Insider Trading Tracker: Live US Stock Disclosures & Insider Buying made on Dec 16, 2022

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"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches "Balanced Fund" but not "Balanced Growth Fund" Balanced Fund: Use this format without quotation marks to search for all funds related to the term "Balanced Fund" The results may include "Balanced Income Fund", "Balanced Growth Fund" and any fund name containing "Balanced Fund".

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Stock	Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Energy Vault Holdings Inc	Robert Piconi	Director, Chief Executive Officer, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	1,194,288	1,194,288	-		-	Restricted Stock Unit
Invivyd Inc	Jeremy Gowler	COO & CCO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	625,000	625,000	-		-	Stock Option (Right to Buy)
BioCardia Inc	Phillip Frost	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 1.68 per share.	16 Dec 2022	595,238	2,025,827 (29%)	8%	1.7	1,000,000	Common Stock
Design Therapeutics Inc	Simeon J. George	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 8.28 per share.	16 Dec 2022	500,000	6,126,476	-	8.3	4,140,550	Common Stock
Jefferies Fin Grp Inc	Brian P. Friedman	Director, President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	467,359	7,228,671 (2%)	0%		0	Common Stock
Jefferies Fin Grp Inc	Richard B. Handler	Director, CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	467,359	16,407,905 (5%)	0%		0	Common Stock
NCR Corp	Michael D. Hayford	Director, Chief Executive Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	441,944	1,030,289 (0%)	0%		0	Common Stock
Design Therapeutics Inc	Simeon J. George	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 8.63 per share.	16 Dec 2022	360,000	6,486,476	-	8.6	3,108,096	Common Stock
Relmada Therapeutics Inc	Sergio Traversa	Director, Chief Executive Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	323,517	323,517	-		-	Stock Option (right to buy)
Relmada Therapeutics Inc	Sergio Traversa	Director, Chief Executive Officer	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	300,000	0	-		-	Stock Option (right to buy)
NCR Corp	Owen J. Sullivan	President and COO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	265,167	494,582 (0%)	0%		0	Common Stock
Humacyte Inc	Brady W. Dougan	Director, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 2.53 per share.	16 Dec 2022	239,538	17,990,736	-	2.5	606,031	Common Stock
Humacyte Inc	Laura E. Niklason	Director, President, CEO and Director, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 2.53 per share.	16 Dec 2022	239,538	17,990,736	-	2.5	606,031	Common Stock
Arrowhead Pharma Inc	Christopher Anzalone	Director, Chief Executive Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	234,025	3,720,714 (3%)	0%		0	Common Stock
Walmart	Steuart L. Walton	Director	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	222,000	51,683 (0%)	0%		0	Common Stock
Jefferies Fin Grp Inc	Richard B. Handler	Director, CEO	Grant, award, or other acquisition of securities at price $ 34.96 per share.	16 Dec 2022	214,531	16,836,967 (6%)	0%	35.0	7,500,004	Common Stock
Jefferies Fin Grp Inc	Richard B. Handler	Director, CEO	Grant, award, or other acquisition of securities at price $ 34.96 per share.	16 Dec 2022	214,531	16,622,436 (5%)	0%	35.0	7,500,004	Common Stock
Trade Desk Inc (Class A)	Jeffrey Terry Green	Director, President and CEO, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	210,000	708,216 (1%)	0%		0	Class A Common Stock
Trade Desk Inc (Class A)	Jeffrey Terry Green	Director, President and CEO, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	210,000	1,209,360 (2%)	0%		0	Class A Common Stock
Energy Vault Holdings Inc	Marco Terruzzin	Chief Product Officer		16 Dec 2022	200,000	200,000	-		-	Restricted Stock Unit
Relmada Therapeutics Inc	Maged Shenouda	CFO	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	200,000	0	-		-	Stock Option (right to buy)
Relmada Therapeutics Inc	Charles S. Ence	CA and Compliance Officer	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	200,000	0	-		-	Stock Option (right to buy)
NCR Corp	Michael D. Hayford	Director, Chief Executive Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.14 per share.	16 Dec 2022	199,317	830,972 (0%)	0%	23.1	4,612,195	Common Stock
Relmada Therapeutics Inc	Charles S. Ence	CA and CO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	197,123	197,123	-		-	Stock Option (right to buy)
Relmada Therapeutics Inc	Maged Shenouda	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	194,917	194,917	-		-	Stock Option (right to buy)
Jefferies Fin Grp Inc	Brian P. Friedman	Director, President	Grant, award, or other acquisition of securities at price $ 34.96 per share.	16 Dec 2022	178,776	7,586,223 (2%)	0%	35.0	6,250,009	Common Stock
Jefferies Fin Grp Inc	Brian P. Friedman	Director, President	Grant, award, or other acquisition of securities at price $ 34.96 per share.	16 Dec 2022	178,776	7,407,447 (2%)	0%	35.0	6,250,009	Common Stock
BioCardia Inc	Simon H. Stertzer	Director	Grant, award, or other acquisition of securities at price $ 1.68 per share.	16 Dec 2022	178,571	888,084 (13%)	2%	1.7	299,999	Common Stock
Insight Molecular Diagnostics Inc	Gisela Paulsen	Former President and COO	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Dec 2022	175,000	366,500 (0%)	0%		0	Common Stock, no par value
Insight Molecular Diagnostics Inc	Gisela Paulsen	Former President and COO	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Dec 2022	171,875	203,125	-		-	Option to Purchase Common Stock
Marketwise Inc (Class A)	Gary Anderson	GENERAL COUNSEL	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	153,846	264,343	-		0	Class A Common Stock
Marketwise Inc (Class A)	Marco Galsim	Chief Information Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	153,846	262,807	-		0	Class A Common Stock
Marketwise Inc (Class A)	Cynthia Cherry	Chief Human Resources Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	153,846	263,936	-		0	Class A Common Stock
Energy Vault Holdings Inc	John Jung	President of EVS		16 Dec 2022	151,450	151,450	-		-	Restricted Stock Unit
BioCardia Inc	Andrew Scott Blank	Director	Grant, award, or other acquisition of securities at price $ 1.68 per share.	16 Dec 2022	148,809	291,659 (4%)	2%	1.7	249,999	Common Stock
BioCardia Inc	Jim L. Allen	Director	Grant, award, or other acquisition of securities at price $ 1.68 per share.	16 Dec 2022	148,809	830,531 (12%)	2%	1.7	249,999	Common Stock
Joby Aviation Inc	JoeBen Bevirt	Director, CEO and Chief Architect, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	134,872	134,872	-		-	Restricted Stock Units (RSUs)
Opendoor Tech Inc	Carrie A. Wheeler	Chief Executive Officer		16 Dec 2022	131,063	3,999,582	-	1.3	168,678	Common Stock
Energy Vault Holdings Inc	Andrea Pedretti	Chief Technology Officer		16 Dec 2022	129,814	129,814	-		-	Restricted Stock Unit
Energy Vault Holdings Inc	Christopher K. Wiese	Chief Operating Officer		16 Dec 2022	129,814	129,814	-		-	Restricted Stock Unit
Energy Vault Holdings Inc	Goncagul Icoren	Chief People Officer		16 Dec 2022	129,814	129,814	-		-	Restricted Stock Unit
Energy Vault Holdings Inc	Laurence Alexander	Chief Marketing Officer		16 Dec 2022	129,268	129,268	-		-	Restricted Stock Unit
Insight Molecular Diagnostics Inc	Gisela Paulsen	Former President and COO	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Dec 2022	125,000	0	-		-	Option to Purchase Common Stock
B. Riley Fin Inc	Bryant R. Riley	Director, Chairman and Co-CEO, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 40.13 per share.	16 Dec 2022	120,000	6,213,456 (23%)	0%	40.1	4,815,612	Common Stock
NCR Corp	Owen J. Sullivan	President and COO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.14 per share.	16 Dec 2022	119,591	374,991 (0%)	0%	23.1	2,767,336	Common Stock
NCR Corp	Adrian Button	EVP, Product and Service Ops	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	100,441	144,907 (0%)	0%		0	Common Stock
USA Compression Partners LP - Unit	Eric D. Long	Director, See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	100,234	66,822	-		-	Phantom Units
USA Compression Partners LP - Unit	Eric D. Long	Director, See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	100,234	586,742 (0%)	0%		-	Common Units
SEI Investments Co. Results Board Meeting	Alfred P. West	Director, Executive Chairman, Ten Percent Owner		16 Dec 2022	100,000	8,948,424 (5%)	0%	58.0	5,803,000	Common Stock
