Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Ford Motor | William Clay Ford | Director, Executive Chair and Chair | 26 Sep 2022 | 2,611,600 | 13,619,472 (0%) | 0% | 0 | Class B Stock, $0.01 par value | ||
| Ford Motor | William Clay Ford | Director, Executive Chair and Chair | 26 Sep 2022 | 2,611,600 | 1 (0%) | 0% | 0 | Common Stock, $0.01 par value | ||
| Whitehawk Therapeutics Inc | Anupam Dalal | Director | Grant, award, or other acquisition of securities at price $ 12.50 per share. | 26 Sep 2022 | 320,000 | 1,849,402 | - | 12.5 | 4,000,000 | Common Stock |
| Whitehawk Therapeutics Inc | Caley Castelein | Director | Grant, award, or other acquisition of securities at price $ 12.50 per share. | 26 Sep 2022 | 240,000 | 499,998 | - | 12.5 | 3,000,000 | Common Stock |
| Talkspace Inc | Jacqueline E. Yeaney | Director | Grant, award, or other acquisition of securities at price $ 0.95 per share. | 26 Sep 2022 | 168,032 | 183,416 | - | 0.9 | 159,630 | Common Stock |
| Talkspace Inc | Douglas Braunstein | Director | Grant, award, or other acquisition of securities at price $ 0.95 per share. | 26 Sep 2022 | 168,032 | 1,833,416 | - | 0.9 | 159,630 | Common Stock |
| Talkspace Inc | Erez Shachar | Director | Grant, award, or other acquisition of securities at price $ 0.95 per share. | 26 Sep 2022 | 168,032 | 183,416 | - | 0.9 | 159,630 | Common Stock |
| Talkspace Inc | Curtis A. Warfield | Director | Grant, award, or other acquisition of securities at price $ 0.95 per share. | 26 Sep 2022 | 168,032 | 183,416 | - | 0.9 | 159,630 | Common Stock |
| Talkspace Inc | Madhu Pawar | Director | Grant, award, or other acquisition of securities at price $ 0.95 per share. | 26 Sep 2022 | 168,032 | 183,416 | - | 0.9 | 159,630 | Common Stock |
| Corbus Pharma Holdings Inc | Anne Altmeyer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 159,200 | 159,200 | - | - | Stock Option(right to buy) | |
| Medalist Diversified REIT Inc | Alfred Lee Finley | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 26 Sep 2022 | 141,900 | 2,400,900 (53%) | 3% | 0.9 | 127,001 | Common Stock |
| CSX | Joseph R. Hinrichs | Director, President & CEO | 26 Sep 2022 | 127,598 | 127,598 (0%) | 0% | 0 | Common Stock | ||
| Agios Pharma Inc | Cecilia Jones | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 118,390 | 118,390 | - | - | Stock options (right to buy) | |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 111.00 per share. | 26 Sep 2022 | 109,630 | 6,764,495 (7%) | 0% | 111.0 | 12,169,314 | Common Stock, par value $0.01 per share |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 101,663 | 3,907,887 | - | - | Common Stock | |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 101,663 | 6,578,610 | - | - | Common Stock | |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 106.13 per share. | 26 Sep 2022 | 100,000 | 6,955,230 (7%) | 0% | 106.1 | 10,613,230 | Common Stock, par value $0.01 per share |
| Autonation Inc | Edward S. Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 107.62 per share. | 26 Sep 2022 | 81,105 | 6,874,125 (7%) | 0% | 107.6 | 8,728,853 | Common Stock, par value $0.01 per share |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 74,292 | 74,292 | - | - | Employee Stock Option (Right to Buy) | |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.53 per share. | 26 Sep 2022 | 74,292 | 148,711 (0%) | 0% | 0.5 | 39,375 | Common Stock, $0.01 par value |
| Gabelli Global Small and Mid Cap Value Trust | Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 72,530 | 277,470 | - | 10 | 725,300 | Series B Cumulative Preferred Shares |
| Axon | Brittany Bagley | CFO & CBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 66,214 | 66,214 (0%) | 0% | 0 | Common Stock | |
| Valaris Ltd | Matthew Lyne | SVP - CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 64,002 | 64,002 | - | - | Performance Share Units | |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.18 per share. | 26 Sep 2022 | 62,370 | 6,475,418 | - | 3.2 | 198,337 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.17 per share. | 26 Sep 2022 | 62,306 | 6,413,112 | - | 3.2 | 197,510 | Common Stock |
| Penguin Soln Inc | Mark W. Adams | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 53,979 | 969,234 (4%) | 0% | 0 | Ordinary Shares | |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.31 per share. | 26 Sep 2022 | 52,509 | 3,855,378 | - | 5.3 | 278,823 | Common Stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 26 Sep 2022 | 52,146 | 1,796,158 (7%) | 0% | 2.0 | 103,656 | Common Stock |
| Gabelli Global Small and Mid Cap Value Trust | Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 51,807 | 198,193 | - | 10 | 518,070 | Series B Cumulative Preferred Shares |
| Gabelli Global Small and Mid Cap Value Trust | Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 41,446 | 158,554 | - | 10 | 414,460 | Series B Cumulative Preferred Shares |
| Gabelli Global Small and Mid Cap Value Trust | Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 41,446 | 158,554 | - | 10 | 414,460 | Series B Cumulative Preferred Shares |
| Nerdy Inc (Class A) | Heidi Robinson | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 2.18 per share. | 26 Sep 2022 | 40,000 | 1,247,550 | - | 2.2 | 87,040 | Class A Common Stock |
| Flex Ltd | Kwang Hooi Tan | Group President | Sale of securities on an exchange or to another person at price $ 16.50 per share. | 26 Sep 2022 | 37,900 | 134,485 (0%) | 0% | 16.5 | 625,206 | Ordinary Shares |
| Arhaus Inc (Class A) | Tim Kuckelman | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 37,500 | 37,500 | - | - | Performance Share Units | |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 5.50 per share. | 26 Sep 2022 | 34,400 | 135,875 (0%) | 0% | 5.5 | 189,200 | Common Stock, $0.01 par value |
| Gabelli Global Small and Mid Cap Value Trust | Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 33,880 | 129,620 | - | 10 | 338,800 | Series B Cumulative Preferred Shares |
| Red Violet Inc | Derek Dubner | Director, CEO, Chairman of Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 33,333 | 545,541 (4%) | 0% | - | Common Stock | |
| Red Violet Inc | Daniel MacLachlan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 33,333 | 353,654 (3%) | 0% | - | Common Stock | |
| Red Violet Inc | James P. Reilly | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 33,333 | 390,172 (3%) | 0% | - | Common Stock | |
| Stem Inc (Class A) | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 33,328 | 33,328 | - | - | Stock Option (Right to Buy) | |
| Joby Aviation Inc | Greg Bowles | Head of Government Affairs | Sale of securities on an exchange or to another person at price $ 5.00 per share. | 26 Sep 2022 | 32,611 | 35,727 | - | 5.0 | 163,130 | Common Stock |
| Penguin Soln Inc | Ken Rizvi | SVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 32,387 | 157,735 (0%) | 0% | 0 | Ordinary Shares | |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 26 Sep 2022 | 30,455 | 1,534,866 (6%) | 0% | 2.0 | 60,538 | Common Stock |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 26 Sep 2022 | 30,000 | 4,385,107 | - | 6.7 | 199,500 | Class A common stock |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.70 per share. | 26 Sep 2022 | 29,800 | 4,355,107 | - | 6.7 | 199,660 | Class A common stock |
| Rocket Companies Inc (Class A) | Jay Farner | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.94 per share. | 26 Sep 2022 | 28,800 | 4,325,307 | - | 6.9 | 199,872 | Class A common stock |
| Axon | Brittany Bagley | CFO & CBO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 28,378 | 94,592 (0%) | 0% | 0 | Common Stock | |
| General Mills | Jeffrey L. Harmening | Director, Chairman of the Board & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 26 Sep 2022 | 25,000 | 183,274 (0%) | 0% | 0 | Common Stock | |
