Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Transocean Ltd | Frederik W. Mohn | Director, Ten Percent Owner | 21 Apr 2023 | 34,600,147 | 82,596,498 (13%) | 5% | 6.2 | 213,482,907 | Registered Shares | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 1,096,925 | 7,321 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 1,096,925 | 1,104,246 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 1,096,925 | 2,051,869 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 350,000 | 0 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 350,000 | 350,000 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 350,000 | 3,422,980 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | Christopher E. Greiner | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 300,000 | 2,463,141 | - | 0 | Class A Common Stock | |
| BRC Inc (Class A) | Toby Johnson | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 296,605 | 296,605 | - | - | Stock Option (right to buy) | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 246,925 | 246,925 | - | - | Performance-Based Restricted Stock Units | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 246,925 | 0 | - | - | Performance-Based Restricted Stock Units | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 246,925 | 246,925 | - | - | Performance-Based Restricted Stock Units | |
| BRC Inc (Class A) | Gregory J. Iverson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 188,749 | 188,749 | - | - | Stock Option (right to buy) | |
| Gaia Inc (Class A) | Jirka Rysavy | Director, Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 165,843 | 165,843 | - | - | Restricted Stock Unit | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 165,000 | 165,000 | - | - | Performance-based restricted Stock units | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 165,000 | 0 | - | - | Performance-based restricted Stock units | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 165,000 | 165,000 | - | - | Performance-based restricted Stock units | |
| Carnival | Joshua Ian Weinstein | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 159,914 | 444,572 (0%) | 0% | 0 | Common Stock | |
| Zeta Global Holdings Corp (Class A) | Christopher E. Greiner | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 137,500 | 137,500 | - | - | Performance-based restricted Stock units | |
| Omnicom Group | John D. Wren | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 131,601 | 484,083 (0%) | 0% | 0 | Common Stock, par value $0.15 per share | |
| Wells Fargo | Kyle G. Hranicky | Sr. Executive Vice President | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 114,029 | 114,029 (0%) | 0% | 0 | Common Stock, $1 2/3 Par Value | |
| Wells Fargo | Kyle G. Hranicky | Sr. Executive Vice President | Other type of transaction at price $ 0.00 per share. | 21 Apr 2023 | 114,029 | 14,598 (0%) | 0% | 0 | Common Stock, $1 2/3 Par Value | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 114,000 | 286,000 | - | - | Performance-Based Restricted Stock Units | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 114,000 | 2,165,869 | - | 0 | Class A Common Stock | |
| BRC Inc (Class A) | Andrew McCormick | Gen. Counsel & Corp. Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 107,856 | 107,856 | - | - | Stock Option (right to buy) | |
| Gaia Inc (Class A) | Kiersten Medvedich | Executive VP - Content | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 106,012 | 106,012 | - | - | Restricted Stock Unit | |
| Reading International Inc | Ellen M. Cotter | Director, Vice Chair, President and CEO, Ten Percent Owner, Member of Sec.13(d)(3) Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 104,362 | 104,362 | - | - | Restricted Stock Units | |
| Omnicom Group | John D. Wren | Director, Chairman and CEO | Sale of securities on an exchange or to another person at price $ 93.84 per share. | 21 Apr 2023 | 100,000 | 328,448 (0%) | 0% | 93.8 | 9,384,000 | Common Stock, par value $0.15 per share |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 21.72 per share. | 21 Apr 2023 | 100,000 | 6,052,595 | - | 21.7 | 2,172,000 | Class A Common Stock |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 21.72 per share. | 21 Apr 2023 | 100,000 | 5,952,595 | - | 21.7 | 2,172,000 | Class A Common Stock |
| NeuroOne Medical Tech Corp | David A. Rosa | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 91,500 | 91,500 | - | - | Option to Purchase Common Stock | |
| NeuroOne Medical Tech Corp | David A. Rosa | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 91,500 | 550,119 | - | 0 | Common Stock | |
| Carnival | David Bernstein | CFO & CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 83,955 | 369,996 (0%) | 0% | 0 | Common Stock | |
| BRC Inc (Class A) | Gregory J. Iverson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 76,237 | 93,737 | - | 0 | Class A Common Stock | |
| Kohl`s Corp | Jill Timm | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 64,767 | 267,643 (0%) | 0% | - | Common Stock | |
| XPO Inc | David J. Bates | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 60,200 | 60,200 | - | - | Restricted Stock Unit | |
| Zeta Global Holdings Corp (Class A) | Christopher E. Greiner | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 57,000 | 143,000 | - | - | Performance-based restricted Stock units | |
| Zeta Global Holdings Corp (Class A) | Christopher E. Greiner | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 57,000 | 2,520,141 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 57,000 | 3,471,175 | - | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 57,000 | 143,000 | - | - | Performance-based restricted Stock units | |
| Reading International Inc | Margaret Cotter | Director, Chairperson, EVP - RE Dev/NY, Ten Percent Owner, Member of Sec.13(d)(3) Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 55,865 | 55,865 | - | - | Restricted Stock Units | |
| Omnicom Group | John D. Wren | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 93.85 per share. | 21 Apr 2023 | 55,635 | 428,448 (0%) | 0% | 93.9 | 5,221,345 | Common Stock, par value $0.15 per share |
| Omnicom Group | Philip J. Angelastro | Executive Vice President & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 54,596 | 404,666 (0%) | 0% | 0 | Common Stock, par value $0.15 per share | |
| BRC Inc (Class A) | Toby Johnson | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 54,455 | 54,455 | - | 0 | Class A Common Stock | |
| Intuitive Surgical | David J. Rosa | EVP Chief Strategy & Growth Of | Exercise or conversion of derivative security received from the company (such as an option) at price $ 42.64 per share. | 21 Apr 2023 | 54,000 | 183,276 (0%) | 0% | 42.6 | 2,302,382 | Common Stock |
| Intuitive Surgical | David J. Rosa | EVP Chief Strategy & Growth Of | Exercise or conversion of derivative security received from the company (such as an option) at price $ 42.64 per share. | 21 Apr 2023 | 54,000 | 196,476 (0%) | 0% | 42.6 | 2,302,382 | Common Stock |
| Intuitive Surgical | David J. Rosa | EVP Chief Strategy & Growth Of | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 54,000 | 54,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Intuitive Surgical | David J. Rosa | EVP Chief Strategy & Growth Of | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 54,000 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| BRC Inc (Class A) | Kristina A. Smith | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 53,928 | 53,928 | - | - | Stock Option (right to buy) | |
| Zeta Global Holdings Corp (Class A) | Satish Ravella | Senior Vice President, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 50,000 | 255,073 | - | 0 | Class A Common Stock | |
| DraftKings Inc (Class A) | Jason K. Park | Chief Financial Officer | 21 Apr 2023 | 50,000 | 570,348 | - | 21.7 | 1,086,000 | Class A Common Stock | |
| DraftKings Inc (Class A) | Jason K. Park | Chief Financial Officer | 21 Apr 2023 | 50,000 | 620,348 | - | 21.7 | 1,086,000 | Class A Common Stock | |
| NeuroOne Medical Tech Corp | Steve Mertens | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 50,000 | 85,444 | - | 0 | Common Stock | |