Ocugen Inc	Shankar Musunuri	Director, Chief Executive Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.51 per share.	16 Dec 2022	95,809	848,349 (1%)	0%	0.5	48,863	Common Stock
Ocugen Inc	Shankar Musunuri	Director, Chief Executive Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	95,809	426,543	-		-	Option (Right to Buy)
Ocugen Inc	Shankar Musunuri	Director, Chief Executive Officer	Sale of securities on an exchange or to another person at price $ 1.43 per share.	16 Dec 2022	95,809	752,540 (1%)	0%	1.4	137,007	Common Stock
Coca-Cola Results Board Meeting	Brian J. Smith	Senior Executive	Exercise or conversion of derivative security received from the company (such as an option) at price $ 37.61 per share.	16 Dec 2022	94,200	210,368 (0%)	0%	37.6	3,542,862	Common Stock, $.25 Par Value
Coca-Cola Results Board Meeting	Brian J. Smith	Senior Executive	Sale of securities on an exchange or to another person at price $ 63.02 per share.	16 Dec 2022	94,200	116,168 (0%)	0%	63.0	5,936,409	Common Stock, $.25 Par Value
Coca-Cola Results Board Meeting	Brian J. Smith	Senior Executive	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	94,200	126,972	-		-	Employee Stock Option (Right to Buy)
Snap Inc (Class A)	Jerry James Hunter	Chief Operating Officer	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	92,819	844,315 (0%)	0%		0	Class A Common Stock
Snap Inc (Class A)	Jerry James Hunter	Chief Operating Officer	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	92,819	2,792,737 (0%)	0%		0	Class A Common Stock
Spruce Power Holding Corp (Class A)	Christopher Hayes	Director	Purchase of securities on an exchange or from another person at price $ 0.83 per share.	16 Dec 2022	77,523	187,515	-	0.8	64,158	Common Stock
Heron Therapeutics Inc	Stephen R. Davis	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	77,160	77,160	-		-	Stock Option (Right to Buy)
Heron Therapeutics Inc	Craig A. Johnson	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	77,160	77,160	-		-	Stock Option (Right to Buy)
Heron Therapeutics Inc	Christian Waage	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	77,160	77,160	-		-	Stock Option (Right to Buy)
Heron Therapeutics Inc	Susan Rodriguez	Director		16 Dec 2022	77,160	77,160	-		-	Stock Option (Right to Buy)
Heron Therapeutics Inc	Sharmila Dissanaike	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	77,160	77,160	-		-	Stock Option (Right to Buy)
Energy Vault Holdings Inc	Josh McMorrow	Chief Legal Officer		16 Dec 2022	75,000	75,000	-		-	Restricted Stock Unit
Oncology Institute Inc	Matthew Miller	Chief Operating Officer	Purchase of securities on an exchange or from another person at price $ 0.95 per share.	16 Dec 2022	73,684	175,325	-	1.0	70,000	Common Stock
Snap Inc (Class A)	Jerry James Hunter	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 8.47 per share.	16 Dec 2022	72,234	2,885,556 (0%)	0%	8.5	611,547	Class A Common Stock
Insight Molecular Diagnostics Inc	Gisela Paulsen	Former President and COO	Sale or transfer of securities back to the company at price $ 0.00 per share.	16 Dec 2022	70,313	54,687	-		-	Option to Purchase Common Stock
Joby Aviation Inc	Didier Papadopoulos	Head of Aircraft OEM	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	67,436	67,436	-		-	Restricted Stock Units (RSUs)
Prologis Bid Rejected	Eugene Frederick Reilly	Chief Investment Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	66,208	601,108	-		-	LTIP Units
Nutanix Inc (Class A)	Rajiv Ramaswami	Director, President and CEO	Sale of securities on an exchange or to another person at price $ 30.51 per share.	16 Dec 2022	60,172	315,348 (0%)	0%	30.5	1,835,914	Class A Common Stock
Relmada Therapeutics Inc	Charles J. Casamento	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	57,042	57,042	-		-	Stock Option (right to buy)
Relmada Therapeutics Inc	John Glasspool	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	57,042	57,042	-		-	Stock Option (right to buy)
Relmada Therapeutics Inc	Paul Kelly	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	57,042	57,042	-		-	Stock Option (right to buy)
Relmada Therapeutics Inc	Eric Schmidt	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	57,042	57,042	-		-	Stock Option (right to buy)
Nutanix Inc (Class A)	David M. Sangster	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 31.11 per share.	16 Dec 2022	53,294	189,401 (0%)	0%	31.1	1,657,955	Class A Common Stock
Prologis Bid Rejected	Gary E. Anderson	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	52,525	547,924	-		-	LTIP Units
USA Compression Partners LP - Unit	Eric D. Long	Director, See Remarks	Sale or transfer of securities back to the company at price $ 18.37 per share.	16 Dec 2022	50,117	536,625 (0%)	0%	18.4	920,649	Common Units
Alphatec Holdings Inc	James L.L. Tullis	Director		16 Dec 2022	50,000	497,974 (0%)	0%	10.6	529,500	Common Stock
NRX Pharma Inc	Stephen H. Willard	Director, CHIEF EXECUTIVE OFFICER	Purchase of securities on an exchange or from another person at price $ 1.17 per share.	16 Dec 2022	50,000	50,000	-	1.2	58,500	Common Stock, par value $0.001 per share
Prologis Bid Rejected	Edward S. Nekritz	Chief Legal Off./Gen. Counsel		16 Dec 2022	48,663	1,017,906	-		-	LTIP Units
Nutanix Inc (Class A)	David M. Sangster	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 30.58 per share.	16 Dec 2022	45,646	143,755 (0%)	0%	30.6	1,395,718	Class A Common Stock
NCR Corp	Adrian Button	EVP, Product and Service Ops	Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.14 per share.	16 Dec 2022	45,299	99,608 (0%)	0%	23.1	1,048,219	Common Stock
Joby Aviation Inc	Matthew Field	See Remarks	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	44,956	44,956	-		-	Restricted Stock Units (RSUs)
Helius Medical Tech Inc (Class A)	Dane C. Andreeff	Director, President and CEO, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.25 per share.	16 Dec 2022	43,266	304,323 (0%)	0%	0.2	10,782	Common Stock
Rapid7 Inc	Corey E. Thomas	Director, CEO	Sale of securities on an exchange or to another person at price $ 36.52 per share.	16 Dec 2022	41,620	428,074 (0%)	0%	36.5	1,520,158	COMMON STOCK
Rapid7 Inc	Corey E. Thomas	Director, CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.05 per share.	16 Dec 2022	41,620	469,694 (0%)	0%	5.1	210,181	COMMON STOCK
Rapid7 Inc	Corey E. Thomas	Director, CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	41,620	0	-		-	Stock Option (Right to Buy)
Savara Inc	David A. Ramsay	Director	Purchase of securities on an exchange or from another person at price $ 1.49 per share.	16 Dec 2022	40,719	1,987,312 (3%)	0%	1.5	60,834	Common Stock
Prologis Bid Rejected	Michael Curless	Chief Customer Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	40,718	725,856	-		-	LTIP Units
ADT Inc Results Board Meeting	Keith F. Holmes	Exec VP & Chief Revenue Off	Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.13 per share.	16 Dec 2022	40,652	125,042 (0%)	0%	9.1	371,153	Common Stock
Nelnet Inc (Class A)	Michael S. Dunlap	Director, Executive Chairman of Board, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	40,000	1,839,574 (6%)	0%		0	Class A Common Stock
Design Therapeutics Inc	Simeon J. George	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 8.14 per share.	16 Dec 2022	40,000	6,526,476	-	8.1	325,432	Common Stock
Hagerty Inc (Class A)	Robert I. Kauffman	Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	16 Dec 2022	39,284	841,660	-		-	Public Warrants
Heron Therapeutics Inc	Stephen R. Davis	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	38,580	52,032 (0%)	0%		0	Common Stock
Heron Therapeutics Inc	Craig A. Johnson	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	38,580	51,872 (0%)	0%		0	Common Stock
Heron Therapeutics Inc	Christian Waage	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	38,580	52,232 (0%)	0%		0	Common Stock
Heron Therapeutics Inc	Susan Rodriguez	Director		16 Dec 2022	38,580	55,282 (0%)	0%		0	Common Stock
Heron Therapeutics Inc	Sharmila Dissanaike	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	38,580	55,282 (0%)	0%		0	Common Stock
Applied Materials	Prabu G. Raja	SVP, Semi. Products Group	Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.99 per share.	16 Dec 2022	38,458	475,343 (0%)	0%	104.0	3,999,247	Common Stock
Porch Group Inc Ordinary	Matt Ehrlichman	Director, CEO, CHAIRMAN AND FOUNDER, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 1.99 per share.	16 Dec 2022	37,800	10,532,232	-	2.0	75,196	Common Stock
Alto Ingredients Inc	Gilbert E. Nathan	Director	Purchase of securities on an exchange or from another person at price $ 2.71 per share.	16 Dec 2022	35,000	538,909 (0%)	0%	2.7	94,850	Common Stock
