Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Clene Inc | Alison H. Mosca | Director | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 16 Jun 2023 | 2,394,375 | 3,238,375 | - | 0.8 | 1,915,500 | Common Stock |
| Clene Inc | Alison H. Mosca | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 2,394,375 | 2,394,375 | - | - | Warrants (Right to buy) | |
| Clene Inc | Alison H. Mosca | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 2,394,375 | 2,394,375 | - | - | Warrants (Right to buy) | |
| Clene Inc | David J. Matlin | Director | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 16 Jun 2023 | 1,500,000 | 6,793,684 | - | 0.8 | 1,200,000 | Common Stock |
| Clene Inc | David J. Matlin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 1,500,000 | 1,500,000 | - | - | Warrants (Right to buy) | |
| Clene Inc | David J. Matlin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 1,500,000 | 1,500,000 | - | - | Warrants (Right to buy) | |
| ZoomInfo Tech Inc | Henry Schuck | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 26.81 per share. | 16 Jun 2023 | 1,292,817 | 10,288,001 | - | 26.8 | 34,654,477 | Common Stock |
| Walmart | Jim. C. Walton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 155.70 per share. | 16 Jun 2023 | 1,025,625 | 242,896,891 (8%) | 0% | 155.7 | 159,692,479 | Common Stock |
| Walmart | S. Robson Walton | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 155.70 per share. | 16 Jun 2023 | 1,025,625 | 242,896,891 (8%) | 0% | 155.7 | 159,692,479 | Common Stock |
| Walmart | Alice L. Walton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 155.70 per share. | 16 Jun 2023 | 1,025,625 | 242,896,891 (8%) | 0% | 155.7 | 159,692,479 | Common Stock |
| Joby Aviation Inc | JoeBen Bevirt | Director, CEO and Chief Architect, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.58 per share. | 16 Jun 2023 | 1,016,117 | 60,673,529 | - | 7.6 | 7,702,167 | Common Stock |
| Rekor Systems Inc | Robert A. Berman | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Jun 2023 | 1,000,000 | 1,165,104 (5%) | 4% | - | Common Stock | |
| SoundHound AI Inc (Class A) | Keyvan Mohajer | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Jun 2023 | 812,539 | 15,826,525 | - | - | Class B Common Stock | |
| ZoomInfo Tech Inc | Henry Schuck | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 26.01 per share. | 16 Jun 2023 | 707,183 | 11,580,818 | - | 26.0 | 18,391,638 | Common Stock |
| Joby Aviation Inc | JoeBen Bevirt | Director, CEO and Chief Architect, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.26 per share. | 16 Jun 2023 | 662,431 | 60,011,098 | - | 7.3 | 4,809,249 | Common Stock |
| Katapult Holdings Inc | Orlando Zayas | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 530,000 | 3,331,669 | - | 0 | Common Stock | |
| Katapult Holdings Inc | Nancy A. Walsh | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 511,364 | 970,548 | - | 0 | Common Stock | |
| GT Biopharma Inc | Charles J. Casamento | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 500,000 | 500,000 | - | - | Option to purchase Common Stock | |
| Joby Aviation Inc | JoeBen Bevirt | Director, CEO and Chief Architect, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.97 per share. | 16 Jun 2023 | 495,877 | 59,515,221 | - | 7.0 | 3,456,263 | Common Stock |
| ChargePoint Holdings Inc (Class A) | Michael Linse | Director | Sale of securities on an exchange or to another person at price $ 8.77 per share. | 16 Jun 2023 | 492,360 | 1,960,670 | - | 8.8 | 4,317,997 | Common Stock |
| SoundHound AI Inc (Class A) | Keyvan Mohajer | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 16 Jun 2023 | 387,461 | 15,439,064 | - | - | Class B Common Stock | |
| Katapult Holdings Inc | Derek Medlin | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 385,000 | 1,254,832 | - | 0 | Common Stock | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 354,837 | 124,423 | - | - | Stock Option | ||
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 354,837 | 2,543,033 (0%) | 0% | 123.4 | 43,783,018 | Common Stock | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 354,837 | 2,897,870 (0%) | 0% | 30.1 | 10,684,142 | Common Stock | |
