Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Aware Inc | John S. Stafford | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 4,621,368 | 0 (0%) | 21% | 0 | Common Stock | |
| Aware Inc | John S. Stafford | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 4,621,368 | 4,726,659 (21%) | 21% | 0 | Common Stock | |
| Golden Matrix Grp Inc | Anthony Brian Goodman | Director, Chief Executive Officer, Ten Percent Owner | 16 Sep 2022 | 750,000 | 750,000 | - | - | Restricted Stock Unit | ||
| Phunware Inc | Christopher D. Olive | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 500,000 | 500,000 (1%) | 1% | 0 | Common Stock | |
| DocGo Inc | James M. Travers | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 443,432 | 0 | - | - | Warrants to purchase Common Stock | |
| DocGo Inc | Michael J. Burdiek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 434,437 | 0 | - | - | Warrants to purchase Common Stock | |
| Golden Matrix Grp Inc | Weiting Feng | Director, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 375,000 | 375,000 | - | - | Restricted Stock Unit | |
| Clover Health Investments Corp (Class A) | Jamie L. Reynoso | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 353,356 | 1,100,895 | - | 0 | Class A Common Stock | |
| Clover Health Investments Corp (Class A) | Prabhdeep Singh | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 353,356 | 872,821 | - | 0 | Class A Common Stock | |
| LoanDepot Inc (Class A) | Anthony Hsieh | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.59 per share. | 16 Sep 2022 | 321,975 | 4,184,816 (6%) | 0% | 1.6 | 511,296 | Class A Common Stock |
| Larimar Therapeutics Inc | Thomas Edward Hamilton | Director | Purchase of securities on an exchange or from another person at price $ 3.15 per share. | 16 Sep 2022 | 317,460 | 507,590 | - | 3.2 | 999,999 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 289,277 | 113 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 289,277 | 289,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 289,277 | 356,021 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 289,277 | 113 (0%) | 0% | 0 | Common Stock | |
| Royalty Pharma PLC (Class A) | M. Germano Giuliani | Director, Ten Percent Owner | 16 Sep 2022 | 232,185 | 22,657,815 | - | 41.5 | 9,635,678 | Class A Ordinary Shares | |
| Affirm Holdings Inc (Class A) | Michael Linford | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 204,750 | 204,750 | - | - | Stock Option (Right to Buy) | |
| Affirm Holdings Inc (Class A) | Libor Michalek | Director, President, Tech., Risk & Ops | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 204,750 | 204,750 | - | - | Stock Option (Right to Buy) | |
| LoanDepot Inc (Class A) | John Hoon Lee | Director | Sale of securities on an exchange or to another person at price $ 1.58 per share. | 16 Sep 2022 | 200,000 | 1,662,556 (2%) | 0% | 1.6 | 316,400 | Class A Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 190,917 | 190,917 | - | - | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 0.27 per share. | 16 Sep 2022 | 186,000 | 303,886 (0%) | 0% | 0.3 | 50,220 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Purchase of securities on an exchange or from another person at price $ 0.27 per share. | 16 Sep 2022 | 186,000 | 303,886 (0%) | 0% | 0.3 | 50,220 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 168,000 | 206,268 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 168,000 | 206,268 (0%) | 0% | 0 | Common Stock | |
| Royalty Pharma PLC (Class A) | M. Germano Giuliani | Director, Ten Percent Owner | 16 Sep 2022 | 154,986 | 22,890,000 | - | 41.7 | 6,466,140 | Class A Ordinary Shares | |
| Golden Matrix Grp Inc | Thomas E. Mcchesney | Director | 16 Sep 2022 | 150,000 | 150,000 | - | - | Restricted Stock Unit | ||
| Golden Matrix Grp Inc | Murray G. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 150,000 | 150,000 | - | - | Restricted Stock Unit | |
| Golden Matrix Grp Inc | Aaron Richard Johnston | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 150,000 | 150,000 | - | - | Restricted Stock Unit | |
| Harmonic Inc | Patrick J. Harshman | Director, President and CEO | 16 Sep 2022 | 150,000 | 428,173 (0%) | 0% | 12 | 1,800,000 | Common Stock | |
| Braze Inc (Class A) | Douglas A. Pepper | Director | Purchase of securities on an exchange or from another person at price $ 35.36 per share. | 16 Sep 2022 | 142,920 | 626,857 | - | 35.4 | 5,052,951 | Class A Common Stock |
| Braze Inc (Class A) | Matthew Jacobson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 35.36 per share. | 16 Sep 2022 | 142,920 | 626,857 | - | 35.4 | 5,052,951 | Class A Common Stock |
| Great Elm Grp Inc | Peter Andrew Reed | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 125,000 | 125,000 | - | - | Option (right to buy) | |
| Affirm Holdings Inc (Class A) | Katherine Adkins | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 122,850 | 122,850 | - | - | Stock Option (Right to Buy) | |
| TPG Inc (Class A) | James G. Coulter | Director, Executive Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 115,643 | 35,826,692 | - | - | TPG Partners Holdings, L.P. Units | |
| Opendoor Tech Inc | Carrie A. Wheeler | CFO | 16 Sep 2022 | 115,378 | 4,130,645 | - | 4.1 | 468,988 | Common Stock | |
| Affirm Holdings Inc (Class A) | Michael Linford | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 112,107 | 112,107 | - | - | Restricted Stock Units | |
| Affirm Holdings Inc (Class A) | Libor Michalek | Director, President, Tech., Risk & Ops | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 112,107 | 112,107 | - | - | Restricted Stock Units | |
| Generation Bio Co | Phillip Samayoa | CHIEF STRATEGY OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 110,000 | 110,000 | - | - | Stock Option (right to buy) | |
| Advantage Soln Inc (Class A) | Brian K. Ratzan | Director | Purchase of securities on an exchange or from another person at price $ 2.47 per share. | 16 Sep 2022 | 100,000 | 152,269 | - | 2.5 | 247,000 | Class A Common Stock |
| Nexalin Tech Inc | Marilyn Elson | Ms. Elson serves as CFO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Sep 2022 | 100,000 | 100,000 | - | - | Common stock warrants | |
| DocGo Inc | James M. Travers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 99,019 | 523,159 | - | - | Common Stock | |
| DocGo Inc | Michael J. Burdiek | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 97,010 | 512,547 | - | - | Common Stock | |
| Braze Inc (Class A) | Douglas A. Pepper | Director | Purchase of securities on an exchange or from another person at price $ 35.36 per share. | 16 Sep 2022 | 96,816 | 474,764 | - | 35.4 | 3,422,939 | Class A Common Stock |
| Braze Inc (Class A) | Matthew Jacobson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 35.36 per share. | 16 Sep 2022 | 96,816 | 474,764 | - | 35.4 | 3,422,939 | Class A Common Stock |
| Medpace Holdings Inc | August J. Troendle | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 153.48 per share. | 16 Sep 2022 | 94,119 | 6,237,355 (17%) | 0% | 153.5 | 14,445,384 | Common Stock |
| Catalyst Pharma Inc | Alicia Grande | VP, Treasurer and CFO | Sale of securities on an exchange or to another person at price $ 13.50 per share. | 16 Sep 2022 | 90,000 | 267,442 (0%) | 0% | 13.5 | 1,214,640 | Common Stock, par value $0.001 per share |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.46 per share. | 16 Sep 2022 | 88,382 | 117,886 (0%) | 0% | 0.5 | 40,656 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.46 per share. | 16 Sep 2022 | 88,382 | 117,886 (0%) | 0% | 0.5 | 40,656 | Common Stock |
| Braze Inc (Class A) | Douglas A. Pepper | Director | Purchase of securities on an exchange or from another person at price $ 34.37 per share. | 16 Sep 2022 | 81,609 | 483,937 | - | 34.4 | 2,805,236 | Class A Common Stock |
| Braze Inc (Class A) | Matthew Jacobson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 34.37 per share. | 16 Sep 2022 | 81,609 | 483,937 | - | 34.4 | 2,805,236 | Class A Common Stock |
