Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| PLBY Grp Inc | Suhail R. Rizvi | Director, Ten Percent Owner | 01 Feb 2023 | 11,021,569 | 21,765,783 | - | 0 | Common Stock | ||
| PLBY Grp Inc | Suhail R. Rizvi | Director, Ten Percent Owner | 01 Feb 2023 | 10,739,714 | 0 | - | - | Subscription Rights (rights to buy) | ||
| Advantage Soln Inc (Class A) | David A. Peacock | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 3,250,000 | 3,250,000 | - | - | Stock Option (right to Buy) | |
| Advantage Soln Inc (Class A) | David A. Peacock | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 2,750,000 | 2,750,000 | - | - | Stock Option (right to Buy) | |
| Advantage Soln Inc (Class A) | David A. Peacock | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 2,000,000 | 2,000,000 | - | - | Stock Option (right to Buy) | |
| Advantage Soln Inc (Class A) | David A. Peacock | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 1,698,112 | 1,698,112 | - | 0 | Class A Common Stock | |
| Erasca Inc | Jonathan E. Lim | Director, Chairman & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 1,500,000 | 1,500,000 | - | - | Stock Option (right to buy) | |
| Advanced Emissions Soln Inc | Julian McIntyre | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 01 Feb 2023 | 1,197,124 | 1,197,124 (6%) | 6% | 4 | 4,788,496 | Common Stock |
| Arbutus Biopharma Corp | William H. Collier | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 866,000 | 866,000 | - | - | Stock Option (Right to Buy) | |
| Recursion Pharma Inc (Class A) | Christopher Gibson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 813,600 | 813,600 | - | - | Stock Option (Right to Buy) | |
| PLBY Grp Inc | Bernhard Kohn | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 799,684 | 0 | - | - | Subscription Right | |
| Peloton Interactive Inc | Leslie Berland | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 778,547 | 778,547 | - | - | Restricted Stock Unit (RSU) | |
| Riot Platforms Inc | Chad Everett Harris | (SEE REMARKS) | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Feb 2023 | 742,942 | 232,400 (0%) | 2% | 0 | Common Stock | |
| Advanced Emissions Soln Inc | Jeremy Blank | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 01 Feb 2023 | 631,866 | 631,866 (3%) | 3% | 4 | 2,527,464 | Common Stock |
| Senti Biosciences Inc | Timothy Lu | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 630,000 | 630,000 | - | - | Stock Option (Right to Buy) | |
| Erasca Inc | David M. Chacko | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 600,000 | 600,000 | - | - | Stock Option (right to buy) | |
| Quince Therapeutics Inc | Dirk Thye | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 600,000 | 600,000 | - | - | Employee Stock Option (right to buy) | |
| Apartment Investment & Management Co. (Class A) | Terry Considine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 568,422 | 2,307,241 | - | - | LTIP II Units of Aimco OP L.P. | |
| Erasca Inc | Wei Lin | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 560,000 | 560,000 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Sean Bohen | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 550,000 | 550,000 | - | - | Stock Option (Right to Buy) | |
| Spero Therapeutics Inc | Ankit Mahadevia | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 531,914 | 810,118 (4%) | 2% | 0 | Common Stock | |
| Carrier Global | David L. Gitlin | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 506,360 | 506,360 | - | - | Stock Appreciation Right | |
| Taboola.com Ltd | Eldad Maniv | President and COO | Sale of securities on an exchange or to another person at price $ 4.06 per share. | 01 Feb 2023 | 505,930 | 8,575,378 | - | 4.1 | 2,054,076 | Ordinary Shares |
| Erasca Inc | Ebun S. Garner | General Counsel & Corp. Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 480,000 | 480,000 | - | - | Stock Option (right to buy) | |
| Recursion Pharma Inc (Class A) | Tina Marriott Larson | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 434,122 | 434,122 | - | - | Stock Option (Right to Buy) | |
| PLBY Grp Inc | Bernhard Kohn | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.56 per share. | 01 Feb 2023 | 426,994 | 445,309 | - | 2.6 | 1,091,439 | Common Stock |
| Apartment Investment & Management Co. (Class A) | Terry Considine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 416,241 | 1,738,819 | - | - | LTIP II Units of Aimco OP L.P. | |
| Design Therapeutics Inc | Joao Siffert | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 415,000 | 415,000 | - | - | Stock Option (right to buy) | |
| Design Therapeutics Inc | Pratik Shah | Director, Executive Chairperson | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 415,000 | 415,000 | - | - | Stock Option (right to buy) | |
| Recursion Pharma Inc (Class A) | Christopher Gibson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 406,800 | 932,605 | - | 0 | Class A Common Stock | |
| Recursion Pharma Inc (Class A) | Michael Secora | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 404,857 | 404,857 | - | - | Stock Option (Right to Buy) | |
| ORIC Pharma Inc | Jacob M. Chacko | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 400,000 | 400,000 | - | - | Stock Option (right to buy) | |
| Aclaris Therapeutics Inc | Douglas J. Manion | Director, Pres and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 378,000 | 378,000 | - | - | Employee Stock Option (Right to Buy) | |
| Zentalis Pharma Inc | Kimberly Blackwell | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 355,200 | 355,200 | - | - | Stock Option (Right to Buy) | |
| ADT Inc | Thorsen Wayne | EVP, Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 341,296 | 341,296 (0%) | 0% | 0 | Common Stock | |
| Bakkt Holdings Inc (Class A) | Gavin Michael | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 1.59 per share. | 01 Feb 2023 | 340,002 | 2,446,547 | - | 1.6 | 540,739 | Class A Common Stock |
| Arbutus Biopharma Corp | Michael J. McElhaugh | Chief Business Officer | 01 Feb 2023 | 334,700 | 334,700 | - | - | Stock Option (Right to Buy) | ||
| Arbutus Biopharma Corp | Michael J. Sofia | Chief Scientific Officer | 01 Feb 2023 | 328,700 | 328,700 | - | - | Stock Option (Right to Buy) | ||
| Alphatec Holdings Inc | Patrick S Miles | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 316,311 | 5,617,944 (9%) | 0% | 0 | Common Stock | |
| Arbutus Biopharma Corp | David C. Hastings | Chief Financial Officer | 01 Feb 2023 | 316,000 | 316,000 | - | - | Stock Option (Right to Buy) | ||
| Bakkt Holdings Inc (Class A) | Gavin Michael | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 01 Feb 2023 | 307,580 | 2,138,967 | - | 2 | 615,160 | Class A Common Stock |
| Caredx Inc | Reginald Seeto | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 302,000 | 569,152 (1%) | 0% | 0 | Common Stock | |
| Eledon Pharma Inc | David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 300,000 | 300,000 | - | - | Stock Option (right to buy) | |
| Frequency Therapeutics Inc | David L. Lucchino | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 300,000 | 723,421 (2%) | 0% | - | Common Stock | |
| Frequency Therapeutics Inc | David L. Lucchino | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 300,000 | 0 | - | - | Restricted Stock Units | |
| Taboola.com Ltd | Eldad Maniv | President and COO | Sale of securities on an exchange or to another person at price $ 4.25 per share. | 01 Feb 2023 | 294,070 | 8,281,308 | - | 4.3 | 1,249,798 | Ordinary Shares |
| Arbutus Biopharma Corp | Elizabeth Howard | EVP, GC, Compliance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 278,700 | 278,700 | - | - | Stock Option (Right to Buy) | |
| Spero Therapeutics Inc | Tamara L. Joseph | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 265,957 | 328,038 (1%) | 1% | 0 | Common Stock | |
| Spero Therapeutics Inc | Timothy Keutzer | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 265,957 | 330,538 (1%) | 1% | 0 | Common Stock | |
| Spero Therapeutics Inc | Sath Shukla | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 265,957 | 322,021 (1%) | 1% | 0 | Common Stock | |
