Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Icahn Enterprises L P - Unit | Carl C. Icahn | Director, Ten Percent Owner, CHAIRMAN OF THE BOARD | Other type of transaction at price $ 50.93 per share. | 28 Sep 2022 | 10,902,568 | 288,556,226 | - | 50.9 | 555,307,037 | Depositary Units |
| Phunware Inc | Matthew K. Lull | Chief Cryptocurrency Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 500,000 | 500,000 (1%) | 1% | 0 | Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 305,000 | 181,053 | - | - | Employee Stock Option (Right to Buy) | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 305,000 | 5,530,696 | - | - | Class B Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 305,000 | 0 | - | - | Class B Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 305,000 | 305,000 | - | - | Class B Common Stock | |
| Abeona Therapeutics Inc | Vishwas Seshadri | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 155,200 | 165,939 (0%) | 0% | 0 | Common Stock | |
| Joby Aviation Inc | JoeBen Bevirt | Director, CEO and Chief Architect, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.01 per share. | 28 Sep 2022 | 142,098 | 54,110,403 | - | 5.0 | 711,613 | Common Stock |
| Arcellx Inc | Rami Elghandour | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 120,000 | 120,000 | - | - | Stock Option (right to buy) | |
| Royalty Pharma PLC (Class A) | James Reddoch | EVP & Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 41.23 per share. | 28 Sep 2022 | 100,000 | 820,800 | - | 41.2 | 4,122,670 | Class A Ordinary Shares |
| Abeona Therapeutics Inc | Joseph Vazzano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 72,750 | 92,750 (0%) | 0% | 0 | Common stock | |
| Abeona Therapeutics Inc | Brendan M. O'Malley | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 72,750 | 80,461 (0%) | 0% | 0 | Common stock | |
| Zscaler Inc | Jay S. Chaudhry | Director, CEO & Chairman, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 64,944 | 24,433,047 (18%) | 0% | 0 | Common Stock | |
| Pasithea Therapeutics Corp | Eric Shahinian | Member of 10% owner group | Purchase of securities on an exchange or from another person at price $ 1.19 per share. | 28 Sep 2022 | 57,647 | 1,781,705 | - | 1.2 | 68,542 | Common Stock |
| Pinterest Inc (Class A) | Todd R. Morgenfeld | Chief Financial Officer | 28 Sep 2022 | 55,241 | 696,266 (0%) | 0% | 0 | Class A Common Stock | ||
| Pinterest Inc (Class A) | Todd R. Morgenfeld | Chief Financial Officer | 28 Sep 2022 | 55,241 | 116,666 | - | - | Class B common stock | ||
| Corcept Therapeutics Inc | Hazel Hunt | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 50,000 | 0 | - | - | Stock option (right to buy) | |
| Corcept Therapeutics Inc | Hazel Hunt | Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.08 per share. | 28 Sep 2022 | 50,000 | 103,143 (0%) | 0% | 2.1 | 104,000 | Common Stock |
| NexPoint Diversified Real Estate Trust | James D. Dondero | Director, See Remarks, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 12.82 per share. | 28 Sep 2022 | 49,422 | 3,688,749 (8%) | 0% | 12.8 | 633,590 | Common Stock |
| Pinterest Inc (Class A) | Todd R. Morgenfeld | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 23.72 per share. | 28 Sep 2022 | 44,148 | 641,025 (0%) | 0% | 23.7 | 1,046,992 | Class A Common Stock |
| Zscaler Inc | Jay S. Chaudhry | Director, CEO & Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 43,704 | 324,811 (0%) | 0% | 0 | Common Stock | |
| Workday (Class A) | James J. Bozzini | COO & Executive Vice President | 28 Sep 2022 | 40,008 | 49,418 (0%) | 0% | 0 | Class A Common Stock | ||
| Arcellx Inc | Christopher Heery | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 40,000 | 40,000 | - | - | Stock Option (right to buy) | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 40,000 | 3,107,155 | - | - | Stock Option (Right to Buy) | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. | 28 Sep 2022 | 40,000 | 5,451,946 (1%) | 0% | 1.0 | 39,600 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. | 28 Sep 2022 | 40,000 | 5,451,946 (1%) | 0% | 1.0 | 39,600 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 40,000 | 3,067,155 | - | - | Stock Option (Right to Buy) | |
| Nexalin Tech Inc | Marilyn Elson | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 28 Sep 2022 | 36,000 | 136,000 | - | - | Common stock warrants | |
| Alphabet (Class A) | John Kent Walker | President, Global Affairs, CLO | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 34,809 | 53,283 (0%) | 0% | 0 | Class C Capital Stock | |
| Alphabet (Class A) | John Kent Walker | President, Global Affairs, CLO | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 34,809 | 1 (0%) | 0% | 0 | Class C Capital Stock | |
