Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| AdaptHealth Corp | Theodore Lundberg | Director | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 2,220,278 | 4,460,555 (10%) | 5% | - | Common Stock | |
| Energy Transfer LP - Unit | Kelcy L. Warren | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 12.49 per share. | 15 May 2023 | 1,000,000 | 60,078,477 (2%) | 0% | 12.5 | 12,490,000 | Common Units |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 824,774 | 3,469,551 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 824,774 | 0 | - | - | Restricted Stock Units | |
| Sabre Corp | Kurt J. Ekert | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 790,230 | 1,024,464 (0%) | 0% | 3.5 | 2,750,000 | Common Stock |
| AdaptHealth Corp | Theodore Lundberg | Director | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 714,054 | 1,428,109 (3%) | 1% | - | Common Stock | |
| Inovio Pharma Inc | Jacqueline E. Shea | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 638,800 | 638,800 | - | - | Restricted Stock Unit | |
| Sabre Corp | Sean E. Menke | Director, Executive Chair of the Board | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 574,713 | 1,967,340 (0%) | 0% | 3.5 | 2,000,001 | Common Stock |
| American Well Corp (Class A) | Ido Schoenberg | Director, Chairman, co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 500,000 | 500,000 | - | - | Performance Share Units | |
| American Well Corp (Class A) | Ido Schoenberg | Director, Chairman, co-CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 500,000 | 1,816,909 | - | - | Class A Common Stock | |
| American Well Corp (Class A) | Roy Schoenberg | Director, President, co-CEO | 15 May 2023 | 500,000 | 2,660,353 | - | - | Class A Common Stock | ||
| American Well Corp (Class A) | Roy Schoenberg | Director, President, co-CEO | 15 May 2023 | 500,000 | 500,000 | - | - | Performance Share Units | ||
| Privia Health Group Inc | Parth Mehrotra | President and COO | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2023 | 437,481 | 437,481 | - | - | Stock Option (Right to Purchase) | |
| Privia Health Group Inc | Parth Mehrotra | President and COO | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2023 | 437,481 | 0 | - | - | Stock Option (Right to Purchase) | |
| Gen Digital | Vincent Pilette | Director, CEO | Grant, award, or other acquisition of securities at price $ 16.41 per share. | 15 May 2023 | 427,997 | 1,719,563 (0%) | 0% | 16.4 | 7,023,431 | Common Stock |
| Gen Digital | Vincent Pilette | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 427,997 | 0 | - | - | Performance-Based Restricted Stock Units | |
| Gen Digital | Vincent Pilette | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 427,997 | 427,997 | - | - | Performance-Based Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.49 per share. | 15 May 2023 | 408,923 | 3,060,628 | - | 0.5 | 201,395 | Class A Common Stock |
| Standard BioTools Inc | Jeffrey G. Black | SVP & Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 400,000 | 400,000 | - | - | Stock Option (Right to Buy) | |
| Netscout Systems Inc | Anil K. Singhal | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2023 | 400,000 | 1,453,238 (1%) | 0% | - | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 378,078 | 3,697,647 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 378,078 | 3,402,699 | - | - | Restricted Stock Units | |
| Nuvation Bio Inc (Class A) | Kathryn E. Falberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 366,744 | 366,744 | - | - | Stock Option (Right to Buy) | |
| Nuvation Bio Inc (Class A) | Kim D. Blickenstaff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 366,744 | 366,744 | - | - | Stock Option (Right to Buy) | |
| Nuvation Bio Inc (Class A) | Daniel G. Welch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 366,744 | 366,744 | - | - | Stock Option (Right to Buy) | |
| Nuvation Bio Inc (Class A) | W. Anthony Vernon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 366,744 | 366,744 | - | - | Stock Option (Right to Buy) | |
| Nuvation Bio Inc (Class A) | Robert B. Bazemore | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 366,744 | 366,744 | - | - | Stock Option (Right to Buy) | |
| Sabre Corp | Michael O. Randolfi | EVP and CFO | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 287,356 | 496,526 (0%) | 0% | 3.5 | 999,999 | Common Stock |
| Commerce.com Inc - Ordinary Shares Series 1 | Jeffrey Gordon Richards | Director | Sale of securities on an exchange or to another person at price $ 7.49 per share. | 15 May 2023 | 277,626 | 977,311 | - | 7.5 | 2,079,752 | Series 1 Common Stock |
| Co-Diagnostics Inc | Dwight H Egan | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 275,000 | 746,667 | - | - | Restricted Stock Unit | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 268,242 | 3,334,360 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 268,242 | 0 | - | - | Restricted Stock Units | |
| Sabre Corp | Shawn G Williams | EVP and Chief People Officer | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 258,621 | 504,379 (0%) | 0% | 3.5 | 900,001 | Common Stock |
| American Well Corp (Class A) | Ido Schoenberg | Director, Chairman, co-CEO | Sale of securities on an exchange or to another person at price $ 2.04 per share. | 15 May 2023 | 250,610 | 1,566,299 | - | 2.0 | 512,447 | Class A Common Stock |
| Starwood Property Trust Inc | Barry S. Sternlicht | Director, CEO, Chairman of Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 245,525 | 1,671,019 (0%) | 0% | - | Common Stock | |
| American Well Corp (Class A) | Roy Schoenberg | Director, President, co-CEO | 15 May 2023 | 233,427 | 2,426,926 | - | 2.0 | 477,312 | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 225,286 | 3,431,266 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 225,286 | 2,478,145 | - | - | Restricted Stock Units | |
| Co-Diagnostics Inc | Brian L. Brown | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 225,000 | 602,500 | - | - | Restricted Stock Units | |
| JFrog Ltd | Jacob Shulman | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 218,245 | 523,735 | - | 0 | Ordinary Shares | |
| Cricut Inc (Class A) | Ashish Arora | Director, Chief Executive Officer, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.12 per share. | 15 May 2023 | 217,538 | 2,140,767 | - | 8.1 | 1,766,409 | Class A Common Stock |
| Sabre Corp | Roshan Mendis | Executive Vice President | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 215,517 | 461,465 (0%) | 0% | 3.5 | 749,999 | Common Stock |
| Sabre Corp | Scott Albert Wilson | Executive Vice President | 15 May 2023 | 215,517 | 438,097 (0%) | 0% | 3.5 | 749,999 | Common Stock | |
| Sabre Corp | Garry R. Wiseman | Executive Vice President | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 215,517 | 324,687 (0%) | 0% | 3.5 | 749,999 | Common Stock |
| Gen Digital | Vincent Pilette | Director, CEO | Sale or transfer of securities back to the company at price $ 16.41 per share. | 15 May 2023 | 212,202 | 1,507,361 (0%) | 0% | 16.4 | 3,482,235 | Common Stock |
| AdaptHealth Corp | Theodore Lundberg | Director | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 211,449 | 422,898 (1%) | 0% | - | Common Stock | |
| Standard BioTools Inc | Jeffrey G. Black | SVP & Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 210,526 | 210,526 | - | - | Restricted Stock Units | |
| Domo Inc (Class B) | Daren Thayne | CTO & EVP Engineering | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 200,000 | 404,799 (1%) | 0% | 0 | Class B Common Stock | |
| SoundHound AI Inc (Class A) | Larry Marcus | Director | Sale of securities on an exchange or to another person at price $ 2.52 per share. | 15 May 2023 | 200,000 | 595,846 | - | 2.5 | 504,600 | Class A Common Stock |