| Red Violet Inc | Jeffrey Alan Dell | Chief Information Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 25,000 | 143,874 (1%) | 0% | - | Common Stock | |
| Stem Inc (Class A) | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 24,356 | 24,356 | - | - | Restricted Stock Unit | |
| Penguin Soln Inc | Jack A. Pacheco | EVP, COO, Pres, Mem Solutions | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 24,290 | 224,331 (0%) | 0% | 0 | Ordinary Shares | |
| Penguin Soln Inc | Thierry Pellegrino | SVP, Pres, IPS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 24,290 | 97,020 (0%) | 0% | 0 | Ordinary Shares | |
| Opko Health Inc | Phillip Frost | Director, CEO & Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.79 per share. | 26 Sep 2022 | 23,291 | 197,731,694 (29%) | 0% | 1.8 | 41,691 | Common Stock |
| Opko Health Inc | Phillip Frost | Director, CEO & Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.81 per share. | 26 Sep 2022 | 22,600 | 197,756,694 (29%) | 0% | 1.8 | 40,906 | Common Stock |
| Agios Pharma Inc | Cecilia Jones | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 22,417 | 22,417 | - | - | Restricted stock units | |
| Penguin Soln Inc | Anne Kuykendall | VP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 21,591 | 66,937 (0%) | 0% | 0 | Ordinary Shares | |
| Gabelli Global Small and Mid Cap Value Trust | Mario J. Gabelli | Director, Ten Percent Owner, Control Person of Adviser | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 20,722 | 79,278 | - | 10 | 207,220 | Series B Cumulative Preferred Shares |
| Sweetgreen Inc (Class A) | Chris Carr | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 17.26 per share. | 26 Sep 2022 | 20,562 | 180,057 | - | 17.3 | 354,966 | Class A Common Stock |
| Whitehawk Therapeutics Inc | Brendan Delaney | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 12.50 per share. | 26 Sep 2022 | 20,000 | 20,000 | - | 12.5 | 250,000 | Common Stock |
| Whitehawk Therapeutics Inc | Scott Giacobello | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 12.50 per share. | 26 Sep 2022 | 20,000 | 20,000 | - | 12.5 | 250,000 | Common Stock |
| Genesis Energy L.P. - Unit | Edward T. Flynn | President, Genesis Alkali, LLC | 26 Sep 2022 | 20,000 | 120,000 (0%) | 0% | 10.0 | 200,400 | Common Units - Class A | |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 18,115 | 54,346 | - | - | Employee Stock Option (Right to Buy) | |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.69 per share. | 26 Sep 2022 | 18,115 | 166,826 (0%) | 0% | 0.7 | 12,499 | Common Stock, $0.01 par value |
| Sweetgreen Inc (Class A) | James McPhail | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 17.27 per share. | 26 Sep 2022 | 17,147 | 170,275 | - | 17.3 | 296,160 | Class A Common Stock |
| Valaris Ltd | Matthew Lyne | SVP - CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 15,240 | 15,240 | - | 0 | Common Shares | |
| Compass Therapeutics Inc | Thomas J. Schuetz | Director, CHIEF EXECUTIVE OFFICER | Purchase of securities on an exchange or from another person at price $ 2.27 per share. | 26 Sep 2022 | 15,000 | 5,421,873 | - | 2.3 | 34,050 | Common Stock |
| Red Violet Inc | Derek Dubner | Director, CEO, Chairman of Board | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.06 per share. | 26 Sep 2022 | 14,117 | 531,424 (4%) | 0% | 16.1 | 226,719 | Common Stock |
| Red Violet Inc | Daniel MacLachlan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.06 per share. | 26 Sep 2022 | 14,117 | 339,537 (2%) | 0% | 16.1 | 226,719 | Common Stock |
| Red Violet Inc | James P. Reilly | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.06 per share. | 26 Sep 2022 | 14,117 | 376,055 (3%) | 0% | 16.1 | 226,719 | Common Stock |
| Abeona Therapeutics Inc | Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 18,414 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Todd Wider | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 16,907 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 20,414 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Paul E. Mann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 16,907 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 35,525 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 20,414 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 57,711 (0%) | 0% | 0 | Common Stock | |
| Abeona Therapeutics Inc | Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 13,400 | 20,414 (0%) | 0% | 0 | Common Stock | |
| Blend Labs Inc (Class A) | Crystal Sumner | Head of Legal, Compliance,Risk | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 12,920 | 109,769 | - | - | Stock Option (right to buy) | |
| Blend Labs Inc (Class A) | Crystal Sumner | Head of Legal, Compliance,Risk | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 12,920 | 122,689 | - | - | Stock Option (right to buy) | |
| Blend Labs Inc (Class A) | Crystal Sumner | Head of Legal, Compliance,Risk | Sale of securities on an exchange or to another person at price $ 2.26 per share. | 26 Sep 2022 | 12,920 | 599,772 | - | 2.3 | 29,153 | Class A Common Stock |
| Blend Labs Inc (Class A) | Crystal Sumner | Head of Legal, Compliance,Risk | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.87 per share. | 26 Sep 2022 | 12,920 | 612,692 | - | 0.9 | 11,240 | Class A Common Stock |
| Blend Labs Inc (Class A) | Crystal Sumner | Head of Legal, Compliance,Risk | Sale of securities on an exchange or to another person at price $ 2.27 per share. | 26 Sep 2022 | 12,920 | 599,772 | - | 2.3 | 29,379 | Class A Common Stock |
| Blend Labs Inc (Class A) | Crystal Sumner | Head of Legal, Compliance,Risk | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.87 per share. | 26 Sep 2022 | 12,920 | 612,692 | - | 0.9 | 11,240 | Class A Common Stock |
| Arhaus Inc (Class A) | Tim Kuckelman | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 12,500 | 12,500 | - | - | Restricted Stock Units | |
| FreightCar America Inc | Matthew W. Tonn | Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.80 per share. | 26 Sep 2022 | 11,720 | 164,855 (1%) | 0% | 3.8 | 44,536 | Common Stock |
| Labcorp | Glenn A. Eisenberg | Chief Financial Officer, EVP | 26 Sep 2022 | 11,699 | 29,988 (0%) | 0% | 211.1 | 2,470,064 | Common Stock | |
| Sportsman`s Warehouse Holdings Inc | Jeff White | CFO AND SECRETARY | 26 Sep 2022 | 11,337 | 93,002 (0%) | 0% | 8.4 | 95,571 | Common Stock | |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 10,792 | 344,269 | - | - | Options (Rights to Buy) | |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Sale of securities on an exchange or to another person at price $ 22.98 per share. | 26 Sep 2022 | 10,792 | 10,853 | - | 23.0 | 247,971 | Common Stock |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.49 per share. | 26 Sep 2022 | 10,792 | 21,645 | - | 4.5 | 48,456 | Common Stock |
| Red Violet Inc | Jeffrey Alan Dell | Chief Information Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.06 per share. | 26 Sep 2022 | 10,588 | 133,286 (1%) | 0% | 16.1 | 170,043 | Common Stock |
| Destination XL Grp Inc | James Reath | Chief Marketing Officer | 26 Sep 2022 | 10,332 | 10,332 | - | - | Restricted Stock Units | ||
| Macerich Co. | Kenneth L. Volk | EVP, Business Development | 26 Sep 2022 | 10,000 | 46,924 (0%) | 0% | 7.6 | 75,750 | Common Stock | |
| Medical Properties Trust Inc | G. Steven Dawson | Director | Grant, award, or other acquisition of securities at price $ 12.00 per share. | 26 Sep 2022 | 10,000 | 10,000 (0%) | 0% | 12 | 120,000 | Common stock, par value $0.001 |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 26 Sep 2022 | 9,708 | 130,256 (0%) | 0% | 2.0 | 19,298 | Common Stock |