| Alphabet (Class A) | John Kent Walker | President, Global Affairs, CLO | Sale of securities on an exchange or to another person at price $ 100.00 per share. | 28 Sep 2022 | 34,809 | 18,474 (0%) | 0% | 100.0 | 3,481,064 | Class C Capital Stock |
| Royalty Pharma PLC (Class A) | M. Germano Giuliani | Director, Ten Percent Owner | 28 Sep 2022 | 32,593 | 8,077,140 | - | 41.1 | 1,337,943 | Class A Ordinary Shares | |
| Arcellx Inc | Michelle Gilson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 32,500 | 32,500 | - | - | Stock Option (right to buy) | |
| Codexis Inc | Rahul Singhvi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 31,347 | 31,347 (0%) | 0% | 0 | Common Stock | |
| Block Inc (Class A) | Alyssa Henry | Square Lead | 28 Sep 2022 | 30,769 | 0 | - | - | Class B Common Stock | ||
| Block Inc (Class A) | Alyssa Henry | Square Lead | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 30,769 | 30,769 | - | - | Class B Common Stock | |
| Block Inc (Class A) | Alyssa Henry | Square Lead | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 30,769 | 953,839 | - | - | Stock Option (right to buy) | |
| Block Inc (Class A) | Alyssa Henry | Square Lead | 28 Sep 2022 | 30,769 | 458,827 (0%) | 0% | 0 | Class A Common Stock | ||
| Corcept Therapeutics Inc | Hazel Hunt | Chief Scientific Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.04 per share. | 28 Sep 2022 | 29,997 | 73,146 (0%) | 0% | 26.0 | 781,122 | Common Stock |
| Workday (Class A) | James J. Bozzini | COO & Executive Vice President | 28 Sep 2022 | 29,996 | 112,648 (0%) | 0% | 0 | Class A Common Stock | ||
| Workday (Class A) | James J. Bozzini | COO & Executive Vice President | 28 Sep 2022 | 29,996 | 29,996 (0%) | 0% | 0 | Class A Common Stock | ||
| CRISPR Therapeutics AG | Samarth Kulkarni | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 25,000 | 33,333 | - | - | Stock Option (Right to Buy) | |
| CRISPR Therapeutics AG | Samarth Kulkarni | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.21 per share. | 28 Sep 2022 | 25,000 | 315,279 (0%) | 0% | 16.2 | 405,250 | Common Shares |
| Corvus Pharma Inc | Richard A. Miller | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.76 per share. | 28 Sep 2022 | 25,000 | 1,394,405 (4%) | 0% | 0.8 | 19,070 | Common Stock |
| CRISPR Therapeutics AG | Samarth Kulkarni | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 64.58 per share. | 28 Sep 2022 | 23,200 | 292,079 (0%) | 0% | 64.6 | 1,498,214 | Common Shares |
| Neogen Corp | John E. Adent | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 14.37 per share. | 28 Sep 2022 | 22,000 | 80,103 (0%) | 0% | 14.4 | 316,140 | Common Stock |
| Block Inc (Class A) | Alyssa Henry | Square Lead | Sale of securities on an exchange or to another person at price $ 55.55 per share. | 28 Sep 2022 | 20,651 | 438,176 (0%) | 0% | 55.5 | 1,147,163 | Class A Common Stock |
| Workday (Class A) | James J. Bozzini | COO & Executive Vice President | 28 Sep 2022 | 20,004 | 50,000 (0%) | 0% | 0 | Class A Common Stock | ||
| Workday (Class A) | James J. Bozzini | COO & Executive Vice President | 28 Sep 2022 | 20,004 | 50,000 (0%) | 0% | 0 | Class A Common Stock | ||
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 122.30 per share. | 28 Sep 2022 | 19,223 | 5,432,723 (1%) | 0% | 122.3 | 2,350,973 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 116.66 per share. | 28 Sep 2022 | 18,415 | 5,424,261 (1%) | 0% | 116.7 | 2,148,294 | Common Stock |
| Innovative Soln And Support Inc | Christopher Harborne | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 9.00 per share. | 28 Sep 2022 | 15,597 | 2,293,437 (13%) | 0% | 9.0 | 140,336 | Common Stock, par value $0.001 per share |
| Denali Therapeutics Inc | Marc Tessier-Lavigne | Director | Sale of securities on an exchange or to another person at price $ 30.74 per share. | 28 Sep 2022 | 15,577 | 1,914,779 (1%) | 0% | 30.7 | 478,837 | Common Stock |
| Innovative Soln And Support Inc | Christopher Harborne | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 9.00 per share. | 28 Sep 2022 | 13,675 | 2,277,840 (13%) | 0% | 9.0 | 123,027 | Common Stock, par value $0.001 per share |
| Simulations Plus Inc | Walter S. Woltosz | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 49.73 per share. | 28 Sep 2022 | 13,246 | 4,077,907 (23%) | 0% | 49.7 | 658,724 | Common Stock |
| Douglas Emmett Inc | William E. Simon | Director | Purchase of securities on an exchange or from another person at price $ 18.73 per share. | 28 Sep 2022 | 13,200 | 81,000 (0%) | 0% | 18.7 | 247,236 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 123.41 per share. | 28 Sep 2022 | 13,099 | 5,419,624 (1%) | 0% | 123.4 | 1,616,548 | Common Stock |
| Ceridian HCM Holding Inc | Christopher R Armstrong | EVP, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 58.00 per share. | 28 Sep 2022 | 12,500 | 100,477 (0%) | 0% | 58 | 725,000 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 117.70 per share. | 28 Sep 2022 | 12,015 | 5,412,246 (1%) | 0% | 117.7 | 1,414,166 | Common Stock |
