Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| GXO Logistics Inc | Bradley S. Jacobs | Director | Sale of securities on an exchange or to another person at price $ 48.35 per share. | 11 Aug 2022 | 5,167,500 | 1,300,701 | - | 48.4 | 249,848,625 | Common Stock |
| XPO Inc | Bradley S. Jacobs | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 55.17 per share. | 11 Aug 2022 | 5,061,029 | 1,300,701 (1%) | 5% | 55.2 | 279,216,970 | Common Stock, par value $0.001 per share |
| Flywire Corp | Alex Finkelstein | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 2,987,197 | 2,987,196 | - | 0 | Voting Common Stock | |
| Energy Vault Holdings Inc | Henry Elkus | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 2,357,943 | 2,357,944 | - | 0 | Common Stock | |
| OrthoPediatrics corp | David R. Pelizzon | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 11 Aug 2022 | 1,525,000 | 1,525,000 | - | - | Warrants (right to buy) | |
| Nextdoor Holdings Inc (Class A) | David Sze | Director | Purchase of securities on an exchange or from another person at price $ 3.06 per share. | 11 Aug 2022 | 1,440,000 | 8,043,364 | - | 3.1 | 4,399,776 | Class A Common Stock |
| Nextdoor Holdings Inc (Class A) | David Sze | Director | Purchase of securities on an exchange or from another person at price $ 2.91 per share. | 11 Aug 2022 | 1,350,000 | 6,603,364 | - | 2.9 | 3,923,370 | Class A Common Stock |
| Energy Vault Holdings Inc | Henry Elkus | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 933,838 | 933,839 | - | 0 | Common Stock | |
| Flywire Corp | Alex Finkelstein | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 722,256 | 0 | - | 0 | Voting Common Stock | |
| Flywire Corp | Alex Finkelstein | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 722,256 | 722,256 | - | 0 | Voting Common Stock | |
| Alignment Healthcare Inc | John E. Kao | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 15.95 per share. | 11 Aug 2022 | 500,000 | 2,849,200 | - | 16.0 | 7,976,450 | Common Stock |
| Firefly Neuroscience Inc | G. James Benoit | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.20 per share. | 11 Aug 2022 | 500,000 | 1,485,781 | - | 1.2 | 600,000 | Common Stock |
| Corvus Pharma Inc | Richard A. Miller | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 320,000 | 320,000 | - | - | Stock Option (Right to Buy) | |
| BARK Inc (Class A) | Cindy Gustafson | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 303,030 | 303,030 | - | 0 | Common Stock | |
| BARK Inc (Class A) | Cindy Gustafson | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 303,030 | 303,030 | - | - | Stock Option (right to buy) | |
| Blue Owl Cap Inc (Class A) | Marc S. Lipschultz | Director, Co-President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 270,634 | 517,683 | - | 0 | Class C Shares | |
| Blue Owl Cap Inc (Class A) | Marc S. Lipschultz | Director, Co-President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 270,634 | 517,683 | - | - | Blue Owl Operating Group Units | |
| Blue Owl Cap Inc (Class A) | Douglas Ostrover | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 270,634 | 517,683 | - | - | Blue Owl Operating Group Units | |
| Blue Owl Cap Inc (Class A) | Douglas Ostrover | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 270,634 | 517,683 | - | 0 | Class C Shares | |
| Blue Owl Cap Inc (Class A) | Michael Rees | Director, Co-President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 270,634 | 517,683 | - | 0 | Class C Shares | |
| Blue Owl Cap Inc (Class A) | Michael Rees | Director, Co-President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 270,634 | 517,683 | - | - | Blue Owl Operating Group Units | |
| Pyxis Oncology Inc | Rachel Humphrey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 236,220 | 236,220 | - | - | Stock Option (Right to Buy) | |
| H&R Block Inc | Jeffrey J. Jones | Director, President & CEO | 11 Aug 2022 | 220,986 | 740,527 (0%) | 0% | 0 | Common Stock | ||
| Firefly Neuroscience Inc | James C. DiPaula | Director | Grant, award, or other acquisition of securities at price $ 1.20 per share. | 11 Aug 2022 | 208,334 | 501,098 | - | 1.2 | 250,001 | Common Stock |
| Sui Grp Holdings Ltd | Lyle A. Berman | Director | 11 Aug 2022 | 200,000 | 215,556 (1%) | 1% | 4 | 800,000 | Common Stock | |
| Spire Global Inc (Class A) | Joan Lordi Amble | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 180,921 | 180,921 | - | 0 | Class A Common Stock | |
| Corvus Pharma Inc | Leiv Lea | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 160,000 | 160,000 | - | - | Stock Option (Right to Buy) | |
| Corvus Pharma Inc | William Benton Jones | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 160,000 | 160,000 | - | - | Stock Option (Right to Buy) | |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 124.61 per share. | 11 Aug 2022 | 150,000 | 7,298,870 (8%) | 0% | 124.6 | 18,692,220 | Common Stock, par value $0.01 per share |
| Rush Street Interactive Inc (Class A) | Greg Carlin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.14 per share. | 11 Aug 2022 | 150,000 | 1,798,921 | - | 6.1 | 921,000 | Class A Common Stock |
| Lifecore Biomedical Inc | James G. Hall | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 150,000 | 150,000 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 135,877 | 114,284 (0%) | 0% | 78.4 | 10,658,192 | Common Stock | |
| BGC Grp Inc (Class A) | Sean A. Windeatt | Chief Operating Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Aug 2022 | 135,514 | 0 | - | - | BGC Holdings Exchangeable Limited Partnership Interests | |
| Ecolab | William H. Gates | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 171.37 per share. | 11 Aug 2022 | 129,020 | 30,814,574 (10%) | 0% | 171.4 | 22,109,886 | Common Stock |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 119,203 | 250,161 (0%) | 0% | 62.8 | 7,483,564 | Common Stock | |
| Energy Vault Holdings Inc | Henry Elkus | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 116,727 | 116,728 | - | 0 | Common Stock | |
| Blue Owl Cap Inc (Class A) | Marc Zahr | Director, Pres. of Oak Street Div. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 116,710 | 22,976,422 | - | - | Blue Owl Operating Group Units | |
| Blue Owl Cap Inc (Class A) | Marc Zahr | Director, Pres. of Oak Street Div. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 116,710 | 22,976,422 | - | 0 | Class C Shares | |
| Nextdoor Holdings Inc (Class A) | David Sze | Director | Purchase of securities on an exchange or from another person at price $ 3.06 per share. | 11 Aug 2022 | 108,800 | 607,721 | - | 3.1 | 332,428 | Class A Common Stock |
| Nextdoor Holdings Inc (Class A) | David Sze | Director | Purchase of securities on an exchange or from another person at price $ 2.91 per share. | 11 Aug 2022 | 102,000 | 498,921 | - | 2.9 | 296,432 | Class A Common Stock |
| H&R Block Inc | Jeffrey J. Jones | Director, President & CEO | 11 Aug 2022 | 100,881 | 639,646 (0%) | 0% | 35.3 | 3,563,117 | Common Stock | |
| Roblox Corp (Class A) | Amy Marie Rawlings | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 96,899 | 96,899 | - | 0 | Class A Common Stock | |
| Freshworks Inc (Class A) | Johanna Flower | Director | Sale of securities on an exchange or to another person at price $ 16.47 per share. | 11 Aug 2022 | 90,000 | 16,110 | - | 16.5 | 1,482,300 | Class A Common Stock |
| Freshworks Inc (Class A) | Johanna Flower | Director | 11 Aug 2022 | 90,000 | 75,550 | - | - | Class B Common Stock | ||
| Freshworks Inc (Class A) | Johanna Flower | Director | 11 Aug 2022 | 90,000 | 106,110 | - | 0 | Class A Common Stock | ||
| Strata Critical Medical Inc (Class A) | Kenneth Lerer | Director | 11 Aug 2022 | 89,896 | 99,329 | - | 6.5 | 585,268 | Class A common stock, $0.0001 par value per share | |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 84,843 | 114,284 (0%) | 0% | 78.1 | 6,625,390 | Common Stock | |
| Strata Critical Medical Inc (Class A) | Kenneth Lerer | Director | 11 Aug 2022 | 82,079 | 189,225 | - | 6.4 | 527,103 | Class A common stock, $0.0001 par value per share | |
| Star Equity Holdings Inc | Jeffrey E. Eberwein | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 81,967 | 81,967 | - | - | Restricted Stock Unit | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 81,498 | 5,459,514 | - | - | ADK Class A Units | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 8.03 per share. | 11 Aug 2022 | 81,498 | 669 | - | 8.0 | 654,429 | Class A Common Stock |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 81,498 | 82,167 | - | 0 | Class A Common Stock | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 81,498 | 5,459,514 | - | 0 | Class V Common Stock | |