| Sweetgreen Inc (Class A) | Chris Carr | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 17.72 per share. | 26 Sep 2022 | 9,137 | 170,920 | - | 17.7 | 161,952 | Class A Common Stock |
| EverQuote Inc (Class A) | Jayme Mendal | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 6.67 per share. | 26 Sep 2022 | 9,070 | 280,875 (2%) | 0% | 6.7 | 60,497 | Class A Common Stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 26 Sep 2022 | 7,605 | 1,803,763 (7%) | 0% | 2.0 | 15,163 | Common Stock |
| Tetra Technologies Inc | Roy McNiven | Sr. Vice President | Purchase of securities on an exchange or from another person at price $ 3.40 per share. | 26 Sep 2022 | 7,500 | 7,500 (0%) | 0% | 3.4 | 25,500 | Common Stock |
| Ford Motor | William Clay Ford | Director, Executive Chair and Chair | Other type of transaction at price $ 0.00 per share. | 26 Sep 2022 | 7,302 | 178,739 (0%) | 0% | 0 | Class B Stock, $0.01 par value | |
| Ford Motor | Alexandra Ford English | Director | 26 Sep 2022 | 7,302 | 48,050 (0%) | 0% | 0 | Class B Stock, $0.01 par value | ||
| Ford Motor | Alexandra Ford English | Director | 26 Sep 2022 | 7,302 | 10,267 (0%) | 0% | 0 | Common Stock, $0.01 par value | ||
| Sweetgreen Inc (Class A) | James McPhail | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 17.73 per share. | 26 Sep 2022 | 7,275 | 163,000 | - | 17.7 | 128,955 | Class A Common Stock |
| Origin Bancorp Inc | Jay Dyer | Director | 26 Sep 2022 | 7,000 | 34,770 (0%) | 0% | 15.1 | 105,770 | Common Stock | |
| Origin Bancorp Inc | Jay Dyer | Director | 26 Sep 2022 | 7,000 | 5,579 | - | - | Stock Options (Right to Buy) | ||
| Novavax Inc | Stanley Charles Erck | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 6,546 | 0 | - | - | Restricted Stock Units | |
| Novavax Inc | Stanley Charles Erck | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 6,546 | 34,026 (0%) | 0% | - | Common Stock | |
| Compass Diversified Holdings | Patrick A Maciariello | See Remarks (a) | Purchase of securities on an exchange or from another person at price $ 18.20 per share. | 26 Sep 2022 | 6,500 | 191,018 (0%) | 0% | 18.2 | 118,290 | Common Shares |
| TriNet Grp Inc | Burton M. Goldfield | Director, PRESIDENT, CEO and DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.98 per share. | 26 Sep 2022 | 6,250 | 221,732 (0%) | 0% | 11.0 | 68,625 | Common Stock |
| TriNet Grp Inc | Burton M. Goldfield | Director, PRESIDENT, CEO and DIRECTOR | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 6,250 | 72,285 | - | - | Employee Stock Option (right to buy) | |
| Ambarella Inc | Leslie D. Kohn | Director, Chief Technology Officer | 26 Sep 2022 | 6,179 | 899,478 (2%) | 0% | 59.0 | 364,256 | Ordinary Shares | |
| TriNet Grp Inc | Burton M. Goldfield | Director, PRESIDENT, CEO and DIRECTOR | Sale of securities on an exchange or to another person at price $ 72.29 per share. | 26 Sep 2022 | 5,648 | 216,084 (0%) | 0% | 72.3 | 408,270 | Common Stock |
| Labcorp | Glenn A. Eisenberg | Chief Financial Officer, EVP | 26 Sep 2022 | 5,627 | 46,531 (0%) | 0% | 209.3 | 1,177,697 | Common Stock | |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Sale of securities on an exchange or to another person at price $ 22.62 per share. | 26 Sep 2022 | 5,396 | 10,853 | - | 22.6 | 122,072 | Common Stock |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 5,396 | 355,061 | - | - | Options (Rights to Buy) | |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.49 per share. | 26 Sep 2022 | 5,396 | 16,249 | - | 4.5 | 24,228 | Common Stock |
| XPEL Inc - Ordinary Shares - Reg S | Ryan L. Pape | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 60.27 per share. | 26 Sep 2022 | 5,120 | 1,156,269 (4%) | 0% | 60.3 | 308,582 | Common Stock |
| Grocery Outlet Holding Corp | Eric J. Lindberg | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 35.25 per share. | 26 Sep 2022 | 5,049 | 60,560 (0%) | 0% | 35.2 | 177,977 | Common Stock |
| Grocery Outlet Holding Corp | Eric J. Lindberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 5,049 | 502,565 | - | - | Stock Options (Right to Buy) | |
| Grocery Outlet Holding Corp | Eric J. Lindberg | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.81 per share. | 26 Sep 2022 | 5,049 | 65,609 (0%) | 0% | 3.8 | 19,237 | Common Stock |
| Labcorp | Glenn A. Eisenberg | Chief Financial Officer, EVP | 26 Sep 2022 | 4,844 | 41,687 (0%) | 0% | 210.2 | 1,018,242 | Common Stock | |
| Vaxcyte Inc | Grant E. Pickering | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 24.69 per share. | 26 Sep 2022 | 4,773 | 158,057 | - | 24.7 | 117,831 | Common Stock |
| FedEx | Amy B. Lane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | David P. Steiner | Director | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | ||
| FedEx | Marvin R. Ellison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Paul Stephen Walsh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | R. Brad Martin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Susan Patricia Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Stephen E. Gorman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Susan C. Schwab | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Vincenzo James Vena | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Joshua Cooper Ramo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Kimberly A. Jabal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Frederick P. Perpall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| FedEx | Nancy A. Norton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,727 | 4,727 | - | - | Stock Option (Right to Buy) | |
| Vaxcyte Inc | Grant E. Pickering | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 24.68 per share. | 26 Sep 2022 | 4,681 | 158,149 | - | 24.7 | 115,508 | Common Stock |
| FormFactor Inc | Brian C. White | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 4,520 | 4,520 | - | - | Restricted Stock Units | |
| NexPoint Real Estate Finance Inc | James D. Dondero | Director, President, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 23.50 per share. | 26 Sep 2022 | 4,463 | 29,300 | - | 23.5 | 104,881 | 8.50% Series A Cumulative Redeemable Preferred Stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 26 Sep 2022 | 4,444 | 1,539,310 (6%) | 0% | 2.0 | 8,860 | Common Stock |
| EOG Resources | Lloyd W. Helms | President & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 4,388 | 137,277 (0%) | 0% | 105.2 | 461,530 | Common Stock |
| Destination XL Grp Inc | James Reath | Chief Marketing Officer | 26 Sep 2022 | 4,372 | 4,372 | - | - | Non-Qualified Stock Option (Right to Buy) | ||
| Pediatrix Medical Grp Inc | Dominic J. Andreano | EVP, General Counsel and Secy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.81 per share. | 26 Sep 2022 | 4,267 | 189,440 (0%) | 0% | 16.8 | 71,728 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 210.54 per share. | 26 Sep 2022 | 4,142 | 12,237,996 (28%) | 0% | 210.5 | 872,052 | Common Stock |
| Macerich Co. | Scott W. Kingsmore | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 7.54 per share. | 26 Sep 2022 | 4,000 | 36,310 (0%) | 0% | 7.5 | 30,180 | Common Stock |
| Sono-Tek Corp | Philip Strasburg | Director | 26 Sep 2022 | 4,000 | 46,118 | - | 0 | Sono-Tek Corp Common Stock | ||
| Novavax Inc | John A. Herrmann | EVP, Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 3,973 | 8,373 (0%) | 0% | - | Common Stock | |
| Novavax Inc | John A. Herrmann | EVP, Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 3,973 | 0 | - | - | Restricted Stock Units | |
| SeqLL Inc | Daniel Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 26 Sep 2022 | 3,800 | 2,560,000 | - | 0.8 | 2,983 | Common Stock |
| Novavax Inc | John J. Trizzino | EVP, CCO and CBO | 26 Sep 2022 | 3,538 | 7,804 (0%) | 0% | - | Common Stock | ||