| HeartBeam Inc | Ken Persen | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 80,000 | 80,000 | - | - | Stock option (right to buy) | |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 110.49 per share. | 16 Sep 2022 | 75,756 | 7,124,726 (7%) | 0% | 110.5 | 8,369,977 | Common Stock, par value $0.01 per share |
| Funko Inc (Class A) | Jennifer Fall Jung | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 71,189 | 0 | - | - | Restricted Stock Units | |
| Funko Inc (Class A) | Jennifer Fall Jung | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 71,189 | 89,517 (0%) | 0% | - | CLASS A COMMON STOCK | |
| Affirm Holdings Inc (Class A) | Katherine Adkins | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 67,264 | 67,264 | - | - | Restricted Stock Units | |
| Funko Inc (Class A) | Tracy Daw | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 67,001 | 73,530 (0%) | 0% | - | Class A Common Stock | |
| Funko Inc (Class A) | Tracy Daw | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 67,001 | 0 | - | - | Restricted Stock Units | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 66,743 | 66,743 | - | - | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | 16 Sep 2022 | 66,743 | 0 | - | - | Common Stock | ||
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Other type of transaction at price $ 0.64 per share. | 16 Sep 2022 | 66,743 | 66,743 (0%) | 0% | 0.6 | 43,003 | Common Stock |
| Medpace Holdings Inc | August J. Troendle | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 149.58 per share. | 16 Sep 2022 | 62,516 | 6,143,236 (17%) | 0% | 149.6 | 9,351,143 | Common Stock |
| Scholar Rock Holding Corp | Srinivas Akkaraju | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 56,000 | 56,000 | - | - | Stock Option (Right to Buy) | |
| Braze Inc (Class A) | Douglas A. Pepper | Director | Purchase of securities on an exchange or from another person at price $ 34.37 per share. | 16 Sep 2022 | 55,558 | 377,948 | - | 34.4 | 1,909,756 | Class A Common Stock |
| Braze Inc (Class A) | Matthew Jacobson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 34.37 per share. | 16 Sep 2022 | 55,558 | 377,948 | - | 34.4 | 1,909,756 | Class A Common Stock |
| Comstock Resources Inc | Miles Jay Allison | Director, Chairman & CEO | Purchase of securities on an exchange or from another person at price $ 19.50 per share. | 16 Sep 2022 | 50,000 | 1,690,813 (0%) | 0% | 19.5 | 975,000 | Common Stock |
| Indie Semiconductor Inc (Class A) | Donald McClymont | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.17 per share. | 16 Sep 2022 | 50,000 | 669 | - | 8.2 | 408,500 | Class A Common Stock |
| Indie Semiconductor Inc (Class A) | Donald McClymont | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 50,000 | 6,251,506 | - | - | ADK Class A Units | |
| Indie Semiconductor Inc (Class A) | Donald McClymont | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 50,000 | 50,669 | - | 0 | Class A Common Stock | |
| Indie Semiconductor Inc (Class A) | Donald McClymont | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 50,000 | 6,251,506 | - | 0 | Class V Common Stock | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 50,000 | 5,359,514 | - | 0 | Class V Common Stock | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 50,000 | 5,359,514 | - | - | ADK Class A Units | |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 8.20 per share. | 16 Sep 2022 | 50,000 | 669 | - | 8.2 | 410,000 | Class A Common Stock |
| Indie Semiconductor Inc (Class A) | Scott Kee | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 50,000 | 50,669 | - | 0 | Class A Common Stock | |
| Spok Holdings Inc | Todd Stein | Director | Purchase of securities on an exchange or from another person at price $ 7.29 per share. | 16 Sep 2022 | 49,995 | 749,393 (3%) | 0% | 7.3 | 364,299 | Common Stock |
| Spok Holdings Inc | Todd Stein | Director | Purchase of securities on an exchange or from another person at price $ 7.29 per share. | 16 Sep 2022 | 49,724 | 809,196 (4%) | 0% | 7.3 | 362,324 | Common Stock |
| RingCentral Inc (Class A) | Vaibhav Agarwal | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 41,984 | 110,515 (0%) | 0% | 0 | Class A Common Stock | |
| Foghorn Therapeutics Inc | Adrian Gottschalk | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.54 per share. | 16 Sep 2022 | 40,000 | 186,479 | - | 0.5 | 21,600 | Common Stock |
| Foghorn Therapeutics Inc | Adrian Gottschalk | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 40,000 | 418,925 | - | - | Stock Option (right to buy) | |
| Spok Holdings Inc | Todd Stein | Director | Purchase of securities on an exchange or from another person at price $ 7.29 per share. | 16 Sep 2022 | 39,985 | 126,244 (0%) | 0% | 7.3 | 291,359 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 39,000 | 199,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 39,000 | 266,021 (0%) | 0% | 0 | Common Stock | |
| TPG Inc (Class A) | Kelvin L. Davis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 38,896 | 12,295,423 | - | - | TPG Partners Holdings, L.P. Units | |
| TPG Inc (Class A) | Jon Winkelried | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 37,004 | 12,210,523 | - | - | TPG Partners Holdings, L.P. Units | |
| Snap Inc (Class A) | Jeremi Gorman | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 11.34 per share. | 16 Sep 2022 | 36,816 | 1,343,344 (0%) | 0% | 11.3 | 417,674 | Class A Common Stock |
| Nexalin Tech Inc | Marilyn Elson | Ms. Elson serves as CFO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 16 Sep 2022 | 36,000 | 825,744 | - | 4.2 | 149,400 | Common Stock |
| RingCentral Inc (Class A) | Vaibhav Agarwal | Chief Accounting Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 35,175 | 68,531 (0%) | 0% | 0 | Class A Common Stock | |
| TPG Inc (Class A) | Todd B. Sisitsky | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 35,011 | 11,194,845 | - | - | TPG Partners Holdings, L.P. Units | |
| TPG Inc (Class A) | Jonathan J. Coslet | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 34,598 | 11,732,486 | - | - | TPG Partners Holdings, L.P. Units | |
| Archer Aviation Inc (Class A) | Deborah B. Diaz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 0 | - | - | Restricted Stock Units | |
| Archer Aviation Inc (Class A) | Deborah B. Diaz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 33,389 | - | 0 | Class A Common Stock | |
| Archer Aviation Inc (Class A) | Michael Spellacy | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 0 | - | - | Restricted Stock Units | |
| Archer Aviation Inc (Class A) | Michael Spellacy | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 123,389 | - | 0 | Class A Common Stock | |
| Archer Aviation Inc (Class A) | Maria Pinelli | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 0 | - | - | Restricted Stock Units | |
| Archer Aviation Inc (Class A) | Maria Pinelli | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 33,389 | - | 0 | Class A Common Stock | |
| Archer Aviation Inc (Class A) | Fred M. Diaz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 33,389 | - | 0 | Class A Common Stock | |
| Archer Aviation Inc (Class A) | Fred M. Diaz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 33,389 | 0 | - | - | Restricted Stock Units | |
| Hallador Energy Co | Bryan H. Lawrence | Director | Sale of securities on an exchange or to another person at price $ 5.86 per share. | 16 Sep 2022 | 32,758 | 98,471 (0%) | 0% | 5.9 | 192,011 | Common Stock, par value $0.01 per share |
| Larimar Therapeutics Inc | Michael Celano | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.15 per share. | 16 Sep 2022 | 31,746 | 31,746 | - | 3.2 | 100,000 | Common Stock |
| Larimar Therapeutics Inc | Carole Ben-Maimon | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 3.15 per share. | 16 Sep 2022 | 31,746 | 56,829 | - | 3.2 | 100,000 | Common Stock |
| Cardiff Oncology Inc | James E. Levine | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.56 per share. | 16 Sep 2022 | 30,000 | 60,000 (0%) | 0% | 1.6 | 46,710 | Common Stock |
