Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 9,192,588 | 0 | - | - | Stock Option | |
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 9,192,588 | 73,376,068 | - | - | Class B Common Stock | |
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 May 2023 | 4,695,934 | 64,058,127 | - | - | Class B Common Stock | |
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | 25 May 2023 | 4,496,654 | 16,393,931 | - | - | Class A Common Stock | ||
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | 25 May 2023 | 4,496,654 | 68,879,414 | - | - | Class B Common Stock | ||
| Humacyte Inc | Brady W. Dougan | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.75 per share. | 25 May 2023 | 2,625,000 | 15,365,736 | - | 2.8 | 7,218,750 | Common Stock |
| Humacyte Inc | Laura E. Niklason | Director, President, CEO and Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.75 per share. | 25 May 2023 | 2,625,000 | 15,365,736 | - | 2.8 | 7,218,750 | Common Stock |
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 1,972,860 | 0 | - | - | Stock Option | |
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 1,972,860 | 1,972,860 | - | - | Class B Common Stock | |
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 25 May 2023 | 1,008,100 | 964,760 | - | - | Class B Common Stock | |
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | 25 May 2023 | 1,000,000 | 17,393,931 | - | - | Class A Common Stock | ||
| Airbnb | Brian Chesky | Director, CEO and Chairman, Ten Percent Owner | 25 May 2023 | 1,000,000 | 67,879,414 | - | - | Class B Common Stock | ||
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | 25 May 2023 | 964,760 | 1,215,831 | - | - | Class A Common Stock | ||
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | 25 May 2023 | 964,760 | 0 | - | - | Class B Common Stock | ||
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | 25 May 2023 | 575,000 | 578,080 | - | - | Class A Common Stock | ||
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 25 May 2023 | 575,000 | 3,080 | - | 0 | Class A Common Stock | |
| Airbnb | Nathan Blecharczyk | Director, Chief Strategy Officer, Ten Percent Owner | 25 May 2023 | 575,000 | 44,442,581 | - | - | Class B Common Stock | ||
| Relmada Therapeutics Inc | Sergio Traversa | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 527,211 | 850,728 | - | - | Stock Option (right to buy) | |
| Vroom Inc | Robert J. Mylod | Director | Purchase of securities on an exchange or from another person at price $ 0.76 per share. | 25 May 2023 | 500,000 | 970,138 | - | 0.8 | 379,000 | Common Stock |
| Mannkind Corp | Michael E. Castagna | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 422,000 | 422,000 | - | - | Performance Restricted Stock Unit | |
| Mannkind Corp | Michael E. Castagna | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 345,000 | 2,676,735 (1%) | 0% | 0 | Common Stock, $.01 Par Value | |
| Relmada Therapeutics Inc | Charles S. Ence | CA and CO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 321,238 | 518,361 | - | - | Stock Option (right to buy) | |
| Royal Caribbean Cruises | Arne Alexander Wilhelmsen | Director | Sale of securities on an exchange or to another person at price $ 77.97 per share. | 25 May 2023 | 318,325 | 20,167,507 (9%) | 0% | 78.0 | 24,820,628 | Common Stock |
| Relmada Therapeutics Inc | Maged Shenouda | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 317,643 | 512,560 | - | - | Stock Option (right to buy) | |
| Apollo Global (Class A) (New) | Joshua J. Harris | See Remarks | Sale of securities on an exchange or to another person at price $ 66.41 per share. | 25 May 2023 | 284,015 | 33,760,991 (14%) | 0% | 66.4 | 18,861,436 | Common Stock |
| Payoneer Global Inc | John Caplan | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.19 per share. | 25 May 2023 | 254,821 | 4,245,179 | - | 4.2 | 1,067,700 | Common Stock |
| Spruce Power Holding Corp (Class A) | Christopher Hayes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 229,854 | 417,369 | - | 0 | Common Stock | |
| Apollo Global (Class A) (New) | Joshua J. Harris | See Remarks | Sale of securities on an exchange or to another person at price $ 64.29 per share. | 25 May 2023 | 212,142 | 34,243,808 (14%) | 0% | 64.3 | 13,638,609 | Common Stock |
| Mannkind Corp | Burkhard Blank | EVP Chief Medical Officer | 25 May 2023 | 210,000 | 210,000 | - | 0 | Restricted Stock Unit | ||
| Frontier Grp Holdings Inc | Barry L. Biffle | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 207,142 | 1,242,858 | - | - | Stock Options (Right to buy) | |
| Frontier Grp Holdings Inc | Barry L. Biffle | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.26 per share. | 25 May 2023 | 207,142 | 808,826 | - | 0.3 | 54,520 | Common Stock |
| Spruce Power Holding Corp (Class A) | Jonathan J. Ledecky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 202,812 | 312,804 | - | 0 | Common Stock | |
| Spruce Power Holding Corp (Class A) | Eric M. Tech | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 202,812 | 881,444 | - | 0 | Common Stock | |
| Spruce Power Holding Corp (Class A) | John P Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 202,812 | 484,747 | - | 0 | Common Stock | |
| Spruce Power Holding Corp (Class A) | Kevin Griffin | Director | 25 May 2023 | 202,812 | 312,804 | - | 0 | Common Stock | ||
| IonQ Inc | Christopher Monroe | Chief Scientist | Sale of securities on an exchange or to another person at price $ 10.75 per share. | 25 May 2023 | 200,000 | 3,856,254 | - | 10.8 | 2,150,000 | Common Stock |
| Relmada Therapeutics Inc | Fabiana Fedeli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 200,000 | 200,000 | - | - | Stock Option (right to buy) | |
| OppFi Inc (Class A) | Todd G. Schwartz | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 May 2023 | 198,022 | 94,195,315 | - | 0 | Class V Common Stock | |
| Southwest Gas Holdings Inc | Carl C. Icahn | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 57.35 per share. | 25 May 2023 | 197,009 | 10,807,226 (19%) | 0% | 57.3 | 11,298,466 | Common Stock, $1.00 par value per share ("Shares") |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 May 2023 | 193,200 | 1,701,030 | - | - | Class B Common Stock | |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 25 May 2023 | 193,200 | 0 | - | 0 | Class A Common Stock | |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 May 2023 | 193,200 | 193,200 | - | 0 | Class A Common Stock | |
| Apollo Global (Class A) (New) | Joshua J. Harris | See Remarks | Sale of securities on an exchange or to another person at price $ 65.51 per share. | 25 May 2023 | 113,715 | 34,130,093 (14%) | 0% | 65.5 | 7,449,470 | Common Stock |
| Mannkind Corp | David B. Thomson | EVP Genl Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 113,000 | 113,000 | - | - | Performance Restricted Stock Unit | |
| Mannkind Corp | Stuart A. Tross | Chief People & Workpl Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 113,000 | 113,000 | - | - | Performance Restricted Stock Unit | |
| Mannkind Corp | Steven B. Binder | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 113,000 | 113,000 | - | - | Performance Restricted Stock Unit | |
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 25 May 2023 | 107,711 | 652,364 | - | - | Class A Common Stock | ||