| Purple Innovation Inc | Robert T. DeMartini | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 295,000 | 295,000 | - | - | Employee Stock Options (right to buy) | |
| Purple Innovation Inc | Robert T. DeMartini | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 295,000 | 295,000 | - | - | Restricted Stock Units | |
| Walmart | Jim. C. Walton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 156.65 per share. | 16 Jun 2023 | 270,384 | 242,626,507 (8%) | 0% | 156.6 | 42,354,383 | Common Stock |
| Walmart | S. Robson Walton | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 156.65 per share. | 16 Jun 2023 | 270,384 | 242,626,507 (8%) | 0% | 156.6 | 42,354,383 | Common Stock |
| Walmart | Alice L. Walton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 156.65 per share. | 16 Jun 2023 | 270,384 | 242,626,507 (8%) | 0% | 156.6 | 42,354,383 | Common Stock |
| Walmart | Jim. C. Walton | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Jun 2023 | 242,000 | 243,922,516 (8%) | 0% | 0 | Common Stock | |
| Walmart | S. Robson Walton | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Jun 2023 | 242,000 | 243,922,516 (8%) | 0% | 0 | Common Stock | |
| Walmart | Alice L. Walton | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Jun 2023 | 242,000 | 243,922,516 (8%) | 0% | 0 | Common Stock | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 220,740 | 479,260 | - | - | Stock Option | ||
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 220,740 | 2,763,773 (0%) | 0% | 30.1 | 6,646,481 | Common Stock | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 220,240 | 2,543,533 (0%) | 0% | 126.4 | 27,841,331 | Common Stock | |
| Katapult Holdings Inc | Chandan Chopra | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 206,000 | 639,422 | - | 0 | Common Stock | |
| SoundHound AI Inc (Class A) | Keyvan Mohajer | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.57 per share. | 16 Jun 2023 | 192,099 | 882,901 | - | 3.6 | 685,236 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Christian O. Henry | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Harry Evans Sloan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Marijn E. Dekkers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma Kewalramani | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Ginkgo Bioworks Holdings Inc (Class A) | Shyam Sankar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 139,860 | 139,860 | - | - | Stock Option | |
| Repay Holdings Corp (Class A) | Shaler Alias | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 139,326 | 1,330,869 | - | - | Post-Merger Repay Units | |
| Repay Holdings Corp (Class A) | Shaler Alias | Director, President | Sale of securities on an exchange or to another person at price $ 7.51 per share. | 16 Jun 2023 | 139,326 | 75,000 (0%) | 0% | 7.5 | 1,046,338 | Class A Common Stock |
| Repay Holdings Corp (Class A) | Shaler Alias | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 139,326 | 214,326 (0%) | 0% | - | Class A Common Stock | |
| SS&C Tech Holdings Inc | Patrick J. Pedonti | SVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 28.26 per share. | 16 Jun 2023 | 130,000 | 130,000 (0%) | 0% | 28.3 | 3,674,450 | Common Stock |
| SS&C Tech Holdings Inc | Patrick J. Pedonti | SVP and CFO | Sale of securities on an exchange or to another person at price $ 60.03 per share. | 16 Jun 2023 | 130,000 | 0 (0%) | 0% | 60.0 | 7,803,263 | Common Stock |
| SS&C Tech Holdings Inc | Patrick J. Pedonti | SVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 130,000 | 0 | - | - | Stock Option (right to buy) | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 124,423 | 2,543,033 (0%) | 0% | 123.1 | 15,317,106 | Common Stock | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 124,423 | 2,667,456 (0%) | 0% | 30.1 | 3,746,377 | Common Stock | |
| Oracle | Edward Screven | Chief Corporate Architect | 16 Jun 2023 | 124,423 | 0 | - | - | Stock Option | ||