Kyndryl Holdings Inc	Martin J. Schroeter	Director, Chief Executive Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.84 per share.	16 Dec 2022	32,723	1,159,110	-	10.8	354,717	Common Stock
Fortress Biotech Inc	Lucy Lu	Director		16 Dec 2022	30,000	71,403 (0%)	0%		0	COMMON STOCK, PAR VALUE $0.001
Prologis Bid Rejected	Timothy D. Arndt	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	28,258	97,396	-		-	LTIP Units
Aris Water Soln Inc (Class A)	William A. Zartler	Director, Founder and Executive Chairman	Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.47 per share.	16 Dec 2022	27,012	370,575	-	15.5	417,876	Class A Common Stock
Synaptogenix Inc	Alan J. Tuchman	Director, Chief Executive Officer		16 Dec 2022	27,000	33,000	-	1.2	31,641	Common Stock, par value $0.0001 per share
Synaptogenix Inc	Robert Weinstein	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 1.17 per share.	16 Dec 2022	27,000	33,198	-	1.2	31,641	Common Stock, par value $0.0001 per share
Synaptogenix Inc	William S. Singer	Director	Sale of securities on an exchange or to another person at price $ 1.17 per share.	16 Dec 2022	27,000	33,000	-	1.2	31,641	Common Stock, par value $0.0001 per share
Nerdwallet Inc (Class A)	Tim Chen	Director, Chief Executive Officer, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 9.29 per share.	16 Dec 2022	26,888	416,176	-	9.3	249,790	Class A Common Stock
Clearwater Analytics Holdings Inc (Class A) Board Meeting	Joseph Kochansky	See Remarks	Sale of securities on an exchange or to another person at price $ 18.28 per share.	16 Dec 2022	25,840	56,431	-	18.3	472,347	Class A Common Stock
Helius Medical Tech Inc (Class A)	Dane C. Andreeff	Director, President and CEO, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.25 per share.	16 Dec 2022	25,594	332,517 (1%)	0%	0.2	6,378	Common Stock
Alx Oncology Holdings Inc	Sophia Randolph	Director, Chief Medical Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.81 per share.	16 Dec 2022	25,339	271,870	-	4.8	121,881	Common Stock
Alx Oncology Holdings Inc	Sophia Randolph	Director, Chief Medical Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	25,339	25,340	-		-	Stock Option (right to buy)
Verastem Inc	Brian M. Stuglik	Director, Chief Executive Officer	Sale of securities on an exchange or to another person at price $ 0.40 per share.	16 Dec 2022	25,162	1,126,076 (1%)	0%	0.4	10,065	Common Stock
USA Compression Partners LP - Unit	Eric D. Long	Director, See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	25,059	499,038 (0%)	0%		-	Common Units
USA Compression Partners LP - Unit	Eric D. Long	Director, See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	25,059	16,705	-		-	Phantom Units
American Superconductor Corp Board Meeting	Daniel P. McGahn	Director, Chairman, President and CEO	Purchase of securities on an exchange or from another person at price $ 3.49 per share.	16 Dec 2022	25,000	943,223 (4%)	0%	3.5	87,268	Common Stock
Context Therapeutics Inc	Jennifer Minai-Azary	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.74 per share.	16 Dec 2022	25,000	40,000	-	0.7	18,500	Common Stock
Kyndryl Holdings Inc	Elly Keinan	Group President	Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.84 per share.	16 Dec 2022	23,685	627,624	-	10.8	256,745	Common Stock
Solaris Energy infra Inc (Class A) Results Board Meeting	William A. Zartler	Director, CHAIRMAN AND CEO, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 9.50 per share.	16 Dec 2022	23,000	538,175 (1%)	0%	9.5	218,500	Class A Common Stock
Nutanix Inc (Class A)	David M. Sangster	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 30.51 per share.	16 Dec 2022	22,538	121,217 (0%)	0%	30.5	687,659	Class A Common Stock
Synaptogenix Inc	Bruce T. Bernstein	Director	Sale of securities on an exchange or to another person at price $ 1.17 per share.	16 Dec 2022	22,500	27,578	-	1.2	26,368	Common Stock, par value $0.0001 per share
Joby Aviation Inc	Bonny W. Simi	See Remarks	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	22,478	22,478	-		-	Restricted Stock Units (RSUs)
Joby Aviation Inc	Eric Allison	Head of Product	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	22,478	22,478	-		-	Restricted Stock Units (RSUs)
Joby Aviation Inc	Kate DeHoff	See Remarks	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	22,478	22,478	-		-	Restricted Stock Units (RSUs)
National Storage Affiliates Trust Board Meeting	Arlen D. Nordhagen	Director, Executive Chairman	Purchase of securities on an exchange or from another person at price $ 36.77 per share.	16 Dec 2022	21,500	4,086,351 (6%)	0%	36.8	790,555	Common shares of beneficial interest, $0.01 par value
USA Compression Partners LP - Unit	Sean T. Kimble	See Remarks		16 Dec 2022	20,927	62,281 (0%)	0%		-	Common Units
USA Compression Partners LP - Unit	Sean T. Kimble	See Remarks		16 Dec 2022	20,927	13,951	-		-	Phantom Units
BRC Inc (Class A)	Glenn W. Welling	Director, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 6.76 per share.	16 Dec 2022	20,000	900,432	-	6.8	135,142	Class A Common Stock
Alzamend Neuro Inc Board Meeting	Milton C. Ault	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.82 per share.	16 Dec 2022	20,000	365,000	-	0.8	16,358	Common Stock
Alzamend Neuro Inc Board Meeting	Milton C. Ault	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.90 per share.	16 Dec 2022	20,000	345,000	-	0.9	17,960	Common Stock
AquaBounty Tech Inc	Michael K. Stern	Director		16 Dec 2022	20,000	20,000 (0%)	0%	0.7	14,800	Common Stock
Context Therapeutics Inc	Martin Lehr	Director, Chief Executive Officer	Purchase of securities on an exchange or from another person at price $ 0.74 per share.	16 Dec 2022	20,000	122,583	-	0.7	14,796	Common Stock
Procept BioRobotics Corp	Alaleh Nouri	EVP, CLO, CORP. SEC.	Sale of securities on an exchange or to another person at price $ 41.97 per share.	16 Dec 2022	20,000	27,126	-	42.0	839,348	Common Stock
Remitly Global Inc	Joshua Hug	Director, Chief Operating Officer	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	20,000	4,153,631	-		0	Common Stock
Vicor Corp Results Board Meeting	Sean Crilly	Corp. VP-Eng., Pwr Syst.	Sale of securities on an exchange or to another person at price $ 53.07 per share.	16 Dec 2022	20,000	3,318 (0%)	0%	53.1	1,061,458	Common Stock
Vicor Corp Results Board Meeting	Sean Crilly	Corp. VP-Eng., Pwr Syst.	Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.05 per share.	16 Dec 2022	20,000	23,318 (0%)	0%	7.1	141,000	Common Stock
Vicor Corp Results Board Meeting	Sean Crilly	Corp. VP-Eng., Pwr Syst.	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	20,000	42,898	-		-	Non Qualified Stock Option
American Coastal Insurance Corp	Bennett Bradford Martz	President & CFO	Purchase of securities on an exchange or from another person at price $ 0.53 per share.	16 Dec 2022	20,000	130,923 (0%)	0%	0.5	10,696	Common Stock
American Coastal Insurance Corp	Bennett Bradford Martz	President & CFO	Purchase of securities on an exchange or from another person at price $ 0.52 per share.	16 Dec 2022	20,000	110,923 (0%)	0%	0.5	10,400	Common Stock
American Coastal Insurance Corp	Christopher Griffith	Chief Operating Officer	Purchase of securities on an exchange or from another person at price $ 0.57 per share.	16 Dec 2022	20,000	27,662 (0%)	0%	0.6	11,340	Common Stock
Synaptogenix Inc	Daniel L. Alkon	Director, President and CSO		16 Dec 2022	19,688	35,546	-	1.2	23,072	Common Stock, par value $0.0001 per share
Hagerty Inc (Class A)	Robert I. Kauffman	Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	16 Dec 2022	19,632	802,376	-		-	Public Warrants
USA Compression Partners LP - Unit	Christopher W Porter	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	19,019	12,679	-		-	Phantom Units
USA Compression Partners LP - Unit	Christopher W Porter	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	19,019	35,988 (0%)	0%		-	Common Units
Synaptogenix Inc	Joshua Nathaniel Silverman	Director	Sale of securities on an exchange or to another person at price $ 1.17 per share.	16 Dec 2022	19,012	38,238	-	1.2	22,280	Common Stock, par value $0.0001 per share
Aris Water Soln Inc (Class A)	Amanda M. Brock	Director, President and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.47 per share.	16 Dec 2022	18,908	376,853	-	15.5	292,507	Class A Common Stock
USA Compression Partners LP - Unit	Eric A. Scheller	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	18,868	12,578	-		-	Phantom Units
USA Compression Partners LP - Unit	Eric A. Scheller	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	18,868	66,268 (0%)	0%		-	Common Units