| NeuroOne Medical Tech Corp | Steve Mertens | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Virgin Galactic Holdings Inc (Class A) | Raymond E. Mabus | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 42,736 | 42,736 (0%) | 0% | 0 | Common Stock | |
| Virgin Galactic Holdings Inc (Class A) | Diana S. Strandberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 42,736 | 42,736 (0%) | 0% | 0 | Common Stock | |
| Intuitive Surgical | David J. Rosa | EVP Chief Strategy & Growth Of | Sale of securities on an exchange or to another person at price $ 297.92 per share. | 21 Apr 2023 | 40,800 | 142,476 (0%) | 0% | 297.9 | 12,155,173 | Common Stock |
| Intuitive Surgical | David J. Rosa | EVP Chief Strategy & Growth Of | Sale of securities on an exchange or to another person at price $ 299.20 per share. | 21 Apr 2023 | 40,764 | 155,712 (0%) | 0% | 299.2 | 12,196,446 | Common Stock |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 39,044 | 0 | - | - | Stock Options (Right to Buy) | |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 126.18 per share. | 21 Apr 2023 | 39,044 | 50,746 (0%) | 0% | 126.2 | 4,926,572 | Common Stock |
| Progyny Inc | David J. Schlanger | Director, Executive Chairman | Sale of securities on an exchange or to another person at price $ 35.01 per share. | 21 Apr 2023 | 37,296 | 73,487 (0%) | 0% | 35.0 | 1,305,733 | Common Stock |
| Progyny Inc | David J. Schlanger | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 37,296 | 694,932 | - | - | Stock Option (Right to Buy) | |
| Progyny Inc | David J. Schlanger | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.91 per share. | 21 Apr 2023 | 37,296 | 110,783 (0%) | 0% | 0.9 | 33,939 | Common Stock |
| UiPath Inc (Class A) | Karenann K. Terrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 37,037 | 37,037 | - | 0 | Class A Common Stock | |
| Rexford Industrial Realty Inc | Howard Schwimmer | Director, Co-CEO, Co-President | 21 Apr 2023 | 35,505 | 86,367 (0%) | 0% | 0 | Common Stock, par value $0.01 | ||
| Rexford Industrial Realty Inc | Howard Schwimmer | Director, Co-CEO, Co-President | 21 Apr 2023 | 35,505 | 437,219 | - | - | Performance Units | ||
| Rexford Industrial Realty Inc | Howard Schwimmer | Director, Co-CEO, Co-President | 21 Apr 2023 | 35,505 | 148,367 | - | - | Operating Partnership Units | ||
| Rexford Industrial Realty Inc | Howard Schwimmer | Director, Co-CEO, Co-President | 21 Apr 2023 | 35,505 | 112,862 | - | - | Operating Partnership Units | ||
| Morgan Stanley | Stephen J. Luczo | Director | Other type of transaction at price $ 90.26 per share. | 21 Apr 2023 | 34,000 | 146,840 (0%) | 0% | 90.3 | 3,068,670 | Common Stock |
| AeroVironment Inc | Wahid Nawabi | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 18.07 per share. | 21 Apr 2023 | 30,000 | 67,882 (0%) | 0% | 18.1 | 542,100 | Common Stock |
| AeroVironment Inc | Wahid Nawabi | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 30,000 | 0 | - | - | Option to Purchase Common Stock | |
| Wrap Tech Inc | Bruce T. Bernstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| BRC Inc (Class A) | Kristina A. Smith | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 29,703 | 80,793 | - | 0 | Class A Common Stock | |
| Ally Fin Inc | Bradley J. Brown | Interim CFO | Grant, award, or other acquisition of securities at price $ 25.86 per share. | 21 Apr 2023 | 29,003 | 109,573 (0%) | 0% | 25.9 | 750,018 | Common Stock |
| Booz Allen Hamilton Holding Corp (Class A) | Elizabeth M. Thompson | EVP & Chief People Officer | Sale of securities on an exchange or to another person at price $ 99.00 per share. | 21 Apr 2023 | 27,925 | 20,474 (0%) | 0% | 99 | 2,764,575 | Class A Common Stock |
| Omnicom Group | Philip J. Angelastro | Executive Vice President & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 93.85 per share. | 21 Apr 2023 | 27,872 | 376,794 (0%) | 0% | 93.8 | 2,615,787 | Common Stock, par value $0.15 per share |
| Zeta Global Holdings Corp (Class A) | Satish Ravella | Senior Vice President, Finance | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 25,000 | 25,000 | - | - | Performance-based restricted Stock units | |
| Kroger | Timothy A. Massa | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.66 per share. | 21 Apr 2023 | 23,000 | 217,956 (0%) | 0% | 24.7 | 567,295 | Common Stock |
| Kroger | Timothy A. Massa | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 23,000 | 7,000 | - | - | Non-Qualified Stock Option | |
| Kroger | Timothy A. Massa | Senior Vice President | Sale of securities on an exchange or to another person at price $ 47.95 per share. | 21 Apr 2023 | 23,000 | 194,956 (0%) | 0% | 48.0 | 1,102,873 | Common Stock |
| Achieve Life Sciences Inc | Richard Alistair Balfour Stewart | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 22,500 | 22,500 | - | - | Performance Restricted Stock Unit (PRSU) | |
| Achieve Life Sciences Inc | Richard Alistair Balfour Stewart | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 22,500 | 35,876 (0%) | 0% | 0 | Common Stock | |
| Genprex Inc | Catherine M. Vaczy | EVP GC Chief Strategy Officer | Purchase of securities on an exchange or from another person at price $ 1.07 per share. | 21 Apr 2023 | 20,000 | 265,000 (0%) | 0% | 1.1 | 21,478 | Common Stock |
| Carvana Co. (Class A) | Michael E. Maroone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 19,956 | 174,348 (0%) | 0% | 0 | Class A Common Stock | |
| Carvana Co. (Class A) | J. Danforth Quayle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 19,956 | 24,788 (0%) | 0% | 0 | Class A Common Stock | |
| Carvana Co. (Class A) | Ira Platt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 19,956 | 29,348 (0%) | 0% | 0 | Class A Common Stock | |
| Carvana Co. (Class A) | Greg Sullivan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 19,956 | 37,348 (0%) | 0% | 0 | Class A Common Stock | |
| Carvana Co. (Class A) | Neha Parikh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 19,956 | 32,530 (0%) | 0% | 0 | Class A Common Stock | |
| BRC Inc (Class A) | Andrew McCormick | Gen. Counsel & Corp. Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 19,802 | 19,802 | - | 0 | Class A Common Stock | |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 178.56 per share. | 21 Apr 2023 | 19,522 | 31,224 (0%) | 0% | 178.6 | 3,485,882 | Common Stock |
| Ally Fin Inc | David J. Debrunner | VP, CAO, Controller | Grant, award, or other acquisition of securities at price $ 25.86 per share. | 21 Apr 2023 | 19,335 | 85,168 (0%) | 0% | 25.9 | 500,003 | Common Stock |
| Genprex Inc | J. Rodney Varner | Director, Chairman, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.06 per share. | 21 Apr 2023 | 19,000 | 20,800 (0%) | 0% | 1.1 | 20,045 | Common Stock |
| Carnival | Randall J. Weisenburger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 889,606 (0%) | 0% | 0 | Common Stock | |
| Carnival | Stuart Subotnick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 102,067 (0%) | 0% | 0 | Common Stock | |
| Carnival | Laura A. Weil | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 101,263 (0%) | 0% | 0 | Common Stock | |
| Carnival | Jonathon Band | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 71,147 (0%) | 0% | 0 | Common Stock | |
| Carnival | Helen Deeble | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 59,956 (0%) | 0% | 0 | Common Stock | |
| Carnival | Jeffrey Gearhart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 49,510 (0%) | 0% | 0 | Common Stock | |
| Carnival | Katie Lahey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 54,498 (0%) | 0% | 0 | Common Stock | |
| Carnival | Jason Glenn Cahilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 18,656 | 57,247 (0%) | 0% | 0 | Common Stock | |
| Carvana Co. (Class A) | Michael E. Maroone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 16,630 | 190,978 (0%) | 0% | 0 | Class A Common Stock | |
| Carvana Co. (Class A) | Ira Platt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 16,630 | 45,978 (0%) | 0% | 0 | Class A Common Stock | |