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.85 per share. | 16 Jun 2023 | 114,328 | 1,445,470 | - | 0.9 | 97,179 | Class A Common Stock |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 114,328 | 506,087 | - | - | Stock Option (Right to Buy) | |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 8.31 per share. | 16 Jun 2023 | 114,328 | 1,331,142 | - | 8.3 | 949,826 | Class A Common Stock |
| Clene Inc | Jonathon T. Gay | Director | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 16 Jun 2023 | 105,625 | 105,625 | - | 0.8 | 84,500 | Common Stock |
| Clene Inc | Jonathon T. Gay | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,625 | 105,625 | - | - | Warrants (Right to buy) | |
| Clene Inc | Jonathon T. Gay | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,625 | 105,625 | - | - | Warrants (Right to buy) | |
| Ginkgo Bioworks Holdings Inc (Class A) | Arie S. Belldegrun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Ginkgo Bioworks Holdings Inc (Class A) | Christian O. Henry | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Ginkgo Bioworks Holdings Inc (Class A) | Harry Evans Sloan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Ginkgo Bioworks Holdings Inc (Class A) | Marijn E. Dekkers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma Kewalramani | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Ginkgo Bioworks Holdings Inc (Class A) | Kathy Hopinkah Hannan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Ginkgo Bioworks Holdings Inc (Class A) | Shyam Sankar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 105,263 | 105,263 | - | - | Restricted Stock Units | |
| Katapult Holdings Inc | Christopher Towers | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 103,000 | 280,543 | - | 0 | Common Stock | |
| Fox Corp (Class A) | Keith Rupert Murdoch | Director, Chair | 16 Jun 2023 | 100,000 | 157,513 (0%) | 0% | 33.6 | 3,362,000 | Class A Common Stock | |
| Snap Inc (Class A) | Jerry James Hunter | Chief Operating Officer | Other type of transaction at price $ 0.00 per share. | 16 Jun 2023 | 97,331 | 1,128,893 (0%) | 0% | 0 | Class A Common Stock | |
| Snap Inc (Class A) | Jerry James Hunter | Chief Operating Officer | Other type of transaction at price $ 0.00 per share. | 16 Jun 2023 | 97,331 | 4,445,637 (0%) | 0% | 0 | Class A Common Stock | |
| Evolv Tech Holdings Inc (Class A) | Michael Philip Ellenbogen | Director, Founder & Chief Innovation Ofc | Sale of securities on an exchange or to another person at price $ 6.14 per share. | 16 Jun 2023 | 83,332 | 2,557,226 | - | 6.1 | 511,658 | Class A Common Stock |
| Snap Inc (Class A) | Jerry James Hunter | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 10.52 per share. | 16 Jun 2023 | 75,534 | 4,542,968 (0%) | 0% | 10.5 | 794,776 | Class A Common Stock |
| Walmart | Jim. C. Walton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 157.71 per share. | 16 Jun 2023 | 72,991 | 242,553,516 (8%) | 0% | 157.7 | 11,511,323 | Common Stock |
| Walmart | S. Robson Walton | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 157.71 per share. | 16 Jun 2023 | 72,991 | 242,553,516 (8%) | 0% | 157.7 | 11,511,323 | Common Stock |
| Walmart | Alice L. Walton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 157.71 per share. | 16 Jun 2023 | 72,991 | 242,553,516 (8%) | 0% | 157.7 | 11,511,323 | Common Stock |
| SS&C Tech Holdings Inc | Patrick J. Pedonti | SVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 70,000 | 0 | - | - | Stock Option (right to buy) | |
| SS&C Tech Holdings Inc | Patrick J. Pedonti | SVP and CFO | Sale of securities on an exchange or to another person at price $ 60.03 per share. | 16 Jun 2023 | 70,000 | 0 (0%) | 0% | 60.0 | 4,201,757 | Common Stock |
| SS&C Tech Holdings Inc | Patrick J. Pedonti | SVP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 33.89 per share. | 16 Jun 2023 | 70,000 | 70,000 (0%) | 0% | 33.9 | 2,372,300 | Common Stock |
| NVIDIA | Mark A. Stevens | Director | Sale of securities on an exchange or to another person at price $ 430.08 per share. | 16 Jun 2023 | 70,000 | 1,100,888 (0%) | 0% | 430.1 | 30,105,474 | Common Stock |
