Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Pulse Biosciences Inc | Robert W. Duggan | Director, Ten Percent Owner | 14 Jun 2023 | 5,683,163 | 0 | - | - | Warrant (right to buy) | ||
| Pulse Biosciences Inc | Robert W. Duggan | Director, Ten Percent Owner | 14 Jun 2023 | 5,683,163 | 36,097,824 (173%) | 27% | 2.0 | 11,650,484 | Common Stock | |
| TeraWulf Inc | Paul B. Prager | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 5,555,854 | 20,568,267 | - | - | Common stock, $0.001 par value per share | |
| TeraWulf Inc | Nazar M. Khan | COO & Chief Technology Officer | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 3,804,683 | 7,609,865 | - | - | Common stock, $0.001 par value per share | |
| Flywire Corp | Matt Harris | Director | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 3,553,002 | 242,386 | - | 0 | Voting Common Stock | |
| Solid Power Inc (Class A) | John C. Van Scoter | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 1,904,016 | 1,904,016 | - | - | Stock Option (Right to Buy) | |
| Freshworks Inc (Class A) | Sameer K. Gandhi | Director, Ten Percent Owner | 14 Jun 2023 | 1,500,000 | 19,500,000 | - | - | Class B Common Stock | ||
| Freshworks Inc (Class A) | Sameer K. Gandhi | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 1,500,000 | 0 | - | 0 | Class A Common Stock | |
| Freshworks Inc (Class A) | Sameer K. Gandhi | Director, Ten Percent Owner | 14 Jun 2023 | 1,500,000 | 1,500,000 | - | 0 | Class A Common Stock | ||
| Solid Power Inc (Class A) | John C. Van Scoter | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 1,035,276 | 1,035,276 | - | 0 | Common Stock | |
| Cipher Mining Inc | Tyler Page | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 1,000,000 | 2,919,237 | - | - | Restricted Stock Units | |
| Aurora Innovation Inc (Class A) | David Maday | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 750,000 | 1,103,396 | - | 0 | Class A Common Stock | |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 730,873 | 6,716,995 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 730,873 | 7,219,412 | - | - | Common Stock | |
| Oxford Square Cap Corp | Jonathan H. Cohen | Director, Chief Executive Officer | 14 Jun 2023 | 568,122 | 2,272,489 (4%) | 1% | 2.7 | 1,511,205 | Common Stock, par value $0.01 per share | |
| Oxford Square Cap Corp | Jonathan H. Cohen | Director, Chief Executive Officer | 14 Jun 2023 | 568,122 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Dropbox Inc (Class A) | Andrew W. Houston | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 25.04 per share. | 14 Jun 2023 | 515,226 | 8,266,666 (3%) | 0% | 25.0 | 12,902,289 | Class A Common Stock |
| Oxford Square Cap Corp | Saul B. Rosenthal | President and COO | 14 Jun 2023 | 514,194 | 2,056,776 (4%) | 1% | 2.7 | 1,367,756 | Common Stock, par value $0.01 per share | |
| Oxford Square Cap Corp | Saul B. Rosenthal | President and COO | 14 Jun 2023 | 514,194 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Cipher Mining Inc | Patrick Kelly | Co-President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 500,000 | 2,068,348 | - | - | Restricted Stock Units | |
| Cipher Mining Inc | William Iwaschuk | Co-President and CLO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 500,000 | 2,068,348 | - | - | Restricted Stock Units | |
| Aurora Innovation Inc (Class A) | David Maday | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 500,000 | 500,000 | - | - | Stock Options (Right to Buy) | |
| Oxford Square Cap Corp | Charles M. Royce | Director | 14 Jun 2023 | 497,208 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Oxford Square Cap Corp | Charles M. Royce | Director | 14 Jun 2023 | 497,208 | 1,727,510 (3%) | 1% | 2.7 | 1,322,573 | Common Stock, par value $0.01 per share | |
| Spire Global Inc (Class A) | Dirk Carsten Hoke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 491,573 | 491,573 | - | - | Stock Option (right to buy) | |
| TeraWulf Inc | Kerri M. Langlais | Chief Strategy Officer | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 432,351 | 1,264,701 | - | - | Common stock, $0.001 par value per share | |
| SoFi Tech Inc | Anthony J. Noto | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.54 per share. | 14 Jun 2023 | 377,498 | 6,841,914 | - | 9.5 | 3,601,331 | Common Stock |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 360,000 | 520,950 | - | 0 | Ordinary Shares | |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 360,000 | 10,828,602 | - | 0 | Ordinary Shares | |
| RxSight Inc | Juliet Tammenoms Bakker | Director | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 267,300 | 712,700 | - | 0 | Common Stock | |
| Spire Global Inc (Class A) | Joan Lordi C. Amble | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 260,804 | 441,725 | - | 0 | Class A Common Stock | |
| Spire Global Inc (Class A) | Stephen Messer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 260,804 | 524,864 | - | 0 | Class A Common Stock | |
| Spire Global Inc (Class A) | William Porteous | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 260,804 | 447,687 | - | 0 | Class A Common Stock | |
| Sarcos Tech and Robotics Corp | Dennis M. Weibling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 260,078 | 1,048,987 | - | 0 | Common Stock | |
| Bionano Genomics Inc | Christopher J. Twomey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Bionano Genomics Inc | David L. Barker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Bionano Genomics Inc | Kristiina Vuori | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Bionano Genomics Inc | Albert A. Luderer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Bionano Genomics Inc | Hannah Mamuszka | Director | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | ||
| Bionano Genomics Inc | Yvonne Linney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Bionano Genomics Inc | Vincent Jung-Fai Wong | Director | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | ||
| Bionano Genomics Inc | Aleksandar Rajkovic | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | |
| Pacira BioSciences Inc | David M. Stack | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 245,400 | 245,400 | - | - | Stock Option (Right to Buy) | |
| SoFi Tech Inc | Jeremy Rishel | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 233,927 | 335,509 | - | - | Common Stock | |
| SoFi Tech Inc | Jeremy Rishel | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 233,927 | 2,807,128 | - | - | Restricted Stock Unit | |
| LifeMD Inc | Naveen Bhatia | Director, Consultant | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 225,000 | 487,349 | - | 0 | Common Stock | |
| Credo Tech Grp Holding Ltd | Lip-Bu Tan | Director | 14 Jun 2023 | 224,049 | 453,597 | - | 17.5 | 3,930,626 | Ordinary Shares | |
| Ocugen Inc | Junge Zhang | Director | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 14 Jun 2023 | 200,278 | 1,077,182 (2%) | 0% | 0.5 | 99,999 | Common Stock |
| Aurora Innovation Inc (Class A) | Sterling Anderson | Director | 14 Jun 2023 | 200,000 | 1,001,087 | - | 2.1 | 425,340 | Class A Common Stock | |
| Aurora Innovation Inc (Class A) | Sterling Anderson | Director | 14 Jun 2023 | 200,000 | 801,087 | - | 2.2 | 441,240 | Class A Common Stock | |
| Aurora Innovation Inc (Class A) | Sterling Anderson | Director | 14 Jun 2023 | 200,000 | 1,201,087 | - | 2.1 | 416,620 | Class A Common Stock | |