| PotlatchDeltic Corp | Eric J. Cremers | President and CEO | Sale of securities on an exchange or to another person at price $ 40.59 per share. | 28 Sep 2022 | 11,444 | 163,150 (0%) | 0% | 40.6 | 464,546 | Common Stock |
| Genesco Inc | Mario Gallione | Senior VP | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 11,257 | 62,390 (0%) | 0% | 0 | Common Stock | |
| Pinterest Inc (Class A) | Todd R. Morgenfeld | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 23.14 per share. | 28 Sep 2022 | 11,093 | 685,173 (0%) | 0% | 23.1 | 256,742 | Class A Common Stock |
| Block Inc (Class A) | Alyssa Henry | Square Lead | Sale of securities on an exchange or to another person at price $ 56.17 per share. | 28 Sep 2022 | 10,118 | 428,058 (0%) | 0% | 56.2 | 568,328 | Class A Common Stock |
| CBRE Global Real Estate Income Fund | John R. Bartholdson | Director | 28 Sep 2022 | 10,000 | 15,020 (0%) | 0% | 5.9 | 58,930 | CBRE Global Real Estate Income Fund | |
| Compass Therapeutics Inc | Thomas J. Schuetz | Director, CHIEF EXECUTIVE OFFICER | Purchase of securities on an exchange or from another person at price $ 2.32 per share. | 28 Sep 2022 | 10,000 | 5,431,873 | - | 2.3 | 23,200 | Common Stock |
| Intapp Inc | Michele Murgel | Chief People & Places Officer | Sale of securities on an exchange or to another person at price $ 18.36 per share. | 28 Sep 2022 | 10,000 | 80,977 | - | 18.4 | 183,590 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 119.82 per share. | 28 Sep 2022 | 10,000 | 6,694,880 (1%) | 0% | 119.8 | 1,198,200 | Common Stock |
| Nexalin Tech Inc | Marilyn Elson | Ms. Elson serves as CFO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.12 per share. | 28 Sep 2022 | 9,500 | 835,244 | - | 1.1 | 10,640 | Common Stock |
| Freshworks Inc (Class A) | Barry Padgett | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 9,370 | 37,500 | - | - | Class B Common Stock | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 115.76 per share. | 28 Sep 2022 | 9,270 | 5,442,676 (1%) | 0% | 115.8 | 1,073,095 | Common Stock |
| QuantumScape Corp (Class A) | Mohit Singh | Chief Development Officer | Sale of securities on an exchange or to another person at price $ 9.07 per share. | 28 Sep 2022 | 8,500 | 302,157 | - | 9.1 | 77,103 | Class A Common Stock |
| QuantumScape Corp (Class A) | Mohit Singh | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 8,500 | 1,182,950 | - | - | Stock Option (right to buy) | |
| QuantumScape Corp (Class A) | Mohit Singh | Chief Development Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.33 per share. | 28 Sep 2022 | 8,500 | 310,657 | - | 1.3 | 11,264 | Class A Common Stock |
| CenterPoint Energy | Jason P. Wells | EVP & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 30.15 per share. | 28 Sep 2022 | 8,190 | 106,554 (0%) | 0% | 30.2 | 246,929 | Common Stock |
| Freshworks Inc (Class A) | Barry Padgett | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 7,810 | 132,810 | - | - | Restricted Stock Units | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 124.36 per share. | 28 Sep 2022 | 7,678 | 5,411,946 (1%) | 0% | 124.4 | 954,836 | Common Stock |
| Neogen Corp | Douglas E. Jones | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 14.31 per share. | 28 Sep 2022 | 7,000 | 9,759 (0%) | 0% | 14.3 | 100,170 | Common Stock |
| Simulations Plus Inc | Walter S. Woltosz | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 49.19 per share. | 28 Sep 2022 | 6,754 | 4,091,153 (23%) | 0% | 49.2 | 332,229 | Common Stock |
| Pasithea Therapeutics Corp | Eric Shahinian | Member of 10% owner group | Purchase of securities on an exchange or from another person at price $ 1.16 per share. | 28 Sep 2022 | 6,710 | 1,788,415 | - | 1.2 | 7,757 | Common Stock |
| Orion Engineered Carbons S.A. | Anthony L. Davis | Director | Other type of transaction at price $ 0.00 per share. | 28 Sep 2022 | 6,439 | 350,000 (0%) | 0% | 0 | Common Shares, no par value | |
| Orion Engineered Carbons S.A. | Anthony L. Davis | Director | Other type of transaction at price $ 0.00 per share. | 28 Sep 2022 | 6,439 | 6,439 (0%) | 0% | 0 | Common Shares, no par value | |
| Progyny Inc | Norman C. Payson | Director | Sale of securities on an exchange or to another person at price $ 38.09 per share. | 28 Sep 2022 | 6,092 | 352,376 (0%) | 0% | 38.1 | 232,044 | Common Stock |
| Newmark Grp Inc (Class A) | Virginia S. Bauer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 6,010 | 45,937 (0%) | 0% | 0 | Class A Common Stock, par value $0.01 per share | |
| Newmark Grp Inc (Class A) | Jay Itzkowitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 6,010 | 28,587 (0%) | 0% | 0 | Class A Common Stock, par value $0.01 per share | |