Paramount Global 10-year low	Nancy R. Phillips	EVP, Chief People Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	18,868	18,867	-		-	Restricted Share Units
Paramount Global 10-year low	Nancy R. Phillips	EVP, Chief People Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	18,868	46,354 (0%)	0%		0	Class B common stock
Arrowhead Pharma Inc	Christopher Anzalone	Director, Chief Executive Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	18,375	3,486,689 (3%)	0%		0	Common Stock
Joby Aviation Inc	Greg Bowles	Head of Government Affairs	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	17,982	17,982	-		-	Restricted Stock Units (RSUs)
Peraso Inc	Ronald Glibbery	Director, Chief Executive Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share.	16 Dec 2022	17,844	210,623	-	1	17,844	Common Stock
Target	John J. Mulligan	Executive Officer	Sale of securities on an exchange or to another person at price $ 146.07 per share.	16 Dec 2022	16,408	93,943 (0%)	0%	146.1	2,396,669	Common Stock
Regeneron Pharma	P. Roy Vagelos	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	16,254	16,254	-		-	Non-Qualified Stock Option (right to buy)
Pinterest Inc (Class A)	Marc Steinberg	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	16,129	16,129 (0%)	0%		0	Class A Common Stock
Verastem Inc	Daniel Paterson	President and COO	Sale of securities on an exchange or to another person at price $ 0.40 per share.	16 Dec 2022	15,676	466,782 (0%)	0%	0.4	6,270	Common Stock
Regeneron Pharma	Andrew J Murphy	EVP Research	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	15,238	15,238	-		-	Non-Qualified Stock Option (right to buy)
Inspire Medical Systems Inc	Marilyn Carlson Nelson	Director	Sale of securities on an exchange or to another person at price $ 243.50 per share.	16 Dec 2022	15,058	57,792 (0%)	0%	243.5	3,666,623	Common Stock
American Superconductor Corp Board Meeting	John W. Kosiba	SVP, CFO & Treasurer	Purchase of securities on an exchange or from another person at price $ 3.50 per share.	16 Dec 2022	15,000	353,759 (1%)	0%	3.5	52,472	Common Stock
InMed Pharma Inc	Eric A. Adams	Director, President & CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	15,000	28,502	-		-	Employee Stock Option (Right to Buy)
Marvell Tech Inc	Ford G. Tamer	Director	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	15,000	316,083 (0%)	0%		0	Common Stock
BioCardia Inc	Peter Altman	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 1.68 per share.	16 Dec 2022	14,880	347,827 (5%)	0%	1.7	24,998	Common Stock
Regeneron Pharma	Robert E. Landry	EVP Finance CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	14,222	14,222	-		-	Non-Qualified Stock Option (right to buy)
Regeneron Pharma	Daniel P. Van Plew	EVP & General Mgr, Industrial	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	14,019	14,019	-		-	Non-Qualified Stock Option (right to buy)
Arcus Biosciences Inc	Jennifer Ann Jarrett	Director, Chief Operating Officer		16 Dec 2022	13,879	150,212 (0%)	0%	30.7	425,530	Common Stock
Savara Inc	David A. Ramsay	Director	Purchase of securities on an exchange or from another person at price $ 1.50 per share.	16 Dec 2022	13,830	2,001,142 (3%)	0%	1.5	20,759	Common Stock
Nutanix Inc (Class A)	Rukmini Sivaraman	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 30.51 per share.	16 Dec 2022	13,130	107,116 (0%)	0%	30.5	400,611	Class A Common Stock
Trade Desk Inc (Class A)	Blake Jeffrey Grayson	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 46.15 per share.	16 Dec 2022	12,797	177,000 (0%)	0%	46.2	590,582	Class A Common Stock
Alx Oncology Holdings Inc	Sophia Randolph	Director, Chief Medical Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.08 per share.	16 Dec 2022	12,731	246,531	-	4.1	51,942	Common Stock
Alx Oncology Holdings Inc	Sophia Randolph	Director, Chief Medical Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	12,731	95,175	-		-	Stock Option (right to buy)
USA Compression Partners LP - Unit	Eric D. Long	Director, See Remarks	Sale or transfer of securities back to the company at price $ 18.37 per share.	16 Dec 2022	12,530	486,508 (0%)	0%	18.4	230,176	Common Units
Verastem Inc	Robert Gagnon	Director		16 Dec 2022	12,408	576,146 (0%)	0%	0.4	4,963	Common Stock
National Storage Affiliates Trust Board Meeting	Arlen D. Nordhagen	Director, Executive Chairman	Purchase of securities on an exchange or from another person at price $ 36.73 per share.	16 Dec 2022	12,000	4,098,351 (6%)	0%	36.7	440,760	Common shares of beneficial interest, $0.01 par value
Kyndryl Holdings Inc	David B. Wyshner	CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.84 per share.	16 Dec 2022	11,531	464,875	-	10.8	124,996	Common Stock
Procept BioRobotics Corp	Alaleh Nouri	EVP, CLO, CORP. SEC.	Sale of securities on an exchange or to another person at price $ 43.08 per share.	16 Dec 2022	11,489	7,126	-	43.1	494,927	Common Stock
Bloom Energy Corp (Class A)	KR Sridhar	Director, Chairman & CEO	Sale of securities on an exchange or to another person at price $ 21.99 per share.	16 Dec 2022	11,161	463,353 (0%)	0%	22.0	245,430	Class A Common Stock
Arcus Biosciences Inc	Terry Rosen	Director, Chief Executive Officer	Sale of securities on an exchange or to another person at price $ 30.66 per share.	16 Dec 2022	10,983	244,233 (0%)	0%	30.7	336,739	Common Stock
Regeneron Pharma	Marion McCourt	EVP Commercial	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	10,971	10,971	-		-	Non-Qualified Stock Option (right to buy)
Krystal Biotech Inc	Krish S. Krishnan	Director, President and CEO, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 80.10 per share.	16 Dec 2022	10,572	1,777,146 (10%)	0%	80.1	846,816	Common Stock
Krystal Biotech Inc	Suma M. Krishnan	Director, President, R&D, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 80.10 per share.	16 Dec 2022	10,572	1,777,146 (10%)	0%	80.1	846,816	Common Stock
Upland Software Inc	John T. Mcdonald	Director, CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.99 per share.	16 Dec 2022	10,545	1,579,402 (6%)	0%	8.0	84,255	Common Stock
Krystal Biotech Inc	Krish S. Krishnan	Director, President and CEO, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 80.10 per share.	16 Dec 2022	10,527	1,715,913 (9%)	0%	80.1	843,170	Common Stock
Krystal Biotech Inc	Suma M. Krishnan	Director, President, R&D, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 80.10 per share.	16 Dec 2022	10,527	1,715,913 (9%)	0%	80.1	843,170	Common Stock
USA Compression Partners LP - Unit	Sean T. Kimble	See Remarks		16 Dec 2022	10,464	51,817 (0%)	0%	18.4	192,224	Common Units
Church & Dwight	Patrick D. de Maynadier	EVP, Gen. Counsel & Secretary		16 Dec 2022	10,292	9,670	-		-	Phantom Stock
Regeneron Pharma	Joseph J. Larosa	EVP General Counsel and Secret	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	10,159	10,159	-		-	Non-Qualified Stock Option (right to buy)
B. Riley Fin Inc	Michael J. Sheldon	Director	Purchase of securities on an exchange or from another person at price $ 39.86 per share.	16 Dec 2022	10,026	54,680 (0%)	0%	39.9	399,627	Common Stock
Universal Insurance Holdings Inc Results Board Meeting	Frank C. Wilcox	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	10,000	139,830 (0%)	0%		0	Common Stock
F&G Annuities & Life Inc	Christopher O. Blunt	President & CEO	Purchase of securities on an exchange or from another person at price $ 19.51 per share.	16 Dec 2022	10,000	388,421	-	19.5	195,110	Common Stock
Biodesix Inc	Jack W. Schuler	Director, Ten Percent Owner		16 Dec 2022	10,000	20,339,189	-	1.7	17,000	Common Stock
Ligand Pharma Inc (Class B)	John L. Higgins	Director	Sale of securities on an exchange or to another person at price $ 61.87 per share.	16 Dec 2022	10,000	422,984 (2%)	0%	61.9	618,657	Common Stock
Nutanix Inc (Class A)	Tyler Wall	Chief Legal Officer	Sale of securities on an exchange or to another person at price $ 30.51 per share.	16 Dec 2022	9,906	138,256 (0%)	0%	30.5	302,243	Class A Common Stock
Paramount Global 10-year low	Nancy R. Phillips	EVP, Chief People Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.31 per share.	16 Dec 2022	9,633	36,721 (0%)	0%	17.3	166,747	Class B common stock
Four Corners Property Trust Inc	William H. Lenehan	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 25.99 per share.	16 Dec 2022	9,625	488,387 (0%)	0%	26.0	250,154	Common Stock
Black Diamond Therapeutics Inc	Robert Alexander Ingram	FORMER DIRECTOR	Grant, award, or other acquisition of securities at price $ 1.50 per share.	16 Dec 2022	9,375	42,854 (0%)	0%	1.5	14,063	Common Stock
Upland Software Inc	Michael D. Hill	CFO & Treasurer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.99 per share.	16 Dec 2022	9,184	191,870 (0%)	0%	8.0	73,380	Common Stock