| Commerce.com Inc - Ordinary Shares Series 1 | Jeffrey Gordon Richards | Director | Sale of securities on an exchange or to another person at price $ 20.86 per share. | 11 Aug 2022 | 70,071 | 1,817,905 | - | 20.9 | 1,461,590 | Series 1 Common Stock |
| Ironwood Pharma Inc (Class A) | Mark G. Currie | Director | Sale of securities on an exchange or to another person at price $ 11.78 per share. | 11 Aug 2022 | 70,000 | 521,758 (0%) | 0% | 11.8 | 824,600 | Class A Common Stock |
| ADTRAN Holdings Inc | Thomas R. Stanton | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.97 per share. | 11 Aug 2022 | 69,473 | 913,324 (1%) | 0% | 17.0 | 1,178,957 | Common Stock |
| ADTRAN Holdings Inc | Thomas R. Stanton | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 69,473 | 0 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Sandridge Energy Inc - Ordinary Shares New | Salah I. Gamoudi | EVP, CFO and CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 66,667 | 66,666 | - | - | Restricted Stock Unit | |
| Sandridge Energy Inc - Ordinary Shares New | Salah I. Gamoudi | EVP, CFO and CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 66,667 | 201,187 (0%) | 0% | 0 | Common Stock | |
| Commerce.com Inc - Ordinary Shares Series 1 | Jeffrey Gordon Richards | Director | Sale of securities on an exchange or to another person at price $ 20.08 per share. | 11 Aug 2022 | 65,534 | 1,887,976 | - | 20.1 | 1,315,772 | Series 1 Common Stock |
| XPEL Inc - Ordinary Shares - Reg S | Mark E. Adams | Director | Sale of securities on an exchange or to another person at price $ 81.00 per share. | 11 Aug 2022 | 63,381 | 2,337,201 (8%) | 0% | 81 | 5,133,861 | Common Stock |
| XPEL Inc - Ordinary Shares - Reg S | Mark E. Adams | Director | Sale of securities on an exchange or to another person at price $ 81.01 per share. | 11 Aug 2022 | 61,619 | 2,400,582 (8%) | 0% | 81.0 | 4,991,755 | Common Stock |
| Equitable Holdings Inc | Mark Pearson | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 30.02 per share. | 11 Aug 2022 | 60,000 | 463,779 (0%) | 0% | 30.0 | 1,801,158 | Common Stock |
| ADTRAN Holdings Inc | Thomas R. Stanton | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 24.25 per share. | 11 Aug 2022 | 57,867 | 855,457 (1%) | 0% | 24.3 | 1,403,275 | Common Stock |
| Repay Holdings Corp (Class A) | Peter J. Kight | Director | Purchase of securities on an exchange or from another person at price $ 9.78 per share. | 11 Aug 2022 | 56,956 | 1,443,938 (3%) | 0% | 9.8 | 557,030 | Class A Common Stock |
| TripAdvisor Inc | Kanika Soni | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 56,484 | 0 | - | - | Restricted Stock Units | |
| TripAdvisor Inc | Kanika Soni | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 56,484 | 124,286 (0%) | 0% | 0 | Common Stock | |
| Chewy Inc (Class A) | Mario J. Marte | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 50.00 per share. | 11 Aug 2022 | 56,198 | 175,259 (0%) | 0% | 50 | 2,809,900 | Class A Common Stock |
| Energy Vault Holdings Inc | Larry M. Paulson | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 56,126 | 56,126 | - | 0 | Common Stock | |
| Energy Vault Holdings Inc | Henry Elkus | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 55,952 | 55,952 | - | 0 | Common Stock | |
| Flywire Corp | Alex Finkelstein | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 54,169 | 236,506 | - | 0 | Voting Common Stock | |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 11 Aug 2022 | 52,384 | 52,384 (0%) | 0% | - | Class A Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 11 Aug 2022 | 52,384 | 16,968,587 | - | - | Class B Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 11 Aug 2022 | 52,384 | 16,916,203 | - | - | Class B Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 11 Aug 2022 | 52,384 | 16,863,819 | - | - | Class B Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 11 Aug 2022 | 52,384 | 52,384 (0%) | 0% | - | Class A Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 11 Aug 2022 | 52,384 | 52,384 (0%) | 0% | - | Class A Common Stock | ||
| H&R Block Inc | Tony G. Bowen | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 52,237 | 168,110 (0%) | 0% | 0 | Common Stock | |
| Repay Holdings Corp (Class A) | Peter J. Kight | Director | Purchase of securities on an exchange or from another person at price $ 9.71 per share. | 11 Aug 2022 | 51,621 | 1,495,559 (3%) | 0% | 9.7 | 501,240 | Class A Common Stock |
| Equitable Holdings Inc | Nicholas B. Lane | (See Remarks) | Sale of securities on an exchange or to another person at price $ 30.00 per share. | 11 Aug 2022 | 51,448 | 101,393 (0%) | 0% | 30.0 | 1,543,589 | Common Stock |
| SeaWorld Entertainment Inc | George Anthony (Tony) Taylor | See Remarks | Sale of securities on an exchange or to another person at price $ 52.52 per share. | 11 Aug 2022 | 51,337 | 115,560 (0%) | 0% | 52.5 | 2,696,219 | Common Stock |
| Nextdoor Holdings Inc (Class A) | David Sze | Director | Purchase of securities on an exchange or from another person at price $ 3.06 per share. | 11 Aug 2022 | 51,200 | 285,987 | - | 3.1 | 156,436 | Class A Common Stock |
| Claritev Corp (Class A) | Michael Kim | SVP, Chief Information Officer | Sale of securities on an exchange or to another person at price $ 4.37 per share. | 11 Aug 2022 | 50,000 | 362,386 | - | 4.4 | 218,360 | Class A common stock |
| Medalist Diversified REIT Inc | Alfred Lee Finley | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.89 per share. | 11 Aug 2022 | 50,000 | 2,039,236 (45%) | 1% | 0.9 | 44,600 | Common Stock |
| Precigen Inc | Jeffrey B. Kindler | Director | Sale of securities on an exchange or to another person at price $ 2.30 per share. | 11 Aug 2022 | 50,000 | 214,411 (0%) | 0% | 2.3 | 115,000 | Common Stock |
| Snap-on | Nicholas T. Pinchuk | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 79.04 per share. | 11 Aug 2022 | 50,000 | 672,124 (1%) | 0% | 79.0 | 3,952,000 | Common Stock |
| Snap-on | Nicholas T. Pinchuk | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| CS Disco Inc | Michael Lafair | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 29.53 per share. | 11 Aug 2022 | 48,761 | 374,726 | - | 29.5 | 1,439,912 | Common Stock |
| Strata Critical Medical Inc (Class A) | Kenneth Lerer | Director | 11 Aug 2022 | 48,104 | 53,154 | - | 6.5 | 313,181 | Class A common stock, $0.0001 par value per share | |
| Nextdoor Holdings Inc (Class A) | David Sze | Director | Purchase of securities on an exchange or from another person at price $ 2.91 per share. | 11 Aug 2022 | 48,000 | 234,787 | - | 2.9 | 139,498 | Class A Common Stock |
| Community Healthcare Trust Inc | Timothy Wallace | Director, Chairman, CEO and President | Grant, award, or other acquisition of securities at price $ 39.90 per share. | 11 Aug 2022 | 45,781 | 1,016,936 (4%) | 0% | 39.9 | 1,826,662 | Common Stock |
| MSC Industrial Direct Co. Inc (Class A) | Douglas E. Jones | EVP, Chief Supply Chain | Sale of securities on an exchange or to another person at price $ 85.00 per share. | 11 Aug 2022 | 45,767 | 564 (0%) | 0% | 85 | 3,890,195 | Class A Common Stock, $0.001 par value |
| TripAdvisor Inc | Seth J. Kalvert | Chief Legal Officer & Sec. | 11 Aug 2022 | 45,187 | 0 | - | - | Restricted Stock Units | ||
| TripAdvisor Inc | Seth J. Kalvert | Chief Legal Officer & Sec. | 11 Aug 2022 | 45,187 | 84,791 (0%) | 0% | 0 | Common Stock | ||
| Lifecore Biomedical Inc | James G. Hall | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 45,000 | 45,000 | - | - | Right to Buy Restricted Stock Unit (RSU) | |
| H&R Block Inc | Karen A. Orosco | Pres., Global Consumer Tax & S | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 44,198 | 149,757 (0%) | 0% | 0 | Common Stock | |
| Trico Bancshares | Richard P. Smith | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.46 per share. | 11 Aug 2022 | 44,000 | 275,087 (0%) | 0% | 19.5 | 856,240 | Common Stock |
| Trico Bancshares | Richard P. Smith | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 44,000 | 0 | - | - | Option Common Stock | |