| Navitas Semiconductor Corp | Eugene Sheridan | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 200,000 | 800,000 | - | 0 | Class A Common Stock | |
| Navitas Semiconductor Corp | Eugene Sheridan | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 200,000 | 2,214,083 | - | 0 | Class A Common Stock | |
| Navitas Semiconductor Corp | Eugene Sheridan | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 200,000 | 2,414,083 | - | 0 | Class A Common Stock | |
| Navitas Semiconductor Corp | Eugene Sheridan | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 200,000 | 1,066,044 | - | 0 | Class A Common Stock | |
| SoFi Tech Inc | Aaron J. Webster | Chief Risk Officer | 14 Jun 2023 | 200,000 | 678,261 | - | 9.7 | 1,938,120 | Common Stock | |
| Sarcos Tech and Robotics Corp | Brian D. Finn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 195,059 | 372,860 | - | 0 | Common Stock | |
| Sarcos Tech and Robotics Corp | Peter S. Klein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 195,059 | 265,066 | - | 0 | Common Stock | |
| Sarcos Tech and Robotics Corp | Eric T. Olson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 195,059 | 265,066 | - | 0 | Common Stock | |
| Sarcos Tech and Robotics Corp | Priya Balasubramaniam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 195,059 | 265,066 | - | 0 | Common Stock | |
| Sarcos Tech and Robotics Corp | Matthew Shigenobu Muta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 195,059 | 265,066 | - | 0 | Common Stock | |
| SoFi Tech Inc | Aaron J. Webster | Chief Risk Officer | 14 Jun 2023 | 194,986 | 878,261 | - | - | Common Stock | ||
| SoFi Tech Inc | Aaron J. Webster | Chief Risk Officer | 14 Jun 2023 | 194,986 | 1,448,047 | - | - | Restricted Stock Unit | ||
| Flywire Corp | Matt Harris | Director | Sale of securities on an exchange or to another person at price $ 30.98 per share. | 14 Jun 2023 | 191,976 | 50,410 | - | 31.0 | 5,946,841 | Voting Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 208.84 per share. | 14 Jun 2023 | 184,863 | 16,912,384 (1%) | 0% | 208.8 | 38,606,438 | Common Stock |
| Bioventus Inc (Class A) | John A. Bartholdson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.24 per share. | 14 Jun 2023 | 181,946 | 6,546,807 (27%) | 0% | 3.2 | 589,523 | Class A Common Stock |
| SoFi Tech Inc | Christopher Lapointe | CFO and PAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 181,021 | 1,432,708 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Christopher Lapointe | CFO and PAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 181,021 | 819,149 | - | - | Common Stock | |
| Apollo Global (Class A) (New) | Leon D. Black | See remarks. | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 162,000 | 50,744,773 (21%) | 0% | - | Class A Common Stock | |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 150,240 | 3,605,760 | - | - | Stock Option (Right to Buy) | |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 150,240 | 8,633,637 | - | - | Class B Common Stock | |
| Lands` End Inc | Andrew J. McLean | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 147,540 | 263,173 | - | - | Restricted Stock Units | |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 209.43 per share. | 14 Jun 2023 | 141,882 | 16,770,502 (1%) | 0% | 209.4 | 29,713,794 | Common Stock |
| SoFi Tech Inc | Robert S. Lavet | General Counsel | 14 Jun 2023 | 137,805 | 316,058 | - | - | Restricted Stock Unit | ||
| SoFi Tech Inc | Robert S. Lavet | General Counsel | 14 Jun 2023 | 137,805 | 1,414,625 | - | - | Common Stock | ||
| Flotek Ind Inc | Matthew D. Wilks | Director | Purchase of securities on an exchange or from another person at price $ 0.79 per share. | 14 Jun 2023 | 129,093 | 310,262 (0%) | 0% | 0.8 | 101,983 | Class A common stock, par value $0.01 per share |
| Aurora Innovation Inc (Class A) | David Maday | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 125,000 | 125,000 | - | - | Stock Options (Right to Buy) | |
| Aurora Innovation Inc (Class A) | David Maday | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 125,000 | 125,000 | - | - | Stock Options (Right to Buy) | |
| SoFi Tech Inc | Jeremy Rishel | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.12 per share. | 14 Jun 2023 | 121,380 | 214,129 | - | 9.1 | 1,106,500 | Common Stock |
| AquaBounty Tech Inc | Sylvia A. Wulf | Director, CEO & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 116,666 | 116,666 | - | - | Options to Purchase Common Stock | |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 115,426 | 115,426 | - | - | Restricted share units | |
| SoFi Tech Inc | Derek Jensen White | CEO - Galileo | 14 Jun 2023 | 114,361 | 485,230 | - | - | Common Stock | ||
| SoFi Tech Inc | Derek Jensen White | CEO - Galileo | 14 Jun 2023 | 114,361 | 1,049,665 | - | - | Restricted Stock Unit | ||
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 112,194 | 0 | - | - | Restricted share units | |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 112,194 | 1,094,242 (0%) | 0% | 0 | Ordinary shares, no par value | |
| Bioventus Inc (Class A) | John A. Bartholdson | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.61 per share. | 14 Jun 2023 | 110,180 | 6,656,987 (28%) | 0% | 3.6 | 397,662 | Class A Common Stock |
| Five9 Inc | Michael Burkland | Chief Executive Officer | 14 Jun 2023 | 107,340 | 53,671 | - | - | Employee Stock Option (right to buy) | ||
| Five9 Inc | Michael Burkland | Chief Executive Officer | 14 Jun 2023 | 107,340 | 342,624 (0%) | 0% | 9.5 | 1,017,583 | Common Stock | |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.93 per share. | 14 Jun 2023 | 100,000 | 9,494,680 | - | 1.9 | 193,000 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.95 per share. | 14 Jun 2023 | 100,000 | 9,594,680 | - | 2.0 | 195,000 | Class A Common Stock |
| Oxford Square Cap Corp | Charles M. Royce | Director | 14 Jun 2023 | 98,071 | 392,285 (0%) | 0% | 2.7 | 260,869 | Common Stock, par value $0.01 per share | |
| Oxford Square Cap Corp | Charles M. Royce | Director | 14 Jun 2023 | 98,071 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| SoFi Tech Inc | Aaron J. Webster | Chief Risk Officer | 14 Jun 2023 | 94,586 | 583,675 | - | 9.1 | 862,246 | Common Stock | |
| SoFi Tech Inc | Christopher Lapointe | CFO and PAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.54 per share. | 14 Jun 2023 | 93,500 | 725,649 | - | 9.5 | 891,990 | Common Stock |
| Opendoor Tech Inc | Jason Kilar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 92,166 | 240,419 | - | 0 | Common Stock | |
| Opendoor Tech Inc | Jonathan M. Jaffe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 92,166 | 117,709 | - | 0 | Common Stock | |
| Opendoor Tech Inc | Glenn Solomon | Director | 14 Jun 2023 | 92,166 | 160,917 | - | 0 | Common Stock | ||
| Opendoor Tech Inc | John Rice | Director | 14 Jun 2023 | 92,166 | 199,713 | - | 0 | Common Stock | ||
| Opendoor Tech Inc | Adam Bain | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 92,166 | 209,404 | - | 0 | Common Stock | |
| Opendoor Tech Inc | Cipora Herman | Director | 14 Jun 2023 | 92,166 | 299,128 | - | 0 | Common Stock | ||
| Opendoor Tech Inc | Pueo Keffer | Director | 14 Jun 2023 | 92,166 | 562,464 | - | 0 | Common Stock | ||
| Oportun Fin Corp | Raul Vazquez | Director, Chief Executive Officer | 14 Jun 2023 | 90,909 | 1,053,418 (3%) | 0% | 4.4 | 400,000 | Common Stock | |