| Spero Therapeutics Inc | Kamal Hamed | Chief Medical Officer | 01 Feb 2023 | 265,957 | 475,957 (2%) | 1% | 0 | Common Stock | ||
| ProPetro Holding Corp | Phillip Anthony Gobe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 252,393 | 368,644 (0%) | 0% | 0 | Common Stock | |
| Zentalis Pharma Inc | Kimberly Blackwell | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 244,800 | 249,800 | - | 0 | Common Stock | |
| Rallybio Corp | Jonathan I. Lieber | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 240,000 | 240,000 | - | - | Option (Right to Buy) | |
| Zentalis Pharma Inc | Cam S. Gallagher | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 233,908 | 233,908 | - | - | Stock Option (Right to Buy) | |
| Rhythm Pharma Inc | David P. Meeker | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 229,600 | 229,600 | - | - | Stock Option (Right to Buy) | |
| Fortinet | Michael Xie | Director, VP, Engineering & CTO | Sale of securities on an exchange or to another person at price $ 53.70 per share. | 01 Feb 2023 | 227,372 | 29,739,692 (17%) | 0% | 53.7 | 12,209,035 | Common Stock |
| Carrier Global | Patrick P. Goris | Senior Vice President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 227,070 | 227,070 | - | - | Stock Appreciation Right | |
| Carrier Global | Christopher Nelson | President, HVAC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 227,070 | 227,070 | - | - | Stock Appreciation Right | |
| Quince Therapeutics Inc | Karen L. Smith | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 225,000 | 225,000 | - | - | Employee Stock Option (right to buy) | |
| Quince Therapeutics Inc | Brendan Hannah | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 225,000 | 225,000 | - | - | Employee Stock Option (right to buy) | |
| Fortinet | Michael Xie | Director, VP, Engineering & CTO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 225,000 | 0 | - | - | Nonqualified Stock Option (right to buy) | |
| Fortinet | Michael Xie | Director, VP, Engineering & CTO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.76 per share. | 01 Feb 2023 | 225,000 | 29,967,064 (17%) | 0% | 4.8 | 1,071,000 | Common Stock |
| Monopar Therapeutics Inc | Chandler D. Robinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 221,839 | 221,839 | - | - | Stock Options | |
| PLBY Grp Inc | Lance Barton | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 221,065 | 0 | - | - | Subscription Right | |
| Riot Platforms Inc | Chad Everett Harris | (SEE REMARKS) | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Feb 2023 | 218,000 | 14,400 (0%) | 0% | 0 | Common Stock | |
| Recursion Pharma Inc (Class A) | Tina Marriott Larson | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 217,061 | 422,808 | - | 0 | Class A Common Stock | |
| Arbutus Biopharma Corp | William H. Collier | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 216,500 | 216,500 (0%) | 0% | 0 | Common Shares | |
| Carlyle Grp Inc | Bruce M. Larson | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 214,128 | 403,840 (0%) | 0% | 0 | Common Stock | |
| Recursion Pharma Inc (Class A) | Shafique Virani | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 212,507 | 212,507 | - | - | Stock Option (Right to Buy) | |
| Hormel Foods | James P. Snee | Director, CHAIRMAN, PRESIDENT AND CEO | 01 Feb 2023 | 208,100 | 208,100 | - | - | Stock Options (Right to Buy) | ||
| Alphatec Holdings Inc | Patrick S Miles | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 206,782 | 5,824,726 (9%) | 0% | 0 | Common Stock | |
| Recursion Pharma Inc (Class A) | Michael Secora | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 202,428 | 790,502 | - | 0 | Class A Common Stock | |
| LoanDepot Inc (Class A) | John Hoon Lee | Director | Sale of securities on an exchange or to another person at price $ 2.56 per share. | 01 Feb 2023 | 200,000 | 684,108 (1%) | 0% | 2.6 | 512,960 | Class A Common Stock |
| Olema Pharma Inc | Shane Kovacs | Ch. Operating & Financial Off. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 200,000 | 200,000 | - | - | Stock Option (Right to Buy) | |
| Village Farms Intl Inc | Ann Gillin Lefever | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 200,000 | 200,000 | - | - | Options | |
| Senti Biosciences Inc | Philip Lee | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 195,000 | 195,000 | - | - | Stock Option (Right to Buy) | |
| GE HealthCare Tech | Peter J. Arduini | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 188,127 | 188,127 | - | - | Employee Stock Option (right to buy) | |
| Freshworks Inc (Class A) | Rathna Girish Mathrubootham | Director, Chief Executive Officer | 01 Feb 2023 | 187,500 | 16,387,991 | - | - | Class B Common Stock | ||
| Freshworks Inc (Class A) | Rathna Girish Mathrubootham | Director, Chief Executive Officer | 01 Feb 2023 | 187,500 | 2,062,500 | - | - | Restricted Stock Units | ||
| Carrier Global | Jurgen Timperman | President, Fire & Security | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 181,655 | 181,655 | - | - | Stock Appreciation Right | |
| Quantum Corp | Kenneth P. Gianella | Chief Financial Officer | 01 Feb 2023 | 175,000 | 175,000 (0%) | 0% | 0 | Common Stock | ||
| ProPetro Holding Corp | Samuel D. Sledge | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 174,358 | 341,407 | - | - | Restricted Stock Units | |
| Monopar Therapeutics Inc | Chandler D. Robinson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 169,012 | 326,907 | - | - | Restricted Stock Units | |
| Zentalis Pharma Inc | Cam S. Gallagher | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 161,092 | 513,103 | - | 0 | Common Stock | |
| Bluejay Diagnostics Inc | Neil Dey | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.44 per share. | 01 Feb 2023 | 159,090 | 606,150 | - | 0.4 | 70,000 | Common Stock |
| Carlyle Grp Inc | Jeffrey W. Ferguson | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 158,510 | 1,187,246 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | Reginald Seeto | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 156,000 | 156,000 | - | - | Stock Option (right to buy) | |
| Eledon Pharma Inc | Paul Sean Little | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Eledon Pharma Inc | Bryan E. Smith | General Counsel, Corporate Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Eledon Pharma Inc | Steven N. Perrin | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 155,000 | 155,000 | - | - | Stock Option (right to buy) | |
| Eledon Pharma Inc | David-Alexandre C. Gros | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 153,600 | 153,600 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | John B. Moriarty | EVP, Ch. Legal Officer & Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Olema Pharma Inc | Cyrus L. Harmon | Director, Chief Research Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Olema Pharma Inc | David C. Myles | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Olema Pharma Inc | Kinney Horn | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Olema Pharma Inc | Naseem Zojwalla | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 150,000 | 150,000 | - | - | Stock Option (Right to Buy) | |
| Zentalis Pharma Inc | Melissa B. Epperly | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 148,043 | 148,043 | - | - | Stock Option (Right to Buy) | |
| Alphatec Holdings Inc | Craig E. Hunsaker | EVP, PEOPLE/CULTURE & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 146,297 | 1,357,471 (2%) | 0% | 0 | Common Stock | |
| Annaly Cap Management Inc | David L. Finkelstein | Director, CEO and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 145,500 | 522,249 (0%) | 0% | 0 | Common Stock | |
| ORIC Pharma Inc | Pratik S. Multani | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 145,000 | 145,000 | - | - | Stock Option (right to buy) | |
| ORIC Pharma Inc | Dominic G. Piscitelli | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 145,000 | 145,000 | - | - | Stock Option (right to buy) | |
| Design Therapeutics Inc | Sean Jeffries | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 140,000 | 140,000 | - | - | Stock Option (right to buy) | |
