Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| LanzaTech Global Inc (Class A) | Jennifer Holmgren | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 2,600,000 | 2,600,000 | - | - | Performance Stock Units | |
| Hercules Cap Inc | Scott Bluestein | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 13.05 per share. | 02 May 2023 | 1,669,089 | 2,892,580 (2%) | 1% | 13.0 | 21,781,611 | Common Stock |
| Hercules Cap Inc | Scott Bluestein | Chief Executive Officer | Sale or transfer of securities back to the company at price $ 13.05 per share. | 02 May 2023 | 1,669,089 | 0 | - | 13.0 | 21,781,611 | Performance Stock Units |
| Workhorse Grp Inc | Richard F. Dauch | Director, Chief Executive Officer | 02 May 2023 | 1,485,149 | 3,224,329 (4%) | 2% | 2.0 | 3,000,001 | Common Stock, $0.001 par value per share | |
| LanzaTech Global Inc (Class A) | Jennifer Holmgren | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 1,145,038 | 1,145,038 | - | - | Stock Options | |
| Clear Channel Outdoor Holdings Inc | Scott R. Wells | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 758,333 | 3,028,696 (5%) | 1% | 0 | Common Stock | |
| Hercules Cap Inc | Scott Bluestein | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.05 per share. | 02 May 2023 | 749,872 | 2,142,708 (1%) | 0% | 13.1 | 9,785,830 | Common Stock |
| 4D Molecular Therapeutics Inc | David Kirn | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 02 May 2023 | 600,000 | 1,259,153 | - | 0 | Common Stock | |
| 4D Molecular Therapeutics Inc | David Kirn | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 02 May 2023 | 600,000 | 600,000 | - | 0 | Common Stock | |
| Workhorse Grp Inc | Richard F. Dauch | Director, Chief Executive Officer | 02 May 2023 | 495,050 | 495,050 | - | - | Performance Share Units | ||
| Clear Channel Outdoor Holdings Inc | Brian D. Coleman | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 450,000 | 1,702,876 (3%) | 0% | 0 | Common Stock | |
| Sirius XM Holdings Inc | Thomas D. Barry | EVP and CFO | 02 May 2023 | 417,683 | 417,683 | - | - | Stock Option (Right to Buy) | ||
| Clear Channel Outdoor Holdings Inc | Scott R. Wells | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 388,200 | 2,423,120 (4%) | 0% | 0 | Common Stock | |
| Clear Channel Outdoor Holdings Inc | Brian D. Coleman | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 323,500 | 1,380,174 (2%) | 0% | 0 | Common Stock | |
| LanzaTech Global Inc (Class A) | Jennifer Holmgren | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 300,000 | 300,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Geoff Trukenbrod | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 280,000 | 280,000 | - | - | Performance Stock Units | |
| Clear Channel Outdoor Holdings Inc | Lynn Feldman | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 275,000 | 1,092,277 (2%) | 0% | 0 | Common Stock | |
| LanzaTech Global Inc (Class A) | Geoff Trukenbrod | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 267,175 | 267,175 | - | - | Stock Options | |
| Clear Channel Outdoor Holdings Inc | Lynn Feldman | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 226,450 | 928,170 (1%) | 0% | 0 | Common Stock | |
| Latham Grp Inc | Scott M. Rajeski | Director, CHIEF EXECUTIVE OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 222,039 | 222,039 | - | - | Stock Appreciation Right | |
| Clear Channel Outdoor Holdings Inc | Justin Cochrane | CEO, UK & Europe | 02 May 2023 | 208,333 | 914,907 (1%) | 0% | 0 | Common Stock | ||
| American Airlines Grp Inc | David Seymour | EVP Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 207,696 | 599,270 (0%) | 0% | 0 | Common Stock | |
| American Airlines Grp Inc | Vasu Raja | EVP Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 207,696 | 285,906 (0%) | 0% | 0 | Common Stock | |
| LanzaTech Global Inc (Class A) | Joseph Blasko | General Counsel | 02 May 2023 | 190,839 | 190,839 | - | - | Stock Options | ||
| Merck & Company | Robert M. Davis | Director, Chairman, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 186,722 | 186,722 | - | - | Stock Option (Right to Buy) | |
| Compass Inc (Class A) | Robert Reffkin | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 179,410 | 600,560 | - | 0 | Class A Common Stock | |
| Compass Inc (Class A) | Robert Reffkin | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 179,410 | 1,435,310 | - | - | Restricted Stock Unit (RSU) | |
| American Airlines Grp Inc | Priya Aiyar | EVP Chief Legal Officer | 02 May 2023 | 171,386 | 513,695 (0%) | 0% | 0 | Common Stock | ||
| American Airlines Grp Inc | Devon E. May | EVP Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 171,386 | 373,171 (0%) | 0% | 0 | Common Stock | |
| LanzaTech Global Inc (Class A) | Steven Stanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 160,000 | 160,000 | - | - | Performance Stock Units | |
| Clear Channel Outdoor Holdings Inc | Scott R. Wells | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 02 May 2023 | 152,757 | 2,270,363 (4%) | 0% | 1.3 | 198,584 | Common Stock |
| LanzaTech Global Inc (Class A) | Steven Stanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 152,671 | 152,671 | - | - | Stock Options | |
| Sphere 3D Corp | Patricia Trompeter | Director, CEO | 02 May 2023 | 150,000 | 344,865 (9%) | 3% | - | Common Stock | ||
| Sphere 3D Corp | Patricia Trompeter | Director, CEO | 02 May 2023 | 150,000 | 1,217,750 | - | - | Restricted Stock Unit (RSU) | ||
| Latham Grp Inc | Joshua D. Cowley | CHIEF COMMERCIAL OFFICER | 02 May 2023 | 146,053 | 146,053 | - | - | Stock Appreciation Right | ||
| LanzaTech Global Inc (Class A) | George Dimitrov | Vice President, Finance | 02 May 2023 | 140,000 | 140,000 | - | - | Restricted Stock Units | ||
| Pearson PLC (ADR) | Sally Kate Miranda Johnson | Executive Director,Chief Financial Officer | 02 May 2023 | 138,349 | 167,477 (0%) | 0% | 0 | Ords 25.00p | ||
| Grindr Inc (Class A) | Kye Chen | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 135,000 | 135,000 | - | 0 | Common Stock | |
| Clear Channel Outdoor Holdings Inc | Brian D. Coleman | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 02 May 2023 | 127,298 | 1,252,876 (2%) | 0% | 1.3 | 165,487 | Common Stock |
| ONE Grp Hospitality Inc | David L. Kanen | Ten Percent Owner, See Explanation of Responses | 02 May 2023 | 125,000 | 1,970,000 (6%) | 0% | 1.6 | 203,750 | Common Stock, par value $0.0001 | |
| ONE Grp Hospitality Inc | David L. Kanen | Ten Percent Owner, See Explanation of Responses | 02 May 2023 | 125,000 | 0 | - | - | Warrants (right to buy) | ||
| Clear Channel Outdoor Holdings Inc | Jason A. Dilger | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 121,875 | 421,422 (0%) | 0% | 0 | Common Stock | |
| LanzaTech Global Inc (Class A) | Carl Wolf | Chief Operating Officer | 02 May 2023 | 120,000 | 120,000 | - | - | Performance Stock Units | ||
| LanzaTech Global Inc (Class A) | Freya Burton | Chief Sustainability Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 120,000 | 120,000 | - | - | Performance Stock Units | |
| LanzaTech Global Inc (Class A) | Julie Zarraga | EVP, Engineering | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 120,000 | 120,000 | - | - | Performance Stock Units | |
| LanzaTech Global Inc (Class A) | Robert Conrado | VP, Eng. Design & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 120,000 | 120,000 | - | - | Performance Stock Units | |
| LanzaTech Global Inc (Class A) | Johanna Haggstrom | VP, Chemicals & HC Fuels Tech | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 120,000 | 120,000 | - | - | Performance Stock Units | |
| LanzaTech Global Inc (Class A) | Carl Wolf | Chief Operating Officer | 02 May 2023 | 114,503 | 114,503 | - | - | Stock Options | ||
| LanzaTech Global Inc (Class A) | Freya Burton | Chief Sustainability Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 114,503 | 114,503 | - | - | Stock Options | |