Cencora	Silvana Battaglia	Executive Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	9,031	4,516	-		-	Non-qualified Stock Option (Right to Buy)
Cencora	Silvana Battaglia	Executive Vice President	Sale of securities on an exchange or to another person at price $ 167.00 per share.	16 Dec 2022	9,031	10,783 (0%)	0%	167	1,508,177	Common Stock
Cencora	Silvana Battaglia	Executive Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 86.09 per share.	16 Dec 2022	9,031	19,814 (0%)	0%	86.1	777,479	Common Stock
BioCardia Inc	David McClung	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 1.68 per share.	16 Dec 2022	8,928	87,446 (1%)	0%	1.7	14,999	Common Stock
Helius Medical Tech Inc (Class A)	Dane C. Andreeff	Director, President and CEO, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.25 per share.	16 Dec 2022	8,868	62,893 (0%)	0%	0.2	2,210	Common Stock
Procept BioRobotics Corp	Alaleh Nouri	EVP, CLO, CORP. SEC.	Sale of securities on an exchange or to another person at price $ 43.43 per share.	16 Dec 2022	8,511	18,615	-	43.4	369,668	Common Stock
Black Diamond Therapeutics Inc	Mark A. Velleca	Director	Grant, award, or other acquisition of securities at price $ 1.50 per share.	16 Dec 2022	8,424	21,157 (0%)	0%	1.5	12,636	Common Stock
Alx Oncology Holdings Inc	Sophia Randolph	Director, Chief Medical Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.91 per share.	16 Dec 2022	8,404	233,800	-	1.9	16,052	Common Stock
Alx Oncology Holdings Inc	Sophia Randolph	Director, Chief Medical Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	8,404	4,027	-		-	Stock Option (right to buy)
Datavault AI Inc	Brett A. Moyer	Director, See Remarks	Sale of securities on an exchange or to another person at price $ 0.11 per share.	16 Dec 2022	8,335	574,189 (2%)	0%	0.1	884	Common Stock
Target	John J. Mulligan	Executive Officer	Sale of securities on an exchange or to another person at price $ 147.10 per share.	16 Dec 2022	8,300	110,351 (0%)	0%	147.1	1,220,950	Common Stock
Siebert Fin Corp	Charles A. Zabatta	Director	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	8,000	500,439 (1%)	0%		0	Common Stock, $0.01 par value per share
United Therapeutics Corp	Martine A. Rothblatt	Director, CHAIRPERSON & CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	8,000	744,000	-		-	Stock Options
United Therapeutics Corp	Martine A. Rothblatt	Director, CHAIRPERSON & CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	8,000	752,000	-		-	Stock Options
United Therapeutics Corp	Martine A. Rothblatt	Director, CHAIRPERSON & CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 113.08 per share.	16 Dec 2022	8,000	8,130 (0%)	0%	113.1	904,640	Common Stock
United Therapeutics Corp	Martine A. Rothblatt	Director, CHAIRPERSON & CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 113.08 per share.	16 Dec 2022	8,000	8,130 (0%)	0%	113.1	904,640	Common Stock
Black Diamond Therapeutics Inc	Ali Behbahani	Director	Grant, award, or other acquisition of securities at price $ 1.50 per share.	16 Dec 2022	7,917	28,004 (0%)	0%	1.5	11,876	Common Stock
1stdibs.com Inc	Matthew Rubinger	Chief Commercial Officer		16 Dec 2022	7,845	0	-	5.0	39,147	Common Stock
UNIFI Inc	Edmund M. Ingle	Director, CEO	Purchase of securities on an exchange or from another person at price $ 7.80 per share.	16 Dec 2022	7,500	157,530 (0%)	0%	7.8	58,500	Common Stock
InMed Pharma Inc	Michael Woudenberg	Chief Operating Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	7,500	11,342	-		-	Employee Stock Option (Right to Buy)
Ambarella Inc	Feng-Ming Wang	Director, CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	7,300	700,925 (2%)	0%		-	Ordinary Shares
Black Diamond Therapeutics Inc	Wendy L. Dixon	Director	Grant, award, or other acquisition of securities at price $ 1.50 per share.	16 Dec 2022	7,167	16,216 (0%)	0%	1.5	10,751	Common Stock
Zscaler Inc	Dalibor Rajic	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 114.14 per share.	16 Dec 2022	7,113	296,820 (0%)	0%	114.1	811,866	Common Stock
Regeneron Pharma	Christopher R. Fenimore	SVP Controller	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	7,111	7,111	-		-	Non-Qualified Stock Option (right to buy)
Karat Packaging Inc	Alan Yu	Director, CEO and Chairman of the BOD	Purchase of securities on an exchange or from another person at price $ 12.97 per share.	16 Dec 2022	7,100	7,426,698	-	13.0	92,087	Common Stock
Fastly Inc (Class A)	Brett Shirk	Executive Vice President, CRO	Sale of securities on an exchange or to another person at price $ 8.80 per share.	16 Dec 2022	7,000	228,040 (0%)	0%	8.8	61,600	Class A Common Stock
Healthstream Inc	Robert A. Frist	Director, CEO and Chairman, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	6,800	4,751,550 (14%)	0%		0	Common Stock Holding
Upland Software Inc	Kinloch Gill	CLO and Secretary	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.99 per share.	16 Dec 2022	6,724	115,667 (0%)	0%	8.0	53,725	Common Stock
Peraso Inc	Brad Lynch	Chief Operating Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share.	16 Dec 2022	6,692	89,694	-	1	6,692	Common Stock
Peraso Inc	Alexander Tomkins	Chief Technology Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share.	16 Dec 2022	6,692	78,093	-	1	6,692	Common Stock
SEI Investments Co. Results Board Meeting	Alfred P. West	Director, Executive Chairman, Ten Percent Owner		16 Dec 2022	6,675	8,941,549 (5%)	0%	58.2	388,685	Common Stock
Opendoor Tech Inc	Christina Schwartz	See Remarks	Sale of securities on an exchange or to another person at price $ 1.29 per share.	16 Dec 2022	6,494	587,058	-	1.3	8,358	Common Stock
Avista Corp	Scott L. Morris	Director, Chairman of the Board	Gift of securities by or to the insider at price $ 42.32 per share.	16 Dec 2022	6,309	124,212 (0%)	0%	42.3	266,997	Common Stock
Avista Corp	Scott L. Morris	Director, Chairman of the Board	Gift of securities by or to the insider at price $ 42.32 per share.	16 Dec 2022	6,309	130,521 (0%)	0%	42.3	266,997	Common Stock
Zscaler Inc	Remo E. Canessa	Chief Financial Officer		16 Dec 2022	6,279	302,092 (0%)	0%	114.1	716,674	Common Stock
Simmons First National Corp (Class A)	Robert A. Fehlman	President & COO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.99 per share.	16 Dec 2022	6,269	132,066 (0%)	0%	20.0	125,317	SFNC Common Stock
Simmons First National Corp (Class A)	Robert A. Fehlman	President & COO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	6,269	0	-		-	Restricted Stock Unit
Upland Software Inc	Ian Burk	Chief Business Officer	Sale of securities on an exchange or to another person at price $ 7.52 per share.	16 Dec 2022	6,266	107,047 (0%)	0%	7.5	47,120	Common Stock
Skillz Inc (Class A)	Kent Wakeford	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	6,080	6,080	-		0	Class A common stock
Skillz Inc (Class A)	Kent Wakeford	Director	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	6,080	12,161	-		-	Restricted Stock Units
Skillz Inc (Class A)	Vandana Mehta-Krantz	Director	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	6,080	12,161	-		-	Restricted Stock Units
Skillz Inc (Class A)	Vandana Mehta-Krantz	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	6,080	22,623	-		0	Class A common stock
Peraso Inc	James Sullivan	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share.	16 Dec 2022	5,764	101,018	-	1	5,764	Common Stock
Upland Software Inc	Ian Burk	Chief Business Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.99 per share.	16 Dec 2022	5,740	113,313 (0%)	0%	8.0	45,863	Common Stock
Upland Software Inc	Paul Kenneth Miller	Chief Operating Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.99 per share.	16 Dec 2022	5,740	136,934 (0%)	0%	8.0	45,863	Common Stock
USA Compression Partners LP - Unit	George Tracy Owens	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	5,660	22,065 (0%)	0%		-	Common Units
USA Compression Partners LP - Unit	George Tracy Owens	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	5,660	3,773	-		-	Phantom Units
Accel Entertainment Inc (Class A1)	Andrew H. Rubenstein	Director, CEO and President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	5,613	50,524	-		-	Restricted Stock Units (RSU)
Accel Entertainment Inc (Class A1)	Andrew H. Rubenstein	Director, CEO and President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	5,613	4,295,500 (243%)	0%		0	Class A-1 Common Stock
Prologis Bid Rejected	Lori Palazzolo	Chief Accounting Officer/MD		16 Dec 2022	5,517	86,686	-		-	LTIP Units
Inspire Medical Systems Inc	Marilyn Carlson Nelson	Director	Sale of securities on an exchange or to another person at price $ 250.00 per share.	16 Dec 2022	5,211	50,919 (0%)	0%	250	1,302,750	Common Stock