| Carlyle Grp Inc | Curtis L. Buser | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 139,971 | 1,234,455 (0%) | 0% | 0 | Common Stock | |
| Carlyle Grp Inc | Christopher Finn | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 139,971 | 971,921 (0%) | 0% | 0 | Common Stock | |
| Ares Management Corp (Class A) | Antony P. Ressler | Director, Co-Founder & Exec. Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 85.33 per share. | 01 Feb 2023 | 138,332 | 574,338 (0%) | 0% | 85.3 | 11,803,870 | Class A Common Stock |
| Zentalis Pharma Inc | Kevin D. Bunker | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 132,646 | 132,646 | - | - | Stock Option (Right to Buy) | |
| Senti Biosciences Inc | Kanya Rajangam | Chief Medical & Devt. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 130,000 | 130,000 | - | - | Stock Option (Right to Buy) | |
| Senti Biosciences Inc | Deborah Knobelman | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 130,000 | 130,000 | - | - | Stock Option (Right to Buy) | |
| Surrozen Inc | Wen-Chen Yeh | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 125,000 | 125,000 | - | - | Option (right to buy) | |
| Charles Schwab | Charles R. Schwab | Director, Co-Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.40 per share. | 01 Feb 2023 | 121,066 | 0 (0%) | 0% | 16.4 | 1,985,482 | Common Stock |
| Charles Schwab | Charles R. Schwab | Director, Co-Chairman | Sale of securities on an exchange or to another person at price $ 77.84 per share. | 01 Feb 2023 | 121,066 | 60,223,399 (4%) | 0% | 77.8 | 9,424,153 | Common Stock |
| Charles Schwab | Charles R. Schwab | Director, Co-Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 121,066 | 0 | - | - | Nonqualified Stock Option (right to buy) | |
| Samsara Inc (Class A) | Benjamin Calderon | See remarks | 01 Feb 2023 | 120,000 | 698,315 | - | 0 | Class A Common Stock | ||
| Samsara Inc (Class A) | Benjamin Calderon | See remarks | 01 Feb 2023 | 120,000 | 8,811,564 | - | - | Class B Common Stock | ||
| Samsara Inc (Class A) | Benjamin Calderon | See remarks | Sale of securities on an exchange or to another person at price $ 13.92 per share. | 01 Feb 2023 | 120,000 | 578,315 | - | 13.9 | 1,670,316 | Class A Common Stock |
| Apartment Investment & Management Co. (Class A) | Robert A. Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 116,960 | 228,803 | - | - | Stock Option (right to buy) | |
| Apartment Investment & Management Co. (Class A) | Terry Considine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 116,960 | 2,424,201 | - | - | LTIP II Units of Aimco OP L.P. | |
| Bluejay Diagnostics Inc | Kenneth R. Fisher | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.44 per share. | 01 Feb 2023 | 112,500 | 152,500 | - | 0.4 | 49,500 | Common Stock |
| Black Stone Minerals L.P. - Unit | Thomas L. Carter | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 110,295 | 2,468,347 (1%) | 0% | 0 | Common units representing limited partner interests | |
| Evolent Health Inc (Class A) | Frank J. Williams | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 110,000 | 9,060 | - | - | Class A Common Stock Option (right to buy) | |
| Evolent Health Inc (Class A) | Frank J. Williams | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.84 per share. | 01 Feb 2023 | 110,000 | 736,479 (0%) | 0% | 3.8 | 422,400 | Class A Common Stock |
| Quince Therapeutics Inc | Ted Monohon | Chief Accounting Officer & VP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 110,000 | 110,000 | - | - | Employee Stock Option (right to buy) | |
| Evolent Health Inc (Class A) | Frank J. Williams | Director | Sale of securities on an exchange or to another person at price $ 32.15 per share. | 01 Feb 2023 | 108,500 | 627,979 (0%) | 0% | 32.2 | 3,488,275 | Class A Common Stock |
| Aclaris Therapeutics Inc | Douglas J. Manion | Director, Pres and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 108,000 | 108,000 | - | - | Restricted Stock Units | |
| Recursion Pharma Inc (Class A) | Shafique Virani | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 106,253 | 182,003 | - | 0 | Class A Common Stock | |
| Corporate Office Properties Trust | Stephen E. Budorick | PRESIDENT /CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 105,546 | 392,330 | - | - | Profit Interest Units | |
| Aclaris Therapeutics Inc | Gail Cawkwell | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 105,000 | 105,000 | - | - | Employee Stock Option (Right to Buy) | |
| Aclaris Therapeutics Inc | James Loerop | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 105,000 | 105,000 | - | - | Employee Stock Option (Right to Buy) | |
| Aclaris Therapeutics Inc | Joseph Monahan | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 105,000 | 105,000 | - | - | Employee Stock Option (Right to Buy) | |
| Aclaris Therapeutics Inc | Kevin Balthaser | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 105,000 | 105,000 | - | - | Employee Stock Option (Right to Buy) | |
| Toast Inc (Class A) | Aman Narang | Director, COO & Co-President | Sale of securities on an exchange or to another person at price $ 22.30 per share. | 01 Feb 2023 | 104,469 | 1,861,840 | - | 22.3 | 2,329,659 | Class A Common Stock |
| Alphatec Holdings Inc | Patrick S Miles | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 103,391 | 5,928,117 (9%) | 0% | 0 | Common Stock | |
| Monopar Therapeutics Inc | Kim R. Tsuchimoto | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 102,688 | 102,688 | - | - | Stock Options | |
| Monopar Therapeutics Inc | Andrew Cittadine | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 102,688 | 102,688 | - | - | Stock Options | |
| Robinhood Markets Inc (Class A) | Daniel M Gallagher | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 102,528 | 437,101 | - | - | Class A Common Stock | |
| Zentalis Pharma Inc | Melissa B. Epperly | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 101,957 | 399,899 | - | 0 | Common Stock | |
| Owens Corning | Brian D. Chambers | Director, Chair, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 100,869 | 312,504 (0%) | 0% | 0 | $.01 Par Value Common | |
| ProPetro Holding Corp | Phillip Anthony Gobe | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.75 per share. | 01 Feb 2023 | 100,152 | 268,492 (0%) | 0% | 9.8 | 976,482 | Common Stock |
| Biocryst Pharma Inc | Jon P. Stonehouse | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 100,000 | 0 | - | - | Emp. Stock Option (Right to Buy) | |
| Biocryst Pharma Inc | Jon P. Stonehouse | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 10.38 per share. | 01 Feb 2023 | 100,000 | 1,008,739 (0%) | 0% | 10.4 | 1,038,000 | Common Stock |
| Biocryst Pharma Inc | Jon P. Stonehouse | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.45 per share. | 01 Feb 2023 | 100,000 | 1,108,739 (0%) | 0% | 5.5 | 545,000 | Common Stock |
| Lantronix Inc | Eric Bass | VP of Engineering | 01 Feb 2023 | 100,000 | 100,000 | - | - | Stock Options | ||
| Village Farms Intl Inc | Stephen C. Ruffini | Director, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 100,000 | 100,000 | - | - | Options | |
| Village Farms Intl Inc | Michael DeGiglio | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 100,000 | 100,000 | - | - | Options | |
| Alphatec Holdings Inc | David P. Sponsel | EVP, SALES | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 98,078 | 645,061 (1%) | 0% | 0 | Common Stock | |
| PulteGroup | Ryan R Marshall | Director, Chief Exec Officer, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 97,422 | 773,976 (0%) | 0% | 0 | Common Stock | |
| Sarcos Tech and Robotics Corp | Benjamin G. Wolff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 95,918 | 3,457,666 | - | 0 | Common Stock | |
| PulteGroup | Ryan R Marshall | Director, Chief Exec Officer, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 94,421 | 719,189 (0%) | 0% | 0 | Common Stock | |
| Ares Management Corp (Class A) | Antony P. Ressler | Director, Co-Founder & Exec. Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 85.13 per share. | 01 Feb 2023 | 94,211 | 480,027 (0%) | 0% | 85.1 | 8,020,182 | Class A Common Stock |