| LanzaTech Global Inc (Class A) | Julie Zarraga | EVP, Engineering | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 114,503 | 114,503 | - | - | Stock Options | |
| LanzaTech Global Inc (Class A) | Robert Conrado | VP, Eng. Design & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 114,503 | 114,503 | - | - | Stock Options | |
| LanzaTech Global Inc (Class A) | Johanna Haggstrom | VP, Chemicals & HC Fuels Tech | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 114,503 | 114,503 | - | - | Stock Options | |
| LanzaTech Global Inc (Class A) | Cuellar Calad Aura Maria | EVP, Growth & Strategy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 114,503 | 114,503 | - | - | Stock Options | |
| Amgen | Robert A. Bradway | Director, Chairman, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 114,040 | 114,040 | - | - | Nqso (Right to Buy) | |
| Workhorse Grp Inc | Jean Botti | Director | 02 May 2023 | 111,982 | 111,982 (0%) | 0% | 0.9 | 100,000 | Common Stock, $0.001 par value per share | |
| Workhorse Grp Inc | Brandon Torres Declet | Director | 02 May 2023 | 111,982 | 111,982 (0%) | 0% | 0.9 | 100,000 | Common Stock, $0.001 par value per share | |
| Clear Channel Outdoor Holdings Inc | Lynn Feldman | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 02 May 2023 | 110,893 | 817,277 (1%) | 0% | 1.3 | 144,161 | Common Stock |
| Consumer Portfolio Service Inc | Denesh Bharwani | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 105,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Denesh Bharwani | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.48 per share. | 02 May 2023 | 105,000 | 337,046 (1%) | 0% | 3.5 | 365,400 | Common Stock, no par value |
| Latham Grp Inc | Patrick M. Sheller | GENERAL COUNSEL & SECRETARY | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 103,618 | 103,618 | - | - | Stock Appreciation Right | |
| Latham Grp Inc | Sanjeev Bahl | CHIEF OPERATING OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 103,618 | 103,618 | - | - | Stock Appreciation Right | |
| MiNK Therapeutics Inc | Garo H. Armen | Director | Purchase of securities on an exchange or from another person at price $ 0.95 per share. | 02 May 2023 | 100,000 | 1,978,010 | - | 0.9 | 94,850 | Common Stock |
| LanzaTech Global Inc (Class A) | Joseph Blasko | General Counsel | 02 May 2023 | 100,000 | 100,000 | - | - | Performance Stock Units | ||
| Compass Inc (Class A) | Robert Reffkin | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.20 per share. | 02 May 2023 | 99,214 | 501,346 | - | 2.2 | 218,271 | Class A Common Stock |
| Clear Channel Outdoor Holdings Inc | Justin Cochrane | CEO, UK & Europe | 02 May 2023 | 97,050 | 743,356 (1%) | 0% | 0 | Common Stock | ||
| Sirius XM Holdings Inc | Thomas D. Barry | EVP and CFO | 02 May 2023 | 96,500 | 493,268 (0%) | 0% | 0 | Common Stock | ||
| Latham Grp Inc | Joel R. Culp | CHIEF MARKETING OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 93,256 | 93,256 | - | - | Stock Appreciation Right | |
| Samsara Inc (Class A) | John Bicket | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 17.25 per share. | 02 May 2023 | 90,295 | 27,807 | - | 17.3 | 1,557,787 | Class A Common Stock |
| Samsara Inc (Class A) | John Bicket | Director, See remarks, Ten Percent Owner | 02 May 2023 | 90,295 | 118,102 | - | 0 | Class A Common Stock | ||
| Samsara Inc (Class A) | John Bicket | Director, See remarks, Ten Percent Owner | 02 May 2023 | 90,295 | 85,822,510 | - | - | Class B Common Stock | ||
| LanzaTech Global Inc (Class A) | Cuellar Calad Aura Maria | EVP, Growth & Strategy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 90,000 | 90,000 | - | - | Performance Stock Units | |
| Samsara Inc (Class A) | Sanjit Biswas | Director, Chief Executive Officer, Ten Percent Owner | 02 May 2023 | 89,800 | 86,977,462 | - | - | Class B Common Stock | ||
| Samsara Inc (Class A) | Sanjit Biswas | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 17.25 per share. | 02 May 2023 | 89,800 | 91,438 | - | 17.3 | 1,549,248 | Class A Common Stock |
| Samsara Inc (Class A) | Sanjit Biswas | Director, Chief Executive Officer, Ten Percent Owner | 02 May 2023 | 89,800 | 181,238 | - | 0 | Class A Common Stock | ||
| Coca-Cola | Nancy Quan | SVP & Chief Technical Officer | Sale of securities on an exchange or to another person at price $ 63.97 per share. | 02 May 2023 | 85,906 | 209,710 (0%) | 0% | 64.0 | 5,495,656 | Common Stock, $.25 Par Value |
| Boston Scientific | Eric Francis Yves Thepaut | EVP & Pres, Eur, Mid-East, Afr | 02 May 2023 | 83,401 | 12,268 (0%) | 0% | 52.5 | 4,377,543 | Common Stock | |
| ENDRA Life Sciences Inc | Anthony Digiandomenico | Director | Purchase of securities on an exchange or from another person at price $ 1.20 per share. | 02 May 2023 | 83,333 | 102,434 | - | 1.2 | 100,000 | Common Stock |
| Compass Inc (Class A) | Robert Reffkin | Director, Chairman and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 02 May 2023 | 80,196 | 421,150 | - | 0 | Class A Common Stock | |
| Compass Inc (Class A) | Robert Reffkin | Director, Chairman and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 80,196 | 14,573,764 | - | - | Class C Common Stock | |
| Merck & Company | Dean Y. Li | Executive VP & President, MRL | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 77,455 | 77,455 | - | - | Stock Option (Right to Buy) | |
| LanzaTech Global Inc (Class A) | George Dimitrov | Vice President, Finance | 02 May 2023 | 76,335 | 76,335 | - | - | Stock Options | ||
| Coca-Cola | Nancy Quan | SVP & Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 75,826 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Coca-Cola | Nancy Quan | SVP & Chief Technical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 37.20 per share. | 02 May 2023 | 75,826 | 295,616 (0%) | 0% | 37.2 | 2,821,106 | Common Stock, $.25 Par Value |
| LanzaTech Global Inc (Class A) | Geoff Trukenbrod | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 70,000 | 70,000 | - | - | Restricted Stock Award | |
| Pearson PLC (ADR) | Sally Kate Miranda Johnson | Executive Director,Chief Financial Officer | 02 May 2023 | 65,220 | 102,257 (0%) | 0% | 7.6 | 497,149 | Ords 25.00p | |
| Clear Channel Outdoor Holdings Inc | Jason A. Dilger | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 64,700 | 325,007 (0%) | 0% | 0 | Common Stock | |
| Sphere 3D Corp | Patricia Trompeter | Director, CEO | 02 May 2023 | 64,090 | 280,775 (7%) | 1% | 0.4 | 22,611 | Common Stock | |
| American Airlines Grp Inc | Angela Owens | SVP Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 61,728 | 121,558 (0%) | 0% | 0 | Common Stock | |
| Consumer Portfolio Service Inc | Christopher Terry | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 60,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Christopher Terry | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 60,000 | 200,605 (0%) | 0% | 8.0 | 478,200 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Teri L. Robinson | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 60,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Teri L. Robinson | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 60,000 | 434,112 (1%) | 0% | 8.0 | 478,200 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Teri L. Robinson | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.48 per share. | 02 May 2023 | 60,000 | 449,083 (1%) | 0% | 3.5 | 208,800 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Teri L. Robinson | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 60,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | John Patrick Harton | Sr. Vice President | 02 May 2023 | 60,000 | 0 | - | - | Stock Option (right to buy) | ||
| Consumer Portfolio Service Inc | John Patrick Harton | Sr. Vice President | 02 May 2023 | 60,000 | 276,834 (1%) | 0% | 3.5 | 208,800 | Common Stock, no par value | |