| Verastem Inc | Karin Tollefson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 187,500 | 187,500 | - | - | Stock Option (right to buy) | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.49 per share. | 15 May 2023 | 187,452 | 3,510,195 | - | 0.5 | 92,320 | Class A Common Stock |
| Ford Motor | Jennifer Waldo | Chief People & E. Exp. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 185,185 | 185,185 | - | - | Ford Stock Units | |
| Gen Digital | Natalie M. Derse | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 177,778 | 0 | - | - | Performance-Based Restricted Stock Units | |
| Gen Digital | Natalie M. Derse | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.41 per share. | 15 May 2023 | 177,778 | 493,131 (0%) | 0% | 16.4 | 2,917,337 | Common Stock |
| Gen Digital | Natalie M. Derse | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 177,778 | 177,778 | - | - | Performance-Based Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | Sergio Cervantes | Chief Financial Officer | 15 May 2023 | 176,413 | 529,212 | - | - | Restricted Stock Units | ||
| Grove Collaborative Holdings Inc (Class A) | Sergio Cervantes | Chief Financial Officer | 15 May 2023 | 176,413 | 368,824 | - | - | Class A Common Stock | ||
| JFrog Ltd | Shlomi Ben Haim | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 174,596 | 5,428,701 | - | 0 | Ordinary Shares | |
| JFrog Ltd | Tali Notman | Chief Revenue Officer | 15 May 2023 | 174,596 | 645,999 | - | 0 | Ordinary Shares | ||
| Coupang Inc (Class A) | Hanseung Kang | Rep Director, Business Mngmt | 15 May 2023 | 174,324 | 475,743 | - | 16 | 2,789,184 | Class A Common Stock | |
| Catalyst Pharma Inc | Patrick J. McEnany | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 173,849 | 2,927,667 | - | - | Options to purchase common stock | |
| Catalyst Pharma Inc | Patrick J. McEnany | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.79 per share. | 15 May 2023 | 173,849 | 4,119,285 (3%) | 0% | 0.8 | 137,341 | Common stock, par value $0.001 per share |
| Inovio Pharma Inc | Peter D. Kies | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 171,756 | 171,756 | - | - | Restricted Stock Unit | |
| Inovio Pharma Inc | Laurent Humeau | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 171,756 | 171,756 | - | - | Restricted Stock Unit | |
| Navient Corp | David L Yowan | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 15.11 per share. | 15 May 2023 | 158,835 | 320,691 (0%) | 0% | 15.1 | 2,399,997 | Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 158,510 | 2,723,367 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 158,510 | 1,072,957 | - | - | Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | Sergio Cervantes | Chief Financial Officer | 15 May 2023 | 156,049 | 438,106 | - | - | Class A Common Stock | ||
| Grove Collaborative Holdings Inc (Class A) | Sergio Cervantes | Chief Financial Officer | 15 May 2023 | 156,049 | 1,404,438 | - | - | Restricted Stock Units | ||
| Range Resources Corp | Mark S. Scucchi | EVP & CFO | Sale of securities on an exchange or to another person at price $ 27.39 per share. | 15 May 2023 | 153,000 | 263,070 (0%) | 0% | 27.4 | 4,190,670 | Common Stock |
| Century Therapeutics Inc | Michael Diem | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 151,058 | 274,296 | - | 0 | Common Stock | |
| PLAYSTUDIOS Inc (Class A) | Scott Peterson | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 150,000 | 200,000 | - | 0 | Class A Common Stock | |
| PLAYSTUDIOS Inc (Class A) | Scott Peterson | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 150,000 | 150,000 | - | - | Restricted Stock Units | |
| Alphatec Holdings Inc | James L.L. Tullis | Director | 15 May 2023 | 147,725 | 545,331 (0%) | 0% | 3.5 | 517,038 | Common Stock | |
| Alphatec Holdings Inc | James L.L. Tullis | Director | 15 May 2023 | 147,725 | 147,726 | - | - | Warrants (right to buy) | ||
| Grove Collaborative Holdings Inc (Class A) | John B. Replogle | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 142,156 | 0 | - | - | Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | John B. Replogle | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 142,156 | 985,221 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | David Glazer | Director | 15 May 2023 | 142,156 | 0 | - | - | Restricted Stock Units | ||
| Grove Collaborative Holdings Inc (Class A) | David Glazer | Director | 15 May 2023 | 142,156 | 259,673 | - | - | Class A Common Stock | ||
| Bruker Corp | Frank H. Laukien | Director, PRESIDENT & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 72.60 per share. | 15 May 2023 | 137,718 | 38,352,034 (24%) | 0% | 72.6 | 9,998,327 | Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.49 per share. | 15 May 2023 | 132,995 | 3,201,365 | - | 0.5 | 65,500 | Class A Common Stock |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 66.00 per share. | 15 May 2023 | 132,300 | 0 | - | 66.0 | 8,732,065 | Class A Common Stock |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.20 per share. | 15 May 2023 | 132,300 | 132,300 | - | 0.2 | 26,460 | Class A Common Stock |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 132,300 | 1,719,190 | - | - | Employee Stock Option (right to buy) | |
| Trinity Ind Inc | E. Jean Savage | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 132,014 | 396,078 (0%) | 0% | 0 | Common Stock | |
| Archer Aviation Inc (Class A) | Tosha Perkins | Chief People Partnerships Off. | 15 May 2023 | 129,826 | 389,479 | - | - | Restricted Stock Units | ||
| Archer Aviation Inc (Class A) | Tosha Perkins | Chief People Partnerships Off. | 15 May 2023 | 129,826 | 178,463 | - | 0 | Class A Common Stock | ||
| Century Therapeutics Inc | Douglas Carr | SVP Finance & Operations | 15 May 2023 | 120,846 | 321,391 | - | 0 | Common Stock | ||
| FTC Solar Inc | Nagendra Cherukupalli | CHIEF TECHNOLOGY OFFICER | Sale of securities on an exchange or to another person at price $ 3.30 per share. | 15 May 2023 | 120,000 | 1,690,014 | - | 3.3 | 396,000 | Common Stock |
| Range Resources Corp | Mark S. Scucchi | EVP & CFO | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 118,788 | 547,120 (0%) | 0% | - | Common Stock | |
| Range Resources Corp | Mark S. Scucchi | EVP & CFO | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 118,788 | 144,282 (0%) | 0% | - | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.49 per share. | 15 May 2023 | 111,697 | 3,319,569 | - | 0.5 | 55,011 | Class A Common Stock |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.67 per share. | 15 May 2023 | 108,000 | 6,488,539 | - | 4.7 | 504,706 | Common Stock |
| Alphatec Holdings Inc | James L.L. Tullis | Director | 15 May 2023 | 107,309 | 107,309 | - | - | Warrants (right to buy) | ||
| Alphatec Holdings Inc | James L.L. Tullis | Director | 15 May 2023 | 107,309 | 575,283 (0%) | 0% | 3.5 | 375,582 | Common Stock | |
| SUNation Energy Inc | Kyle Udseth | Director, CHIEF EXECUTIVE OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 107,143 | 465,678 | - | 0 | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Kristine E. Miller | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 106,209 | 212,418 | - | - | Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | Kristine E. Miller | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 106,209 | 106,209 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Naytri Shroff Sramek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 106,209 | 106,209 | - | - | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Naytri Shroff Sramek | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 106,209 | 212,418 | - | - | Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | Kevin Cleary | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 106,209 | 212,418 | - | - | Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | Kevin Cleary | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 106,209 | 206,209 | - | - | Class A Common Stock | |
| Navient Corp | David L Yowan | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 15.11 per share. | 15 May 2023 | 105,890 | 161,856 (0%) | 0% | 15.1 | 1,599,998 | Common Stock |