| Strata Critical Medical Inc (Class A) | Kenneth Lerer | Director | 11 Aug 2022 | 43,921 | 101,258 | - | 6.4 | 282,056 | Class A common stock, $0.0001 par value per share | |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 42,457 | 199,127 (0%) | 0% | 62.8 | 2,665,450 | Common Stock | |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 42,386 | 156,670 (0%) | 0% | 44.9 | 1,902,284 | Common Stock | |
| Live Oak Bancshares Inc | William C. Losch | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 42,000 | 51,750 (0%) | 0% | - | Voting Common Stock | |
| Live Oak Bancshares Inc | William C. Losch | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 42,000 | 168,000 | - | - | Restricted Stock Units | |
| Ocugen Inc | Kirsten Castillo | Director | Sale of securities on an exchange or to another person at price $ 2.91 per share. | 11 Aug 2022 | 42,000 | 50,000 (0%) | 0% | 2.9 | 122,220 | Common Stock |
| Ocugen Inc | Kirsten Castillo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 42,000 | 12,000 | - | - | Option (Right to Buy) | |
| Ocugen Inc | Kirsten Castillo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.28 per share. | 11 Aug 2022 | 42,000 | 92,000 (0%) | 0% | 0.3 | 11,760 | Common Stock |
| Firefly Neuroscience Inc | William H. Pickle | Director | Grant, award, or other acquisition of securities at price $ 1.20 per share. | 11 Aug 2022 | 41,667 | 173,115 | - | 1.2 | 50,000 | Common Stock |
| Equitable Holdings Inc | Nicholas B. Lane | (See Remarks) | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 41,448 | 135,141 | - | - | Employee Stock Option (right to buy) | |
| Equitable Holdings Inc | Nicholas B. Lane | (See Remarks) | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.74 per share. | 11 Aug 2022 | 41,448 | 152,841 (0%) | 0% | 18.7 | 776,736 | Common Stock |
| Bruker Corp | Frank H. Laukien | Director, PRESIDENT & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 40,550 | 40,550 | - | - | Stock Option (Right to Buy) | |
| Bruker Corp | Frank H. Laukien | Director, PRESIDENT & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 40,023 | 38,497,106 (24%) | 0% | 0 | Common Stock | |
| Equitable Holdings Inc | Mark Pearson | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 40,000 | 886,400 | - | - | Employee Stock Option (right to buy) | |
| Equitable Holdings Inc | Mark Pearson | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.74 per share. | 11 Aug 2022 | 40,000 | 523,779 (0%) | 0% | 18.7 | 749,600 | Common Stock |
| Rush Street Interactive Inc (Class A) | Greg Carlin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.34 per share. | 11 Aug 2022 | 40,000 | 1,758,921 | - | 6.3 | 253,600 | Class A Common Stock |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 39,735 | 0 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 39,734 | 0 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 39,734 | 0 | - | - | Employee Stock Option (Right to Buy) | ||
| Agios Pharma Inc | Cynthia Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 37,947 | 37,947 | - | - | Stock option (right to buy) | |
| Agios Pharma Inc | Rahul D. Ballal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 37,947 | 37,947 | - | - | Stock option (right to buy) | |
| Apyx Medical Corp | Minnie V. Baylor-Henry | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 37,000 | 37,000 | - | - | Stock Option (Option to Buy) | |
| BARK Inc (Class A) | Jonathan J. Ledecky | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 36,363 | 0 | - | - | Restricted Stock Unit | |
| BARK Inc (Class A) | Jonathan J. Ledecky | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 36,363 | 136,363 | - | - | Common Stock | |
| BARK Inc (Class A) | Elizabeth M. Mclaughlin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 36,363 | 36,363 | - | - | Common Stock | |
| BARK Inc (Class A) | Elizabeth M. Mclaughlin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 36,363 | 0 | - | - | Restricted Stock Unit | |
| BARK Inc (Class A) | Joanna Coles | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 36,363 | 0 | - | - | Restricted Stock Unit | |
| BARK Inc (Class A) | Joanna Coles | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 36,363 | 36,363 | - | - | Common Stock | |
| Transdigm Group | Kevin M. Stein | President & CEO | 11 Aug 2022 | 35,500 | 35,500 | - | - | Stock Option | ||
| Transdigm Group | Kevin M. Stein | President & CEO | 11 Aug 2022 | 35,500 | 35,500 (0%) | 0% | 661.7 | 23,489,619 | Common Stock | |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 77.88 per share. | 11 Aug 2022 | 35,379 | 17,005 (0%) | 0% | 77.9 | 2,755,451 | Class A Common Stock |
| Dorian LPG Ltd | Thomas Coleman | Director | Sale of securities on an exchange or to another person at price $ 16.45 per share. | 11 Aug 2022 | 35,000 | 2,525,000 (4%) | 0% | 16.5 | 575,750 | Common Stock |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 124.04 per share. | 11 Aug 2022 | 33,504 | 7,265,366 (8%) | 0% | 124.0 | 4,155,843 | Common Stock, par value $0.01 per share |
| Babcock & Wilcox Enterprises Inc | Jimmy B. Morgan | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 33,333 | 66,667 | - | - | Restricted Stock Units | |
| Babcock & Wilcox Enterprises Inc | Jimmy B. Morgan | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.01 per share. | 11 Aug 2022 | 33,333 | 348,998 (0%) | 0% | 8.0 | 266,997 | Common Stock |
| Trico Bancshares | Richard P. Smith | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 47.57 per share. | 11 Aug 2022 | 32,910 | 242,177 (0%) | 0% | 47.6 | 1,565,529 | Common Stock |
| CS Disco Inc | Michael Lafair | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 32,084 | 69,965 | - | - | Employee Stock Option (right to buy) | |
| CS Disco Inc | Michael Lafair | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.50 per share. | 11 Aug 2022 | 32,084 | 423,487 | - | 1.5 | 48,126 | Common Stock |
| Motorcar Parts of America Inc | David Lee | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.46 per share. | 11 Aug 2022 | 30,900 | 56,087 (0%) | 0% | 6.5 | 199,614 | Common Stock |
| Motorcar Parts of America Inc | David Lee | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 30,900 | 91,231 | - | - | Stock Option | |
| Merit Medical Systems Inc | Brian G. Lloyd | CHIEF LEGAL OFFICER, SECRETARY | Exercise or conversion of derivative security received from the company (such as an option) at price $ 28.20 per share. | 11 Aug 2022 | 29,897 | 38,791 (0%) | 0% | 28.2 | 843,095 | Common Stock, No Par Value |
| Merit Medical Systems Inc | Brian G. Lloyd | CHIEF LEGAL OFFICER, SECRETARY | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 29,897 | 103 | - | - | Non-qualified stock options (right to buy) | |
| Star Equity Holdings Inc | Jeffrey E. Eberwein | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 28,619 | 28,619 | - | - | Restricted Stock Unit | |
| C.H. Robinson Worldwide | Angela K. Freeman | CHRO and ESG Officer | Sale of securities on an exchange or to another person at price $ 117.10 per share. | 11 Aug 2022 | 28,586 | 54,520 (0%) | 0% | 117.1 | 3,347,472 | Common Stock |
| Community Healthcare Trust Inc | David H. Dupuy | Executive Vice President & CFO | Grant, award, or other acquisition of securities at price $ 39.90 per share. | 11 Aug 2022 | 28,085 | 219,515 (1%) | 0% | 39.9 | 1,120,592 | Common Stock |
| Star Equity Holdings Inc | John Gildea | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 28,004 | 28,004 | - | - | Restricted Stock Unit | |
| Star Equity Holdings Inc | Mitchell I. Quain | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 27,607 | 27,607 | - | - | Restricted Stock Unit | |
| Tenet Healthcare Corp | J. Robert Kerrey | Director | Sale of securities on an exchange or to another person at price $ 65.36 per share. | 11 Aug 2022 | 27,488 | 58,076 (0%) | 0% | 65.4 | 1,796,616 | Common Stock |
| Traeger Inc | Dominic Blosil | Chief Financial Officer | 11 Aug 2022 | 27,476 | 788,473 | - | 3.9 | 107,706 | Common Stock | |
| Merit Medical Systems Inc | Brian G. Lloyd | CHIEF LEGAL OFFICER, SECRETARY | Sale of securities on an exchange or to another person at price $ 62.03 per share. | 11 Aug 2022 | 26,807 | 11,984 (0%) | 0% | 62.0 | 1,662,838 | Common Stock, No Par Value |
| Arch Capital | Louis T. Petrillo | OFFICER OF SUBSIDIARY | Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.84 per share. | 11 Aug 2022 | 25,500 | 146,797 (0%) | 0% | 17.8 | 455,004 | Common Shares, $.0011 par value per share |