| Carvana Co. (Class A) | Greg Sullivan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 16,630 | 53,978 (0%) | 0% | 0 | Class A Common Stock | |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 179.69 per share. | 21 Apr 2023 | 16,415 | 14,809 (0%) | 0% | 179.7 | 2,949,554 | Common Stock |
| Booz Allen Hamilton Holding Corp (Class A) | Elizabeth M. Thompson | EVP & Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 16,312 | 4,079 | - | - | Employee Stock Option (right to buy) | |
| Booz Allen Hamilton Holding Corp (Class A) | Elizabeth M. Thompson | EVP & Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 62.12 per share. | 21 Apr 2023 | 16,312 | 48,399 (0%) | 0% | 62.1 | 1,013,301 | Class A Common Stock |
| PTC | Blake D. Moret | Director | Sale of securities on an exchange or to another person at price $ 126.24 per share. | 21 Apr 2023 | 16,069 | 6,858,465 (5%) | 0% | 126.2 | 2,028,596 | Common Stock |
| Carnival | Enrique Miguez | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 15,991 | 93,761 (0%) | 0% | 0 | Common Stock | |
| Carvana Co. (Class A) | Neha Parikh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 15,522 | 48,052 (0%) | 0% | 0 | Class A Common Stock | |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.38 per share. | 21 Apr 2023 | 14,953 | 2,150,916 | - | 10.4 | 155,212 | Class A Common Stock |
| LoanDepot Inc (Class A) | Jeff Walsh | President, LDI Mortgage | 21 Apr 2023 | 14,828 | 4,302,323 (6%) | 0% | 1.7 | 25,756 | Class A Common Stock, par value $0.001 per share | |
| NeuroOne Medical Tech Corp | Mark Christianson | Business Development Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 14,000 | 351,404 | - | 0 | Common Stock | |
| NeuroOne Medical Tech Corp | Mark Christianson | Business Development Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 14,000 | 14,000 | - | - | Option to Purchase Common Stock | |
| Carvana Co. (Class A) | J. Danforth Quayle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 13,859 | 38,647 (0%) | 0% | 0 | Class A Common Stock | |
| Carnival | William Richard Burke | Chief Maritime Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 12,793 | 92,823 (0%) | 0% | 0 | Common Stock | |
| NeuroOne Medical Tech Corp | Ronald McClurg | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 12,500 | 79,500 | - | 0 | Common Stock | |
| NeuroOne Medical Tech Corp | Ronald McClurg | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 12,500 | 12,500 | - | - | Option to Purchase Common Stock | |
| XPO Inc | David J. Bates | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 11,926 | 11,926 | - | - | Restricted Stock Unit | |
| Quest Resource Holding Corp | S. Ray Hatch | Director, President and CEO | 21 Apr 2023 | 11,782 | 85,367 (0%) | 0% | 5.6 | 65,508 | Common Stock | |
| Booz Allen Hamilton Holding Corp (Class A) | Elizabeth M. Thompson | EVP & Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 11,613 | 7,746 | - | - | Employee Stock Option (right to buy) | |
| Booz Allen Hamilton Holding Corp (Class A) | Elizabeth M. Thompson | EVP & Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 74.59 per share. | 21 Apr 2023 | 11,613 | 32,087 (0%) | 0% | 74.6 | 866,214 | Class A Common Stock |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 11,587 | 46,349 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 11,587 | 5,964,182 | - | - | Class A Common Stock | |
| SouthState Corp | John C. Pollok | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 11,370 | 12,100 (0%) | 0% | 0 | Common Stock | |
| Funko Inc (Class A) | Brian Mariotti | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 11,208 | 22,415 | - | - | Restricted Stock Units | |
| Funko Inc (Class A) | Brian Mariotti | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 11,208 | 122,844 (0%) | 0% | 0 | CLASS A COMMON STOCK | |
| Ares Commercial Real Estate Corp | James E. Skinner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,711 | 58,800 (0%) | 0% | 0 | Common Stock | |
| Ares Commercial Real Estate Corp | Caroline E. Blakely | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,711 | 39,905 (0%) | 0% | 0 | Common Stock | |
| Ares Commercial Real Estate Corp | William L. Browning | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,711 | 11,743 (0%) | 0% | 0 | Common Stock | |
| Ares Commercial Real Estate Corp | Rand Scott April | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,711 | 11,743 (0%) | 0% | 0 | Common Stock | |
| Ares Commercial Real Estate Corp | Edmond N. Moriarty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,711 | 41,488 (0%) | 0% | 0 | Common Stock | |
| Ares Commercial Real Estate Corp | Rebecca J. Parekh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,711 | 19,841 (0%) | 0% | 0 | Common Stock | |
| Coda Octopus Grp Inc | Blair Cunningham | President of Technology | Sale of securities on an exchange or to another person at price $ 8.01 per share. | 21 Apr 2023 | 10,679 | 24,298 (0%) | 0% | 8.0 | 85,539 | Common Stock |
| Progyny Inc | David J. Schlanger | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.91 per share. | 21 Apr 2023 | 10,224 | 83,711 (0%) | 0% | 0.9 | 9,304 | Common Stock |
| Progyny Inc | David J. Schlanger | Director, Executive Chairman | Sale of securities on an exchange or to another person at price $ 35.00 per share. | 21 Apr 2023 | 10,224 | 73,487 (0%) | 0% | 35 | 357,840 | Common Stock |
| Progyny Inc | David J. Schlanger | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 10,224 | 684,708 | - | - | Stock Option (Right to Buy) | |
| Achieve Life Sciences Inc | Richard Alistair Balfour Stewart | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.80 per share. | 21 Apr 2023 | 10,125 | 25,751 (0%) | 0% | 6.8 | 68,850 | Common Stock |
| Digital Realty - REIT | Andrew P. Power | Director, PRESIDENT AND CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,036 | 272,126 | - | - | Long-Term Incentive Units | |
| Ennis Inc | Vera Burnett | CFO and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,000 | 10,000 | - | - | ISO granted 4/21/2023 | |
| Ennis Inc | Dan Gus | General Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,000 | 10,000 | - | - | ISO granted 4/21/2023 | |
| Ennis Inc | Boyne Wade Brewer | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 10,000 | 10,000 | - | - | ISO granted 4/21/2023 | |
| High Income Securities Fund | Phillip F. Goldstein | Director | Purchase of securities on an exchange or from another person at price $ 6.37 per share. | 21 Apr 2023 | 10,000 | 244,373 (4%) | 0% | 6.4 | 63,700 | Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.14 per share. | 21 Apr 2023 | 10,000 | 24,375 (0%) | 0% | 16.1 | 161,400 | Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 10,000 | 26,249 | - | - | Stock Option (Right to Buy) | |
| XPEL Inc - Ordinary Shares - Reg S | Richard K. Crumly | Director | Sale of securities on an exchange or to another person at price $ 73.69 per share. | 21 Apr 2023 | 10,000 | 533,768 (1%) | 0% | 73.7 | 736,900 | Common Stock |
| XPEL Inc - Ordinary Shares - Reg S | Richard K. Crumly | Director | Sale of securities on an exchange or to another person at price $ 72.01 per share. | 21 Apr 2023 | 10,000 | 543,768 (1%) | 0% | 72.0 | 720,100 | Common Stock |
| BCB Bancorp Inc (NJ) | Mark D. Hogan | Director | Purchase of securities on an exchange or from another person at price $ 11.04 per share. | 21 Apr 2023 | 10,000 | 549,531 (3%) | 0% | 11.0 | 110,374 | Common Stock |
| KKR Real Estate Finance Trust Inc | Deborah H. Mcaneny | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 9,674 | 39,751 (0%) | 0% | 0 | Common Stock | |
| KKR Real Estate Finance Trust Inc | Irene M. Esteves | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 9,674 | 29,620 (0%) | 0% | 0 | Common Stock | |
| KKR Real Estate Finance Trust Inc | Terrance R. Ahern | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 9,674 | 15,199 (0%) | 0% | 0 | Common Stock | |
| KKR Real Estate Finance Trust Inc | Jonathan A. Langer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 9,674 | 47,251 (0%) | 0% | 0 | Common Stock | |