| One Stop Systems Inc | David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 68,688 | 0 | - | - | Restricted Stock Units | |
| One Stop Systems Inc | David K. Raun | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 68,688 | 514,576 (3%) | 0% | - | Common Stock | |
| Lyell Immunopharma Inc | Catherine J. Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 65,000 | 65,000 | - | - | Option (right to buy) | |
| Lyell Immunopharma Inc | Robert Taylor Nelsen | Director, Ten Percent Owner | 16 Jun 2023 | 65,000 | 65,000 | - | - | Option (right to buy) | ||
| Lyell Immunopharma Inc | William J. Rieflin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 65,000 | 65,000 | - | - | Option (right to buy) | |
| Lyell Immunopharma Inc | Hans Edgar Bishop | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 65,000 | 65,000 | - | - | Option (right to buy) | |
| Lyell Immunopharma Inc | Richard D. Klausner | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 65,000 | 65,000 | - | - | Option (right to buy) | |
| Lyell Immunopharma Inc | Elizabeth G. Nabel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 65,000 | 65,000 | - | - | Option (right to buy) | |
| Electronic Arts | Andrew Wilson | Director, CEO and Board Chair | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 63,733 | 63,733 | - | - | Restricted Stock Units | |
| Senti Biosciences Inc | Edward T. Mathers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 62,500 | 62,500 | - | - | Stock Option (Right to Buy) | |
| Senti Biosciences Inc | Susan D. Berland | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 62,500 | 62,500 | - | - | Stock Option (Right to Buy) | |
| Senti Biosciences Inc | Omid Farokhzad | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 62,500 | 62,500 | - | - | Stock Option (Right to Buy) | |
| Senti Biosciences Inc | James J. Collins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 62,500 | 62,500 | - | - | Stock Option (Right to Buy) | |
| Senti Biosciences Inc | Brenda Cooperstone | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 62,500 | 62,500 | - | - | Stock Option (Right to Buy) | |
| Weyco Grp Inc | John W. Florsheim | Director, PRESIDENT AND COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.60 per share. | 16 Jun 2023 | 59,600 | 253,862 (2%) | 0% | 28.6 | 1,704,560 | Common Stock |
| Weyco Grp Inc | Thomas W. Florsheim | Director, CHAIRMAN & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.60 per share. | 16 Jun 2023 | 59,600 | 730,990 (7%) | 0% | 28.6 | 1,704,560 | Common Stock |
| One Stop Systems Inc | David K. Raun | Director, President and CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Jun 2023 | 59,566 | 402,127 (2%) | 0% | 0 | Common Stock | |
| Rent the Runway Inc (Class A) | Jennifer Y. Hyman | Director, CEO & Chair | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 57,001 | 1,272,368 | - | 2.3 | 132,687 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Mikael Cho | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 56,711 | 500,078 | - | - | Stock Option (Right to Buy) | |
| Getty Images Holdings Inc (Class A) | Mikael Cho | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.33 per share. | 16 Jun 2023 | 56,711 | 181,711 | - | 3.3 | 188,848 | Class A Common Stock |
| Getty Images Holdings Inc (Class A) | Mikael Cho | Senior Vice President | Sale of securities on an exchange or to another person at price $ 4.96 per share. | 16 Jun 2023 | 56,711 | 125,000 | - | 5.0 | 281,287 | Class A Common Stock |
| Flotek Ind Inc | Matthew D. Wilks | Director | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 16 Jun 2023 | 54,539 | 408,155 (0%) | 0% | 0.8 | 42,540 | Class A common stock, par value $0.01 per share |
| ZoomInfo Tech Inc | Henry Schuck | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 26.00 per share. | 16 Jun 2023 | 54,518 | 307,859 | - | 26.0 | 1,417,441 | Common Stock |
| Snap Inc (Class A) | Derek Andersen | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 10.52 per share. | 16 Jun 2023 | 52,887 | 2,417,345 (0%) | 0% | 10.5 | 556,292 | Class A Common Stock |