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 25 May 2023 | 107,711 | 969,403 | - | - | Restricted Stock Units | ||
| Kopin Corp | Murray Andrew Michael | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 107,500 | 1,031,662 (1%) | 0% | 0 | Common Stock | |
| Rani Therapeutics Holdings Inc | Jean-Luc Butel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | |
| Rani Therapeutics Holdings Inc | Laureen Debuono | Director | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | ||
| Rani Therapeutics Holdings Inc | Dennis A. Ausiello | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | |
| Rani Therapeutics Holdings Inc | Maulik Nanavaty | Director | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | ||
| Rani Therapeutics Holdings Inc | Mir Imran | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | |
| Rani Therapeutics Holdings Inc | Andrew Farquharson | Director | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | ||
| Rani Therapeutics Holdings Inc | Lisa Ann Rometty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 101,276 | 101,276 | - | - | Stock Option (Right to Buy) | |
| Kopin Corp | Michael Murray Andrew | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 100,000 | 1,131,662 (1%) | 0% | 0 | Common Stock | |
| LENSAR Inc | Thomas B. Ellis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 94,787 | 94,787 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | Todd B. Hammer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 94,787 | 94,787 | - | - | Stock Option (Right to Buy) | |
| Frontier Grp Holdings Inc | Barry L. Biffle | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 7.86 per share. | 25 May 2023 | 94,280 | 714,546 | - | 7.9 | 740,805 | Common Stock |
| Relmada Therapeutics Inc | Charles J. Casamento | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,958 | 150,000 | - | - | Stock Option (right to buy) | |
| Relmada Therapeutics Inc | John Glasspool | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,958 | 150,000 | - | - | Stock Option (right to buy) | |
| Relmada Therapeutics Inc | Paul Kelly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,958 | 150,000 | - | - | Stock Option (right to buy) | |
| Relmada Therapeutics Inc | Eric Schmidt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,958 | 150,000 | - | - | Stock Option (right to buy) | |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | 25 May 2023 | 92,000 | 2,250,510 | - | - | Class B Common Stock | ||
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | 25 May 2023 | 92,000 | 155,128 | - | - | Class A Common Stock | ||
| Mannkind Corp | David B. Thomson | EVP Genl Counsel & Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,000 | 827,263 (0%) | 0% | 0 | Common Stock, $.01 Par Value | |
| Mannkind Corp | Stuart A. Tross | Chief People & Workpl Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,000 | 1,024,752 (0%) | 0% | 0 | Common Stock, $.01 Par Value | |
| Mannkind Corp | Steven B. Binder | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 92,000 | 930,324 (0%) | 0% | 0 | Common Stock, $.01 Par Value | |
| Hyperion DeFi Inc | Stuart M. Grant | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 25 May 2023 | 88,247 | 5,194,998 (30%) | 0% | 2.7 | 233,855 | Common stock, par value $0.0001 |
| CCC Intelligent Soln Holdings Inc | Eileen M. Schloss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 85,137 | 0 | - | - | Stock Option (Right to Buy) | |
| CCC Intelligent Soln Holdings Inc | Eileen M. Schloss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.05 per share. | 25 May 2023 | 85,137 | 146,691 | - | 4.1 | 344,805 | Common Stock |
| Apollo Global (Class A) (New) | Joshua J. Harris | See Remarks | Sale of securities on an exchange or to another person at price $ 65.88 per share. | 25 May 2023 | 85,087 | 34,045,006 (14%) | 0% | 65.9 | 5,605,532 | Common Stock |
| Mannkind Corp | Sanjay R. Singh | EVP Technical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 85,000 | 85,000 | - | - | Performance Restricted Stock Unit | |
| Energy Vault Holdings Inc | Theresa M Fariello | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 84,961 | 84,961 | - | 0 | Common Stock | |
| Kopin Corp | Richard A. Sneider | Chief Financial Officer | 25 May 2023 | 83,000 | 360,140 (0%) | 0% | 0 | Common Stock | ||
| Broadwind Inc | Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 80,292 | 455,338 (2%) | 0% | 0 | Common Stock | |
| Sphere 3D Corp | Kurt L. Kalbfleisch | SVP and CFO | 25 May 2023 | 80,000 | 460,574 (12%) | 2% | 0.3 | 24,112 | Common Stock | |
| Harmonic Inc | Walter F. Jankovic | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 79,734 | 79,734 | - | - | Restricted Stock Units | |
| Mannkind Corp | Michael E. Castagna | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 4.59 per share. | 25 May 2023 | 75,000 | 2,601,735 (1%) | 0% | 4.6 | 344,468 | Common Stock, $.01 Par Value |
| Mannkind Corp | Michael E. Castagna | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 4.50 per share. | 25 May 2023 | 75,000 | 2,526,735 (1%) | 0% | 4.5 | 337,335 | Common Stock, $.01 Par Value |
| Kopin Corp | Paul Baker | Strategic Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 74,800 | 207,383 (0%) | 0% | 0 | Common Stock | |
| Cronos Grp Inc | Jason Adler | Director | Purchase of securities on an exchange or from another person at price $ 1.80 per share. | 25 May 2023 | 69,999 | 1,376,054 (0%) | 0% | 1.8 | 125,753 | COMMON SHARES |
| Amazon | Jeffrey P. Bezos | Director, Executive Chair, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 25 May 2023 | 69,290 | 990,476,371 (9%) | 0% | 0 | Common Stock, par value $.01 per share | |
| Mannkind Corp | Sanjay R. Singh | EVP Technical Operations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 68,750 | 287,250 (0%) | 0% | 0 | Common Stock, $.01 Par Value | |
| Remitly Global Inc | Ankur Sinha | Chief Technology Officer | 25 May 2023 | 66,584 | 238,241 | - | - | Common Stock | ||
| Remitly Global Inc | Ankur Sinha | Chief Technology Officer | 25 May 2023 | 66,581 | 732,389 | - | - | Restricted Stock Units (RSUs) | ||
| Tandem Diabetes Care Inc | John F. Sheridan | Director, PRESIDENT & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 65,659 | 65,659 | - | - | RSU 2023 05 25 | |
| Tandem Diabetes Care Inc | John F. Sheridan | Director, PRESIDENT & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 65,659 | 65,659 | - | - | PSU 2023 05 25 | |
| Lattice Semiconductor Corp | Mark Edwin Jensen | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 25 May 2023 | 62,565 | 63,197 (0%) | 0% | 0 | Common Stock | |
| Liquidity Services Inc | John P. Daunt | EVP & CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 61,200 | 0 | - | - | Stock Option Grant | |
| Kopin Corp | Richard A. Sneider | Chief Financial Officer | 25 May 2023 | 60,000 | 420,140 (0%) | 0% | 0 | Common Stock | ||
| Kopin Corp | Paul Baker | Strategic Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 60,000 | 267,383 (0%) | 0% | 0 | Common Stock | |
| Spruce Biosciences Inc | Percival Barretto-Ko | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 60,000 | 60,000 | - | - | Stock Option (Right to Buy) | |
| Biodesix Inc | Jack W. Schuler | Director, Ten Percent Owner | 25 May 2023 | 52,508 | 20,563,212 | - | 1.4 | 71,280 | Common Stock | |
