | 11.0 | 76,930 | Class A Common Stock |
| Blackbaud Inc | Jon W. Olson | SVP and General Counsel | Sale of securities on an exchange or to another person at price $ 53.03 per share. | 09 May 2022 | 7,000 | 48,902 (0%) | 0% | 53.0 | 371,240 | Common Stock |
| International Paper | Christopher M. Connor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,998 | 44,323 | - | - | Restricted Stock Units | |
| International Paper | Ray G. Young | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,894 | 68,978 | - | - | Restricted Stock Units | |
| International Paper | Anders Gustafsson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,583 | 28,975 (0%) | 0% | 0 | Common Stock | |
| International Paper | Jacqueline C. Hinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,583 | 35,947 (0%) | 0% | 0 | Common Stock | |
| International Paper | Donald G. Macpherson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,375 | 10,146 | - | - | Restricted Stock Units | |
| International Paper | Clinton A. Lewis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,375 | 40,393 | - | - | Restricted Stock Units | |
| International Paper | Anton V. Vincent | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 6,375 | 13,424 | - | - | Restricted Stock Units | |
| Cloudflare Inc (Class A) | Maria Eitel | Director | 09 May 2022 | 6,146 | 18,288 (0%) | 0% | 63.0 | 386,917 | Class A Common Stock | |
| Interactive Brokers Grp Inc (Class A) | Thomas A. Frank | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 52.62 per share. | 09 May 2022 | 5,990 | 349,947 (0%) | 0% | 52.6 | 315,194 | Class A common stock |
| Trinity Ind Inc | Gregory B. Mitchell | EVP & Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,931 | 101,218 (0%) | 0% | 0 | Common Stock | |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 56.85 per share. | 09 May 2022 | 5,833 | 8,786 (0%) | 0% | 56.8 | 331,594 | Class A Common Stock |
| Ampco-Pittsburgh Corp | Samuel Lyon | President of Union Electric | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 5,830 | 104,983 (0%) | 0% | 5.6 | 32,357 | Common Stock |
| Hewlett Packard | Phil Mottram | EVP, GM, Intelligent Edge | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,827 | 0 | - | - | Restricted Stock Units | |
| Hewlett Packard | Phil Mottram | EVP, GM, Intelligent Edge | Exercise or conversion of derivative security received from the company (such as an option) at price $ 15.84 per share. | 09 May 2022 | 5,827 | 29,499 (0%) | 0% | 15.8 | 92,300 | Common Stock |
| Haverty Furniture Cos. Inc | Mylle H. Mangum | Director | 09 May 2022 | 5,767 | 59,308 | - | - | Phantom Stock | ||
| Biodesix Inc | Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,647 | 20,287 | - | - | Common Stock | |
| Cloudflare Inc (Class A) | Maria Eitel | Director | 09 May 2022 | 5,520 | 12,142 (0%) | 0% | 62.0 | 342,219 | Class A Common Stock | |
| Biodesix Inc | Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,484 | 9,350 | - | - | Common Stock | |
| Biodesix Inc | Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,461 | 9,222 | - | - | Common Stock | |
| McKesson | Brian S. Tyler | Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 237.86 per share. | 09 May 2022 | 5,438 | 5,438 (0%) | 0% | 237.9 | 1,293,483 | Common Stock |
| McKesson | Brian S. Tyler | Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,438 | 5,438 | - | - | Employee Stock Option (Right-to-buy) | |
| McKesson | Brian S. Tyler | Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 330.93 per share. | 09 May 2022 | 5,438 | 0 (0%) | 0% | 330.9 | 1,799,597 | Common Stock |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 56.15 per share. | 09 May 2022 | 5,381 | 14,619 (0%) | 0% | 56.1 | 302,143 | Class A Common Stock |
| Occidental Petroleum | Stephen I. Chazen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,360 | 294,957 (0%) | 0% | 0 | Common Stock | |
| Insight Enterprises Inc | Samuel C. Cowley | Genl Counsel & Secretary | Sale of securities on an exchange or to another person at price $ 100.68 per share. | 09 May 2022 | 5,343 | 25,000 (0%) | 0% | 100.7 | 537,944 | Common Stock |
| International Paper | Kathryn D. Sullivan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,088 | 32,882 (0%) | 0% | 0 | Common Stock | |
| Trinity Ind Inc | Dunia A. Shive | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,073 | 5,073 | - | - | Trinity Stock Units | |
| Trinity Ind Inc | Samuel Todd Maclin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,073 | 23,048 (0%) | 0% | 0 | Common Stock | |
| Trinity Ind Inc | John J. Diez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,073 | 9,649 (0%) | 0% | 0 | Common Stock | |