| Purple Innovation Inc | Casey K. McGarvey | Chief Legal Officer | Purchase of securities on an exchange or from another person at price $ 2.85 per share. | 16 Sep 2022 | 30,000 | 78,718 (0%) | 0% | 2.9 | 85,500 | Class A Common Stock |
| Venus Concept Inc | Domenic Della Penna | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.58 per share. | 16 Sep 2022 | 30,000 | 96,663 (0%) | 0% | 0.6 | 17,328 | Common Shares |
| Venus Concept Inc | Domenic Della Penna | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.60 per share. | 16 Sep 2022 | 30,000 | 126,663 (0%) | 0% | 0.6 | 18,075 | Common Shares |
| Hallador Energy Co | Bryan H. Lawrence | Director | Sale of securities on an exchange or to another person at price $ 5.66 per share. | 16 Sep 2022 | 28,869 | 131,229 (0%) | 0% | 5.7 | 163,326 | Common Stock, par value $0.01 per share |
| Archer Aviation Inc (Class A) | Oscar Munoz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 27,824 | 277,824 | - | 0 | Class A Common Stock | |
| Archer Aviation Inc (Class A) | Oscar Munoz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 27,824 | 55,648 | - | - | Restricted Stock Units | |
| Funko Inc (Class A) | Tracy Daw | CHIEF LEGAL OFFICER | Sale of securities on an exchange or to another person at price $ 22.78 per share. | 16 Sep 2022 | 26,800 | 46,730 (0%) | 0% | 22.8 | 610,453 | Class A Common Stock |
| Ramaco Resources Inc (Class A) | Paul Bryan Horn | SVP & Chief Mine Dev. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 25,467 | 25,467 (0%) | 0% | 0 | Common Stock | |
| 1-800 Flowers.com Inc (Class A) | Thomas Hartnett | President | 16 Sep 2022 | 25,000 | 245,266 (0%) | 0% | 6.1 | 153,000 | Class A Common Stock | |
| Nexalin Tech Inc | Mark White | Director, President/CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Sep 2022 | 25,000 | 25,000 | - | - | Common stock warrants | |
| Braze Inc (Class A) | Douglas A. Pepper | Director | Purchase of securities on an exchange or from another person at price $ 35.12 per share. | 16 Sep 2022 | 22,181 | 649,038 | - | 35.1 | 779,048 | Class A Common Stock |
| Braze Inc (Class A) | Matthew Jacobson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 35.12 per share. | 16 Sep 2022 | 22,181 | 649,038 | - | 35.1 | 779,048 | Class A Common Stock |
| Nektar Therapeutics | Karin Eastham | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | |
| Nektar Therapeutics | R. Scott Greer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | |
| Nektar Therapeutics | Robert B. Chess | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | |
| Nektar Therapeutics | Roy A. Whitfield | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | |
| Nektar Therapeutics | Jeffrey R. Ajer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | |
| Nektar Therapeutics | Myriam J. Curet | Director | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | ||
| Nektar Therapeutics | Diana Brainard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,400 | 20,400 | - | - | Stock Option | |
| TPG Inc (Class A) | David I. Trujillo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,379 | 6,792,139 | - | - | TPG Partners Holdings, L.P. Units | |
| Ultragenyx Pharmaceutical Inc | Mardi C. Dier | CFO & Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 20,000 | 71,808 (0%) | 0% | 0 | Common Stock | |
| Progressive | Patrick K. Callahan | Personal Lines President | Sale of securities on an exchange or to another person at price $ 125.77 per share. | 16 Sep 2022 | 19,068 | 13,150 (0%) | 0% | 125.8 | 2,398,091 | Common |
| Hallador Energy Co | Bryan H. Lawrence | Director | Sale of securities on an exchange or to another person at price $ 5.70 per share. | 16 Sep 2022 | 18,428 | 80,043 (0%) | 0% | 5.7 | 105,073 | Common Stock, par value $0.01 per share |
| AST SpaceMobile Inc (Class A) | Shanti Gupta | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.00 per share. | 16 Sep 2022 | 17,875 | 182,125 | - | 9 | 160,875 | Class A Common Stock |
| Summit Midstream Partners LP - Unit | J. Heath Deneke | Director, See remarks below. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 17,160 | 0 | - | - | Phantom Units | |
| Summit Midstream Partners LP - Unit | J. Heath Deneke | Director, See remarks below. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 17,160 | 103,913 (0%) | 0% | - | Common Units | |
| Camping World Holdings Inc (Class A) | Karin Bell | CHIEF FINANCIAL OFFICER | Sale of securities on an exchange or to another person at price $ 30.08 per share. | 16 Sep 2022 | 16,953 | 105,898 (0%) | 0% | 30.1 | 509,890 | Class A Common Stock |
| TPG Inc (Class A) | Jack Weingart | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 15,148 | 4,289,433 | - | - | TPG Partners Holdings, L.P. Units | |
| Braze Inc (Class A) | Douglas A. Pepper | Director | Purchase of securities on an exchange or from another person at price $ 35.12 per share. | 16 Sep 2022 | 15,053 | 489,817 | - | 35.1 | 528,696 | Class A Common Stock |
| Braze Inc (Class A) | Matthew Jacobson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 35.12 per share. | 16 Sep 2022 | 15,053 | 489,817 | - | 35.1 | 528,696 | Class A Common Stock |
| Iterum Therapeutics PLC | Brenton K. Ahrens | Director | Sale of securities on an exchange or to another person at price $ 1.90 per share. | 16 Sep 2022 | 15,000 | 22,246 (0%) | 0% | 1.9 | 28,542 | Ordinary Shares |
| Iterum Therapeutics PLC | Brenton K. Ahrens | Director | Sale of securities on an exchange or to another person at price $ 1.77 per share. | 16 Sep 2022 | 15,000 | 7,246 (0%) | 0% | 1.8 | 26,478 | Ordinary Shares |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 15,000 | 274,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 15,000 | 259,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 15,000 | 244,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 15,000 | 311,021 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 15,000 | 326,021 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 15,000 | 341,021 (0%) | 0% | 0 | Common Stock | |
| TPG Inc (Class A) | Jonathan J. Coslet | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 14,550 | 4,188,180 | - | - | TPG Partners Holdings, L.P. Units | |
| Comstock Resources Inc | Morris E. Foster | Director | Purchase of securities on an exchange or from another person at price $ 18.16 per share. | 16 Sep 2022 | 14,000 | 144,084 (0%) | 0% | 18.2 | 254,240 | Common Stock |
| Cardiff Oncology Inc | James O. Armitage | Director | Purchase of securities on an exchange or from another person at price $ 1.56 per share. | 16 Sep 2022 | 13,000 | 13,000 (0%) | 0% | 1.6 | 20,233 | Common Stock |
| Arcus Biosciences Inc | Jennifer Ann Jarrett | Director, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 26.28 per share. | 16 Sep 2022 | 12,677 | 130,942 (0%) | 0% | 26.3 | 333,152 | Common Stock |
| Vicarious Surgical Inc (Class A) | Philip Liang | Director | Sale of securities on an exchange or to another person at price $ 3.81 per share. | 16 Sep 2022 | 12,500 | 1,196,577 | - | 3.8 | 47,663 | Class A Common Stock |
| BJ`s Wholesale Club Holdings Inc | Robert Eddy | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 78.45 per share. | 16 Sep 2022 | 12,370 | 195,384 (0%) | 0% | 78.5 | 970,427 | Common Stock |
| TPG Inc (Class A) | Jon Winkelried | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 11,556 | 3,918,811 | - | - | TPG Partners Holdings, L.P. Units | |
| Bloom Energy Corp (Class A) | KR Sridhar | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 24.59 per share. | 16 Sep 2022 | 11,500 | 481,938 (0%) | 0% | 24.6 | 282,785 | Class A Common Stock |
| Macerich Co. | Thomas E. O'Hern | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 8.99 per share. | 16 Sep 2022 | 11,100 | 185,080 (0%) | 0% | 9.0 | 99,833 | Common Stock |
| Macerich Co. | Thomas E. O'Hern | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 8.97 per share. | 16 Sep 2022 | 11,100 | 173,980 (0%) | 0% | 9.0 | 99,589 | Common Stock |