| Oportun Fin Corp | Raul Vazquez | Director, Chief Executive Officer | 14 Jun 2023 | 90,909 | 0 | - | - | Stock Option (Right to Buy) | ||
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Sale of securities on an exchange or to another person at price $ 8.68 per share. | 14 Jun 2023 | 90,458 | 229,449 | - | 8.7 | 784,985 | Common Stock |
| Lincoln Electric Holdings Inc | Christopher L. Mapes | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 89,030 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Lincoln Electric Holdings Inc | Christopher L. Mapes | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 58.14 per share. | 14 Jun 2023 | 89,030 | 269,414 (0%) | 0% | 58.1 | 5,176,204 | Common Shares |
| Clover Health Investments Corp (Class A) | Conard Wai | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.94 per share. | 14 Jun 2023 | 86,763 | 2,749,311 | - | 0.9 | 81,557 | Class A Common Stock |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | 14 Jun 2023 | 85,637 | 422,123 (0%) | 0% | 0.3 | 26,265 | Class A Common Stock | |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | 14 Jun 2023 | 85,637 | 8,548,000 | - | - | Class B Common Stock | ||
| Pulse Biosciences Inc | Robert W. Duggan | Director, Ten Percent Owner | 14 Jun 2023 | 81,025 | 492,069 (2%) | 0% | 2.0 | 166,101 | Common Stock | |
| Pulse Biosciences Inc | Robert W. Duggan | Director, Ten Percent Owner | 14 Jun 2023 | 81,025 | 0 | - | - | Warrant (right to buy) | ||
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 80,749 | 353,162 | - | - | Common Stock | |
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 80,749 | 1,474,636 | - | - | Restricted Stock Unit | |
| Oportun Fin Corp | Raul Vazquez | Director, Chief Executive Officer | 14 Jun 2023 | 79,230 | 974,188 (3%) | 0% | 5.9 | 464,288 | Common Stock | |
| Innodata Inc | Nauman S. Toor | Director | 14 Jun 2023 | 73,784 | 1,057,673 (4%) | 0% | 12.2 | 902,378 | Common Stock | |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 210.80 per share. | 14 Jun 2023 | 72,270 | 16,698,232 (1%) | 0% | 210.8 | 15,234,653 | Common Stock |
| Chewy Inc (Class A) | Sumit Singh | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 39.72 per share. | 14 Jun 2023 | 70,677 | 1,062,616 (1%) | 0% | 39.7 | 2,807,312 | Class A Common Stock |
| AquaBounty Tech Inc | Angela M. Olsen | General Counsel & Corp Sec | 14 Jun 2023 | 70,550 | 70,550 | - | - | Options to Purchase Common Stock | ||
| Chewy Inc (Class A) | Sumit Singh | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 39.87 per share. | 14 Jun 2023 | 70,404 | 992,212 (1%) | 0% | 39.9 | 2,807,317 | Class A Common Stock |
| AquaBounty Tech Inc | David A. Frank | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 70,269 | 70,269 | - | - | Options to Purchase Common Stock | |
| AquaBounty Tech Inc | Alejandro Rojas | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 68,494 | 68,494 | - | - | Options to Purchase Common Stock | |
| Skillz Inc (Class A) | Casey Chafkin | Director, Chief Strategy Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 67,450 | 13,188,951 | - | 0 | Class A common stock | |
| Skillz Inc (Class A) | Casey Chafkin | Director, Chief Strategy Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 67,450 | 741,948 | - | - | Restricted Stock Units | |
| Getty Images Holdings Inc (Class A) | Mikael Cho | Senior Vice President | Sale of securities on an exchange or to another person at price $ 5.00 per share. | 14 Jun 2023 | 65,971 | 125,000 | - | 5 | 329,855 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Mikael Cho | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.33 per share. | 14 Jun 2023 | 65,971 | 190,971 | - | 3.3 | 219,683 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Mikael Cho | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 65,971 | 573,552 | - | - | Stock Option (Right to Buy) | |
| SmartRent Inc (Class A) | Isaiah DeRose-Wilson | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 3.24 per share. | 14 Jun 2023 | 65,067 | 5,339 | - | 3.2 | 210,492 | Class A Common Stock |
| SoFi Tech Inc | Robert S. Lavet | General Counsel | 14 Jun 2023 | 65,044 | 1,349,581 | - | 9.1 | 592,941 | Common Stock | |
| Red Rock Resorts Inc (Class A) | Robert A. Finch | EVP & Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 64,260 | 0 | - | - | STOCK OPTION | |
| Red Rock Resorts Inc (Class A) | Robert A. Finch | EVP & Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.99 per share. | 14 Jun 2023 | 64,260 | 182,023 (0%) | 0% | 20.0 | 1,284,557 | CLASS A COMMON STOCK |
| Amprius Tech Inc | Justin E. Mirro | Director | Sale of securities on an exchange or to another person at price $ 8.85 per share. | 14 Jun 2023 | 61,000 | 2,497,142 | - | 8.9 | 540,131 | Common stock |
| eXp World Holdings Inc | Penny Sanford | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 19.78 per share. | 14 Jun 2023 | 60,000 | 26,984,043 (41%) | 0% | 19.8 | 1,186,824 | Common Stock |
| Abeona Therapeutics Inc | Mark J. Alvino | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 76,216 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Abeona Therapeutics Inc | Leila Alland | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 79,103 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Abeona Therapeutics Inc | Christine Berni Silverstein | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 94,214 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Abeona Therapeutics Inc | Faith L. Charles | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 79,103 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Abeona Therapeutics Inc | Michael Amoroso | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 115,130 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| Abeona Therapeutics Inc | Donald A. Wuchterl | Director | Grant, award, or other acquisition of securities at price $ 4.62 per share. | 14 Jun 2023 | 58,689 | 79,103 (0%) | 0% | 4.6 | 271,143 | Common Stock |
| AquaBounty Tech Inc | Christine Thompson St.Clare | Director | 14 Jun 2023 | 55,555 | 65,000 (0%) | 0% | 0 | Common Stock | ||
| AquaBounty Tech Inc | Erin S. Sharp | Director | 14 Jun 2023 | 55,555 | 187,055 (0%) | 0% | 0 | Common Stock | ||
| AquaBounty Tech Inc | Rick L. Sterling | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 55,555 | 56,850 (0%) | 0% | 0 | Comon Stock | |
| AquaBounty Tech Inc | Michael K. Stern | Director | 14 Jun 2023 | 55,555 | 90,555 (0%) | 0% | 0 | Common Stock | ||
| AquaBounty Tech Inc | Ricardo J. Alvarez | Director | 14 Jun 2023 | 55,555 | 65,555 (0%) | 0% | 0 | Common Stock | ||
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.82 per share. | 14 Jun 2023 | 54,639 | 1,039,603 (0%) | 0% | 36.8 | 2,011,808 | Ordinary shares, no par value |
| Five9 Inc | Michael Burkland | Chief Executive Officer | 14 Jun 2023 | 53,399 | 251,681 (0%) | 0% | 75.2 | 4,017,207 | Common Stock | |
| Absci Corp | Karen K. McGinnis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 53,100 | 53,100 | - | - | Stock Option (right to buy) | |
| Absci Corp | Joseph Sirosh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 53,100 | 53,100 | - | - | Stock Option (right to buy) | |
| Absci Corp | Zachariah Jonasson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 53,100 | 53,100 | - | - | Stock Option (right to buy) | |
| Absci Corp | Amrit Nagpal | Director | 14 Jun 2023 | 53,100 | 53,100 | - | - | Stock Option (Right to Buy) | ||