Progressive	Steven A. Broz	Chief Information Officer	Sale of securities on an exchange or to another person at price $ 127.07 per share.	16 Dec 2022	5,170	26,322 (0%)	0%	127.1	656,952	Common
Snap Inc (Class A)	Michael J. O'Sullivan	General Counsel	Sale of securities on an exchange or to another person at price $ 8.47 per share.	16 Dec 2022	5,155	582,564 (0%)	0%	8.5	43,676	Class A Common Stock
Zscaler Inc	Robert S. Schlossman	Chief Legal Officer	Sale of securities on an exchange or to another person at price $ 114.14 per share.	16 Dec 2022	5,081	136,198 (0%)	0%	114.1	579,937	Common Stock
Ultralife Corp Board Meeting	Michael E. Manna	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 4.13 per share.	16 Dec 2022	5,071	8,000 (0%)	0%	4.1	20,966	Common Stock; $.10 par value
Argan Inc Dividend	William F. Leimkuhler	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	90,000	-		-	Option to Purchase Common Stock
Argan Inc Dividend	W.G. Champion Mitchell	Director		16 Dec 2022	5,000	56,667	-		-	Option to Purchase Common Stock
Argan Inc Dividend	James W. Quinn	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	90,000	-		-	Option to Purchase Common Stock
Argan Inc Dividend	Cynthia A. Flanders	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	87,000	-		-	Option to Purchase Common Stock
Argan Inc Dividend	Peter W. Getsinger	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	67,000	-		-	Option to Purchase Common Stock
Argan Inc Dividend	John R. Jeffrey	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	60,000	-		-	Option to Purchase Common Stock
Argan Inc Dividend	Mano S. Koilpillai	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	36,667	-		-	Option to Purchase Common Stock
Kore Grp Holdings Inc Board Meeting	Tushar K. Sachdev	EVP & Chief Technology Officer	Purchase of securities on an exchange or from another person at price $ 1.86 per share.	16 Dec 2022	5,000	33,072	-	1.9	9,275	Common Stock
Universal Insurance Holdings Inc Results Board Meeting	Kimberly D. Campos	Director, CIO & CAO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	12,737 (0%)	0%		0	Common Stock
Universal Insurance Holdings Inc Results Board Meeting	Gary L. Ropiecki	Principal Accounting Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	5,000	10,000 (0%)	0%		0	Common Stock
Barrett Business Services Inc	Jon L. Justesen	Director	Purchase of securities on an exchange or from another person at price $ 92.85 per share.	16 Dec 2022	5,000	12,777 (0%)	0%	92.9	464,250	Common Stock
Coastal Fin Corp	Sprink M Eric	Director, CEO	Sale of securities on an exchange or to another person at price $ 47.79 per share.	16 Dec 2022	5,000	308,088 (2%)	0%	47.8	238,950	Common Stock
Dominari Holdings Inc	Kyle Michael Wool	Director	Purchase of securities on an exchange or from another person at price $ 3.70 per share.	16 Dec 2022	5,000	261,792 (5%)	0%	3.7	18,525	Common Stock
Energy Services of America Corp	Mark Prince	Director	Purchase of securities on an exchange or from another person at price $ 2.75 per share.	16 Dec 2022	5,000	27,571	-	2.8	13,750	Common stock
Marathon Digital Holdings Inc	Frederick G. Thiel	Director, CEO	Purchase of securities on an exchange or from another person at price $ 3.82 per share.	16 Dec 2022	5,000	154,175 (1%)	0%	3.8	19,100	Common Stock
Alto Ingredients Inc	Maria G. Gray	Director	Purchase of securities on an exchange or from another person at price $ 2.73 per share.	16 Dec 2022	5,000	27,292 (0%)	0%	2.7	13,650	Common Stock
Ambarella Inc	Leslie D. Kohn	Director, Chief Technology Officer		16 Dec 2022	4,837	904,315 (2%)	0%		-	Ordinary Shares
Trade Desk Inc (Class A)	Blake Jeffrey Grayson	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 46.15 per share.	16 Dec 2022	4,774	172,226 (0%)	0%	46.1	220,320	Class A Common Stock
Fastly Inc (Class A)	Brett Shirk	Executive Vice President, CRO	Sale of securities on an exchange or to another person at price $ 8.84 per share.	16 Dec 2022	4,706	235,040 (0%)	0%	8.8	41,601	Class A Common Stock
Uber Takeover Bid	Tony West	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,670	104,602	-		-	Restricted Stock Units
Uber Takeover Bid	Tony West	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,670	165,997 (0%)	0%		-	Common Stock
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,670	88,725	-		-	Restricted Stock Units
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,670	96,315 (0%)	0%		-	Common Stock
Peraso Inc	Daniel Lewis	Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.00 per share.	16 Dec 2022	4,323	111,677	-	1	4,323	Common Stock
Snap Inc (Class A)	Michael J. O'Sullivan	General Counsel	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	4,314	452,351 (0%)	0%		0	Class A Common Stock
Snap Inc (Class A)	Michael J. O'Sullivan	General Counsel	Other type of transaction at price $ 0.00 per share.	16 Dec 2022	4,314	578,250 (0%)	0%		0	Class A Common Stock
InMed Pharma Inc	Eric C. Hsu	Sr. VP, Pre-Clinical Res/Dev	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	4,200	8,878	-		-	Employee Stock Option (Right to Buy)
InMed Pharma Inc	Alexandra D.J. Mancini	Sr VP, Clinical Reg Affairs	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	4,200	8,152	-		-	Employee Stock Option (Right to Buy)
InMed Pharma Inc	Shane Aaron Johnson	Sr VP & General Manager	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	4,200	8,000	-		-	Employee Stock Option (Right to Buy)
U.S. Physical Therapy Inc	Harry S. Chapman	Director	Sale of securities on an exchange or to another person at price $ 84.09 per share.	16 Dec 2022	4,160	6,740 (0%)	0%	84.1	349,814	Common Stock
Regeneron Pharma	Andrew J Murphy	EVP Research	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	4,129	60,747 (0%)	0%		0	Common Stock
Regeneron Pharma	Neil Stahl	EVP Research and Development		16 Dec 2022	4,063	4,063	-		-	Non-Qualified Stock Option (right to buy)
Ambarella Inc	Chan W. Lee	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,049	68,946 (0%)	0%		-	Ordinary Shares
Uber Takeover Bid	Glen Ceremony	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,003	130,792 (0%)	0%		-	Common Stock
Uber Takeover Bid	Glen Ceremony	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	4,003	4,002	-		-	Restricted Stock Units
Integer Holdings Corp Results Board Meeting	Joseph W. Dziedzic	Director, President & CEO		16 Dec 2022	4,000	122,378 (0%)	0%	61.9	247,790	Common Stock
Presidio Property Trust Inc (Class A)	Jack K. Heilbron	Director, CEO and President	Purchase of securities on an exchange or from another person at price $ 1.01 per share.	16 Dec 2022	4,000	304,485	-	1.0	4,040	Common Stock - Series A - SQFT
Sprinklr Inc (Class A)	Manish Sarin	Chief Financial Officer		16 Dec 2022	3,930	555,085	-	8.8	34,623	Class A Common Stock
ClearOne Inc	Derek Graham	Interim CEO	Sale of securities on an exchange or to another person at price $ 1.64 per share.	16 Dec 2022	3,900	3,940 (0%)	0%	1.6	6,403	Common Stock
Regeneron Pharma	Robert E. Landry	EVP Finance CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	3,853	32,844 (0%)	0%		0	Common Stock
Regeneron Pharma	Daniel P. Van Plew	EVP & General Mgr, Industrial	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	3,798	33,884 (0%)	0%		0	Common Stock
Arcus Biosciences Inc	Juan Carlos Jaen	Director, President	Sale of securities on an exchange or to another person at price $ 30.66 per share.	16 Dec 2022	3,735	218,959 (0%)	0%	30.7	114,515	Common Stock
Ambarella Inc	Feng-Ming Wang	Director, CEO	Sale of securities on an exchange or to another person at price $ 83.77 per share.	16 Dec 2022	3,703	697,222 (2%)	0%	83.8	310,200	Ordinary Shares
Energy Services of America Corp	Douglas V. Reynolds	Director, President, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 2.68 per share.	16 Dec 2022	3,679	1,413,162	-	2.7	9,860	Common Stock
Energy Services of America Corp	Patrick J. Farrell	Director	Purchase of securities on an exchange or from another person at price $ 2.73 per share.	16 Dec 2022	3,636	3,636	-	2.7	9,926	Common stock
InMed Pharma Inc	Sarah Li	VP Accounting & Controller	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	3,600	4,002	-		-	Employee Stock Option (Right to Buy)
Ambarella Inc	Feng-Ming Wang	Director, CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,592	3,593	-		-	Restricted Stock Units
Verastem Inc	Brian M. Stuglik	Director, Chief Executive Officer	Sale of securities on an exchange or to another person at price $ 0.37 per share.	16 Dec 2022	3,556	1,122,520 (1%)	0%	0.4	1,316	Common Stock