| Trinity Ind Inc | Tyrone Michael Jordan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,073 | 5,073 | - | - | Trinity Stock Units | |
| Trinity Ind Inc | William P. Ainsworth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,073 | 11,879 (0%) | 0% | 0 | Common Stock | |
| Biodesix Inc | Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,054 | 87,220 | - | - | Common Stock | |
| Lantronix Inc | Bernhard Bruscha | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 5,042 (0%) | 0% | 0 | Common Stock | |
| Lantronix Inc | Bernhard Bruscha | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 5,042 | - | - | Restricted Stock Units | |
| Lantronix Inc | Paul F. Folino | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 5,042 | - | - | Restricted Stock Units | |
| Lantronix Inc | Paul F. Folino | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 36,510 (0%) | 0% | 0 | Common Stock | |
| Lantronix Inc | Margaret A. Evashenk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 27,672 (0%) | 0% | 0 | Common Stock | |
| Lantronix Inc | Margaret A. Evashenk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 5,042 | - | - | Restricted Stock Units | |
| Lantronix Inc | Heidi Nguyen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 5,042 | - | - | Restricted Stock Units | |
| Lantronix Inc | Heidi Nguyen | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 5,042 | 5,042 (0%) | 0% | 0 | Common Stock | |
| Haverty Furniture Cos. Inc | L. Allison Dukes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 5,009 | 21,514 | - | - | Phantom Stock | |
| DoorDash | Shona L. Brown | Director | Sale of securities on an exchange or to another person at price $ 69.02 per share. | 09 May 2022 | 5,000 | 89,656 | - | 69.0 | 345,100 | Class A Common Stock |
| LXP Industrial Trust | Jamie Handwerker | Director | Purchase of securities on an exchange or from another person at price $ 11.47 per share. | 09 May 2022 | 5,000 | 68,971 (0%) | 0% | 11.5 | 57,350 | Common Shares |
| LXP Industrial Trust | Jamie Handwerker | Director | Purchase of securities on an exchange or from another person at price $ 10.55 per share. | 09 May 2022 | 5,000 | 73,971 (0%) | 0% | 10.6 | 52,750 | Common Shares |
| Great Elm Grp Inc | Thomas S. Harbin | Director | Purchase of securities on an exchange or from another person at price $ 1.72 per share. | 09 May 2022 | 5,000 | 248,603 (0%) | 0% | 1.7 | 8,600 | Common Stock |
| Oak Valley Bancorp | H. Randolph Holder | Director | Purchase of securities on an exchange or from another person at price $ 17.25 per share. | 09 May 2022 | 5,000 | 128,469 (1%) | 0% | 17.3 | 86,250 | Common Stock |
| Stabilis Soln Inc - Registered Shares | Edward L. Kuntz | Director | Purchase of securities on an exchange or from another person at price $ 4.13 per share. | 09 May 2022 | 5,000 | 33,166 (0%) | 0% | 4.1 | 20,650 | Common Stock |
| Hershey | Michele G. Buck | Director, Chairman, President and CEO | 09 May 2022 | 5,000 | 190,555 (0%) | 0% | 224.8 | 1,123,750 | Common Stock | |
| Alexandria Real Estate Equities Inc | Stephen A. Richardson | Co-Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 171.47 per share. | 09 May 2022 | 5,000 | 175,602 (0%) | 0% | 171.5 | 857,350 | Common Stock |
| Ampco-Pittsburgh Corp | Michael G. McAuley | V.P., CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.55 per share. | 09 May 2022 | 4,997 | 101,768 (0%) | 0% | 5.5 | 27,733 | Common Stock |
| Tenet Healthcare Corp | J. Robert Kerrey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,794 | 85,564 (0%) | 0% | 0 | Common Stock | |
| OSI Systems Inc | Victor S. Sze | GENERAL COUNSEL | Sale of securities on an exchange or to another person at price $ 80.17 per share. | 09 May 2022 | 4,786 | 84,812 (0%) | 0% | 80.2 | 383,694 | Common Stock |
| Occidental Petroleum | Jack B. Moore | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,755 | 51,340 (0%) | 0% | 0 | Common Stock | |
| Lennox International | Alok Maskara | CEO | Grant, award, or other acquisition of securities at price $ 214.18 per share. | 09 May 2022 | 4,669 | 4,669 (0%) | 0% | 214.2 | 1,000,006 | Common Stock, Par Value $0.01 Per Share |
| Old Second Bancorp Inc | William B. Skoglund | Director | Sale or transfer of securities back to the company at price $ 14.03 per share. | 09 May 2022 | 4,557 | 57,410 (0%) | 0% | 14.0 | 63,935 | Old Second Bancorp, Inc. Common Stock |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.86 per share. | 09 May 2022 | 4,422 | 187,808 (0%) | 0% | 9.9 | 43,601 | Common Stock, no par value |