| AEye Inc (Class A) | Andrew S. Hughes | Secretary & General Counsel | 15 May 2023 | 101,364 | 2,452,153 | - | 0.2 | 20,273 | Common Stock | |
| Arcosa Inc | Antonio Carrillo | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 100,349 | 449,400 (0%) | 0% | 0 | Common Stock | |
| Ampco-Pittsburgh Corp | J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 100,000 | 100,000 | - | - | Performance Rights | |
| Avalo Therapeutics Inc | Garry A. Neil | Director, CEO and Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Indie Semiconductor Inc (Class A) | Ichiro Aoki | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 100,000 | 5,589,362 | - | 0 | Class V Common Stock | |
| Indie Semiconductor Inc (Class A) | Ichiro Aoki | Director, President | Sale of securities on an exchange or to another person at price $ 8.11 per share. | 15 May 2023 | 100,000 | 6,341 | - | 8.1 | 811,000 | Class A Common Stock |
| Indie Semiconductor Inc (Class A) | Ichiro Aoki | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 100,000 | 106,341 | - | 0 | Class A Common Stock | |
| Indie Semiconductor Inc (Class A) | Ichiro Aoki | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 100,000 | 5,589,362 | - | - | ADK Class A Units | |
| Lightwave Logic Inc | James S. Marcelli | Director, President, COO | 15 May 2023 | 100,000 | 346,740 | - | 1 | 100,000 | Common Stock | |
| Lightwave Logic Inc | James S. Marcelli | Director, President, COO | 15 May 2023 | 100,000 | 1,790,000 | - | - | Employee Stock Option (Right to Buy) | ||
| PLAYSTUDIOS Inc (Class A) | Joel Agena | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 100,000 | 100,000 | - | - | Restricted Stock Units | |
| PLAYSTUDIOS Inc (Class A) | Joel Agena | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 100,000 | 200,000 | - | 0 | Class A Common Stock | |
| Range Resources Corp | Dennis L. Degner | Chief Executive Officer & Pres | Sale of securities on an exchange or to another person at price $ 27.39 per share. | 15 May 2023 | 99,000 | 397,439 (0%) | 0% | 27.4 | 2,711,610 | Common Stock |
| Range Resources Corp | Dennis L. Degner | Chief Executive Officer & Pres | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 98,285 | 299,154 (0%) | 0% | - | Common Stock | |
| Range Resources Corp | Dennis L. Degner | Chief Executive Officer & Pres | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 98,285 | 407,956 (0%) | 0% | - | Common Stock | |
| Ford Motor | Jennifer Waldo | Chief People & E. Exp. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 97,777 | 97,777 (0%) | 0% | - | Common Stock, $0.01 par value | |
| Ford Motor | Jennifer Waldo | Chief People & E. Exp. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 97,777 | 198,519 | - | - | Ford Stock Units | |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.07 per share. | 15 May 2023 | 94,924 | 2,741,778 | - | 12.1 | 1,145,733 | Common Stock |
| Ford Motor | Jon M. Huntsman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 92,571 | 203,874 (0%) | 0% | - | Common Stock, $0.01 par value | |
| Ford Motor | Jon M. Huntsman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 92,571 | 95,378 | - | - | Ford Stock Units | |
| Spar Grp Inc | Michael R. Matacunas | Director, Chief Executive Officer | 15 May 2023 | 89,286 | 0 | - | - | Restricted Stock Units, Based on Common Stock $.01 par value | ||
| SUNation Energy Inc | Eric Ingvaldson | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 89,286 | 171,564 | - | 0 | Common Stock | |
| AEye Inc (Class A) | Tirukkur R. Ramachandran | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.20 per share. | 15 May 2023 | 88,792 | 2,203,459 | - | 0.2 | 17,758 | Common Stock |
| JFrog Ltd | Yoav Landman | Director, Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 87,298 | 7,343,840 | - | 0 | Ordinary Shares | |
| JFrog Ltd | Frederic Simon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 87,298 | 5,394,432 | - | 0 | Ordinary Shares | |
| Grove Collaborative Holdings Inc (Class A) | Sergio Cervantes | Chief Financial Officer | 15 May 2023 | 86,767 | 282,057 | - | 0.5 | 42,733 | Class A Common Stock | |
| Inovio Pharma Inc | Michael John Sumner | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 85,878 | 85,878 | - | - | Restricted Stock Unit | |
| Gen Digital | Natalie M. Derse | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.41 per share. | 15 May 2023 | 84,928 | 408,203 (0%) | 0% | 16.4 | 1,393,668 | Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 84,222 | 0 | - | - | Restricted Stock Units | ||
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 84,222 | 639,481 | - | - | Class A Common Stock | ||
| Archer Aviation Inc (Class A) | Mark Mesler | Chief Financial Officer | 15 May 2023 | 82,839 | 317,235 | - | 0 | Class A Common Stock | ||
| Archer Aviation Inc (Class A) | Mark Mesler | Chief Financial Officer | 15 May 2023 | 82,839 | 911,232 | - | - | Restricted Stock Units | ||
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 81,699 | 479,513 | - | - | Class A Common Stock | ||
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 81,699 | 898,693 | - | - | Restricted Stock Units | ||
| Advantage Soln Inc (Class A) | David A. Peacock | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.58 per share. | 15 May 2023 | 80,000 | 1,778,112 | - | 1.6 | 126,720 | Class A Common Stock |
| Advantage Soln Inc (Class A) | David A. Peacock | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.64 per share. | 15 May 2023 | 80,000 | 1,858,112 | - | 1.6 | 131,032 | Class A Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Stuart Landesberg | Director, President & CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.49 per share. | 15 May 2023 | 78,590 | 2,644,777 | - | 0.5 | 38,706 | Class A Common Stock |
| Commvault Systems Inc | Sanjay Mirchandani | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 77,811 | 450,921 (0%) | 0% | 0 | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Sergio Cervantes | Chief Financial Officer | 15 May 2023 | 77,370 | 360,736 | - | 0.5 | 38,105 | Class A Common Stock | |
| Par Tech Corp | Savneet Singh | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 32.75 per share. | 15 May 2023 | 72,585 | 288,488 (1%) | 0% | 32.8 | 2,377,159 | Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 70,572 | 517,936 | - | - | Class A Common Stock | ||
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 70,572 | 635,151 | - | - | Restricted Stock Units | ||
| Alphatec Holdings Inc | David P. Sponsel | EVP, SALES | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.59 per share. | 15 May 2023 | 68,174 | 615,417 (1%) | 0% | 15.6 | 1,062,833 | Common Stock |
| ACV Auctions Inc (Class A) | William R. Zerella | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 16.25 per share. | 15 May 2023 | 67,500 | 333,567 | - | 16.3 | 1,096,875 | Class A Common Stock |
| SUNation Energy Inc | Kristin A. Hlavka | CORPORATE CONTROLLER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 66,071 | 107,837 | - | 0 | Common Stock | |
| Trinity Ind Inc | E. Jean Savage | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.83 per share. | 15 May 2023 | 65,809 | 330,269 (0%) | 0% | 20.8 | 1,370,801 | Common Stock |
| ACV Auctions Inc (Class A) | William R. Zerella | Chief Financial Officer | 15 May 2023 | 65,000 | 194,997 | - | - | Class B Common Stock | ||
| ACV Auctions Inc (Class A) | William R. Zerella | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 65,000 | 259,997 | - | - | Class B Common Stock | |
| ACV Auctions Inc (Class A) | William R. Zerella | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 65,000 | 1,151,239 | - | - | Employee Stock Option (Right to Buy) | |
| ACV Auctions Inc (Class A) | William R. Zerella | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 65,000 | 398,567 | - | - | Class A Common Stock | |