| Origin Materials Inc | Pia Heidenmark Cook | Director | 16 Sep 2022 | 10,989 | 97,467 | - | 5.6 | 61,682 | Common Stock | |
| PC Connection Inc | Patricia Gallup | Director, Chairman & Chief Admin Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 10,500 | 2,069,402 (7%) | 0% | 0 | Common Stock | |
| Nektar Therapeutics | Karin Eastham | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 10,200 | 23,233 (0%) | 0% | 0 | Common Stock | |
| Nektar Therapeutics | R. Scott Greer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 10,200 | 303,574 (0%) | 0% | 0 | Common Stock | |
| Nektar Therapeutics | Robert B. Chess | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 10,200 | 233,279 (0%) | 0% | 0 | Common Stock | |
| Nektar Therapeutics | Roy A. Whitfield | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 10,200 | 246,250 (0%) | 0% | 0 | Common Stock | |
| Nektar Therapeutics | Jeffrey R. Ajer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 10,200 | 42,710 (0%) | 0% | 0 | Common Stock | |
| Nektar Therapeutics | Myriam J. Curet | Director | 16 Sep 2022 | 10,200 | 35,975 (0%) | 0% | 0 | Common Stock | ||
| Nektar Therapeutics | Diana Brainard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 10,200 | 28,560 (0%) | 0% | 0 | Common Stock | |
| DMC Global Inc | Robert Cohen | Director | Purchase of securities on an exchange or from another person at price $ 18.75 per share. | 16 Sep 2022 | 10,000 | 30,195 (0%) | 0% | 18.8 | 187,500 | Common Stock |
| Hoth Therapeutics Inc | Robb Knie | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 0.40 per share. | 16 Sep 2022 | 10,000 | 818,259 (8%) | 0% | 0.4 | 4,000 | Common Stock |
| Rumble Inc (Class A) | Douglas R. Barnard | Former Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 10,000 | 0 | - | - | Class B Common Stock | |
| Rumble Inc (Class A) | Douglas R. Barnard | Former Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 10,000 | 10,000 | - | 0 | Class A common stock | |
| Rumble Inc (Class A) | Harry J. Elam | Former Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 10,000 | 10,000 | - | 0 | Class A common stock | |
| Rumble Inc (Class A) | Harry J. Elam | Former Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 10,000 | 0 | - | - | Class B Common Stock | |
| Mirion Tech Inc (Class A) | Sheila Rege | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 9,167 | 9,167 | - | 0 | Common Stock | |
| Twist Bioscience Corp | Paula Green | SVP of Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 8,514 | 0 | - | - | Employee Stock Option (right to buy) | |
| Twist Bioscience Corp | Paula Green | SVP of Human Resources | Sale of securities on an exchange or to another person at price $ 37.43 per share. | 16 Sep 2022 | 8,514 | 14,199 (0%) | 0% | 37.4 | 318,681 | Common Stock |
| Twist Bioscience Corp | Paula Green | SVP of Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.95 per share. | 16 Sep 2022 | 8,514 | 22,610 (0%) | 0% | 5.9 | 50,658 | Common Stock |
| B. Riley Fin Inc | Bryant R. Riley | Director, Chairman and Co-CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 46.83 per share. | 16 Sep 2022 | 8,509 | 5,978,415 (22%) | 0% | 46.8 | 398,453 | Common Stock |
| TPG Inc (Class A) | Ganendran Sarvananthan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 8,481 | 1,509,017 | - | - | TPG Partners Holdings, L.P. Units | |
| SoundHound AI Inc (Class A) | Timothy Stonehocker | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 3.59 per share. | 16 Sep 2022 | 8,082 | 1,222,268 | - | 3.6 | 28,976 | Class A Common Stock |
| Presidio Property Trust Inc (Class A) | James Durfey | Director | Grant, award, or other acquisition of securities at price $ 1.71 per share. | 16 Sep 2022 | 7,705 | 66,515 | - | 1.7 | 13,176 | Common Stock - Series A |
| Ambarella Inc | Feng-Ming Wang | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 7,301 | 697,361 (2%) | 0% | - | Ordinary Shares | |
| Upland Software Inc | John T. Mcdonald | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.38 per share. | 16 Sep 2022 | 7,265 | 1,489,947 (5%) | 0% | 9.4 | 68,146 | Common Stock |
| Iterum Therapeutics PLC | Brenton K. Ahrens | Director | Sale of securities on an exchange or to another person at price $ 1.78 per share. | 16 Sep 2022 | 7,246 | 0 (0%) | 0% | 1.8 | 12,910 | Ordinary Shares |
| TPG Inc (Class A) | Ken Murphy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 7,184 | 2,436,330 | - | - | TPG Partners Holdings, L.P. Units | |
| DocGo Inc | James M. Travers | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 7,131 | 516,028 | - | 0 | Common Stock | |
| DocGo Inc | Michael J. Burdiek | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Sep 2022 | 6,986 | 505,561 | - | 0 | Common Stock | |
| Upland Software Inc | Michael D. Hill | CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.38 per share. | 16 Sep 2022 | 6,888 | 131,054 (0%) | 0% | 9.4 | 64,609 | Common Stock |
| Summit Midstream Partners LP - Unit | J. Heath Deneke | Director, See remarks below. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.79 per share. | 16 Sep 2022 | 6,753 | 97,160 (0%) | 0% | 15.8 | 106,630 | Common Units |
| Artesian Resources Corp (Class A) | Dian C. Taylor | Director, C.E.O. President | 16 Sep 2022 | 6,750 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Artesian Resources Corp (Class A) | Dian C. Taylor | Director, C.E.O. President | 16 Sep 2022 | 6,750 | 111,771 (1%) | 0% | 22.7 | 152,955 | Class A Non-voting Common Stock | |
| Palomar Holdings Inc | Mac Armstrong | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 84.43 per share. | 16 Sep 2022 | 6,624 | 574,764 (2%) | 0% | 84.4 | 559,291 | Common Stock |
| Black Diamond Therapeutics Inc | Robert Alexander Ingram | Director | Grant, award, or other acquisition of securities at price $ 2.62 per share. | 16 Sep 2022 | 6,584 | 33,479 (0%) | 0% | 2.6 | 17,250 | Common Stock |
| Hamilton Lane Inc (Class A) | Lydia A. Gavalis | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 6,522 | 6,522 | - | - | Performance Stock | |
| Hamilton Lane Inc (Class A) | Atul Varma | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 6,522 | 6,522 | - | - | Performance Stock | |
| Lulus Fashion Lounge Holdings Inc | Eric Liaw | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 6,522 | 2,437 | - | - | Common Stock | |
| Savara Inc | David A. Ramsay | Director | Purchase of securities on an exchange or from another person at price $ 1.44 per share. | 16 Sep 2022 | 6,000 | 1,739,142 (3%) | 0% | 1.4 | 8,652 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 6,000 | 238,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 6,000 | 305,021 (0%) | 0% | 0 | Common Stock | |
| Presidio Property Trust Inc (Class A) | James Durfey | Director | Grant, award, or other acquisition of securities at price $ 3.35 per share. | 16 Sep 2022 | 5,975 | 58,810 | - | 3.3 | 20,016 | Common Stock - Series A |
| B. Riley Fin Inc | Randall E. Paulson | Director | Purchase of securities on an exchange or from another person at price $ 46.92 per share. | 16 Sep 2022 | 5,892 | 254,299 (0%) | 0% | 46.9 | 276,460 | Common Stock |
| Cadence Design | Karna Nisewaner | Corporate VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 5,793 | 5,793 | - | - | Non-Qualified Stock Option (right to buy) | |
| TPG Inc (Class A) | Jon Winkelried | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 5,775 | 1,958,203 | - | - | TPG Partners Holdings, L.P. Units | |
| 8X8 Inc | Samuel Wilson | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 4.31 per share. | 16 Sep 2022 | 5,541 | 570,509 (0%) | 0% | 4.3 | 23,878 | Common Stock |
| TPG Inc (Class A) | Anilu Vazquez-Ubarri | Director, Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 5,006 | 1,663,646 | - | - | TPG Partners Holdings, L.P. Units | |
| Church & Dwight | Rene M. Hemsey | EVP, Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 27.22 per share. | 16 Sep 2022 | 5,000 | 11,258 (0%) | 0% | 27.2 | 136,125 | Common Stock |