| SoFi Tech Inc | Derek Jensen White | CEO - Galileo | 14 Jun 2023 | 53,022 | 432,208 | - | 9.1 | 483,349 | Common Stock | |
| Sezzle Inc | Charlie Youakim | Director, Executive Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 52,632 | 2,141,025 | - | 0 | Common Stock, $.00001 par value | |
| Sezzle Inc | Youakim Charlie | Director, Executive Chairman and CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 52,632 | 2,063,147 | - | 0 | Common Stock, par value $0.00001 per share | |
| Lincoln Electric Holdings Inc | Christopher L. Mapes | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 194.36 per share. | 14 Jun 2023 | 51,929 | 191,243 (0%) | 0% | 194.4 | 10,092,920 | Common Shares |
| Flywire Corp | Matt Harris | Director | Sale of securities on an exchange or to another person at price $ 31.86 per share. | 14 Jun 2023 | 50,410 | 0 | - | 31.9 | 1,605,896 | Voting Common Stock |
| AES | Andres R. Gluski | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 396,053 | - | - | Stock Option (Right to Buy) | |
| AES | Andres R. Gluski | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 14.63 per share. | 14 Jun 2023 | 50,000 | 1,476,449 (0%) | 0% | 14.6 | 731,500 | Common Stock |
| Tillys Inc (Class A) | Hezy Shaked | Director, See Remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| BioAtla Inc | Lawrence J. Steinman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| BioAtla Inc | Mary Ann Gray | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| BioAtla Inc | Sylvia McBrinn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| BioAtla Inc | Scott A. Smith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| BioAtla Inc | Edward Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| BioAtla Inc | Susan Moran | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| NVIDIA | Tench Coxe | Director | Sale of securities on an exchange or to another person at price $ 422.15 per share. | 14 Jun 2023 | 50,000 | 3,297,136 (0%) | 0% | 422.2 | 21,107,720 | Common |
| Amprius Tech Inc | Justin E. Mirro | Director | Sale of securities on an exchange or to another person at price $ 9.50 per share. | 14 Jun 2023 | 50,000 | 2,558,142 | - | 9.5 | 474,915 | Common stock |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 49,309 | 49,308 | - | - | Restricted share units | |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 49,309 | 1,088,912 (0%) | 0% | 0 | Ordinary shares, no par value | |
| Regional Management Corp | Robert William Beck | Director, President and CEO | 14 Jun 2023 | 49,148 | 124,470 (1%) | 0% | 0 | Common Stock | ||
| Groupon Inc | Theodore J. Leonsis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 48,197 | 205,257 (0%) | 0% | 0 | Common Stock | |
| Chimera Investment Corp | Gerard Creagh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 46,458 | 295,348 (0%) | 0% | 0 | Common Stock | |
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 14 Jun 2023 | 46,156 | 230,782 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 14 Jun 2023 | 46,156 | 184,626 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 14 Jun 2023 | 46,156 | 3,289,743 (6%) | 0% | - | Common Stock | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 14 Jun 2023 | 46,156 | 3,335,899 (6%) | 0% | - | Common Stock | ||
| LifeStance Health Grp Inc | Warren Gouk | Chief Administrative Officer | Sale of securities on an exchange or to another person at price $ 8.95 per share. | 14 Jun 2023 | 45,984 | 5,925,982 | - | 9.0 | 411,557 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 207.61 per share. | 14 Jun 2023 | 45,846 | 17,097,247 (1%) | 0% | 207.6 | 9,518,102 | Common Stock |
| Oportun Fin Corp | Patrick Kirscht | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.40 per share. | 14 Jun 2023 | 45,454 | 290,792 (1%) | 0% | 4.4 | 199,998 | Common Stock |
| Oportun Fin Corp | Patrick Kirscht | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 45,454 | 0 | - | - | Stock Option (Right to Buy) | |
| Donegal Grp Inc (Class A) | Kevin Gerard Burke | Director, President & Chief Exec Officer | Sale of securities on an exchange or to another person at price $ 15.57 per share. | 14 Jun 2023 | 45,000 | 8,874 (0%) | 0% | 15.6 | 700,560 | Class A Common Stock |
| Donegal Grp Inc (Class A) | Kevin Gerard Burke | Director, President & Chief Exec Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 45,000 | 0 | - | - | Options | |
| Donegal Grp Inc (Class A) | Kevin Gerard Burke | Director, President & Chief Exec Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.69 per share. | 14 Jun 2023 | 45,000 | 53,874 (0%) | 0% | 13.7 | 616,050 | Class A Common Stock |
| SUNation Energy Inc | Scott Maskin | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 45,000 | 582,391 | - | 0 | Common Stock | |
| SUNation Energy Inc | Scott Maskin | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 45,000 | 537,391 | - | 0 | Common Stock | |
| Groupon Inc | Robert J. Bass | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 44,518 | 87,450 (0%) | 0% | 0 | Common Stock | |
| Lands` End Inc | Peter L. Gray | CCO, CAO and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 43,471 | 60,491 | - | - | Restricted Stock Units | |
| Flotek Ind Inc | Matthew D. Wilks | Director | Purchase of securities on an exchange or from another person at price $ 0.79 per share. | 14 Jun 2023 | 43,354 | 353,616 (0%) | 0% | 0.8 | 34,250 | Class A common stock, par value $0.01 per share |
| Oportun Fin Corp | Patrick Kirscht | Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.86 per share. | 14 Jun 2023 | 40,521 | 250,271 (0%) | 0% | 5.9 | 237,453 | Common Stock |
| Red Rock Resorts Inc (Class A) | Robert A. Finch | EVP & Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.03 per share. | 14 Jun 2023 | 40,302 | 141,721 (0%) | 0% | 49.0 | 1,976,007 | CLASS A COMMON STOCK |
| Getty Images Holdings Inc (Class A) | Craig Peters | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 5.02 per share. | 14 Jun 2023 | 40,267 | 771,130 | - | 5.0 | 202,140 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Craig Peters | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,267 | 2,217,936 | - | - | Stock Option (Right to Buy) | |
| Getty Images Holdings Inc (Class A) | Craig Peters | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.74 per share. | 14 Jun 2023 | 40,267 | 811,397 | - | 2.7 | 110,332 | Class A Common Stock |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Sale of securities on an exchange or to another person at price $ 15.96 per share. | 14 Jun 2023 | 40,000 | 890,794 | - | 16.0 | 638,440 | Class A Common Stock |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | 14 Jun 2023 | 40,000 | 0 | - | - | Class B Common Stock | ||
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 40,000 | - | - | Class B Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | 14 Jun 2023 | 40,000 | 930,794 | - | 2.3 | 90,800 | Class A Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 2,056,351 | - | - | Stock Option (right to buy) | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | 14 Jun 2023 | 40,000 | 0 | - | - | Class B Common Stock | ||