Consumer Portfolio Service Inc	Gregory S. Washer	Director	Purchase of securities on an exchange or from another person at price $ 7.83 per share.	16 Dec 2022	3,500	224,000 (0%)	0%	7.8	27,405	Common Stock, No Par Value
NRG Energy	Paul William Hobby	Director		16 Dec 2022	3,500	89,320 (0%)	0%	31.4	109,795	Common Stock, par value $.01 per share
United Therapeutics Corp	Martine A. Rothblatt	Director, CHAIRPERSON & CEO	Sale of securities on an exchange or to another person at price $ 270.89 per share.	16 Dec 2022	3,461	3,552 (0%)	0%	270.9	937,539	Common Stock
Uber Takeover Bid	Nelson J. Chai	Chief Financial Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,457	134,817	-		-	Restricted Stock Units
Uber Takeover Bid	Nelson J. Chai	Chief Financial Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,457	366,109 (0%)	0%		-	Common Stock
Upland Software Inc	Dan Doman	Chief Product Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.99 per share.	16 Dec 2022	3,444	141,238 (0%)	0%	8.0	27,518	Common Stock
Datavault AI Inc	George Oliva	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 0.11 per share.	16 Dec 2022	3,390	261,651 (1%)	0%	0.1	359	Common Stock
NAPCO Security Tech Inc	Stephen Paul Beeber	Director	Sale of securities on an exchange or to another person at price $ 33.42 per share.	16 Dec 2022	3,280	3,485 (0%)	0%	33.4	109,618	Common Stock
Bloom Energy Corp (Class A)	Shawn Marie Soderberg	EVP, GC & Secretary	Sale of securities on an exchange or to another person at price $ 22.00 per share.	16 Dec 2022	3,254	348,123 (0%)	0%	22	71,588	Class A Common Stock
Crexendo Inc	Jeffrey P. Bash	Director		16 Dec 2022	3,200	230,492	-	1.9	5,958	Common Stock
Simmons First National Corp (Class A)	George A. Makris	EVP, Gen. Counsel & Corp. Sec.	Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.99 per share.	16 Dec 2022	3,135	46,957 (0%)	0%	20.0	62,669	SFNC Common Stock
Simmons First National Corp (Class A)	George A. Makris	EVP, Gen. Counsel & Corp. Sec.	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,135	0	-		-	Restricted Stock Unit
Simmons First National Corp (Class A)	Stephen C. Massanelli	EVP		16 Dec 2022	3,135	0	-		-	Restricted Stock Unit
Simmons First National Corp (Class A)	Stephen C. Massanelli	EVP		16 Dec 2022	3,135	59,696 (0%)	0%	20.0	62,669	SFNC Common Stock
Simmons First National Corp (Class A)	Jennifer Brynn Compton	EVP	Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.99 per share.	16 Dec 2022	3,135	37,538 (0%)	0%	20.0	62,669	SFNC Common Stock
Simmons First National Corp (Class A)	Jennifer Brynn Compton	EVP	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,135	0	-		-	Restricted Stock Unit
Simmons First National Corp (Class A)	Matthew Reddin	EVP & Chief Banking Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,135	0	-		-	Restricted Stock Unit
Simmons First National Corp (Class A)	Matthew Reddin	EVP & Chief Banking Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.99 per share.	16 Dec 2022	3,135	37,004 (0%)	0%	20.0	62,669	SFNC Common Stock
Uber Takeover Bid	Tony West	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,073	119,837	-		-	Restricted Stock Units
Uber Takeover Bid	Tony West	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,073	160,114 (0%)	0%		-	Common Stock
Ouster Inc (Class A)	Anna Brunelle	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 1.10 per share.	16 Dec 2022	3,067	2,320,623	-	1.1	3,382	Common Stock
Cigna Group	Cynthia Ryan	EVP, CHRO	Sale of securities on an exchange or to another person at price $ 327.95 per share.	16 Dec 2022	3,009	4,319 (0%)	0%	328.0	986,802	Common Stock, $.01 Par Value
Cigna Group	Cynthia Ryan	EVP, CHRO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 139.22 per share.	16 Dec 2022	3,009	7,328 (0%)	0%	139.2	418,913	Common Stock, $.01 Par Value
Cigna Group	Cynthia Ryan	EVP, CHRO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	3,009	740	-		-	Employee Stock Option (Right to Buy)
Park Hotels & Resorts Inc	Geoffrey M. Garrett	Director	Sale of securities on an exchange or to another person at price $ 11.86 per share.	16 Dec 2022	3,000	33,604 (0%)	0%	11.9	35,565	Common Stock
Alzamend Neuro Inc Board Meeting	Milton C. Ault	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.82 per share.	16 Dec 2022	3,000	11,041,001	-	0.8	2,455	Common Stock
Coastal Fin Corp	Sprink M Eric	Director, CEO	Sale of securities on an exchange or to another person at price $ 47.60 per share.	16 Dec 2022	3,000	305,088 (2%)	0%	47.6	142,800	Common Stock
Presidio Property Trust Inc (Class A)	Jack K. Heilbron	Director, CEO and President	Purchase of securities on an exchange or from another person at price $ 1.00 per share.	16 Dec 2022	3,000	307,485	-	1	3,000	Common Stock - Series A - SQFT
Kyndryl Holdings Inc	Edward Sebold	General Counsel and Secretary	Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.84 per share.	16 Dec 2022	2,988	123,942	-	10.8	32,390	Common Stock
Regeneron Pharma	Marion McCourt	EVP Commercial	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	2,973	22,079 (0%)	0%		0	Common Stock
Atlassian Corp (Class A)	Michael Cannon-Brookes	Director, Co-CEO, Co-Founder, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 147.43 per share.	16 Dec 2022	2,964	81,326 (0%)	0%	147.4	436,993	Class A Common Stock
Atlassian Corp (Class A)	Scott Farquhar	Director, Co-CEO, Co-Founder, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 147.43 per share.	16 Dec 2022	2,963	82,327 (0%)	0%	147.4	436,846	Class A Common Stock
Verastem Inc	Daniel Paterson	President and COO	Sale of securities on an exchange or to another person at price $ 0.37 per share.	16 Dec 2022	2,954	463,828 (0%)	0%	0.4	1,093	Common Stock
Hewlett Packard	Jeremy K. Cox	SVP Controller and CTO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,926	2,925	-		-	Restricted Stock Units
Hewlett Packard	Jeremy K. Cox	SVP Controller and CTO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 15.64 per share.	16 Dec 2022	2,926	49,381 (0%)	0%	15.6	45,763	Common Stock
Wynn Resorts	Craig Scott Billings	Director, CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 86.01 per share.	16 Dec 2022	2,886	211,125 (0%)	0%	86.0	248,225	Common Stock, par value $0.01 per share
Heartland Express Inc Results	Michael J. Gerdin	Director, Chief Executive Officer, Ten Percent Owner, Co-Trustee of 10% Owner	Purchase of securities on an exchange or from another person at price $ 16.24 per share.	16 Dec 2022	2,881	10,356 (0%)	0%	16.2	46,787	Common Stock
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,862	20,037	-		-	Restricted Stock Units
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,862	101,614 (0%)	0%		-	Common Stock
Inter Parfums Inc	Russell Greenberg	Former EX VP, CFO and Director	Exercise or conversion of derivative security received from the company (such as an option) at price $ 73.09 per share.	16 Dec 2022	2,837	10,337 (0%)	0%	73.1	207,356	Common Stock
Inter Parfums Inc	Russell Greenberg	Former EX VP, CFO and Director	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,837	1,246	-		-	Option-right to buy
Inter Parfums Inc	Russell Greenberg	Former EX VP, CFO and Director	Sale of securities on an exchange or to another person at price $ 93.01 per share.	16 Dec 2022	2,837	7,500 (0%)	0%	93.0	263,866	Common Stock
USA Compression Partners LP - Unit	George Tracy Owens	See Remarks	Sale or transfer of securities back to the company at price $ 18.37 per share.	16 Dec 2022	2,830	19,235 (0%)	0%	18.4	51,987	Common Units
Simmons First National Corp (Class A)	Robert A. Fehlman	President & COO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.99 per share.	16 Dec 2022	2,812	129,254 (0%)	0%	20.0	56,212	SFNC Common Stock
Regeneron Pharma	Joseph J. Larosa	EVP General Counsel and Secret	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	2,752	23,110 (0%)	0%		0	Common Stock
Ambarella Inc	Leslie D. Kohn	Director, Chief Technology Officer		16 Dec 2022	2,735	2,735	-		-	Restricted Stock Units
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,689	104,858	-		-	Restricted Stock Units
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,689	89,947 (0%)	0%		-	Common Stock
Arcus Biosciences Inc	Jennifer Ann Jarrett	Director, Chief Operating Officer		16 Dec 2022	2,603	147,609 (0%)	0%	31.2	81,292	Common Stock
Ducommun Inc	Stephen G. Oswald	Director, Chairman, President & CEO	Sale of securities on an exchange or to another person at price $ 48.03 per share.	16 Dec 2022	2,500	265,006 (2%)	0%	48.0	120,075	Common Stock
Energy Services of America Corp	Mark Prince	Director	Purchase of securities on an exchange or from another person at price $ 2.68 per share.	16 Dec 2022	2,500	22,571	-	2.7	6,700	Common stock