| Novavax Inc | John J. Trizzino | EVP, CCO and CBO | 26 Sep 2022 | 3,538 | 0 | - | - | Restricted Stock Units | ||
| EOG Resources | Timothy K. Driggers | EVP & Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 3,538 | 211,290 (0%) | 0% | 105.2 | 372,127 | Common Stock |
| Cytek BioSciences Inc | Patrik Jeanmonod | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 12.63 per share. | 26 Sep 2022 | 3,500 | 89,063 | - | 12.6 | 44,205 | Common Stock |
| Horace Mann Educators Corp | Matthew P. Sharpe | Executive Vice President | 26 Sep 2022 | 3,500 | 67,386 (0%) | 0% | 36.0 | 126,126 | Common Stock | |
| Cadence Design | Mark W. Adams | Director | Sale of securities on an exchange or to another person at price $ 162.51 per share. | 26 Sep 2022 | 3,479 | 13,928 (0%) | 0% | 162.5 | 565,388 | Common Stock |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 15.04 per share. | 26 Sep 2022 | 3,453 | 208,886 | - | 15.0 | 51,934 | Common Stock |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 3,449 | 6,900 | - | - | Employee Stock Option (Right to Buy) | |
| Destination XL Grp Inc | Ujjwal Dhoot | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.75 per share. | 26 Sep 2022 | 3,449 | 170,275 (0%) | 0% | 0.8 | 2,587 | Common Stock, $0.01 par value |
| EOG Resources | Michael P. Donaldson | EVP, Gen. Counsel & Corp Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 3,276 | 102,773 (0%) | 0% | 105.2 | 344,570 | Common Stock |
| Rocket Companies Inc (Class A) | Matthew Rizik | Director | Purchase of securities on an exchange or from another person at price $ 6.69 per share. | 26 Sep 2022 | 3,200 | 383,902 | - | 6.7 | 21,408 | Class A common stock |
| Rocket Companies Inc (Class A) | Matthew Rizik | Director | Purchase of securities on an exchange or from another person at price $ 6.65 per share. | 26 Sep 2022 | 3,200 | 387,102 | - | 6.7 | 21,280 | Class A common stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 26 Sep 2022 | 3,146 | 1,806,909 (7%) | 0% | 2 | 6,292 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 3,122 | 16,032 | - | - | Stock Option (Right to Buy) | |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 15.25 per share. | 26 Sep 2022 | 3,122 | 20,716 | - | 15.2 | 47,610 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.10 per share. | 26 Sep 2022 | 3,122 | 23,838 | - | 2.1 | 6,556 | Common Stock |
| Rocket Companies Inc (Class A) | Matthew Rizik | Director | Purchase of securities on an exchange or from another person at price $ 6.94 per share. | 26 Sep 2022 | 3,100 | 380,702 | - | 6.9 | 21,514 | Class A common stock |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 15.23 per share. | 26 Sep 2022 | 3,085 | 204,835 | - | 15.2 | 46,997 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.10 per share. | 26 Sep 2022 | 3,068 | 23,784 | - | 2.1 | 6,443 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 3,068 | 21,557 | - | - | Stock Option (Right to Buy) | |
| Dropbox Inc (Class A) | Timothy J. Regan | Chief Financial Officer | 26 Sep 2022 | 3,000 | 500,787 (0%) | 0% | 20.1 | 60,240 | Class A Common Stock | |
| XPEL Inc - Ordinary Shares - Reg S | Ryan L. Pape | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 59.73 per share. | 26 Sep 2022 | 2,880 | 1,153,389 (4%) | 0% | 59.7 | 172,022 | Common Stock |
| Labcorp | Glenn A. Eisenberg | Chief Financial Officer, EVP | 26 Sep 2022 | 2,830 | 27,158 (0%) | 0% | 211.9 | 599,573 | Common Stock | |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 15.22 per share. | 26 Sep 2022 | 2,795 | 212,627 | - | 15.2 | 42,530 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 15.22 per share. | 26 Sep 2022 | 2,768 | 21,016 | - | 15.2 | 42,131 | Common Stock |
| Tetra Technologies Inc | Roy McNiven | Sr. Vice President | Purchase of securities on an exchange or from another person at price $ 3.35 per share. | 26 Sep 2022 | 2,500 | 10,000 (0%) | 0% | 3.4 | 8,375 | Common Stock |
| EOG Resources | Ann Janssen | SVP & Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 2,469 | 64,648 (0%) | 0% | 105.2 | 259,689 | Common Stock |
| EOG Resources | Ezra Y. Yacob | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 2,417 | 72,614 (0%) | 0% | 105.2 | 254,220 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 2,403 | 19,154 | - | - | Stock Option (Right to Buy) | |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 15.31 per share. | 26 Sep 2022 | 2,403 | 20,716 | - | 15.3 | 36,789 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.10 per share. | 26 Sep 2022 | 2,403 | 23,119 | - | 2.1 | 5,046 | Common Stock |
| Opko Health Inc | Phillip Frost | Director, CEO & Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.80 per share. | 26 Sep 2022 | 2,400 | 197,734,094 (29%) | 0% | 1.8 | 4,332 | Common Stock |
| EOG Resources | Jeffrey R. Leitzell | EVP Exploration and Production | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 2,333 | 33,945 (0%) | 0% | 105.2 | 245,385 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.18 per share. | 26 Sep 2022 | 2,310 | 347,690 | - | 3.2 | 7,346 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.18 per share. | 26 Sep 2022 | 2,310 | 347,690 | - | 3.2 | 7,346 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.18 per share. | 26 Sep 2022 | 2,310 | 347,690 | - | 3.2 | 7,346 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.17 per share. | 26 Sep 2022 | 2,308 | 345,382 | - | 3.2 | 7,316 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.17 per share. | 26 Sep 2022 | 2,307 | 345,383 | - | 3.2 | 7,313 | Common Stock |
| FTC Solar Inc | David Springer | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.17 per share. | 26 Sep 2022 | 2,307 | 345,383 | - | 3.2 | 7,313 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 80.99 per share. | 26 Sep 2022 | 2,300 | 27,763,668 (3%) | 0% | 81.0 | 186,277 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 2,300 | 57,916 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Destination XL Grp Inc | James Reath | Chief Marketing Officer | 26 Sep 2022 | 2,267 | 2,267 | - | - | Non-Qualified Stock Option (Right to Buy) | ||
| Novavax Inc | Stanley Charles Erck | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.87 per share. | 26 Sep 2022 | 2,180 | 31,846 (0%) | 0% | 18.9 | 41,137 | Common Stock |
| ePlus Inc | C. Thomas Faulders | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 2,052 | 44,988 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Bruce M. Bowen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 2,052 | 6,330 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Eric D. Hovde | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 2,052 | 54,400 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | John E. Callies | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 2,052 | 23,148 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Ira A. Hunt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 2,052 | 23,908 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Maureen F. Morrison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 2,052 | 9,940 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Ben Xiang | Director | 26 Sep 2022 | 2,052 | 8,268 (0%) | 0% | 0 | Common Stock | ||
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.04 per share. | 26 Sep 2022 | 2,000 | 372,000 | - | 5.0 | 10,080 | Class A Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.12 per share. | 26 Sep 2022 | 2,000 | 368,000 | - | 5.1 | 10,240 | Class A Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 26 Sep 2022 | 2,000 | 370,000 | - | 5.0 | 10,040 | Class A Common Stock |
| Backblaze Inc (Class A) | Brian Wilson | Chief Technology Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 26 Sep 2022 | 2,000 | 370,000 | - | 5.0 | 10,040 | Class A Common Stock |