| KKR Real Estate Finance Trust Inc | Paula B. Madoff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 9,674 | 29,834 (0%) | 0% | 0 | Common Stock | |
| RLI Corp | Seth A. Davis | Vice President, Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 9,000 | 0 | - | - | Stock Option | |
| RLI Corp | Seth A. Davis | Vice President, Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 40.61 per share. | 21 Apr 2023 | 9,000 | 12,808 (0%) | 0% | 40.6 | 365,490 | Common Stock |
| Zeta Global Holdings Corp (Class A) | Steven Gerber | President & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.38 per share. | 21 Apr 2023 | 8,805 | 3,414,175 | - | 10.4 | 91,396 | Class A Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 85.44 per share. | 21 Apr 2023 | 8,700 | 17,701 (0%) | 0% | 85.4 | 743,328 | Common Stock |
| Digital Realty - REIT | Gregory S. Wright | CHIEF INVESTMENT OFFICER | 21 Apr 2023 | 8,566 | 77,509 | - | - | Long-Term Incentive Units | ||
| Keycorp | Victor B. Alexander | Head of Consumer Bank | Purchase of securities on an exchange or from another person at price $ 11.83 per share. | 21 Apr 2023 | 8,500 | 117,196 (0%) | 0% | 11.8 | 100,555 | Common Shares |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 35.01 per share. | 21 Apr 2023 | 8,370 | 215,924 (0%) | 0% | 35.0 | 293,034 | Common Stock |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. | 21 Apr 2023 | 8,370 | 224,294 (0%) | 0% | 4.0 | 33,062 | Common Stock |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 8,370 | 1,064,953 | - | - | Stock Option (Right to Buy) | |
| TCW Strategic Income Fund Inc | Laird Landmann | PORTFOLIO MANAGER | Sale of securities on an exchange or to another person at price $ 4.71 per share. | 21 Apr 2023 | 8,000 | 54,200 (0%) | 0% | 4.7 | 37,659 | Common Stock |
| Fortinet | Patrice Perche | Chief Revenue Off./EVP Supp. | Sale of securities on an exchange or to another person at price $ 66.91 per share. | 21 Apr 2023 | 7,530 | 25,730 (0%) | 0% | 66.9 | 503,832 | Common Stock |
| Zeta Global Holdings Corp (Class A) | Christopher E. Greiner | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.38 per share. | 21 Apr 2023 | 7,477 | 2,512,664 | - | 10.4 | 77,611 | Class A Common Stock |
| Funko Inc (Class A) | Andrew Perlmutter | Director, PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 6,164 | 120,468 (0%) | 0% | 0 | CLASS A COMMON STOCK | |
| Funko Inc (Class A) | Andrew Perlmutter | Director, PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 6,164 | 13,728 | - | - | Restricted Stock Units | |
| Digital Realty - REIT | Christopher Sharp | EVP, CHIEF TECHNOLOGY OFFICER | 21 Apr 2023 | 6,067 | 99,041 | - | - | Long-Term Incentive Units | ||
| Unitedhealth Grp | Erin L. McSweeney | EVP Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 302.20 per share. | 21 Apr 2023 | 6,000 | 14,675 (0%) | 0% | 302.2 | 1,813,200 | Common Stock |
| Unitedhealth Grp | Erin L. McSweeney | EVP Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 6,000 | 9,248 | - | - | Non-Qualified Stock Options (right to buy) | |
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 6,000 | 0 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 6,000 | 1,950 (0%) | 0% | 300.0 | 1,800,007 | Common Stock | |
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 6,000 | 7,950 (0%) | 0% | 174.3 | 1,045,540 | Common Stock | |
| Achieve Life Sciences Inc | John Bencich | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.80 per share. | 21 Apr 2023 | 5,863 | 56,057 (0%) | 0% | 6.8 | 39,868 | Common Stock |
| Achieve Life Sciences Inc | Jerry Wan | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 5,625 | 8,861 (0%) | 0% | 0 | Common Stock | |
| Achieve Life Sciences Inc | Jerry Wan | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 5,625 | 5,625 | - | - | Performance Restricted Stock Unit (PRSU) | |
| Digital Realty - REIT | Dyer Corey | EVP, CHIEF REVENUE OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 5,466 | 35,492 (0%) | 0% | 0 | Common Stock | |
| Digital Realty - REIT | Cindy Fiedelman | CHIEF HUMAN RESOURCES OFFICER | 21 Apr 2023 | 5,384 | 59,446 | - | - | Long-Term Incentive Units | ||
| RLI Corp | Seth A. Davis | Vice President, Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 146.87 per share. | 21 Apr 2023 | 5,374 | 7,434 (0%) | 0% | 146.9 | 789,279 | Common Stock |
| Barings Global Short Duration High Yield Fund | Michael Freno | CEO & President, Officer of Adviser | Other type of transaction at price $ 13.27 per share. | 21 Apr 2023 | 5,266 | 54 (0%) | 0% | 13.3 | 69,859 | Common Shares |
| SouthState Corp | Greg A. Lapointe | Chief Banking Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 5,213 | 30,067 (0%) | 0% | 0 | Common Stock | |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.97 per share. | 21 Apr 2023 | 5,163 | 5,959,019 | - | 22.0 | 113,431 | Class A Common Stock |
| Delta Air Lines | David S. Taylor | Director | Purchase of securities on an exchange or from another person at price $ 34.26 per share. | 21 Apr 2023 | 5,000 | 20,360 (0%) | 0% | 34.3 | 171,275 | Common Stock |
| 4D Molecular Therapeutics Inc | Jacob M. Chacko | Director | Sale of securities on an exchange or to another person at price $ 20.05 per share. | 21 Apr 2023 | 5,000 | 0 | - | 20.1 | 100,270 | Common Stock |
| 4D Molecular Therapeutics Inc | Jacob M. Chacko | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 5,000 | 32,500 | - | - | Stock Option (Right to Buy) | |
| 4D Molecular Therapeutics Inc | Jacob M. Chacko | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.41 per share. | 21 Apr 2023 | 5,000 | 5,000 | - | 9.4 | 47,050 | Common Stock |
| Funko Inc (Class A) | Andrew David Oddie | CHIEF REVENUE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 4,908 | 33,749 (0%) | 0% | 0 | CLASS A COMMON STOCK | |
| Funko Inc (Class A) | Andrew David Oddie | CHIEF REVENUE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 4,908 | 9,817 | - | - | Restricted Stock Units | |
| Community Healthcare Trust Inc | David H. Dupuy | Director, CEO & CFO | Grant, award, or other acquisition of securities at price $ 36.29 per share. | 21 Apr 2023 | 4,864 | 252,760 (1%) | 0% | 36.3 | 176,515 | Common Stock |
| Corteva | Gregory R. Page | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 4,720 | 53,360 (0%) | 0% | 0 | Common Stock | |
| DraftKings Inc (Class A) | Jason K. Park | Chief Financial Officer | 21 Apr 2023 | 4,635 | 18,539 | - | - | Restricted Stock Units | ||
| DraftKings Inc (Class A) | Jason K. Park | Chief Financial Officer | 21 Apr 2023 | 4,635 | 574,983 | - | - | Class A Common Stock | ||
| Unitedhealth Grp | Erin L. McSweeney | EVP Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 486.60 per share. | 21 Apr 2023 | 4,621 | 10,054 (0%) | 0% | 486.6 | 2,248,579 | Common Stock |
| Cosmos Health Inc | Grigorios Siokas | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 24.49 per share. | 21 Apr 2023 | 4,474 | 1,137,486 | - | 24.5 | 109,568 | Common Stock, par value $0.001 per share |
| SouthState Corp | Renee Brooks | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 4,415 | 33,624 (0%) | 0% | 0 | Common Stock | |
| PTC Therapeutics Inc | Christine Utter | SVP, FINANCE & CAO | Sale of securities on an exchange or to another person at price $ 55.05 per share. | 21 Apr 2023 | 4,321 | 38,059 (0%) | 0% | 55.1 | 237,876 | Common Stock |
| PTC Therapeutics Inc | Christine Utter | SVP, FINANCE & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 33.02 per share. | 21 Apr 2023 | 4,321 | 42,380 (0%) | 0% | 33.0 | 142,679 | Common Stock |
| PTC Therapeutics Inc | Christine Utter | SVP, FINANCE & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 4,321 | 0 | - | - | Stock Option (Right to Buy) | |
| PTC Therapeutics Inc | Emma Reeve | Director | Sale of securities on an exchange or to another person at price $ 55.04 per share. | 21 Apr 2023 | 4,228 | 7,300 (0%) | 0% | 55.0 | 232,701 | Common Stock |
| Jade Biosciences Inc | Hunter Gillies | CHIEF MEDICAL OFFICER | Sale of securities on an exchange or to another person at price $ 19.50 per share. | 21 Apr 2023 | 4,000 | 1,960 | - | 19.5 | 78,000 | Common Stock |