| One Stop Systems Inc | David K. Raun | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.95 per share. | 16 Jun 2023 | 52,883 | 461,693 (2%) | 0% | 3.0 | 156,005 | Common Stock |
| Tyra Biosciences Inc | Todd Harris | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 17.06 per share. | 16 Jun 2023 | 50,838 | 1,647,122 | - | 17.1 | 867,296 | Common Stock |
| Joby Aviation Inc | JoeBen Bevirt | Director, CEO and Chief Architect, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.56 per share. | 16 Jun 2023 | 50,000 | 33,328,734 | - | 7.6 | 378,000 | Common Stock |
| Berry Corp | Arthur T. Smith | Director, Executive Chairman | 16 Jun 2023 | 50,000 | 614,180 (0%) | 0% | 7.1 | 357,255 | Common Stock | |
| Crinetics Pharma Inc | R. Scott Struthers | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 20.81 per share. | 16 Jun 2023 | 50,000 | 680,805 (2%) | 0% | 20.8 | 1,040,500 | Common Stock |
| Denali Therapeutics Inc | Ryan J. Watts | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.68 per share. | 16 Jun 2023 | 50,000 | 2,289,913 (2%) | 0% | 0.7 | 34,000 | Common Stock |
| Denali Therapeutics Inc | Ryan J. Watts | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 50,000 | 1,120,617 | - | - | Stock Option (right to buy) | |
| Denali Therapeutics Inc | Ryan J. Watts | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 31.40 per share. | 16 Jun 2023 | 50,000 | 2,239,913 (2%) | 0% | 31.4 | 1,570,000 | Common Stock |
| Kura Oncology Inc | Thomas R. Malley | Director | Purchase of securities on an exchange or from another person at price $ 11.50 per share. | 16 Jun 2023 | 50,000 | 139,557 (0%) | 0% | 11.5 | 575,000 | Common stock |
| SoundHound AI Inc (Class A) | Timothy Stonehocker | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 3.50 per share. | 16 Jun 2023 | 50,000 | 884,303 | - | 3.5 | 175,005 | Class A Common Stock |
| SoundHound AI Inc (Class A) | Timothy Stonehocker | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 4.00 per share. | 16 Jun 2023 | 50,000 | 834,303 | - | 4 | 200,000 | Class A Common Stock |
| Snap Inc (Class A) | Jerry James Hunter | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 10.65 per share. | 16 Jun 2023 | 48,666 | 1,080,227 (0%) | 0% | 10.6 | 518,127 | Class A Common Stock |
| Ribbon Communications Inc | Eric Marmurek | SVP, Finance & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 48,231 | 234,749 (0%) | 0% | 0 | Common Stock | |
| Ribbon Communications Inc | Eric Marmurek | SVP, Finance & CAO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 48,231 | 0 | - | - | Restricted Stock Units (RSUs) | |
| Atea Pharma Inc | Franklin M. Berger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 46,750 | 46,750 | - | - | Stock Option (Right to Buy) | |
| Atea Pharma Inc | Bruce Polsky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 46,750 | 46,750 | - | - | Stock Option (Right to Buy) | |
| Atea Pharma Inc | Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 46,750 | 46,750 | - | - | Stock Option (Right to Buy) | |
| Atea Pharma Inc | Bruno Lucidi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 46,750 | 46,750 | - | - | Stock Option (Right to Buy) | |
| Atea Pharma Inc | Polly A. Murphy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 46,750 | 46,750 | - | - | Stock Option (Right to Buy) | |
| Atea Pharma Inc | Jerome M. Adams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 46,750 | 46,750 | - | - | Stock Option (Right to Buy) | |
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 16 Jun 2023 | 46,156 | 3,197,431 (6%) | 0% | - | Common Stock | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 16 Jun 2023 | 46,156 | 92,314 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 16 Jun 2023 | 46,156 | 138,470 | - | - | Prepaid Variable Forward Sale Contract | ||
| Lindblad Expeditions Holdings Inc | Mark D. Ein | Director | 16 Jun 2023 | 46,156 | 3,243,587 (6%) | 0% | - | Common Stock | ||