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 40,000 | - | - | Class B Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 2,096,351 | - | - | Stock Option (right to buy) | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | 14 Jun 2023 | 40,000 | 930,794 | - | 2.3 | 90,800 | Class A Common Stock | |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 17.66 per share. | 14 Jun 2023 | 40,000 | 320,000 | - | 17.7 | 706,436 | Ordinary Shares |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 17.66 per share. | 14 Jun 2023 | 40,000 | 480,950 | - | 17.7 | 706,448 | Ordinary Shares |
| Donegal Grp Inc (Class A) | Jeffrey D. Miller | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 15.57 per share. | 14 Jun 2023 | 40,000 | 19,460 (0%) | 0% | 15.6 | 622,720 | Class A Common Stock |
| Donegal Grp Inc (Class A) | Jeffrey D. Miller | EVP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 0 | - | - | Options | |
| Donegal Grp Inc (Class A) | Jeffrey D. Miller | EVP & Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.69 per share. | 14 Jun 2023 | 40,000 | 59,460 (0%) | 0% | 13.7 | 547,600 | Class A Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. | 14 Jun 2023 | 40,000 | 5,451,946 (1%) | 0% | 1.0 | 39,600 | Common Stock |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 107,155 | - | - | Stock Option (Right to Buy) | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 40,000 | 147,155 | - | - | Stock Option (Right to Buy) | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.99 per share. | 14 Jun 2023 | 40,000 | 5,451,946 (1%) | 0% | 1.0 | 39,600 | Common Stock |
| Rocket Lab USA Inc | Jon A. Olson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,446 | 439,922 | - | 0 | Common Stock | |
| Rocket Lab USA Inc | Alexander R. Slusky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,446 | 77,536 | - | 0 | Common Stock | |
| Rocket Lab USA Inc | Edward H. Frank | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,446 | 107,035 | - | 0 | Common Stock | |
| Rocket Lab USA Inc | Merline Saintil | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,446 | 439,922 | - | 0 | Common Stock | |
| Rocket Lab USA Inc | Michael Griffin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,446 | 77,536 | - | 0 | Common Stock | |
| ePlus Inc | Mark P. Marron | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,348 | 118,788 (0%) | 0% | 0 | Common Stock | |
| IRIDEX Corp | Beverly A. Huss | Director | Grant, award, or other acquisition of securities at price $ 1.91 per share. | 14 Jun 2023 | 39,267 | 66,739 (0%) | 0% | 1.9 | 75,000 | Common Stock |
| IRIDEX Corp | Kenneth E. Ludlum | Director | 14 Jun 2023 | 39,267 | 101,711 (0%) | 0% | 1.9 | 75,000 | Common Stock | |
| IRIDEX Corp | Scott A. Shuda | Director | Grant, award, or other acquisition of securities at price $ 1.91 per share. | 14 Jun 2023 | 39,267 | 108,066 (0%) | 0% | 1.9 | 75,000 | Common Stock |
| IRIDEX Corp | Robert E. Grove | Director | 14 Jun 2023 | 39,267 | 160,103 (1%) | 0% | 1.9 | 75,000 | Common Stock | |
| IRIDEX Corp | Nandini Devi | Director | 14 Jun 2023 | 39,267 | 77,159 (0%) | 0% | 1.9 | 75,000 | Common Stock | |
| GoodRx Holdings Inc (Class A) | Agnes Rey-Giraud | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,177 | 72,755 | - | 0 | Class A Common Stock | |
| GoodRx Holdings Inc (Class A) | Julie M.B. Bradley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,177 | 95,255 | - | 0 | Class A Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Sale of securities on an exchange or to another person at price $ 16.25 per share. | 14 Jun 2023 | 39,100 | 891,694 | - | 16.3 | 635,477 | Class A Common Stock |
| Prime Medicine Inc | Kaye Foster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,062 | 39,062 | - | - | Stock Option (right to buy) | |
| Prime Medicine Inc | Robert Taylor Nelsen | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,062 | 39,062 | - | - | Stock Option (right to buy) | |
| Prime Medicine Inc | David P. Schenkein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,062 | 39,062 | - | - | Stock Option (right to buy) | |
| Prime Medicine Inc | Wendy K. Chung | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,062 | 39,062 | - | - | Stock Option (right to buy) | |
| Prime Medicine Inc | Thomas Cahill | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 39,062 | 39,062 | - | - | Stock Option (right to buy) | |
| Rocket Lab USA Inc | Michael Griffin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 38,090 | 38,090 | - | 0 | Common Stock | |
| Rocket Lab USA Inc | Michael Griffin | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 14 Jun 2023 | 38,090 | 39,446 | - | 0 | Common Stock | |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.95 per share. | 14 Jun 2023 | 37,650 | 13,391,104 | - | 2.0 | 73,418 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.93 per share. | 14 Jun 2023 | 37,650 | 13,391,094 | - | 1.9 | 72,665 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.95 per share. | 14 Jun 2023 | 37,650 | 13,391,104 | - | 2.0 | 73,418 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.93 per share. | 14 Jun 2023 | 37,650 | 13,391,094 | - | 1.9 | 72,665 | Class A Common Stock |
| Five9 Inc | Michael Burkland | Chief Executive Officer | 14 Jun 2023 | 37,544 | 305,080 (0%) | 0% | 74.2 | 2,786,516 | Common Stock | |
| Galecto Inc | Carl S. Goldfischer | Director | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (right to buy) | ||
| Ocular Therapeutix Inc | Merilee Raines | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| Ocular Therapeutix Inc | Richard L. Lindstrom | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| Ocular Therapeutix Inc | Charles Warden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| Ocular Therapeutix Inc | Jeffrey S. Heier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| Ocular Therapeutix Inc | Leslie J. Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| Ocular Therapeutix Inc | Seung Suh Hong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 36,000 | 36,000 | - | - | Stock Option (Right to Buy) | |
| SoFi Tech Inc | G. Thompson Hutton | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 818,938 | - | - | Common Stock | |
| SoFi Tech Inc | G. Thompson Hutton | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Steven Jay Freiberg | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Steven Jay Freiberg | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 380,659 | - | - | Common Stock | |
| SoFi Tech Inc | Harvey M. Schwartz | Director | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | ||
| SoFi Tech Inc | Harvey M. Schwartz | Director | 14 Jun 2023 | 35,974 | 335,040 | - | - | Common Stock | ||
| SoFi Tech Inc | Richard Costolo | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Richard Costolo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 301,688 | - | - | Common Stock | |
| SoFi Tech Inc | Ahmed Ali Al-Hammadi | Director | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | ||
| SoFi Tech Inc | Ahmed Ali Al-Hammadi | Director | 14 Jun 2023 | 35,974 | 61,688 | - | - | Common Stock | ||
| SoFi Tech Inc | Clara Liang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 35,974 | - | - | Common Stock | |
| SoFi Tech Inc | Clara Liang | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Bashir Ruzwana | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 0 | - | - | Restricted Stock Unit | |
| SoFi Tech Inc | Bashir Ruzwana | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 35,974 | 51,688 | - | - | Common Stock | |
| RingCentral Inc (Class A) | Vladimir Shmunis | Director, CEO & Chairman | Sale of securities on an exchange or to another person at price $ 33.99 per share. | 14 Jun 2023 | 35,559 | 530,940 (0%) | 0% | 34.0 | 1,208,722 | Class A Common Stock |