| Newmark Grp Inc (Class A) | Kenneth A. McIntyre | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 6,010 | 26,678 (0%) | 0% | 0 | Class A Common Stock, par value $0.01 per share | |
| Great Elm Grp Inc | Jason W. Reese | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 28 Sep 2022 | 5,562 | 4,941,181 (19%) | 0% | 2 | 11,124 | Common stock, par value $0.01 per share ("Common Stock") |
| MSC Industrial Direct Co. Inc (Class A) | Erik Gershwind | Director, President and CEO | 28 Sep 2022 | 5,302 | 100,000 | - | - | Class B Common Stock | ||
| MSC Industrial Direct Co. Inc (Class A) | Erik Gershwind | Director, President and CEO | 28 Sep 2022 | 5,302 | 114,293 | - | - | Class B Common Stock | ||
| Universal Insurance Holdings Inc | Michael A. Pietrangelo | Director | Purchase of securities on an exchange or from another person at price $ 9.41 per share. | 28 Sep 2022 | 5,000 | 103,420 (0%) | 0% | 9.4 | 47,056 | Common Stock |
| Progyny Inc | Norman C. Payson | Director | Sale of securities on an exchange or to another person at price $ 39.07 per share. | 28 Sep 2022 | 4,718 | 358,468 (0%) | 0% | 39.1 | 184,332 | Common Stock |
| Denali Therapeutics Inc | Marc Tessier-Lavigne | Director | Sale of securities on an exchange or to another person at price $ 31.08 per share. | 28 Sep 2022 | 4,423 | 1,910,356 (1%) | 0% | 31.1 | 137,467 | Common Stock |
| Lument Finance Trust Inc | Walter C. Keenan | Director | Purchase of securities on an exchange or from another person at price $ 2.28 per share. | 28 Sep 2022 | 4,000 | 103,944 (0%) | 0% | 2.3 | 9,120 | common stock |
| Worthington Ind Inc | John B. Blystone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 4,000 | 158,825 (0%) | 0% | 0 | Common Shares | |
| Trupanion Inc | Darryl Graham Andrew Rawlings | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 4,000 | 861,109 (2%) | 0% | 0 | Common Stock | |
| Trupanion Inc | Darryl Graham Andrew Rawlings | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 61.38 per share. | 28 Sep 2022 | 4,000 | 857,109 (2%) | 0% | 61.4 | 245,520 | Common Stock |
| Trupanion Inc | Darryl Graham Andrew Rawlings | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 4,000 | 565,043 (1%) | 0% | 0 | Common Stock | |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 214.96 per share. | 28 Sep 2022 | 3,685 | 12,230,024 (28%) | 0% | 215.0 | 792,112 | Common Stock |
| Universal Insurance Holdings Inc | Joel M. Wilentz | Director | 28 Sep 2022 | 3,200 | 251,885 (0%) | 0% | 9.3 | 29,876 | Common Stock | |
| Worthington Ind Inc | Carl A. Nelson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 90,155 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Kerrii B. Anderson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 69,415 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Michael J. Endres | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 137,340 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Mary Fackler Schiavo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 78,274 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Peter J. Karmanos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 80,740 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Sidney A. Ribeau | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 61,205 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Mark C. Davis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 37,560 (0%) | 0% | 0 | Common Shares | |
| Worthington Ind Inc | Ozey K. Horton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 2,700 | 40,569 (0%) | 0% | 0 | Common shares | |
| Universal Insurance Holdings Inc | Scott P. Callahan | Director | Purchase of securities on an exchange or from another person at price $ 9.45 per share. | 28 Sep 2022 | 2,500 | 16,373 (0%) | 0% | 9.4 | 23,623 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 215.85 per share. | 28 Sep 2022 | 2,456 | 12,227,568 (28%) | 0% | 215.8 | 530,123 | Common Stock |
| Royalty Pharma PLC (Class A) | James Reddoch | EVP & Chief Scientific Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Sep 2022 | 2,400 | 478,870 | - | - | LP interests in RPI US Partners 2019, LP | |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 2,300 | 53,316 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 80.99 per share. | 28 Sep 2022 | 2,300 | 27,763,668 (3%) | 0% | 81.0 | 186,277 | Common Stock |
| Agilent Tech | Padraig McDonnell | Sr. Vice President | Sale of securities on an exchange or to another person at price $ 122.89 per share. | 28 Sep 2022 | 2,103 | 13,217 (0%) | 0% | 122.9 | 258,438 | Common Stock |
| AutoZone | Philip B. Daniele | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 2,100 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| AutoZone | Philip B. Daniele | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 744.62 per share. | 28 Sep 2022 | 2,100 | 2,625 (0%) | 0% | 744.6 | 1,563,702 | Common Stock |