| PLBY Grp Inc | Lance Barton | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.56 per share. | 01 Feb 2023 | 92,870 | 694,602 | - | 2.6 | 237,385 | Common Stock |
| Alphatec Holdings Inc | Craig E. Hunsaker | EVP, PEOPLE/CULTURE & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 92,349 | 1,449,820 (2%) | 0% | 0 | Common Stock | |
| Brixmor Property Grp Inc | James M. Taylor | President and CEO | 01 Feb 2023 | 91,650 | 696,307 (0%) | 0% | - | Common Stock | ||
| Brixmor Property Grp Inc | James M. Taylor | President and CEO | 01 Feb 2023 | 91,648 | 91,648 | - | - | Restricted Stock Units | ||
| Zentalis Pharma Inc | Kevin D. Bunker | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 91,354 | 875,464 | - | 0 | Common Stock | |
| DTE Energy | Gerardo Norcia | Director, Chairman, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 90,865 | 352,276 (0%) | 0% | 0 | Common Stock | |
| Alphatec Holdings Inc | John Todd Koning | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 90,242 | 386,503 (0%) | 0% | 0 | Common Stock | |
| IBM | Arvind Krishna | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 88,602 | 342,904 (0%) | 0% | 0 | Common Stock | |
| ProPetro Holding Corp | Adam Munoz | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 87,179 | 209,783 | - | - | Restricted Stock Units | |
| Caredx Inc | Alexander L. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 85,100 | 197,450 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | Abhishek Jain | Chief Financial Officer | 01 Feb 2023 | 85,100 | 133,800 (0%) | 0% | 0 | Common Stock | ||
| Caredx Inc | Abraham Ronai | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 85,100 | 160,839 (0%) | 0% | 0 | Common Stock | |
| Artelo Biosciences Inc | Gregory D. Gorgas | Director, Pres, CEO, CFO, Treas & Secr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 85,000 | 85,000 | - | - | Stock Option (right to buy) | |
| Lindblad Expeditions Holdings Inc | Sven-Olof Lindblad | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 12.26 per share. | 01 Feb 2023 | 84,821 | 11,719,867 (23%) | 0% | 12.3 | 1,039,905 | Common Stock |
| Carrier Global | Nadia Villeneuve | Senior VP & CHRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 84,655 | 84,655 | - | - | Stock Appreciation Right | |
| Carrier Global | Timothy N. White | President, Refrigeration | 01 Feb 2023 | 84,015 | 84,015 | - | - | Stock Appreciation Right | ||
| Arbutus Biopharma Corp | Michael J. McElhaugh | Chief Business Officer | 01 Feb 2023 | 83,700 | 1,391,157 (2%) | 0% | 0 | Common Shares | ||
| Robinhood Markets Inc (Class A) | Daniel M Gallagher | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 83,251 | 416,255 | - | - | Restricted Stock Units | |
| Arbutus Biopharma Corp | Michael J. Sofia | Chief Scientific Officer | 01 Feb 2023 | 82,200 | 1,385,603 (2%) | 0% | 0 | Common Shares | ||
| Western Union Co | Devin McGranahan | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.17 per share. | 01 Feb 2023 | 81,704 | 290,568 (0%) | 0% | 14.2 | 1,157,746 | Common Stock |
| Natural Resource Partners LP - Unit | Corbin J. Robertson | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 81,657 | 81,657 | - | - | Phantom Units | |
| Arbutus Biopharma Corp | David C. Hastings | Chief Financial Officer | 01 Feb 2023 | 79,000 | 79,000 (0%) | 0% | 0 | Common Shares | ||
| Polaris Inc | Michael T. Speetzen | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 78,456 | 78,456 | - | - | Employee Stock Options (right to buy) | |
| Monopar Therapeutics Inc | Kim R. Tsuchimoto | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 78,234 | 135,382 | - | - | Restricted Stock Units | |
| Monopar Therapeutics Inc | Andrew Cittadine | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 78,234 | 126,984 | - | - | Restricted Stock Units | |
| Carrier Global | Kevin J. OConnor | Senior VP & CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 77,205 | 77,205 | - | - | Stock Appreciation Right | |
| Alphatec Holdings Inc | Scott Lish | SVP, DEVELOPMENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 76,638 | 399,980 (0%) | 0% | 0 | Common Stock | |
| PLBY Grp Inc | Bernhard Kohn | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.56 per share. | 01 Feb 2023 | 75,361 | 125,361 | - | 2.6 | 192,630 | Common Stock |
| Design Therapeutics Inc | Julie Burgess | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Freshworks Inc (Class A) | Rathna Girish Mathrubootham | Director, Chief Executive Officer | 01 Feb 2023 | 73,782 | 0 | - | 17.0 | 1,251,343 | Class A Common Stock | |
| Freshworks Inc (Class A) | Rathna Girish Mathrubootham | Director, Chief Executive Officer | 01 Feb 2023 | 73,782 | 16,314,209 | - | - | Class B Common Stock | ||
| Freshworks Inc (Class A) | Rathna Girish Mathrubootham | Director, Chief Executive Officer | 01 Feb 2023 | 73,782 | 73,782 | - | 0 | Class A Common Stock | ||
| Taylor Morrison Home Corp | William H. Lyon | Director | Sale of securities on an exchange or to another person at price $ 36.24 per share. | 01 Feb 2023 | 71,395 | 4,263,921 (3%) | 0% | 36.2 | 2,587,355 | Common Stock |
| Consumer Portfolio Service Inc | Charles E. Bradley | Director, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 70,001 | 0 | - | - | Stock Option (right to buy) | |
| Arbutus Biopharma Corp | Elizabeth Howard | EVP, GC, Compliance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 69,700 | 86,024 (0%) | 0% | 0 | Common Shares | |
| Shutterstock Inc | John Caine | GLOBAL HEAD OF ECOMMERCE | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 68,799 | 0 | - | - | Restricted Stock Unit | |
| Dutch Bros Inc (Class A) | Jonathan Ricci | CEO and President | Sale of securities on an exchange or to another person at price $ 36.67 per share. | 01 Feb 2023 | 67,817 | 2,148,518 | - | 36.7 | 2,486,849 | Class A Common Stock |
| Brixmor Property Grp Inc | James M. Taylor | President and CEO | 01 Feb 2023 | 67,625 | 67,625 | - | - | Restricted Stock Units | ||
| Workiva Inc (Class A) | Martin J. Vanderploeg | Director, CEO | Grant, award, or other acquisition of securities at price $ 92.79 per share. | 01 Feb 2023 | 67,356 | 460,329 (1%) | 0% | 92.8 | 6,249,963 | Class A Common Stock |
| Masco | Keith J. Allman | Director, President and CEO | 01 Feb 2023 | 66,228 | 258,085 (0%) | 0% | 54.7 | 3,624,387 | Common Stock | |
| Masco | Keith J. Allman | Director, President and CEO | 01 Feb 2023 | 66,228 | 56,853 | - | - | Employee Stock Option | ||
| Masco | Keith J. Allman | Director, President and CEO | 01 Feb 2023 | 66,228 | 324,313 (0%) | 0% | 19.7 | 1,302,314 | Common Stock | |
| ORIC Pharma Inc | Jacob M. Chacko | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 66,000 | 66,000 | - | - | Restricted Stock Unit | |
| Ginkgo Bioworks Holdings Inc (Class A) | Mark Dmytruk | See remarks | 01 Feb 2023 | 65,284 | 1,626,890 | - | - | Restricted Stock Units | ||
| Ginkgo Bioworks Holdings Inc (Class A) | Mark Dmytruk | See remarks | 01 Feb 2023 | 65,284 | 519,833 | - | - | Class A Common Stock | ||
| Reynolds Consumer Products Inc | V. Lance Mitchell | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 65,017 | 65,017 | - | - | Restricted Stock Units | |
| Progress Software Corp | Yogesh K. Gupta | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 65,003 | 151,332 (0%) | 0% | 0 | Common Stock | |
| Progress Software Corp | Yogesh K. Gupta | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 65,003 | 0 | - | - | Restricted Stock Units | |
| Alphatec Holdings Inc | John Todd Koning | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 64,806 | 451,309 (0%) | 0% | 0 | Common Stock | |
| LoanDepot Inc (Class A) | Jeff Walsh | President, LDI Mortgage | 01 Feb 2023 | 63,126 | 4,414,289 (7%) | 0% | 2.6 | 162,007 | Class A Common Stock, par value $0.001 per share | |
| ProPetro Holding Corp | David S Schorlemer | Chief Financial Officer | 01 Feb 2023 | 61,538 | 146,133 | - | - | Restricted Stock Units | ||
| Alphatec Holdings Inc | David P. Sponsel | EVP, SALES | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 60,629 | 705,690 (1%) | 0% | 0 | Common Stock | |