| Tillys Inc (Class A) | Michael L. Henry | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 35,000 | 35,000 | - | - | Stock Option (Right to Buy) | |
| Donegal Grp Inc (Class A) | Daniel J. Wagner | Sr. VP & Treasurer | 14 Jun 2023 | 35,000 | 23,387 (0%) | 0% | 15.6 | 544,880 | Class A Common Stock | |
| Donegal Grp Inc (Class A) | Daniel J. Wagner | Sr. VP & Treasurer | 14 Jun 2023 | 35,000 | 0 | - | - | Options | ||
| Donegal Grp Inc (Class A) | Daniel J. Wagner | Sr. VP & Treasurer | 14 Jun 2023 | 35,000 | 58,387 (0%) | 0% | 13.7 | 479,150 | Class A Common Stock | |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 96.87 per share. | 14 Jun 2023 | 34,558 | 359,509 (0%) | 0% | 96.9 | 3,347,706 | Class A Common Stock |
| Canterbury Park Holding Corp | Randall Sampson D. | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 34,173 | 34,173 (0%) | 0% | 0 | Common Stock | |
| Chewy Inc (Class A) | Mario J. Marte | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 39.87 per share. | 14 Jun 2023 | 33,794 | 303,023 (0%) | 0% | 39.9 | 1,347,515 | Class A Common Stock |
| Repay Holdings Corp (Class A) | Peter J. Kight | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 33,738 | 1,594,297 (4%) | 0% | 0 | Class A Common Stock | |
| Duolingo Inc (Class A) | Luis von Ahn | Director, President & CEO, Co-Founder, Ten Percent Owner | 14 Jun 2023 | 33,334 | 3,044,999 | - | - | Class B Common Stock | ||
| Duolingo Inc (Class A) | Luis von Ahn | Director, President & CEO, Co-Founder, Ten Percent Owner | 14 Jun 2023 | 33,334 | 33,334 | - | 0 | Class A Common Stock | ||
| SoFi Tech Inc | Chad M. Borton | President - SoFi Bank | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.12 per share. | 14 Jun 2023 | 33,255 | 319,907 | - | 9.1 | 303,153 | Common Stock |
| Pacira BioSciences Inc | David M. Stack | Director, CEO and Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 32,700 | 186,481 (0%) | 0% | 0 | Common Stock | |
| Chewy Inc (Class A) | Mario J. Marte | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 39.72 per share. | 14 Jun 2023 | 32,447 | 336,817 (0%) | 0% | 39.7 | 1,288,805 | Class A Common Stock |
| Amprius Tech Inc | Mary E. Gustanski | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 31,813 | 31,813 | - | 0 | Common stock | |
| Sezzle Inc | Paul Paradis | Director, Executive Director & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 31,579 | 303,911 | - | 0 | Common Stock, $.00001 par value | |
| Absci Corp | Daniel A. Rabinovitsj | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 30,975 | 30,975 | - | - | Stock Option (right to buy) | |
| Cytek BioSciences Inc | Deborah J. Neff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 30,242 | 30,242 | - | - | Stock Option (right to buy) | |
| Cytek BioSciences Inc | Donnie Mccoy Hardison | Director | 14 Jun 2023 | 30,242 | 30,242 | - | - | Stock Option (right to buy) | ||
| Cytek BioSciences Inc | Gisele Dion | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 30,242 | 30,242 | - | - | Stock Option (right to buy) | |
| Cytek BioSciences Inc | Jack Ball | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 30,242 | 30,242 | - | - | Stock Option (right to buy) | |
| Cytek BioSciences Inc | Vera Imper | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 30,242 | 30,242 | - | - | Stock Option (right to buy) | |
| Eve Holding Inc | Gerard J. DeMuro | Co-Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.54 per share. | 14 Jun 2023 | 30,100 | 459,900 | - | 9.5 | 287,154 | Common Stock |
| Coherent Corp | Vincent D. Mattera | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 50.00 per share. | 14 Jun 2023 | 30,000 | 613,234 (0%) | 0% | 50 | 1,500,000 | Common Stock |
| Getty Images Holdings Inc (Class A) | Jennifer Leyden | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.03 per share. | 14 Jun 2023 | 30,000 | 335,827 | - | 5.0 | 150,900 | Class A Common Stock |
| BioXcel Therapeutics Inc | Vimal Mehta | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.41 per share. | 14 Jun 2023 | 30,000 | 69,903 (0%) | 0% | 0.4 | 12,300 | Common Stock |
| BioXcel Therapeutics Inc | Vimal Mehta | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 30,000 | 294,000 | - | - | Stock Option (Right to Buy) | |
| BioXcel Therapeutics Inc | Vimal Mehta | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 30,000 | 324,000 | - | - | Stock Option (Right to Buy) | |
| BioXcel Therapeutics Inc | Vimal Mehta | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.41 per share. | 14 Jun 2023 | 30,000 | 69,903 (0%) | 0% | 0.4 | 12,300 | Common Stock |
| JFrog Ltd | Yoav Landman | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 27.31 per share. | 14 Jun 2023 | 30,000 | 7,258,840 | - | 27.3 | 819,372 | Ordinary Shares |
| Nektar Therapeutics | Roy A. Whitfield | Director | Sale of securities on an exchange or to another person at price $ 0.57 per share. | 14 Jun 2023 | 30,000 | 216,250 (0%) | 0% | 0.6 | 17,100 | Common Stock |
| Insight Molecular Diagnostics Inc | Alfred D. Kingsley | Director | Purchase of securities on an exchange or from another person at price $ 0.21 per share. | 14 Jun 2023 | 30,000 | 469,111 (0%) | 0% | 0.2 | 6,447 | Common Stock, no par value |
| Lands` End Inc | Sarah W. Rasmusen | CHIEF INNOVATION OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 29,850 | 42,741 | - | - | Restricted Stock Units | |
| Quest Resource Holding Corp | David P. Sweitzer | EVP and COO | 14 Jun 2023 | 29,014 | 0 | - | - | Employee Stock Option (Right to Buy) | ||
| Quest Resource Holding Corp | David P. Sweitzer | EVP and COO | 14 Jun 2023 | 29,014 | 8,511 (0%) | 0% | 5.8 | 168,081 | Common Stock | |
| Quest Resource Holding Corp | David P. Sweitzer | EVP and COO | 14 Jun 2023 | 29,014 | 37,525 (0%) | 0% | 1.5 | 43,811 | Common Stock | |
| Okta Inc (Class A) | Jacques Frederic Kerrest | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 29,000 | 115,376 | - | - | Class B Common Stock | |
| Okta Inc (Class A) | Jacques Frederic Kerrest | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 29,000 | 1,162,187 | - | - | Class B Common Stock | |
| Lands` End Inc | Angela S. Rieger | Chief Transformation Officer | 14 Jun 2023 | 28,981 | 38,804 | - | - | Restricted Stock Units | ||
| Comstock Resources Inc | Miles Jay Allison | Director, Chairman & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.18 per share. | 14 Jun 2023 | 28,516 | 1,935,834 (1%) | 0% | 10.2 | 290,293 | Common Stock |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 28,513 | 57,026 | - | - | Restricted share units | |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 28,513 | 1,093,411 (0%) | 0% | 0 | Ordinary shares, no par value | |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 96.16 per share. | 14 Jun 2023 | 28,056 | 394,067 (0%) | 0% | 96.2 | 2,697,758 | Class A Common Stock |
| Pacira BioSciences Inc | Kristen Marie Williams | Chief Administrative Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 27,500 | 27,500 | - | - | Stock Option (Right to Buy) | |
| Pacira BioSciences Inc | Roy Winston | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 27,500 | 27,500 | - | - | Stock Option (Right to Buy) | |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 211.28 per share. | 14 Jun 2023 | 26,623 | 16,671,609 (1%) | 0% | 211.3 | 5,624,910 | Common Stock |