| Merck & Company | Caroline Litchfield | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 58,783 | 58,783 | - | - | Stock Option (Right to Buy) | |
| Workhorse Grp Inc | James D. Harrington | General Counsel | 02 May 2023 | 55,694 | 55,694 | - | - | Performance Share Units | ||
| Latham Grp Inc | Kaushal B. Dhruv | CHIEF INFORMATION OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 54,276 | 54,276 | - | - | Stock Appreciation Right | |
| Biohaven Ltd | Julia P. Gregory | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Biohaven Ltd | Gregory Hugh Bailey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Biohaven Ltd | Robert J. Hugin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Biohaven Ltd | Michael T. Heffernan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Biohaven Ltd | John W. Childs | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Biohaven Ltd | Kishan Mehta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Biohaven Ltd | Irina Antonijevic | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,906 | 52,906 | - | - | Stock Option (Right to Buy) | |
| Latham Grp Inc | James E. Cline | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 52,301 | 119,050 | - | 0 | Common Stock, par value $0.0001 per share | |
| Byline Bancorp Inc | Antonio del Valle Perochena | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.29 per share. | 02 May 2023 | 50,000 | 11,745,601 (30%) | 0% | 18.3 | 914,420 | Common stock |
| LanzaTech Global Inc (Class A) | Joseph Blasko | General Counsel | 02 May 2023 | 50,000 | 50,000 | - | - | Restricted Stock Units | ||
| Mechanics Bancorp. (Class A) | Mark R. Patterson | Director | Purchase of securities on an exchange or from another person at price $ 6.46 per share. | 02 May 2023 | 49,983 | 287,000 (1%) | 0% | 6.5 | 323,055 | Common Stock |
| Latham Grp Inc | Melissa C. Feck | CHIEF HUMAN RESOURCES OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 49,342 | 49,342 | - | - | Stock Appreciation Right | |
| Babcock & Wilcox Enterprises Inc | Jimmy B. Morgan | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 49,010 | 49,010 | - | - | Restricted Stock Units | |
| Consumer Portfolio Service Inc | Christopher Terry | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 48,512 | 152,093 (0%) | 0% | 10.6 | 515,197 | Common Stock, no par value |
| Graco Inc | Dale D. Johnson | President, Worldwide CED | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 47,130 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Graco Inc | Dale D. Johnson | President, Worldwide CED | Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.79 per share. | 02 May 2023 | 47,130 | 211,744 (0%) | 0% | 24.8 | 1,168,508 | Common Stock |
| Graco Inc | Dale D. Johnson | President, Worldwide CED | Sale of securities on an exchange or to another person at price $ 79.23 per share. | 02 May 2023 | 46,830 | 164,914 (0%) | 0% | 79.2 | 3,710,500 | Common Stock |
| RXO Inc | Drew Wilkerson | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 46,466 | 598,224 | - | - | Restricted Stock Unit | |
| RXO Inc | Drew Wilkerson | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 46,466 | 67,884 | - | 0 | Common Stock | |
| Stellar Bancorp Inc | Joe E. Penland | Director | Purchase of securities on an exchange or from another person at price $ 21.79 per share. | 02 May 2023 | 46,000 | 531,864 (2%) | 0% | 21.8 | 1,002,358 | Common Stock |
| Merck & Company | Sanat Chattopadhyay | Exe V-P & Pres. MMD | 02 May 2023 | 45,643 | 45,643 | - | - | Stock Option (Right to Buy) | ||
| GeneDx Holdings Corp (Class A) | Joshua Ruch | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 62,568 | - | 0 | Class A Common Stock | |
| GeneDx Holdings Corp (Class A) | Joshua Ruch | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 0 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Keith A. Meister | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 45,454 | - | 0 | Class A Common Stock | |
| GeneDx Holdings Corp (Class A) | Keith A. Meister | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 0 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Eli D. Casdin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 58,290 | - | 0 | Class A Common Stock | |
| GeneDx Holdings Corp (Class A) | Eli D. Casdin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 0 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Emily M. Leproust | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 0 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Emily M. Leproust | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 83,290 | - | 0 | Class A Common Stock | |
| GeneDx Holdings Corp (Class A) | Rachel E. Sherman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 0 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Rachel E. Sherman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,454 | 58,290 | - | 0 | Class A Common Stock | |
| Aflac Inc | Frederick J. Crawford | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 45,068 | 0 | - | - | Employee Stock Option (right to buy) | |
| Aflac Inc | Frederick J. Crawford | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 28.97 per share. | 02 May 2023 | 45,068 | 366,435 (0%) | 0% | 29.0 | 1,305,395 | Common Stock |
| Consumer Portfolio Service Inc | Teri L. Robinson | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 45,029 | 389,083 (1%) | 0% | 10.6 | 478,208 | Common Stock, no par value |
| Merck & Company | Richard R. DeLuca | EVP&Pres, Merck Animal Heallth | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 44,260 | 44,260 | - | - | Stock Option (Right to Buy) | |
| Graco Inc | Dale D. Johnson | President, Worldwide CED | Sale of securities on an exchange or to another person at price $ 79.45 per share. | 02 May 2023 | 43,080 | 164,614 (0%) | 0% | 79.5 | 3,422,740 | Common Stock |
| Graco Inc | Dale D. Johnson | President, Worldwide CED | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 43,080 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Graco Inc | Dale D. Johnson | President, Worldwide CED | Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.93 per share. | 02 May 2023 | 43,080 | 207,694 (0%) | 0% | 24.9 | 1,074,127 | Common Stock |
| Aflac Inc | Frederick J. Crawford | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.22 per share. | 02 May 2023 | 42,696 | 350,524 (0%) | 0% | 31.2 | 1,332,756 | Common Stock |
| Aflac Inc | Frederick J. Crawford | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 42,696 | 0 | - | - | Employee Stock Option (right to buy) | |
| ENDRA Life Sciences Inc | Anthony Digiandomenico | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 May 2023 | 41,667 | 41,667 | - | - | Warrants | |
| Merck & Company | Jennifer Zachary | EVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 41,494 | 41,494 | - | - | Stock Option (Right to Buy) | |
| Paycom | Craig E. Boelte | Chief Financial Officer | 02 May 2023 | 40,000 | 303,826 (0%) | 0% | 0 | Common Stock | ||
| Paycom | Bradley S. Smith | Chief Information Officer | 02 May 2023 | 40,000 | 46,227 (0%) | 0% | 0 | Common Stock | ||
| Paycom | Holly Faurot | Chief Sales Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 40,000 | 80,616 (0%) | 0% | 0 | Common Stock | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 40,000 | 162,031 (0%) | 0% | 8.0 | 318,800 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 40,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 40,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 40,000 | 227,808 (1%) | 0% | 8.0 | 318,800 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Gregory S. Washer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 40,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Gregory S. Washer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 40,000 | 316,000 (1%) | 0% | 8.0 | 318,800 | Common Stock, no par value |