| Church & Dwight | Rene M. Hemsey | EVP, Chief HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 5,000 | 0 | - | - | Stock Option | |
| Church & Dwight | Rene M. Hemsey | EVP, Chief HR Officer | Sale of securities on an exchange or to another person at price $ 76.77 per share. | 16 Sep 2022 | 5,000 | 6,258 (0%) | 0% | 76.8 | 383,855 | Common Stock |
| Arcutis Biotherapeutics Inc | Scott L. Burrows | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 5,000 | 37,277 | - | - | Stock Option (Right to Buy) | |
| Arcutis Biotherapeutics Inc | Scott L. Burrows | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.68 per share. | 16 Sep 2022 | 5,000 | 40,256 (0%) | 0% | 1.7 | 8,403 | Common Stock |
| Intellicheck Inc | Garrett Gafke | President | Purchase of securities on an exchange or from another person at price $ 2.80 per share. | 16 Sep 2022 | 5,000 | 69,200 (0%) | 0% | 2.8 | 14,000 | Common Stock, $.001 par value |
| Westrock Coffee Co | Leslie Starr Keating | Director | Purchase of securities on an exchange or from another person at price $ 10.06 per share. | 16 Sep 2022 | 5,000 | 39,000 | - | 10.1 | 50,300 | COMMON STOCK |
| Ambarella Inc | Leslie D. Kohn | Director, Chief Technology Officer | 16 Sep 2022 | 4,837 | 908,133 (2%) | 0% | - | Ordinary Shares | ||
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,669 | 151,546 (0%) | 0% | - | Common Stock | |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,669 | 118,612 | - | - | Restricted Stock Units | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,669 | 191,791 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,669 | 102,735 | - | - | Restricted Stock Units | |
| Performance Food Grp Co | George L. Holm | Director, See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.59 per share. | 16 Sep 2022 | 4,601 | 1,408,692 (1%) | 0% | 48.6 | 223,563 | Common Stock |
| 8X8 Inc | David Sipes | Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 4.31 per share. | 16 Sep 2022 | 4,586 | 1,051,471 (1%) | 0% | 4.3 | 19,763 | Common Stock |
| Black Diamond Therapeutics Inc | Ali Behbahani | Director | Grant, award, or other acquisition of securities at price $ 2.62 per share. | 16 Sep 2022 | 4,532 | 20,087 (0%) | 0% | 2.6 | 11,874 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 223.84 per share. | 16 Sep 2022 | 4,502 | 12,259,521 (28%) | 0% | 223.8 | 1,007,722 | Common Stock |
| TPG Inc (Class A) | Bradford Berenson | General Counsel | 16 Sep 2022 | 4,463 | 1,513,671 | - | - | TPG Partners Holdings, L.P. Units | ||
| Black Diamond Therapeutics Inc | Mark A. Velleca | Director | Grant, award, or other acquisition of securities at price $ 2.62 per share. | 16 Sep 2022 | 4,294 | 12,733 (0%) | 0% | 2.6 | 11,250 | Common Stock |
| Black Diamond Therapeutics Inc | Wendy L. Dixon | Director | Grant, award, or other acquisition of securities at price $ 2.62 per share. | 16 Sep 2022 | 4,103 | 9,049 (0%) | 0% | 2.6 | 10,750 | Common Stock |
| Ambarella Inc | Chan W. Lee | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,049 | 66,969 (0%) | 0% | - | Ordinary Shares | |
| Palomar Holdings Inc | Mac Armstrong | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 85.13 per share. | 16 Sep 2022 | 4,026 | 570,738 (2%) | 0% | 85.1 | 342,714 | Common Stock |
| Uber | Glen Ceremony | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,002 | 8,005 | - | - | Restricted Stock Units | |
| Uber | Glen Ceremony | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 4,002 | 126,298 (0%) | 0% | - | Common Stock | |
| SeaWorld Entertainment Inc | Marc G. Swanson | Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 54.17 per share. | 16 Sep 2022 | 4,000 | 166,129 (0%) | 0% | 54.2 | 216,680 | Common Stock |
| Sprinklr Inc (Class A) | Manish Sarin | Chief Financial Officer | 16 Sep 2022 | 3,931 | 559,015 | - | 10.2 | 40,136 | Class A Common Stock | |
| Cadence Design | Karna Nisewaner | Corporate VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 3,906 | 17,022 (0%) | 0% | 0 | Common Stock | |
| Skillsoft Corp (Class A) | Zachary Sims | GM TECH & DEV, CEO CODECADEMY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 3,898 | 3,857,308 | - | - | Class A Common Stock | |
| Farmers & Merchants Bancorp Inc | David P. Vernon | Director | Purchase of securities on an exchange or from another person at price $ 26.72 per share. | 16 Sep 2022 | 3,800 | 41,920 (0%) | 0% | 26.7 | 101,536 | COMMON |
| Ambarella Inc | Feng-Ming Wang | Director, CEO | Sale of securities on an exchange or to another person at price $ 63.25 per share. | 16 Sep 2022 | 3,736 | 693,625 (2%) | 0% | 63.3 | 236,302 | Ordinary Shares |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 3,667 | 289,390 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 3,667 | 289,390 (0%) | 0% | 0 | Common Stock | |
| Artesian Resources Corp (Class A) | Dian C. Taylor | Director, C.E.O. President | Sale of securities on an exchange or to another person at price $ 59.00 per share. | 16 Sep 2022 | 3,650 | 105,121 (1%) | 0% | 59 | 215,350 | Class A Non-voting Common Stock |
| Ambarella Inc | Feng-Ming Wang | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 3,593 | 7,185 | - | - | Restricted Stock Units | |
| Dominari Holdings Inc | Kyle Michael Wool | Director | Purchase of securities on an exchange or from another person at price $ 6.54 per share. | 16 Sep 2022 | 3,559 | 230,281 (4%) | 0% | 6.5 | 23,287 | Common Stock |
| Uber | Nelson J. Chai | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 3,457 | 359,439 (0%) | 0% | - | Common Stock | |
| Uber | Nelson J. Chai | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 3,457 | 145,188 | - | - | Restricted Stock Units | |
| Artesian Resources Corp (Class A) | Kenneth R. Biederman | Director | 16 Sep 2022 | 3,354 | 26,229 (0%) | 0% | 21.9 | 73,318 | Class A Non-voting Common Stock | |
| Artesian Resources Corp (Class A) | Kenneth R. Biederman | Director | 16 Sep 2022 | 3,354 | 3,396 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Artesian Resources Corp (Class A) | Kenneth R. Biederman | Director | 16 Sep 2022 | 3,354 | 22,875 (0%) | 0% | 57.7 | 193,418 | Class A Non-voting Common Stock | |
| Bloom Energy Corp (Class A) | Shawn Marie Soderberg | EVP, GC & Secretary | Sale of securities on an exchange or to another person at price $ 24.64 per share. | 16 Sep 2022 | 3,345 | 351,118 (0%) | 0% | 24.6 | 82,421 | Class A Common Stock |
| Lulus Fashion Lounge Holdings Inc | Eric Liaw | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 3,262 | 3,262 | - | - | Common Stock | |
| Lulus Fashion Lounge Holdings Inc | Eric Liaw | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 3,260 | 3,260 | - | - | Common Stock | |
| Ouster Inc (Class A) | Anna Brunelle | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.23 per share. | 16 Sep 2022 | 3,108 | 2,349,390 | - | 1.2 | 3,818 | Common Stock |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 3,072 | 129,056 | - | - | Restricted Stock Units | |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 3,072 | 145,665 (0%) | 0% | - | Common Stock | |
| Artesian Resources Corp (Class A) | Dian C. Taylor | Director, C.E.O. President | Sale of securities on an exchange or to another person at price $ 57.99 per share. | 16 Sep 2022 | 3,000 | 108,771 (1%) | 0% | 58.0 | 173,970 | Class A Non-voting Common Stock |
| Lakeland Ind Inc | An Hui | VP of Procurement & Asia Mfg. | Purchase of securities on an exchange or from another person at price $ 11.43 per share. | 16 Sep 2022 | 3,000 | 16,814 (0%) | 0% | 11.4 | 34,290 | Common Stock, par value $.01 per share |
| Carriage Services Inc | Melvin C. Payne | Director, CEO | Gift of securities by or to the insider at price $ 34.09 per share. | 16 Sep 2022 | 3,000 | 1,196,823 (6%) | 0% | 34.1 | 102,270 | Common Stock |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 3,000 | 196,277 (0%) | 0% | 0 | Common Stock | |
| Reliance Global Grp Inc | Ezra Beyman | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Sep 2022 | 3,000 | 263,021 (0%) | 0% | 0 | Common Stock | |
