Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Curis Inc | James E. Dentzer | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 1,000,000 | 1,000,000 | - | - | Employee stock option (right to buy) | |
| Allogene Therapeutics Inc | Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 873,015 | 873,015 | - | - | Stock Option (Right to Buy) | |
| Precision Biosciences Inc | Michael Amoroso | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 800,000 | 800,000 | - | - | Restricted Stock Units | |
| Curis Inc | Diantha Duvall | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 500,000 | 500,000 | - | - | Employee stock option (right to buy) | |
| Cava Grp Inc | Theodore Xenohristos | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 455,775 | 549,729 | - | - | Common Stock | |
| Cava Grp Inc | Theodore Xenohristos | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 455,775 | 0 | - | - | Series A Preferred Stock | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 188.95 per share. | 20 Jan 2023 | 444,266 | 2,744,295 (4%) | 0% | 189.0 | 83,944,061 | Common Stock |
| AlTi Global Inc (Class A) | Peter M. Yu | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 420,000 | 6,039,292 | - | 0 | Class A Common Stock | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 360,644 | 700,332 | - | - | Employee Stock Option | |
| Curis Inc | Robert E. Martell | Head of Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 350,000 | 350,000 | - | - | Employee stock option (right to buy) | |
| Precision Biosciences Inc | John Alexander Kelly | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 350,000 | 350,000 | - | - | Restricted Stock Units | |
| Outlook Therapeutics Inc | Jeff Evanson | Chief Commercial Officer | 20 Jan 2023 | 267,000 | 745,975 (1%) | 0% | 1.1 | 296,370 | Common Stock | |
| Allogene Therapeutics Inc | Zachary Roberts | EVP of R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 251,908 | 251,908 (0%) | 0% | 0 | Common Stock | |
| Precision Biosciences Inc | Jeff Smith | Chief Research Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 225,000 | 225,000 | - | - | Restricted Stock Units | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 190.17 per share. | 20 Jan 2023 | 214,732 | 2,529,563 (4%) | 0% | 190.2 | 40,835,992 | Common Stock |
| Antero Resources Corp | Michael N. Kennedy | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.40 per share. | 20 Jan 2023 | 196,515 | 1,021,541 (0%) | 0% | 29.4 | 5,777,541 | Common stock, par value $0.01 per share |
| Lucky Strike Entertainment Corp (Class A) | Thomas F. Shannon | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.37 per share. | 20 Jan 2023 | 192,654 | 1,225,774 | - | 14.4 | 2,768,438 | Class A Common Stock |
| Precision Biosciences Inc | Alan List | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 180,000 | 180,000 | - | - | Restricted Stock Units | |
| Precision Biosciences Inc | Dario Scimeca | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 178,000 | 178,000 | - | - | Restricted Stock Units | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 188.96 per share. | 20 Jan 2023 | 157,415 | 2,633,295 (4%) | 0% | 189.0 | 29,745,138 | Common Stock |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 157,415 | 542,917 | - | - | Employee Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.67 per share. | 20 Jan 2023 | 152,205 | 15,503,589 | - | 1.7 | 253,574 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.67 per share. | 20 Jan 2023 | 152,205 | 15,990,662 | - | 1.7 | 253,574 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.67 per share. | 20 Jan 2023 | 152,205 | 15,990,652 | - | 1.7 | 253,574 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.67 per share. | 20 Jan 2023 | 152,205 | 15,990,662 | - | 1.7 | 253,574 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.67 per share. | 20 Jan 2023 | 152,205 | 15,990,652 | - | 1.7 | 253,574 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 20 Jan 2023 | 143,808 | 15,846,844 | - | 1.8 | 252,095 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 20 Jan 2023 | 143,808 | 15,846,844 | - | 1.8 | 252,095 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 20 Jan 2023 | 143,807 | 15,359,782 | - | 1.8 | 252,094 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 20 Jan 2023 | 143,807 | 15,846,855 | - | 1.8 | 252,094 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 20 Jan 2023 | 143,807 | 15,846,855 | - | 1.8 | 252,094 | Class A Common Stock |
| Schlumberger | Khaled Mugharbel | EVP, Geographies | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 141,325 | 324,876 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| TON Strategy Co. | James P. Geiskopf | Director | 20 Jan 2023 | 129,418 | 1,023,045 (4%) | 0% | 0 | Common Stock | ||
| TON Strategy Co. | James P. Geiskopf | Director | 20 Jan 2023 | 129,418 | 129,418 | - | - | Stock Option (Right to Buy) | ||
| UroGen Pharma Ltd | Mark Schoenberg | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. | 20 Jan 2023 | 122,677 | 146,627 (0%) | 0% | 5 | 613,385 | Ordinary Shares |
| UroGen Pharma Ltd | Mark Schoenberg | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 122,677 | 0 | - | - | Employee Stock Option (right to buy) | |
| Schlumberger | Abdellah Merad | EVP, Core Services & Equipment | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 121,575 | 263,322 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Telos Corp | Mark D. Griffin | EVP, Security Solutions | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.87 per share. | 20 Jan 2023 | 121,448 | 753,900 | - | 4.9 | 591,452 | Common Stock |
| Schlumberger | Khaled Mugharbel | EVP, Geographies | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 113,060 | 437,936 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Flotek Ind Inc | Harshavardhan V. Agadi | Director, Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 109,489 | 376,928 (0%) | 0% | 0 | Common Shares | |
| LSB Ind Inc | Mark T. Behrman | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.46 per share. | 20 Jan 2023 | 108,283 | 1,593,536 (5%) | 0% | 12.5 | 1,349,206 | Common Stock |
| Schlumberger | Khaled Mugharbel | EVP, Geographies | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 100,211 | 337,725 (0%) | 0% | 57.6 | 5,773,156 | Common Stock, $0.01 Par Value Per Share |
| Home Bancshares Inc | John W. Allison | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 100,000 | 300,000 (0%) | 0% | 0 | Common Stock - Performance Based | |
| Schlumberger | Abdellah Merad | EVP, Core Services & Equipment | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 97,260 | 360,582 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Stephane Biguet | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 94,975 | 205,894 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Pagerduty Inc | Jennifer G. Tejada | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 28.03 per share. | 20 Jan 2023 | 93,942 | 606,465 (0%) | 0% | 28.0 | 2,633,194 | Common Stock |
| Pagerduty Inc | Jennifer G. Tejada | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 93,942 | 1,467,841 | - | - | Stock Option (Right to Buy) | |
| Pagerduty Inc | Jennifer G. Tejada | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.00 per share. | 20 Jan 2023 | 93,942 | 700,407 (0%) | 0% | 2 | 187,884 | Common Stock |
| FirstCash Holdings Inc | Douglas R. Rippel | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 88.77 per share. | 20 Jan 2023 | 92,392 | 7,288,628 (17%) | 0% | 88.8 | 8,201,638 | Common Stock |
| Cava Grp Inc | Tricia K. Tolivar | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 90,482 | 90,482 | - | - | Stock Options (right to buy) | |
| ADTRAN Holdings Inc | Thomas R. Stanton | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 87,146 | 776,097 (1%) | 0% | 0 | Common Stock | |
| Incyte | Herve Hoppenot | Director, Chairman / CEO, President | 20 Jan 2023 | 86,449 | 86,449 | - | - | Employee Stock Option (right to buy) | ||