| Backblaze Inc (Class A) | Brian Wilson | Chief Technology Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.12 per share. | 26 Sep 2022 | 2,000 | 368,000 | - | 5.1 | 10,240 | Class A Common Stock |
| Backblaze Inc (Class A) | Brian Wilson | Chief Technology Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.05 per share. | 26 Sep 2022 | 2,000 | 372,000 | - | 5.1 | 10,100 | Class A Common Stock |
| Backblaze Inc (Class A) | Tim Nufire | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 26 Sep 2022 | 2,000 | 370,000 | - | 5.0 | 10,040 | Class A Common Stock |
| Backblaze Inc (Class A) | Tim Nufire | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.12 per share. | 26 Sep 2022 | 2,000 | 368,000 | - | 5.1 | 10,240 | Class A Common Stock |
| Backblaze Inc (Class A) | Tim Nufire | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.05 per share. | 26 Sep 2022 | 2,000 | 372,000 | - | 5.1 | 10,100 | Class A Common Stock |
| Backblaze Inc (Class A) | Charles J. Jones | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.05 per share. | 26 Sep 2022 | 2,000 | 372,000 | - | 5.1 | 10,100 | Class A Common Stock |
| Backblaze Inc (Class A) | Charles J. Jones | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.12 per share. | 26 Sep 2022 | 2,000 | 368,000 | - | 5.1 | 10,240 | Class A Common Stock |
| Backblaze Inc (Class A) | Charles J. Jones | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 26 Sep 2022 | 2,000 | 370,000 | - | 5.0 | 10,040 | Class A Common Stock |
| Backblaze Inc (Class A) | Kwok Hang Ng | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.11 per share. | 26 Sep 2022 | 2,000 | 368,000 | - | 5.1 | 10,220 | Class A Common Stock |
| Backblaze Inc (Class A) | Kwok Hang Ng | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 26 Sep 2022 | 2,000 | 370,000 | - | 5.0 | 10,040 | Class A Common Stock |
| Backblaze Inc (Class A) | Kwok Hang Ng | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.05 per share. | 26 Sep 2022 | 2,000 | 372,000 | - | 5.1 | 10,100 | Class A Common Stock |
| Prospect Capital Corp | Eugene S. Stark | Director | Purchase of securities on an exchange or from another person at price $ 6.55 per share. | 26 Sep 2022 | 2,000 | 52,000 (0%) | 0% | 6.6 | 13,100 | COMMON STOCK |
| Xometry Inc (Class A) | Emily Rollins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 2,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Xometry Inc (Class A) | Emily Rollins | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.32 per share. | 26 Sep 2022 | 2,000 | 5,729 | - | 12.3 | 24,640 | Class A Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 1,968 | 306,295 (1%) | 0% | 23.8 | 46,882 | Common Stock |
| Cadence Design | Mark W. Adams | Director | Sale of securities on an exchange or to another person at price $ 163.40 per share. | 26 Sep 2022 | 1,912 | 12,016 (0%) | 0% | 163.4 | 312,426 | Common Stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 26 Sep 2022 | 1,827 | 1,541,137 (6%) | 0% | 2 | 3,654 | Common Stock |
| Booz Allen Hamilton Holding Corp (Class A) | Melody C. Barnes | Director | 26 Sep 2022 | 1,806 | 16,792 (0%) | 0% | 92.9 | 167,850 | Class A Common Stock | |
| Novavax Inc | John J. Trizzino | EVP, CCO and CBO | 26 Sep 2022 | 1,709 | 6,095 (0%) | 0% | 18.9 | 32,249 | Common Stock | |
| Opko Health Inc | Phillip Frost | Director, CEO & Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.79 per share. | 26 Sep 2022 | 1,709 | 197,708,403 (29%) | 0% | 1.8 | 3,051 | Common Stock |
| EOG Resources | Kenneth W. Boedeker | EVP Exploration and Production | Payment of exercise price or tax liability using portion of securities received from the company at price $ 105.18 per share. | 26 Sep 2022 | 1,704 | 15,313 (0%) | 0% | 105.2 | 179,227 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 1,645 | 304,430 (1%) | 0% | 24.2 | 39,758 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.67 per share. | 26 Sep 2022 | 1,533 | 3,057,166 (18%) | 0% | 20.7 | 31,687 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.67 per share. | 26 Sep 2022 | 1,533 | 3,057,166 (18%) | 0% | 20.7 | 31,687 | Common Stock |
| Axon | Jeffrey C. Kunins | CHIEF PRODUCT OFFICER | Sale of securities on an exchange or to another person at price $ 112.10 per share. | 26 Sep 2022 | 1,529 | 199,961 (0%) | 0% | 112.1 | 171,396 | Common Stock |
| AMREP Corp | Edward B. Cloues | Director | Purchase of securities on an exchange or from another person at price $ 11.60 per share. | 26 Sep 2022 | 1,500 | 29,874 (0%) | 0% | 11.6 | 17,400 | Common Stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.99 per share. | 26 Sep 2022 | 1,415 | 131,671 (0%) | 0% | 2.0 | 2,821 | Common Stock |
| FedEx | Rajesh Subramaniam | Director, President/CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.49 per share. | 26 Sep 2022 | 1,373 | 33,458 (0%) | 0% | 107.5 | 147,577 | Common Stock |
| FedEx | Rajesh Subramaniam | Director, President/CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 1,373 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Entrada Therapeutics Inc | Nathan J. Dowden | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 15.32 per share. | 26 Sep 2022 | 1,329 | 63,026 | - | 15.3 | 20,360 | Common Stock |
| Novavax Inc | John A. Herrmann | EVP, Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.87 per share. | 26 Sep 2022 | 1,324 | 7,049 (0%) | 0% | 18.9 | 24,984 | Common Stock |
| Axon | Jeffrey C. Kunins | CHIEF PRODUCT OFFICER | Sale of securities on an exchange or to another person at price $ 112.42 per share. | 26 Sep 2022 | 1,271 | 201,490 (0%) | 0% | 112.4 | 142,888 | Common Stock |
| Ncino Inc | Jeanette Sellers | VP of Accounting | Sale of securities on an exchange or to another person at price $ 33.76 per share. | 26 Sep 2022 | 1,213 | 19,859 | - | 33.8 | 40,951 | Common Stock |
| SeqLL Inc | Daniel Jones | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 26 Sep 2022 | 1,200 | 2,560,000 | - | 0.8 | 964 | Common Stock |
| iRhythm Tech Inc | Daniel G. Wilson | EVP, Strategy Corp Dev Inv Rel | Sale of securities on an exchange or to another person at price $ 122.20 per share. | 26 Sep 2022 | 1,169 | 35,497 (0%) | 0% | 122.2 | 142,852 | Common Stock |
| Xometry Inc (Class A) | Emily Rollins | Director | Sale of securities on an exchange or to another person at price $ 58.93 per share. | 26 Sep 2022 | 1,148 | 4,581 | - | 58.9 | 67,651 | Class A Common Stock |
| Cardlytics Inc | Christopher Suh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 1,102 | 1,102 | - | 0 | Restricted Stock Unit | |
| Cardlytics Inc | Christopher Suh | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 1,102 | 0 | - | - | Restricted Stock Units | |
| Gabelli Global Small and Mid Cap Value Trust | Kevin V. Dreyer | Director | Other type of transaction at price $ 10.00 per share. | 26 Sep 2022 | 1,036 | 3,964 | - | 10 | 10,360 | Series B Cumulative Preferred Shares |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 211.77 per share. | 26 Sep 2022 | 1,029 | 12,236,967 (28%) | 0% | 211.8 | 217,909 | Common Stock |
| Farmland Partners Inc | Luca Fabbri | President | Purchase of securities on an exchange or from another person at price $ 12.94 per share. | 26 Sep 2022 | 1,000 | 4,043 (0%) | 0% | 12.9 | 12,940 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 26 Sep 2022 | 1,000 | 11,095 (0%) | 0% | 6.7 | 6,660 | Common Stock |
| SeqLL Inc | Douglas Miscoll | Director | Purchase of securities on an exchange or from another person at price $ 0.77 per share. | 26 Sep 2022 | 1,000 | 100,736 | - | 0.8 | 774 | Common Stock |