| Stratus Properties Inc | Laurie L. Dotter | Director | Purchase of securities on an exchange or from another person at price $ 29.28 per share. | 16 Sep 2022 | 2,967 | 6,307 (0%) | 0% | 29.3 | 86,874 | Common Stock |
| Ross Stores | Michael K. Kobayashi | PRES., CHIEF CAPABILITY OFCR | 16 Sep 2022 | 2,883 | 117,841 (0%) | 0% | 90.3 | 260,191 | Common Stock | |
| TPG Inc (Class A) | Maya Chorengel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 2,875 | 949,528 | - | - | TPG Partners Holdings, L.P. Units | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,862 | 197,091 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,862 | 28,624 | - | - | Restricted Stock Units | |
| Ambarella Inc | Leslie D. Kohn | Director, Chief Technology Officer | 16 Sep 2022 | 2,734 | 5,470 | - | - | Restricted Stock Units | ||
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,689 | 185,424 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,689 | 112,924 | - | - | Restricted Stock Units | |
| Hamilton Lane Inc (Class A) | O. Griffith Sexton | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 2,512 | 17,414 (0%) | 0% | - | Class A Common Stock | |
| Nexalin Tech Inc | Rick J. Morad | Director | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 16 Sep 2022 | 2,500 | 108,341 | - | 4.2 | 10,375 | Common Stock |
| Nexalin Tech Inc | David Owens | Director, Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 16 Sep 2022 | 2,500 | 141,174 | - | 4.2 | 10,375 | Common Stock |
| Nexalin Tech Inc | Alan Kazden | Director | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 16 Sep 2022 | 2,500 | 83,131 | - | 4.2 | 10,375 | Common Stock |
| Nexalin Tech Inc | David Owens | Director, Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Sep 2022 | 2,500 | 2,500 | - | - | Common stock warrants | |
| Nexalin Tech Inc | Alan Kazden | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 16 Sep 2022 | 2,500 | 2,500 | - | - | Common stock warrants | |
| Ouster Inc (Class A) | Darien Spencer | EVP of Global Operations | Sale of securities on an exchange or to another person at price $ 1.23 per share. | 16 Sep 2022 | 2,499 | 1,611,151 | - | 1.2 | 3,070 | Common Stock |
| Ambarella Inc | Chi-Hong Ju | Sr. Vice President, Systems | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,485 | 156,502 (0%) | 0% | - | Ordinary Shares | |
| Ambarella Inc | Leslie D. Kohn | Director, Chief Technology Officer | 16 Sep 2022 | 2,476 | 905,657 (2%) | 0% | 63.3 | 156,607 | Ordinary Shares | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,438 | 194,229 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,438 | 43,876 | - | - | Restricted Stock Units | |
| Ross Stores | Michael Hartshorn | Director, GROUP PRESIDENT, COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.25 per share. | 16 Sep 2022 | 2,402 | 148,119 (0%) | 0% | 90.3 | 216,781 | Common Stock |
| C3.ai Inc (Class A) | Juho Parkkinen | SVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.42 per share. | 16 Sep 2022 | 2,378 | 361,548 | - | 14.4 | 34,291 | Class A Common Stock |
| Ennis Inc | Dan Gus | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 2,373 | 3,373 (0%) | 0% | 0 | Common Stock | |
| Ennis Inc | Boyne Wade Brewer | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 2,373 | 2,373 (0%) | 0% | 0 | Common Stock | |
| Kroger | Yael Cosset | Senior Vice President and CIO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 47.28 per share. | 16 Sep 2022 | 2,367 | 134,848 (0%) | 0% | 47.3 | 111,912 | Common Stock |
| Uber | Tony West | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 2,315 | 148,912 (0%) | 0% | 31.9 | 73,918 | Common Stock |
| Uber | Jill Hazelbaker | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 2,315 | 192,600 (0%) | 0% | 31.9 | 73,918 | Common Stock |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,305 | 69,136 | - | - | Restricted Stock Units | |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,305 | 174,053 (0%) | 0% | - | Common Stock | |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,300 | 71,716 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 80.99 per share. | 16 Sep 2022 | 2,300 | 27,763,668 (3%) | 0% | 81.0 | 186,277 | Common Stock |
| Kroger | Stuart W. Aitken | Senior Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 47.28 per share. | 16 Sep 2022 | 2,290 | 156,988 (0%) | 0% | 47.3 | 108,271 | Common Stock |
| Ambarella Inc | Feng-Ming Wang | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,241 | 22,409 | - | - | Restricted Stock Units | |
| Ambarella Inc | Chan W. Lee | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,238 | 4,475 | - | - | Restricted Stock Units | |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,112 | 88,726 | - | - | Restricted Stock Units | |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,112 | 171,748 (0%) | 0% | - | Common Stock | |
| Ambarella Inc | Chan W. Lee | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 63.25 per share. | 16 Sep 2022 | 2,072 | 64,897 (0%) | 0% | 63.3 | 131,054 | Ordinary Shares |
| Accel Entertainment Inc (Class A1) | Derek Harmer | Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,021 | 208,731 (11%) | 0% | 0 | Class A-1 Common Stock | |
| Accel Entertainment Inc (Class A1) | Derek Harmer | Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,021 | 20,209 | - | - | Restricted Stock Units (RSU) | |
| Valero Energy | Fred M. Diaz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 2,021 | 0 | - | - | Stock Units | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.99 per share. | 16 Sep 2022 | 2,012 | 3,038,435 (18%) | 0% | 22.0 | 44,244 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.99 per share. | 16 Sep 2022 | 2,012 | 3,038,435 (18%) | 0% | 22.0 | 44,244 | Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.07 per share. | 16 Sep 2022 | 2,000 | 380,000 | - | 5.1 | 10,140 | Class A Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 16 Sep 2022 | 2,000 | 384,000 | - | 5.3 | 10,500 | Class A Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.17 per share. | 16 Sep 2022 | 2,000 | 382,000 | - | 5.2 | 10,340 | Class A Common Stock |
| Backblaze Inc (Class A) | Brian Wilson | Chief Technology Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.17 per share. | 16 Sep 2022 | 2,000 | 382,000 | - | 5.2 | 10,340 | Class A Common Stock |
| Backblaze Inc (Class A) | Brian Wilson | Chief Technology Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.07 per share. | 16 Sep 2022 | 2,000 | 380,000 | - | 5.1 | 10,140 | Class A Common Stock |
| Backblaze Inc (Class A) | Brian Wilson | Chief Technology Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 16 Sep 2022 | 2,000 | 384,000 | - | 5.3 | 10,500 | Class A Common Stock |
| Backblaze Inc (Class A) | Tim Nufire | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 16 Sep 2022 | 2,000 | 384,000 | - | 5.3 | 10,500 | Class A Common Stock |
| Backblaze Inc (Class A) | Tim Nufire | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.17 per share. | 16 Sep 2022 | 2,000 | 382,000 | - | 5.2 | 10,340 | Class A Common Stock |
| Backblaze Inc (Class A) | Tim Nufire | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.07 per share. | 16 Sep 2022 | 2,000 | 380,000 | - | 5.1 | 10,140 | Class A Common Stock |
| Backblaze Inc (Class A) | Charles J. Jones | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 16 Sep 2022 | 2,000 | 384,000 | - | 5.3 | 10,500 | Class A Common Stock |
| Backblaze Inc (Class A) | Charles J. Jones | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.07 per share. | 16 Sep 2022 | 2,000 | 380,000 | - | 5.1 | 10,140 | Class A Common Stock |
| Backblaze Inc (Class A) | Charles J. Jones | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.17 per share. | 16 Sep 2022 | 2,000 | 382,000 | - | 5.2 | 10,340 | Class A Common Stock |
| Backblaze Inc (Class A) | Kwok Hang Ng | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.25 per share. | 16 Sep 2022 | 2,000 | 384,000 | - | 5.3 | 10,500 | Class A Common Stock |