| Jade Biosciences Inc | Hunter Gillies | CHIEF MEDICAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 4,000 | 20,108 | - | - | Stock Option (Right to Buy) | |
| Jade Biosciences Inc | Hunter Gillies | CHIEF MEDICAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.74 per share. | 21 Apr 2023 | 4,000 | 5,960 | - | 1.7 | 6,960 | Common Stock |
| SoundHound AI Inc (Class A) | Timothy Stonehocker | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 2.49 per share. | 21 Apr 2023 | 3,949 | 1,034,198 | - | 2.5 | 9,827 | Class A Common Stock |
| PTC | Blake D. Moret | Director | Sale of securities on an exchange or to another person at price $ 126.79 per share. | 21 Apr 2023 | 3,931 | 6,854,534 (5%) | 0% | 126.8 | 498,419 | Common Stock |
| Achieve Life Sciences Inc | Cindy Jacobs | Director, President & CMO | 21 Apr 2023 | 3,811 | 16,370 (0%) | 0% | 6.8 | 25,915 | Common Stock | |
| Fortinet | Patrice Perche | Chief Revenue Off./EVP Supp. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 3,805 | 38,075 | - | - | Stock Option (right to buy) | |
| Fortinet | Patrice Perche | Chief Revenue Off./EVP Supp. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 22.90 per share. | 21 Apr 2023 | 3,805 | 29,535 (0%) | 0% | 22.9 | 87,135 | Common Stock |
| 4D Molecular Therapeutics Inc | Scott Bizily | Chief Legal and HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. | 21 Apr 2023 | 3,750 | 5,859 | - | 8.0 | 30,150 | Common Stock |
| 4D Molecular Therapeutics Inc | Scott Bizily | Chief Legal and HR Officer | Sale of securities on an exchange or to another person at price $ 20.00 per share. | 21 Apr 2023 | 3,750 | 2,109 | - | 20 | 75,000 | Common Stock |
| 4D Molecular Therapeutics Inc | Scott Bizily | Chief Legal and HR Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 3,750 | 52,500 | - | - | Stock Option (Right to Buy) | |
| Fortinet | Patrice Perche | Chief Revenue Off./EVP Supp. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 3,725 | 81,965 | - | - | Stock Option (right to buy) | |
| Fortinet | Patrice Perche | Chief Revenue Off./EVP Supp. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 34.39 per share. | 21 Apr 2023 | 3,725 | 33,260 (0%) | 0% | 34.4 | 128,103 | Common Stock |
| SouthState Corp | John C. Pollok | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 68.63 per share. | 21 Apr 2023 | 3,627 | 8,473 (0%) | 0% | 68.6 | 248,921 | Common Stock |
| Atlassian Corp (Class A) | Michael Cannon-Brookes | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 158.57 per share. | 21 Apr 2023 | 3,364 | 412,380 (0%) | 0% | 158.6 | 533,430 | Class A Common Stock |
| Atlassian Corp (Class A) | Scott Farquhar | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 158.57 per share. | 21 Apr 2023 | 3,364 | 407,130 (0%) | 0% | 158.6 | 533,430 | Class A Common Stock |
| Simmons First National Corp (Class A) | Robert A. Fehlman | CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 3,321 | 3,322 | - | - | Restricted Stock Unit | |
| Simmons First National Corp (Class A) | Robert A. Fehlman | CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.54 per share. | 21 Apr 2023 | 3,321 | 135,607 (0%) | 0% | 16.5 | 54,929 | SFNC Common Stock |
| Citizens Financial Group | Shivan S. Subramaniam | Director | Purchase of securities on an exchange or from another person at price $ 28.79 per share. | 21 Apr 2023 | 3,300 | 66,263 (0%) | 0% | 28.8 | 95,007 | Common Stock |
| TCW Strategic Income Fund Inc | Laird Landmann | PORTFOLIO MANAGER | Sale of securities on an exchange or to another person at price $ 4.71 per share. | 21 Apr 2023 | 3,165 | 51,035 (0%) | 0% | 4.7 | 14,907 | Common Stock |
| Regeneron Pharma | Michael S. Brown | Director | Sale of securities on an exchange or to another person at price $ 798.42 per share. | 21 Apr 2023 | 3,070 | 1,247 (0%) | 0% | 798.4 | 2,451,149 | Common Stock |
| Regeneron Pharma | Michael S. Brown | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 3,070 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Regeneron Pharma | Michael S. Brown | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 520.01 per share. | 21 Apr 2023 | 3,070 | 4,317 (0%) | 0% | 520.0 | 1,596,431 | Common Stock |
| Achieve Life Sciences Inc | Jerry Wan | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.80 per share. | 21 Apr 2023 | 3,010 | 5,851 (0%) | 0% | 6.8 | 20,468 | Common Stock |
| Mercantile Bank Corp | David B. Ramaker | Director | Purchase of securities on an exchange or from another person at price $ 28.98 per share. | 21 Apr 2023 | 3,000 | 10,394 (0%) | 0% | 29.0 | 86,940 | Common Stock |
| Digital Realty - REIT | Dyer Corey | EVP, CHIEF REVENUE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 98.31 per share. | 21 Apr 2023 | 2,996 | 32,496 (0%) | 0% | 98.3 | 294,537 | Common Stock |
| Funko Inc (Class A) | Tracy Daw | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,989 | 5,978 | - | - | Restricted Stock Units | |
| Funko Inc (Class A) | Tracy Daw | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,989 | 44,846 (0%) | 0% | 0 | CLASS A COMMON STOCK | |
| Atlassian Corp (Class A) | Scott Farquhar | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 156.82 per share. | 21 Apr 2023 | 2,940 | 410,494 (0%) | 0% | 156.8 | 461,056 | Class A Common Stock |
| Atlassian Corp (Class A) | Michael Cannon-Brookes | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 156.82 per share. | 21 Apr 2023 | 2,939 | 409,441 (0%) | 0% | 156.8 | 460,899 | Class A Common Stock |
| Hershey | Rohit Grover | President, International | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,925 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Hershey | Rohit Grover | President, International | Sale of securities on an exchange or to another person at price $ 262.12 per share. | 21 Apr 2023 | 2,925 | 21,995 (0%) | 0% | 262.1 | 766,701 | Common Stock |
| Hershey | Rohit Grover | President, International | Exercise or conversion of derivative security received from the company (such as an option) at price $ 107.95 per share. | 21 Apr 2023 | 2,925 | 24,920 (0%) | 0% | 108.0 | 315,754 | Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 90.04 per share. | 21 Apr 2023 | 2,775 | 17,001 (0%) | 0% | 90.0 | 249,861 | Common Stock |
| Corteva | Kerry J. Preete | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 9,602 (0%) | 0% | 0 | Common Stock | |
| Corteva | Lamberto Andreotti | Director | 21 Apr 2023 | 2,770 | 31,020 (0%) | 0% | 0 | Common Stock | ||
| Corteva | Patrick J. Ward | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 28,981 (0%) | 0% | 0 | Common Stock | |
| Corteva | David C. Everitt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 10,873 (0%) | 0% | 0 | Common Stock | |
| Corteva | Marcos Marinho Lutz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 57,526 (0%) | 0% | 0 | Common Stock | |
| Corteva | Janet P. Giesselman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 10,111 (0%) | 0% | 0 | Common Stock | |
| Corteva | Michael O. Johanns | Director | 21 Apr 2023 | 2,770 | 36,349 (0%) | 0% | 0 | Common Stock | ||
| Corteva | Rebecca B. Liebert | Director | 21 Apr 2023 | 2,770 | 23,317 (0%) | 0% | 0 | Common Stock | ||
| Corteva | Nayaki R. Nayyar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 19,856 (0%) | 0% | 0 | Common Stock | |
| Corteva | Karen H. Grimes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 9,602 (0%) | 0% | 0 | Common Stock | |
| Corteva | Klaus A. Engel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 2,770 | 34,666 (0%) | 0% | 0 | Common Stock | |
| Hancock Whitney Corp | Sonia Perez | Director | Purchase of securities on an exchange or from another person at price $ 36.55 per share. | 21 Apr 2023 | 2,736 | 4,665 (0%) | 0% | 36.6 | 100,001 | Common Stock |
| DraftKings Inc (Class A) | Jason K. Park | Chief Financial Officer | 21 Apr 2023 | 2,596 | 670,348 | - | 21.8 | 56,463 | Class A Common Stock | |
| Insperity Inc | Richard G. Rawson | Director | Sale of securities on an exchange or to another person at price $ 130.15 per share. | 21 Apr 2023 | 2,500 | 94,216 (0%) | 0% | 130.2 | 325,375 | Common Stock |