| LanzaTech Global Inc (Class A) | Steven Stanley | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 40,000 | 40,000 | - | - | Restricted Stock Units | |
| NBT Bancorp. Inc | Timothy Delaney | Director | Purchase of securities on an exchange or from another person at price $ 29.77 per share. | 02 May 2023 | 40,000 | 76,535 (0%) | 0% | 29.8 | 1,190,800 | NBT Bancorp Inc. Common Stock |
| Alaska Air Grp Inc | Benito Minicucci | CEO AND PRESIDENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 39,160 | 39,160 | - | - | RESTRICTED STOCK UNITS | |
| Clear Channel Outdoor Holdings Inc | Justin Cochrane | CEO, UK & Europe | 02 May 2023 | 36,782 | 706,574 (1%) | 0% | 1.3 | 47,817 | Common Stock | |
| Amgen | Murdo Gordon | EVP, Global Commercial Ops | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 35,833 | 35,833 | - | - | Nqso (Right to Buy) | |
| STAG Industrial Inc | Benjamin S. Butcher | Director, EXECUTIVE CHAIR | 02 May 2023 | 35,000 | 38,868 (0%) | 0% | - | Common Stock | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director, EXECUTIVE CHAIR | 02 May 2023 | 35,000 | 9,320 | - | - | Partnership Units | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director, EXECUTIVE CHAIR | 02 May 2023 | 35,000 | 44,320 | - | - | Partnership Units | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director, EXECUTIVE CHAIR | 02 May 2023 | 35,000 | 870,215 | - | - | LTIP Units | ||
| Merck & Company | Chirfi Guindo | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 34,578 | 34,578 | - | - | Stock Option (Right to Buy) | |
| Consumer Portfolio Service Inc | Denesh Bharwani | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 34,408 | 302,638 (1%) | 0% | 10.6 | 365,413 | Common Stock, no par value |
| Genpact Ltd | Piyush Mehta | Senior Vice President and CHRO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.35 per share. | 02 May 2023 | 32,500 | 241,540 (0%) | 0% | 19.4 | 628,875 | Common Shares |
| Genpact Ltd | Piyush Mehta | Senior Vice President and CHRO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 32,500 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Amgen | David M. Reese | EVP, Research and Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 32,250 | 32,250 | - | - | Nqso (Right to Buy) | |
| Amgen | Peter H. Griffith | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 32,250 | 32,250 | - | - | Nqso (Right to Buy) | |
| STAG Industrial Inc | Benjamin S. Butcher | Director, EXECUTIVE CHAIR | Sale of securities on an exchange or to another person at price $ 34.90 per share. | 02 May 2023 | 31,780 | 7,088 (0%) | 0% | 34.9 | 1,109,189 | Common Stock |
| Latham Grp Inc | Alexander L. Hawkinson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 31,380 | 525,287 | - | 0 | Common Stock, par value $0.0001 per share | |
| Latham Grp Inc | Suzan Morno-Wade | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 31,380 | 59,719 | - | 0 | Common Stock, par value $0.0001 per share | |
| Latham Grp Inc | Mark P. Laven | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 31,380 | 973,195 | - | 0 | Common Stock, par value $0.0001 per share | |
| Quantum Corp | Brian E. Cabrera | SVP Chief Admin Ofcr & Secy | 02 May 2023 | 30,915 | 244,046 (0%) | 0% | 1.0 | 29,372 | Common Stock | |
| Workhorse Grp Inc | Joshua Joseph Anderson | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,892 | 30,892 | - | - | Performance Share Units | |
| Boston Scientific | Eric Francis Yves Thepaut | EVP & Pres, Eur, Mid-East, Afr | 02 May 2023 | 30,688 | 0 | - | - | Stock Option (Right to Buy) | ||
| Boston Scientific | Eric Francis Yves Thepaut | EVP & Pres, Eur, Mid-East, Afr | 02 May 2023 | 30,688 | 95,669 (0%) | 0% | 12.9 | 395,568 | Common Stock | |
| GeneDx Holdings Corp (Class A) | Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 30,303 | 0 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Richard C. Pfenniger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 30,303 | 30,303 | - | 0 | Class A Common Stock | |
| Amgen | Esteban Santos | EVP, Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,100 | 30,100 | - | - | Nqso (Right to Buy) | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 30,019 | 132,012 (0%) | 0% | 10.6 | 318,802 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 30,019 | 197,789 (0%) | 0% | 10.6 | 318,802 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Gregory S. Washer | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 30,019 | 285,981 (1%) | 0% | 10.6 | 318,802 | Common Stock, no par value |
| OppFi Inc (Class A) | Todd G. Schwartz | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 02 May 2023 | 30,000 | 94,536,687 | - | 0 | Class V Common Stock | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.48 per share. | 02 May 2023 | 30,000 | 162,012 (0%) | 0% | 3.5 | 104,400 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.48 per share. | 02 May 2023 | 30,000 | 227,789 (1%) | 0% | 3.5 | 104,400 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Denesh Bharwani | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 30,000 | 254,561 (1%) | 0% | 8.0 | 239,100 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Denesh Bharwani | Exec. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | John Patrick Harton | Sr. Vice President | 02 May 2023 | 30,000 | 0 | - | - | Stock Option (right to buy) | ||
| Consumer Portfolio Service Inc | John Patrick Harton | Sr. Vice President | 02 May 2023 | 30,000 | 239,384 (1%) | 0% | 8.0 | 239,100 | Common Stock, no par value | |
| Consumer Portfolio Service Inc | Steven Howard Schween | Sr. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 30,000 | 0 | - | - | Stock Option (right to buy) | |
| Consumer Portfolio Service Inc | Steven Howard Schween | Sr. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.48 per share. | 02 May 2023 | 30,000 | 86,560 (0%) | 0% | 3.5 | 104,400 | Common Stock, no par value |
| LanzaTech Global Inc (Class A) | Carl Wolf | Chief Operating Officer | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | ||
| LanzaTech Global Inc (Class A) | Freya Burton | Chief Sustainability Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Freya Burton | Chief Sustainability Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Julie Zarraga | EVP, Engineering | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Robert Conrado | VP, Eng. Design & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Johanna Haggstrom | VP, Chemicals & HC Fuels Tech | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Cuellar Calad Aura Maria | EVP, Growth & Strategy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 30,000 | 30,000 | - | - | Restricted Stock Units | |
| Genpact Ltd | Piyush Mehta | Senior Vice President and CHRO | Sale of securities on an exchange or to another person at price $ 43.79 per share. | 02 May 2023 | 29,929 | 211,611 (0%) | 0% | 43.8 | 1,310,543 | Common Shares |
| Workhorse Grp Inc | Stanley Raymond March | VP, Corporate Development | 02 May 2023 | 29,703 | 29,703 | - | - | Performance Share Units | ||
| Stellar Bancorp Inc | Joe E. Penland | Director | Purchase of securities on an exchange or from another person at price $ 21.57 per share. | 02 May 2023 | 29,512 | 561,376 (2%) | 0% | 21.6 | 636,465 | Common Stock |
| Merck & Company | Steven C. Mizell | EVP, Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 29,046 | 29,046 | - | - | Stock Option (Right to Buy) | |
| Workhorse Grp Inc | Kerry Roraff | Chief Human Resources Officer | 02 May 2023 | 28,713 | 28,713 | - | - | Performance Share Units | ||
| Amgen | Jonathan P. Graham | EVP, Gen. Counsel & Secy. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 28,666 | 28,666 | - | - | Nqso (Right to Buy) | |
| Aflac Inc | Frederick J. Crawford | President & COO | Sale of securities on an exchange or to another person at price $ 68.40 per share. | 02 May 2023 | 28,434 | 336,539 (0%) | 0% | 68.4 | 1,944,999 | Common Stock |