| Backblaze Inc (Class A) | Kwok Hang Ng | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.07 per share. | 16 Sep 2022 | 2,000 | 380,000 | - | 5.1 | 10,140 | Class A Common Stock |
| Backblaze Inc (Class A) | Kwok Hang Ng | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.17 per share. | 16 Sep 2022 | 2,000 | 382,000 | - | 5.2 | 10,340 | Class A Common Stock |
| First Northwest Bancorp | Matthew P. Deines | Director, President / CEO | 16 Sep 2022 | 2,000 | 79,153 (0%) | 0% | 15.9 | 31,892 | Common Stock | |
| Intellicheck Inc | Garrett Gafke | President | Purchase of securities on an exchange or from another person at price $ 2.72 per share. | 16 Sep 2022 | 2,000 | 71,200 (0%) | 0% | 2.7 | 5,432 | Common Stock, $.001 par value |
| Intellicheck Inc | Garrett Gafke | President | Purchase of securities on an exchange or from another person at price $ 2.74 per share. | 16 Sep 2022 | 2,000 | 73,200 (0%) | 0% | 2.7 | 5,471 | Common Stock, $.001 par value |
| Ross Stores | Adam M. Orvos | EVP, CHIEF FINANCIAL OFFICER | 16 Sep 2022 | 1,993 | 56,903 (0%) | 0% | 90.2 | 179,868 | Common Stock | |
| Uber | Glen Ceremony | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,985 | 125,550 (0%) | 0% | 31.9 | 63,381 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.15 per share. | 16 Sep 2022 | 1,953 | 3,083,902 (19%) | 0% | 20.2 | 39,353 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.15 per share. | 16 Sep 2022 | 1,953 | 3,083,902 (19%) | 0% | 20.2 | 39,353 | Common Stock |
| TPG Inc (Class A) | Martin Davidson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 1,931 | 654,750 | - | - | TPG Partners Holdings, L.P. Units | |
| Ennis Inc | Robert T. Pennington | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 1,909 | 1,909 | - | - | RSU | |
| Barrett Business Services Inc | Anthony Meeker | Director | Sale of securities on an exchange or to another person at price $ 79.27 per share. | 16 Sep 2022 | 1,821 | 15,721 (0%) | 0% | 79.3 | 144,351 | Common Stock |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,806 | 32,501 | - | - | Restricted Stock Units | |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,806 | 153,352 (0%) | 0% | - | Common Stock | |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,806 | 32,501 | - | - | Restricted Stock Units | |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,806 | 175,859 (0%) | 0% | - | Common Stock | |
| Upland Software Inc | Kinloch Gill | CLO and Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.38 per share. | 16 Sep 2022 | 1,804 | 80,691 (0%) | 0% | 9.4 | 16,922 | Common Stock |
| Upland Software Inc | Dan Doman | Chief Product Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.38 per share. | 16 Sep 2022 | 1,804 | 101,081 (0%) | 0% | 9.4 | 16,922 | Common Stock |
| Uber | Nelson J. Chai | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,765 | 358,760 (0%) | 0% | 31.9 | 56,356 | Common Stock |
| Acushnet Holdings Corp | David Maher | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 48.03 per share. | 16 Sep 2022 | 1,743 | 580,858 (0%) | 0% | 48.0 | 83,716 | Common Stock |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,698 | 187,122 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,698 | 50,943 | - | - | Restricted Stock Units | |
| Intellicheck Inc | Garrett Gafke | President | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 16 Sep 2022 | 1,657 | 74,857 (0%) | 0% | 2.7 | 4,474 | Common Stock, $.001 par value |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.65 per share. | 16 Sep 2022 | 1,551 | 3,042,840 (18%) | 0% | 21.6 | 33,579 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.65 per share. | 16 Sep 2022 | 1,551 | 3,042,840 (18%) | 0% | 21.6 | 33,579 | Common Stock |
| Uber | Tony West | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,524 | 151,828 (0%) | 0% | 31.9 | 48,661 | Common Stock |
| Intellicheck Inc | Jeffrey Ishmael | CFO | Purchase of securities on an exchange or from another person at price $ 2.64 per share. | 16 Sep 2022 | 1,500 | 127,445 (0%) | 0% | 2.6 | 3,960 | Common Stock, $.001 par value |
| Ambarella Inc | Feng-Ming Wang | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,467 | 8,805 | - | - | Restricted Stock Units | |
| Uber | Glen Ceremony | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,440 | 122,296 (0%) | 0% | - | Common Stock | |
| Uber | Glen Ceremony | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,440 | 60,495 | - | - | Restricted Stock Units | |
| MKS Instruments Inc | James A. Schreiner | Sr. VP & COO, MSD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,434 | 9,134 | - | - | Restricted Stock Unit | |
| MKS Instruments Inc | James A. Schreiner | Sr. VP & COO, MSD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,434 | 7,293 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,419 | 189,972 (0%) | 0% | 31.9 | 45,309 | Common Stock |
| WEX Inc | Robert Deshaies | COO, Americas | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,410 | 10,237 (0%) | 0% | 0 | Common Stock | |
| WEX Inc | Robert Deshaies | COO, Americas | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,410 | 0 | - | - | Restricted Stock Units | |
| Savara Inc | David A. Ramsay | Director | Purchase of securities on an exchange or from another person at price $ 1.46 per share. | 16 Sep 2022 | 1,400 | 1,740,542 (3%) | 0% | 1.5 | 2,040 | Common Stock |
| First Trust Intermediate Duration Preferred & Income Fund | Robert A. Wolf | Officer-Investment Sub-Advisor | Purchase of securities on an exchange or from another person at price $ 17.93 per share. | 16 Sep 2022 | 1,400 | 2,363 (0%) | 0% | 17.9 | 25,102 | Common Shares |
| Ambarella Inc | Yen-Lung Chen | VP, Business Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,385 | 44,055 (0%) | 0% | - | Ordinary Shares | |
| Gitlab Inc (Class A) | Michael McBride | Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.48 per share. | 16 Sep 2022 | 1,346 | 955,242 | - | 57.5 | 77,368 | Class A Common Stock |
| Uber | Jill Hazelbaker | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,334 | 195,757 (0%) | 0% | 31.9 | 42,595 | Common Stock |
| Ambarella Inc | Christopher Day | VP, Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,305 | 21,401 (0%) | 0% | - | Ordinary Shares | |
| Phreesia Inc | Michael J. Davidoff | SVP, Payer Business | Sale of securities on an exchange or to another person at price $ 27.60 per share. | 16 Sep 2022 | 1,296 | 108,312 (0%) | 0% | 27.6 | 35,773 | Common Stock |
| Valero Energy | Fred M. Diaz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,273 | 1,273 (0%) | 0% | 0 | Common Stock | |
| Uber | Glen Ceremony | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,272 | 123,309 (0%) | 0% | 31.9 | 40,615 | Common Stock |
| Ambarella Inc | Chi-Hong Ju | Sr. Vice President, Systems | Sale of securities on an exchange or to another person at price $ 63.25 per share. | 16 Sep 2022 | 1,272 | 155,230 (0%) | 0% | 63.3 | 80,454 | Ordinary Shares |
| Hamilton Lane Inc (Class A) | Leslie F. Varon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 1,256 | 6,849 (0%) | 0% | - | Class A Common Stock | |
| TPG Inc (Class A) | Joann Harris | Chief Compliance Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 1,252 | 424,386 | - | - | TPG Partners Holdings, L.P. Units | |
| Palomar Holdings Inc | Mac Armstrong | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 86.47 per share. | 16 Sep 2022 | 1,250 | 569,488 (2%) | 0% | 86.5 | 108,089 | Common Stock |
| ABM Ind Inc | James D. DeVries | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 1,245 | 1,245 (0%) | 0% | 0 | Common Stock | |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,212 | 36,388 | - | - | Restricted Stock Units | |
| Uber | Tony West | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,212 | 146,877 (0%) | 0% | - | Common Stock | |
| Uber | Jill Hazelbaker | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 1,209 | 191,391 (0%) | 0% | 31.9 | 38,603 | Common Stock |
| Performance Food Grp Co | James D. Hope | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.59 per share. | 16 Sep 2022 | 1,205 | 143,335 (0%) | 0% | 48.6 | 58,551 | Common Stock |