| AutoZone | Philip B. Daniele | Executive Vice President | Sale of securities on an exchange or to another person at price $ 2150.03 per share. | 28 Sep 2022 | 2,049 | 525 (0%) | 0% | 2150.0 | 4,405,411 | Common Stock |
| VerifyMe Inc | Marshall S. Geller | Director | Purchase of securities on an exchange or from another person at price $ 1.18 per share. | 28 Sep 2022 | 2,006 | 235,177 | - | 1.2 | 2,367 | Common Stock, par value $0.001 |
| Progyny Inc | Norman C. Payson | Director | Sale of securities on an exchange or to another person at price $ 38.54 per share. | 28 Sep 2022 | 1,900 | 363,186 (0%) | 0% | 38.5 | 73,226 | Common Stock |
| Simon Property - REIT | Matthew A. Jackson | SVP, ASSISTANT TREASURER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 1,887 | 3,049 (0%) | 0% | - | Common Stock | |
| CRISPR Therapeutics AG | Samarth Kulkarni | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 64.97 per share. | 28 Sep 2022 | 1,800 | 290,279 (0%) | 0% | 65.0 | 116,946 | Common Shares |
| Immunovant Inc | Peter Salzmann | Director, Chief Executive Officer | 28 Sep 2022 | 1,605 | 1,000,746 (1%) | 0% | 4.7 | 7,495 | Common Stock | |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 214.00 per share. | 28 Sep 2022 | 1,602 | 12,233,709 (28%) | 0% | 214.0 | 342,824 | Common Stock |
| Freshworks Inc (Class A) | Barry Padgett | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 1,560 | 54,690 | - | - | Restricted Stock Units | |
| Highwoods Properties Inc | Brendan C. Maiorana | EVP, CFO | Purchase of securities on an exchange or from another person at price $ 27.21 per share. | 28 Sep 2022 | 1,500 | 39,254 (0%) | 0% | 27.2 | 40,813 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 214.34 per share. | 28 Sep 2022 | 1,357 | 12,226,211 (28%) | 0% | 214.3 | 290,861 | Common Stock |
| Fox Corp (Class A) | Lachlan K. Murdoch | Director, Executive Chair, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 1,329 | 168,502 | - | - | Restricted Stock Units | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.46 per share. | 28 Sep 2022 | 1,261 | 3,061,897 (18%) | 0% | 20.5 | 25,800 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.46 per share. | 28 Sep 2022 | 1,261 | 3,065,729 (18%) | 0% | 20.5 | 25,800 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.44 per share. | 28 Sep 2022 | 1,060 | 3,063,354 (18%) | 0% | 20.4 | 21,666 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.44 per share. | 28 Sep 2022 | 1,060 | 3,067,186 (18%) | 0% | 20.4 | 21,666 | Common Stock |
| CBRE Global Real Estate Income Fund | Jonathan D. Miniman | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 5.74 per share. | 28 Sep 2022 | 1,000 | 12,963 (0%) | 0% | 5.7 | 5,740 | CBRE Global Real EstateIncome Fund |
| RiverNorth Flexible Municipal Income Fund II Inc | Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 13.58 per share. | 28 Sep 2022 | 1,000 | 7,000 | - | 13.6 | 13,580 | Common Stock |
| RiverNorth Flexible Municipal Income Fund II Inc | Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 13.57 per share. | 28 Sep 2022 | 1,000 | 6,000 | - | 13.6 | 13,570 | Common Stock |
| Reading International Inc | Cuban Mark | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 23.00 per share. | 28 Sep 2022 | 936 | 205,627 (12%) | 0% | 23 | 21,528 | Class B Voting Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 148.57 per share. | 28 Sep 2022 | 920 | 27,762,370 (3%) | 0% | 148.6 | 136,688 | Common Stock |
| Covenant Logistics Grp Inc (Class A) | Joey B. Hogan | President | Sale of securities on an exchange or to another person at price $ 30.00 per share. | 28 Sep 2022 | 900 | 67,648 (0%) | 0% | 30.0 | 27,003 | Class A Common Stock |
| United Therapeutics Corp | Nilda Mesa | Director | Sale of securities on an exchange or to another person at price $ 211.05 per share. | 28 Sep 2022 | 850 | 6,870 (0%) | 0% | 211.0 | 179,391 | Common Stock |
| Fox Corp (Class A) | Keith Rupert Murdoch | Director, Chair | 28 Sep 2022 | 845 | 107,227 | - | - | Restricted Stock Units | ||
| Energy Focus Inc | James Raymond Warren | SVP, GC & Corp. Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 800 | 1,600 | - | - | Restricted Stock Units | |
| Energy Focus Inc | James Raymond Warren | SVP, GC & Corp. Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Sep 2022 | 800 | 1,600 (0%) | 0% | 0 | Common Stock | |
| Fox Corp (Class A) | Lachlan K. Murdoch | Director, Executive Chair, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 786 | 99,709 | - | - | Restricted Stock Units | |
| Ameriserv Fin Inc | Kim W. Kunkle | Director | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 28 Sep 2022 | 705 | 126,263 (0%) | 0% | 3.8 | 2,679 | Common Stock |