| Rocket Lab USA Inc | Michael Griffin | Director | Other type of transaction at price $ 0.00 per share. | 25 May 2023 | 50,689 | 50,689 | - | 0 | Common Stock | |
| Rocket Lab USA Inc | Michael Griffin | Director | Other type of transaction at price $ 0.00 per share. | 25 May 2023 | 50,689 | 38,090 | - | 0 | Common Stock | |
| Riot Platforms Inc | Colin Yee | CFO | Sale of securities on an exchange or to another person at price $ 10.93 per share. | 25 May 2023 | 50,283 | 354,006 (1%) | 0% | 10.9 | 549,593 | Common Stock |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.56 per share. | 25 May 2023 | 50,000 | 2,791,778 | - | 2.6 | 128,000 | Common Stock |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 12.54 per share. | 25 May 2023 | 50,000 | 2,741,778 | - | 12.5 | 626,845 | Common Stock |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 50,000 | 1,561,657 | - | - | Stock Option (right to buy) | |
| Gates Industrial Corp PLC | Fredrik J. Eliasson | Director | Purchase of securities on an exchange or from another person at price $ 11.57 per share. | 25 May 2023 | 50,000 | 71,130 (0%) | 0% | 11.6 | 578,500 | Ordinary Shares |
| Sphere 3D Corp | Joseph O’Daniel | President | Sale of securities on an exchange or to another person at price $ 0.30 per share. | 25 May 2023 | 50,000 | 10,625 (0%) | 1% | 0.3 | 15,070 | Common Stock |
| Riot Platforms Inc | Jason Les | CHIEF EXECUTIVE OFFICER | Sale of securities on an exchange or to another person at price $ 10.83 per share. | 25 May 2023 | 50,000 | 411,794 (1%) | 0% | 10.8 | 541,500 | Common Stock |
| SHF Holdings Inc (Class A) | Richard Carleton | Director | Purchase of securities on an exchange or from another person at price $ 0.45 per share. | 25 May 2023 | 50,000 | 130,128 | - | 0.5 | 22,500 | Class A Common Stock |
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 25 May 2023 | 49,700 | 3,921,667 (7%) | 0% | - | Common Stock | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 25 May 2023 | 49,700 | 3,971,367 (7%) | 0% | - | Common Stock | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 25 May 2023 | 49,700 | 497,000 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 25 May 2023 | 49,700 | 447,300 | - | - | Prepaid Variable Forward Sale Contract | ||
| Grove Collaborative Holdings Inc (Class A) | Christopher Clark | Director, Chief Digital Officer | 25 May 2023 | 49,387 | 602,977 | - | 0.5 | 26,175 | Class A Common Stock | |
| Travel+Leisure Co | Michael A. Hug | Chief Financial Officer | 25 May 2023 | 48,952 | 129,567 (0%) | 0% | 0 | Common Stock | ||
| Energy Vault Holdings Inc | Larry M. Paulson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 48,853 | 151,495 | - | 0 | Common Stock | |
| Energy Vault Holdings Inc | Thomas R. Ertel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 48,853 | 95,369 | - | 0 | Common Stock | |
| Energy Vault Holdings Inc | Mary Beth Mandanas | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 48,853 | 95,369 | - | 0 | Common Stock | |
| Mannkind Corp | Anthony C. Hooper | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 47,393 | 47,393 | - | - | Restricted Stock Unit | |
| Mannkind Corp | Kent Kresa | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 47,393 | 47,393 | - | - | Restricted Stock Unit | |
| Mannkind Corp | James S. Shannon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 47,393 | 47,393 | - | - | Restricted Stock Unit | |
| CCC Intelligent Soln Holdings Inc | Eileen M. Schloss | Director | Sale of securities on an exchange or to another person at price $ 10.32 per share. | 25 May 2023 | 46,766 | 99,925 | - | 10.3 | 482,803 | Common Stock |
| CarPartscom Inc | Warren B. Phelps | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 45,967 | 297,433 (0%) | 0% | 0 | Common Stock | |
| Travel+Leisure Co | Geoffrey Richards | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 45,537 | 119,611 (0%) | 0% | 0 | Common Stock | |
| Travel+Leisure Co | Jeffrey Myers | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 45,537 | 135,390 (0%) | 0% | 0 | Common Stock | |
| Neuronetics Inc | Robert A. Cascella | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 45,455 | 134,348 (0%) | 0% | - | Common Stock | |
| EyePoint Pharma Inc | George O. Elston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 45,000 | 45,000 | - | - | Stock Option (Right to Buy) | |
| Onfolio Holdings Inc | Dominic Wells | Director, CEO, CRO, Chair of Board, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 25 May 2023 | 44,839 | 406,931 | - | - | Warrants to Purchase Common Stock | |
| Booz Allen Hamilton Holding Corp (Class A) | Horacio D. Rozanski | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 43,184 | 633,401 (0%) | 0% | 0 | Class A Common Stock | |
| Universal Technical Institute Inc | Tracy Kay Lorenz | UTI Division President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 42,561 | 42,561 | - | - | Performance Units | |
| Redwire Corp | M. David Kornblatt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 41,153 | 88,589 | - | 0 | Common Stock, par value $0.0001 per share | |
| Redwire Corp | Leslie B. Daniels | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 41,153 | 161,983 | - | 0 | Common Stock, par value $0.0001 per share | |
| Redwire Corp | Michael J. Bevacqua | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 41,153 | 41,153 | - | 0 | Common Stock, par value $0.0001 per share | |
| Marvell Tech Inc | Daniel W. Christman | EVP, Storage Products Group | Sale of securities on an exchange or to another person at price $ 58.86 per share. | 25 May 2023 | 40,299 | 31,693 (0%) | 0% | 58.9 | 2,371,999 | Common Stock |
| CarPartscom Inc | Ana Dutra | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 40,000 | 69,664 (0%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Henry J. Maier | Director | 25 May 2023 | 40,000 | 72,936 (0%) | 0% | 0 | Common Stock | ||
| CarPartscom Inc | Jay K. Greyson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 40,000 | 227,951 (0%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Jim Barnes | Director | 25 May 2023 | 40,000 | 125,297 (0%) | 0% | 0 | Common Stock | ||
| CarPartscom Inc | Nanxi Liu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 40,000 | 74,751 (0%) | 0% | 0 | Common Stock | |
| CarPartscom Inc | Lisa Costa | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 40,000 | 73,701 (0%) | 0% | 0 | Common Stock | |
| Pulse Biosciences Inc | Robert W. Duggan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 39,731 | 39,731 | - | - | Stock Option (right to buy) | |
| Broadwind Inc | Eric B. Blashford | President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.11 per share. | 25 May 2023 | 36,966 | 418,372 (2%) | 0% | 4.1 | 151,930 | Common Stock |
| Travel+Leisure Co | Olivier Chavy | See remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,429 | 40,940 (0%) | 0% | 0 | Common Stock | |
| Neuronetics Inc | Glenn P. Muir | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 164,647 (0%) | 0% | - | Common Stock | |
| Neuronetics Inc | Sheryl L. Conley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 114,946 (0%) | 0% | - | Common Stock | |
| Neuronetics Inc | Joseph H. Capper | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 43,147 (0%) | 0% | - | Common Stock | |