| Aethlon Medical Inc | D. Lee Arnold | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 60,620 | 60,620 | - | - | Employee Stock Option (Right to Buy) | |
| Lantronix Inc | Eric Bass | VP of Engineering | 01 Feb 2023 | 59,267 | 59,267 | - | - | Restricted Stock Units | ||
| Zentalis Pharma Inc | Andrea Paul | General Counsel | 01 Feb 2023 | 59,217 | 59,217 | - | - | Stock Option (Right to Buy) | ||
| Apartment Investment & Management Co. (Class A) | Deborah Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 58,480 | 170,323 | - | - | Stock Option (right to buy) | |
| GE HealthCare Tech | Taha Kass-Hout | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 58,005 | 58,005 | - | - | Employee Stock Option (right to buy) | |
| Robinhood Markets Inc (Class A) | Vladimir Tenev | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 57,633 | 1,302,236 | - | - | Class A Common Stock | |
| Robinhood Markets Inc (Class A) | Vladimir Tenev | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 57,633 | 11,411,259 | - | - | Market-Based Performance Stock Units | |
| Robinhood Markets Inc (Class A) | Baiju Bhatt | Director, Chief Creative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 57,633 | 11,411,259 | - | - | Market-Based Performance Stock Units | |
| Robinhood Markets Inc (Class A) | Baiju Bhatt | Director, Chief Creative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 57,633 | 85,899 | - | - | Class A Common Stock | |
| Southwest Airlines | Robert E. Jordan | Director, CEO, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 57,606 | 231,266 (0%) | 0% | 0 | Common Stock | |
| Lindblad Expeditions Holdings Inc | Sven-Olof Lindblad | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 12.07 per share. | 01 Feb 2023 | 57,425 | 11,804,688 (23%) | 0% | 12.1 | 693,120 | Common Stock |
| Workiva Inc (Class A) | Julie Iskow | Director, President & COO | 01 Feb 2023 | 56,579 | 207,375 (0%) | 0% | 92.8 | 5,249,965 | Class A Common Stock | |
| Rhythm Pharma Inc | David P. Meeker | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 56,500 | 56,500 | - | - | Restricted Stock Units | |
| Dutch Bros Inc (Class A) | Jonathan Ricci | CEO and President | Sale of securities on an exchange or to another person at price $ 38.57 per share. | 01 Feb 2023 | 56,366 | 2,056,335 | - | 38.6 | 2,174,037 | Class A Common Stock |
| Amplify Energy Corp | Martyn Willsher | PRESIDENT, CEO | 01 Feb 2023 | 56,117 | 137,611 | - | - | Restricted Stock Units | ||
| Amplify Energy Corp | Martyn Willsher | PRESIDENT, CEO | 01 Feb 2023 | 56,117 | 147,286 | - | - | Performance Stock Units | ||
| Black Stone Minerals L.P. - Unit | Steve Putman | SVP, GC, and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 55,711 | 544,431 (0%) | 0% | 0 | Common units representing limited partner interests | |
| Carlyle Grp Inc | Chas Andrews | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 55,618 | 91,414 (0%) | 0% | 0 | Common Stock | |
| Bluejay Diagnostics Inc | Neil Dey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.44 per share. | 01 Feb 2023 | 55,612 | 550,538 | - | 0.4 | 24,469 | Common Stock |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Other type of transaction at price $ 0.00 per share. | 01 Feb 2023 | 55,574 | 46,687 (0%) | 0% | 0 | Class A Common Stock | |
| United Parcel Service (Class B) | Kathleen M. Gutmann | Pres Intl, Healthcare and SCS | Other type of transaction at price $ 0.00 per share. | 01 Feb 2023 | 55,574 | 55,574 (0%) | 0% | 0 | Class B Common Stock | |
| GE HealthCare Tech | Frank R. Jimenez | GC & Corporate Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 54,870 | 54,870 | - | - | Employee Stock Option (right to buy) | |
| Village Farms Intl Inc | Michael DeGiglio | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 01 Feb 2023 | 54,212 | 9,313,741 (17%) | 0% | 1.1 | 60,240 | Common shares |
| Rhythm Pharma Inc | Hunter C. Smith | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 53,600 | 53,600 | - | - | Stock Option (Right to Buy) | |
| Southwest Airlines | Gary C. Kelly | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 53,326 | 198,778 (0%) | 0% | 0 | Common Stock | |
| LoanDepot Inc (Class A) | Jeff Walsh | President, LDI Mortgage | 01 Feb 2023 | 53,289 | 13,159,832 | - | - | Common Units | ||
| LoanDepot Inc (Class A) | Jeff Walsh | President, LDI Mortgage | 01 Feb 2023 | 53,289 | 4,477,415 (7%) | 0% | 0 | Class A Common Stock, par value $0.001 per share | ||
| Consumer Portfolio Service Inc | Charles E. Bradley | Director, CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.86 per share. | 01 Feb 2023 | 53,255 | 3,510,012 (15%) | 0% | 6.9 | 365,329 | Common Stock, no par value |
| C3.ai Inc (Class A) | Thomas M. Siebel | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 53,125 | 1,809,515 | - | - | Class A Common Stock | |
| C3.ai Inc (Class A) | Thomas M. Siebel | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 53,125 | 690,625 | - | - | Restricted Stock Units | |
| Advanced Emissions Soln Inc | Richard M. Campbell-Breeden | Director | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 01 Feb 2023 | 52,742 | 52,742 (0%) | 0% | 4 | 210,968 | Common Stock |
| Alphatec Holdings Inc | Scott Lish | SVP, DEVELOPMENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 50,083 | 450,063 (0%) | 0% | 0 | Common Stock | |
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 750,000 | - | - | Employee Stock Option (Right to Buy) | ||
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 800,000 | - | - | Employee Stock Option (Right to Buy) | ||
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 850,000 | - | - | Employee Stock Option (Right to Buy) | ||
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 622,518 (0%) | 0% | 47.1 | 2,355,240 | Common Shares | |
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 672,518 (0%) | 0% | 19.4 | 967,500 | Common Shares | |
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 622,518 (0%) | 0% | 47.6 | 2,380,125 | Common Shares | |
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 672,518 (0%) | 0% | 19.4 | 967,500 | Common Shares | |
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 672,518 (0%) | 0% | 19.4 | 967,500 | Common Shares | |
| Genpact Ltd | N. V. Tyagarajan | Director, President and CEO | 01 Feb 2023 | 50,000 | 622,518 (0%) | 0% | 47.4 | 2,370,940 | Common Shares | |
| Energy Vault Holdings Inc | Andrea Pedretti | Chief Technology Officer | 01 Feb 2023 | 50,000 | 1,302,887 | - | 4.4 | 219,315 | Common Stock | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 50,000 | 0 | - | - | Stock Option (right to buy) | |
| PLBY Grp Inc | Bernhard Kohn | Director, CEO & President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 50,000 | 0 | - | - | Subscription Right | |
| GE HealthCare Tech | Taha Kass-Hout | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 49,539 | 56,145 | - | 0 | Common Stock, par value $0.01 per share | |
| Strata Critical Medical Inc (Class A) | William A. Heyburn | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. | 01 Feb 2023 | 49,451 | 1,498,723 | - | 0.2 | 8,901 | Class A common stock, $0.0001 par value per share |
| Strata Critical Medical Inc (Class A) | William A. Heyburn | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 49,451 | 0 | - | - | Stock Option (right to buy) | |
| IBM | Arvind Krishna | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 48,724 | 254,302 (0%) | 0% | 0 | Common Stock | |
| Rambus Inc | Luc Seraphin | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 47,915 | 256,224 (0%) | 0% | 0 | Common Stock | |
| Eli Lilly | David A. Ricks | Director, President, Chair, and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 47,786 | 413,102 (0%) | 0% | 0 | Common Stock | |
| Eli Lilly | David A. Ricks | Director, President, Chair, and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 47,786 | 0 | - | - | Restricted Stock Unit | |
| GE HealthCare Tech | Helmut Zodl | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 47,031 | 47,031 | - | - | Employee Stock Option (right to buy) | |