| Coherus Biosciences Inc | Dennis M. Lanfear | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 86,250 | 654,853 (0%) | 0% | 0 | Common Stock | |
| Schlumberger | Abdellah Merad | EVP, Core Services & Equipment | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 86,225 | 274,357 (0%) | 0% | 57.6 | 4,967,422 | Common Stock, $0.01 Par Value Per Share |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 83,622 | 1,060,976 | - | - | Employee Stock Option | |
| PPL | Vincent Sorgi | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 81,992 | 81,992 | - | - | Performance Stock Unit (SIP) | |
| FirstCash Holdings Inc | Douglas R. Rippel | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 90.14 per share. | 20 Jan 2023 | 80,704 | 7,207,924 (17%) | 0% | 90.1 | 7,274,659 | Common Stock |
| Cava Grp Inc | Theodore Xenohristos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 78,342 | 93,954 | - | 0 | Common Stock | |
| Schlumberger | Demosthenis Pafitis | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 76,000 | 93,178 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Stephane Biguet | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 75,980 | 281,874 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Xos Inc | Giordano Sordoni | Director, Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 0.99 per share. | 20 Jan 2023 | 73,513 | 23,916,681 | - | 1.0 | 72,778 | Common Stock |
| Precision Biosciences Inc | Shane Barton | VP & Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 70,000 | 70,000 | - | - | Restricted Stock Units | |
| Schlumberger | Abdellah Merad | EVP, Core Services & Equipment | Sale of securities on an exchange or to another person at price $ 57.20 per share. | 20 Jan 2023 | 70,000 | 204,357 (0%) | 0% | 57.2 | 4,004,000 | Common Stock, $0.01 Par Value Per Share |
| Schlumberger | Stephane Biguet | EVP & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 67,379 | 214,495 (0%) | 0% | 57.6 | 3,881,704 | Common Stock, $0.01 Par Value Per Share |
| Schlumberger | Demosthenis Pafitis | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 65,088 | 88,890 (0%) | 0% | 57.6 | 3,749,720 | Common Stock, $0.01 Par Value Per Share |
| TON Strategy Co. | Kenneth S. Cragun | Director | 20 Jan 2023 | 64,709 | 155,428 (0%) | 0% | 0 | Common Stock | ||
| TON Strategy Co. | Kenneth S. Cragun | Director | 20 Jan 2023 | 64,709 | 64,709 | - | - | Stock Option (Right to Buy) | ||
| TON Strategy Co. | Phillip J. Bond | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Jan 2023 | 64,709 | 155,428 (0%) | 0% | 0 | Common Stock | |
| TON Strategy Co. | Phillip J. Bond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 64,709 | 64,709 | - | - | Stock Option (Right to Buy) | |
| TON Strategy Co. | Judith Hammerschmidt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 64,709 | 64,709 | - | - | Stock Option (Right to Buy) | |
| TON Strategy Co. | Judith Hammerschmidt | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Jan 2023 | 64,709 | 239,135 (1%) | 0% | 0 | Common Stock | |
| Pinterest Inc (Class A) | Evan Sharp | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Jan 2023 | 61,783 | 1,317,883 | - | - | Class B common stock | |
| Schlumberger | Demosthenis Pafitis | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 60,800 | 153,978 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Alphatec Holdings Inc | Patrick S Miles | Director, CEO | Sale of securities on an exchange or to another person at price $ 13.18 per share. | 20 Jan 2023 | 60,000 | 5,301,633 (8%) | 0% | 13.2 | 790,800 | Common Stock |
| Alphatec Holdings Inc | Patrick S Miles | Director, CEO | Sale of securities on an exchange or to another person at price $ 13.17 per share. | 20 Jan 2023 | 60,000 | 5,361,633 (8%) | 0% | 13.2 | 790,200 | Common Stock |
| Alphatec Holdings Inc | Patrick S Miles | Director, CEO | Sale of securities on an exchange or to another person at price $ 13.12 per share. | 20 Jan 2023 | 60,000 | 5,421,633 (8%) | 0% | 13.1 | 787,200 | Common Stock |
| Schlumberger | Gavin Rennick | President New Energy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 57,000 | 89,921 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Rajeev Sonthalia | Pres Digital & Integration | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 57,000 | 96,932 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Dianne B. Ralston | Chief Legal Officer & Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 55,950 | 79,329 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Jan 2023 | 54,228 | 1,258,268 (1%) | 0% | 0 | Common Stock | |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 54,228 | 94,647 | - | - | Phantom Stock | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 188.94 per share. | 20 Jan 2023 | 54,183 | 2,556,814 (4%) | 0% | 188.9 | 10,237,428 | Common Stock |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 190.17 per share. | 20 Jan 2023 | 53,683 | 2,475,880 (4%) | 0% | 190.2 | 10,208,998 | Common Stock |
| Albertsons Companies Inc (Class A) | Vivek Sankaran | Director, Chief Executive Officer | 20 Jan 2023 | 53,560 | 218,794 | - | - | Dividend Equivalent Units | ||
| Pinterest Inc (Class A) | Benjamin Silbermann | Director, Executive Chairman, Co-F, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Jan 2023 | 52,602 | 1,473,932 | - | - | Class B common stock | |
| Coupang Inc (Class A) | Harold Rogers | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 52,508 | 252,508 | - | 0 | Class A Common Stock | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 52,261 | 1,144,598 | - | - | Employee Stock Option | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 185.02 per share. | 20 Jan 2023 | 52,261 | 2,331,831 (3%) | 0% | 185.0 | 9,669,330 | Common Stock |
| Natera Inc | Jonathan Sheena | Director, CO-FOUNDER | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jan 2023 | 50,310 | 519,764 (0%) | 0% | 0 | Common Stock | |
| Cava Grp Inc | Jennifer Somers | Chief Operations Officer | 20 Jan 2023 | 50,268 | 50,268 | - | - | Stock Options (right to buy) | ||
| Cava Grp Inc | Theodore Xenohristos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 50,268 | 50,268 | - | - | Stock Options (right to buy) | |
| BioXcel Therapeutics Inc | Frank D. Yocca | Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 30.00 per share. | 20 Jan 2023 | 50,000 | 8,397 (0%) | 0% | 30 | 1,500,000 | Common Stock |
| Home Bancshares Inc | John W. Allison | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 50,000 | 205,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Coupang Inc (Class A) | Hanseung Kang | Rep Director, Business Mngmt | 20 Jan 2023 | 49,543 | 650,067 | - | 0 | Class A Common Stock | ||
| Schlumberger | Rajeev Sonthalia | Pres Digital & Integration | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 48,222 | 94,310 (0%) | 0% | 57.6 | 2,778,069 | Common Stock, $0.01 Par Value Per Share |
| Herc Holdings Inc | Carl C. Icahn | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 142.42 per share. | 20 Jan 2023 | 48,175 | 3,536,113 (12%) | 0% | 142.4 | 6,861,084 | Common Stock, par value $0.01 per share ("Shares") |
| Cava Grp Inc | Tricia K. Tolivar | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 46,022 | 347,993 | - | 0 | Common Stock | |
| DexCom | Kevin R. Sayer | Director, President CEO and Chairman of | Sale of securities on an exchange or to another person at price $ 105.75 per share. | 20 Jan 2023 | 45,607 | 426,645 (0%) | 0% | 105.7 | 4,822,872 | Common Stock |
| Schlumberger | Gavin Rennick | President New Energy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 45,600 | 135,521 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Rajeev Sonthalia | Pres Digital & Integration | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 45,600 | 142,532 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Dianne B. Ralston | Chief Legal Officer & Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 44,760 | 124,089 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Simmons First National Corp (Class A) | George A. Makris | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 43,803 | 43,803 | - | - | Restricted Stock Unit | |