| Fox Corp (Class A) | Viet D. Dinh | Chief Legal and Policy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 604 | 76,591 | - | - | Restricted Stock Units | |
| Fox Corp (Class A) | John P. Nallen | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 604 | 76,591 | - | - | Restricted Stock Units | |
| RiverNorth Opportunistic Municipal Income Fund Inc | Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 15.85 per share. | 28 Sep 2022 | 597 | 12,870 (0%) | 0% | 15.8 | 9,462 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 149.42 per share. | 28 Sep 2022 | 570 | 27,761,800 (3%) | 0% | 149.4 | 85,169 | Common Stock |
| Immunovant Inc | Julia G. Butchko | Chief Dev. & Tech. Officer | 28 Sep 2022 | 535 | 392,837 (0%) | 0% | 4.7 | 2,498 | Common Stock | |
| Progyny Inc | Norman C. Payson | Director | Sale of securities on an exchange or to another person at price $ 38.64 per share. | 28 Sep 2022 | 526 | 351,850 (0%) | 0% | 38.6 | 20,325 | Common Stock |
| Fox Corp (Class A) | Lachlan K. Murdoch | Director, Executive Chair, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 520 | 65,965 | - | - | Restricted Stock Units | |
| Fox Corp (Class A) | Keith Rupert Murdoch | Director, Chair | 28 Sep 2022 | 500 | 63,452 | - | - | Restricted Stock Units | ||
| Nuvectis Pharma Inc | Ron Bentsur | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.46 per share. | 28 Sep 2022 | 500 | 3,013,109 | - | 7.5 | 3,730 | Common Stock |
| Nuvectis Pharma Inc | Ron Bentsur | Director, Chairman & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.23 per share. | 28 Sep 2022 | 500 | 3,012,609 | - | 7.2 | 3,615 | Common Stock |
| Tiptree Inc | Sandra Bell | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.58 per share. | 28 Sep 2022 | 500 | 20,567 (0%) | 0% | 10.6 | 5,290 | Common Stock |
| Tiptree Inc | Sandra Bell | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.38 per share. | 28 Sep 2022 | 500 | 21,067 (0%) | 0% | 10.4 | 5,190 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 211.63 per share. | 28 Sep 2022 | 477 | 12,235,498 (28%) | 0% | 211.6 | 100,946 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 150.48 per share. | 28 Sep 2022 | 432 | 27,761,368 (3%) | 0% | 150.5 | 65,008 | Common Stock |
| Hancock Whitney Corp | Constantine S. Liollio | Director | Grant, award, or other acquisition of securities at price $ 47.17 per share. | 28 Sep 2022 | 424 | 21,414 (0%) | 0% | 47.2 | 20,000 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 210.72 per share. | 28 Sep 2022 | 413 | 12,235,975 (28%) | 0% | 210.7 | 87,029 | Common Stock |
| Virco Manufacturing Corp | Craig L. Levra | Director | Purchase of securities on an exchange or from another person at price $ 4.31 per share. | 28 Sep 2022 | 400 | 86,973 (0%) | 0% | 4.3 | 1,724 | Common stock $.01 par value |
| United Therapeutics Corp | Nilda Mesa | Director | Sale of securities on an exchange or to another person at price $ 207.36 per share. | 28 Sep 2022 | 400 | 6,470 (0%) | 0% | 207.4 | 82,943 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.45 per share. | 28 Sep 2022 | 397 | 3,062,294 (18%) | 0% | 20.5 | 8,119 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.45 per share. | 28 Sep 2022 | 397 | 3,066,126 (18%) | 0% | 20.5 | 8,119 | Common Stock |
| Signet Jewelers Ltd | Vincent N. Ciccolini | Chief Accounting Officer | 28 Sep 2022 | 393 | 45,075 (0%) | 0% | 0 | Common Shares, par value $0.18 | ||
| Avnet Inc | William H. Schumann | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 375 | 47,456 | - | - | Phantom Stock Units | |
| Walt Disney | Kristina K. Schake | Sr. EVP and Chief Comm Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 363 | 363 | - | - | Stock Option (Right-to-Buy) | |
| Fox Corp (Class A) | Steven Tomsic | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 362 | 45,954 | - | - | Restricted Stock Units | |
| Fox Corp (Class A) | Viet D. Dinh | Chief Legal and Policy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 357 | 45,321 | - | - | Restricted Stock Units | |
| Fox Corp (Class A) | John P. Nallen | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 357 | 45,321 | - | - | Restricted Stock Units | |
| Hancock Whitney Corp | Joan C. Teofilo | Director | Grant, award, or other acquisition of securities at price $ 47.24 per share. | 28 Sep 2022 | 344 | 9,670 (0%) | 0% | 47.2 | 16,250 | Common Stock |
| Fox Corp (Class A) | Keith Rupert Murdoch | Director, Chair | 28 Sep 2022 | 331 | 41,981 | - | - | Restricted Stock Units | ||
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.47 per share. | 28 Sep 2022 | 300 | 3,060,636 (18%) | 0% | 20.5 | 6,141 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.47 per share. | 28 Sep 2022 | 300 | 3,064,468 (18%) | 0% | 20.5 | 6,141 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 118.19 per share. | 28 Sep 2022 | 300 | 5,411,946 (1%) | 0% | 118.2 | 35,457 | Common Stock |