| Neuronetics Inc | Wilfred E. Jaeger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 138,563 (0%) | 0% | - | Common Stock | |
| Neuronetics Inc | Megan Rosengarten | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 36,364 | 85,890 (0%) | 0% | - | Common Stock | |
| Lowe's | William P. Boltz | EVP, Merchandising | Sale of securities on an exchange or to another person at price $ 203.00 per share. | 25 May 2023 | 36,341 | 24,005 (0%) | 0% | 203 | 7,377,223 | Common Stock |
| Mannkind Corp | Christine Mundkur | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,545 | 35,545 | - | - | Restricted Stock Unit | |
| Mannkind Corp | Michael A. Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,545 | 35,545 | - | - | Restricted Stock Unit | |
| Mannkind Corp | Ronald J. Consiglio | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,545 | 35,545 | - | - | Restricted Stock Unit | |
| Mannkind Corp | Jennifer Grancio | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,545 | 35,545 | - | - | Restricted Stock Unit | |
| Mannkind Corp | Sabrina Kay | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,545 | 35,545 | - | - | Restricted Stock Unit | |
| Broadwind Inc | Eric B. Blashford | President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 35,423 | 375,046 (2%) | 0% | 0 | Common Stock | |
| CCC Intelligent Soln Holdings Inc | Eileen M. Schloss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.05 per share. | 25 May 2023 | 34,054 | 61,554 | - | 4.1 | 137,919 | Common Stock |
| CCC Intelligent Soln Holdings Inc | Eileen M. Schloss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 34,054 | 51,083 | - | - | Stock Option (Right to Buy) | |
| Emergent Biosolutions Inc | Keith A. Katkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 42,442 (0%) | 0% | 0 | Common Stock | |
| Emergent Biosolutions Inc | Louis W. Sullivan | Director | 25 May 2023 | 33,847 | 87,265 (0%) | 0% | 0 | Common Stock | ||
| Emergent Biosolutions Inc | Ronald B. Richard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 53,684 (0%) | 0% | 0 | Common Stock | |
| Emergent Biosolutions Inc | Zsolt Harsanyi | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 71,899 (0%) | 0% | 0 | Common Stock | |
| Emergent Biosolutions Inc | Jerome M. Hauer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 57,508 (0%) | 0% | 0 | Common Stock | |
| Emergent Biosolutions Inc | Marvin L. White | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 50,949 (0%) | 0% | 0 | Common Stock | |
| Emergent Biosolutions Inc | Kathryn C. Zoon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 53,501 (0%) | 0% | 0 | Common Stock | |
| Emergent Biosolutions Inc | Sujata Dayal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,847 | 45,699 (0%) | 0% | 0 | Common Stock | |
| LENSAR Inc | Aimee S. Weisner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | John P. Mclaughlin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | William J. Link | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | Richard L. Lindstrom | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | Elizabeth G. O’Farrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | Gary M. Winer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | Thomas B. Ellis | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| LENSAR Inc | Todd B. Hammer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 33,175 | 33,175 | - | - | Stock Option (Right to Buy) | |
| Pediatrix Medical Grp Inc | Mark S. Ordan | Director | Sale of securities on an exchange or to another person at price $ 13.26 per share. | 25 May 2023 | 33,000 | 147,923 (0%) | 0% | 13.3 | 437,580 | Common Stock |
| Brandywine Realty Trust | Charles P. Pizzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 113,492 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Brandywine Realty Trust | James C. Diggs | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 99,164 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Brandywine Realty Trust | H. Richard Haverstick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 80,649 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Brandywine Realty Trust | Terri A. Herubin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 76,329 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Brandywine Realty Trust | Reginald DesRoches | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 46,748 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Brandywine Realty Trust | Reginald DesRoches | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 46,748 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Brandywine Realty Trust | Joan Lau | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 31,165 | 31,165 (0%) | 0% | 0 | Common Shares of Beneficial Interest | |
| Ranpak Holdings Corp (Class A) | Robert C. King | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,960 | 127,157 (0%) | 0% | 0 | Class A common stock | |
| Ranpak Holdings Corp (Class A) | Thomas F. Corley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,960 | 121,256 (0%) | 0% | 0 | Class A common stock | |
| Ranpak Holdings Corp (Class A) | Michael A. Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,960 | 216,085 (0%) | 0% | 0 | Class A common stock | |
| Ranpak Holdings Corp (Class A) | Salil Seshadri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,960 | 368,682 (0%) | 0% | 0 | Class A common stock | |
| Ranpak Holdings Corp (Class A) | Alicia M. Tranen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,960 | 191,490 (0%) | 0% | 0 | Class A common stock | |
| Ranpak Holdings Corp (Class A) | Kurt Zumwalt | Director | 25 May 2023 | 30,960 | 75,727 (0%) | 0% | 0 | Class A common stock | ||
| Ranpak Holdings Corp (Class A) | Pamela El | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,960 | 61,973 (0%) | 0% | 0 | Class A common stock | |
| Cronos Grp Inc | Jason Adler | Director | Purchase of securities on an exchange or from another person at price $ 1.80 per share. | 25 May 2023 | 30,001 | 589,766 (0%) | 0% | 1.8 | 53,897 | COMMON SHARES |
| Indaptus Therapeutics Inc | Roger J. Pomerantz | Director | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | ||
| Spruce Biosciences Inc | Daniel K. Spiegelman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Spruce Biosciences Inc | Tiba Aynechi | Director | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | ||
| Spruce Biosciences Inc | Niall O’Donnell | Director | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | ||
| Spruce Biosciences Inc | Bali Muralidhar | Director | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | ||
| Spruce Biosciences Inc | Camilla V. Simpson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Spruce Biosciences Inc | Kirk Ways | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 208.51 per share. | 25 May 2023 | 30,000 | 1,092,959 (1%) | 0% | 208.5 | 6,255,330 | Common Stock |
| Ross Stores | Barbara Rentler | Director, CHIEF EXECUTIVE OFFICER | 25 May 2023 | 30,000 | 337,233 (0%) | 0% | 102.4 | 3,071,808 | Common Stock | |
| Mannkind Corp | Lauren M. Sabella | EVP Chief Operating Officer | 25 May 2023 | 28,000 | 28,000 | - | - | Performance Restricted Stock Unit | ||
| Southwest Gas Holdings Inc | Carl C. Icahn | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 57.87 per share. | 25 May 2023 | 27,803 | 10,835,029 (19%) | 0% | 57.9 | 1,608,960 | Shares |