| Insperity Inc | Richard G. Rawson | Director | Sale of securities on an exchange or to another person at price $ 130.15 per share. | 21 Apr 2023 | 2,500 | 99,643 (0%) | 0% | 130.2 | 325,375 | Common Stock |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 2,444 | 11,872 (0%) | 0% | 208.9 | 510,552 | Common Stock | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 2,444 | 9,428 (0%) | 0% | 297.9 | 728,134 | Common Stock | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 2,444 | 6,579 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Funko Inc (Class A) | Andrew David Oddie | CHIEF REVENUE OFFICER | Sale of securities on an exchange or to another person at price $ 9.09 per share. | 21 Apr 2023 | 2,437 | 31,312 (0%) | 0% | 9.1 | 22,156 | CLASS A COMMON STOCK |
| Wells Fargo | Kyle G. Hranicky | Sr. Executive Vice President | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 2,400 | 12,198 (0%) | 0% | 0 | Common Stock, $1 2/3 Par Value | |
| SouthState Corp | Greg A. Lapointe | Chief Banking Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 68.63 per share. | 21 Apr 2023 | 2,391 | 27,676 (0%) | 0% | 68.6 | 164,094 | Common Stock |
| Rocket Pharmaceuticals Inc | John Militello | See Remarks | Sale of securities on an exchange or to another person at price $ 18.65 per share. | 21 Apr 2023 | 2,342 | 5,636 (0%) | 0% | 18.6 | 43,678 | Common Stock |
| Stanley Black & Decker | Andrea J. Ayers | Director | 21 Apr 2023 | 2,320 | 23,666 (0%) | 0% | 79.7 | 185,008 | Common Stock | |
| Stanley Black & Decker | Patrick D. Campbell | Director | Grant, award, or other acquisition of securities at price $ 79.74 per share. | 21 Apr 2023 | 2,320 | 5,823 (0%) | 0% | 79.7 | 185,008 | Common Stock |
| Stanley Black & Decker | Debra A. Crew | Director | Grant, award, or other acquisition of securities at price $ 79.74 per share. | 21 Apr 2023 | 2,320 | 5,823 (0%) | 0% | 79.7 | 185,008 | Common Stock |
| Stanley Black & Decker | Michael D. Hankin | Director | Grant, award, or other acquisition of securities at price $ 79.74 per share. | 21 Apr 2023 | 2,320 | 7,980 (0%) | 0% | 79.7 | 185,008 | Common Stock |
| Stanley Black & Decker | Irving Tan | Director | Grant, award, or other acquisition of securities at price $ 79.74 per share. | 21 Apr 2023 | 2,320 | 5,823 (0%) | 0% | 79.7 | 185,008 | Common Stock |
| Stanley Black & Decker | Mojdeh Poul | Director | 21 Apr 2023 | 2,320 | 4,292 (0%) | 0% | 79.7 | 185,008 | Common Stock | |
| Stanley Black & Decker | Jane Palmieri | Director | Grant, award, or other acquisition of securities at price $ 79.74 per share. | 21 Apr 2023 | 2,320 | 4,292 (0%) | 0% | 79.7 | 185,008 | Common Stock |
| Stanley Black & Decker | Adrian V. Mitchell | Director | Grant, award, or other acquisition of securities at price $ 79.74 per share. | 21 Apr 2023 | 2,320 | 3,482 (0%) | 0% | 79.7 | 185,008 | Common Stock |
| Tarsus Pharma Inc | Bobak Azamian | Director, President/CEO and Board Chair | Sale of securities on an exchange or to another person at price $ 15.03 per share. | 21 Apr 2023 | 2,311 | 1,070,225 | - | 15.0 | 34,734 | Common Stock |
| Barings Global Short Duration High Yield Fund | Michael Freno | CEO & President, Officer of Adviser | Other type of transaction at price $ 13.28 per share. | 21 Apr 2023 | 2,209 | 9,738 (0%) | 0% | 13.3 | 29,337 | Common Shares |
| Barings Global Short Duration High Yield Fund | Michael Freno | CEO & President, Officer of Adviser | Other type of transaction at price $ 13.28 per share. | 21 Apr 2023 | 2,209 | 7,529 (0%) | 0% | 13.3 | 29,333 | Common Shares |
| Barings Global Short Duration High Yield Fund | Michael Freno | CEO & President, Officer of Adviser | Other type of transaction at price $ 13.26 per share. | 21 Apr 2023 | 2,209 | 5,320 (0%) | 0% | 13.3 | 29,291 | Common Shares |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 2,184 | 11,612 (0%) | 0% | 245.6 | 536,390 | Common Stock | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 2,184 | 9,428 (0%) | 0% | 297.9 | 650,653 | Common Stock | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 2,184 | 4,566 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Twist Bioscience Corp | Patrick Finn | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.75 per share. | 21 Apr 2023 | 2,176 | 97,279 (0%) | 0% | 13.8 | 29,920 | Common Stock |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 35.01 per share. | 21 Apr 2023 | 2,093 | 83,947 (0%) | 0% | 35.0 | 73,276 | Common Stock |
| DraftKings Inc (Class A) | Jason K. Park | Chief Financial Officer | 21 Apr 2023 | 2,071 | 572,912 | - | 22.0 | 45,500 | Class A Common Stock | |
| Sound Fin Bancorp Inc | Joseph D. Stilwell | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 36.75 per share. | 21 Apr 2023 | 2,049 | 137,040 (5%) | 0% | 36.8 | 75,301 | Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,026 | 24,223 | - | - | Stock Option (Right to Buy) | |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 90.02 per share. | 21 Apr 2023 | 2,026 | 14,375 (0%) | 0% | 90.0 | 182,381 | Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.14 per share. | 21 Apr 2023 | 2,026 | 26,401 (0%) | 0% | 16.1 | 32,700 | Common Stock |
| Grocery Outlet Holding Corp | Thomas F. Herman | Director | 21 Apr 2023 | 2,000 | 29,400 (0%) | 0% | 29 | 58,000 | Common Stock | |
| BCB Bancorp Inc (NJ) | James G. Rizzo | Director | Purchase of securities on an exchange or from another person at price $ 11.21 per share. | 21 Apr 2023 | 2,000 | 65,304 (0%) | 0% | 11.2 | 22,420 | Common Stock |
| Intuitive Surgical | Craig H. Barratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,000 | 7,567 | - | - | Non-Qualified Stock Option (right to buy) | |
| Intuitive Surgical | Craig H. Barratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,000 | 5,567 | - | - | Non-Qualified Stock Option (right to buy) | |
| Intuitive Surgical | Craig H. Barratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,000 | 3,567 | - | - | Non-Qualified Stock Option (right to buy) | |
| Intuitive Surgical | Craig H. Barratt | Director | Sale of securities on an exchange or to another person at price $ 297.92 per share. | 21 Apr 2023 | 2,000 | 0 (0%) | 0% | 297.9 | 595,837 | Common Stock |
| Intuitive Surgical | Craig H. Barratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 41.26 per share. | 21 Apr 2023 | 2,000 | 2,000 (0%) | 0% | 41.3 | 82,516 | Common Stock |
| Intuitive Surgical | Craig H. Barratt | Director | Sale of securities on an exchange or to another person at price $ 297.92 per share. | 21 Apr 2023 | 2,000 | 0 (0%) | 0% | 297.9 | 595,850 | Common Stock |
| Intuitive Surgical | Craig H. Barratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 41.26 per share. | 21 Apr 2023 | 2,000 | 2,000 (0%) | 0% | 41.3 | 82,516 | Common Stock |
| Intuitive Surgical | Craig H. Barratt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 41.26 per share. | 21 Apr 2023 | 2,000 | 2,000 (0%) | 0% | 41.3 | 82,516 | Common Stock |
| Intuitive Surgical | Craig H. Barratt | Director | Sale of securities on an exchange or to another person at price $ 297.92 per share. | 21 Apr 2023 | 2,000 | 0 (0%) | 0% | 297.9 | 595,837 | Common Stock |
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 2,000 | 1,950 (0%) | 0% | 300.0 | 600,002 | Common Stock | |
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 2,000 | 3,950 (0%) | 0% | 166.6 | 333,247 | Common Stock | |
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 2,000 | 4,500 | - | - | Non-Qualified Stock Option (right to buy) | ||
| United Therapeutics Corp | Raymond Dwek | Director | Sale or transfer of securities back to the company at price $ 230.76 per share. | 21 Apr 2023 | 2,000 | 0 (0%) | 0% | 230.8 | 461,520 | Common Stock |
| United Therapeutics Corp | Raymond Dwek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 2,000 | 0 | - | - | Share Tracking Award | |
| United Therapeutics Corp | Raymond Dwek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 63.90 per share. | 21 Apr 2023 | 2,000 | 2,000 (0%) | 0% | 63.9 | 127,800 | Common Stock |