| Arch Capital | Louis T. Petrillo | OFFICER OF SUBSIDIARY | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 25,500 | 0 | - | - | Share Appreciation Right | |
| MP Materials Corp | Daniel Gold | Director | Sale of securities on an exchange or to another person at price $ 39.05 per share. | 11 Aug 2022 | 25,245 | 7,880,163 | - | 39.0 | 985,817 | Class A Common Stock |
| TripAdvisor Inc | Kanika Soni | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.07 per share. | 11 Aug 2022 | 25,051 | 99,235 (0%) | 0% | 26.1 | 653,080 | Common Stock |
| Babcock & Wilcox Enterprises Inc | John J. Dziewisz | General Counsel & Secretary | 11 Aug 2022 | 25,000 | 150,800 (0%) | 0% | 8.0 | 200,250 | Common Stock | |
| Babcock & Wilcox Enterprises Inc | John J. Dziewisz | General Counsel & Secretary | 11 Aug 2022 | 25,000 | 50,000 | - | - | Restricted Stock Unit | ||
| Live Oak Bancshares Inc | Renato Derraik | Chief Info./Digital Off., Bank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 25,000 | 25,000 (0%) | 0% | - | Voting Common Stock | |
| Live Oak Bancshares Inc | Renato Derraik | Chief Info./Digital Off., Bank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 25,000 | 100,000 | - | - | Restricted Stock Units | |
| Outlook Therapeutics Inc | Julia A. Haller | Director | 11 Aug 2022 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | ||
| Motorcar Parts of America Inc | David Lee | CFO | Sale of securities on an exchange or to another person at price $ 14.46 per share. | 11 Aug 2022 | 23,944 | 32,143 (0%) | 0% | 14.5 | 346,223 | Common Stock |
| Star Equity Holdings Inc | John W. Sayward | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 23,684 | 23,684 | - | - | Restricted Stock Unit | |
| Star Equity Holdings Inc | Michael A. Cunnion | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 23,684 | 23,684 | - | - | Restricted Stock Unit | |
| Community Healthcare Trust Inc | Leigh Ann Stach | Executive Vice President & CAO | Grant, award, or other acquisition of securities at price $ 39.90 per share. | 11 Aug 2022 | 23,663 | 290,971 (1%) | 0% | 39.9 | 944,154 | Common Stock |
| H&R Block Inc | Tony G. Bowen | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 35.32 per share. | 11 Aug 2022 | 23,575 | 144,535 (0%) | 0% | 35.3 | 832,669 | Common Stock |
| Energy Vault Holdings Inc | Henry Elkus | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 23,413 | 23,413 | - | 0 | Common Stock | |
| MSC Industrial Direct Co. Inc (Class A) | Douglas E. Jones | EVP, Chief Supply Chain | Exercise or conversion of derivative security received from the company (such as an option) at price $ 81.76 per share. | 11 Aug 2022 | 23,364 | 23,928 (0%) | 0% | 81.8 | 1,910,241 | Class A Common Stock, $0.001 par value |
| MSC Industrial Direct Co. Inc (Class A) | Douglas E. Jones | EVP, Chief Supply Chain | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 23,364 | 0 | - | - | Options (right to buy) | |
| Chevron | Pierre R. Breber | VP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 158.11 per share. | 11 Aug 2022 | 22,500 | 7 (0%) | 0% | 158.1 | 3,557,475 | Common Stock |
| Chevron | Pierre R. Breber | VP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 22,500 | 22,500 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Chevron | Pierre R. Breber | VP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 116.00 per share. | 11 Aug 2022 | 22,500 | 22,507 (0%) | 0% | 116 | 2,610,000 | Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 75.01 per share. | 11 Aug 2022 | 22,490 | 29,894 (0%) | 0% | 75.0 | 1,686,898 | Class A Common Stock |
| MSC Industrial Direct Co. Inc (Class A) | Douglas E. Jones | EVP, Chief Supply Chain | Exercise or conversion of derivative security received from the company (such as an option) at price $ 83.03 per share. | 11 Aug 2022 | 22,403 | 46,331 (0%) | 0% | 83.0 | 1,860,121 | Class A Common Stock, $0.001 par value |
| MSC Industrial Direct Co. Inc (Class A) | Douglas E. Jones | EVP, Chief Supply Chain | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 22,403 | 0 | - | - | Options (right to buy) | |
| Cohen & Steers Inc | Martin Cohen | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 77.57 per share. | 11 Aug 2022 | 21,807 | 1,090,464 (2%) | 0% | 77.6 | 1,691,569 | Common Stock |
| Lemaitre Vascular Inc | George W. Lemaitre | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 54.97 per share. | 11 Aug 2022 | 21,348 | 2,544,760 (12%) | 0% | 55.0 | 1,173,450 | Common Stock |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Sale of securities on an exchange or to another person at price $ 204.51 per share. | 11 Aug 2022 | 21,307 | 102,591 (0%) | 0% | 204.5 | 4,357,435 | Class A Common Stock |
| Sandridge Energy Inc - Ordinary Shares New | Salah I. Gamoudi | EVP, CFO and CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.85 per share. | 11 Aug 2022 | 21,202 | 179,985 (0%) | 0% | 18.9 | 399,658 | Common Stock |
| MP Materials Corp | Daniel Gold | Director | Sale of securities on an exchange or to another person at price $ 39.05 per share. | 11 Aug 2022 | 20,454 | 6,385,188 | - | 39.1 | 798,729 | Class A Common Sock |
| Ecolab | William H. Gates | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 172.09 per share. | 11 Aug 2022 | 20,170 | 30,834,744 (10%) | 0% | 172.1 | 3,471,118 | Common Stock |
| TripAdvisor Inc | Seth J. Kalvert | Chief Legal Officer & Sec. | 11 Aug 2022 | 20,041 | 64,750 (0%) | 0% | 26.1 | 522,469 | Common Stock | |
| Donnelley Fin Soln Inc | Daniel N. Leib | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 43.18 per share. | 11 Aug 2022 | 20,000 | 606,034 (1%) | 0% | 43.2 | 863,534 | Common Stock |
| H&R Block Inc | Karen A. Orosco | Pres., Global Consumer Tax & S | Payment of exercise price or tax liability using portion of securities received from the company at price $ 35.32 per share. | 11 Aug 2022 | 20,000 | 129,757 (0%) | 0% | 35.3 | 706,400 | Common Stock |
| CS Disco Inc | Michael Lafair | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 20,000 | 49,965 | - | - | Employee Stock Option (right to buy) | |
| CS Disco Inc | Michael Lafair | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.50 per share. | 11 Aug 2022 | 20,000 | 394,726 | - | 1.5 | 30,000 | Common Stock |
| Affirm Holdings Inc (Class A) | Siphelele Jiyane | Vice President, Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Dime Community Bancshares Inc | Kenneth J. Mahon | Director | Sale of securities on an exchange or to another person at price $ 34.41 per share. | 11 Aug 2022 | 20,000 | 328,874 (0%) | 0% | 34.4 | 688,200 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 24.18 per share. | 11 Aug 2022 | 19,772 | 132,255 (0%) | 0% | 24.2 | 478,087 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.97 per share. | 11 Aug 2022 | 19,772 | 152,027 (0%) | 0% | 19.0 | 375,075 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 19,772 | 0 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Nuvectis Pharma Inc | Ron Bentsur | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.40 per share. | 11 Aug 2022 | 19,669 | 2,987,983 | - | 8.4 | 165,220 | Common Stock |
| Lemaitre Vascular Inc | George W. Lemaitre | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 54.75 per share. | 11 Aug 2022 | 19,582 | 2,525,178 (12%) | 0% | 54.8 | 1,072,148 | Common Stock |
| Flywire Corp | Alex Finkelstein | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 19,542 | 19,541 | - | 0 | Voting Common Stock | |
| BILL Holdings Inc | John Rettig | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.26 per share. | 11 Aug 2022 | 19,011 | 24,625 (0%) | 0% | 5.3 | 99,998 | Common Stock |
| BILL Holdings Inc | John Rettig | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 19,011 | 9,551 | - | - | Employee Stock Option (Right to Buy) | |
| MediaCo Holding Inc (Class A) | Bradford A. Tobin | President, COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.60 per share. | 11 Aug 2022 | 18,915 | 171,521 (10%) | 1% | 3.6 | 68,094 | Class A Common Stock |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 10.68 per share. | 11 Aug 2022 | 18,700 | 3,605,407 | - | 10.7 | 199,716 | Class A common stock |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 18,502 | 19,171 | - | 0 | Class A Common Stock | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 18,502 | 5,541,012 | - | - | ADK Class A Units | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 7.95 per share. | 11 Aug 2022 | 18,502 | 669 | - | 8.0 | 147,091 | Class A Common Stock |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 18,502 | 5,541,012 | - | 0 | Class V Common Stock | |