| Virco Manufacturing Corp | Craig L. Levra | Director | Purchase of securities on an exchange or from another person at price $ 4.42 per share. | 28 Sep 2022 | 300 | 87,273 (0%) | 0% | 4.4 | 1,326 | Common stock $.01 par value |
| Virco Manufacturing Corp | Craig L. Levra | Director | Purchase of securities on an exchange or from another person at price $ 4.45 per share. | 28 Sep 2022 | 300 | 86,573 (0%) | 0% | 4.5 | 1,335 | Common stock $.01 par value |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 147.47 per share. | 28 Sep 2022 | 280 | 27,763,290 (3%) | 0% | 147.5 | 41,292 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.43 per share. | 28 Sep 2022 | 268 | 3,063,622 (18%) | 0% | 20.4 | 5,475 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.43 per share. | 28 Sep 2022 | 268 | 3,067,454 (18%) | 0% | 20.4 | 5,475 | Common Stock |
| Orchid Island Cap Inc | Ava L. Parker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 265 | 14,218 | - | - | Deferred Stock Units | |
| Preformed Line Products Co | Michael E. Gibbons | Director | 28 Sep 2022 | 260 | 13,020 (0%) | 0% | 72.0 | 18,707 | Common shares, $2 par value | |
| Fox Corp (Class A) | Viet D. Dinh | Chief Legal and Policy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 236 | 29,987 | - | - | Restricted Stock Units | |
| Fox Corp (Class A) | John P. Nallen | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 236 | 29,987 | - | - | Restricted Stock Units | |
| Avnet Inc | Oleg Khaykin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 221 | 27,868 | - | - | Phantom Stock Units | |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 19.77 per share. | 28 Sep 2022 | 203 | 3,060,136 (18%) | 0% | 19.8 | 4,013 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 19.77 per share. | 28 Sep 2022 | 203 | 3,063,968 (18%) | 0% | 19.8 | 4,013 | Common Stock |
| BRT Apartments Corp | Jeffrey A. Gould | Director, PRESIDENT AND CEO | Purchase of securities on an exchange or from another person at price $ 20.48 per share. | 28 Sep 2022 | 200 | 3,060,336 (18%) | 0% | 20.5 | 4,096 | Common Stock |
| BRT Apartments Corp | Matthew J. Gould | Director, SENIOR VICE PRESIDENT | Purchase of securities on an exchange or from another person at price $ 20.48 per share. | 28 Sep 2022 | 200 | 3,064,168 (18%) | 0% | 20.5 | 4,096 | Common Stock |
| Broadridge Financial | Maura A. Markus | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 192 | 22,687 (0%) | 0% | 0 | Common Stock | |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 212.29 per share. | 28 Sep 2022 | 187 | 12,235,311 (28%) | 0% | 212.3 | 39,699 | Common Stock |
| Fox Corp (Class A) | Jacques A. Nasser | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 179 | 22,996 | - | - | Deferred Stock Units | |
| Fox Corp (Class A) | Charles Gordon Carey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 172 | 22,068 | - | - | Deferred Stock Units | |
| Fox Corp (Class A) | Roland A. Hernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 172 | 22,068 | - | - | Deferred Stock Units | |
| Fox Corp (Class A) | Anne Dias | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 172 | 22,068 | - | - | Deferred Stock Units | |
| Fox Corp (Class A) | Paul D. Ryan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 172 | 22,068 | - | - | Deferred Stock Units | |
| Broadridge Financial | Brett A. Keller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 170 | 8,591 (0%) | 0% | 0 | Common Stock | |
| Broadridge Financial | Annette L. Nazareth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 170 | 1,228 (0%) | 0% | 0 | Common Stock | |
| Preformed Line Products Co | R. Steven Kestner | Director | Grant, award, or other acquisition of securities at price $ 71.95 per share. | 28 Sep 2022 | 157 | 1,347 (0%) | 0% | 71.9 | 11,296 | Common shares, $2 par value |
| Broadridge Financial | Amit K. Zavery | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 155 | 4,202 (0%) | 0% | 0 | Common Stock | |
| Avnet Inc | Brenda Piper | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 143 | 18,115 | - | - | Phantom Stock Units | |
| Fox Corp (Class A) | Steven Tomsic | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 143 | 18,129 | - | - | Restricted Stock Units | |
| Walt Disney | Kristina K. Schake | Sr. EVP and Chief Comm Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 136 | 136 | - | - | Restricted Stock Unit | |
| Celanese Corp - Ordinary Shares - Series A | Aaron M. McGilvray | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 90.74 per share. | 28 Sep 2022 | 123 | 4,154 (0%) | 0% | 90.7 | 11,161 | Common Stock |