| Rhythm Pharma Inc | Jennifer Chien | EVP, Head of North America | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 46,900 | 46,900 | - | - | Stock Option (Right to Buy) | |
| Brixmor Property Grp Inc | James M. Taylor | President and CEO | 01 Feb 2023 | 46,787 | 649,520 (0%) | 0% | 23.7 | 1,106,980 | Common Stock | |
| Alphatec Holdings Inc | Craig E. Hunsaker | EVP, PEOPLE/CULTURE & GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 46,175 | 1,495,995 (2%) | 0% | 0 | Common Stock | |
| Owens Corning | Brian D. Chambers | Director, Chair, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.97 per share. | 01 Feb 2023 | 45,745 | 266,759 (0%) | 0% | 103.0 | 4,710,363 | $.01 Par Value Common |
| Business First Bancshares Inc | David R. Melville | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 20.74 per share. | 01 Feb 2023 | 45,570 | 227,709 (1%) | 0% | 20.7 | 945,122 | COMMON STOCK |
| Carrier Global | Kyle Crockett | Vice President, Controller | 01 Feb 2023 | 45,415 | 45,415 | - | - | Stock Appreciation Right | ||
| Village Farms Intl Inc | Michael DeGiglio | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.17 per share. | 01 Feb 2023 | 44,386 | 9,358,127 (17%) | 0% | 1.2 | 51,834 | Common shares |
| Natural Resource Partners LP - Unit | Craig W. Nunez | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 44,379 | 44,379 | - | - | Phantom Units | |
| Hormel Foods | James P. Snee | Director, CHAIRMAN, PRESIDENT AND CEO | 01 Feb 2023 | 44,112 | 276,803 (0%) | 0% | 0 | Common Stock | ||
| Caredx Inc | Alexander L. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 44,100 | 44,100 | - | - | Stock Option (right to buy) | |
| Caredx Inc | Abhishek Jain | Chief Financial Officer | 01 Feb 2023 | 44,100 | 44,100 | - | - | Stock Option (right to buy) | ||
| Caredx Inc | Abraham Ronai | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 44,100 | 44,100 | - | - | Stock Option (right to buy) | |
| IBM | Arvind Krishna | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 134.30 per share. | 01 Feb 2023 | 43,894 | 275,968 (0%) | 0% | 134.3 | 5,894,745 | Common Stock |
| Transocean Ltd | David A. Tonnel | SVP - CHIEF ACCOUNTING OFFICER | Sale of securities on an exchange or to another person at price $ 6.94 per share. | 01 Feb 2023 | 43,668 | 233,399 (0%) | 0% | 6.9 | 303,056 | Registered Shares |
| FirstCash Holdings Inc | Rick L. Wessel | Director, Vice-Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 43,202 | 862,287 (2%) | 0% | 0 | Common Stock | |
| GE HealthCare Tech | Jan Makela | CEO, Imaging | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 43,112 | 43,112 | - | - | Employee Stock Option (right to buy) | |
| ProPetro Holding Corp | Adam Munoz | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 42,927 | 48,408 (0%) | 0% | 0 | Common Stock | |
| PulteGroup | Ryan R Marshall | Director, Chief Exec Officer, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.36 per share. | 01 Feb 2023 | 42,635 | 676,554 (0%) | 0% | 57.4 | 2,445,544 | Common Stock |
| Diodes Inc | Keh-Shew Lu | Director, President & CEO | 01 Feb 2023 | 42,000 | 284,584 (0%) | 0% | 0 | Diodes Incorporated Common Stock - Performance Stock Units | ||
| Diodes Inc | Keh-Shew Lu | Director, President & CEO | 01 Feb 2023 | 42,000 | 108,188 (0%) | 0% | 0 | Diodes Incorporated Common Stock | ||
| Rhythm Pharma Inc | Yann Mazabraud | EVP, Head of International | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 41,500 | 41,500 | - | - | Restricted Stock Units | |
| Zentalis Pharma Inc | Andrea Paul | General Counsel | 01 Feb 2023 | 40,783 | 40,783 | - | 0 | Common Stock | ||
| Progress Software Corp | Anthony Folger | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 40,456 | 0 | - | - | Restricted Stock Units | |
| Progress Software Corp | Anthony Folger | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 40,456 | 45,059 (0%) | 0% | 0 | Common Stock | |
| 908 Devices Inc | Kevin J. Knopp | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 10.51 per share. | 01 Feb 2023 | 40,000 | 447,848 | - | 10.5 | 420,400 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 40,000 | 1,627,155 | - | - | Stock Option (Right to Buy) | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 40,000 | 1,667,155 | - | - | Stock Option (Right to Buy) | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. | 01 Feb 2023 | 40,000 | 5,451,946 (1%) | 0% | 1.0 | 39,600 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. | 01 Feb 2023 | 40,000 | 5,451,946 (1%) | 0% | 1.0 | 39,600 | Common Stock |
| Black Stone Minerals L.P. - Unit | Carrie P. Clark | SVP, Land and Legal | 01 Feb 2023 | 39,325 | 84,313 (0%) | 0% | 0 | Common units representing limited partner interests | ||
| Bluejay Diagnostics Inc | Kenneth R. Fisher | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.44 per share. | 01 Feb 2023 | 39,316 | 113,184 | - | 0.4 | 17,299 | Common Stock |
| GE HealthCare Tech | Betty D. Larson | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 39,193 | 39,193 | - | - | Employee Stock Option (right to buy) | |
| Orasure Tech Inc | Kathleen Gallagher Weber | Chief Product Officer | 01 Feb 2023 | 39,016 | 238,218 (0%) | 0% | 5.4 | 212,442 | Common Stock | |
| FirstCash Holdings Inc | Rick L. Wessel | Director, Vice-Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 38,174 | 883,462 (2%) | 0% | 0 | Common Stock | |
| Robinhood Markets Inc (Class A) | Daniel M Gallagher | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.78 per share. | 01 Feb 2023 | 38,166 | 398,935 | - | 10.8 | 411,429 | Class A Common Stock |
| Apartment Investment & Management Co. (Class A) | H. Lynn C. Stanfield | EVP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 37,678 | 350,211 | - | - | Class A Common Stock | |
| Annaly Cap Management Inc | Anthony C. Green | Chief Corporate Officer, CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 37,109 | 131,753 (0%) | 0% | 0 | Common Stock | |
| Annaly Cap Management Inc | Serena Wolfe | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 37,109 | 58,966 (0%) | 0% | 0 | Common Stock | |
| HCA Healthcare | William B. Rutherford | CFO and EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 37,000 | 0 | - | - | Stock Appreciation Right | |
| HCA Healthcare | William B. Rutherford | CFO and EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 68.96 per share. | 01 Feb 2023 | 37,000 | 119,527 (0%) | 0% | 69.0 | 2,551,520 | Common Stock |
| Dutch Bros Inc (Class A) | Jonathan Ricci | CEO and President | Sale of securities on an exchange or to another person at price $ 37.51 per share. | 01 Feb 2023 | 35,817 | 2,112,701 | - | 37.5 | 1,343,496 | Class A Common Stock |
| ProPetro Holding Corp | Samuel D. Sledge | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 35,704 | 73,145 (0%) | 0% | 0 | Common Stock | |
| Corporate Office Properties Trust | Anthony Mifsud | EVP AND CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 35,606 | 126,872 | - | - | Profit Interest Units | |
| Waste Management | James C. Fish | Pres, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 152.11 per share. | 01 Feb 2023 | 35,463 | 180,648 (0%) | 0% | 152.1 | 5,394,100 | Common Stock |
| PulteGroup | John James Chadwick | Exec VP & Chief Operating Ofcr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 35,392 | 123,875 (0%) | 0% | 0 | Common Stock | |
| Neoleukin Therapeutics Inc | Priti Patel | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 35,000 | 35,000 | - | - | Restricted Stock Units | |
| Neoleukin Therapeutics Inc | Priti Patel | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 35,000 | 45,462 (0%) | 0% | 0 | Common Stock | |
| HCA Healthcare | William B. Rutherford | CFO and EVP | Payment of exercise price or tax liability using portion of securities received from the company at price $ 261.46 per share. | 01 Feb 2023 | 34,895 | 111,632 (0%) | 0% | 261.5 | 9,123,647 | Common Stock |
| Vertex Pharma | Jeffrey M Leiden | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 34,890 | 68,775 (0%) | 0% | 0 | Common Stock | |