| Phunware Inc | Luan Dang | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.78 per share. | 11 Aug 2022 | 18,327 | 1,603,944 (4%) | 0% | 1.8 | 32,554 | Common Stock |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 10.85 per share. | 11 Aug 2022 | 18,300 | 3,586,707 | - | 10.9 | 198,555 | Class A common stock |
| Community Healthcare Trust Inc | Timothy L. Meyer | EVP - Asset Management | 11 Aug 2022 | 18,009 | 84,345 (0%) | 0% | 39.9 | 718,559 | Common Stock | |
| Ecolab | William H. Gates | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 173.36 per share. | 11 Aug 2022 | 17,905 | 30,864,353 (10%) | 0% | 173.4 | 3,104,011 | Common Stock |
| Arch Capital | Louis T. Petrillo | OFFICER OF SUBSIDIARY | Payment of exercise price or tax liability using portion of securities received from the company at price $ 45.98 per share. | 11 Aug 2022 | 17,862 | 128,935 (0%) | 0% | 46.0 | 821,295 | Common Shares, $.0011 par value per share |
| Lemaitre Vascular Inc | George W. Lemaitre | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 55.89 per share. | 11 Aug 2022 | 17,702 | 2,507,476 (12%) | 0% | 55.9 | 989,444 | Common Stock |
| Apyx Medical Corp | Andrew Makrides | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 17,000 | 17,000 | - | - | Stock Option (Option to Buy) | |
| Apyx Medical Corp | Craig A. Swandal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 17,000 | 17,000 | - | - | Stock Option (Option to Buy) | |
| Apyx Medical Corp | Lawrence J. Waldman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 17,000 | 17,000 | - | - | Stock Option (Option to Buy) | |
| Apyx Medical Corp | Michael Geraghty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 17,000 | 17,000 | - | - | Stock Option (Option to Buy) | |
| Apyx Medical Corp | John C. Andres | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 17,000 | 17,000 | - | - | Stock Option (Option to Buy) | |
| Apyx Medical Corp | Wendy Levine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 17,000 | 17,000 | - | - | Stock Option (Option to Buy) | |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 16,674 | 130,958 (0%) | 0% | 44.9 | 748,329 | Common Stock | |
| Cohen & Steers Inc | Martin Cohen | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 77.41 per share. | 11 Aug 2022 | 16,559 | 1,119,625 (2%) | 0% | 77.4 | 1,281,832 | Common Stock |
| Live Oak Bancshares Inc | William C. Losch | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.69 per share. | 11 Aug 2022 | 16,545 | 35,205 (0%) | 0% | 40.7 | 673,216 | Voting Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 74.72 per share. | 11 Aug 2022 | 16,368 | 36,016 (0%) | 0% | 74.7 | 1,222,997 | Class A Common Stock |
| Apollo Global (Class A) (New) | John J. Suydam | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.42 per share. | 11 Aug 2022 | 16,324 | 355,184 (0%) | 0% | 57.4 | 937,324 | Common Stock |
| Xponential Fitness Inc (Class A) | Sarah Luna | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.29 per share. | 11 Aug 2022 | 16,251 | 300,206 | - | 16.3 | 264,729 | Class A Common Stock |
| Xponential Fitness Inc (Class A) | Ryan Junk | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.29 per share. | 11 Aug 2022 | 16,077 | 266,845 | - | 16.3 | 261,894 | Class A Common Stock |
| Arch Capital | Louis T. Petrillo | OFFICER OF SUBSIDIARY | Sale of securities on an exchange or to another person at price $ 45.83 per share. | 11 Aug 2022 | 16,023 | 105,274 (0%) | 0% | 45.8 | 734,347 | Common Shares, $.0011 par value per share |
| Equitable Holdings Inc | Jeffrey J. Hurd | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 30.01 per share. | 11 Aug 2022 | 16,000 | 80,245 (0%) | 0% | 30.0 | 480,162 | Common Stock |
| P&G | M. Tracey Grabowski | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 16,000 | 14,577 | - | - | Stock Option (Right to Buy) | |
| P&G | M. Tracey Grabowski | Chief Human Resources Officer | Sale of securities on an exchange or to another person at price $ 147.00 per share. | 11 Aug 2022 | 16,000 | 4,326 (0%) | 0% | 147 | 2,352,000 | Common Stock |
| P&G | M. Tracey Grabowski | Chief Human Resources Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 85.13 per share. | 11 Aug 2022 | 16,000 | 20,326 (0%) | 0% | 85.1 | 1,362,080 | Common Stock |
| Star Equity Holdings Inc | Mitchell I. Quain | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 15,876 | 15,876 | - | - | Restricted Stock Unit | |
| Star Equity Holdings Inc | Jeffrey E. Eberwein | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 15,876 | 15,876 | - | - | Restricted Stock Unit | |
| C.H. Robinson Worldwide | Angela K. Freeman | CHRO and ESG Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 15,858 | 10,572 | - | - | Stock Option (right to buy) | |
| C.H. Robinson Worldwide | Angela K. Freeman | CHRO and ESG Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 87.15 per share. | 11 Aug 2022 | 15,858 | 70,378 (0%) | 0% | 87.2 | 1,382,025 | Common Stock |
| Carlisle Companies Inc | John E. Berlin | President, CIT | 11 Aug 2022 | 15,841 | 30,693 (0%) | 0% | 309.5 | 4,902,790 | Common Stock | |
| Carlisle Companies Inc | John E. Berlin | President, CIT | 11 Aug 2022 | 15,841 | 399 | - | - | Employee Stock Option (Right to Buy) | ||
| Carlisle Companies Inc | John E. Berlin | President, CIT | 11 Aug 2022 | 15,841 | 46,534 (0%) | 0% | 110.8 | 1,755,024 | Common Stock | |
| Crawford & Co. (Class A) | Jesse C. Crawford | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.63 per share. | 11 Aug 2022 | 15,500 | 2,020,754 (8%) | 0% | 6.6 | 102,736 | Class B Common Stock |
| Caredx Inc | Peter Maag | Director | Sale of securities on an exchange or to another person at price $ 24.38 per share. | 11 Aug 2022 | 15,415 | 301,624 (0%) | 0% | 24.4 | 375,890 | Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 75.64 per share. | 11 Aug 2022 | 15,224 | 14,670 (0%) | 0% | 75.6 | 1,151,556 | Class A Common Stock |
| Babcock & Wilcox Enterprises Inc | Jimmy B. Morgan | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.01 per share. | 11 Aug 2022 | 15,116 | 333,882 (0%) | 0% | 8.0 | 121,079 | Common Stock |
| Sandridge Energy Inc - Ordinary Shares New | Grayson R. Pranin | President, CEO and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 15,060 | 15,060 | - | - | Restricted Stock Unit | |
| Sandridge Energy Inc - Ordinary Shares New | Grayson R. Pranin | President, CEO and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 15,060 | 58,434 (0%) | 0% | 0 | Common Stock | |
| Phunware Inc | Alan S. Knitowski | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.78 per share. | 11 Aug 2022 | 15,008 | 1,244,825 (3%) | 0% | 1.8 | 26,659 | Common Stock |
| Corvus Pharma Inc | Ian T. Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Corvus Pharma Inc | Peter A. Thompson | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Corvus Pharma Inc | Linda S. Grais | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Corvus Pharma Inc | Edith P. Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Corvus Pharma Inc | Elisha P. Gould | Director, Ten Percent Owner | 11 Aug 2022 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | ||
| Corvus Pharma Inc | Scott W. Morison | Director | 11 Aug 2022 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | ||
| Huntsman Corp | Curtis E. Espeland | Director | Purchase of securities on an exchange or from another person at price $ 30.18 per share. | 11 Aug 2022 | 15,000 | 18,533 (0%) | 0% | 30.2 | 452,645 | Common Stock |
| Star Equity Holdings Inc | John Gildea | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 14,964 | 14,964 | - | - | Restricted Stock Unit | |
| Ecovyst Inc | George L. Vann | See Remarks | 11 Aug 2022 | 14,750 | 14,750 (0%) | 0% | 0 | Common Stock | ||
| Crawford & Co. (Class A) | Jesse C. Crawford | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.61 per share. | 11 Aug 2022 | 14,500 | 2,035,254 (9%) | 0% | 6.6 | 95,800 | Class B Common Stock |
| Bloom Energy Corp (Class A) | Glen Griffiths | EVP, Services | Sale of securities on an exchange or to another person at price $ 30.04 per share. | 11 Aug 2022 | 14,326 | 338,114 (0%) | 0% | 30.0 | 430,353 | Class A Common Stock |