| Broadwind Inc | Daniel E. Schueller | Pres., Broadwind Heavy Fab. | 25 May 2023 | 27,406 | 146,599 (0%) | 0% | 0 | Common Stock | ||
| Hudson Pacific Properties Inc | Barry A. Sholem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 27,088 | 30,176 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Hudson Pacific Properties Inc | Theodore R. Antenucci | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 27,088 | 98,896 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Hudson Pacific Properties Inc | Jonathan M. Glaser | Director | 25 May 2023 | 27,088 | 153,916 (0%) | 0% | 0 | Common Stock, par value $0.01 | ||
| Hudson Pacific Properties Inc | Mark Linehan | Director | 25 May 2023 | 27,088 | 87,775 (0%) | 0% | 0 | Common Stock, par value $0.01 | ||
| Hudson Pacific Properties Inc | Andrea Wong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 27,088 | 47,955 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Hudson Pacific Properties Inc | Christy Haubegger | Director | 25 May 2023 | 27,088 | 43,768 (0%) | 0% | 0 | Common Stock, par value $0.01 | ||
| Hudson Pacific Properties Inc | Karen Brodkin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 27,088 | 37,847 (0%) | 0% | 0 | Common Stock, par value $0.01 | |
| Hudson Pacific Properties Inc | Ebs Burnough | Director | 25 May 2023 | 27,088 | 33,731 (0%) | 0% | 0 | Common Stock, par value $0.01 | ||
| CCC Intelligent Soln Holdings Inc | William D. Ingram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 26,519 | 26,519 | - | - | Restricted Stock Unit | |
| CCC Intelligent Soln Holdings Inc | Eileen M. Schloss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 26,519 | 26,519 | - | - | Restricted Stock Unit | |
| Remitly Global Inc | Ankur Sinha | Chief Technology Officer | 25 May 2023 | 26,200 | 212,041 | - | 17.5 | 458,500 | Common Stock | |
| NN Inc | Joao V. Faria | Director | Purchase of securities on an exchange or from another person at price $ 1.74 per share. | 25 May 2023 | 26,100 | 224,063 (0%) | 0% | 1.7 | 45,414 | Common Stock |
| Travel+Leisure Co | James J. Savina | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 25,045 | 40,716 (0%) | 0% | 0 | Common Stock | |
| AMD | Forrest E. Norrod | EVP & GM DESG | Sale of securities on an exchange or to another person at price $ 119.35 per share. | 25 May 2023 | 25,000 | 251,816 (0%) | 0% | 119.4 | 2,983,750 | Common Stock |
| Pennant Group Inc | Lynette B Walbom | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| Xerox Holdings Corp | Scott Letier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,745 | 89,139 | - | 0 | Deferred Stock Units | |
| First Seacoast Bancorp Inc | James R. Brannen | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,401 | 24,401 | - | - | Stock Options | |
| Remitly Global Inc | Joshua Hug | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 24,115 | 197,892 | - | - | Restricted Stock Units (RSUs) | |
| Remitly Global Inc | Joshua Hug | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 24,115 | 4,177,746 | - | - | Common Stock | |
| CCC Intelligent Soln Holdings Inc | Teri Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,109 | 24,109 | - | - | Restricted Stock Unit | |
| C3.ai Inc (Class A) | Richard C. Levin | Director | Sale of securities on an exchange or to another person at price $ 30.26 per share. | 25 May 2023 | 24,000 | 185,664 | - | 30.3 | 726,240 | Class A Common Stock |
| Passage Bio Inc | Maxine Gowen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,000 | 24,000 | - | - | Director Stock Option (Right to Buy) | |
| Passage Bio Inc | Saqib Islam | Director | 25 May 2023 | 24,000 | 24,000 | - | - | Director Stock Option (Right to Buy) | ||
| Passage Bio Inc | Athena Countouriotis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,000 | 24,000 | - | - | Director Stock Option (Right to Buy) | |
| Passage Bio Inc | Thomas F. Woiwode | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,000 | 24,000 | - | - | Director Stock Option (Right to Buy) | |
| Passage Bio Inc | Sandip S. Kapadia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,000 | 24,000 | - | - | Director Stock Option (Right to Buy) | |
| Passage Bio Inc | Derrell D. Porter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 24,000 | 24,000 | - | - | Director Stock Option (Right to Buy) | |
| Happen Inc | Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 23,777 | 222,167 (0%) | 0% | 0 | Common Stock | |
| Happen Inc | Annie Armstrong | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 23,777 | 95,109 | - | - | Restricted Stock Unit (RSU) | |
| Xerox Holdings Corp | Nichelle Maynard-Elliott | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 23,653 | 57,983 | - | 0 | Deferred Stock Units | |
| Mannkind Corp | Lauren M. Sabella | EVP Chief Operating Officer | 25 May 2023 | 23,250 | 247,434 (0%) | 0% | 0 | Common Stock, $.01 Par Value | ||
| Xerox Holdings Corp | Margarita Palau Hernandez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 23,107 | 23,107 | - | - | Restricted Stock Units | |
| Virnetx Holding Corp | Michael F. Angelo | Director | Purchase of securities on an exchange or from another person at price $ 0.43 per share. | 25 May 2023 | 23,000 | 138,392 (0%) | 0% | 0.4 | 9,890 | Common Stock |
| Universal Technical Institute Inc | Tracy Kay Lorenz | UTI Division President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 22,699 | 22,699 | - | - | Restricted Stock Units | |
| Xerox Holdings Corp | Steven D. Miller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 22,561 | 55,966 | - | 0 | Deferred Stock Units | |
| EyePoint Pharma Inc | George O. Elston | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 22,500 | 22,500 | - | - | Restricted Stock Units | |
| Xerox Holdings Corp | Jesse A. Lynn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 22,379 | 50,978 | - | 0 | Deferred Stock Units | |
| Xerox Holdings Corp | Philip Giordano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 22,197 | 38,690 | - | 0 | Deferred Stock Units | |
| Advantage Soln Inc (Class A) | James M. Kilts | Director | Purchase of securities on an exchange or from another person at price $ 1.90 per share. | 25 May 2023 | 22,196 | 513,068 | - | 1.9 | 42,168 | Class A Common Stock |
| Happen Inc | Annie Armstrong | Chief Risk Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 21,741 | 217,940 (0%) | 0% | 8.1 | 176,102 | Common Stock |
| Passage Bio Inc | Michael E. Kamarck | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 21,567 | 21,567 | - | - | Director Stock Option (Right to Buy) | |
| Happen Inc | Ronnie Momen | Bank-Chief of Consumer Banking | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 21,426 | 208,211 (0%) | 0% | 8.1 | 173,551 | Common Stock |
| Voya Fin Inc | Byron Hall Pollitt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 20,766 | 0 | - | - | Restricted Stock Units | |
| Voya Fin Inc | Byron Hall Pollitt | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 69.29 per share. | 25 May 2023 | 20,766 | 24,766 (0%) | 0% | 69.3 | 1,438,876 | Common Stock |
| Adeia Inc | Daniel M. Moloney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,320 | 79,280 (0%) | 0% | 0 | Common Stock | |