| First Bancorp Inc (ME) | Kimberly Swan | Director | Purchase of securities on an exchange or from another person at price $ 25.08 per share. | 21 Apr 2023 | 1,958 | 8,543 (0%) | 0% | 25.1 | 49,109 | Common Stock |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 35.00 per share. | 21 Apr 2023 | 1,857 | 215,924 (0%) | 0% | 35 | 64,995 | Common Stock |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. | 21 Apr 2023 | 1,857 | 217,781 (0%) | 0% | 3.9 | 7,335 | Common Stock |
| Progyny Inc | Peter Anevski | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,857 | 1,063,096 | - | - | Stock Option (Right to Buy) | |
| Lincoln Electric Holdings Inc | Gabriel Bruno | EVP, CFO & Treasurer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 160.04 per share. | 21 Apr 2023 | 1,804 | 24,994 (0%) | 0% | 160.0 | 288,712 | Common Shares |
| W.R. Berkley | Richard M Baio | EVP & CFO | Grant, award, or other acquisition of securities at price $ 57.00 per share. | 21 Apr 2023 | 1,750 | 109,709 (0%) | 0% | 57 | 99,750 | Common Stock |
| Atlassian Corp (Class A) | Michael Cannon-Brookes | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 157.87 per share. | 21 Apr 2023 | 1,711 | 407,730 (0%) | 0% | 157.9 | 270,116 | Class A Common Stock |
| Atlassian Corp (Class A) | Scott Farquhar | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 157.87 per share. | 21 Apr 2023 | 1,710 | 413,434 (0%) | 0% | 157.9 | 269,959 | Class A Common Stock |
| Unitedhealth Grp | Erin L. McSweeney | EVP Chief People Officer | Sale of securities on an exchange or to another person at price $ 488.46 per share. | 21 Apr 2023 | 1,684 | 8,675 (0%) | 0% | 488.5 | 822,562 | Common Stock |
| American Eagle Outfitters Inc | Jay L. Schottenstein | Director, Exec Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 1,611 | 3,147 | - | - | Dividend Equivalent Rights | |
| Cintas | Michael Hansen | VP & CFO | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 1,560 | 0 (0%) | 0% | 0 | Common Stock | |
| Farmers National Banc Corp | Richard B. Thompson | Director | 21 Apr 2023 | 1,537 | 325,163 (1%) | 0% | 0 | Farmers National Banc Corp. Common Stock | ||
| Winmark Corp | Mark L. Wilson | Director | 21 Apr 2023 | 1,486 | 0 (0%) | 0% | 347.6 | 516,489 | Common Stock | |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,462 | 0 | - | - | Stock Options (Right to Buy) | |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 140.85 per share. | 21 Apr 2023 | 1,462 | 13,081 (0%) | 0% | 140.9 | 205,923 | Common Stock |
| AMN Healthcare Services Inc | Douglas D. Wheat | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 1,523 (0%) | 0% | 0 | Common Stock | |
| AMN Healthcare Services Inc | Douglas D. Wheat | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 0 | - | - | Restricted Stock Units | |
| AMN Healthcare Services Inc | R. Jeffrey Harris | Director | 21 Apr 2023 | 1,458 | 51,597 (0%) | 0% | 0 | Common Stock | ||
| AMN Healthcare Services Inc | R. Jeffrey Harris | Director | 21 Apr 2023 | 1,458 | 0 | - | - | Restricted Stock Units | ||
| AMN Healthcare Services Inc | Mark G. Foletta | Director | Sale of securities on an exchange or to another person at price $ 88.78 per share. | 21 Apr 2023 | 1,458 | 8,073 (0%) | 0% | 88.8 | 129,441 | Common Stock |
| AMN Healthcare Services Inc | Mark G. Foletta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 9,531 (0%) | 0% | 0 | Common Stock | |
| AMN Healthcare Services Inc | Mark G. Foletta | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 0 | - | - | Restricted Stock Units | |
| AMN Healthcare Services Inc | Daphne E. Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 8,799 (0%) | 0% | 0 | Common Stock | |
| AMN Healthcare Services Inc | Daphne E. Jones | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 0 | - | - | Restricted Stock Units | |
| AMN Healthcare Services Inc | Martha H. Marsh | Director | 21 Apr 2023 | 1,458 | 0 | - | - | Restricted Stock Units | ||
| AMN Healthcare Services Inc | Martha H. Marsh | Director | 21 Apr 2023 | 1,458 | 25,498 (0%) | 0% | 0 | Common Stock | ||
| AMN Healthcare Services Inc | Sylvia Trent-Adams | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 0 | - | - | Restricted Stock Units | |
| AMN Healthcare Services Inc | Sylvia Trent-Adams | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,458 | 3,597 (0%) | 0% | 0 | Common Stock | |
| Simmons First National Corp (Class A) | Matthew Reddin | EVP & Chief Banking Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.54 per share. | 21 Apr 2023 | 1,449 | 40,317 (0%) | 0% | 16.5 | 23,966 | SFNC Common Stock |
| Simmons First National Corp (Class A) | Matthew Reddin | EVP & Chief Banking Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,449 | 1,450 | - | - | Restricted Stock Unit | |
| SouthState Corp | Renee Brooks | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 68.63 per share. | 21 Apr 2023 | 1,363 | 32,261 (0%) | 0% | 68.6 | 93,543 | Common Stock |
| Transmedics Grp Inc | Tamer Khayal | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 86.09 per share. | 21 Apr 2023 | 1,300 | 16,401 (0%) | 0% | 86.1 | 111,917 | Common Stock |
| Simmons First National Corp (Class A) | Stephen C. Massanelli | EVP | 21 Apr 2023 | 1,232 | 1,232 | - | - | Restricted Stock Unit | ||
| Simmons First National Corp (Class A) | Stephen C. Massanelli | EVP | 21 Apr 2023 | 1,232 | 62,329 (0%) | 0% | 16.5 | 20,377 | SFNC Common Stock | |
| Simmons First National Corp (Class A) | Jennifer Brynn Compton | EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.54 per share. | 21 Apr 2023 | 1,232 | 40,202 (0%) | 0% | 16.5 | 20,377 | SFNC Common Stock |
| Simmons First National Corp (Class A) | Jennifer Brynn Compton | EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,232 | 1,232 | - | - | Restricted Stock Unit | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 1,196 | 8,232 (0%) | 0% | 297.9 | 356,302 | Common Stock | |
| American Eagle Outfitters Inc | Cary D. Mcmillan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 1,177 | 159,763 | - | - | Share Units | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 1,167 | 7,065 (0%) | 0% | 297.9 | 347,645 | Common Stock | |
| Nu Skin Enterprises Inc (Class A) | Connie Mang Yee Tang | Chief Global Growth Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 41.37 per share. | 21 Apr 2023 | 1,120 | 43,204 (0%) | 0% | 41.4 | 46,334 | Class A Common Stock |
| Intuitive Surgical | Myriam J. Curet | EVP & Chief Medical Officer | 21 Apr 2023 | 1,118 | 832 (0%) | 0% | 297.9 | 333,071 | Common Stock | |
| Heico Corp (Class A) | Alan Schriesheim | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 1,100 | 262 (0%) | 0% | 0 | Class A Common Stock | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 1,086 | 996 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 1,086 | 10,514 (0%) | 0% | 242.3 | 263,178 | Common Stock | |
| Intuitive Surgical | Robert DeSantis | EVP & Chief Product Officer | 21 Apr 2023 | 1,086 | 9,428 (0%) | 0% | 297.9 | 323,539 | Common Stock | |
| Phreesia Inc | Michael J. Davidoff | SVP, Payer Business | Sale of securities on an exchange or to another person at price $ 33.13 per share. | 21 Apr 2023 | 1,075 | 95,773 (0%) | 0% | 33.1 | 35,615 | Common Stock |
| Simmons First National Corp (Class A) | George A. Makris | EVP, Gen. Counsel & Corp. Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 1,013 | 1,013 | - | - | Restricted Stock Unit | |
| Simmons First National Corp (Class A) | George A. Makris | EVP, Gen. Counsel & Corp. Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.54 per share. | 21 Apr 2023 | 1,013 | 50,782 (0%) | 0% | 16.5 | 16,755 | SFNC Common Stock |
| Unitedhealth Grp | Erin L. McSweeney | EVP Chief People Officer | Sale of securities on an exchange or to another person at price $ 484.58 per share. | 21 Apr 2023 | 1,008 | 10,359 (0%) | 0% | 484.6 | 488,457 | Common Stock |
| American Eagle Outfitters Inc | Jennifer M. Foyle | Global Brand President-aerie | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 1,001 | 3,220 | - | - | Dividend Equivalent Rights | |