| Ampco-Pittsburgh Corp | J. Brett McBrayer | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 64,800 | 340,773 (2%) | 0% | 0 | Common Stock | |
| Sabre Corp | Jami B. Cordell | Senior Vice President | Grant, award, or other acquisition of securities at price $ 3.48 per share. | 15 May 2023 | 64,655 | 200,991 (0%) | 0% | 3.5 | 224,999 | Common Stock |
| AEye Inc (Class A) | Conor B. Tierney | Treasurer & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.20 per share. | 15 May 2023 | 64,407 | 2,028,402 | - | 0.2 | 12,881 | Common Stock |
| Qorvo Inc | Robert A. Bruggeworth | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 64,084 | 223,579 (0%) | 0% | 0 | Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Alexander Dimitrief | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 112,519 | - | 0 | Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Alexander Dimitrief | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 0 | - | - | Restricted Stock Units | |
| Eos Energy Enterprises Inc (Class A) | Claude Demby | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 0 | - | - | Restricted Stock Units | |
| Eos Energy Enterprises Inc (Class A) | Claude Demby | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 82,155 | - | 0 | Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Russell Stidolph | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 0 | - | - | Restricted Stock Units | |
| Eos Energy Enterprises Inc (Class A) | Russell Stidolph | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 223,869 | - | 0 | Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Audrey Zibelman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 72,569 | - | 0 | Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Audrey Zibelman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 63,559 | 0 | - | - | Restricted Stock Units | |
| Archer Aviation Inc (Class A) | Andy Missan | Chief Legal Off. & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 62,500 | 245,468 | - | 0 | Class A Common Stock | |
| Archer Aviation Inc (Class A) | Andy Missan | Chief Legal Off. & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 62,500 | 562,500 | - | - | Restricted Stock Units | |
| Verastem Inc | Eric K. Rowinsky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | |
| Verastem Inc | John H. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | |
| Verastem Inc | Michael Glen Kauffman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | |
| Verastem Inc | Robert Gagnon | Director | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | ||
| Verastem Inc | Anil Kapur | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | |
| Verastem Inc | Michelle Robertson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | |
| Verastem Inc | Paul Bunn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 62,500 | 62,500 | - | - | Stock Option (right to buy) | |
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 60,907 | 669,975 | - | - | Restricted Stock Units | ||
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 60,907 | 672,580 | - | - | Class A Common Stock | ||
| Rayonier Advanced Materials Inc | DeLyle W. Bloomquist | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 4.47 per share. | 15 May 2023 | 60,000 | 154,769 (0%) | 0% | 4.5 | 268,200 | Common Stock |
| Flywire Corp | Rob Orgel | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. | 15 May 2023 | 60,000 | 335,751 | - | 4.0 | 237,000 | Voting Common Stock |
| Flywire Corp | Rob Orgel | President and COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 60,000 | 275,000 | - | - | Stock Option (right to buy) | |
| Flash Sports Media Holdings | Bradley J. Nattrass | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.49 per share. | 15 May 2023 | 60,000 | 1,821,805 | - | 1.5 | 89,130 | Common Stock |
| PLAYSTUDIOS Inc (Class A) | Scott Peterson | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. | 15 May 2023 | 59,025 | 140,975 | - | 4.2 | 249,086 | Class A Common Stock |
| Alphatec Holdings Inc | Craig E. Hunsaker | EVP, PEOPLE/CULTURE & GC | Sale of securities on an exchange or to another person at price $ 15.29 per share. | 15 May 2023 | 58,238 | 1,227,456 (2%) | 0% | 15.3 | 890,459 | Common Stock |
| Ford Motor | Jon M. Huntsman | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.64 per share. | 15 May 2023 | 57,709 | 146,165 (0%) | 0% | 11.6 | 671,733 | Common Stock, $0.01 par value |
| Lightwave Logic Inc | James S. Marcelli | Director, President, COO | 15 May 2023 | 57,000 | 289,740 | - | 4.6 | 260,262 | Common Stock | |
| Spar Grp Inc | Michael R. Matacunas | Director, Chief Executive Officer | 15 May 2023 | 56,563 | 71,956 (0%) | 0% | 0 | Common Stock, $.01 par value | ||
| Equity Bancshares Inc (Class A) | Richard M. Sems | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 56,370 | 56,370 | - | - | Stock Option (Right to Buy) | |
| Allegro Microsystems Inc | Vineet A. Nargolwala | Director, President and CEO | 15 May 2023 | 55,893 | 369,461 | - | 0 | Common Stock | ||
| Coursera Inc | Leah F. Belsky | Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.07 per share. | 15 May 2023 | 54,103 | 1,162,769 | - | 12.1 | 653,023 | Common Stock |
| Regeneron Pharma | Leonard S. Schleifer | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2023 | 53,807 | 64,985 (0%) | 0% | 0 | Common Stock | |
| Regeneron Pharma | Leonard S. Schleifer | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 15 May 2023 | 53,807 | 0 (0%) | 0% | 0 | Common Stock | |
| Clean Harbors Inc | Alan S. McKim | Director, EXEC CHAIR, CTO. | Sale of securities on an exchange or to another person at price $ 139.02 per share. | 15 May 2023 | 53,800 | 2,815,137 (5%) | 0% | 139.0 | 7,479,276 | Common Stock |
| Cronos Grp Inc | Jason Adler | Director | Purchase of securities on an exchange or from another person at price $ 1.72 per share. | 15 May 2023 | 53,269 | 1,116,557 (0%) | 0% | 1.7 | 91,495 | COMMON SHARES |
| Ford Motor | Jon M. Huntsman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 53,135 | 111,303 (0%) | 0% | - | Common Stock, $0.01 par value | |
| Ford Motor | Jon M. Huntsman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 53,135 | 107,888 | - | - | Ford Stock Units | |
| Eos Energy Enterprises Inc (Class A) | Jeffrey S. Bornstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 52,601 | 0 | - | - | Restricted Stock Units | |
| Eos Energy Enterprises Inc (Class A) | Jeffrey S. Bornstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 52,601 | 82,601 | - | 0 | Common Stock | |
| Arcosa Inc | Antonio Carrillo | Director, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 68.63 per share. | 15 May 2023 | 51,386 | 398,014 (0%) | 0% | 68.6 | 3,526,621 | Common Stock |
| AFC Gamma Inc | Leonard M. Tannenbaum | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 10.45 per share. | 15 May 2023 | 51,309 | 3,633,527 | - | 10.4 | 536,179 | Common Stock |
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 51,246 | 293,829 | - | - | Common Stock | |
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 51,246 | 1,555,385 | - | - | Restricted Stock Unit | |
| Onewater Marine Inc (Class A) | Jeffrey B. Lamkin | Director | Sale of securities on an exchange or to another person at price $ 28.25 per share. | 15 May 2023 | 50,662 | 32,744 (0%) | 0% | 28.3 | 1,431,202 | Class A common stock, par value $0.01 |
| HSBC Holdings PLC (ADR) | Noel Quinn | Executive Director,Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 6.00 per share. | 15 May 2023 | 50,080 | 2,485,280 (0%) | 0% | 6 | 300,480 | Ords 0.50p |
| Ampco-Pittsburgh Corp | Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 50,000 | - | - | Performance Rights | |
| Ampco-Pittsburgh Corp | Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 50,000 | - | - | Performance Rights | |
| Ampco-Pittsburgh Corp | David George Anderson | President,Air&Liq. Proc. Group | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 50,000 | - | - | Performance Rights | |