| Adeia Inc | V. Sue Molina | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,320 | 41,624 (0%) | 0% | 0 | Common Stock | |
| Adeia Inc | Raghavendra Rau | Director | 25 May 2023 | 20,320 | 181,977 (0%) | 0% | 0 | Common Stock | ||
| Adeia Inc | Mayes Tonia O’Connor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,320 | 36,232 (0%) | 0% | 0 | Common Stock | |
| Pulse Biosciences Inc | Mahkam Zanganeh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,168 | 20,168 | - | - | Stock Option (right to buy) | |
| Arista Networks | Kenneth Duda | CTO and SVP Software Eng. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 20,000 | 140,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Arista Networks | Kenneth Duda | CTO and SVP Software Eng. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.67 per share. | 25 May 2023 | 20,000 | 23,244 (0%) | 0% | 7.7 | 153,350 | Common Stock |
| Assembly Biosciences Inc | Anthony E. Altig | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Assembly Biosciences Inc | William R. Ringo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Assembly Biosciences Inc | Susan Mahony | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Assembly Biosciences Inc | Gina Consylman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Assembly Biosciences Inc | John G. McHutchison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Assembly Biosciences Inc | Lisa R. Johnson-Pratt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Assembly Biosciences Inc | Michael Houghton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| First Seacoast Bancorp Inc | Timothy F. Dargan | SVP and Sr. CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Options | |
| HCW Biologics Inc | Rebecca Byam | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.66 per share. | 25 May 2023 | 20,000 | 460,188 | - | 1.7 | 33,196 | Common Stock |
| HCW Biologics Inc | Rebecca Byam | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.62 per share. | 25 May 2023 | 20,000 | 440,188 | - | 1.6 | 32,348 | Common Stock |
| Patrick Ind Inc | Todd M. Cleveland | Director | Sale of securities on an exchange or to another person at price $ 70.15 per share. | 25 May 2023 | 20,000 | 89,237 (0%) | 0% | 70.2 | 1,403,002 | Common Stock |
| Pulse Biosciences Inc | Robert W. Duggan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Pulse Biosciences Inc | Mahkam Zanganeh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Pulse Biosciences Inc | Manmeet Singh Soni | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Pulse Biosciences Inc | Shelley D. Spray | Director | 25 May 2023 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | ||
| Trade Desk Inc (Class A) | David Wells | Director | 25 May 2023 | 20,000 | 86,570 (0%) | 0% | 70 | 1,400,000 | Class A Common Stock | |
| Axcelis Tech Inc | Mary G. Puma | Director, Executive Chairperson | Sale of securities on an exchange or to another person at price $ 151.83 per share. | 25 May 2023 | 19,722 | 300,686 (0%) | 0% | 151.8 | 2,994,391 | Common Stock |
| Travel+Leisure Co | Kimberly Marshall | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 19,353 | 47,743 (0%) | 0% | 0 | Common Stock | |
| Travel+Leisure Co | Michael A. Hug | Chief Financial Officer | 25 May 2023 | 19,263 | 110,304 (0%) | 0% | 37.4 | 719,666 | Common Stock | |
| Arista Networks | Anshul Sadana | SVP, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 153.21 per share. | 25 May 2023 | 18,817 | 63,986 (0%) | 0% | 153.2 | 2,882,885 | Common Stock |
| Happen Inc | Scott C. Sanborn | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 18,406 | 1,195,304 (1%) | 0% | 8.1 | 149,089 | Common Stock |
| Tandem Diabetes Care Inc | David B Berger | EVP & Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 18,037 | 18,037 | - | - | RSU 2023 05 25 | |
| Tandem Diabetes Care Inc | Brian B. Hansen | EVP & CHIEF COMMERCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 18,037 | 18,037 | - | - | RSU 2023 05 25 | |
| Tandem Diabetes Care Inc | Susan Morrison | EVP & Chief Admin. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 18,037 | 18,037 | - | - | RSU 2023 05 25 | |
| Tandem Diabetes Care Inc | Leigh A. Vosseller | EVP & CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 18,037 | 18,037 | - | - | RSU 2023 05 25 | |
| Tandem Diabetes Care Inc | Elizabeth A. Gasser | EVP, Chief Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 18,037 | 18,037 | - | - | RSU 2023 05 25 | |
| Travel+Leisure Co | Geoffrey Richards | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 37.36 per share. | 25 May 2023 | 17,919 | 101,692 (0%) | 0% | 37.4 | 669,454 | Common Stock |
| Travel+Leisure Co | Jeffrey Myers | See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 37.36 per share. | 25 May 2023 | 17,919 | 117,471 (0%) | 0% | 37.4 | 669,454 | Common Stock |
| Frontier Grp Holdings Inc | William A. Franke | Director, Ten Percent Owner, Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Bernard L. Han | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Michael R. MacDonald | Director | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | ||
| Frontier Grp Holdings Inc | Alejandro Daniel Wolff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Brian H. Franke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Josh T. Connor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Patricia Salas Pineda | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Andrew S Broderick | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Robert J. Genise | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Ofelia Kumpf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,722 | 17,722 | - | - | Restricted Stock Units | |
| Lowe's | Seemantini Godbole | EVP, Chief Information Officer | Sale of securities on an exchange or to another person at price $ 202.05 per share. | 25 May 2023 | 17,634 | 21,122 (0%) | 0% | 202.1 | 3,563,006 | Common Stock |
| Liquidity Services Inc | John P. Daunt | EVP & CCO | Sale of securities on an exchange or to another person at price $ 15.11 per share. | 25 May 2023 | 17,308 | 53,074 (0%) | 0% | 15.1 | 261,524 | Common Stock |
| Liquidity Services Inc | John P. Daunt | EVP & CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.46 per share. | 25 May 2023 | 17,308 | 70,382 (0%) | 0% | 9.5 | 163,734 | Common Stock |
| Broadwind Inc | Wayne W. Hanna | Pres., Brad Foote Gear Works | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,263 | 88,698 (0%) | 0% | 0 | Common Stock | |
| Tandem Diabetes Care Inc | Rick Carpenter | Chief Technical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,245 | 17,245 | - | - | RSU 2023 05 25 | |
| Tandem Diabetes Care Inc | James Leal | Chief Manufacturing Officer | 25 May 2023 | 17,245 | 17,245 | - | - | RSU 2023 05 25 | ||
| Tandem Diabetes Care Inc | Shannon Marie Hansen | SVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,245 | 17,245 | - | - | RSU 2023 05 25 | |
| ClearPoint Neuro Inc | B. Kristine Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | |
| ClearPoint Neuro Inc | Lynnette C. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | |
| ClearPoint Neuro Inc | Pascal E.R. Girin | Director | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | ||
| ClearPoint Neuro Inc | R. John Fletcher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | |
| ClearPoint Neuro Inc | Timothy T. Richards | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | |
| ClearPoint Neuro Inc | Matthew B. Klein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | |
| ClearPoint Neuro Inc | Linda M. Liau | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 17,153 | 17,153 | - | - | Restricted Stock Units | |
| Broadwind Inc | Gilbert W. Mayo | Pres., Broadwind Ind. Solution | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 16,540 | 93,111 (0%) | 0% | 0 | Common Stock | |
| Remitly Global Inc | Rene Yoakum | EVP, Customer and Culture | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 16,085 | 0 | - | - | Restricted Stock Units (RSUs) | |
| Remitly Global Inc | Rene Yoakum | EVP, Customer and Culture | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 16,085 | 28,591 | - | - | Common Stock | |
| Tennant Co. | Carol E. McKnight | FORMER, SVP, CHIEF ADMIN OFFR | Sale of securities on an exchange or to another person at price $ 75.41 per share. | 25 May 2023 | 15,999 | 21,760 (0%) | 0% | 75.4 | 1,206,480 | Common Stock |
| Apollo Global (Class A) (New) | Joshua J. Harris | See Remarks | Sale of securities on an exchange or to another person at price $ 67.04 per share. | 25 May 2023 | 15,985 | 33,745,006 (14%) | 0% | 67.0 | 1,071,634 | Common Stock |
| Bancorp Inc | Thomas G. Pareigat | EVP and General Counsel | 25 May 2023 | 15,662 | 75,437 (0%) | 0% | 32.0 | 501,248 | Common Stock | |
| CrossAmerica Partners LP - Unit | Joseph V. Topper | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.33 per share. | 25 May 2023 | 15,000 | 230,335 (0%) | 0% | 18.3 | 274,922 | Common Units |
| EyePoint Pharma Inc | Michael C. Pine | Chief Corp Dev.&Strat. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| First Seacoast Bancorp Inc | John E. Swenson | SVP and CRO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Options | |
| First Seacoast Bancorp Inc | Jean Tremblay | SVP and Sr. RLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option | |
| First Seacoast Bancorp Inc | Paul Nee | SVP and CIO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Options | |
| Inhibrx Inc | Kimberly J. Manhard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Inhibrx Inc | Jon Faiz Kayyem | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Inhibrx Inc | Kristiina Vuori | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Moleculin Biotech Inc | Michael D. Cannon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 80,001 | - | - | Stock option (right to buy) | |
| Moleculin Biotech Inc | Elizabeth A. Cermak | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 70,000 | - | - | Stock option (right to buy) | |
| Moleculin Biotech Inc | John M. Climaco | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 77,501 | - | - | Stock option (right to buy) | |
| Moleculin Biotech Inc | Robert E. George | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 80,001 | - | - | Stock option (right to buy) | |
| Moleculin Biotech Inc | Joy Yan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 60,000 | - | - | Stock option (right to buy) | |
| Phathom Pharma Inc | David A. Socks | Director | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | ||
| Phathom Pharma Inc | Frank L. Karbe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Phathom Pharma Inc | James N. Topper | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Phathom Pharma Inc | Michael F. Cola | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Phathom Pharma Inc | Heidi Kunz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Phathom Pharma Inc | Mark Stenhouse | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Phathom Pharma Inc | Asit Parikh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Warner Bros. (Class A) | Gunnar Wiedenfels | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 11.22 per share. | 25 May 2023 | 15,000 | 738,849 (0%) | 0% | 11.2 | 168,285 | Series A Common Stock |
| Happen Inc | Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,944 | 1,227,205 (1%) | 0% | 0 | Common Stock | |
| Happen Inc | Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,944 | 164,387 | - | - | Restricted Stock Unit (RSU) | |
| Frontier Grp Holdings Inc | William A. Franke | Director, Ten Percent Owner, Chairman of the Board | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 21,666 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | William A. Franke | Director, Ten Percent Owner, Chairman of the Board | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Bernard L. Han | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Bernard L. Han | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 371,950 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Michael R. MacDonald | Director | 25 May 2023 | 14,574 | 75,550 | - | - | Common Stock | ||
| Frontier Grp Holdings Inc | Michael R. MacDonald | Director | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | ||
| Frontier Grp Holdings Inc | Alejandro Daniel Wolff | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Alejandro Daniel Wolff | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 47,506 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Brian H. Franke | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Brian H. Franke | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 21,666 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Josh T. Connor | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 72,822 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Josh T. Connor | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Patricia Salas Pineda | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Patricia Salas Pineda | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 72,856 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Andrew S Broderick | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 21,666 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Andrew S Broderick | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Robert J. Genise | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Frontier Grp Holdings Inc | Robert J. Genise | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 317,857 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Ofelia Kumpf | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 21,502 | - | - | Common Stock | |
| Frontier Grp Holdings Inc | Ofelia Kumpf | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 14,574 | 0 | - | - | Restricted Stock Units | |
| Duluth Holdings Inc (Class B) | Ronald Robinson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,441 | 14,441 (0%) | 0% | 0 | Class B Common Stock | |
| Duluth Holdings Inc (Class B) | Susan J. Riley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,441 | 22,024 (0%) | 0% | - | Class B Common Stock | |
| Duluth Holdings Inc (Class B) | Francesca Maher Edwardson | Director | 25 May 2023 | 14,441 | 63,856 (0%) | 0% | 0 | Class B Common Stock | ||
| Duluth Holdings Inc (Class B) | Scott K. Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,441 | 44,863 (0%) | 0% | 0 | Class B Common Stock | |
| Duluth Holdings Inc (Class B) | David C. Finch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,441 | 141,948 (0%) | 0% | 0 | Class B Common Stock | |
| Duluth Holdings Inc (Class B) | Brett L. Paschke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,441 | 25,823 (0%) | 0% | 0 | Class B Common Stock | |