| Celldex Therapeutics Inc | Sam Martin | SVP AND CFO | Sale of securities on an exchange or to another person at price $ 36.76 per share. | 11 Aug 2022 | 14,261 | 27,664 (0%) | 0% | 36.8 | 524,304 | Common Stock |
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 14,153 | 39,734 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 14,153 | 39,734 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 14,153 | 39,735 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 14,129 | 5,558 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 14,129 | 5,558 | - | - | Employee Stock Option (Right to Buy) | ||
| Principal Financial Group | Daniel J. Houston | Director, Chairman, President & CEO | 11 Aug 2022 | 14,128 | 5,558 | - | - | Employee Stock Option (Right to Buy) | ||
| Snap-on | Nicholas T. Pinchuk | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 229.35 per share. | 11 Aug 2022 | 14,102 | 643,668 (1%) | 0% | 229.3 | 3,234,292 | Common Stock |
| Rush Street Interactive Inc (Class A) | Greg Carlin | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.29 per share. | 11 Aug 2022 | 13,959 | 1,744,962 | - | 6.3 | 87,802 | Class A Common Stock |
| Apollo Global (Class A) (New) | John J. Suydam | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 13,685 | 371,508 (0%) | 0% | 0 | Common Stock | |
| Celldex Therapeutics Inc | Sam Martin | SVP AND CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.78 per share. | 11 Aug 2022 | 13,671 | 41,925 (0%) | 0% | 2.8 | 38,005 | Common Stock |
| Celldex Therapeutics Inc | Sam Martin | SVP AND CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 13,671 | 10,750 | - | - | Incentive Stock Option (Right to Buy) | |
| Phunware Inc | Matt Aune | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.78 per share. | 11 Aug 2022 | 13,667 | 430,675 (1%) | 0% | 1.8 | 24,277 | Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 78.66 per share. | 11 Aug 2022 | 13,506 | 3,499 (0%) | 0% | 78.7 | 1,062,335 | Class A Common Stock |
| Artesian Resources Corp (Class A) | John R. Eisenbrey | Director | Sale of securities on an exchange or to another person at price $ 54.02 per share. | 11 Aug 2022 | 13,500 | 52,751 (0%) | 0% | 54.0 | 729,216 | Class A Non-voting Common Stock |
| Lifecore Biomedical Inc | John D. Morberg | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 13,500 | 13,500 | - | - | Restricted Stock Unit | |
| Axcelis Tech Inc | William Bintz | EVP, Product Development | Sale of securities on an exchange or to another person at price $ 71.20 per share. | 11 Aug 2022 | 13,289 | 46,772 (0%) | 0% | 71.2 | 946,177 | Common Stock |
| Phunware Inc | Randall Crowder | Director, Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.78 per share. | 11 Aug 2022 | 13,232 | 827,592 (2%) | 0% | 1.8 | 23,504 | Common Stock |
| Star Equity Holdings Inc | John W. Sayward | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 13,139 | 13,139 | - | - | Restricted Stock Unit | |
| Star Equity Holdings Inc | Michael A. Cunnion | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 13,139 | 13,139 | - | - | Restricted Stock Unit | |
| Bruker Corp | Mark Munch | EXEC VP&PRES BRUKER NANO INC. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 12,938 | 12,938 | - | - | Stock Option (Right to Buy) | |
| Transmedics Grp Inc | Waleed Hassanein | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 46.74 per share. | 11 Aug 2022 | 12,929 | 493,285 (2%) | 0% | 46.7 | 604,301 | Common Stock |
| Childrens Place Inc | Claudia Lima-Guinehut | SVP, GLOBAL MERCHANDISING | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 12,797 | 33,655 (0%) | 0% | 0 | Common Stock, par value $0.10 per share | |
| Bruker Corp | Mark Munch | EXEC VP&PRES BRUKER NANO INC. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 12,770 | 89,879 (0%) | 0% | 0 | Common Stock | |
| C.H. Robinson Worldwide | Angela K. Freeman | CHRO and ESG Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 72.74 per share. | 11 Aug 2022 | 12,728 | 83,106 (0%) | 0% | 72.7 | 925,835 | Common Stock |
| C.H. Robinson Worldwide | Angela K. Freeman | CHRO and ESG Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 12,728 | 19,092 | - | - | Stock Option (right to buy( | |
| Bruker Corp | Gerald N. Herman | EXECUTIVE VICE PRESIDENT, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 12,686 | 12,686 | - | - | Stock Option (Right to Buy) | |
| American Airlines Grp Inc | Vasu Raja | SVP, Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 14.98 per share. | 11 Aug 2022 | 12,678 | 82,453 (0%) | 0% | 15.0 | 189,916 | Common Stock |
| AAON Inc | Gary D. Fields | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 12,660 | 12,660 | - | - | Stock Option (Right to Buy) | |
| AAON Inc | Gary D. Fields | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 61.41 per share. | 11 Aug 2022 | 12,660 | 38,189 (0%) | 0% | 61.4 | 777,451 | Common Stock, par value $.004 |
| AAON Inc | Gary D. Fields | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 36.95 per share. | 11 Aug 2022 | 12,660 | 50,849 (0%) | 0% | 37.0 | 467,787 | Common Stock, par value $.004 |
| Cohen & Steers Inc | Martin Cohen | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 77.18 per share. | 11 Aug 2022 | 12,600 | 1,076,184 (2%) | 0% | 77.2 | 972,468 | Common Stock |
| Lifecore Biomedical Inc | John D. Morberg | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 12,591 | 13,000 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 12,522 | 0 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 24.18 per share. | 11 Aug 2022 | 12,522 | 132,255 (0%) | 0% | 24.2 | 302,782 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 15.33 per share. | 11 Aug 2022 | 12,522 | 144,777 (0%) | 0% | 15.3 | 191,962 | Common Stock |
| Bruker Corp | Gerald N. Herman | EXECUTIVE VICE PRESIDENT, CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 12,521 | 59,704 (0%) | 0% | 0 | Common Stock | |
| Opendoor Tech Inc | Jonathan M. Jaffe | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Aug 2022 | 12,277 | 25,543 | - | 0 | Common Stock | |
| Cullen Frost Bankers Inc | Jerry Salinas | GEVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 12,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Cullen Frost Bankers Inc | Jerry Salinas | GEVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 54.56 per share. | 11 Aug 2022 | 12,000 | 39,792 (0%) | 0% | 54.6 | 654,720 | Common Stock, $0.01 par value |
| Cullen Frost Bankers Inc | Jerry Salinas | GEVP and CFO | Sale of securities on an exchange or to another person at price $ 134.03 per share. | 11 Aug 2022 | 12,000 | 27,792 (0%) | 0% | 134.0 | 1,608,419 | Common Stock, $0.01 par value |
| Polaris Inc | Stephen L. Eastman | President - PG&A | Sale of securities on an exchange or to another person at price $ 120.14 per share. | 11 Aug 2022 | 12,000 | 20,583 (0%) | 0% | 120.1 | 1,441,680 | Common Stock |
| Inovio Pharma Inc | David B. Weiner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 11,875 | 11,875 | - | - | Common Stock Option | |
| Inovio Pharma Inc | David B. Weiner | Director | Sale of securities on an exchange or to another person at price $ 2.66 per share. | 11 Aug 2022 | 11,875 | 892,625 (0%) | 0% | 2.7 | 31,588 | Common Stock |
| Inovio Pharma Inc | David B. Weiner | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.16 per share. | 11 Aug 2022 | 11,875 | 904,500 (0%) | 0% | 2.2 | 25,650 | Common Stock |
| Snap-on | Nicholas T. Pinchuk | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 228.36 per share. | 11 Aug 2022 | 11,774 | 657,770 (1%) | 0% | 228.4 | 2,688,752 | Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 75.60 per share. | 11 Aug 2022 | 11,731 | 24,285 (0%) | 0% | 75.6 | 886,905 | Class A Common Stock |
| Ecolab | William H. Gates | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 172.44 per share. | 11 Aug 2022 | 11,704 | 30,846,448 (10%) | 0% | 172.4 | 2,018,198 | Common Stock |
| Chewy Inc (Class A) | Stacy Bowman | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 50.00 per share. | 11 Aug 2022 | 11,422 | 181,970 (0%) | 0% | 50 | 571,100 | Class A Common Stock |
| Babcock & Wilcox Enterprises Inc | John J. Dziewisz | General Counsel & Secretary | 11 Aug 2022 | 11,337 | 139,463 (0%) | 0% | 8.0 | 90,809 | Common Stock | |
| KVH Ind Inc | Cielo Hernandez | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 11,270 | 26,270 (0%) | 0% | 0 | Common Stock | |