| Hancock Whitney Corp | James H. Horne | Director | Grant, award, or other acquisition of securities at price $ 47.39 per share. | 28 Sep 2022 | 122 | 67,585 (0%) | 0% | 47.4 | 5,781 | Common Stock |
| Simon Property - REIT | Matthew A. Jackson | SVP, ASSISTANT TREASURER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.97 per share. | 28 Sep 2022 | 115 | 2,934 (0%) | 0% | 112.0 | 12,877 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and Co-CEO | Sale of securities on an exchange or to another person at price $ 146.41 per share. | 28 Sep 2022 | 98 | 27,763,570 (3%) | 0% | 146.4 | 14,348 | Common Stock |
| Fox Corp (Class A) | Steven Tomsic | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 94 | 11,993 | - | - | Restricted Stock Units | |
| Stock Yards Bancorp Inc | Stephen M. Priebe | Director | Grant, award, or other acquisition of securities at price $ 69.64 per share. | 28 Sep 2022 | 81 | 23,694 (0%) | 0% | 69.6 | 5,641 | Common Stock |
| McCormick & Company | Lisa B. Manzone | Sr. VP Global Human Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 72 | 11,514 | - | - | Phantom Stock | |
| Fox Corp (Class A) | William A. Burck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 54 | 6,997 | - | - | Deferred Stock Units | |
| AutoZone | Philip B. Daniele | Executive Vice President | Sale of securities on an exchange or to another person at price $ 2151.22 per share. | 28 Sep 2022 | 51 | 2,574 (0%) | 0% | 2151.2 | 109,712 | Common Stock |
| Hancock Whitney Corp | C. Richard Wilkins | Director | Grant, award, or other acquisition of securities at price $ 47.24 per share. | 28 Sep 2022 | 41 | 13,216 (0%) | 0% | 47.2 | 1,937 | Common Stock |
| Avnet Inc | Rodney C. Adkins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 39 | 4,927 | - | - | Phantom Stock Units | |
| Stock Yards Bancorp Inc | John L. Schutte | Director | Grant, award, or other acquisition of securities at price $ 69.64 per share. | 28 Sep 2022 | 33 | 4,531 (0%) | 0% | 69.6 | 2,298 | Common Stock |
| McCormick & Company | Brendan M. Foley | President & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Sep 2022 | 25 | 6,310 | - | - | Phantom Stock | |
| Stock Yards Bancorp Inc | Paul J. Bickel | Director | Grant, award, or other acquisition of securities at price $ 69.64 per share. | 28 Sep 2022 | 22 | 8,427 (0%) | 0% | 69.6 | 1,532 | Common Stock |
| Morningstar Inc | Joseph D. Mansueto | Director, Executive Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 216.70 per share. | 28 Sep 2022 | 20 | 12,226,191 (28%) | 0% | 216.7 | 4,334 | Common Stock |
| Stock Yards Bancorp Inc | Edwin S. Saunier | Director | Grant, award, or other acquisition of securities at price $ 69.65 per share. | 28 Sep 2022 | 17 | 455 (0%) | 0% | 69.6 | 1,184 | Common Stock |
| Stock Yards Bancorp Inc | Brown J Mccauley | Director | Grant, award, or other acquisition of securities at price $ 69.64 per share. | 28 Sep 2022 | 11 | 3,946 (0%) | 0% | 69.6 | 766 | Common Stock |
| Texas Pacific Land | Murray Stahl | Director | Purchase of securities on an exchange or from another person at price $ 1766.67 per share. | 28 Sep 2022 | 3 | 207,223 (2%) | 0% | 1766.7 | 5,300 | Common Stock |
| Texas Pacific Land | Murray Stahl | Director | Purchase of securities on an exchange or from another person at price $ 1766.67 per share. | 28 Sep 2022 | 3 | 1,849 (0%) | 0% | 1766.7 | 5,300 | Common Stock |
| Franklin Fin Services Corp | Mark R. Hollar | CFO | Purchase of securities on an exchange or from another person at price $ 32.33 per share. | 28 Sep 2022 | 3 | 8,118 (0%) | 0% | 32.3 | 97 | Common Stock |
| Simon Property - REIT | Matthew A. Jackson | SVP, ASSISTANT TREASURER | 28 Sep 2022 | 2 | 1,158 (0%) | 0% | 92 | 184 | Common Stock | |
| Simon Property - REIT | Matthew A. Jackson | SVP, ASSISTANT TREASURER | 28 Sep 2022 | 2 | 1,160 (0%) | 0% | 117 | 234 | Common Stock | |
| Simon Property - REIT | Matthew A. Jackson | SVP, ASSISTANT TREASURER | 28 Sep 2022 | 2 | 1,162 (0%) | 0% | 106 | 212 | Common Stock | |
| Texas Pacific Land | Murray Stahl | Director | Purchase of securities on an exchange or from another person at price $ 1766.50 per share. | 28 Sep 2022 | 2 | 1,439 (0%) | 0% | 1766.5 | 3,533 | Common Stock |
| Texas Pacific Land | Murray Stahl | Director | Purchase of securities on an exchange or from another person at price $ 1766.50 per share. | 28 Sep 2022 | 2 | 104,233 (1%) | 0% | 1766.5 | 3,533 | Common Stock |
| Texas Pacific Land | Murray Stahl | Director | Purchase of securities on an exchange or from another person at price $ 1767.00 per share. | 28 Sep 2022 | 1 | 1,590 (0%) | 0% | 1767 | 1,767 | Common Stock |
| Texas Pacific Land | Murray Stahl | Director | Purchase of securities on an exchange or from another person at price $ 1767.00 per share. | 28 Sep 2022 | 1 | 43,188 (0%) | 0% | 1767 | 1,767 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.