| Analog Devices | Prashanth Mahendra-Rajah | EVP, Finance & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 26,513 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Analog Devices | Prashanth Mahendra-Rajah | EVP, Finance & CFO | Sale of securities on an exchange or to another person at price $ 192.78 per share. | 14 Jun 2023 | 26,513 | 27,457 (0%) | 0% | 192.8 | 5,111,208 | Comm Stock - $.16-2/3 value |
| Analog Devices | Prashanth Mahendra-Rajah | EVP, Finance & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 108.08 per share. | 14 Jun 2023 | 26,513 | 53,970 (0%) | 0% | 108.1 | 2,865,525 | Comm Stock - $.16-2/3 value |
| Alector Inc | Louis J. Lavigne | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 26,250 | 35,709 (0%) | 0% | 0 | Common Stock | |
| Alector Inc | David M. Wehner | Director | 14 Jun 2023 | 26,250 | 80,330 (0%) | 0% | 0 | Common Stock | ||
| Alector Inc | Tillman U. Gerngross | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 26,250 | 2,644,319 (3%) | 0% | 0 | Common Stock | |
| Alector Inc | Kristine Yaffe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 26,250 | 35,709 (0%) | 0% | 0 | Common Stock | |
| Alector Inc | Paula Hammond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 26,250 | 35,709 (0%) | 0% | 0 | Common Stock | |
| Alector Inc | Elizabeth A. Garofalo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 26,250 | 35,709 (0%) | 0% | 0 | Common Stock | |
| Lincoln Electric Holdings Inc | Christopher L. Mapes | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 193.58 per share. | 14 Jun 2023 | 26,242 | 243,172 (0%) | 0% | 193.6 | 5,079,926 | Common Shares |
| Ceva Inc | Louis Silver | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 26,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Ceva Inc | Louis Silver | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.36 per share. | 14 Jun 2023 | 26,000 | 61,697 (0%) | 0% | 19.4 | 503,360 | Common Stock |
| Chewy Inc (Class A) | Satish Mehta | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 39.72 per share. | 14 Jun 2023 | 25,445 | 521,470 (0%) | 0% | 39.7 | 1,010,683 | Class A Common Stock |
| Chewy Inc (Class A) | Satish Mehta | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 39.87 per share. | 14 Jun 2023 | 25,346 | 496,124 (0%) | 0% | 39.9 | 1,010,657 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Peter Orlowsky | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.96 per share. | 14 Jun 2023 | 25,000 | 153,927 | - | 2.0 | 49,000 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Peter Orlowsky | Senior Vice President | Sale of securities on an exchange or to another person at price $ 5.03 per share. | 14 Jun 2023 | 25,000 | 128,927 | - | 5.0 | 125,750 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Peter Orlowsky | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 188,175 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | James R. Meyers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | Jones V Elaine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | Halley E. Gilbert | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | Matthew P. Young | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | Mani Mohindru | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| CytomX Therapeutics Inc | Alan Ashworth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Pacira BioSciences Inc | Lauren Riker | Senior Vice President, Finance | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | ||
| Pacira BioSciences Inc | Daryl Gaugler | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| BioXcel Therapeutics Inc | Vimal Mehta | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 20.01 per share. | 14 Jun 2023 | 24,987 | 44,916 (0%) | 0% | 20.0 | 499,990 | Common Stock |
| Stitch Fix Inc (Class A) | Casey OConnor | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.77 per share. | 14 Jun 2023 | 24,486 | 293,608 (0%) | 0% | 4.8 | 116,798 | Class A Common Stock |
| eHealth Inc | A. John Hass | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,446 | 55,559 (0%) | 0% | 0 | Common Stock | |
| eHealth Inc | Dale B. Wolf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,446 | 76,799 (0%) | 0% | 0 | Common Stock | |
| eHealth Inc | Erin L. Russell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,446 | 48,703 (0%) | 0% | 0 | Common Stock | |
| eHealth Inc | Andrea C. Brimmer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,446 | 52,147 (0%) | 0% | 0 | Common Stock | |
| eHealth Inc | Beth A. Brooke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,446 | 48,318 (0%) | 0% | 0 | Common Stock | |
| eHealth Inc | Cesar M. Soriano | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,446 | 43,882 (0%) | 0% | 0 | Common Stock | |
| Navitas Semiconductor Corp | Eugene Sheridan | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 9.99 per share. | 14 Jun 2023 | 24,374 | 975,626 | - | 10.0 | 243,496 | Class A Common Stock |
| Chimera Investment Corp | Mark Abrams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | - | 0% | 0 | Common Stock | |
| Chimera Investment Corp | Sandra Bell | Director | 14 Jun 2023 | 24,239 | 42,648 (0%) | 0% | 0 | Common Stock | ||
| Chimera Investment Corp | Debra W. Still | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 78,735 (0%) | 0% | 0 | Common Stock | |
| Chimera Investment Corp | Brian Patrick Reilly | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 162,237 (0%) | 0% | 0 | Common Stock | |
| Chimera Investment Corp | Kevin G. Chavers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,239 | 48,135 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Elaine D. Marion | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,145 | 71,990 (0%) | 0% | 0 | Common Stock | |
| ePlus Inc | Darren S. Raiguel | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 24,145 | 71,990 (0%) | 0% | 0 | Common Stock | |
| Joby Aviation Inc | Didier Papadopoulos | Head of Aircraft OEM | Sale of securities on an exchange or to another person at price $ 8.00 per share. | 14 Jun 2023 | 24,142 | 82,013 | - | 8 | 193,136 | Common Stock |
| Capri Holdings Ltd | John D. Idol | Director, Chairman & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 36.82 per share. | 14 Jun 2023 | 24,014 | 1,064,898 (0%) | 0% | 36.8 | 884,195 | Ordinary shares, no par value |
| SUNation Energy Inc | Randall D. Sampson | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 23,773 | 58,101 | - | 0 | Common Stock | |
| RingCentral Inc (Class A) | Vladimir Shmunis | Director, CEO & Chairman | Sale of securities on an exchange or to another person at price $ 34.56 per share. | 14 Jun 2023 | 23,740 | 507,200 (0%) | 0% | 34.6 | 820,526 | Class A Common Stock |
| ACV Auctions Inc (Class A) | Michael Waterman | Chief Sales Officer | Sale of securities on an exchange or to another person at price $ 17.66 per share. | 14 Jun 2023 | 23,482 | 250,032 | - | 17.7 | 414,692 | Class A Common Stock |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 97.68 per share. | 14 Jun 2023 | 23,023 | 336,486 (0%) | 0% | 97.7 | 2,248,811 | Class A Common Stock |
| Q32 Bio Inc | Matthew R. Patterson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 23,000 | 23,000 | - | - | Option (Right to Buy) | |
| Q32 Bio Inc | Steven Gillis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 23,000 | 23,000 | - | - | Option (Right to Buy) | |