| Monolithic Power | Michael R. Hsing | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 28,210 | 1,078,259 (2%) | 0% | 0 | Common Stock | |
| Aflac Inc | Frederick J. Crawford | President & COO | Sale of securities on an exchange or to another person at price $ 68.45 per share. | 02 May 2023 | 27,695 | 321,367 (0%) | 0% | 68.5 | 1,895,767 | Common Stock |
| PVH Corp | Stefan Larsson | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 26,812 | 191,244 (0%) | 0% | 0 | Common Stock, $1 par value | |
| Consumer Portfolio Service Inc | John Patrick Harton | Sr. Vice President | 02 May 2023 | 26,637 | 250,197 (1%) | 0% | 10.6 | 282,885 | Common Stock, no par value | |
| Mastercard | Timothy H. Murphy | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 227.25 per share. | 02 May 2023 | 26,400 | 66,680 (0%) | 0% | 227.3 | 5,999,400 | Class A Common Stock |
| Mastercard | Timothy H. Murphy | Chief Administrative Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 26,400 | 0 | - | - | Employee Stock Option (right to buy) | |
| Workhorse Grp Inc | James Peters | VP, Supply Chain Management | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 25,743 | 25,743 | - | - | Performance Share Units | |
| Clear Channel Outdoor Holdings Inc | Jason A. Dilger | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 02 May 2023 | 25,460 | 299,547 (0%) | 0% | 1.3 | 33,098 | Common Stock |
| Workhorse Grp Inc | H. Benjamin Samuels | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 02 May 2023 | 24,752 | 455,425 (0%) | 0% | 0 | Common Stock, $0.001 par value per share | |
| Workhorse Grp Inc | Gerald B. Budde | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 02 May 2023 | 24,752 | 156,077 (0%) | 0% | 0 | Common Stock, $0.001 par value per share | |
| Workhorse Grp Inc | Michael L. Clark | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 02 May 2023 | 24,752 | 116,254 (0%) | 0% | 0 | Common Stock, $0.001 par value per share | |
| Workhorse Grp Inc | Harry DeMott | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 02 May 2023 | 24,752 | 57,756 (0%) | 0% | 0 | Common Stock, $0.001 par value per share | |
| Merck & Company | Joseph Romanelli | President, Human Health Int?l | 02 May 2023 | 23,513 | 23,513 | - | - | Stock Option (Right to Buy) | ||
| Consumer Portfolio Service Inc | John Patrick Harton | Sr. Vice President | 02 May 2023 | 22,550 | 216,834 (0%) | 0% | 10.6 | 239,481 | Common Stock, no par value | |
| Consumer Portfolio Service Inc | Denesh Bharwani | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 22,515 | 232,046 (1%) | 0% | 10.6 | 239,109 | Common Stock, no par value |
| Theravance Biopharma Inc | Burton G. Malkiel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Theravance Biopharma Inc | Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Theravance Biopharma Inc | Eran Broshy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Theravance Biopharma Inc | Deepika Rachel Pakianathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Theravance Biopharma Inc | Donal O'Connor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Theravance Biopharma Inc | Laurie Smaldone Alsup | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Theravance Biopharma Inc | Susannah Gray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,044 | 22,044 | - | - | Share Option (Right to Buy) | |
| Paycom | Christopher Gene Thomas | SEVP of Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 22,000 | 26,607 (0%) | 0% | 0 | Common Stock | |
| O'Reilly Automotive | Thomas McFall | EVP | Sale of securities on an exchange or to another person at price $ 926.96 per share. | 02 May 2023 | 20,849 | 5,901 (0%) | 0% | 927.0 | 19,326,191 | Common stock |
| Merck & Company | Michael A Klobuchar | EVP - Chief Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 20,747 | 20,747 | - | - | Stock Option (Right to Buy) | |
| Merck & Company | Jannie Oosthuizen | President, U.S. Market | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 20,747 | 20,747 | - | - | Stock Option (Right to Buy) | |
| RXO Inc | Drew Wilkerson | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.44 per share. | 02 May 2023 | 20,538 | 47,346 | - | 18.4 | 378,721 | Common Stock |
| Mechanics Bancorp. (Class A) | Mark R. Patterson | Director | Purchase of securities on an exchange or from another person at price $ 6.67 per share. | 02 May 2023 | 20,017 | 237,017 (0%) | 0% | 6.7 | 133,613 | Common Stock |
| Stellar Bancorp Inc | William E. Wilson | Director | 02 May 2023 | 20,000 | 90,468 (0%) | 0% | 22.0 | 439,842 | Common Stock | |
| LanzaTech Global Inc (Class A) | Gary E. Rieschel | Director | 02 May 2023 | 20,000 | 20,000 | - | - | Restricted Stock Units | ||
| LanzaTech Global Inc (Class A) | Barbara M. Byrne | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Dorri McWhorter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | Nigel Gormly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| LanzaTech Global Inc (Class A) | James Messina | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Consumer Portfolio Service Inc | Teri L. Robinson | Exec. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 19,662 | 429,421 (1%) | 0% | 10.6 | 208,810 | Common Stock, no par value |
| Vicor Corp | Claudio Tuozzolo | Director, Corp. Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 19,652 | 19,652 | - | - | Non Qualified Stock Option | |
| Merck & Company | David Michael Williams | EVP,Chief Info&Digital Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 19,364 | 19,364 | - | - | Stock Option (Right to Buy) | |
| Vicor Corp | Philip Davies | Director, VP Global Sales & Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 19,198 | 19,198 | - | - | Non Qualified Stock Option | |
| Workhorse Grp Inc | Gregory T. Ackerson | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 18,565 | 18,565 | - | - | Performance Share Units | |
| PTC | Blake D. Moret | Director | Sale of securities on an exchange or to another person at price $ 125.13 per share. | 02 May 2023 | 18,454 | 6,716,080 (5%) | 0% | 125.1 | 2,309,068 | Common Stock |
| Alaska Air Grp Inc | Shane R. Tackett | EVP AND CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 18,060 | 18,060 | - | - | RESTRICTED STOCK UNITS | |
| O'Reilly Automotive | David E. O'Reilly | Director, EV CHAIRMAN OF THE BOARD | Sale of securities on an exchange or to another person at price $ 931.79 per share. | 02 May 2023 | 18,000 | 221,086 (0%) | 0% | 931.8 | 16,772,195 | Common stock |
| Merck & Company | Cristal N. Downing | Chief Comm. & Public Afrs Ofcr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 17,981 | 17,981 | - | - | Stock Option (Right to Buy) | |
| Latham Grp Inc | Suraj Kunchala | VICE PRESIDENT & CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 17,978 | 17,978 | - | - | Stock Appreciation Right | |
| Compass Inc (Class A) | Gregory M. Hart | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 17,290 | 414,860 | - | - | Restricted Stock Unit (RSU) | |
| Compass Inc (Class A) | Gregory M. Hart | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 17,290 | 623,324 | - | 0 | Class A Common Stock | |
| Vicor Corp | Patrizio Vinciarelli | Director, Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 17,273 | 17,273 | - | - | Non Qualified Stock Option | |
| Alaska Air Grp Inc | Andrew R. Harrison | EVP AND CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 17,020 | 17,020 | - | - | RESTRICTED STOCK UNITS | |
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | 02 May 2023 | 16,636 | 225,079 | - | - | LLC Units in Goosehead Financial, LLC | ||
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | 02 May 2023 | 16,636 | 16,636 (0%) | 0% | 0 | Class A Common Stock | ||