| ProPetro Holding Corp | John J. Mitchell | Gen. Counsel & Corp. Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 34,564 | 49,253 | - | - | Restricted Stock Units | |
| Rambus Inc | Sean Fan | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 34,554 | 149,569 (0%) | 0% | 0 | Common Stock | |
| Nerdy Inc (Class A) | Heidi Robinson | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 3.01 per share. | 01 Feb 2023 | 34,401 | 1,177,649 | - | 3.0 | 103,719 | Class A Common Stock |
| Nerdy Inc (Class A) | Heidi Robinson | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 3.06 per share. | 01 Feb 2023 | 33,946 | 1,143,703 | - | 3.1 | 103,739 | Class A Common Stock |
| Brixmor Property Grp Inc | Angela M. Aman | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 33,604 | 33,604 | - | - | Restricted Stock Units | |
| Brixmor Property Grp Inc | Angela M. Aman | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 33,604 | 190,337 (0%) | 0% | - | Common Stock | |
| Rambus Inc | Luc Seraphin | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.41 per share. | 01 Feb 2023 | 33,562 | 208,309 (0%) | 0% | 43.4 | 1,456,926 | Common Stock |
| C3.ai Inc (Class A) | Thomas M. Siebel | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Feb 2023 | 33,500 | 3,583,894 | - | 0 | Class A Common Stock | |
| C3.ai Inc (Class A) | Thomas M. Siebel | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Feb 2023 | 33,500 | 1,756,390 | - | 0 | Class A Common Stock | |
| Rhythm Pharma Inc | Joseph Shulman | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 33,500 | 33,500 | - | - | Stock Option (Right to Buy) | |
| Frequency Therapeutics Inc | David L. Lucchino | Director, President and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Feb 2023 | 33,345 | 423,421 (1%) | 0% | 0 | Common Stock | |
| Apollo Global (Class A) (New) | John J. Suydam | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 72.00 per share. | 01 Feb 2023 | 33,334 | 277,076 (0%) | 0% | 72 | 2,400,048 | Common Stock |
| Kirby Corp | David W. Grzebinski | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 32,860 | 32,860 | - | - | Restricted Stock Units | |
| DTE Energy | Gerardo Norcia | Director, Chairman, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 116.17 per share. | 01 Feb 2023 | 32,763 | 319,513 (0%) | 0% | 116.2 | 3,806,045 | Common Stock |
| Etsy Inc | Rachana Kumar | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 32,590 | 32,590 | - | - | Restricted Stock Units | |
| Alphatec Holdings Inc | John Todd Koning | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 32,403 | 483,712 (0%) | 0% | 0 | Common Stock | |
| Enovix Corp | Harrold Rust | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.20 per share. | 01 Feb 2023 | 32,104 | 60,963 | - | 8.2 | 263,253 | Common Stock |
| Brixmor Property Grp Inc | Mark T. Horgan | EVP, Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 32,078 | 245,517 (0%) | 0% | - | Common Stock | |
| Brixmor Property Grp Inc | Mark T. Horgan | EVP, Chief Investment Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 32,076 | 32,076 | - | - | Restricted Stock Units | |
| IBM | James J. Kavanaugh | Sr. VP and CFO | Sale of securities on an exchange or to another person at price $ 133.61 per share. | 01 Feb 2023 | 31,949 | 81,037 (0%) | 0% | 133.6 | 4,268,674 | Common Stock |
| Carrier Global | Ajay Agrawal | Senior VP, Strategy & Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 31,790 | 31,790 | - | - | Stock Appreciation Right | |
| Vertex Pharma | Jeffrey M Leiden | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 31,462 | 33,885 (0%) | 0% | 0 | Common Stock | |
| Progress Software Corp | Yogesh K. Gupta | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 53.94 per share. | 01 Feb 2023 | 31,430 | 119,902 (0%) | 0% | 53.9 | 1,695,334 | Common Stock |
| Southwest Airlines | Andrew Watterson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 31,322 | 85,648 (0%) | 0% | 0 | Common Stock | |
| Commerce Bancshares Inc | John Kemper | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 31,274 | 192,077 (0%) | 0% | 0 | Common Stock | |
| Workiva Inc (Class A) | Jill E. Klindt | SVP, CFO, CAO & Treasurer | 01 Feb 2023 | 30,930 | 107,187 (0%) | 0% | 92.8 | 2,869,995 | Class A Common Stock | |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 30,782 | 191,351 | - | - | Options (Rights to Buy) | |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.99 per share. | 01 Feb 2023 | 30,782 | 41,208 | - | 9.0 | 276,730 | Common Stock |
| Agilon Health Inc | Benjamin Kornitzer | Chief Med. & Quality Officer | Sale of securities on an exchange or to another person at price $ 22.99 per share. | 01 Feb 2023 | 30,782 | 10,426 | - | 23.0 | 707,561 | Common Stock |
| Block Inc (Class A) | Alyssa Henry | Square Lead | 01 Feb 2023 | 30,769 | 449,436 (0%) | 0% | 0 | Class A Common Stock | ||
| Block Inc (Class A) | Alyssa Henry | Square Lead | 01 Feb 2023 | 30,769 | 0 | - | - | Class B Common Stock | ||
| Block Inc (Class A) | Alyssa Henry | Square Lead | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 30,769 | 30,769 | - | - | Class B Common Stock | |
| Block Inc (Class A) | Alyssa Henry | Square Lead | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 30,769 | 399,997 | - | - | Stock Option (right to buy) | |
| Brixmor Property Grp Inc | Brian T. Finnegan | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,550 | 30,550 | - | - | Restricted Stock Units | |
| Brixmor Property Grp Inc | Brian T. Finnegan | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,550 | 208,722 (0%) | 0% | - | Common Stock | |
| ServiceNow | William R. Mcdermott | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 459.14 per share. | 01 Feb 2023 | 30,500 | 11,518 (0%) | 0% | 459.1 | 14,003,825 | Common Stock |
| Alphatec Holdings Inc | David P. Sponsel | EVP, SALES | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,314 | 736,004 (1%) | 0% | 0 | Common Stock | |
| Piedmont Office Realty Trust Inc (Class A) | Christopher Brent Smith | Director, President & Chief Exec. Off | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,223 | 247,332 (0%) | 0% | 0 | Common Stock | |
| Atkore Inc | William E. Waltz | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 79,600 | - | - | Stock Options (right to buy) | |
| Atkore Inc | William E. Waltz | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 140.26 per share. | 01 Feb 2023 | 30,000 | 70,080 (0%) | 0% | 140.3 | 4,207,875 | Common Stock |
| Atkore Inc | William E. Waltz | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.12 per share. | 01 Feb 2023 | 30,000 | 100,080 (0%) | 0% | 9.1 | 273,600 | Common Stock |
| HCA Healthcare | William B. Rutherford | CFO and EVP | Sale of securities on an exchange or to another person at price $ 258.19 per share. | 01 Feb 2023 | 30,000 | 81,632 (0%) | 0% | 258.2 | 7,745,568 | Common Stock |
| MGM Resorts International | Corey Ian Sanders | CHIEF OPERATING OFFICER | Sale of securities on an exchange or to another person at price $ 42.00 per share. | 01 Feb 2023 | 30,000 | 201,498 (0%) | 0% | 42 | 1,260,000 | Common Stock $.01 Par Value ND |
| Aclaris Therapeutics Inc | Gail Cawkwell | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| Aclaris Therapeutics Inc | James Loerop | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| Aclaris Therapeutics Inc | Joseph Monahan | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| Aclaris Therapeutics Inc | Kevin Balthaser | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| Outset Medical Inc | Leslie L. Trigg | Director, Chair and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.88 per share. | 01 Feb 2023 | 30,000 | 444,044 | - | 3.9 | 116,400 | Common Stock |
| Outset Medical Inc | Leslie L. Trigg | Director, Chair and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 40,508 | - | - | Performance Options (right to buy) | |
| Outset Medical Inc | Leslie L. Trigg | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 28.06 per share. | 01 Feb 2023 | 30,000 | 414,044 | - | 28.1 | 841,779 | Common Stock |