| Travel+Leisure Co | Olivier Chavy | See remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 37.36 per share. | 25 May 2023 | 14,335 | 26,605 (0%) | 0% | 37.4 | 535,556 | Common Stock |
| Green Dot Corp (Class A) | George T. Shaheen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,253 | 63,171 (0%) | 0% | 0 | Class A Common Stock | |
| Green Dot Corp (Class A) | J. Chris Brewster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,253 | 92,389 (0%) | 0% | 0 | Class A Common Stock | |
| Green Dot Corp (Class A) | William I. Jacobs | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,253 | 84,308 (0%) | 0% | 0 | Class A Common Stock | |
| Green Dot Corp (Class A) | Mary Ellen Richey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,253 | 25,674 (0%) | 0% | 0 | Class A Common Stock | |
| Green Dot Corp (Class A) | Saturnino Sixto Fanlo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,253 | 57,393 (0%) | 0% | 0 | Class A Common Stock | |
| Green Dot Corp (Class A) | Rajeev V. Date | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 14,253 | 33,693 (0%) | 0% | 0 | Class A Common Stock | |
| Advantage Soln Inc (Class A) | James M. Kilts | Director | Purchase of securities on an exchange or from another person at price $ 1.85 per share. | 25 May 2023 | 14,251 | 490,872 | - | 1.9 | 26,409 | Class A Common Stock |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 May 2023 | 13,965 | 1,894,230 | - | - | Class B Common Stock | |
| DoorDash | Tony Xu | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 25 May 2023 | 13,965 | 0 | - | 0 | Class A Common Stock | |
| Happen Inc | Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,948 | 153,428 | - | - | Restricted Stock Unit (RSU) | |
| Happen Inc | Ronnie Momen | Bank-Chief of Consumer Banking | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,948 | 229,637 (0%) | 0% | 0 | Common Stock | |
| Zevia PBC (Class A) | Padraic L. Spence | Director | Sale of securities on an exchange or to another person at price $ 3.62 per share. | 25 May 2023 | 13,895 | 2,015,192 | - | 3.6 | 50,296 | Class A Common Stock |
| Xponential Fitness Inc (Class A) | Anthony Geisler | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 25.08 per share. | 25 May 2023 | 13,627 | 334,368 | - | 25.1 | 341,832 | Class A Common Stock |
| Happen Inc | Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,495 | 1,192,250 (1%) | 0% | 0 | Common Stock | |
| Happen Inc | Scott C. Sanborn | Director, CEO | Sale or transfer of securities back to the company at price $ 8.10 per share. | 25 May 2023 | 13,495 | 1,213,710 (1%) | 0% | 8.1 | 109,310 | Common Stock |
| Happen Inc | Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,495 | 40,488 | - | - | Restricted Stock Unit (RSU) | |
| Marvell Tech Inc | Daniel W. Christman | EVP, Storage Products Group | Sale of securities on an exchange or to another person at price $ 49.01 per share. | 25 May 2023 | 13,433 | 71,992 (0%) | 0% | 49.0 | 658,351 | Common Stock |
| GoPro Inc (Class A) | Brian Mcgee | EVP, CFO and COO | Sale of securities on an exchange or to another person at price $ 4.06 per share. | 25 May 2023 | 13,376 | 392,468 (0%) | 0% | 4.1 | 54,320 | Class A Common Stock |
| Lowe's | William P. Boltz | EVP, Merchandising | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 13,341 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Lowe's | William P. Boltz | EVP, Merchandising | Exercise or conversion of derivative security received from the company (such as an option) at price $ 80.42 per share. | 25 May 2023 | 13,341 | 60,346 (0%) | 0% | 80.4 | 1,072,883 | Common Stock |
| LiveRamp Holdings Inc | Scott E. Howe | Director, CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.64 per share. | 25 May 2023 | 13,243 | 911,017 (1%) | 0% | 23.6 | 313,065 | COMMON STOCK, $.10 PAR VALUE |
| ServiceNow | Chirantan Desai | President & COO | Sale of securities on an exchange or to another person at price $ 538.16 per share. | 25 May 2023 | 13,000 | 40,558 (0%) | 0% | 538.2 | 6,996,015 | Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.21 per share. | 25 May 2023 | 13,000 | 142,128 | - | 4.2 | 54,730 | Class A Common Stock |
| Backblaze Inc (Class A) | Gleb Budman | Director, CEO and Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.08 per share. | 25 May 2023 | 13,000 | 129,128 | - | 4.1 | 53,040 | Class A Common Stock |
| Happen Inc | Brandon Pace | Chief Administrative Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.10 per share. | 25 May 2023 | 12,638 | 182,799 (0%) | 0% | 8.1 | 102,368 | Common Stock |
| Keycorp | Amy G. Brady | Chief Information Officer | 25 May 2023 | 12,627 | 94,106 (0%) | 0% | 9.9 | 125,260 | Common Shares | |
| Broadwind Inc | Thomas A. Ciccone | VP and CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,591 | 50,278 (0%) | 0% | 0 | Common Stock | |
| Indaptus Therapeutics Inc | William B. Hayes | Director | 25 May 2023 | 12,500 | 12,500 | - | - | Stock Option (right to buy) | ||
| Indaptus Therapeutics Inc | Hila Karah | Director | 25 May 2023 | 12,500 | 12,500 | - | - | Stock Option (right to buy) | ||
| Indaptus Therapeutics Inc | Anthony J. Maddaluna | Director | 25 May 2023 | 12,500 | 12,500 | - | - | Stock Option (right to buy) | ||
| Indaptus Therapeutics Inc | Mark J. Gilbert | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,500 | 12,500 | - | - | Stock Option (right to buy) | |
| Keycorp | Amy G. Brady | Chief Information Officer | 25 May 2023 | 12,388 | 106,733 (0%) | 0% | 10.1 | 125,243 | Common Shares | |
| Insperity Inc | Paul J. Sarvadi | Director, Chairman of the Board & CEO | Sale of securities on an exchange or to another person at price $ 110.12 per share. | 25 May 2023 | 12,302 | 537,986 (1%) | 0% | 110.1 | 1,354,696 | Common Stock |
| Broadwind Inc | Daniel E. Schueller | Pres., Broadwind Heavy Fab. | 25 May 2023 | 12,217 | 134,382 (0%) | 0% | 4.1 | 50,212 | Common Stock | |
| Broadwind Inc | David P. Reiland | Director | 25 May 2023 | 12,165 | 163,160 (0%) | 0% | 0 | Common Stock | ||
| Broadwind Inc | Cary B. Wood | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 110,320 (0%) | 0% | 0 | Common Stock | |
| Broadwind Inc | Thomas A. Wagner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 103,683 (0%) | 0% | 0 | Common Stock | |
| Broadwind Inc | Jeanette A. Press | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 13,563 (0%) | 0% | 0 | Common Stock | |
| Broadwind Inc | Philip J. Christman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 92,178 (0%) | 0% | 0 | Common Stock | |
| Broadwind Inc | Sachin M Shivaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,165 | 26,782 (0%) | 0% | 0 | Common Stock | |
| OP Bancorp | Christine Y. Oh | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 12,000 | 12,000 | - | - | Restricted Stock Unit | |
| Happen Inc | Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 11,758 | 1,204,008 (1%) | 0% | 0 | Common Stock | |
| Happen Inc | Scott C. Sanborn | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 11,758 | 35,274 | - | - | Restricted Stock Unit (RSU) | |
| IonQ Inc | Peter Chapman | Director, President and CEO | 25 May 2023 | 11,726 | 495,900 | - | 10.5 | 123,358 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.