| KVH Ind Inc | Cathy-Ann Martine-Dolecki | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 10,668 | 30,668 (0%) | 0% | 0 | Common Stock | |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 10,198 | 0 | - | - | Option to Purchase UPS Class A Common | |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 106.87 per share. | 11 Aug 2022 | 10,198 | 112,789 (0%) | 0% | 106.9 | 1,089,860 | Class A Common Stock |
| H&R Block Inc | Kellie J. Logerwell | VP & Chief Acct Officer | 11 Aug 2022 | 10,048 | 29,827 (0%) | 0% | 0 | Common Stock | ||
| American Assets Trust Inc | Ernest S. Rady | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 30.30 per share. | 11 Aug 2022 | 10,000 | 6,660,784 (11%) | 0% | 30.3 | 303,000 | Common Stock, par value $0.01 |
| Babcock & Wilcox Enterprises Inc | Joseph T. Buckler | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 10,000 | 20,000 | - | - | Restricted Stock Units | |
| Babcock & Wilcox Enterprises Inc | Joseph T. Buckler | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.01 per share. | 11 Aug 2022 | 10,000 | 84,906 (0%) | 0% | 8.0 | 80,100 | Common Stock |
| Babcock & Wilcox Enterprises Inc | Christopher S. Riker | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 10,000 | 20,000 | - | - | Restricted Stock Units | |
| Babcock & Wilcox Enterprises Inc | Christopher S. Riker | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.01 per share. | 11 Aug 2022 | 10,000 | 12,000 (0%) | 0% | 8.0 | 80,100 | Common Stock |
| International Flavors & Fragrances Inc | Francisco Fortanet | EVP, Operations | Sale of securities on an exchange or to another person at price $ 125.00 per share. | 11 Aug 2022 | 10,000 | 17,237 (0%) | 0% | 125 | 1,250,000 | Common Stock |
| Allogene Therapeutics Inc | Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 16.50 per share. | 11 Aug 2022 | 10,000 | 223,271 (0%) | 0% | 16.5 | 165,000 | Common Stock |
| Allogene Therapeutics Inc | Owen N. Witte | Director | Sale of securities on an exchange or to another person at price $ 16.50 per share. | 11 Aug 2022 | 10,000 | 223,271 (0%) | 0% | 16.5 | 165,000 | Common Stock |
| Enovix Corp | Gardner Cameron Dales | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 20.00 per share. | 11 Aug 2022 | 10,000 | 989,565 | - | 20 | 200,000 | Common Stock |
| Goosehead Insurance Inc (Class A) | Mark E. Jones | Ten Percent Owner, Member of 10% owner group | 11 Aug 2022 | 10,000 | 10,000 (0%) | 0% | 0 | Class A Common Stock | ||
| Goosehead Insurance Inc (Class A) | Mark E. Jones | Ten Percent Owner, Member of 10% owner group | 11 Aug 2022 | 10,000 | 325,553 | - | - | LLC Units in Goosehead Financial, LLC | ||
| Goosehead Insurance Inc (Class A) | Mark E. Jones | Ten Percent Owner, Member of 10% owner group | Sale of securities on an exchange or to another person at price $ 65.23 per share. | 11 Aug 2022 | 10,000 | 0 (0%) | 0% | 65.2 | 652,307 | Class A Common Stock |
| Goosehead Insurance Inc (Class A) | Mark E. Jones | Ten Percent Owner, Member of 10% owner group | 11 Aug 2022 | 10,000 | 325,553 (2%) | 0% | 0 | Class B Common Stock | ||
| Immuneering Corp (Class A) | Mallory Morales | VICE PRESIDENT, FINANCE | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 10,000 | 10,000 | - | - | Stock Option | |
| Revolution Medicines Inc | Mark A. Goldsmith | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 10,000 | 147,446 | - | - | Stock Option (Right to Buy) | |
| Revolution Medicines Inc | Mark A. Goldsmith | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.49 per share. | 11 Aug 2022 | 10,000 | 206,872 (0%) | 0% | 0.5 | 4,900 | Common Stock |
| Upland Software Inc | John T. Mcdonald | Director, CEO | Purchase of securities on an exchange or from another person at price $ 11.39 per share. | 11 Aug 2022 | 10,000 | 173,738 (0%) | 0% | 11.4 | 113,900 | Common Stock |
| Upland Software Inc | John T. Mcdonald | Director, CEO | Purchase of securities on an exchange or from another person at price $ 11.23 per share. | 11 Aug 2022 | 10,000 | 163,738 (0%) | 0% | 11.2 | 112,300 | Common Stock |
| Datadog Inc (Class A) | David Obstler | Chief Financial Officer | 11 Aug 2022 | 10,000 | 15,603 | - | - | Class B Common Stock | ||
| Datadog Inc (Class A) | David Obstler | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 10,000 | 25,603 | - | - | Class B Common Stock | |
| Datadog Inc (Class A) | David Obstler | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 10,000 | 565,000 | - | - | Stock Option (Right to Buy) | |
| Datadog Inc (Class A) | David Obstler | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 120.25 per share. | 11 Aug 2022 | 10,000 | 209,810 (0%) | 0% | 120.3 | 1,202,500 | Class A Common Stock |
| Datadog Inc (Class A) | David Obstler | Chief Financial Officer | 11 Aug 2022 | 10,000 | 219,810 (0%) | 0% | 1.6 | 15,500 | Class A Common Stock | |
| Timken Co. | Philip D. Fracassa | EVP & CFO | 11 Aug 2022 | 10,000 | 19,400 | - | - | Employee Stock Options (right to buy) | ||
| Timken Co. | Philip D. Fracassa | EVP & CFO | 11 Aug 2022 | 10,000 | 95,659 (0%) | 0% | 44.7 | 446,500 | Common Stock | |
| KVH Ind Inc | Charles R. Trimble | Director | 11 Aug 2022 | 9,847 | 151,847 (0%) | 0% | 0 | Common Stock | ||
| Power Integrations Inc | Nicholas Brathwaite | Director | Sale of securities on an exchange or to another person at price $ 80.55 per share. | 11 Aug 2022 | 9,845 | 45,045 (0%) | 0% | 80.6 | 793,015 | Common Stock |
| KVH Ind Inc | James S. Dodez | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 9,738 | 72,119 (0%) | 0% | 0 | Common Stock | |
| Tenet Healthcare Corp | J. Robert Kerrey | Director | Sale of securities on an exchange or to another person at price $ 66.16 per share. | 11 Aug 2022 | 9,278 | 48,798 (0%) | 0% | 66.2 | 613,832 | Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 79.43 per share. | 11 Aug 2022 | 9,264 | 400 (0%) | 0% | 79.4 | 735,867 | Class A Common Stock |
| KVH Ind Inc | David M. Tolley | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 9,191 | 9,191 (0%) | 0% | 0 | Common Stock | |
| KVH Ind Inc | David B. Kagan | Director | Other type of transaction at price $ 0.00 per share. | 11 Aug 2022 | 9,191 | 9,191 (0%) | 0% | 0 | Common Stock | |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 77.04 per share. | 11 Aug 2022 | 9,174 | 5,496 (0%) | 0% | 77.0 | 706,726 | Class A Common Stock |
| Protara Therapeutics Inc | Jesse Shefferman | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 3.84 per share. | 11 Aug 2022 | 9,065 | 879,441 (15%) | 0% | 3.8 | 34,810 | Common Stock |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 18.07 per share. | 11 Aug 2022 | 9,000 | 42,034,338 (65%) | 0% | 18.1 | 162,610 | Common Stock |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 9,000 | 174,540 | - | - | Stock Options (Right to buy) | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 9,000 | 183,540 | - | - | Stock Options (Right to buy) | |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 18.29 per share. | 11 Aug 2022 | 9,000 | 42,034,338 (65%) | 0% | 18.3 | 164,573 | Common Stock |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.07 per share. | 11 Aug 2022 | 9,000 | 42,043,338 (65%) | 0% | 0.1 | 630 | Common Stock |
| eXp World Holdings Inc | Glenn Sanford | Director, CEO and Chairman of the Board, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.07 per share. | 11 Aug 2022 | 9,000 | 42,043,338 (65%) | 0% | 0.1 | 630 | Common Stock |
| Waste Management | Michael J. Watson | Sr. VP-Chief Customer Officer | Sale of securities on an exchange or to another person at price $ 169.83 per share. | 11 Aug 2022 | 8,971 | 32,220 (0%) | 0% | 169.8 | 1,523,522 | Common Stock |
| Appian Corp (Class A) | Mark Lynch | Director | 11 Aug 2022 | 8,870 | 0 | - | - | Class B Common Stock | ||
| Appian Corp (Class A) | Mark Lynch | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 8,870 | 33,870 | - | - | Class B Common Stock | |
| Appian Corp (Class A) | Mark Lynch | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 8,870 | 10,560 | - | - | Employee Stock Option (Right to Buy) | |
| Appian Corp (Class A) | Mark Lynch | Director | 11 Aug 2022 | 8,870 | 35,203 (0%) | 0% | - | Class A Common Stock | ||
| Live Oak Bancshares Inc | Renato Derraik | Chief Info./Digital Off., Bank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 40.69 per share. | 11 Aug 2022 | 8,757 | 16,243 (0%) | 0% | 40.7 | 356,322 | Voting Common Stock |