| Antero Midstream Corp | Michael N. Kennedy | Director, See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.21 per share. | 20 Jan 2023 | 43,801 | 1,102,737 (0%) | 0% | 11.2 | 491,009 | Common stock, par value $0.01 per share |
| Albertsons Companies Inc (Class A) | Anuj Dhanda | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 42,921 | 175,332 | - | - | Dividend Equivalent Units | |
| PPL | Vincent Sorgi | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 40,996 | 40,996 | - | - | Stock Unit (SIP) | |
| PPL | Vincent Sorgi | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 40,996 | 40,996 | - | - | Performance Stock Unit (SIP) | |
| PPL | Vincent Sorgi | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 40,996 | 40,996 | - | - | Performance Stock Unit (SIP) | |
| Schlumberger | Gavin Rennick | President New Energy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 40,492 | 95,029 (0%) | 0% | 57.6 | 2,332,744 | Common Stock, $0.01 Par Value Per Share |
| Coherus Biosciences Inc | Vladimir Vexler | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 40,000 | 131,323 (0%) | 0% | 0 | Common Stock | |
| Coherus Biosciences Inc | McDavid Stilwell | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 40,000 | 104,243 (0%) | 0% | 0 | Common Stock | |
| Victory Cap Holdings Inc (Class A) | Kelly S. Cliff | Pres., Investment Franchises | 20 Jan 2023 | 39,968 | 59,952 | - | - | Stock Option (right to buy) | ||
| Victory Cap Holdings Inc (Class A) | Kelly S. Cliff | Pres., Investment Franchises | 20 Jan 2023 | 39,968 | 472,970 (2%) | 0% | 13.5 | 540,367 | Common Stock | |
| Schlumberger | Dianne B. Ralston | Chief Legal Officer & Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 37,141 | 86,948 (0%) | 0% | 57.6 | 2,139,693 | Common Stock, $0.01 Par Value Per Share |
| Schlumberger | Kevin Fyfe | VP & Treasurer | Sale of securities on an exchange or to another person at price $ 57.50 per share. | 20 Jan 2023 | 36,850 | 32,105 (0%) | 0% | 57.5 | 2,118,875 | Common Stock, $0.01 Par Value Per Share |
| Herc Holdings Inc | Carl C. Icahn | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 145.49 per share. | 20 Jan 2023 | 35,904 | 3,500,209 (12%) | 0% | 145.5 | 5,223,673 | Shares |
| FirstCash Holdings Inc | Douglas R. Rippel | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 90.91 per share. | 20 Jan 2023 | 33,364 | 7,174,560 (17%) | 0% | 90.9 | 3,033,121 | Common Stock |
| Albertsons Companies Inc (Class A) | Jennifer Saenz | Chief Marketing Officer | 20 Jan 2023 | 33,268 | 135,900 | - | - | Dividend Equivalent Units | ||
| Schlumberger | Howard Guild | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 56.99 per share. | 20 Jan 2023 | 33,063 | 35,994 (0%) | 0% | 57.0 | 1,884,260 | Common Stock, $0.01 Par Value Per Share |
| Home Bancshares Inc | Jack E. Engelkes | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jan 2023 | 32,960 | 211,594 (0%) | 0% | 0 | Common Stock | |
| Home Bancshares Inc | Jack E. Engelkes | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jan 2023 | 32,960 | 0 (0%) | 0% | 0 | Common Stock | |
| Lucky Strike Entertainment Corp (Class A) | Brett I. Parker | Director, Chief Financial Officer | 20 Jan 2023 | 32,500 | 2,117,673 | - | 14.5 | 471,250 | Class A Common Stock | |
| Patrick Ind Inc | Andy L. Nemeth | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 65.09 per share. | 20 Jan 2023 | 31,280 | 287,448 (1%) | 0% | 65.1 | 2,036,015 | Common Stock |
| Schlumberger | Howard Guild | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 30,400 | 66,394 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Vijay Kasibhatla | Director, M&A | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 30,400 | 63,555 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Kevin Fyfe | VP & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 30,400 | 66,291 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| BioXcel Therapeutics Inc | Vincent J. O'Neill | Chief Medical Officer | 20 Jan 2023 | 29,713 | 29,712 | - | - | Employee Stock Option (right to buy) | ||
| BioXcel Therapeutics Inc | Vincent J. O'Neill | Chief Medical Officer | 20 Jan 2023 | 29,713 | 0 (0%) | 0% | 30 | 891,390 | Common Stock | |
| BioXcel Therapeutics Inc | Vincent J. O'Neill | Chief Medical Officer | 20 Jan 2023 | 29,713 | 29,713 (0%) | 0% | 0.4 | 12,182 | Common Stock | |
| PPL | Gregory N. Dudkin | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 29,454 | 29,454 | - | - | Performance Stock Unit (SIP) | |
| Herc Holdings Inc | Carl C. Icahn | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 145.42 per share. | 20 Jan 2023 | 29,377 | 3,470,832 (12%) | 0% | 145.4 | 4,272,003 | Shares |
| AudioEye Inc | David Moradi | Director, CHIEF EXECUTIVE OFFICER, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.84 per share. | 20 Jan 2023 | 29,317 | 862,906 (9%) | 0% | 3.8 | 112,695 | Common Stock |
| Incyte | Herve Hoppenot | Director, Chairman / CEO, President | 20 Jan 2023 | 29,196 | 435,139 (0%) | 0% | 0 | Common Stock | ||
| Cava Grp Inc | Tricia K. Tolivar | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 29,115 | 29,115 | - | - | Stock Options (right to buy) | |
| Victory Cap Holdings Inc (Class A) | Kelly S. Cliff | Pres., Investment Franchises | 20 Jan 2023 | 29,048 | 443,922 (2%) | 0% | 29.5 | 857,206 | Common Stock | |
| Citigroup | Jane Nind Fraser | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 28,497 | 282,383 (0%) | 0% | 49.4 | 1,406,941 | Common Stock |
| PPL | Vincent Sorgi | President and CEO | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 27,896 | 0 | - | - | Performance Stock Unit (SIP) | |
| TD Synnex Corp | Dennis J. Polk | Director, Executive Chair | Payment of exercise price or tax liability using portion of securities received from the company at price $ 109.05 per share. | 20 Jan 2023 | 27,526 | 126,510 (0%) | 0% | 109.0 | 3,001,710 | Common Stock |
| Cava Grp Inc | Jennifer Somers | Chief Operations Officer | 20 Jan 2023 | 27,456 | 27,456 | - | - | Stock Options (right to buy) | ||
| Incyte | Steven H. Stein | EVP & Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 27,096 | 27,096 | - | - | Employee Stock Option (right to buy) | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 25,800 | 1,405,800 (2%) | 0% | 35 | 903,000 | Common Stock, $0.25 par value | |
| Schlumberger | Vijay Kasibhatla | Director, M&A | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 25,719 | 62,156 (0%) | 0% | 57.6 | 1,481,672 | Common Stock, $0.01 Par Value Per Share |
| Cava Grp Inc | Jennifer Somers | Chief Operations Officer | 20 Jan 2023 | 25,568 | 166,538 | - | 0 | Common Stock | ||
| Cava Grp Inc | Theodore Xenohristos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 25,568 | 575,297 | - | 0 | Common Stock | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 185.24 per share. | 20 Jan 2023 | 25,442 | 2,306,389 (3%) | 0% | 185.2 | 4,712,942 | Common Stock |
| PPL | Joseph P. Bergstein | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 25,175 | 25,175 | - | - | Performance Stock Unit (SIP) | |
| AlTi Global Inc (Class A) | Peter M. Yu | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 20 Jan 2023 | 25,000 | 6,459,292 | - | 10 | 250,000 | Class A Common Stock |
| Consumer Portfolio Service Inc | Laurie A. Straten | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 25,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Laurie A. Straten | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.86 per share. | 20 Jan 2023 | 25,000 | 139,450 (0%) | 0% | 6.9 | 171,500 | Common Stock, no par value |