| Purple Innovation Inc | Robert T. DeMartini | CEO | Purchase of securities on an exchange or from another person at price $ 2.97 per share. | 15 May 2023 | 50,000 | 240,474 (1%) | 0% | 3.0 | 148,665 | Class A Common Stock |
| Scynexis Inc | Scott Sukenick | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 50,000 | 203,599 (0%) | 0% | 0 | Common Stock | |
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 15 May 2023 | 49,700 | 4,319,267 (8%) | 0% | - | Common Stock | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 15 May 2023 | 49,700 | 844,900 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 15 May 2023 | 49,700 | 894,600 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 15 May 2023 | 49,700 | 4,368,967 (8%) | 0% | - | Common Stock | ||
| Opendoor Tech Inc | Eric Wu | Director | 15 May 2023 | 49,082 | 30,630,676 | - | 1.9 | 95,303 | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 48,651 | 414,183 | - | - | Class A Common Stock | ||
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 48,651 | 0 | - | - | Restricted Stock Units | ||
| Oceaneering Intl Inc | Deanna L. Goodwin | Director | Sale of securities on an exchange or to another person at price $ 16.57 per share. | 15 May 2023 | 48,303 | 19,899 (0%) | 0% | 16.6 | 800,526 | Common Stock |
| Bruker Corp | Frank H. Laukien | Director, PRESIDENT & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 73.18 per share. | 15 May 2023 | 47,657 | 38,262,287 (24%) | 0% | 73.2 | 3,487,539 | Common Stock |
| Getty Images Holdings Inc (Class A) | Chris Hoel | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 6.12 per share. | 15 May 2023 | 47,372 | 29,506 | - | 6.1 | 289,917 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Chris Hoel | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 47,372 | 0 | - | - | Stock Option (Right to Buy) | |
| Getty Images Holdings Inc (Class A) | Chris Hoel | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.74 per share. | 15 May 2023 | 47,372 | 76,878 | - | 2.7 | 129,799 | Class A Common Stock |
| AEye Inc (Class A) | Luis Dussan | Director, CTO and Chief Prdct Strategist, Ten Percent Owner | 15 May 2023 | 45,841 | 1,132,358 | - | 0.2 | 9,168 | Common Stock | |
| Coursera Inc | Shravan K. Goli | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.07 per share. | 15 May 2023 | 45,712 | 999,767 | - | 12.1 | 551,744 | Common Stock |
| Eos Energy Enterprises Inc (Class A) | Russell Stidolph | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 45,000 | 268,869 | - | 0 | Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Russell Stidolph | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 45,000 | 0 | - | - | Restricted Stock Units | |
| Origin Materials Inc | Richard J. Riley | Director, Co-CEO and Director | Sale of securities on an exchange or to another person at price $ 4.69 per share. | 15 May 2023 | 45,000 | 337,500 | - | 4.7 | 211,122 | Common Stock |
| Origin Materials Inc | Richard J. Riley | Director, Co-CEO and Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 45,000 | 2,339,770 | - | - | Stock Option (Right to Buy) | |
| Origin Materials Inc | Richard J. Riley | Director, Co-CEO and Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.15 per share. | 15 May 2023 | 45,000 | 382,500 | - | 0.1 | 6,552 | Common Stock |
| Archer Aviation Inc (Class A) | Tosha Perkins | Chief People Partnerships Off. | 15 May 2023 | 44,894 | 133,569 | - | 2 | 89,788 | Class A Common Stock | |
| Sonos Inc | Patrick Spence | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 44,280 | 970,501 (0%) | 0% | - | Common Stock | |
| Globus Medical Inc (Class A) | Lemaitre Dan | Director | Sale of securities on an exchange or to another person at price $ 56.98 per share. | 15 May 2023 | 43,450 | 10,800 (0%) | 0% | 57.0 | 2,475,977 | Class A Common Stock |
| PLAYSTUDIOS Inc (Class A) | Joel Agena | General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. | 15 May 2023 | 42,821 | 157,179 | - | 4.2 | 180,705 | Class A Common Stock |
| Trinity Ind Inc | Eric R. Marchetto | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 42,246 | 296,722 (0%) | 0% | 0 | Common Stock | |
| Range Resources Corp | Erin W McDowell | SVP & General Counsel | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 42,223 | 56,676 (0%) | 0% | - | Common Stock | |
| Range Resources Corp | Erin W McDowell | SVP & General Counsel | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 42,223 | 42,223 (0%) | 0% | - | Common Stock | |
| SmartRent Inc (Class A) | Bruce C. Strohm | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 41,666 | 41,666 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Frederick C. Tuomi | Director | 15 May 2023 | 41,666 | 41,666 | - | - | Restricted Stock Units | ||
| SmartRent Inc (Class A) | John C. Dorman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 41,666 | 41,666 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Robert T. Best | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 41,666 | 41,666 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Ann Sperling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 41,666 | 41,666 | - | - | Restricted Stock Units | |
| Haemonetics Corp | Christopher A. Simon | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 41,177 | 41,177 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Archer Aviation Inc (Class A) | Mark Mesler | Chief Financial Officer | 15 May 2023 | 41,072 | 276,163 | - | 2 | 82,144 | Class A Common Stock | |
| DoubleVerify Holdings Inc | Andy Grimmig | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.45 per share. | 15 May 2023 | 40,000 | 95,964 | - | 6.5 | 258,000 | Common Stock |
| DoubleVerify Holdings Inc | Andy Grimmig | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 28.00 per share. | 15 May 2023 | 40,000 | 55,964 | - | 28.0 | 1,119,816 | Common Stock |
| DoubleVerify Holdings Inc | Andy Grimmig | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 40,000 | 321,174 | - | - | Options (Rights to Buy) | |
| Avalo Therapeutics Inc | Christopher Ryan Sullivan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 40,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Commvault Systems Inc | Sanjay Mirchandani | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 38,905 | 489,826 (1%) | 0% | 0 | Common Stock | |
| Commvault Systems Inc | Sanjay Mirchandani | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 38,905 | 528,731 (1%) | 0% | 0 | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 38,616 | 600,865 | - | 0.5 | 19,018 | Class A Common Stock | |
| Corning | Wendell P. Weeks | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 37,705 | 965,303 (0%) | 0% | 0 | Common Stock | |
| Corning | Wendell P. Weeks | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 37,705 | 0 | - | - | Performance Share Unit | |
| Crane Holdings Co. | Max H. Mitchell | Director | Sale of securities on an exchange or to another person at price $ 50.16 per share. | 15 May 2023 | 37,495 | 322,628 (0%) | 0% | 50.2 | 1,880,749 | COMMON STOCK |
| Crane NXT Co | Max H. Mitchell | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 76.48 per share. | 15 May 2023 | 37,295 | 322,828 | - | 76.5 | 2,852,322 | Common Stock |
| Coursera Inc | Anne Tuttle Cappel | SVP General Counsel, Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.07 per share. | 15 May 2023 | 37,004 | 390,623 | - | 12.1 | 446,638 | Common Stock |
| Clover Health Investments Corp (Class A) | Demetrios L. Kouzoukas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 36,585 | 259,455 | - | 0 | Class A Common Stock | |
| Range Resources Corp | Erin W McDowell | SVP & General Counsel | Sale of securities on an exchange or to another person at price $ 27.39 per share. | 15 May 2023 | 36,419 | 98,899 (0%) | 0% | 27.4 | 997,516 | Common Stock |