| Booz Allen Hamilton Holding Corp (Class A) | Horacio D. Rozanski | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.08 per share. | 16 Jun 2023 | 44,690 | 675,201 (0%) | 0% | 29.1 | 1,299,585 | Class A Common Stock |
| Booz Allen Hamilton Holding Corp (Class A) | Horacio D. Rozanski | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 44,690 | 0 | - | - | Employee Stock Option (right to buy) | |
| Booz Allen Hamilton Holding Corp (Class A) | Horacio D. Rozanski | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 108.37 per share. | 16 Jun 2023 | 44,690 | 630,511 (0%) | 0% | 108.4 | 4,843,055 | Class A Common Stock |
| Moleculin Biotech Inc | Jonathan P. Foster | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 40,667 | 680,938 | - | - | Restricted Stock Units | |
| Moleculin Biotech Inc | Jonathan P. Foster | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 40,667 | 61,246 (0%) | 0% | - | Common Stock | |
| Global Net Lease Inc | Christopher J. Masterson | CFO, Secretary and Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 40,000 | 95,197 (0%) | 0% | 0 | Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | 16 Jun 2023 | 40,000 | 930,794 | - | 2.3 | 90,800 | Class A Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | 16 Jun 2023 | 40,000 | 0 | - | - | Class B Common Stock | ||
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 40,000 | 40,000 | - | - | Class B Common Stock | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 40,000 | 2,016,351 | - | - | Stock Option (right to buy) | |
| ProPhase Labs Inc | Louis Gleckel | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 40,000 | 40,000 | - | - | Option (right to buy) | |
| ProPhase Labs Inc | Jason Barr | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 40,000 | 40,000 | - | - | Option (right to buy) | |
| ProPhase Labs Inc | Warren Hirsch | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 40,000 | 40,000 | - | - | Option (right to buy) | |
| SentinelOne Inc (Class A) | Tomer Weingarten | Director, President, CEO | Sale of securities on an exchange or to another person at price $ 16.35 per share. | 16 Jun 2023 | 39,400 | 891,394 | - | 16.3 | 644,025 | Class A Common Stock |
| Rent the Runway Inc (Class A) | Anushka Salinas | President & COO | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 38,810 | 1,229,162 | - | 2.3 | 90,342 | Class A Common Stock |
| Rumble Inc (Class A) | Paul T. Cappuccio | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 38,329 | 38,329 | - | 0 | Class A Common Stock, par value $0.0001 per share | |
| Rumble Inc (Class A) | Nancy Armstrong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 36,948 | 36,948 | - | 0 | Class A Common Stock, par value $0.0001 per share | |
| NVIDIA | Mark A. Stevens | Director | Sale of securities on an exchange or to another person at price $ 432.01 per share. | 16 Jun 2023 | 36,695 | 1,055,591 (0%) | 0% | 432.0 | 15,852,567 | Common Stock |
| Lifeway Foods Inc | Julie Smolyansky | Director, CEO, President and Secretary, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 36,337 | 36,337 | - | - | Restricted Stock Units | |
| Corning | Michael Alan Bell | Senior VP & GM, Optical Comm. | 16 Jun 2023 | 35,045 | 0 (0%) | 0% | 35.0 | 1,226,579 | Common Stock | |
| Sprinklr Inc (Class A) | Arun Pattabhiraman | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 14.56 per share. | 16 Jun 2023 | 34,569 | 510,777 | - | 14.6 | 503,325 | Class A Common Stock |
| Atea Pharma Inc | Franklin M. Berger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 33,150 | 33,150 | - | - | Restricted Stock Units | |
| Atea Pharma Inc | Bruce Polsky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 33,150 | 33,150 | - | - | Restricted Stock Units | |
| Atea Pharma Inc | Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 33,150 | 33,150 | - | - | Restricted Stock Units | |
| Atea Pharma Inc | Bruno Lucidi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 33,150 | 33,150 | - | - | Restricted Stock Units | |
| Atea Pharma Inc | Polly A. Murphy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 33,150 | 33,150 | - | - | Restricted Stock Units | |