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 24,704 | 24,704 | - | - | Restricted Stock Units | ||
| Linde | Stephen F. Angel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 24,536 | 119,581 | - | - | Deferred Stock Units | |
| Linde | Stephen F. Angel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 24,536 | 370,413 (0%) | 0% | 0 | Ordinary Shares | |
| Incyte | Christiana Stamoulis | EVP & Chief Financial Officer | 20 Jan 2023 | 24,515 | 24,515 | - | - | Employee Stock Option (right to buy) | ||
| Schlumberger | Howard Guild | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 24,320 | 90,714 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Vijay Kasibhatla | Director, M&A | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 24,320 | 87,875 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Schlumberger | Kevin Fyfe | VP & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 24,320 | 90,611 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| LSB Ind Inc | Michael J. Foster | EVP/General Counsel/Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.46 per share. | 20 Jan 2023 | 23,803 | 417,436 (1%) | 0% | 12.5 | 296,585 | Common Stock |
| Pinterest Inc (Class A) | William J. Ready | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 20 Jan 2023 | 23,743 | 1,110,957 (0%) | 0% | 0 | Class A Common Stock | |
| LSB Ind Inc | Cheryl Maguire | EVP/CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.46 per share. | 20 Jan 2023 | 22,619 | 274,108 (0%) | 0% | 12.5 | 281,833 | Common Stock |
| Albertsons Companies Inc (Class A) | Sharon L. Mccollam | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 22,552 | 92,125 | - | - | Dividend Equivalent Units | |
| Albertsons Companies Inc (Class A) | Susan Morris | EVP & Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 22,552 | 92,125 | - | - | Dividend Equivalent Units | |
| Simmons First National Corp (Class A) | Robert A. Fehlman | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 22,175 | 22,175 | - | - | Restricted Stock Unit | |
| Telos Corp | John B. Wood | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.87 per share. | 20 Jan 2023 | 21,942 | 4,403,015 | - | 4.9 | 106,858 | Common Stock |
| Schlumberger | Howard Guild | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 21,657 | 69,057 (0%) | 0% | 57.6 | 1,247,660 | Common Stock, $0.01 Par Value Per Share |
| Schlumberger | Kevin Fyfe | VP & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.61 per share. | 20 Jan 2023 | 21,656 | 68,955 (0%) | 0% | 57.6 | 1,247,602 | Common Stock, $0.01 Par Value Per Share |
| PPL | Vincent Sorgi | President and CEO | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 21,494 | 0 | - | - | Performance Stock Unit (SIP) | |
| Albertsons Companies Inc (Class A) | Susan Morris | EVP & Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 20,812 | 85,018 | - | - | Dividend Equivalent Units | |
| Albertsons Companies Inc (Class A) | Susan Morris | EVP & Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 20,584 | 146,709 | - | - | Dividend Equivalent Units | |
| Patrick Ind Inc | Todd M. Cleveland | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 65.09 per share. | 20 Jan 2023 | 20,400 | 147,916 (0%) | 0% | 65.1 | 1,327,836 | Common Stock |
| National Cinemedia Inc | Scott D. Felenstein | President - Sales & Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 20,382 | 0 | - | - | Restricted Stock Units | |
| National Cinemedia Inc | Scott D. Felenstein | President - Sales & Marketing | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 20,382 | 201,249 (0%) | 0% | 0 | Common Stock | |
| Applied Digital Corp | Wesley Cummins | Director, CEO; Chairman, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.41 per share. | 20 Jan 2023 | 20,000 | 1,695,686 | - | 2.4 | 48,200 | Common Stock |
| Precipio Inc | Richard A. Sandberg | Director | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 20 Jan 2023 | 20,000 | 40,846 (0%) | 0% | 0.8 | 15,530 | Common Stock |
| Aehr Test Systems | Rhea J. Posedel | Director | Sale of securities on an exchange or to another person at price $ 31.90 per share. | 20 Jan 2023 | 20,000 | 563,821 (2%) | 0% | 31.9 | 638,000 | Common Stock |
| Aehr Test Systems | Rhea J. Posedel | Director | Sale of securities on an exchange or to another person at price $ 30.90 per share. | 20 Jan 2023 | 20,000 | 583,821 (2%) | 0% | 30.9 | 618,000 | Common Stock |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 19,900 | 1,450,600 (3%) | 0% | 30 | 597,000 | Common Stock, $0.25 par value | |
| Incyte | Barry P. Flannelly | EVP & General Manager US | 20 Jan 2023 | 19,354 | 19,354 | - | - | Employee Stock Option (right to buy) | ||
| Incyte | Maria E. Pasquale | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 19,354 | 19,354 | - | - | Employee Stock Option (right to buy) | |
| Simmons First National Corp (Class A) | George A. Makris | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 18,616 | 565,462 (0%) | 0% | 0 | SFNC Common Stock | |
| Patrick Ind Inc | Andy L. Nemeth | Director, Chief Executive Officer | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 18,400 | 318,728 (1%) | 0% | 0 | Common Stock | |
| Privia Health Group Inc | William M. Sullivan | Director | Sale of securities on an exchange or to another person at price $ 25.36 per share. | 20 Jan 2023 | 18,153 | 5,808,777 | - | 25.4 | 460,360 | Common Stock, $0.01 par value per share |
| Western Asset Premier Bond Fund | Ronald L. Olson | Director | 20 Jan 2023 | 18,000 | 2,000 (0%) | 0% | 11.2 | 201,600 | Common Stock | |
| PPL | Wendy E. Stark | EVP, CLO & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 17,429 | 17,429 | - | - | Performance Stock Unit (SIP) | |
| Consumer Portfolio Service Inc | Laurie A. Straten | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.86 per share. | 20 Jan 2023 | 17,394 | 122,056 (0%) | 0% | 9.9 | 171,505 | Common Stock, no par value |
| Atlanticus Holdings Corp | Deal W. Hudson | Director | 20 Jan 2023 | 16,313 | 75,452 (0%) | 0% | 30.6 | 499,993 | Common Stock | |
| OneMain Holdings Inc | Douglas H. Shulman | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.39 per share. | 20 Jan 2023 | 16,223 | 401,313 (0%) | 0% | 38.4 | 622,801 | Common stock, par value $0.01 per share |
| Incyte | Dashyant Dhanak | EVP & Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 16,128 | 16,128 | - | - | Employee Stock Option (right to buy) | |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 78.59 per share. | 20 Jan 2023 | 15,400 | 1,730,605 (2%) | 0% | 78.6 | 1,210,286 | Class A common stock |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 188.94 per share. | 20 Jan 2023 | 14,741 | 2,542,073 (4%) | 0% | 188.9 | 2,785,190 | Common Stock |
| PPL | Gregory N. Dudkin | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,727 | 14,727 | - | - | Stock Unit (SIP) | |
| PPL | Gregory N. Dudkin | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,727 | 14,727 | - | - | Performance Stock Unit (SIP) | |
| PPL | Gregory N. Dudkin | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,727 | 14,727 | - | - | Performance Stock Unit (SIP) | |
| PPL | Joseph P. Bergstein | EVP and CFO | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 14,589 | 0 | - | - | Performance Stock Unit (SIP) | |
| Citigroup | Peter Babej | CEO, Asia Pacific | 20 Jan 2023 | 14,508 | 117,527 (0%) | 0% | 49.4 | 716,276 | Common Stock | |
| Cava Grp Inc | Theodore Xenohristos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,418 | 14,418 | - | - | Stock Options (right to buy) | |
| Penguin Soln Inc | Mark W. Adams | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.54 per share. | 20 Jan 2023 | 14,305 | 837,564 (3%) | 0% | 16.5 | 236,605 | Ordinary Shares |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 79.49 per share. | 20 Jan 2023 | 14,200 | 1,711,205 (2%) | 0% | 79.5 | 1,128,758 | Class A common stock |