| LXP Industrial Trust | Lawrence L. Gray | Director | Purchase of securities on an exchange or from another person at price $ 11.50 per share. | 09 May 2022 | 4,370 | 69,609 (0%) | 0% | 11.5 | 50,258 | Common Shares |
| Great Elm Grp Inc | James H. Hugar | Director | 09 May 2022 | 4,289 | 156,326 (0%) | 0% | 1.6 | 6,910 | Common Stock | |
| Haverty Furniture Cos. Inc | Alfredo Trujillo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,253 | 43,742 | - | - | Phantom Stock | |
| Acacia Research Corp | Marc W. Booth | Chief IP Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.53 per share. | 09 May 2022 | 4,249 | 315,435 (0%) | 0% | 4.5 | 19,248 | ACTG Common Stock |
| Sprouts Farmers Market Inc | Kristen E. Blum | Director | Purchase of securities on an exchange or from another person at price $ 24.48 per share. | 09 May 2022 | 4,093 | 40,573 (0%) | 0% | 24.5 | 100,215 | Common Stock, par value $0.001 per share |
| Lattice Semiconductor Corp | Anjali Joshi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,033 | 4,033 | - | - | Restricted Stock Unit (RSU) | |
| Lattice Semiconductor Corp | James P. Lederer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,033 | 4,033 | - | - | Restricted Stock Unit (RSU) | |
| Lattice Semiconductor Corp | David Jeffrey Richardson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,033 | 4,033 | - | - | Restricted Stock Unit (RSU) | |
| Lattice Semiconductor Corp | Robin A. Abrams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,033 | 4,033 | - | - | Restricted Stock Unit (RSU) | |
| Lattice Semiconductor Corp | Mark Edwin Jensen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 4,033 | 4,033 | - | - | Restricted Stock Unit (RSU) | |
| Biodesix Inc | Kieran O’Kane | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,972 | 19,859 | - | - | Restricted Stock Units | |
| Occidental Petroleum | Andrew F. Gould | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,891 | 31,152 (0%) | 0% | 0 | Common Stock | |
| Occidental Petroleum | Avedick B. Poladian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,891 | 66,957 (0%) | 0% | 0 | Common Stock | |
| Occidental Petroleum | William R. Klesse | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,891 | 177,841 (0%) | 0% | 0 | Common Stock | |
| Occidental Petroleum | Bob Shearer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,891 | 49,231 (0%) | 0% | 0 | Common Stock | |
| Helen of Troy Ltd | Noel Geoffroy | Chief Operating Officer | 09 May 2022 | 3,875 | 5,105 (0%) | 0% | 0 | Common Shares, Par value $0.10 per share | ||
| Tenet Healthcare Corp | Meghan M. Fitzgerald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 31,587 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | Richard J. Mark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 43,621 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | James L. Bierman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 50,038 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | Christopher S. Lynch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 29,916 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | Tammy Romo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 64,598 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | Richard W. Fisher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 41,801 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | Cecil D. Haney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 10,853 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | Nadja Y West | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,836 | 27,780 (0%) | 0% | 0 | Common Stock | |
| Texas Instruments | Hagop H. Kozanian | Sr. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 167.45 per share. | 09 May 2022 | 3,832 | 50,789 (0%) | 0% | 167.4 | 641,668 | Common Stock |
| Cognex Corp | John T.C. Lee | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,697 | 3,697 | - | - | Restricted Stock Unit | |
| Biodesix Inc | Robert Georgantas | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,676 | 18,377 | - | - | Restricted Stock Units | |
| Biodesix Inc | Gary Pestano | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,676 | 18,377 | - | - | Restricted Stock Units | |
| Sprout Social Inc (Class A) | Justyn Howard | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 47.94 per share. | 09 May 2022 | 3,650 | 2,128 (0%) | 0% | 47.9 | 174,977 | Class A Common Stock |
| Littelfuse Inc | Deepak Nayar | SVP & GM Electronics Business | Exercise or conversion of derivative security received from the company (such as an option) at price $ 132.08 per share. | 09 May 2022 | 3,573 | 11,650 (0%) | 0% | 132.1 | 471,922 | Common Stock |