| Under Armour Inc (Class A) | Colin Browne | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 May 2023 | 36,082 | 626,871 (0%) | 0% | 0 | Class C Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 35,483 | 379,495 | - | - | Class A Common Stock | ||
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 35,483 | 211,765 | - | - | Restricted Stock Units | ||
| Flywire Corp | David King | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 30.55 per share. | 15 May 2023 | 35,375 | 418,654 | - | 30.6 | 1,080,784 | Voting Common Stock |
| Intel | Patrick P. Gelsinger | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 35,135 | 105,405 | - | - | Restricted Stock Units | |
| Intel | Patrick P. Gelsinger | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 35,135 | 97,936 (0%) | 0% | - | Common Stock | |
| Hydrofarm Holdings Grp Inc | William Toler | Director, CEO and Chairman of the Board | Purchase of securities on an exchange or from another person at price $ 1.09 per share. | 15 May 2023 | 35,000 | 1,784,328 | - | 1.1 | 38,150 | Common Stock, $0.0001 par value per share |
| Inovio Pharma Inc | Lota S. Zoth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 35,000 | 35,000 | - | - | Common Stock Options | |
| Inovio Pharma Inc | Simon X. Benito | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 35,000 | 35,000 | - | - | Common Stock Options | |
| Inovio Pharma Inc | Wendy L. Yarno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 35,000 | 35,000 | - | - | Common Stock Options | |
| Inovio Pharma Inc | Jay P. Shepard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 35,000 | 35,000 | - | - | Common Stock Options | |
| Inovio Pharma Inc | David B. Weiner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 35,000 | 35,000 | - | - | Common Stock Options | |
| Inovio Pharma Inc | Ann C. Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 35,000 | 35,000 | - | - | Common Stock Options | |
| Cricut Inc (Class A) | Kimball Shill | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.12 per share. | 15 May 2023 | 34,323 | 890,123 | - | 8.1 | 278,703 | Class A Common Stock |
| Ford Motor | Jennifer Waldo | Chief People & E. Exp. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.64 per share. | 15 May 2023 | 34,270 | 63,507 (0%) | 0% | 11.6 | 398,903 | Common Stock, $0.01 par value |
| Exelixis Inc | Michael M. Morrissey | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.18 per share. | 15 May 2023 | 33,518 | 608,800 (0%) | 0% | 19.2 | 642,875 | Common Stock |
| Alphatec Holdings Inc | James L.L. Tullis | Director | 15 May 2023 | 33,487 | 511,844 (0%) | 0% | 15.4 | 517,039 | Common Stock | |
| Biolife Soln Inc | Michael Rice | Director, CEO | Sale of securities on an exchange or to another person at price $ 21.04 per share. | 15 May 2023 | 33,333 | 421,468 (2%) | 0% | 21.0 | 701,326 | Common Stock |
| Avnet Inc | Philip R. Gallagher | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 32,740 | 209,074 (0%) | 0% | 0 | Common Stock | |
| Avnet Inc | Philip R. Gallagher | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 32,740 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Avnet Inc | Philip R. Gallagher | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 41.35 per share. | 15 May 2023 | 32,740 | 176,334 (0%) | 0% | 41.4 | 1,353,799 | Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 32,149 | 447,364 | - | 0.5 | 15,833 | Class A Common Stock | |
| HSBC Holdings PLC (ADR) | Georges Elhedery | Executive Director,Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 6.00 per share. | 15 May 2023 | 31,962 | 56,945 (0%) | 0% | 6 | 191,772 | Ords 0.50p |
| Extreme Networks Inc | Edward B. Meyercord | Director, PRESIDENT AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 31,960 | 907,161 (0%) | 0% | 0 | Common Stock | |
| Extreme Networks Inc | Edward B. Meyercord | Director, PRESIDENT AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 31,960 | 31,961 | - | - | Restricted Stock Units | |
| Myers Ind Inc | Fitz E Grant | EVP & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 31,480 | 31,480 | - | - | Restricted Stock Units | |
| Flywire Corp | Rob Orgel | President and COO | Sale of securities on an exchange or to another person at price $ 30.66 per share. | 15 May 2023 | 30,714 | 275,751 | - | 30.7 | 941,556 | Voting Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 30,626 | 91,878 | - | - | Restricted Stock Units | ||
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 30,626 | 563,127 | - | - | Class A Common Stock | ||
| SmartRent Inc (Class A) | Bruce C. Strohm | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 134,525 | - | - | Class A Common Stock | |
| SmartRent Inc (Class A) | Bruce C. Strohm | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 0 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Frederick C. Tuomi | Director | 15 May 2023 | 30,241 | 134,940 | - | - | Class A Common Stock | ||
| SmartRent Inc (Class A) | Frederick C. Tuomi | Director | 15 May 2023 | 30,241 | 0 | - | - | Restricted Stock Units | ||
| SmartRent Inc (Class A) | John C. Dorman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 49,525 | - | - | Class A Common Stock | |
| SmartRent Inc (Class A) | John C. Dorman | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 0 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Robert T. Best | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 49,525 | - | - | Class A Common Stock | |
| SmartRent Inc (Class A) | Robert T. Best | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 0 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Ann Sperling | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 0 | - | - | Restricted Stock Units | |
| SmartRent Inc (Class A) | Ann Sperling | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,241 | 49,525 | - | - | Class A Common Stock | |
| Harmonic Inc | Patrick J. Harshman | Director, President and CEO | 15 May 2023 | 30,238 | 628,385 (0%) | 0% | 0 | Common Stock | ||
| Vertex Inc (Class A) | John R. Schwab | CHIEF FINANCIAL OFFICER | Sale of securities on an exchange or to another person at price $ 19.61 per share. | 15 May 2023 | 30,000 | 23,316 | - | 19.6 | 588,381 | Class A Common Stock |
| Vertex Inc (Class A) | John R. Schwab | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 30,000 | 441,473 | - | - | Stock Option | |
| Vertex Inc (Class A) | John R. Schwab | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.70 per share. | 15 May 2023 | 30,000 | 53,316 | - | 4.7 | 141,000 | Class A Common Stock |
| Peloton Interactive Inc | Thomas Cortese | Chief Product Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 29,751 | 30,164 (0%) | 0% | - | Class A Common Stock | |
| Peloton Interactive Inc | Thomas Cortese | Chief Product Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 29,751 | 386,755 | - | - | Restricted Stock Unit (RSU) | |
| Peloton Interactive Inc | Jennifer Cunningham Cotter | Chief Content Officer | 15 May 2023 | 29,751 | 68,377 (0%) | 0% | - | Class A Common Stock | ||
| Peloton Interactive Inc | Jennifer Cunningham Cotter | Chief Content Officer | 15 May 2023 | 29,751 | 386,755 | - | - | Restricted Stock Unit (RSU) | ||
| Ares Management Corp (Class A) | Naseem Sagati Aghili | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 29,631 | 29,631 | - | - | Options (Right to Buy) | |
| Ares Management Corp (Class A) | Naseem Sagati Aghili | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.00 per share. | 15 May 2023 | 29,631 | 272,863 (0%) | 0% | 19 | 562,989 | Class A Common Stock |
| Trinity Ind Inc | Sarah R. Teachout | EVP & Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 29,484 | 123,569 (0%) | 0% | 0 | Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | John B. Replogle | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 29,400 | 215,613 | - | - | Restricted Stock Units | |