| Incyte | Paula J. Swain | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,194 | 14,194 | - | - | Employee Stock Option (right to buy) | |
| Incyte | Vijay K. Iyengar | EVP, GMAPPS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,194 | 14,194 | - | - | Employee Stock Option (right to buy) | |
| Cava Grp Inc | Tricia K. Tolivar | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,121 | 301,971 | - | 0 | Common Stock | |
| Albertsons Companies Inc (Class A) | Anuj Dhanda | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 14,095 | 57,579 | - | - | Dividend Equivalent Units | |
| PPL | Gregory N. Dudkin | Executive Vice President | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 13,876 | 0 | - | - | Performance Stock Unit (SIP) | |
| Albertsons Companies Inc (Class A) | Sharon L. Mccollam | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 13,727 | 56,076 | - | - | Dividend Equivalent Units | |
| Albertsons Companies Inc (Class A) | Sharon L. Mccollam | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 13,623 | 97,098 | - | - | Dividend Equivalent Units | |
| Patrick Ind Inc | Kip B. Ellis | EVP Operations & COO | 20 Jan 2023 | 13,600 | 112,432 (0%) | 0% | 65.1 | 885,224 | Common Stock | |
| Natera Inc | Steven Leonard Chapman | Director, CEO AND PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 13,543 | 40,632 | - | - | Restricted Stock Unit | |
| Natera Inc | Steven Leonard Chapman | Director, CEO AND PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 13,543 | 107,374 (0%) | 0% | - | Common Stock | |
| LSB Ind Inc | Mark T. Behrman | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.35 per share. | 20 Jan 2023 | 13,510 | 1,701,819 (5%) | 0% | 12.4 | 166,849 | Common Stock |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 13,500 | 1,419,300 (3%) | 0% | 25 | 337,500 | Common Stock, $0.25 par value | |
| Cava Grp Inc | Jennifer Somers | Chief Operations Officer | 20 Jan 2023 | 13,317 | 140,970 | - | 0 | Common Stock | ||
| Albertsons Companies Inc (Class A) | Sharon L. Mccollam | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 13,183 | 53,852 | - | - | Dividend Equivalent Units | |
| Flotek Ind Inc | David P. Nierenberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 13,179 | 178,468 (0%) | 0% | 0 | Common Shares | |
| Albertsons Companies Inc (Class A) | Sharon L. Mccollam | President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 13,082 | 93,242 | - | - | Dividend Equivalent Units | |
| PPL | Joseph P. Bergstein | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 12,588 | 12,588 | - | - | Stock Unit (SIP) | |
| PPL | Joseph P. Bergstein | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 12,588 | 12,588 | - | - | Performance Stock Unit (SIP) | |
| PPL | Joseph P. Bergstein | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 12,588 | 12,588 | - | - | Performance Stock Unit (SIP) | |
| AlTi Global Inc (Class A) | Bertrand Grabowski | Director | Sale of securities on an exchange or to another person at price $ 9.50 per share. | 20 Jan 2023 | 12,500 | 12,500 | - | 9.5 | 118,750 | Class A Common Stock |
| AlTi Global Inc (Class A) | Daniel Karp | Director | Sale of securities on an exchange or to another person at price $ 9.50 per share. | 20 Jan 2023 | 12,500 | 12,500 | - | 9.5 | 118,750 | Class A Common Stock |
| Coherus Biosciences Inc | Bryan J. McMichael | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 12,500 | 26,386 (0%) | 0% | 0 | Common Stock | |
| Patrick Ind Inc | Todd M. Cleveland | Director | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 12,000 | 168,316 (0%) | 0% | 0 | Common Stock | |
| Home Bancshares Inc | Jack E. Engelkes | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jan 2023 | 12,000 | 199,444 (0%) | 0% | 0 | Common Stock | |
| Telos Corp | Emmett J. Wood | EVP, Marketing & Strategy | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.87 per share. | 20 Jan 2023 | 11,991 | 348,426 | - | 4.9 | 58,396 | Common Stock |
| Albertsons Companies Inc (Class A) | Juliette W. Pryor | EVP, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 11,893 | 48,583 | - | - | Dividend Equivalent Units | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 11,800 | 1,527,153 (3%) | 0% | 35 | 413,000 | Common Stock, $0.25 par value | |
| Albertsons Companies Inc (Class A) | Juliette W. Pryor | EVP, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 11,762 | 83,833 | - | - | Dividend Equivalent Units | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 187.83 per share. | 20 Jan 2023 | 11,703 | 2,610,997 (4%) | 0% | 187.8 | 2,198,124 | Common Stock |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 11,400 | 1,462,000 (3%) | 0% | 23 | 262,200 | Common Stock, $0.25 par value | |
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 11,378 | 136,913 (0%) | 0% | - | Common Stock | ||
| Albertsons Companies Inc (Class A) | Michael T. Theilmann | EVP & Chief HR Officer | 20 Jan 2023 | 11,298 | 46,153 | - | - | Dividend Equivalent Units | ||
| Albertsons Companies Inc (Class A) | Juliette W. Pryor | EVP, GC & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 11,276 | 46,063 | - | - | Dividend Equivalent Units | |
| Albertsons Companies Inc (Class A) | Jennifer Saenz | Chief Marketing Officer | 20 Jan 2023 | 11,276 | 46,063 | - | - | Dividend Equivalent Units | ||
| Albertsons Companies Inc (Class A) | Michael T. Theilmann | EVP & Chief HR Officer | 20 Jan 2023 | 11,174 | 79,642 | - | - | Dividend Equivalent Units | ||
| National Cinemedia Inc | Scott D. Felenstein | President - Sales & Marketing | Sale of securities on an exchange or to another person at price $ 0.30 per share. | 20 Jan 2023 | 11,161 | 190,088 (0%) | 0% | 0.3 | 3,348 | Common Stock |
| Citigroup | Edward Skyler | Hd of Ent Svc & Public Affairs | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 11,119 | 162,401 (0%) | 0% | 49.4 | 548,948 | Common Stock |
| PPL | John R. Crockett | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 11,000 | 11,000 | - | - | Performance Stock Unit (SIP) | |
| PPL | Vincent Sorgi | President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.32 per share. | 20 Jan 2023 | 10,747 | 122,209 (0%) | 0% | 29.3 | 315,110 | Common Stock |
| PPL | Vincent Sorgi | President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 10,747 | 0 | - | - | Stock Unit (SIP) | |
| Albertsons Companies Inc (Class A) | Michael T. Theilmann | EVP & Chief HR Officer | 20 Jan 2023 | 10,712 | 43,758 | - | - | Dividend Equivalent Units | ||
| PPL | Stephanie R. Raymond | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 10,508 | 10,508 | - | - | Performance Stock Unit (SIP) | |
| Albertsons Companies Inc (Class A) | Anuj Dhanda | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 10,406 | 42,509 | - | - | Dividend Equivalent Units | |
| Citigroup | Anand Selvakesari | CEO, Personal Bkg & Wealth Mgt | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 10,349 | 136,968 (0%) | 0% | 49.4 | 510,953 | Common Stock |
| PPL | Angela K. Gosman | EVP and CHRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 10,335 | 10,335 | - | - | Performance Stock Unit (SIP) | |
| Albertsons Companies Inc (Class A) | Anuj Dhanda | EVP & CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 10,292 | 73,354 | - | - | Dividend Equivalent Units | |
| Spire Global Inc (Class A) | William Porteous | Director | Grant, award, or other acquisition of securities at price $ 1.10 per share. | 20 Jan 2023 | 10,227 | 169,349 | - | 1.1 | 11,250 | Class A Common Stock |
| XPEL Inc - Ordinary Shares - Reg S | Richard K. Crumly | Director | Sale of securities on an exchange or to another person at price $ 70.31 per share. | 20 Jan 2023 | 10,000 | 744,998 (2%) | 0% | 70.3 | 703,100 | Common Stock |
| XPEL Inc - Ordinary Shares - Reg S | Richard K. Crumly | Director | Sale of securities on an exchange or to another person at price $ 72.33 per share. | 20 Jan 2023 | 10,000 | 734,998 (2%) | 0% | 72.3 | 723,300 | Common Stock |