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | 02 May 2023 | 16,636 | 225,079 (1%) | 0% | 0 | Class B Common Stock | ||
| Vicor Corp | James F. Schmidt | Director, CFO, Treasurer, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 16,229 | 16,229 | - | - | Non Qualified Stock Option | |
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | Sale of securities on an exchange or to another person at price $ 58.28 per share. | 02 May 2023 | 16,226 | 410 (0%) | 0% | 58.3 | 945,651 | Class A Common Stock |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 16,134 | 0 | - | - | Employee Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. | 02 May 2023 | 16,134 | 21,134 (0%) | 0% | 10 | 161,340 | Class A Common Stock |
| Ares Cap Corp | Kort Schnabel | Co-President | Purchase of securities on an exchange or from another person at price $ 17.84 per share. | 02 May 2023 | 15,000 | 15,000 (0%) | 0% | 17.8 | 267,600 | Common Stock |
| Consumer Portfolio Service Inc | Steven Howard Schween | Sr. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.97 per share. | 02 May 2023 | 15,000 | 67,818 (0%) | 0% | 8.0 | 119,550 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Steven Howard Schween | Sr. Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 15,000 | 0 | - | - | Stock Option (right to buy) | |
| Goosehead Insurance Inc (Class A) | Peter Lane | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 15,000 | 15,000 | - | - | Director Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | James Reid | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 15,000 | 15,000 | - | - | Director Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 15,000 | 15,000 | - | - | Director Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | Robyn Jones | Director, Ten Percent Owner, Member of 10% owner group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 15,000 | 15,000 | - | - | Director Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | Waded Cruzado | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 15,000 | 15,000 | - | - | Director Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | Thomas McConnon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 15,000 | 15,000 | - | - | Director Stock Options (right to buy) | |
| Prestige Consumer Healthcare Inc | Ronald M. Lombardi | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 14,985 | 233,993 (0%) | 0% | 0 | Common Stock, par value $0.01 per share | |
| PVH Corp | Stefan Larsson | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 84.11 per share. | 02 May 2023 | 14,659 | 176,585 (0%) | 0% | 84.1 | 1,232,968 | Common Stock, $1 par value |
| Vicor Corp | Andrew D’Amico | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 14,582 | 14,582 | - | - | Non Qualified Stock Option | |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Sale of securities on an exchange or to another person at price $ 58.23 per share. | 02 May 2023 | 14,283 | 6,851 (0%) | 0% | 58.2 | 831,699 | Class A Common Stock |
| Graco Inc | Lee R. Mitau | Director | Sale of securities on an exchange or to another person at price $ 79.72 per share. | 02 May 2023 | 13,938 | 17,462 (0%) | 0% | 79.7 | 1,111,076 | Common Stock |
| Graco Inc | Lee R. Mitau | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,938 | 0 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Graco Inc | Lee R. Mitau | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.21 per share. | 02 May 2023 | 13,938 | 31,400 (0%) | 0% | 24.2 | 337,393 | Common Stock |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,866 | 16,134 | - | - | Employee Stock Options (right to buy) | |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Sale of securities on an exchange or to another person at price $ 58.14 per share. | 02 May 2023 | 13,866 | 5,000 (0%) | 0% | 58.1 | 806,169 | Class A Common Stock |
| Goosehead Insurance Inc (Class A) | Patrick Ryan Langston | Chief Legal Officer, Ten Percent Owner, Member of 10% owner group | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.00 per share. | 02 May 2023 | 13,866 | 18,866 (0%) | 0% | 10 | 138,660 | Class A Common Stock |
| Alaska Air Grp Inc | Constance E. Von Muehlen | EVP AND COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 13,770 | 13,770 | - | - | COMMON STOCK | |
| Vicor Corp | Michael McNamara | Director, General Manager Mfg. Ops. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 13,763 | 13,763 | - | - | Non Qualified Stock Option | |
| BCB Bancorp Inc (NJ) | Mark D. Hogan | Director | Purchase of securities on an exchange or from another person at price $ 10.98 per share. | 02 May 2023 | 13,724 | 583,936 (3%) | 0% | 11.0 | 150,727 | Common Stock |
| Amgen | Robert A. Bradway | Director, Chairman, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 13,486 | 646,680 (0%) | 0% | 0 | Common Stock | |
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | 02 May 2023 | 13,364 | 241,715 (1%) | 0% | 0 | Class B Common Stock | ||
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | 02 May 2023 | 13,364 | 241,715 | - | - | LLC Units in Goosehead Financial, LLC | ||
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | Sale of securities on an exchange or to another person at price $ 58.16 per share. | 02 May 2023 | 13,364 | 0 (0%) | 0% | 58.2 | 777,250 | Class A Common Stock |
| Goosehead Insurance Inc (Class A) | Lindy Langston | Ten Percent Owner, Member of 10% owner group | 02 May 2023 | 13,364 | 13,364 (0%) | 0% | 0 | Class A Common Stock | ||
| DraftKings Inc (Class A) | Harry Evans Sloan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Harry Evans Sloan | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 175,103 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Valerie A. Mosley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 26,524 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Valerie A. Mosley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Marni M. Walden | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Marni M. Walden | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 172,405 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Ryan R. Moore | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 48,351 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Ryan R. Moore | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Steven J. Murray | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 52,044 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Steven J. Murray | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Shalom Meckenzie | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 34,801 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Shalom Meckenzie | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Woodrow H. Levin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 40,667 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Woodrow H. Levin | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Jocelyn Moore | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 26,831 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Jocelyn Moore | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 13,342 | 0 | - | - | Restricted Stock Units | |
| First Horizon Corp | Rick E. Maples | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 13,226 | 84,388 (0%) | 0% | 0 | Common Stock | |
| Alaska Air Grp Inc | Constance E. Von Muehlen | EVP AND COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 13,160 | 13,160 | - | - | RESTRICTED STOCK UNITS | |
| Church & Dwight | Robert K. Shearer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 49.62 per share. | 02 May 2023 | 12,960 | 42,068 (0%) | 0% | 49.6 | 643,075 | Common Stock |
| Church & Dwight | Robert K. Shearer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 12,960 | 0 | - | - | Stock Option (right to buy) | |