| Red Cat Holdings Inc | Joseph P. Hernon | CFO | Grant, award, or other acquisition of securities at price $ 1.21 per share. | 01 Feb 2023 | 30,000 | 424,155 | - | 1.2 | 36,300 | Common Stock |
| Zentalis Pharma Inc | Kevin D. Bunker | Chief Scientific Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Feb 2023 | 30,000 | 784,110 | - | 0 | Common Stock | |
| Franklin Resources Inc | Alok Sethi | EVP, Technology and Operations | 01 Feb 2023 | 29,503 | 92,132 (0%) | 0% | 31.1 | 917,325 | Common Stock, par value $.10 | |
| Amplify Energy Corp | Eric M. Willis | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 29,462 | 78,359 | - | - | Restricted Stock Units | |
| Amplify Energy Corp | Eric M. Willis | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 29,462 | 84,163 | - | - | Performance Stock Units | |
| Amplify Energy Corp | Jason McGlynn | SVP, CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 29,462 | 99,785 | - | - | Performance Stock Units | |
| Amplify Energy Corp | Jason McGlynn | SVP, CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 29,462 | 78,311 | - | - | Restricted Stock Units | |
| Commerce Bancshares Inc | John Kemper | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 29,184 | 29,184 | - | - | Stock Appreciation Rights | |
| Vertex Pharma | Reshma Kewalramani | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 29,118 | 131,104 (0%) | 0% | 0 | Common Stock | |
| MongoDB Inc (Class A) | Dev C. Ittycheria | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 28,614 | 628,036 | - | - | Employee Stock Option (Right to Buy) | |
| MongoDB Inc (Class A) | Dev C. Ittycheria | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.50 per share. | 01 Feb 2023 | 28,614 | 225,264 (0%) | 0% | 6.5 | 185,991 | Class A Common Stock |
| Owens Corning | Brian D. Chambers | Director, Chair, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 28,251 | 211,635 (0%) | 0% | 0 | $.01 Par Value Common | |
| Southwest Airlines | Linda B. Rutherford | Chief Admin & Comm. Officer | 01 Feb 2023 | 28,067 | 64,691 (0%) | 0% | 0 | Common Stock | ||
| Seagate Tech | Jeffrey D. Nygaard | EVP, Operations and Technology | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 28,000 | 12,301 | - | - | NQ Options | |
| Seagate Tech | Jeffrey D. Nygaard | EVP, Operations and Technology | Exercise or conversion of derivative security received from the company (such as an option) at price $ 39.85 per share. | 01 Feb 2023 | 28,000 | 58,360 (0%) | 0% | 39.9 | 1,115,800 | Ordinary Shares |
| Ginkgo Bioworks Holdings Inc (Class A) | Mark Dmytruk | See remarks | 01 Feb 2023 | 27,889 | 493,582 | - | 2.1 | 59,933 | Class A Common Stock | |
| Vistance Networks Inc | Markus R. Ogurek | SVP & President, NICS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.60 per share. | 01 Feb 2023 | 27,852 | 152,448 (0%) | 0% | 8.6 | 239,527 | Common Stock |
| Southwest Airlines | Tammy Romo | EVP & CFO | 01 Feb 2023 | 27,718 | 201,822 (0%) | 0% | 0 | Common Stock | ||
| Apartment Investment & Management Co. (Class A) | Jennifer Johnson | EVP, CAO, and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 27,704 | 240,235 | - | - | Class A Common Stock | |
| Polaris Inc | Kenneth J. Pucel | EVP, Global Ops & CTO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 27,549 | 27,549 | - | - | Employee Stock Options (right to buy) | |
| Bluejay Diagnostics Inc | Donald R. Chase | Director | Grant, award, or other acquisition of securities at price $ 0.44 per share. | 01 Feb 2023 | 27,500 | 792,852 | - | 0.4 | 12,100 | Common Stock |
| Bluejay Diagnostics Inc | Fred S. Zeidman | Director | Grant, award, or other acquisition of securities at price $ 0.44 per share. | 01 Feb 2023 | 27,500 | 27,500 | - | 0.4 | 12,100 | Common Stock |
| Bluejay Diagnostics Inc | Gary G. Gemignani | Director | 01 Feb 2023 | 27,500 | 27,500 | - | 0.4 | 12,100 | Common Stock | |
| Bluejay Diagnostics Inc | Douglas C. Wurth | Director | Grant, award, or other acquisition of securities at price $ 0.44 per share. | 01 Feb 2023 | 27,500 | 2,313,849 | - | 0.4 | 12,100 | Common Stock |
| Bluejay Diagnostics Inc | Svetlana Dey | Director | Grant, award, or other acquisition of securities at price $ 0.44 per share. | 01 Feb 2023 | 27,500 | 37,500 | - | 0.4 | 12,100 | Common Stock |
| IBM | James J. Kavanaugh | Sr. VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 27,463 | 101,930 (0%) | 0% | 0 | Common Stock | |
| Brixmor Property Grp Inc | Angela M. Aman | EVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 27,050 | 27,050 | - | - | Restricted Stock Units | |
| HCA Healthcare | William B. Rutherford | CFO and EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Feb 2023 | 27,000 | 19,100 | - | - | Stock Appreciation Right | |
| HCA Healthcare | William B. Rutherford | CFO and EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 69.58 per share. | 01 Feb 2023 | 27,000 | 146,527 (0%) | 0% | 69.6 | 1,878,660 | Common Stock |
| Vertex Pharma | Reshma Kewalramani | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,972 | 158,076 (0%) | 0% | 0 | Common Stock | |
| Rhythm Pharma Inc | Pamela J. Cramer | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,800 | 26,800 | - | - | Stock Option (Right to Buy) | |
| Brixmor Property Grp Inc | Steven F. Siegel | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,732 | 26,732 | - | - | Restricted Stock Units | |
| Brixmor Property Grp Inc | Steven F. Siegel | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,728 | 335,331 (0%) | 0% | - | Common Stock | |
| Apartment Investment & Management Co. (Class A) | R. Dary Stone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,596 | 89,185 | - | - | Class A Common Stock | |
| Apartment Investment & Management Co. (Class A) | Jay Paul Leupp | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,596 | 100,596 | - | - | Class A Common Stock | |
| Apartment Investment & Management Co. (Class A) | Patricia L. Gibson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 26,596 | 98,451 | - | - | Class A Common Stock | |
| Block Inc (Class A) | Alyssa Henry | Square Lead | Sale of securities on an exchange or to another person at price $ 81.51 per share. | 01 Feb 2023 | 26,418 | 423,018 (0%) | 0% | 81.5 | 2,153,331 | Class A Common Stock |
| Southwest Airlines | Mark R. Shaw | EVP, CL&R Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 25,900 | 103,403 (0%) | 0% | 0 | Common Stock | |
| DT Midstream Inc | David Slater | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 25,680 | 25,680 | - | - | Restricted Stock Units | |
| Workiva Inc (Class A) | Brandon Ziegler | EVP, CLO, CAO & Secretary, Secretary | Grant, award, or other acquisition of securities at price $ 92.79 per share. | 01 Feb 2023 | 25,649 | 113,905 (0%) | 0% | 92.8 | 2,379,971 | Class A Common Stock |
| Research Soln Inc | Scott Ahlberg | Chief Operating Officer | 01 Feb 2023 | 25,600 | 616,539 | - | 1.2 | 29,440 | Common Stock | |
| Research Soln Inc | Scott Ahlberg | Chief Operating Officer | 01 Feb 2023 | 25,600 | 0 | - | - | Options (right to buy) | ||
| Waste Management | John J. Morris | EVP & Chief Operation Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 152.10 per share. | 01 Feb 2023 | 25,471 | 120,932 (0%) | 0% | 152.1 | 3,874,266 | Common Stock |
| Ares Management Corp (Class A) | Antony P. Ressler | Director, Co-Founder & Exec. Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 85.19 per share. | 01 Feb 2023 | 25,269 | 712,670 (0%) | 0% | 85.2 | 2,152,666 | Class A Common Stock |
| Brandywine Realty Trust | H. Jeffrey Devuono | EVP & Senior Managing Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.47 per share. | 01 Feb 2023 | 25,046 | 294,528 (0%) | 0% | 6.5 | 162,048 | Common Shares of Beneficial Interest |
| Alphatec Holdings Inc | Scott Lish | SVP, DEVELOPMENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2023 | 25,041 | 475,104 (0%) | 0% | 0 | Common Stock | |
| Aclaris Therapeutics Inc | Neal Walker | Director | Sale of securities on an exchange or to another person at price $ 16.75 per share. | 01 Feb 2023 | 25,000 | 1,180,763 (2%) | 0% | 16.7 | 418,675 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.