| Linde | Stephen F. Angel | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 330.00 per share. | 20 Jan 2023 | 9,991 | 360,422 (0%) | 0% | 330.0 | 3,297,071 | Ordinary Shares |
| Myriad Genetics Inc | R. Bryan Riggsbee | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 20.04 per share. | 20 Jan 2023 | 9,400 | 364,107 (0%) | 0% | 20.0 | 188,386 | Common Stock |
| PPL | David J. Bonenberger | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 9,387 | 9,387 | - | - | Performance Stock Unit (SIP) | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 9,200 | 1,536,353 (3%) | 0% | 30 | 276,000 | Common Stock, $0.25 par value | |
| LSB Ind Inc | P. | Executive Vice President-Mfg | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.46 per share. | 20 Jan 2023 | 9,102 | 195,735 (0%) | 0% | 12.5 | 113,411 | Common Stock |
| Calix Inc | Donald Listwin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 9,073 | 0 | - | - | Stock Option (right to buy) | |
| Calix Inc | Donald Listwin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 38.96 per share. | 20 Jan 2023 | 9,073 | 599,073 (1%) | 0% | 39.0 | 353,484 | Common Stock |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 8,900 | 1,514,453 (3%) | 0% | 25 | 222,500 | Common Stock, $0.25 par value | |
| ADTRAN Holdings Inc | James Denson Wilson | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 8,825 | 105,309 (0%) | 0% | 0 | Common Stock | |
| PPL | Wendy E. Stark | EVP, CLO & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 8,715 | 8,715 | - | - | Performance Stock Unit (SIP) | |
| PPL | Wendy E. Stark | EVP, CLO & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 8,715 | 8,715 | - | - | Stock Unit (SIP) | |
| PPL | Wendy E. Stark | EVP, CLO & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 8,715 | 8,715 | - | - | Performance Stock Unit (SIP) | |
| Simmons First National Corp (Class A) | George A. Makris | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.87 per share. | 20 Jan 2023 | 8,619 | 556,843 (0%) | 0% | 22.9 | 197,117 | SFNC Common Stock |
| Albertsons Companies Inc (Class A) | Mohammad Omer Gajial | EVP, Pharmacy & Health | 20 Jan 2023 | 8,457 | 34,547 | - | - | Dividend Equivalent Units | ||
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 8,312 | 143,283 (0%) | 0% | 74.2 | 616,834 | Common Stock | |
| Patrick Ind Inc | Jeffrey M. Rodino | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 65.09 per share. | 20 Jan 2023 | 8,160 | 136,703 (0%) | 0% | 65.1 | 531,134 | Common Stock |
| Patrick Ind Inc | Kip B. Ellis | EVP Operations & COO | 20 Jan 2023 | 8,000 | 126,032 (0%) | 0% | 0 | Common Stock | ||
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 8,000 | 552,000 | - | - | Stock Options | |
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 8,000 | 560,000 | - | - | Stock Options | |
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 113.08 per share. | 20 Jan 2023 | 8,000 | 8,130 (0%) | 0% | 113.1 | 904,640 | Common Stock |
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 113.08 per share. | 20 Jan 2023 | 8,000 | 8,130 (0%) | 0% | 113.1 | 904,640 | Common Stock |
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 7,661 | 144,574 (0%) | 0% | - | Common Stock | ||
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 7,661 | 15,324 | - | - | Restricted Stock Units | ||
| Citigroup | Ernesto Torres Cantu | CEO, Latin America | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 7,536 | 88,780 (0%) | 0% | 49.4 | 372,080 | Common Stock |
| PPL | Joseph P. Bergstein | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 7,295 | 0 | - | - | Stock Unit (SIP) | |
| PPL | Joseph P. Bergstein | EVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.32 per share. | 20 Jan 2023 | 7,295 | 38,765 (0%) | 0% | 29.3 | 213,896 | Common Stock |
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 7,021 | 151,595 (0%) | 0% | - | Common Stock | ||
| Integer Holdings Corp | Joseph W. Dziedzic | Director, President & CEO | 20 Jan 2023 | 7,021 | 7,021 | - | - | Restricted Stock Units | ||
| Patrick Ind Inc | Todd M. Cleveland | Director | Sale of securities on an exchange or to another person at price $ 67.83 per share. | 20 Jan 2023 | 7,000 | 140,916 (0%) | 0% | 67.8 | 474,792 | Common Stock |
| LSB Ind Inc | J. | EVP/Chief Commercial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.46 per share. | 20 Jan 2023 | 6,999 | 76,916 (0%) | 0% | 12.5 | 87,208 | Common Stock |
| Cava Grp Inc | Theodore Xenohristos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 6,993 | 15,612 | - | 0 | Common Stock | |
| PPL | Gregory N. Dudkin | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.32 per share. | 20 Jan 2023 | 6,938 | 65,503 (0%) | 0% | 29.3 | 203,451 | Common Stock |
| PPL | Gregory N. Dudkin | Executive Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 6,938 | 0 | - | - | Stock Unit (SIP) | |
| Integer Holdings Corp | Jason K. Garland | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 6,849 | 6,849 | - | - | Restricted Stock Units | |
| Albertsons Companies Inc (Class A) | Evan Rainwater | EVP, Supp Chain &Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 6,766 | 27,439 | - | - | Dividend Equivalent Units | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 186.85 per share. | 20 Jan 2023 | 6,695 | 2,622,700 (4%) | 0% | 186.9 | 1,250,988 | Common Stock |
| Citigroup | Sara Wechter | Head of Human Resources | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 6,693 | 49,602 (0%) | 0% | 49.4 | 330,466 | Common Stock |
| Integer Holdings Corp | Andrew Senn | SVP, Strategy and Business Dev | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 6,670 | 6,670 | - | - | Restricted Stock Units | |
| PNC Financial | William S. Demchak | President/CEO | Purchase of securities on an exchange or from another person at price $ 153.38 per share. | 20 Jan 2023 | 6,550 | 482,924 (0%) | 0% | 153.4 | 1,004,639 | $5 Par Common Stock |
| Palo Alto | Lee Klarich | EVP, Chief Product Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 140.71 per share. | 20 Jan 2023 | 6,521 | 612,745 (0%) | 0% | 140.7 | 917,570 | Common Stock |
| Callaway Golf Co | Jennifer Thomas | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.52 per share. | 20 Jan 2023 | 6,438 | 62,450 (0%) | 0% | 6.5 | 41,976 | Common Stock |
| Callaway Golf Co | Jennifer Thomas | SVP, Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 23.30 per share. | 20 Jan 2023 | 6,438 | 56,012 (0%) | 0% | 23.3 | 150,005 | Common Stock |
| Callaway Golf Co | Jennifer Thomas | SVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 6,438 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 185.24 per share. | 20 Jan 2023 | 6,360 | 2,300,029 (3%) | 0% | 185.2 | 1,178,143 | Common Stock |
| Incyte | Jonathan Elliott Dickinson | EVP, General Manager, Europe | 20 Jan 2023 | 6,159 | 36,338 (0%) | 0% | 0 | Common Stock | ||
| Incyte | Michael James Morrissey | EVP, Head of Tech. Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 6,159 | 61,373 (0%) | 0% | 0 | Common Stock | |
| Natera Inc | Robert Schueren | CHIEF OPERATING OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 6,087 | 18,261 | - | - | Restricted Stock Unit | |
| Natera Inc | Robert Schueren | CHIEF OPERATING OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 6,087 | 6,087 (0%) | 0% | - | Common Stock | |
| Natera Inc | Michael Brophy | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 6,087 | 102,901 (0%) | 0% | - | Common Stock | |
| Natera Inc | Michael Brophy | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 6,087 | 18,261 | - | - | Restricted Stock Unit | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 5,700 | 1,425,000 (3%) | 0% | 20.5 | 116,850 | Common Stock, $0.25 par value | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 5,700 | 1,430,700 (3%) | 0% | 28 | 159,600 | Common Stock, $0.25 par value | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 5,700 | 1,467,000 (3%) | 0% | 27 | 153,900 | Common Stock, $0.25 par value | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 5,700 | 1,473,400 (3%) | 0% | 26 | 148,200 | Common Stock, $0.25 par value | |