| Church & Dwight | Robert K. Shearer | Director | Sale of securities on an exchange or to another person at price $ 96.23 per share. | 02 May 2023 | 12,960 | 29,108 (0%) | 0% | 96.2 | 1,247,110 | Common Stock |
| Expeditors Intl Of Washington | Jeffrey S. Musser | Director, President and CEO | 02 May 2023 | 12,786 | 12,786 | - | - | Restricted Stock Units ("RSUs") | ||
| Hycroft Mining Holding Corp (Class A) | Diane R. Garrett | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 0.40 per share. | 02 May 2023 | 12,700 | 2,193,076 | - | 0.4 | 5,039 | Class A Common Stock |
| Alaska Air Grp Inc | Benito Minicucci | CEO AND PRESIDENT | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 12,580 | 12,580 | - | - | RESTRICTED STOCK UNITS | |
| Core & Main Inc (Class A) | John Weldon Stephens | VP, Corp. Controller | Sale of securities on an exchange or to another person at price $ 26.53 per share. | 02 May 2023 | 12,500 | 3,468 | - | 26.5 | 331,619 | Class A Common Stock |
| Core & Main Inc (Class A) | John Weldon Stephens | VP, Corp. Controller | 02 May 2023 | 12,500 | 0 | - | - | Class B Common Stock and Limited Partnership Interests | ||
| Core & Main Inc (Class A) | John Weldon Stephens | VP, Corp. Controller | Other type of transaction at price $ 0.00 per share. | 02 May 2023 | 12,500 | 12,500 | - | - | Class B Common Stock and Limited Partnership Interests | |
| Core & Main Inc (Class A) | John Weldon Stephens | VP, Corp. Controller | Other type of transaction at price $ 0.00 per share. | 02 May 2023 | 12,500 | 286,445 | - | - | Class B Common Stock and Limited Partnership Interests | |
| Core & Main Inc (Class A) | John Weldon Stephens | VP, Corp. Controller | 02 May 2023 | 12,500 | 15,968 | - | 0 | Class A Common Stock | ||
| Hope Bancorp Inc | Dale S. Zuehls | Director | Purchase of securities on an exchange or from another person at price $ 8.09 per share. | 02 May 2023 | 12,402 | 35,003 (0%) | 0% | 8.1 | 100,332 | Common Stock |
| Vicor Corp | Alvaro Doyle | VP and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 12,331 | 12,331 | - | - | Non Qualified Stock Option | |
| Baker Hughes | Kurt Camilleri | SVP/Controller/Chief Acctg Off | Sale of securities on an exchange or to another person at price $ 28.53 per share. | 02 May 2023 | 12,293 | 1,000 (0%) | 0% | 28.5 | 350,719 | Class A Common Stock |
| Consumer Portfolio Service Inc | Steven Howard Schween | Sr. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 12,285 | 74,275 (0%) | 0% | 10.6 | 130,467 | Common Stock, no par value |
| TTEC Holdings Inc | Michelle R. Swanback | PRESIDENT, CEO, TTEC ENGAGE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 12,191 | 12,191 (0%) | 0% | 0 | Common Stock | |
| TTEC Holdings Inc | Michelle R. Swanback | PRESIDENT, CEO, TTEC ENGAGE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 12,191 | 48,760 | - | - | Restricted Stock Unit | |
| KLA | Richard P. Wallace | President and CEO | Sale of securities on an exchange or to another person at price $ 380.31 per share. | 02 May 2023 | 12,098 | 159,103 (0%) | 0% | 380.3 | 4,600,990 | Common Stock |
| First Horizon Corp | Wendy P. Davidson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 12,086 | 55,472 (0%) | 0% | 0 | Common Stock | |
| First Horizon Corp | Harry V. Barton | Director | 02 May 2023 | 12,086 | 167,426 (0%) | 0% | 0 | Common Stock | ||
| Texas Cap Bancshares Inc | Robert W. Stallings | Director | 02 May 2023 | 12,000 | 246,000 (0%) | 0% | 47.5 | 569,400 | Common Stock | |
| NCR Corp | Joseph E. Reece | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 11,957 | 40,736 (0%) | 0% | 20.9 | 250,021 | Common Stock |
| Church & Dwight | Robert K. Shearer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 11,590 | 0 | - | - | Stock Option (right to buy) | |
| Church & Dwight | Robert K. Shearer | Director | Sale of securities on an exchange or to another person at price $ 96.23 per share. | 02 May 2023 | 11,590 | 29,108 (0%) | 0% | 96.2 | 1,115,278 | Common Stock |
| Church & Dwight | Robert K. Shearer | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 53.75 per share. | 02 May 2023 | 11,590 | 40,698 (0%) | 0% | 53.8 | 622,963 | Common Stock |
| Vicor Corp | Quentin A. Fendelet | Corp. VP-CAO. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 11,324 | 11,324 | - | - | Non Qualified Stock Option | |
| Consumer Portfolio Service Inc | Steven Howard Schween | Sr. Vice President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 11,258 | 56,560 (0%) | 0% | 10.6 | 119,560 | Common Stock, no par value |
| Monolithic Power | Michael R. Hsing | Director, CEO | Sale of securities on an exchange or to another person at price $ 463.55 per share. | 02 May 2023 | 11,242 | 1,067,017 (2%) | 0% | 463.5 | 5,211,229 | Common Stock |
| NCR Corp | Deborah A. Farrington | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 53,490 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Kirk T. Larsen | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 39,999 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Laura J. Sen | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 17,240 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Martin Mucci | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 22,839 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Mark W. Begor | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 37,036 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Gregory R. Blank | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 39,634 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Glenn W. Welling | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 21,807 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Joseph E. Reece | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 28,779 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Georgette D. Kiser | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 37,533 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| NCR Corp | Catherine Levinson Burke | Director | Grant, award, or other acquisition of securities at price $ 20.91 per share. | 02 May 2023 | 10,761 | 39,999 (0%) | 0% | 20.9 | 225,013 | Common Stock |
| O'Reilly Automotive | Thomas McFall | EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 256.34 per share. | 02 May 2023 | 10,520 | 16,421 (0%) | 0% | 256.3 | 2,696,697 | Common stock |
| O'Reilly Automotive | Thomas McFall | EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 10,520 | 0 | - | - | Nonqualified employee stock options (right to buy) | |
| Zoom Video Comm Inc (Class A) | Aparna Bawa | Chief Operating Officer | 02 May 2023 | 10,500 | 29,119 (0%) | 0% | 61.4 | 644,874 | Class A Common Stock | |
| American Electric Power | Nicholas K. Akins | Executive Chair | Sale of securities on an exchange or to another person at price $ 92.75 per share. | 02 May 2023 | 10,491 | 125,520 (0%) | 0% | 92.7 | 973,040 | Common Stock |
| Knowles Corp | Didier Hirsch | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 117,669 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Donald Macleod | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 138,242 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Keith L. Barnes | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 87,363 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Cheryl L. Shavers | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 62,977 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Daniel Crowley | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 30,188 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Hermann Eul | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 95,542 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Michael S. Wishart | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 47,825 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| Knowles Corp | Ye Jane Li | Director | Grant, award, or other acquisition of securities at price $ 16.39 per share. | 02 May 2023 | 10,373 | 50,398 (0%) | 0% | 16.4 | 170,013 | Common Stock |