| Q32 Bio Inc | Arthur O. Tzianabos | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 23,000 | 23,000 | - | - | Option (Right to Buy) | |
| Q32 Bio Inc | Jeffrey V. Poulton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 23,000 | 23,000 | - | - | Option (Right to Buy) | |
| Q32 Bio Inc | Mary T. Thistle | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 23,000 | 23,000 | - | - | Option (Right to Buy) | |
| Q32 Bio Inc | Alise S. Reicin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 23,000 | 23,000 | - | - | Option (Right to Buy) | |
| Repay Holdings Corp (Class A) | Richard E. Thornburgh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 22,941 | 84,431 (0%) | 0% | 0 | Class A Common Stock | |
| Repay Holdings Corp (Class A) | Paul R. Garcia | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 22,941 | 129,131 (0%) | 0% | 0 | Class A Common Stock | |
| Repay Holdings Corp (Class A) | William I. Jacobs | Director | 14 Jun 2023 | 22,941 | 63,331 (0%) | 0% | 0 | Class A Common Stock | ||
| Repay Holdings Corp (Class A) | Robert Hartheimer | Director | 14 Jun 2023 | 22,941 | 80,205 (0%) | 0% | 0 | Class A Common Stock | ||
| Repay Holdings Corp (Class A) | Maryann B. Goebel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 22,941 | 63,331 (0%) | 0% | 0 | Class A Common Stock | |
| Repay Holdings Corp (Class A) | Emnet Rios | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 22,941 | 45,578 (0%) | 0% | 0 | Class A Common Stock | |
| Oportun Fin Corp | Patrick Kirscht | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jun 2023 | 22,727 | 0 | - | - | Stock Option (Right to Buy) | |
| Oportun Fin Corp | Patrick Kirscht | Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.40 per share. | 14 Jun 2023 | 22,727 | 262,403 (0%) | 0% | 4.4 | 99,999 | Common Stock |
| Pacira BioSciences Inc | Charles A. Reinhart | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 22,500 | 22,500 | - | - | Stock Option (Right to Buy) | |
| JFrog Ltd | Frederic Simon | Director | Sale of securities on an exchange or to another person at price $ 27.31 per share. | 14 Jun 2023 | 22,048 | 5,304,432 | - | 27.3 | 602,241 | Ordinary Shares |
| BioXcel Therapeutics Inc | Vimal Mehta | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 21.41 per share. | 14 Jun 2023 | 21,988 | 47,915 (0%) | 0% | 21.4 | 470,763 | Common Stock |
| Hudson Tech Inc | Nicole A. Bulgarino | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 21,127 | 21,127 | - | - | Stock Option | |
| Moderna | Stephane Bancel | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 126.10 per share. | 14 Jun 2023 | 20,848 | 5,420,456 (1%) | 0% | 126.1 | 2,628,933 | Common Stock |
| Hudson Tech Inc | Vincent P. Abbatecola | Director | 14 Jun 2023 | 20,540 | 20,540 | - | - | Stock Option | ||
| Monte Rosa Therapeutics Inc | Andrew N. Schiff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (Right to Buy) | |
| Monte Rosa Therapeutics Inc | Ali Behbahani | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (Right to Buy) | |
| Monte Rosa Therapeutics Inc | Christine Siu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (Right to Buy) | |
| Monte Rosa Therapeutics Inc | Jan Skvarka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (Right to Buy) | |
| Monte Rosa Therapeutics Inc | Alexander Mayweg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (Right to Buy) | |
| Monte Rosa Therapeutics Inc | Kimberly Blackwell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (Right to Buy) | |
| ORIC Pharma Inc | Steven L. Hoerter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| ORIC Pharma Inc | Lori Anne Kunkel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| ORIC Pharma Inc | Mardi C. Dier | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| ORIC Pharma Inc | Angie You | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| ORIC Pharma Inc | Heyman A. Richard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 20,500 | 20,500 | - | - | Stock Option (right to buy) | |
| Evercore Inc (Class A) | Roger C. Altman | Director, Founder and Senior Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 20,200 | 0 | - | - | Partnership units of Evercore LP | |
| Sonida Senior Living Inc | Reanae Clark | See remarks | 14 Jun 2023 | 20,000 | 20,000 (0%) | 0% | 0 | Common Stock | ||
| Yext Inc | Julie G. Richardson | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 14 Jun 2023 | 20,000 | 95,217 (0%) | 0% | 0 | Common Stock | |
| Hudson Tech Inc | Eric A. Prouty | Director | Sale of securities on an exchange or to another person at price $ 9.56 per share. | 14 Jun 2023 | 20,000 | 142,021 (0%) | 0% | 9.6 | 191,200 | Common Stock |
| Freshworks Inc (Class A) | Sameer K. Gandhi | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 14 Jun 2023 | 19,895 | 181,315 | - | 0 | Class A Common Stock | |
| Liberty Global PLC (Class A) | J. David Wargo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 19,889 | 19,889 | - | - | Stock Option C (right to buy) | |
| Liberty Global PLC (Class A) | Larry E. Romrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 19,889 | 19,889 | - | - | Stock Option C (right to buy) | |
| Liberty Global PLC (Class A) | Miranda Curtis | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 19,889 | 19,889 | - | - | Share Option C (right to buy) | |
| Liberty Global PLC (Class A) | Richard R. Green | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 19,889 | 19,889 | - | - | Share Option C (right to buy) | |
| SkyWater Tech Inc | Loren A. Unterseher | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.53 per share. | 14 Jun 2023 | 19,799 | 19,549,468 | - | 9.5 | 188,728 | Common Stock |
| Comstock Resources Inc | Roland O. Burns | Director, President & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.18 per share. | 14 Jun 2023 | 19,384 | 1,127,098 (0%) | 0% | 10.2 | 197,329 | Common Stock |
| Ceva Inc | Louis Silver | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.00 per share. | 14 Jun 2023 | 19,183 | 42,514 (0%) | 0% | 26 | 498,758 | Common Stock |
| Indie Semiconductor Inc (Class A) | Sonalee Parekh | Director | Sale of securities on an exchange or to another person at price $ 10.61 per share. | 14 Jun 2023 | 19,000 | 31,000 | - | 10.6 | 201,590 | Class A Common Stock |
| Nerdy Inc (Class A) | Charles Cohn | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.86 per share. | 14 Jun 2023 | 19,000 | 10,622,359 | - | 3.9 | 73,340 | Class A Common Stock |
| Stagwell Inc (Class A) | Charlene Barshefsky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 18,940 | 138,204 | - | 0 | Class A Common Stock | |
| Stagwell Inc (Class A) | Irwin D. Simon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 18,940 | 153,159 | - | 0 | Class A Common Stock | |
| Stagwell Inc (Class A) | Rodney Earl Slater | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 18,940 | 64,948 | - | 0 | Class A Common Stock | |
| Stagwell Inc (Class A) | Wade Oosterman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 18,940 | 123,204 | - | 0 | Class A Common Stock | |
| Stagwell Inc (Class A) | Eli Samaha | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 18,940 | 64,948 | - | 0 | Class A Common Stock | |
| Stagwell Inc (Class A) | Vaughan A. Brandt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2023 | 18,940 | 118,448 | - | 0 | Class A Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.