| Northern Tech Intl Corp | Cristina Lucia Duarte Pinho | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,511 | 5,511 | - | - | Stock Option (right to buy) | |
| PPL | John R. Crockett | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,500 | 5,500 | - | - | Performance Stock Unit (SIP) | |
| PPL | John R. Crockett | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,500 | 5,500 | - | - | Stock Unit (SIP) | |
| PPL | John R. Crockett | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,500 | 5,500 | - | - | Performance Stock Unit (SIP) | |
| Natera Inc | Steven Leonard Chapman | Director, CEO AND PRESIDENT | Sale of securities on an exchange or to another person at price $ 41.56 per share. | 20 Jan 2023 | 5,370 | 103,779 (0%) | 0% | 41.6 | 223,176 | Common Stock |
| Patrick Ind Inc | Jacob R. Petkovich | EVP Finance, CFO & Treasurer | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 5,333 | 66,533 (0%) | 0% | 0 | Common Stock | |
| Simmons First National Corp (Class A) | Robert A. Fehlman | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,320 | 131,574 (0%) | 0% | 0 | SFNC Common Stock | |
| Citigroup | Johnbull Okpara | Controller&Chief Acct. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.38 per share. | 20 Jan 2023 | 5,291 | 42,712 (0%) | 0% | 49.4 | 261,254 | Common Stock |
| PPL | Stephanie R. Raymond | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,254 | 5,254 | - | - | Stock Unit (SIP) | |
| PPL | Stephanie R. Raymond | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,254 | 5,254 | - | - | Performance Stock Unit (SIP) | |
| PPL | Stephanie R. Raymond | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,254 | 5,254 | - | - | Performance Stock Unit (SIP) | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 5,200 | 1,544,253 (3%) | 0% | 23 | 119,600 | Common Stock, $0.25 par value | |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 78.36 per share. | 20 Jan 2023 | 5,200 | 1,725,405 (2%) | 0% | 78.4 | 407,472 | Class A common stock |
| PPL | Angela K. Gosman | EVP and CHRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,168 | 5,168 | - | - | Performance Stock Unit (SIP) | |
| PPL | Angela K. Gosman | EVP and CHRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,168 | 5,168 | - | - | Performance Stock Unit (SIP) | |
| PPL | Angela K. Gosman | EVP and CHRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,168 | 5,168 | - | - | Stock Unit (SIP) | |
| National Cinemedia Inc | Scott D. Felenstein | President - Sales & Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.30 per share. | 20 Jan 2023 | 5,067 | 185,021 (0%) | 0% | 0.3 | 1,520 | Common Stock |
| Penguin Soln Inc | Ken Rizvi | SVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.54 per share. | 20 Jan 2023 | 5,061 | 147,495 (0%) | 0% | 16.5 | 83,709 | Ordinary Shares |
| Albertsons Companies Inc (Class A) | Evan Rainwater | EVP, Supp Chain &Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 5,055 | 20,426 | - | - | Dividend Equivalent Units | |
| OneMain Holdings Inc | Rajive Chadha | Chief Operating Officer & EVP | Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.39 per share. | 20 Jan 2023 | 5,049 | 99,071 (0%) | 0% | 38.4 | 193,831 | Common stock, par value $0.01 per share |
| Ares Management Corp (Class A) | Ryan Berry | Chief Mktg. & Strategy Officer | 20 Jan 2023 | 5,043 | 334,563 (0%) | 0% | 0 | Class A Common Stock | ||
| Home Bancshares Inc | Jack E. Engelkes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 5,000 | 0 | - | - | Stock Option | |
| Home Bancshares Inc | Jack E. Engelkes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.12 per share. | 20 Jan 2023 | 5,000 | 209,324 (0%) | 0% | 17.1 | 85,600 | Common Stock |
| Albertsons Companies Inc (Class A) | Evan Rainwater | EVP, Supp Chain &Manufacturing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,999 | 35,065 | - | - | Dividend Equivalent Units | |
| OneMain Holdings Inc | Micah R. Conrad | EVP & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.39 per share. | 20 Jan 2023 | 4,988 | 106,714 (0%) | 0% | 38.4 | 191,489 | Common stock, par value $0.01 per share |
| Incyte | Paula J. Swain | EVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,980 | 84,673 (0%) | 0% | 0 | Common Stock | |
| Incyte | Christiana Stamoulis | EVP & Chief Financial Officer | 20 Jan 2023 | 4,980 | 77,639 (0%) | 0% | 0 | Common Stock | ||
| Incyte | Barry P. Flannelly | EVP & General Manager US | 20 Jan 2023 | 4,980 | 77,654 (0%) | 0% | 0 | Common Stock | ||
| Incyte | Vijay K. Iyengar | EVP, GMAPPS | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,980 | 42,835 (0%) | 0% | 0 | Common Stock | |
| Incyte | Steven H. Stein | EVP & Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,980 | 114,001 (0%) | 0% | 0 | Common Stock | |
| Incyte | Maria E. Pasquale | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,980 | 68,524 (0%) | 0% | 0 | Common Stock | |
| Incyte | Dashyant Dhanak | EVP & Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,980 | 55,682 (0%) | 0% | 0 | Common Stock | |
| Patrick Ind Inc | Jeffrey M. Rodino | President | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 4,800 | 144,863 (0%) | 0% | 0 | Common Stock | |
| PPL | David J. Bonenberger | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,694 | 4,694 | - | - | Stock Unit (SIP) | |
| PPL | David J. Bonenberger | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,694 | 4,694 | - | - | Performance Stock Unit (SIP) | |
| PPL | David J. Bonenberger | President of a PPL Subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,694 | 4,694 | - | - | Performance Stock Unit (SIP) | |
| AGCO Corp | Damon J. Audia | SVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 137.09 per share. | 20 Jan 2023 | 4,640 | 25,448 (0%) | 0% | 137.1 | 636,098 | Common Stock |
| Interactive Brokers Grp Inc (Class A) | Thomas Peterffy | Director, Chairman | Sale of securities on an exchange or to another person at price $ 77.65 per share. | 20 Jan 2023 | 4,600 | 1,746,005 (2%) | 0% | 77.7 | 357,190 | Class A common stock |
| Citigroup | Sunil Garg | CEO, Citibank, N.A. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 4,583 | 50,626 (0%) | 0% | 49.4 | 226,285 | Common Stock |
| Patrick Ind Inc | Jacob R. Petkovich | EVP Finance, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 65.09 per share. | 20 Jan 2023 | 4,533 | 62,000 (0%) | 0% | 65.1 | 295,053 | Common Stock |
| Cava Grp Inc | Theodore Xenohristos | Director | Purchase of securities on an exchange or from another person at price $ 22.00 per share. | 20 Jan 2023 | 4,500 | 4,500 | - | 22 | 99,000 | Common Stock |
| Albertsons Companies Inc (Class A) | Mohammad Omer Gajial | EVP, Pharmacy & Health | 20 Jan 2023 | 4,460 | 18,219 | - | - | Dividend Equivalent Units | ||
| BARK Inc (Class A) | Narayanan Sitaraman | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.87 per share. | 20 Jan 2023 | 4,458 | 604,816 | - | 1.9 | 8,336 | Common Stock |
| Ares Management Corp (Class A) | Jarrod Phillips | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,413 | 97,273 (0%) | 0% | 0 | Class A Common Stock | |
| Albertsons Companies Inc (Class A) | Mohammad Omer Gajial | EVP, Pharmacy & Health | 20 Jan 2023 | 4,411 | 31,438 | - | - | Dividend Equivalent Units | ||
| Citigroup | Barbara J. Desoer | Director | 20 Jan 2023 | 4,400 | 96,574 (0%) | 0% | 49.4 | 217,262 | Common Stock | |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 189.48 per share. | 20 Jan 2023 | 4,379 | 2,537,694 (4%) | 0% | 189.5 | 829,736 | Common Stock |
| Penguin Soln Inc | Mark W. Adams | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.54 per share. | 20 Jan 2023 | 4,287 | 833,277 (3%) | 0% | 16.5 | 70,907 | Ordinary Shares |