| Littelfuse Inc | Deepak Nayar | SVP & GM Electronics Business | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,573 | 3,573 | - | - | Stock Option (right to buy) | |
| Biodesix Inc | Ryan H. Siurek | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,557 | 17,784 | - | - | Restricted Stock Units | |
| Nerdwallet Inc (Class A) | Kevin Yuann | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 8.08 per share. | 09 May 2022 | 3,524 | 223,116 | - | 8.1 | 28,484 | Class A Common Stock |
| Occidental Petroleum | Carlos M. Gutierrez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,458 | 47,036 (0%) | 0% | 0 | Common Stock | |
| Occidental Petroleum | Vicky A. Bailey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,458 | 4,016 (0%) | 0% | 0 | Common Stock | |
| Hilton Worldwide | Christopher W. Silcock | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 133.31 per share. | 09 May 2022 | 3,439 | 53,798 (0%) | 0% | 133.3 | 458,453 | Common Stock |
| Datadog Inc (Class A) | Shardul Shah | Director | Sale of securities on an exchange or to another person at price $ 97.78 per share. | 09 May 2022 | 3,415 | 7,640 (0%) | 0% | 97.8 | 333,904 | Class A Common Stock |
| International Paper | Ahmet Cemal Dorduncu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,385 | 31,467 (0%) | 0% | 0 | Common Stock | |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 09 May 2022 | 3,338 | 58,495 | - | 1.8 | 6,109 | Common Stock |
| Cloudflare Inc (Class A) | Maria Eitel | Director | 09 May 2022 | 3,334 | 21,622 (0%) | 0% | 63.7 | 212,471 | Class A Common Stock | |
| Advanced Energy Ind Inc | Grant H. Beard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,319 | 60,157 (0%) | 0% | 0 | Common Stock | |
| Trinity Ind Inc | Steven L. McDowell | VP & Chief Acctg Officer | 09 May 2022 | 3,278 | 62,713 (0%) | 0% | 0 | Common Stock | ||
| Usana Health Sciences Inc | Robert Auciaux | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 74.59 per share. | 09 May 2022 | 3,192 | 8,092 (0%) | 0% | 74.6 | 238,091 | Common Stock |
| Biodesix Inc | Robin Harper Cowie | CFO, Secy & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 May 2022 | 3,157 | 47,351 | - | - | Restricted Stock Units | |
| Colgate-Palmolive | John T. Cahill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | Lorrie M. Norrington | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | Stephen I. Sadove | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | Lisa M. Edwards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | C. Martin Harris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | John P. Bilbrey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | Michael B. Polk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | Kimberly A. Nelson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,122 | 3,122 | - | - | Stock Option (Right to Buy) | |
| Horizon Tech Finance Corp | Gerald Michaud | Director, PRESIDENT | 09 May 2022 | 3,050 | 121,899 (0%) | 0% | 12.1 | 36,783 | Common Stock | |
| Cbiz Inc | Rick L. Burdick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 176,808 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Sherrill W. Hudson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 83,983 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Benaree Pratt Wiley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 8,003 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Gina D. France | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 62,703 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Michael H. DeGroote | Director | 09 May 2022 | 3,004 | 127,983 (0%) | 0% | 0 | Common Stock | ||
| Cbiz Inc | Richard T. Marabito | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 5,504 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Todd J. Slotkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 43,846 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Joseph S. DiMartino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 45,621 (0%) | 0% | 0 | Common Stock | |
| Cbiz Inc | Arthur Haag Sherman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 3,004 | 6,742 (0%) | 0% | 0 | Common Stock | |
| GoPro Inc (Class A) | Frederic Welts | Director | Purchase of securities on an exchange or from another person at price $ 6.51 per share. | 09 May 2022 | 3,000 | 127,169 (0%) | 0% | 6.5 | 19,526 | Class A Common Stock |
| Papa Johns International | Ann B. Gugino | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,993 | 22,678 (0%) | 0% | 0 | Common Stock | |
| Haverty Furniture Cos. Inc | Clarence H. Smith | Director, Chairman & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.20 per share. | 09 May 2022 | 2,849 | 30,878 (0%) | 0% | 27.2 | 77,493 | Common Stock |