| Timken Co. | Philip D. Fracassa | EVP & CFO | 11 Aug 2022 | 8,484 | 85,659 (0%) | 0% | 68.8 | 583,530 | Common Stock | |
| Star Equity Holdings Inc | Mitchell I. Quain | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 8,451 | 55,975 (2%) | 0% | - | Common Stock | |
| Star Equity Holdings Inc | Mitchell I. Quain | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 8,451 | 0 | - | - | Restricted Stock Unit | |
| Star Equity Holdings Inc | Jeffrey E. Eberwein | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 8,270 | 2,526,772 (123%) | 0% | - | Common Stock | |
| Star Equity Holdings Inc | Jeffrey E. Eberwein | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 8,270 | 0 | - | - | Restricted Stock Unit | |
| Blue Owl Cap Inc (Class A) | Dana Weeks | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 8,203 | 18,203 | - | 0 | Class A Shares | |
| Blue Owl Cap Inc (Class A) | Claudia Holz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 8,203 | 18,203 | - | 0 | Class A Shares | |
| Blue Owl Cap Inc (Class A) | Stacy Polley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 8,203 | 18,203 | - | 0 | Class A Shares | |
| Comfort Systems USA Inc | Herman E. Bulls | Director | Sale of securities on an exchange or to another person at price $ 103.44 per share. | 11 Aug 2022 | 8,000 | 60,669 (0%) | 0% | 103.4 | 827,520 | Common Stock |
| Transdigm Group | Kevin M. Stein | President & CEO | 11 Aug 2022 | 7,900 | 27,600 (0%) | 0% | 658.0 | 5,197,861 | Common Stock | |
| e.l.f. Beauty Inc | Lauren Cooks Levitan | Director | Sale of securities on an exchange or to another person at price $ 36.75 per share. | 11 Aug 2022 | 7,867 | 32,039 (0%) | 0% | 36.7 | 289,112 | Common Stock, $0.01 par value |
| Diodes Inc | Keh-Shew Lu | Director, President & CEO | 11 Aug 2022 | 7,718 | 78,183 (0%) | 0% | 0 | Diodes Incorporated Common Stock | ||
| Diodes Inc | Keh-Shew Lu | Director, President & CEO | 11 Aug 2022 | 7,718 | 189,666 (0%) | 0% | 0 | Diodes Incorporated Common Stock | ||
| Commerce.com Inc - Ordinary Shares Series 1 | Jeffrey Gordon Richards | Director | Sale of securities on an exchange or to another person at price $ 21.59 per share. | 11 Aug 2022 | 7,716 | 1,810,189 | - | 21.6 | 166,565 | Series 1 Common Stock |
| Childrens Place Inc | Jared E. Shure | SVP, GEN COUNSEL & SECRETARY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 7,679 | 8,842 (0%) | 0% | 0 | Common Stock, par value $0.10 per share | |
| Arch Capital | Louis T. Petrillo | OFFICER OF SUBSIDIARY | Sale of securities on an exchange or to another person at price $ 46.68 per share. | 11 Aug 2022 | 7,638 | 121,297 (0%) | 0% | 46.7 | 356,511 | Common Shares, $.0011 par value per share |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 98.77 per share. | 11 Aug 2022 | 7,603 | 120,392 (0%) | 0% | 98.8 | 750,948 | Class A Common Stock |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 7,603 | 0 | - | - | Option to Purchase UPS Class A Common | |
| Karyopharm Therapeutics Inc | Barry E. Greene | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 7,576 | 0 | - | - | Stock Option (right to buy) | |
| Karyopharm Therapeutics Inc | Barry E. Greene | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.48 per share. | 11 Aug 2022 | 7,576 | 13,606 (0%) | 0% | 1.5 | 11,250 | Common Stock |
| Appfolio Inc (Class A) | Timothy Bliss | Director | 11 Aug 2022 | 7,500 | 9,943 (0%) | 0% | 112.2 | 841,200 | Class A Common Stock | |
| AAON Inc | Gary D. Fields | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 7,470 | 0 | - | - | Stock Option (Right to Buy) | |
| AAON Inc | Gary D. Fields | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 61.41 per share. | 11 Aug 2022 | 7,470 | 38,189 (0%) | 0% | 61.4 | 458,733 | Common Stock, par value $.004 |
| AAON Inc | Gary D. Fields | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 34.10 per share. | 11 Aug 2022 | 7,470 | 45,659 (0%) | 0% | 34.1 | 254,727 | Common Stock, par value $.004 |
| CarGurus Inc (Class A) | Yann Gellot | SVP, Finance & PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 7,374 | 35,968 (0%) | 0% | 0 | Class A Common Stock | |
| Cohen & Steers Inc | Martin Cohen | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 78.07 per share. | 11 Aug 2022 | 7,354 | 1,112,271 (2%) | 0% | 78.1 | 574,127 | Common Stock |
| Transmedics Grp Inc | Waleed Hassanein | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 48.00 per share. | 11 Aug 2022 | 7,000 | 486,285 (2%) | 0% | 48 | 336,000 | Common Stock |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,974 | 0 | - | - | Option to Purchase UPS Class A Common | |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 101.93 per share. | 11 Aug 2022 | 6,974 | 127,366 (0%) | 0% | 101.9 | 710,860 | Class A Common Stock |
| T-Mobile US | Callie R. Field | President, Business Group | 11 Aug 2022 | 6,944 | 91,427 (0%) | 0% | 144 | 999,936 | Common Stock | |
| Agios Pharma Inc | Cynthia Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 6,906 | 6,906 | - | - | Restricted stock units | |
| Agios Pharma Inc | Rahul D. Ballal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 6,906 | 6,906 | - | - | Restricted stock units | |
| Star Equity Holdings Inc | John W. Sayward | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,845 | 0 | - | - | Restricted Stock Unit | |
| Star Equity Holdings Inc | John W. Sayward | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,845 | 56,456 (2%) | 0% | - | Common Stock | |
| Star Equity Holdings Inc | Michael A. Cunnion | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,845 | 60,354 (2%) | 0% | - | Common Stock | |
| Star Equity Holdings Inc | Michael A. Cunnion | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,845 | 0 | - | - | Restricted Stock Unit | |
| Artesian Resources Corp (Class A) | John R. Eisenbrey | Director | 11 Aug 2022 | 6,750 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Artesian Resources Corp (Class A) | John R. Eisenbrey | Director | 11 Aug 2022 | 6,750 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Artesian Resources Corp (Class A) | John R. Eisenbrey | Director | 11 Aug 2022 | 6,750 | 66,251 (0%) | 0% | 21.9 | 147,555 | Class A Non-voting Common Stock | |
| Artesian Resources Corp (Class A) | John R. Eisenbrey | Director | 11 Aug 2022 | 6,750 | 59,501 (0%) | 0% | 22.7 | 152,955 | Class A Non-voting Common Stock | |
| Grocery Outlet Holding Corp | Robert Joseph Sheedy | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.81 per share. | 11 Aug 2022 | 6,667 | 72,909 (0%) | 0% | 3.8 | 25,401 | Common Stock |
| Grocery Outlet Holding Corp | Robert Joseph Sheedy | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,667 | 43,724 | - | - | Stock Options (Right to Buy) | |
| Grocery Outlet Holding Corp | Robert Joseph Sheedy | President | Sale of securities on an exchange or to another person at price $ 42.33 per share. | 11 Aug 2022 | 6,667 | 66,242 (0%) | 0% | 42.3 | 282,214 | Common Stock |
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.41 per share. | 11 Aug 2022 | 6,500 | 4,351,387 (246%) | 0% | 9.4 | 61,165 | Class A-1 Common Stock |
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,500 | 52,000 | - | - | Employee Stock Option (Right to Buy) | |
| Minerals Tech Inc | Michael A. Cipolla | VICE PRESIDENT | Sale of securities on an exchange or to another person at price $ 64.27 per share. | 11 Aug 2022 | 6,356 | 32,286 (0%) | 0% | 64.3 | 408,530 | Common Stock |
| Minerals Tech Inc | Michael A. Cipolla | VICE PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,356 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Minerals Tech Inc | Michael A. Cipolla | VICE PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 41.29 per share. | 11 Aug 2022 | 6,356 | 38,642 (0%) | 0% | 41.3 | 262,439 | Common Stock |
| Ecolab | William H. Gates | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 174.07 per share. | 11 Aug 2022 | 6,330 | 30,870,683 (10%) | 0% | 174.1 | 1,101,845 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 11 Aug 2022 | 6,260 | 132,255 (0%) | 0% | 24.2 | 151,304 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 15.33 per share. | 11 Aug 2022 | 6,260 | 138,515 (0%) | 0% | 15.3 | 95,966 | Common Stock |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Aug 2022 | 6,260 | 0 | - | - | Incentive Stock Option (Right to Buy) |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.