| Atea Pharma Inc | Jerome M. Adams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 33,150 | 33,150 | - | - | Restricted Stock Units | |
| SoundHound AI Inc (Class A) | Keyvan Mohajer | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.66 per share. | 16 Jun 2023 | 32,522 | 850,379 | - | 3.7 | 119,060 | Class A Common Stock |
| Weyco Grp Inc | John W. Florsheim | Director, PRESIDENT AND COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.64 per share. | 16 Jun 2023 | 32,000 | 281,462 (2%) | 0% | 25.6 | 820,480 | Common Stock |
| Weyco Grp Inc | John W. Florsheim | Director, PRESIDENT AND COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.51 per share. | 16 Jun 2023 | 32,000 | 313,462 (3%) | 0% | 25.5 | 816,320 | Common Stock |
| Weyco Grp Inc | John W. Florsheim | Director, PRESIDENT AND COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 32,000 | 0 | - | - | Stock Option | |
| Weyco Grp Inc | John W. Florsheim | Director, PRESIDENT AND COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 32,000 | 0 | - | - | Stock Option | |
| Weyco Grp Inc | Thomas W. Florsheim | Director, CHAIRMAN & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 32,000 | 0 | - | - | Stock Option | |
| Weyco Grp Inc | Thomas W. Florsheim | Director, CHAIRMAN & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 32,000 | 0 | - | - | Stock Option | |
| Weyco Grp Inc | Thomas W. Florsheim | Director, CHAIRMAN & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.64 per share. | 16 Jun 2023 | 32,000 | 758,590 (7%) | 0% | 25.6 | 820,480 | Common Stock |
| Weyco Grp Inc | Thomas W. Florsheim | Director, CHAIRMAN & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.51 per share. | 16 Jun 2023 | 32,000 | 790,590 (7%) | 0% | 25.5 | 816,320 | Common Stock |
| Electronic Arts | Laura Miele | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 31,089 | 31,089 | - | - | Restricted Stock Units | |
| Denny`s Corp | Kelli A. Valade | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 30,889 | 61,776 | - | - | Restricted Stock Units | |
| Denny`s Corp | Kelli A. Valade | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 30,889 | 30,889 (0%) | 0% | 0 | Common Stock | |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 29,791 | 476,296 | - | - | Stock Option (Right to Buy) | |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 8.09 per share. | 16 Jun 2023 | 29,791 | 1,331,142 | - | 8.1 | 241,149 | Class A Common Stock |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.85 per share. | 16 Jun 2023 | 29,791 | 1,360,933 | - | 0.8 | 25,322 | Class A Common Stock |
| Caredx Inc | Christine M. Cournoyer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| Caredx Inc | Fred E. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| Caredx Inc | George W. Bickerstaff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| Caredx Inc | Michael D. Goldberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| Caredx Inc | William A. Hagstrom | Director | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | ||
| Caredx Inc | Peter Maag | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| Caredx Inc | Grace E. Colon | Director | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | ||
| Caredx Inc | Hannah A. Valantine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| Caredx Inc | Arthur A. Torres | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 29,136 | 29,136 | - | - | Common Stock | |
| ZoomInfo Tech Inc | Henry Schuck | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 26.74 per share. | 16 Jun 2023 | 28,816 | 279,043 | - | 26.7 | 770,508 | Common Stock |
| Sun Country Airlines Holdings Inc | Jude I. Bricker | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 27,760 | 906,980 | - | - | Employee Stock Option (Right to Buy) | |
| Rumble Inc (Class A) | Robert Arsov | Director | 16 Jun 2023 | 27,624 | 27,624 | - | 0 | Class A Common Stock, par value $0.0001 per share | ||
| Rumble Inc (Class A) | Ryan Milnes | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 27,624 | 27,624 | - | 0 | Class A Common Stock, par value $0.0001 per share | |