| Pricesmart Inc | Robert E. Price | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 76.09 per share. | 09 May 2022 | 2,832 | 1,101,337 (3%) | 0% | 76.1 | 215,497 | Common Stock |
| Pricesmart Inc | Robert E. Price | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 76.09 per share. | 09 May 2022 | 2,831 | 706,412 (2%) | 0% | 76.1 | 215,421 | Common Stock |
| Haverty Furniture Cos. Inc | G. Thomas Hough | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,779 | 11,922 | - | - | Phantom Stock | |
| Broadwind Inc | Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.70 per share. | 09 May 2022 | 2,777 | 357,408 (2%) | 0% | 1.7 | 4,721 | Common Stock |
| Alcoa Corp | Carol L. Roberts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 36,725 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | Ernesto Zedillo Ponce de Leon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 40,398 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | James A. Hughes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 36,725 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | James E. Nevels | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 38,758 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | Mary Anne Citrino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 39,760 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | Steven W. Williams | Director | 09 May 2022 | 2,767 | 66,703 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | ||
| Alcoa Corp | Thomas J. Gorman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 6,422 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | Pasquale Fiore | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 23,856 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Alcoa Corp | Jackson P. Roberts | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,767 | 2,767 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| Datadog Inc (Class A) | Shardul Shah | Director | Sale of securities on an exchange or to another person at price $ 96.79 per share. | 09 May 2022 | 2,766 | 11,055 (0%) | 0% | 96.8 | 267,709 | Class A Common Stock |
| Reading International Inc | Ellen M. Cotter | Director, Vice Chair, President and CEO, Ten Percent Owner, Member of Sec.13(d)(3) Group | Sale of securities on an exchange or to another person at price $ 3.52 per share. | 09 May 2022 | 2,750 | 1,221,399 (5%) | 0% | 3.5 | 9,671 | Class A Non-Voting Common Stock |
| Reading International Inc | Ellen M. Cotter | Director, Vice Chair, President and CEO, Ten Percent Owner, Member of Sec.13(d)(3) Group | Sale of securities on an exchange or to another person at price $ 3.58 per share. | 09 May 2022 | 2,750 | 1,224,149 (5%) | 0% | 3.6 | 9,835 | Class A Non-Voting Common Stock |
| Reading International Inc | Ellen M. Cotter | Director, Vice Chair, President and CEO, Ten Percent Owner, Member of Sec.13(d)(3) Group | Sale of securities on an exchange or to another person at price $ 3.82 per share. | 09 May 2022 | 2,750 | 1,226,899 (6%) | 0% | 3.8 | 10,499 | Class A Non-Voting Common Stock |
| Reading International Inc | Margaret Cotter | Director, Chairperson, EVP - RE Dev/NY, Ten Percent Owner, Member of Sec.13(d)(3) Group | Sale of securities on an exchange or to another person at price $ 3.82 per share. | 09 May 2022 | 2,750 | 1,226,899 (6%) | 0% | 3.8 | 10,499 | Class A Non-Voting Common Stock |
| Reading International Inc | Margaret Cotter | Director, Chairperson, EVP - RE Dev/NY, Ten Percent Owner, Member of Sec.13(d)(3) Group | Sale of securities on an exchange or to another person at price $ 3.52 per share. | 09 May 2022 | 2,750 | 1,221,399 (5%) | 0% | 3.5 | 9,671 | Class A Non-Voting Common Stock |
| Reading International Inc | Margaret Cotter | Director, Chairperson, EVP - RE Dev/NY, Ten Percent Owner, Member of Sec.13(d)(3) Group | Sale of securities on an exchange or to another person at price $ 3.58 per share. | 09 May 2022 | 2,750 | 1,224,149 (5%) | 0% | 3.6 | 9,835 | Class A Non-Voting Common Stock |
| Haverty Furniture Cos. Inc | Steven G. Burdette | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.20 per share. | 09 May 2022 | 2,688 | 14,827 (0%) | 0% | 27.2 | 73,114 | Common Stock |
| Advanced Energy Ind Inc | Edward C. Grady | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,655 | 54,268 (0%) | 0% | 0 | Common Stock | |
| Advanced Energy Ind Inc | Frederick A. Ball | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,655 | 2,655 (0%) | 0% | 0 | Common Stock | |
| Advanced Energy Ind Inc | John A. Roush | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 May 2022 | 2,655 | 33,468 (0%) | 0% | 0 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.