| Tiptree Inc | Sandra Bell | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.30 per share. | 26 Sep 2022 | 1,000 | 22,067 (0%) | 0% | 10.3 | 10,300 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.22 per share. | 26 Sep 2022 | 979 | 3,062,658 (18%) | 0% | 21.2 | 20,774 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.22 per share. | 26 Sep 2022 | 979 | 3,062,658 (18%) | 0% | 21.2 | 20,774 | Common Stock |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 15.82 per share. | 26 Sep 2022 | 966 | 207,920 | - | 15.8 | 15,286 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 962 | 137,637 (0%) | 0% | 23.8 | 22,917 | Common Stock |
| FedEx | David P. Steiner | Director | 26 Sep 2022 | 954 | 30,894 (0%) | 0% | 146.6 | 139,875 | Common Stock | |
| FedEx | Marvin R. Ellison | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 954 | 5,943 (0%) | 0% | 146.6 | 139,875 | Common Stock |
| FedEx | Susan Patricia Griffith | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 954 | 3,027 (0%) | 0% | 146.6 | 139,875 | Common Stock |
| FedEx | Susan C. Schwab | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 954 | 6,853 (0%) | 0% | 146.6 | 139,875 | Common Stock |
| FedEx | Vincenzo James Vena | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 954 | 2,451 (0%) | 0% | 146.6 | 139,875 | Common Stock |
| FedEx | Joshua Cooper Ramo | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 954 | 4,491 (0%) | 0% | 146.6 | 139,875 | Common Stock |
| FedEx | Frederick P. Perpall | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 954 | 1,178 (0%) | 0% | 146.6 | 139,875 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 146.86 per share. | 26 Sep 2022 | 935 | 27,762,045 (3%) | 0% | 146.9 | 137,316 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 899 | 125,596 (0%) | 0% | 23.8 | 21,416 | Common Stock |
| iRhythm Tech Inc | Daniel G. Wilson | EVP, Strategy Corp Dev Inv Rel | Sale of securities on an exchange or to another person at price $ 121.14 per share. | 26 Sep 2022 | 896 | 36,666 (0%) | 0% | 121.1 | 108,541 | Common Stock |
| SeqLL Inc | Douglas Miscoll | Director | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 26 Sep 2022 | 850 | 100,736 | - | 0.8 | 638 | Common Stock |
| Ameriserv Fin Inc | Kim W. Kunkle | Director | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 26 Sep 2022 | 817 | 125,558 (0%) | 0% | 3.8 | 3,105 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.33 per share. | 26 Sep 2022 | 805 | 3,051,570 (18%) | 0% | 20.3 | 16,366 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.33 per share. | 26 Sep 2022 | 805 | 3,051,570 (18%) | 0% | 20.3 | 16,366 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 805 | 136,724 (0%) | 0% | 24.2 | 19,456 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 751 | 124,745 (0%) | 0% | 24.2 | 18,151 | Common Stock |
| Xometry Inc (Class A) | Emily Rollins | Director | Sale of securities on an exchange or to another person at price $ 59.78 per share. | 26 Sep 2022 | 722 | 3,859 | - | 59.8 | 43,159 | Class A Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.25 per share. | 26 Sep 2022 | 700 | 3,063,765 (18%) | 0% | 21.3 | 14,875 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.25 per share. | 26 Sep 2022 | 700 | 3,063,765 (18%) | 0% | 21.3 | 14,875 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 146.00 per share. | 26 Sep 2022 | 688 | 27,762,980 (3%) | 0% | 146.0 | 100,449 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.68 per share. | 26 Sep 2022 | 669 | 3,057,835 (18%) | 0% | 20.7 | 13,835 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.68 per share. | 26 Sep 2022 | 669 | 3,057,835 (18%) | 0% | 20.7 | 13,835 | Common Stock |
| Novavax Inc | John A. Herrmann | EVP, Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 667 | 0 | - | - | Restricted Stock Units | |
| Novavax Inc | John A. Herrmann | EVP, Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2022 | 667 | 3,642 (0%) | 0% | - | Common Stock | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.51 per share. | 26 Sep 2022 | 664 | 3,053,961 (18%) | 0% | 20.5 | 13,619 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.51 per share. | 26 Sep 2022 | 664 | 3,053,961 (18%) | 0% | 20.5 | 13,619 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.02 per share. | 26 Sep 2022 | 647 | 3,060,580 (18%) | 0% | 21.0 | 13,600 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.02 per share. | 26 Sep 2022 | 647 | 3,060,580 (18%) | 0% | 21.0 | 13,600 | Common Stock |
| Cadence Design | Mark W. Adams | Director | Sale of securities on an exchange or to another person at price $ 164.33 per share. | 26 Sep 2022 | 609 | 11,407 (0%) | 0% | 164.3 | 100,077 | Common Stock |
| TriNet Grp Inc | Burton M. Goldfield | Director, PRESIDENT, CEO and DIRECTOR | Sale of securities on an exchange or to another person at price $ 72.87 per share. | 26 Sep 2022 | 602 | 215,482 (0%) | 0% | 72.9 | 43,870 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.00 per share. | 26 Sep 2022 | 600 | 3,059,633 (18%) | 0% | 21 | 12,600 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.00 per share. | 26 Sep 2022 | 600 | 3,059,633 (18%) | 0% | 21 | 12,600 | Common Stock |
| Great Elm Grp Inc | Matthew A. Drapkin | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 26 Sep 2022 | 588 | 132,259 (0%) | 0% | 2 | 1,176 | Common Stock |
| NexPoint Real Estate Finance Inc | James D. Dondero | Director, President, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 23.50 per share. | 26 Sep 2022 | 537 | 19,511 | - | 23.5 | 12,620 | 8.50% Series A Cumulative Redeemable Preferred Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.09 per share. | 26 Sep 2022 | 506 | 3,061,186 (18%) | 0% | 21.1 | 10,672 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.09 per share. | 26 Sep 2022 | 506 | 3,061,186 (18%) | 0% | 21.1 | 10,672 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.48 per share. | 26 Sep 2022 | 500 | 3,052,997 (18%) | 0% | 20.5 | 10,240 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.48 per share. | 26 Sep 2022 | 500 | 3,052,997 (18%) | 0% | 20.5 | 10,240 | Common Stock |
| FedEx | R. Brad Martin | Director | Purchase of securities on an exchange or from another person at price $ 143.34 per share. | 26 Sep 2022 | 500 | 750 (0%) | 0% | 143.3 | 71,668 | Common Stock |
| FedEx | R. Brad Martin | Director | Purchase of securities on an exchange or from another person at price $ 143.45 per share. | 26 Sep 2022 | 500 | 750 (0%) | 0% | 143.5 | 71,727 | Common Stock |
| FedEx | R. Brad Martin | Director | Purchase of securities on an exchange or from another person at price $ 143.45 per share. | 26 Sep 2022 | 500 | 750 (0%) | 0% | 143.5 | 71,725 | Common Stock |
| iRhythm Tech Inc | Daniel G. Wilson | EVP, Strategy Corp Dev Inv Rel | Sale of securities on an exchange or to another person at price $ 125.00 per share. | 26 Sep 2022 | 500 | 34,562 (0%) | 0% | 125 | 62,500 | Common Stock |
| Perma-Fix Environmental Services Inc | Louis F. Centofanti | Director, EVP of Strategic Initiatives | Purchase of securities on an exchange or from another person at price $ 4.65 per share. | 26 Sep 2022 | 500 | 173,525 (1%) | 0% | 4.7 | 2,325 | Common Stock |
| Perma-Fix Environmental Services Inc | Louis F. Centofanti | Director, EVP of Strategic Initiatives | Purchase of securities on an exchange or from another person at price $ 4.60 per share. | 26 Sep 2022 | 500 | 173,025 (1%) | 0% | 4.6 | 2,300 | Common Stock |
| Tiptree Inc | Sandra Bell | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.16 per share. | 26 Sep 2022 | 500 | 21,567 (0%) | 0% | 10.2 | 5,080 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 212.84 per share. | 26 Sep 2022 | 479 | 12,236,488 (28%) | 0% | 212.8 | 101,950 | Common Stock |
| FedEx | Amy B. Lane | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 477 | 1,249 (0%) | 0% | 146.6 | 69,938 | Common Stock |
| FedEx | R. Brad Martin | Director | Grant, award, or other acquisition of securities at price $ 146.62 per share. | 26 Sep 2022 | 477 | 57,412 (0%) | 0% | 146.6 | 69,938 | Common Stock |