| AMREP Corp | Edward B. Cloues | Director | Purchase of securities on an exchange or from another person at price $ 15.00 per share. | 21 Apr 2023 | 1,000 | 34,624 (0%) | 0% | 15 | 15,000 | Common Stock |
| Energy Transfer LP - Unit | Bradford D. Whitehurst | EVP | 21 Apr 2023 | 1,000 | 0 | - | - | Put Option (obligation to buy) | ||
| Energy Transfer LP - Unit | Bradford D. Whitehurst | EVP | 21 Apr 2023 | 1,000 | 0 | - | - | Put Option (obligation to buy) | ||
| Energy Transfer LP - Unit | Bradford D. Whitehurst | EVP | 21 Apr 2023 | 1,000 | 1,293,055 (0%) | 0% | 13 | 13,000 | Common Units | |
| Insperity Inc | Richard G. Rawson | Director | Sale of securities on an exchange or to another person at price $ 130.15 per share. | 21 Apr 2023 | 1,000 | 50,796 (0%) | 0% | 130.2 | 130,150 | Common Stock |
| Oxford Ind Inc | Dennis M. Love | Director | Sale of securities on an exchange or to another person at price $ 105.93 per share. | 21 Apr 2023 | 1,000 | 15,892 (0%) | 0% | 105.9 | 105,930 | Common Stock |
| PNC Financial | Joseph Alvarado | Director | Purchase of securities on an exchange or from another person at price $ 123.90 per share. | 21 Apr 2023 | 1,000 | 1,100 (0%) | 0% | 123.9 | 123,895 | $5 Par Common Stock |
| ServisFirst Bancshares Inc | Irma L. Tuder | Director | Purchase of securities on an exchange or from another person at price $ 50.65 per share. | 21 Apr 2023 | 1,000 | 43,215 (0%) | 0% | 50.7 | 50,650 | Common Stock |
| Zeta Global Holdings Corp (Class A) | David A. Steinberg | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 1,000 | 2,149,916 | - | 0 | Class A Common Stock | |
| Winmark Corp | Mark L. Wilson | Director | 21 Apr 2023 | 1,000 | 1,486 (0%) | 0% | 338.4 | 338,390 | Common Stock | |
| Hancock Whitney Corp | Christine L. Pickering | Director | Sale of securities on an exchange or to another person at price $ 36.29 per share. | 21 Apr 2023 | 984 | 20,948 (0%) | 0% | 36.3 | 35,709 | Common Stock |
| American Eagle Outfitters Inc | Noel Spiegel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 956 | 129,865 | - | - | Share Units | |
| Progressive | Steven A. Broz | Chief Information Officer | Sale of securities on an exchange or to another person at price $ 137.79 per share. | 21 Apr 2023 | 930 | 27,251 (0%) | 0% | 137.8 | 128,145 | Common |
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 1,854 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 2,781 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 3,708 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 15,000 (0%) | 0% | 297.9 | 276,194 | Common Stock | |
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 15,927 (0%) | 0% | 90.5 | 83,888 | Common Stock | |
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 15,000 (0%) | 0% | 297.9 | 276,179 | Common Stock | |
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 15,927 (0%) | 0% | 90.5 | 83,888 | Common Stock | |
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 15,000 (0%) | 0% | 297.9 | 276,191 | Common Stock | |
| Intuitive Surgical | Mark J. Rubash | Director | 21 Apr 2023 | 927 | 15,927 (0%) | 0% | 90.5 | 83,888 | Common Stock | |
| Nicolet Bankshares Inc | Hubert Phillip Moore | CFO | Purchase of securities on an exchange or from another person at price $ 57.02 per share. | 21 Apr 2023 | 912 | 29,361 (0%) | 0% | 57.0 | 52,002 | Common Stock |
| Simmons First National Corp (Class A) | David W. Garner | EVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.54 per share. | 21 Apr 2023 | 855 | 60,839 (0%) | 0% | 16.5 | 14,142 | SFNC Common Stock |
| Simmons First National Corp (Class A) | David W. Garner | EVP, Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 855 | 856 | - | - | Restricted Stock Unit | |
| L3Harris Tech | Lewis Hay | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 3,990 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Rita S. Lane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 4,804 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Roger B. Fradin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 3,663 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Sallie B. Bailey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 4,130 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Thomas A. Dattilo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 6,038 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Robert B. Millard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 215,279 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Peter W. Chiarelli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 4,052 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Joanna L. Geraghty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 1,528 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Christina L. Zamarro | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 1,558 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Harry B. Harris | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 1,136 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Edward A. Rice | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Apr 2023 | 841 | 971 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| Wells Fargo | Kyle G. Hranicky | Sr. Executive Vice President | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 800 | 3,800 (0%) | 0% | 0 | Common Stock, $1 2/3 Par Value | |
| Wells Fargo | Kyle G. Hranicky | Sr. Executive Vice President | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 800 | 3,800 (0%) | 0% | 0 | Common Stock, $1 2/3 Par Value | |
| Wells Fargo | Kyle G. Hranicky | Sr. Executive Vice President | Gift of securities by or to the insider at price $ 0.00 per share. | 21 Apr 2023 | 800 | 3,800 (0%) | 0% | 0 | Common Stock, $1 2/3 Par Value | |
| CNB Fin Corp (PA) | Francis X. Straub | Director | Purchase of securities on an exchange or from another person at price $ 17.85 per share. | 21 Apr 2023 | 792 | 40,746 (0%) | 0% | 17.8 | 14,137 | Common Stock |
| Unitedhealth Grp | Erin L. McSweeney | EVP Chief People Officer | Sale of securities on an exchange or to another person at price $ 494.80 per share. | 21 Apr 2023 | 761 | 9,293 (0%) | 0% | 494.8 | 376,543 | Common Stock |
| Travelers Companies | Daniel S. Frey | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 178.61 per share. | 21 Apr 2023 | 731 | 12,350 (0%) | 0% | 178.6 | 130,567 | Common Stock |
| L3Harris Tech | Lewis Hay | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Lewis Hay | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 4,689 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Rita S. Lane | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 5,503 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Rita S. Lane | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Roger B. Fradin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 4,363 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Roger B. Fradin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Sallie B. Bailey | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 4,830 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Sallie B. Bailey | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Thomas A. Dattilo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 6,738 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Thomas A. Dattilo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Robert B. Millard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Robert B. Millard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 215,979 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Peter W. Chiarelli | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 4,751 (0%) | 0% | 0 | Common Stock, Par Value $1.00 | |
| L3Harris Tech | Peter W. Chiarelli | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 0 | - | - | 2022 Director Share Units | |
| L3Harris Tech | Harry B. Harris | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Apr 2023 | 699 | 1,835 (0%) | 0% | 0 | Common Stock, Par Value $1.00 |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.