| Grove Collaborative Holdings Inc (Class A) | John B. Replogle | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 29,400 | 827,600 | - | - | Class A Common Stock | |
| Flywire Corp | Rob Orgel | President and COO | Sale of securities on an exchange or to another person at price $ 29.88 per share. | 15 May 2023 | 29,286 | 306,465 | - | 29.9 | 874,990 | Voting Common Stock |
| Coursera Inc | Kenneth R. Hahn | SVP, Chief Financial Officer | 15 May 2023 | 29,239 | 680,869 | - | 12.1 | 352,915 | Common Stock | |
| Coursera Inc | Shravan K. Goli | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 12.01 per share. | 15 May 2023 | 28,000 | 999,767 | - | 12.0 | 336,232 | Common Stock |
| Coursera Inc | Shravan K. Goli | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 28,000 | 425,596 | - | - | Stock Option (right to buy) | |
| Coursera Inc | Shravan K. Goli | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.23 per share. | 15 May 2023 | 28,000 | 1,027,767 | - | 2.2 | 62,440 | Common Stock |
| GoPro Inc (Class A) | Nicholas Woodman | Director, CEO, Chairman of the Board, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.00 per share. | 15 May 2023 | 27,931 | 642,356 (0%) | 0% | 4 | 111,724 | Class A Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 15 May 2023 | 27,927 | 644,653 | - | 0.5 | 13,754 | Class A Common Stock | |
| Grove Collaborative Holdings Inc (Class A) | Jennie Perry | Chief Marketing Officer | 15 May 2023 | 27,771 | 490,165 | - | 0.5 | 13,677 | Class A Common Stock | |
| ThredUp Inc (Class A) | Patricia Nakache | Director, Ten Percent Owner | 15 May 2023 | 27,696 | 8,710,869 | - | - | Class B Common Stock | ||
| ThredUp Inc (Class A) | Patricia Nakache | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.01 per share. | 15 May 2023 | 27,696 | 0 | - | 3.0 | 83,365 | Class A Common Stock |
| ThredUp Inc (Class A) | Patricia Nakache | Director, Ten Percent Owner | 15 May 2023 | 27,696 | 27,696 | - | 0 | Class A Common Stock | ||
| eBay | Edward O Garcia | SVP, Chief Product Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 26,931 | 38,040 (0%) | 0% | 0 | Common Stock | |
| eBay | Edward O Garcia | SVP, Chief Product Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 26,931 | 53,858 | - | - | Restricted Stock Units -2 | |
| Dropbox Inc (Class A) | Timothy J. Regan | Chief Financial Officer | 15 May 2023 | 26,491 | 636,407 (0%) | 0% | 22.0 | 583,332 | Class A Common Stock | |
| Catalyst Pharma Inc | Patrick J. McEnany | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.79 per share. | 15 May 2023 | 26,151 | 3,971,587 (3%) | 0% | 0.8 | 20,659 | Common stock, par value $0.001 per share |
| Catalyst Pharma Inc | Patrick J. McEnany | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 13.23 per share. | 15 May 2023 | 26,151 | 3,945,436 (3%) | 0% | 13.2 | 345,978 | Common stock, par value $0.001 per share |
| Catalyst Pharma Inc | Patrick J. McEnany | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 26,151 | 3,101,516 | - | - | Options to purchase common stock | |
| Microchip Tech | Steve Sanghi | Director, Executive Chair | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 26,132 | 0 | - | - | Restricted Stock Units | |
| Microchip Tech | Steve Sanghi | Director, Executive Chair | Exercise or conversion of derivative security received from the company (such as an option) at price $ 75.38 per share. | 15 May 2023 | 26,132 | 10,099,671 (4%) | 0% | 75.4 | 1,969,830 | Common Stock |
| Extreme Networks Inc | Edward B. Meyercord | Director, PRESIDENT AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 26,054 | 130,274 | - | - | Restricted Stock Units | |
| Extreme Networks Inc | Edward B. Meyercord | Director, PRESIDENT AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 26,054 | 920,638 (0%) | 0% | 0 | Common Stock | |
| Inovio Pharma Inc | Lota S. Zoth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 26,000 | 26,000 | - | - | Restricted Stock Unit | |
| Inovio Pharma Inc | Simon X. Benito | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 26,000 | 26,000 | - | - | Restricted Stock Unit | |
| Inovio Pharma Inc | Wendy L. Yarno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 26,000 | 26,000 | - | - | Restricted Stock Unit | |
| Inovio Pharma Inc | Jay P. Shepard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 26,000 | 26,000 | - | - | Restricted Stock Unit | |
| Inovio Pharma Inc | David B. Weiner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 26,000 | 26,000 | - | - | Restricted Stock Unit | |
| Inovio Pharma Inc | Ann C. Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 26,000 | 26,000 | - | - | Restricted Stock Unit | |
| DaVita | Javier J. Rodriguez | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 96.86 per share. | 15 May 2023 | 25,805 | 333,299 (0%) | 0% | 96.9 | 2,499,472 | Common Stock |
| Commvault Systems Inc | Gary Merrill | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 25,669 | 79,267 (0%) | 0% | 0 | Common Stock | |
| Amazon | Adam Selipsky | CEO Amazon Web Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 25,620 | 160,880 (0%) | 0% | 0 | Common Stock, par value $.01 per share | |
| Amazon | Adam Selipsky | CEO Amazon Web Services | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 25,620 | 219,000 | - | - | Restricted Stock Unit Award | |
| Invesco Ltd | L. Allison Dukes | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.21 per share. | 15 May 2023 | 25,243 | 260,620 (0%) | 0% | 15.2 | 383,946 | Common Shares |
| Archer Aviation Inc (Class A) | Tosha Perkins | Chief People Partnerships Off. | 15 May 2023 | 25,000 | 125,000 | - | - | Restricted Stock Units | ||
| Archer Aviation Inc (Class A) | Tosha Perkins | Chief People Partnerships Off. | 15 May 2023 | 25,000 | 57,282 | - | 0 | Class A Common Stock | ||
| Agilon Health Inc | Benjamin Shaker | Chief Markets Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.00 per share. | 15 May 2023 | 25,000 | 104,543 | - | 3 | 75,000 | Common Stock |
| Agilon Health Inc | Benjamin Shaker | Chief Markets Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 25,000 | 1,851 | - | - | Options (Right to buy) | |
| Agilon Health Inc | Benjamin Shaker | Chief Markets Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 25,000 | 26,851 | - | - | Options (Right to buy) | |
| Agilon Health Inc | Benjamin Shaker | Chief Markets Officer | Sale of securities on an exchange or to another person at price $ 23.14 per share. | 15 May 2023 | 25,000 | 79,543 | - | 23.1 | 578,535 | Common Stock |
| Agilon Health Inc | Benjamin Shaker | Chief Markets Officer | Sale of securities on an exchange or to another person at price $ 23.79 per share. | 15 May 2023 | 25,000 | 79,543 | - | 23.8 | 594,733 | Common Stock |
| Agilon Health Inc | Benjamin Shaker | Chief Markets Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.00 per share. | 15 May 2023 | 25,000 | 104,543 | - | 3 | 75,000 | Common Stock |
| Energy Vault Holdings Inc | Andrea Pedretti | Chief Technology Officer | 15 May 2023 | 25,000 | 2,099,011 | - | 1.9 | 47,988 | Common Stock | |
| PennantPark Investment Corp | Arthur H. Penn | Director, Chairman and CEO, Investment Adviser | Purchase of securities on an exchange or from another person at price $ 5.37 per share. | 15 May 2023 | 25,000 | 1,045,423 (1%) | 0% | 5.4 | 134,155 | Common Stock |
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | 15 May 2023 | 25,000 | 25,000 | - | 0 | Class A Common Stock | ||
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | 15 May 2023 | 25,000 | 5,170,895 | - | - | Common Units | ||
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | 15 May 2023 | 25,000 | 5,195,895 | - | - | Common Units | ||
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 43.78 per share. | 15 May 2023 | 25,000 | 0 | - | 43.8 | 1,094,530 | Class A Common Stock |
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | 15 May 2023 | 25,000 | 25,000 | - | 0 | Class A Common Stock | ||