| Ambarella Inc | Chi-Hong Ju | Sr. Vice President, Systems | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,195 | 2,390 | - | - | Restricted Stock Units | |
| Ambarella Inc | Leslie D. Kohn | Director, Chief Technology Officer | 16 Sep 2022 | 1,185 | 11,851 | - | - | Restricted Stock Units | ||
| Barrett Business Services Inc | James R. Potts | EVP Gen Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,177 | 2,427 (0%) | 0% | 0 | Common Stock | |
| Barrett Business Services Inc | James R. Potts | EVP Gen Counsel & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,177 | 2,354 | - | - | Restricted Stock Units | |
| Virtus Investment Partners Inc | Wendy J. Hills | EVP, CLO, GC & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 185.87 per share. | 16 Sep 2022 | 1,169 | 4,942 (0%) | 0% | 185.9 | 217,282 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 151.40 per share. | 16 Sep 2022 | 1,167 | 27,761,653 (3%) | 0% | 151.4 | 176,681 | Common Stock |
| Intellicheck Inc | Jeffrey Ishmael | CFO | Purchase of securities on an exchange or from another person at price $ 2.72 per share. | 16 Sep 2022 | 1,121 | 130,066 (0%) | 0% | 2.7 | 3,049 | Common Stock, $.001 par value |
| Uber | Nelson J. Chai | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,086 | 32,586 | - | - | Restricted Stock Units | |
| Uber | Nelson J. Chai | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,086 | 360,525 (0%) | 0% | - | Common Stock | |
| Ambarella Inc | Chan W. Lee | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 1,077 | 10,774 | - | - | Restricted Stock Units | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.49 per share. | 16 Sep 2022 | 1,052 | 3,071,243 (18%) | 0% | 20.5 | 21,555 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.49 per share. | 16 Sep 2022 | 1,052 | 3,071,243 (18%) | 0% | 20.5 | 21,555 | Common Stock |
| Performance Food Grp Co | Craig H. Hoskins | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.59 per share. | 16 Sep 2022 | 1,036 | 167,311 (0%) | 0% | 48.6 | 50,339 | Common Stock |
| 8X8 Inc | Matthew Zinn | SVP-CLO, Secretary | Sale of securities on an exchange or to another person at price $ 4.31 per share. | 16 Sep 2022 | 1,016 | 280,245 (0%) | 0% | 4.3 | 4,378 | Common Stock |
| Performance Food Grp Co | Patrick T. Hagerty | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.59 per share. | 16 Sep 2022 | 1,008 | 156,790 (0%) | 0% | 48.6 | 48,979 | Common Stock |
| Myers Ind Inc | William A. Foley | Director | Purchase of securities on an exchange or from another person at price $ 17.50 per share. | 16 Sep 2022 | 1,000 | 36,603 (0%) | 0% | 17.5 | 17,498 | Common stock |
| Intellicheck Inc | Garrett Gafke | President | Purchase of securities on an exchange or from another person at price $ 2.90 per share. | 16 Sep 2022 | 1,000 | 76,857 (0%) | 0% | 2.9 | 2,900 | Common Stock, $.001 par value |
| Intellicheck Inc | Garrett Gafke | President | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 16 Sep 2022 | 1,000 | 75,857 (0%) | 0% | 2.7 | 2,650 | Common Stock, $.001 par value |
| Intellicheck Inc | Jeffrey Ishmael | CFO | Purchase of securities on an exchange or from another person at price $ 2.68 per share. | 16 Sep 2022 | 1,000 | 128,945 (0%) | 0% | 2.7 | 2,680 | Common Stock, $.001 par value |
| Old Second Bancorp Inc | Gary S. Collins | Director, VICE CHAIRMAN | Purchase of securities on an exchange or from another person at price $ 13.35 per share. | 16 Sep 2022 | 1,000 | 126,857 (0%) | 0% | 13.4 | 13,350 | Old Second Bancorp, Inc. Common Stock |
| Smith Micro Software Inc | Chetan Sharma | Director | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 16 Sep 2022 | 1,000 | 19,082 (0%) | 0% | 2.7 | 2,699 | Common Stock |
| Tiptree Inc | Sandra Bell | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.91 per share. | 16 Sep 2022 | 1,000 | 28,067 (0%) | 0% | 10.9 | 10,910 | Common Stock |
| Tiptree Inc | Sandra Bell | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.62 per share. | 16 Sep 2022 | 1,000 | 27,067 (0%) | 0% | 10.6 | 10,620 | Common Stock |
| Ligand Pharma Inc (Class B) | John L. Higgins | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 88.06 per share. | 16 Sep 2022 | 1,000 | 366,180 (2%) | 0% | 88.1 | 88,060 | Common Stock |
| Barrett Business Services Inc | Joseph S. Clabby | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 987 | 987 | - | - | Restricted Stock Units | |
| Star Equity Holdings Inc | Jeffrey E. Eberwein | Director, Executive Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 16 Sep 2022 | 986 | 2,529,056 (123%) | 0% | 1 | 986 | Common Stock |
| Brady Corp (Class A) | Aaron James Pearce | CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 42.89 per share. | 16 Sep 2022 | 944 | 94,915 (0%) | 0% | 42.9 | 40,488 | Class A Common Stock |
| Performance Food Grp Co | A. Brent King | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 48.59 per share. | 16 Sep 2022 | 921 | 63,712 (0%) | 0% | 48.6 | 44,751 | Common Stock |
| Ambarella Inc | Leslie D. Kohn | Director, Chief Technology Officer | 16 Sep 2022 | 918 | 5,503 | - | - | Restricted Stock Units | ||
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 908 | 174,119 (0%) | 0% | 31.9 | 28,992 | Common Stock |
| Uber | Tony West | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 896 | 148,016 (0%) | 0% | 31.9 | 28,609 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 150.33 per share. | 16 Sep 2022 | 848 | 27,762,820 (3%) | 0% | 150.3 | 127,478 | Common Stock |
| Uber | Jill Hazelbaker | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 842 | 194,915 (0%) | 0% | 31.9 | 26,885 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 19.05 per share. | 16 Sep 2022 | 840 | 3,111,423 (19%) | 0% | 19.1 | 16,002 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 19.05 per share. | 16 Sep 2022 | 840 | 3,111,423 (19%) | 0% | 19.1 | 16,002 | Common Stock |
| Uber | Nikki Krishnamurthy | SVP and Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 832 | 175,027 (0%) | 0% | 31.9 | 26,566 | Common Stock |
| Kforce Inc | Joseph J. Liberatore | President | Other type of transaction at price $ 0.00 per share. | 16 Sep 2022 | 809 | 165,708 (0%) | 0% | 0 | Common Stock | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.43 per share. | 16 Sep 2022 | 800 | 3,054,776 (18%) | 0% | 21.4 | 17,144 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.43 per share. | 16 Sep 2022 | 800 | 3,054,776 (18%) | 0% | 21.4 | 17,144 | Common Stock |
| TPG Inc (Class A) | Maya Chorengel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Sep 2022 | 797 | 270,232 | - | - | TPG Partners Holdings, L.P. Units | |
| Ambarella Inc | Chi-Hong Ju | Sr. Vice President, Systems | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 776 | 7,757 | - | - | Restricted Stock Units | |
| Brady Corp (Class A) | Russell R. Shaller | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 42.89 per share. | 16 Sep 2022 | 755 | 92,244 (0%) | 0% | 42.9 | 32,382 | Class A Common Stock |
| Accel Entertainment Inc (Class A1) | Mathew Scot Ellis | Chief Financial Officer | 16 Sep 2022 | 737 | 17,897 (1%) | 0% | 0 | Class A-1 Common Stock | ||
| Accel Entertainment Inc (Class A1) | Mathew Scot Ellis | Chief Financial Officer | 16 Sep 2022 | 737 | 7,368 | - | - | Restricted Stock Units (RSU) | ||
| Ambarella Inc | Chan W. Lee | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Sep 2022 | 734 | 4,403 | - | - | Restricted Stock Units | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 19.08 per share. | 16 Sep 2022 | 730 | 3,110,150 (19%) | 0% | 19.1 | 13,928 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 19.08 per share. | 16 Sep 2022 | 730 | 3,110,150 (19%) | 0% | 19.1 | 13,928 | Common Stock |
| Uber | Jill Hazelbaker | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.93 per share. | 16 Sep 2022 | 729 | 189,243 (0%) | 0% | 31.9 | 23,277 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.