| Natera Inc | Robert Schueren | CHIEF OPERATING OFFICER | Sale of securities on an exchange or to another person at price $ 41.56 per share. | 20 Jan 2023 | 4,256 | 4,226 (0%) | 0% | 41.6 | 176,878 | Common Stock |
| Home Bancshares Inc | Robert H. Adcock | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jan 2023 | 4,196 | 1,151,044 (0%) | 0% | 0 | Common Stock | |
| Ares Management Corp (Class A) | Naseem Sagati Aghili | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,161 | 207,243 (0%) | 0% | 0 | Class A Common Stock | |
| Schlumberger | Carmen Rando Bejar | Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 4,117 | 4,117 | - | - | RSU (Restricted Stock Unit) | |
| Schlumberger | Carmen Rando Bejar | Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 4,117 | 22,977 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Adobe | Shantanu Narayen | Director, Chairman and CEO | Sale of securities on an exchange or to another person at price $ 347.75 per share. | 20 Jan 2023 | 4,064 | 412,397 (0%) | 0% | 347.7 | 1,413,243 | Common Stock |
| Integer Holdings Corp | Payman Khales | President, C&V | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,042 | 4,042 | - | - | Restricted Stock Units | |
| PPL | Tadd J. Henninger | SVP-Finance and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 4,022 | 4,022 | - | - | Performance Stock Unit (SIP) | |
| Home Bancshares Inc | Robert H. Adcock | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jan 2023 | 4,000 | 1,155,240 (0%) | 0% | 0 | Common Stock | |
| Citigroup | Karen B. Peetz | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.37 per share. | 20 Jan 2023 | 3,953 | 41,990 (0%) | 0% | 49.4 | 195,172 | Common Stock |
| PPL | Marlene C. Beers | Vice President and Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,911 | 3,911 | - | - | Performance Stock Unit (SIP) | |
| Toll Brothers Inc | Carl B. Marbach | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,911 | 0 | - | - | Restricted Stock Units | |
| Toll Brothers Inc | Carl B. Marbach | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,911 | 75,066 (0%) | 0% | 0 | Common Stock | |
| Toll Brothers Inc | Paul E. Shapiro | Director | 20 Jan 2023 | 3,911 | 137,098 (0%) | 0% | 0 | Common Stock | ||
| Toll Brothers Inc | Paul E. Shapiro | Director | 20 Jan 2023 | 3,911 | 0 | - | - | Restricted Stock Units | ||
| Patrick Ind Inc | Andy L. Nemeth | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 66.99 per share. | 20 Jan 2023 | 3,910 | 283,538 (1%) | 0% | 67.0 | 261,931 | Common Stock |
| Axon | Patrick W. Smith | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 185.88 per share. | 20 Jan 2023 | 3,900 | 2,629,395 (4%) | 0% | 185.9 | 724,926 | Common Stock |
| Toll Brothers Inc | John A. McLean | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,837 | 13,954 (0%) | 0% | 0 | Common Stock | |
| Toll Brothers Inc | John A. McLean | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,837 | 0 | - | - | Restricted Stock Units | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 3,700 | 1,502,353 (3%) | 0% | 35 | 129,500 | Common Stock, $0.25 par value | |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 3,700 | 194,799 (0%) | 0% | 35 | 129,500 | Common Stock, $0.25 par value | |
| ProPetro Holding Corp | Mary P. Ricciardello | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,629 | 3,629 | - | - | Restricted Stock Units | |
| Toll Brothers Inc | Christine N. Garvey | Director | 20 Jan 2023 | 3,622 | 0 | - | - | Restricted Stock Units | ||
| Toll Brothers Inc | Christine N. Garvey | Director | 20 Jan 2023 | 3,622 | 3,622 (0%) | 0% | 0 | Common Stock | ||
| Toll Brothers Inc | Karen H. Grimes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,622 | 0 | - | - | Restricted Stock Units | |
| Toll Brothers Inc | Karen H. Grimes | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,622 | 6,436 (0%) | 0% | 0 | Common Stock | |
| Toll Brothers Inc | Wendell E. Pritchett | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,548 | 10,444 (0%) | 0% | 0 | Common Stock | |
| Toll Brothers Inc | Wendell E. Pritchett | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,548 | 0 | - | - | Restricted Stock Units | |
| Albertsons Companies Inc (Class A) | Robert B. Larson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,523 | 14,393 | - | - | Dividend Equivalent Units | |
| Natera Inc | Daniel Rabinowitz | SEC. AND CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,424 | 10,272 | - | - | Restricted Stock Unit | |
| Natera Inc | Daniel Rabinowitz | SEC. AND CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jan 2023 | 3,424 | 150,596 (0%) | 0% | - | Common Stock | |
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Sale of securities on an exchange or to another person at price $ 258.59 per share. | 20 Jan 2023 | 3,357 | 2,598 (0%) | 0% | 258.6 | 868,095 | Common Stock |
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Sale of securities on an exchange or to another person at price $ 261.09 per share. | 20 Jan 2023 | 3,336 | 1,765 (0%) | 0% | 261.1 | 871,012 | Common Stock |
| SoundHound AI Inc (Class A) | Eric R. Ball | Director | Purchase of securities on an exchange or from another person at price $ 30.00 per share. | 20 Jan 2023 | 3,334 | 3,334 | - | 30 | 100,020 | Preferred Stock |
| SoundHound AI Inc (Class A) | Nitesh Sharan | Chief Financial Officer | 20 Jan 2023 | 3,334 | 3,334 | - | 30 | 100,020 | Preferred Stock | |
| PPL | Vincent Sorgi | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.32 per share. | 20 Jan 2023 | 3,289 | 118,920 (0%) | 0% | 29.3 | 96,433 | Common Stock |
| Leggett & Platt Inc | J. Mitchell Dolloff | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.03 per share. | 20 Jan 2023 | 3,201 | 299,650 (0%) | 0% | 34.0 | 108,930 | Common Stock |
| Griffon Corp | Travis W. Cocke | Director, See Remarks | 20 Jan 2023 | 3,200 | 1,505,553 (3%) | 0% | 30 | 96,000 | Common Stock, $0.25 par value | |
| LSB Ind Inc | Michael J. Foster | EVP/General Counsel/Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.35 per share. | 20 Jan 2023 | 3,199 | 441,239 (1%) | 0% | 12.4 | 39,508 | Common Stock |
| PPL | Tadd J. Henninger | SVP-Finance and Treasurer | Other type of transaction at price $ 0.00 per share. | 20 Jan 2023 | 3,146 | 0 | - | - | Performance Stock Unit (SIP) | |
| Citigroup | Titilope Cole | CEO, Legacy Franchises | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.38 per share. | 20 Jan 2023 | 3,141 | 41,815 (0%) | 0% | 49.4 | 155,111 | Common Stock |
| Albertsons Companies Inc (Class A) | Robert B. Larson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,122 | 12,754 | - | - | Dividend Equivalent Units | |
| Albertsons Companies Inc (Class A) | Robert B. Larson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,088 | 22,006 | - | - | Dividend Equivalent Units | |
| LSB Ind Inc | Cheryl Maguire | EVP/CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.35 per share. | 20 Jan 2023 | 3,032 | 296,727 (1%) | 0% | 12.3 | 37,445 | Common Stock |
| Home Bancshares Inc | Alex R. Lieblong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | Brian S. Davis | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | Jack E. Engelkes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | John W. Allison | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 155,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | Richard H. Ashley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | Robert H. Adcock | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | Thomas J. Longe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | |
| Home Bancshares Inc | Tracy M. French | Director, Centennial Bank CEO/President | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock | ||
| Home Bancshares Inc | James G. Hinkle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2023 | 3,000 | 7,000 (0%) | 0% | 0 | Common Stock - Restricted Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.