SEI Investments Co. Results Board Meeting	Wayne M. Withrow	Executive Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	2,500	36,299 (0%)	0%		0	Common Stock
NRG Energy	Elisabeth B. Donohue	Director	Purchase of securities on an exchange or from another person at price $ 31.32 per share.	16 Dec 2022	2,500	17,724 (0%)	0%	31.3	78,300	Common Stock, par value $.01 per share
Ambarella Inc	Chi-Hong Ju	Sr. Vice President, Systems	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,485	157,715 (0%)	0%		-	Ordinary Shares
Ouster Inc (Class A)	Darien Spencer	EVP of Global Operations	Sale of securities on an exchange or to another person at price $ 1.10 per share.	16 Dec 2022	2,467	1,595,787	-	1.1	2,715	Common Stock
Ambarella Inc	Leslie D. Kohn	Director, Chief Technology Officer		16 Dec 2022	2,455	901,860 (2%)	0%	83.8	205,655	Ordinary Shares
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,437	98,752 (0%)	0%		-	Common Stock
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,437	36,564	-		-	Restricted Stock Units
Southside Bancshares Inc Results Board Meeting	Herbert C. Buie	Director	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2022	2,380	29,028 (0%)	0%		0	Common Stock
Perrigo Co PLC	Grainne Quinn	EVP, Chief Medical Officer		16 Dec 2022	2,368	9,118 (0%)	0%	31.6	74,947	Ordinary Shares
PNC Financial	Robert Q. Reilly	Executive Vice President	Grant, award, or other acquisition of securities at price $ 159.34 per share.	16 Dec 2022	2,348	127,519 (0%)	0%	159.3	374,130	$5 Par Common Stock
Everest Group	John A. Weber	Director	Sale of securities on an exchange or to another person at price $ 320.10 per share.	16 Dec 2022	2,333	4,076 (0%)	0%	320.1	746,793	Common shares
Uber Takeover Bid	Tony West	See Remarks	Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.97 per share.	16 Dec 2022	2,316	163,361 (0%)	0%	26.0	60,147	Common Stock
Uber Takeover Bid	Jill Hazelbaker	See Remarks	Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.97 per share.	16 Dec 2022	2,316	97,122 (0%)	0%	26.0	60,147	Common Stock
Helius Medical Tech Inc (Class A)	Dane C. Andreeff	Director, President and CEO, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.25 per share.	16 Dec 2022	2,313	15,752 (0%)	0%	0.2	576	Common Stock
Uber Takeover Bid	Nikki Krishnamurthy	SVP and Chief People Officer		16 Dec 2022	2,304	183,535 (0%)	0%		-	Common Stock
Uber Takeover Bid	Nikki Krishnamurthy	SVP and Chief People Officer		16 Dec 2022	2,304	62,223	-		-	Restricted Stock Units
Atlassian Corp (Class A)	Michael Cannon-Brookes	Director, Co-CEO, Co-Founder, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 146.57 per share.	16 Dec 2022	2,249	79,077 (0%)	0%	146.6	329,631	Class A Common Stock
Atlassian Corp (Class A)	Scott Farquhar	Director, Co-CEO, Co-Founder, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 146.57 per share.	16 Dec 2022	2,249	80,078 (0%)	0%	146.6	329,631	Class A Common Stock
Ambarella Inc	Feng-Ming Wang	Director, CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,241	20,168	-		-	Restricted Stock Units
Ambarella Inc	Chan W. Lee	Chief Operating Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,237	2,238	-		-	Restricted Stock Units
Ambarella Inc	Christopher Day	VP, Marketing		16 Dec 2022	2,214	16,825 (0%)	0%	81.6	180,596	Ordinary Shares
Kyndryl Holdings Inc	Stephen Alan Michael Hester	Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.84 per share.	16 Dec 2022	2,198	38,191	-	10.8	23,826	Common Stock
Kyndryl Holdings Inc	Janina Kugel	Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.84 per share.	16 Dec 2022	2,198	28,191	-	10.8	23,826	Common Stock
NAPCO Security Tech Inc	Stephen Paul Beeber	Director	Sale of securities on an exchange or to another person at price $ 26.15 per share.	16 Dec 2022	2,168	1,317 (0%)	0%	26.1	56,693	Common Stock
Arcus Biosciences Inc	Carolyn C. Tang	General Counsel	Sale of securities on an exchange or to another person at price $ 30.66 per share.	16 Dec 2022	2,125	28,982 (0%)	0%	30.7	65,153	Common Stock
Chevron	Michael K. Wirth	Director, Chairman and CEO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 168.72 per share.	16 Dec 2022	2,124	0 (0%)	0%	168.7	358,361	Common Stock
Chevron	Michael K. Wirth	Director, Chairman and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,124	2,124 (0%)	0%		0	Common Stock
Chevron	Michael K. Wirth	Director, Chairman and CEO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,124	45,573	-		-	Restricted Stock Units
Uber Takeover Bid	Nikki Krishnamurthy	SVP and Chief People Officer		16 Dec 2022	2,113	181,231 (0%)	0%		-	Common Stock
Uber Takeover Bid	Nikki Krishnamurthy	SVP and Chief People Officer		16 Dec 2022	2,113	82,388	-		-	Restricted Stock Units
AquaBounty Tech Inc	Ricardo J. Alvarez	Director		16 Dec 2022	2,084	2,084 (0%)	0%	0.7	1,542	Common Stock
Arcus Biosciences Inc	Robert C. Goeltz	Chief Financial Officer	Sale of securities on an exchange or to another person at price $ 30.66 per share.	16 Dec 2022	2,066	11,953 (0%)	0%	30.7	63,344	Common Stock
Arcus Biosciences Inc	Terry Rosen	Director, Chief Executive Officer	Sale of securities on an exchange or to another person at price $ 31.23 per share.	16 Dec 2022	2,060	242,173 (0%)	0%	31.2	64,334	Common Stock
PNC Financial	Robert Q. Reilly	Executive Vice President	Grant, award, or other acquisition of securities at price $ 159.34 per share.	16 Dec 2022	2,057	125,696 (0%)	0%	159.3	327,762	$5 Par Common Stock
Ambarella Inc	Chan W. Lee	Chief Operating Officer	Sale of securities on an exchange or to another person at price $ 83.77 per share.	16 Dec 2022	2,055	66,891 (0%)	0%	83.8	172,147	Ordinary Shares
Inspire Medical Systems Inc	Marilyn Carlson Nelson	Director	Sale of securities on an exchange or to another person at price $ 240.03 per share.	16 Dec 2022	2,033	74,097 (0%)	0%	240.0	487,981	Common Stock
Kyndryl Holdings Inc	Maryjo T Charbonnier	Chief Human Resources Officer		16 Dec 2022	2,032	99,459	-	10.8	22,027	Common Stock
Accel Entertainment Inc (Class A1)	Derek Harmer	Secretary	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,021	18,188	-		-	Restricted Stock Units (RSU)
Accel Entertainment Inc (Class A1)	Derek Harmer	Secretary	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	16 Dec 2022	2,021	179,788 (10%)	0%		0	Class A-1 Common Stock
SiTime Corp	Piyush B. Sevalia	EVP Marketing	Sale of securities on an exchange or to another person at price $ 101.73 per share.	16 Dec 2022	2,007	96,129 (0%)	0%	101.7	204,172	Common Stock
Cadiz Inc	Stephen E. Courter	Director	Purchase of securities on an exchange or from another person at price $ 2.57 per share.	16 Dec 2022	2,000	53,437 (0%)	0%	2.6	5,140	Common Stock
Consumer Portfolio Service Inc	Gregory S. Washer	Director	Purchase of securities on an exchange or from another person at price $ 7.79 per share.	16 Dec 2022	2,000	219,000 (0%)	0%	7.8	15,580	Common Stock, No Par Value
Consumer Portfolio Service Inc	Gregory S. Washer	Director	Purchase of securities on an exchange or from another person at price $ 7.64 per share.	16 Dec 2022	2,000	226,000 (1%)	0%	7.6	15,280	Common Stock, No Par Value
Lifeway Foods Inc	Julie Smolyansky	Director, CEO, President and Secretary, Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 5.78 per share.	16 Dec 2022	2,000	2,156,748 (13%)	0%	5.8	11,560	Common Stock, no par value
Presidio Property Trust Inc (Class A)	Jack K. Heilbron	Director, CEO and President	Purchase of securities on an exchange or from another person at price $ 0.99 per share.	16 Dec 2022	2,000	309,485	-	1.0	1,980	Common Stock - Series A - SQFT
CoreCivic Inc	Harley G. Lappin	Director	Sale of securities on an exchange or to another person at price $ 11.48 per share.	16 Dec 2022	2,000	71,475 (0%)	0%	11.5	22,968	Common Stock
Uber Takeover Bid	Glen Ceremony	See Remarks	Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.97 per share.	16 Dec 2022	1,985	130,043 (0%)	0%	26.0	51,550	Common Stock
Regeneron Pharma	Christopher R. Fenimore	SVP Controller	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Dec 2022	1,926	18,581 (0%)	0%		0	Common Stock

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.

Insider trading for US stocks based on disclosures made made on Dec 16, 2022

Monitor US insider transactions and discover insider buying and selling of stocks on Dec 16, 2022.

The latest disclosure under SEC insider trading regulations was reported by Energy Vault Holdings Inc., where the revocation of 1,194,288 Restricted Stock Unit of common stock was executed . This transaction was reported to the Securities and Exchange Commission on Dec. 16, 2022.

Screeners based on Insider Trading parameters