| Scholastic Corp | Andrew S. Hedden | Director, EVP, GENERAL COUNSEL | 26 Sep 2022 | 463 | 64,792 (0%) | 0% | 31.4 | 14,561 | Common Stock | |
| iRhythm Tech Inc | Daniel G. Wilson | EVP, Strategy Corp Dev Inv Rel | Sale of securities on an exchange or to another person at price $ 123.73 per share. | 26 Sep 2022 | 435 | 35,062 (0%) | 0% | 123.7 | 53,823 | Common Stock |
| Scholastic Corp | Iole Lucchese | CHAIR OF BOARD, EVP | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.45 per share. | 26 Sep 2022 | 426 | 60,215 (0%) | 0% | 31.5 | 13,398 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.23 per share. | 26 Sep 2022 | 407 | 3,063,065 (18%) | 0% | 21.2 | 8,641 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.23 per share. | 26 Sep 2022 | 407 | 3,063,065 (18%) | 0% | 21.2 | 8,641 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.53 per share. | 26 Sep 2022 | 402 | 3,054,668 (18%) | 0% | 20.5 | 8,253 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.53 per share. | 26 Sep 2022 | 402 | 3,054,668 (18%) | 0% | 20.5 | 8,253 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.91 per share. | 26 Sep 2022 | 400 | 3,059,033 (18%) | 0% | 20.9 | 8,364 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.73 per share. | 26 Sep 2022 | 400 | 3,058,235 (18%) | 0% | 20.7 | 8,292 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.91 per share. | 26 Sep 2022 | 400 | 3,059,033 (18%) | 0% | 20.9 | 8,364 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.73 per share. | 26 Sep 2022 | 400 | 3,058,235 (18%) | 0% | 20.7 | 8,292 | Common Stock |
| Axon | Jeffrey C. Kunins | CHIEF PRODUCT OFFICER | Sale of securities on an exchange or to another person at price $ 112.94 per share. | 26 Sep 2022 | 400 | 199,561 (0%) | 0% | 112.9 | 45,175 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.10 per share. | 26 Sep 2022 | 393 | 3,061,579 (18%) | 0% | 21.1 | 8,292 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.10 per share. | 26 Sep 2022 | 393 | 3,061,579 (18%) | 0% | 21.1 | 8,292 | Common Stock |
| Vaxcyte Inc | Grant E. Pickering | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 25.28 per share. | 26 Sep 2022 | 319 | 157,830 | - | 25.3 | 8,065 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.52 per share. | 26 Sep 2022 | 305 | 3,054,266 (18%) | 0% | 20.5 | 6,259 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.52 per share. | 26 Sep 2022 | 305 | 3,054,266 (18%) | 0% | 20.5 | 6,259 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 215.02 per share. | 26 Sep 2022 | 305 | 12,242,138 (28%) | 0% | 215.0 | 65,580 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.01 per share. | 26 Sep 2022 | 300 | 3,059,933 (18%) | 0% | 21.0 | 6,303 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.50 per share. | 26 Sep 2022 | 300 | 3,053,297 (18%) | 0% | 20.5 | 6,150 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.50 per share. | 26 Sep 2022 | 300 | 3,053,297 (18%) | 0% | 20.5 | 6,150 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.01 per share. | 26 Sep 2022 | 300 | 3,059,933 (18%) | 0% | 21.0 | 6,303 | Common Stock |
| Entrada Therapeutics Inc | Nerissa C. Kreher | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 16.33 per share. | 26 Sep 2022 | 300 | 20,716 | - | 16.3 | 4,899 | Common Stock |
| Alphabet (Class A) | Ann Mather | Director | Sale of securities on an exchange or to another person at price $ 98.60 per share. | 26 Sep 2022 | 300 | 11,480 (0%) | 0% | 98.6 | 29,580 | Class C Capital Stock |
| Scholastic Corp | Kenneth J. Cleary | CHIEF FINANCIAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.45 per share. | 26 Sep 2022 | 295 | 30,761 (0%) | 0% | 31.5 | 9,278 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.75 per share. | 26 Sep 2022 | 293 | 3,058,528 (18%) | 0% | 20.8 | 6,080 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.75 per share. | 26 Sep 2022 | 293 | 3,058,528 (18%) | 0% | 20.8 | 6,080 | Common Stock |
| Entrada Therapeutics Inc | Dipal Doshi | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 16.30 per share. | 26 Sep 2022 | 288 | 212,339 | - | 16.3 | 4,695 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.61 per share. | 26 Sep 2022 | 271 | 3,055,539 (18%) | 0% | 20.6 | 5,585 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.61 per share. | 26 Sep 2022 | 271 | 3,055,539 (18%) | 0% | 20.6 | 5,585 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 150.16 per share. | 26 Sep 2022 | 270 | 27,761,397 (3%) | 0% | 150.2 | 40,542 | Common Stock |
| C3.ai Inc (Class A) | Juho Parkkinen | SVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.08 per share. | 26 Sep 2022 | 265 | 357,784 | - | 13.1 | 3,466 | Class A Common Stock |
| Novavax Inc | John A. Herrmann | EVP, Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.87 per share. | 26 Sep 2022 | 258 | 3,384 (0%) | 0% | 18.9 | 4,868 | Common Stock |
| AMREP Corp | Edward B. Cloues | Director | Purchase of securities on an exchange or from another person at price $ 11.60 per share. | 26 Sep 2022 | 250 | 30,124 (0%) | 0% | 11.6 | 2,900 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.39 per share. | 26 Sep 2022 | 227 | 3,052,013 (18%) | 0% | 20.4 | 4,629 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.39 per share. | 26 Sep 2022 | 227 | 3,052,013 (18%) | 0% | 20.4 | 4,629 | Common Stock |
| Vaxcyte Inc | Grant E. Pickering | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 25.30 per share. | 26 Sep 2022 | 227 | 157,830 | - | 25.3 | 5,743 | Common Stock |
| Centerspace | John A. Schissel | Director | Purchase of securities on an exchange or from another person at price $ 68.00 per share. | 26 Sep 2022 | 225 | 7,595 (0%) | 0% | 68 | 15,300 | Common Shares of Beneficial Interest |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.90 per share. | 26 Sep 2022 | 220 | 306,075 (1%) | 0% | 24.9 | 5,477 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.38 per share. | 26 Sep 2022 | 216 | 3,051,786 (18%) | 0% | 20.4 | 4,402 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.38 per share. | 26 Sep 2022 | 216 | 3,051,786 (18%) | 0% | 20.4 | 4,402 | Common Stock |
| Entrada Therapeutics Inc | Nathan J. Dowden | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 16.25 per share. | 26 Sep 2022 | 215 | 62,811 | - | 16.2 | 3,493 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 149.09 per share. | 26 Sep 2022 | 204 | 27,761,667 (3%) | 0% | 149.1 | 30,415 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.59 per share. | 26 Sep 2022 | 200 | 3,055,168 (18%) | 0% | 20.6 | 4,118 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.58 per share. | 26 Sep 2022 | 200 | 3,054,968 (18%) | 0% | 20.6 | 4,116 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.45 per share. | 26 Sep 2022 | 200 | 3,052,497 (18%) | 0% | 20.5 | 4,090 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.43 per share. | 26 Sep 2022 | 200 | 3,052,297 (18%) | 0% | 20.4 | 4,086 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.59 per share. | 26 Sep 2022 | 200 | 3,055,168 (18%) | 0% | 20.6 | 4,118 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.58 per share. | 26 Sep 2022 | 200 | 3,054,968 (18%) | 0% | 20.6 | 4,116 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.45 per share. | 26 Sep 2022 | 200 | 3,052,497 (18%) | 0% | 20.5 | 4,090 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.43 per share. | 26 Sep 2022 | 200 | 3,052,297 (18%) | 0% | 20.4 | 4,086 | Common Stock |
| Tortoise Energy infra Corp | Conrad S. Ciccotello | Director | Purchase of securities on an exchange or from another person at price $ 30.05 per share. | 26 Sep 2022 | 196 | 5,204 (0%) | 0% | 30.1 | 5,890 | Common Shares |