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | 15 May 2023 | 25,000 | 5,170,895 | - | 0 | Class B Common Stock | ||
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 43.52 per share. | 15 May 2023 | 25,000 | 0 | - | 43.5 | 1,087,905 | Class A Common Stock |
| Ryan Specialty Holdings Inc (Class A) | Nicholas D. Cortezi | Director, See Remarks | 15 May 2023 | 25,000 | 5,195,895 | - | 0 | Class B Common Stock | ||
| Sunrun Inc | Edward Fenster | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 25,000 | 254,000 | - | - | Employee Stock Option (right to buy) | |
| Sunrun Inc | Edward Fenster | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. | 15 May 2023 | 25,000 | 1,292,994 (1%) | 0% | 5 | 125,000 | Common Stock |
| Sunrun Inc | Edward Fenster | Director | Sale of securities on an exchange or to another person at price $ 16.34 per share. | 15 May 2023 | 25,000 | 1,267,994 (1%) | 0% | 16.3 | 408,570 | Common Stock |
| Trimble | Robert G. Painter | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 46.74 per share. | 15 May 2023 | 24,777 | 188,694 (0%) | 0% | 46.7 | 1,158,077 | Common Stock |
| Trimble | Robert G. Painter | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 24,777 | 0 | - | - | Restricted Stock Units | |
| Brink`s Co. | Elizabeth A. Galloway | EVP and CHRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 24,699 | 24,699 (0%) | 0% | 0 | Common Stock | |
| Range Resources Corp | Gregory G. Maxwell | Director | Sale of securities on an exchange or to another person at price $ 27.39 per share. | 15 May 2023 | 24,675 | 57,192 (0%) | 0% | 27.4 | 675,848 | Common Stock |
| Range Resources Corp | Gregory G. Maxwell | Director | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 24,674 | 32,518 (0%) | 0% | - | Common Stock | |
| Range Resources Corp | Gregory G. Maxwell | Director | Other type of transaction at price $ 0.00 per share. | 15 May 2023 | 24,674 | 97,985 (0%) | 0% | - | Common Stock | |
| Orasure Tech Inc | Mara Glickman Aspinall | Director | 15 May 2023 | 24,517 | 96,335 (0%) | 0% | 0 | Common Stock | ||
| Alphatec Holdings Inc | James L.L. Tullis | Director | 15 May 2023 | 24,325 | 550,958 (0%) | 0% | 15.4 | 375,578 | Common Stock | |
| Peloton Interactive Inc | Thomas Cortese | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 7.04 per share. | 15 May 2023 | 24,119 | 20,862 (0%) | 0% | 7.0 | 169,793 | Class A Common Stock |
| Katapult Holdings Inc | Orlando Zayas | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.72 per share. | 15 May 2023 | 23,598 | 2,801,669 | - | 0.7 | 16,991 | Common Stock |
| Katapult Holdings Inc | Orlando Zayas | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 22,961 | 2,825,267 | - | 0 | Common Stock | |
| Katapult Holdings Inc | Orlando Zayas | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 22,961 | 160,727 | - | - | Restricted Stock Units | |
| Entegris Inc | Linda LaGorga | SVP, Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 22,876 | 22,876 | - | - | Employee Stock Option (Right to Buy) | |
| Cronos Grp Inc | Jason Adler | Director | Purchase of securities on an exchange or from another person at price $ 1.72 per share. | 15 May 2023 | 22,831 | 478,543 (0%) | 0% | 1.7 | 39,215 | COMMON SHARES |
| Trinity Ind Inc | Eric R. Marchetto | EVP & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.83 per share. | 15 May 2023 | 22,692 | 274,030 (0%) | 0% | 20.8 | 472,674 | Common Stock |
| Archer Aviation Inc (Class A) | Andy Missan | Chief Legal Off. & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 22,624 | 339,367 | - | - | Restricted Stock Units | |
| Archer Aviation Inc (Class A) | Andy Missan | Chief Legal Off. & Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 22,624 | 246,479 | - | 0 | Class A Common Stock | |
| Eos Energy Enterprises Inc (Class A) | Alexander Dimitrief | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 22,500 | 0 | - | - | Restricted Stock Units | |
| Eos Energy Enterprises Inc (Class A) | Alexander Dimitrief | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 22,500 | 135,019 | - | 0 | Common Stock | |
| Q2 Holdings Inc | R. H. Seale | Director | 15 May 2023 | 22,300 | 515,554 (1%) | 0% | 25.3 | 564,636 | Common Stock | |
| Duolingo Inc (Class A) | Matthew Skaruppa | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 22,250 | 64,433 | - | 0 | Class A Common Stock | |
| Duolingo Inc (Class A) | Natalie Glance | Chief Engineering Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 22,250 | 154,639 | - | 0 | Class A Common Stock | |
| Under Armour Inc (Class A) | Kevin A. Plank | Director, Exec. Chair & Brand Chief, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 15 May 2023 | 22,142 | 506,408 (0%) | 0% | 0 | Class C Common Stock | |
| PTC | Blake D. Moret | Director | Sale of securities on an exchange or to another person at price $ 130.60 per share. | 15 May 2023 | 22,081 | 6,489,649 (5%) | 0% | 130.6 | 2,883,874 | Common Stock |
| LegalZoom.com Inc | Noel Watson | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.65 per share. | 15 May 2023 | 21,968 | 741,803 | - | 10.6 | 233,959 | Common Stock |
| Sonos Inc | Patrick Spence | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.53 per share. | 15 May 2023 | 21,957 | 948,544 (0%) | 0% | 15.5 | 340,992 | Common Stock |
| Archer Aviation Inc (Class A) | Andy Missan | Chief Legal Off. & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.00 per share. | 15 May 2023 | 21,613 | 223,855 | - | 2 | 43,226 | Class A Common Stock |
| Ampco-Pittsburgh Corp | Michael G. McAuley | V.P., CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 21,600 | 137,418 (1%) | 0% | 0 | Common Stock | |
| Sonos Inc | Patrick Spence | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 May 2023 | 21,498 | 267,720 | - | - | Restricted Stock Units | |
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.73 per share. | 15 May 2023 | 21,416 | 272,413 | - | 4.7 | 101,233 | Common Stock |
| Ampco-Pittsburgh Corp | Samuel Lyon | President of Union Electric | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 21,120 | 129,788 (1%) | 0% | 0 | Common Stock | |
| Allegro Microsystems Inc | Derek P. D’Antilio | SVP, CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 21,092 | 148,495 | - | 0 | Common Stock | |
| Corning | Wendell P. Weeks | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.20 per share. | 15 May 2023 | 20,731 | 947,474 (0%) | 0% | 31.2 | 646,807 | Common Stock |
| Peloton Interactive Inc | Jennifer Cunningham Cotter | Chief Content Officer | 15 May 2023 | 20,544 | 62,650 (0%) | 0% | 7.2 | 147,046 | Class A Common Stock | |
| Corning | Jeffrey W. Evenson | Exec. VP & Chief Strategy Off | 15 May 2023 | 20,528 | 91,782 (0%) | 0% | 31.0 | 637,203 | Common Stock | |
| Commvault Systems Inc | Riccardo Di Blasio | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2023 | 20,054 | 97,481 (0%) | 0% | 0 | Common Stock | |
| American Vanguard Corp | Patrick E. Gottschalk | Director | Purchase of securities on an exchange or from another person at price $ 16.74 per share. | 15 May 2023 | 20,000 | 33,231 (0%) | 0% | 16.7 | 334,800 | Common Stock |
| ChargePoint Holdings Inc (Class A) | Pasquale Romano | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.27 per share. | 15 May 2023 | 20,000 | 4,168,054 | - | 0.3 | 5,400 | Common Stock |
| ChargePoint Holdings Inc (Class A) | Pasquale Romano | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 8.21 per share. | 15 May 2023 | 20,000 | 4,148,054 | - | 8.2 | 164,156 | Common Stock |
| ChargePoint Holdings Inc (Class A) | Pasquale Romano | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.27 per share. | 15 May 2023 | 20,000 | 4,168,054 | - | 0.3 | 5,400 | Common Stock |
| ChargePoint Holdings Inc (Class A) | Pasquale Romano | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 8.51 per share. | 15 May 2023 | 20,000 | 4,148,054 | - | 8.5 | 170,106 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.