| O'Reilly Automotive | Thomas McFall | EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 256.69 per share. | 02 May 2023 | 10,329 | 26,750 (0%) | 0% | 256.7 | 2,651,351 | Common stock |
| O'Reilly Automotive | Thomas McFall | EVP | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 10,329 | 0 | - | - | Nonqualified employee stock options (right to buy) | |
| Vicor Corp | Alex Gusinov | Corp. Vice President Eng. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 10,073 | 10,073 | - | - | Non Qualified Stock Option | |
| Cleveland-Cliffs Inc | Ralph S. Michael | Director | Purchase of securities on an exchange or from another person at price $ 14.96 per share. | 02 May 2023 | 10,000 | 171,840 (0%) | 0% | 15.0 | 149,592 | Common Shares |
| CPS Tech Corp | Ralph M. Norwood | Director | 02 May 2023 | 10,000 | 41,084 (0%) | 0% | 1 | 10,000 | Common Stock | |
| CPS Tech Corp | Ralph M. Norwood | Director | 02 May 2023 | 10,000 | 133,100 | - | - | Common Stock Options | ||
| Simmons First National Corp (Class A) | Jay D. Burchfield | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 02 May 2023 | 10,000 | 78,100 (0%) | 0% | - | SFNC Common Stock | |
| Simmons First National Corp (Class A) | Jay D. Burchfield | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 02 May 2023 | 10,000 | 11,388 (0%) | 0% | - | SFNC Common Stock | |
| TREX Co. Inc | William R. Gupp | Sr VP, CLO & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 54.56 per share. | 02 May 2023 | 9,861 | 106,974 (0%) | 0% | 54.6 | 538,016 | Common Stock |
| Consumer Portfolio Service Inc | Brian J. Rayhill | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 9,831 | 152,181 (0%) | 0% | 10.6 | 104,405 | Common Stock, no par value |
| Consumer Portfolio Service Inc | Daniel S. Wood | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.62 per share. | 02 May 2023 | 9,831 | 217,958 (0%) | 0% | 10.6 | 104,405 | Common Stock, no par value |
| Merck & Company | Rita A. Karachun | Sr. VP Fince-Global Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,682 | 9,682 | - | - | Stock Option (Right to Buy) | |
| Merck & Company | Lisa LeCointe-Cephas | SVP Chief Ethics & Com Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,682 | 9,682 | - | - | Stock Option (Right to Buy) | |
| Solid Biosciences Inc | Ilan Ganot | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,650 | 9,650 | - | - | Director Stock Option (Right to Buy) | |
| TFS Fin Corp | Daniel F. Weir | Director | Purchase of securities on an exchange or from another person at price $ 11.93 per share. | 02 May 2023 | 9,500 | 114,305 (0%) | 0% | 11.9 | 113,315 | Common Stock |
| Freshworks Inc (Class A) | Johanna Flower | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 9,380 | 131,730 | - | - | Class B Common Stock | |
| Assured Guaranty Ltd | Francisco L. Borges | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,376 | 292,494 (0%) | 0% | 0 | Common Shares | |
| Amgen | Derek Miller | SVP, Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,316 | 9,316 | - | - | Nqso (Right to Buy) | |
| Theravance Biopharma Inc | Burton G. Malkiel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 100,589 (0%) | 0% | 0 | Ordinary Shares | |
| Theravance Biopharma Inc | Dean Jonathan Mitchell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 70,018 (0%) | 0% | 0 | Ordinary Shares | |
| Theravance Biopharma Inc | Eran Broshy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 70,018 (0%) | 0% | 0 | Ordinary Shares | |
| Theravance Biopharma Inc | Deepika Rachel Pakianathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 36,879 (0%) | 0% | 0 | Ordinary Shares | |
| Theravance Biopharma Inc | Donal O'Connor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 53,018 (0%) | 0% | 0 | Ordinary Shares | |
| Theravance Biopharma Inc | Laurie Smaldone Alsup | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 53,794 (0%) | 0% | 0 | Ordinary Shares | |
| Theravance Biopharma Inc | Susannah Gray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 9,132 | 20,951 (0%) | 0% | 0 | Ordinary Shares | |
| Seacoast Banking Corp Of Florida | Dennis S. Hudson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 9,000 | 10,400 | - | - | Common Stock Right to Buy | |
| Seacoast Banking Corp Of Florida | Dennis S. Hudson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.00 per share. | 02 May 2023 | 9,000 | 206,279 (0%) | 0% | 11 | 99,000 | Common Stock |
| First Horizon Corp | Colin V. Reed | Director | 02 May 2023 | 8,950 | 161,889 (0%) | 0% | 0 | Common Stock | ||
| Marten Transport Ltd | Randolph L. Marten | Director, Exec. Chairman of the Board, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,765 | 17,723,560 (32%) | 0% | 0 | Common Stock | |
| Expeditors Intl Of Washington | Blake R Bell | President, Global Products | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,721 | 8,721 | - | - | Restricted Stock Units ("RSUs") | |
| Monolithic Power | Deming Xiao | Pres. of MPS Asia Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,685 | 277,862 (0%) | 0% | 0 | Common Stock | |
| Monolithic Power | Maurice Sciammas | Sr. V.P.of Sales and Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,685 | 209,659 (0%) | 0% | 0 | Common Stock | |
| Monolithic Power | Saria Tseng | VP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,685 | 278,715 (0%) | 0% | 0 | Common Stock | |
| Alaska Air Grp Inc | Constance E. Von Muehlen | EVP AND COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,576 | 8,576 | - | - | EMPLOYEE STOCK OPTION (RIGHT TO BUY) | |
| Business First Bancshares Inc | Keith Mansfield | EVP&COO of b1Bank | Purchase of securities on an exchange or from another person at price $ 14.59 per share. | 02 May 2023 | 8,500 | 62,727 (0%) | 0% | 14.6 | 124,015 | COMMON STOCK |
| Vicor Corp | Nancy L. Grava | VP-Human Resources | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 8,462 | 8,462 | - | - | Non Qualified Stock Option | |
| Abbott | Andrea F. Wainer | EXECUTIVE VICE PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 47.00 per share. | 02 May 2023 | 8,226 | 78,653 (0%) | 0% | 47 | 386,622 | Common shares without par value |
| Abbott | Andrea F. Wainer | EXECUTIVE VICE PRESIDENT | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 8,226 | 0 | - | - | Option (right to buy) | |
| Abbott | Andrea F. Wainer | EXECUTIVE VICE PRESIDENT | Sale of securities on an exchange or to another person at price $ 110.56 per share. | 02 May 2023 | 8,226 | 70,427 (0%) | 0% | 110.6 | 909,472 | Common shares without par value |
| FB Fin Corp | J. Raja Jubran | Director | Purchase of securities on an exchange or from another person at price $ 24.77 per share. | 02 May 2023 | 8,068 | 45,680 (0%) | 0% | 24.8 | 199,844 | Common Stock |
| Marten Transport Ltd | Timothy M. Kohl | Chief Executive Officer | 02 May 2023 | 8,047 | 276,721 (0%) | 0% | 0 | Common Stock | ||
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 113.08 per share. | 02 May 2023 | 8,000 | 8,130 (0%) | 0% | 113.1 | 904,640 | Common Stock |
| United Therapeutics Corp | Martine A. Rothblatt | Director, CHAIRPERSON & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 8,000 | 0 | - | - | Stock Options | |
| Freshworks Inc (Class A) | Johanna Flower | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 7,820 | 78,120 | - | - | Restricted Stock Units | |
| Alaska Air Grp Inc | Kyle B. Levine | SVP LEGAL & GEN COUNSEL | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 May 2023 | 7,740 | 7,740 | - | - | RESTRICTED STOCK UNITS | |
| Graphic Packaging Holding Co | Elizabeth Spence | EVP, Human Resources | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 May 2023 | 7,630 | 15,284 | - | - | Service-Based Restricted Stock Units |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.