| Scotts Miracle-Gro Co (Class A) | Denise S. Stump | EVP, Global Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 195 | 12,597 | - | - | Phantom Stock | |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 194 | 27,954 (0%) | 0% | 23.8 | 4,621 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 193 | 27,960 (0%) | 0% | 23.8 | 4,598 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 192 | 27,958 (0%) | 0% | 23.8 | 4,574 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 23.82 per share. | 26 Sep 2022 | 192 | 27,958 (0%) | 0% | 23.8 | 4,574 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 147.86 per share. | 26 Sep 2022 | 174 | 27,761,871 (3%) | 0% | 147.9 | 25,728 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 161 | 27,773 (0%) | 0% | 24.2 | 3,891 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 161 | 27,775 (0%) | 0% | 24.2 | 3,891 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 161 | 27,775 (0%) | 0% | 24.2 | 3,891 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.17 per share. | 26 Sep 2022 | 160 | 27,778 (0%) | 0% | 24.2 | 3,867 | Common Stock |
| Nuveen Mortgage and Income Fund | Aashh Parekh | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 16.00 per share. | 26 Sep 2022 | 157 | 2,831 (0%) | 0% | 16 | 2,512 | Common Stock |
| RH (Class A) | Hilary K. Krane | Director | Sale of securities on an exchange or to another person at price $ 246.15 per share. | 26 Sep 2022 | 137 | 6,800 (0%) | 0% | 246.2 | 33,723 | Common Stock |
| Xometry Inc (Class A) | Emily Rollins | Director | Sale of securities on an exchange or to another person at price $ 60.59 per share. | 26 Sep 2022 | 130 | 3,729 | - | 60.6 | 7,877 | Class A Common Stock |
| Modiv Inc (Class C) | Aaron Scott Halfacre | Director, CEO | Purchase of securities on an exchange or from another person at price $ 15.25 per share. | 26 Sep 2022 | 126 | 26,650 | - | 15.3 | 1,922 | COMMON STOCK, CLASS C |
| Pearson PLC (ADR) | Sally Kate Miranda Johnson | Executive Director,Chief Financial Officer | Sale or transfer of securities back to the company at price $ 8.57 per share. | 26 Sep 2022 | 117 | 27,778 (0%) | 0% | 8.6 | 1,003 | Ords 25.00p |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.90 per share. | 26 Sep 2022 | 108 | 137,529 (0%) | 0% | 24.9 | 2,689 | Common Stock |
| Jack In The Box Inc | Sarah L. Super | SVP - CHF LEGAL & RISK OFFICER | Sale of securities on an exchange or to another person at price $ 75.41 per share. | 26 Sep 2022 | 106 | 4,852 (0%) | 0% | 75.4 | 7,993 | COMMON STOCK |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.21 per share. | 26 Sep 2022 | 100 | 3,061,679 (18%) | 0% | 21.2 | 2,121 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 21.08 per share. | 26 Sep 2022 | 100 | 3,060,680 (18%) | 0% | 21.1 | 2,108 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.90 per share. | 26 Sep 2022 | 100 | 3,058,633 (18%) | 0% | 20.9 | 2,090 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.60 per share. | 26 Sep 2022 | 100 | 3,055,268 (18%) | 0% | 20.6 | 2,060 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.54 per share. | 26 Sep 2022 | 100 | 3,054,768 (18%) | 0% | 20.5 | 2,054 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.54 per share. | 26 Sep 2022 | 100 | 3,054,768 (18%) | 0% | 20.5 | 2,054 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.90 per share. | 26 Sep 2022 | 100 | 3,058,633 (18%) | 0% | 20.9 | 2,090 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.60 per share. | 26 Sep 2022 | 100 | 3,055,268 (18%) | 0% | 20.6 | 2,060 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.21 per share. | 26 Sep 2022 | 100 | 3,061,679 (18%) | 0% | 21.2 | 2,121 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 21.08 per share. | 26 Sep 2022 | 100 | 3,060,680 (18%) | 0% | 21.1 | 2,108 | Common Stock |
| Castle Biosciences Inc | Derek J. Maetzold | Director, Pres. & Chief Exec. Officer | Sale of securities on an exchange or to another person at price $ 24.89 per share. | 26 Sep 2022 | 100 | 125,496 (0%) | 0% | 24.9 | 2,489 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 213.62 per share. | 26 Sep 2022 | 100 | 12,236,388 (28%) | 0% | 213.6 | 21,362 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.66 per share. | 26 Sep 2022 | 94 | 3,055,633 (18%) | 0% | 20.7 | 1,942 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.66 per share. | 26 Sep 2022 | 94 | 3,055,633 (18%) | 0% | 20.7 | 1,942 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.41 per share. | 26 Sep 2022 | 78 | 3,052,091 (18%) | 0% | 20.4 | 1,592 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.41 per share. | 26 Sep 2022 | 78 | 3,052,091 (18%) | 0% | 20.4 | 1,592 | Common Stock |
| Modiv Inc (Class C) | Curtis B. Mcwilliams | Director | Purchase of securities on an exchange or from another person at price $ 15.83 per share. | 26 Sep 2022 | 72 | 12,005 | - | 15.8 | 1,140 | COMMON STOCK, CLASS C |
| Modiv Inc (Class C) | Adam S. Markman | Director | Purchase of securities on an exchange or from another person at price $ 15.80 per share. | 26 Sep 2022 | 70 | 11,650 | - | 15.8 | 1,106 | COMMON STOCK, CLASS C |
| Modiv Inc (Class C) | Thomas H. Nolan | Director | Purchase of securities on an exchange or from another person at price $ 15.88 per share. | 26 Sep 2022 | 68 | 11,381 | - | 15.9 | 1,080 | COMMON STOCK, CLASS C |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 54 | 25,523 | - | - | Phantom Stock Units | |
| Scholastic Corp | Paul Hukkanen | SVP, CHIEF ACCT OFF | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.44 per share. | 26 Sep 2022 | 54 | 4,330 (0%) | 0% | 31.4 | 1,698 | Common Stock |
| Chesapeake Utilities Corp | Paul L. Maddock | Director | 26 Sep 2022 | 52 | 33,341 (0%) | 0% | 0 | Common Stock | ||
| Caterpillar | Joseph E. Creed | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 44 | 6,547 | - | - | Phantom Stock Units | |
| Dillard`s Inc (Class A) | Alex Dillard | Director, President | Grant, award, or other acquisition of securities at price $ 275.18 per share. | 26 Sep 2022 | 39 | 1,014,611 (4%) | 0% | 275.2 | 10,732 | Common Class A |
| Dillard`s Inc (Class A) | William T. Dillard | Director, CEO, Chairman of the Board | Grant, award, or other acquisition of securities at price $ 275.18 per share. | 26 Sep 2022 | 39 | 941,465 (4%) | 0% | 275.2 | 10,732 | Common Class A |
| Scotts Miracle-Gro Co (Class A) | James Hagedorn | Director, Chairman and CEO, Ten Percent Owner | Other type of transaction at price $ 64.52 per share. | 26 Sep 2022 | 31 | 262,103 (0%) | 0% | 64.5 | 2,000 | Common Shares |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 150.83 per share. | 26 Sep 2022 | 29 | 27,761,368 (3%) | 0% | 150.8 | 4,374 | Common Stock |
| Dillard`s Inc (Class A) | Mike Dillard | Director, Executive Vice President | Grant, award, or other acquisition of securities at price $ 275.18 per share. | 26 Sep 2022 | 28 | 492,046 (2%) | 0% | 275.2 | 7,705 | Common Class A |
| Dillard`s Inc (Class A) | Drue Matheny | Director, Executive Vice President | Grant, award, or other acquisition of securities at price $ 275.18 per share. | 26 Sep 2022 | 28 | 410,464 (1%) | 0% | 275.2 | 7,705 | Common Class A |
| Dillard`s Inc (Class A) | William T. Dillard | Director, Senior Vice President | Grant, award, or other acquisition of securities at price $ 275.20 per share. | 26 Sep 2022 | 25 | 33,300 (0%) | 0% | 275.2 | 6,880 | Common Class A |
| Dillard`s Inc (Class A) | James D. Stockman | Vice President | Grant, award, or other acquisition of securities at price $ 275.20 per share. | 26 Sep 2022 | 25 | 34,419 (0%) | 0% | 275.2 | 6,880 | Common Class A |
| AMKOR Tech Inc | David N. Watson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 25 | 8,756 | - | - | Restricted Stock Units | |
| AMKOR Tech Inc | Douglas A. Alexander | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 25 | 8,756 | - | - | Restricted Stock Units |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.