| Rumble Inc (Class A) | Ethan Fallang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 27,624 | 27,624 | - | 0 | Class A Common Stock, par value $0.0001 per share | |
| Ingersoll Rand | Vicente Reynal | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 65.00 per share. | 16 Jun 2023 | 27,169 | 73,877 (0%) | 0% | 65 | 1,765,985 | Common Stock |
| Barnes & Noble Education Inc | Michael P. Huseby | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 25,998 | 976,410 (2%) | 0% | 1.3 | 32,757 | Common Stock |
| Recursion Pharma Inc (Class A) | Ramon Martin Chavez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 25,224 | 25,224 | - | - | Stock Option (Right to Buy) | |
| Recursion Pharma Inc (Class A) | Robert M. Hershberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 25,224 | 25,224 | - | - | Stock Option (Right to Buy) | |
| Recursion Pharma Inc (Class A) | Terry-Ann Burrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 25,224 | 25,224 | - | - | Stock Option (Right to Buy) | |
| Recursion Pharma Inc (Class A) | Blake Borgeson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 25,224 | 25,224 | - | - | Stock Option (Right to Buy | |
| Recursion Pharma Inc (Class A) | Zavain Dar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 25,224 | 25,224 | - | - | Stock Option (Right to Buy) | |
| Moleculin Biotech Inc | Walter V. Klemp | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 25,000 | 1,072,941 | - | - | Restricted Stock Units | |
| Moleculin Biotech Inc | Walter V. Klemp | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 25,000 | 434,890 (0%) | 0% | - | Common Stock | |
| Ares Management Corp (Class A) | Michael J. Arougheti | Director, Co-Founder, CEO and President | Sale of securities on an exchange or to another person at price $ 95.10 per share. | 16 Jun 2023 | 24,386 | 36,085 (0%) | 0% | 95.1 | 2,319,109 | Class A Common Stock |
| One Stop Systems Inc | Kenneth F. Potashner | Director | 16 Jun 2023 | 23,778 | 289,744 (1%) | 0% | 0 | Common Stock | ||
| Prelude Therapeutics Inc | Martin Babler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 23,500 | 23,500 | - | - | Director Stock Option (Right to Buy) | |
| Prelude Therapeutics Inc | Paul A. Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 23,500 | 23,500 | - | - | Director Stock Option (Right to Buy) | |
| Prelude Therapeutics Inc | David P. Bonita | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 23,500 | 23,500 | - | - | Director Stock Option (Right to Buy) | |
| Prelude Therapeutics Inc | Mardi C. Dier | Director | 16 Jun 2023 | 23,500 | 23,500 | - | - | Director Stock Option (Right to Buy) | ||
| Prelude Therapeutics Inc | Victor Sandor | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 23,500 | 23,500 | - | - | Director Stock Option (Right to Buy) | |
| Ecolab | Larry L. Berger | EVP & CHIEF TECHNICAL OFFICER | Sale of securities on an exchange or to another person at price $ 181.67 per share. | 16 Jun 2023 | 21,708 | 12,442 (0%) | 0% | 181.7 | 3,943,736 | Common Stock |
| Olema Pharma Inc | Andrew S. Rappaport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Cynthia M. Butitta | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Ian T. Clark | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Sandra J. Horning | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Graham Walmsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Yi Larson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Olema Pharma Inc | Gorjan Hrustanovic | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,520 | 21,520 | - | - | Stock Option (right to buy) | |
| Electronic Arts | Jacob J. Schatz | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,374 | 21,374 | - | - | Restricted Stock Units | |
| Electronic Arts | Vijayanthimala Singh | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 21,374 | 21,374 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Godfrey R. Sullivan | Director | 16 Jun 2023 | 21,371 | 21,371 | - | - | Class A Common Stock | ||
| Marqeta Inc (Class A) | Godfrey R. Sullivan | Director | 16 Jun 2023 | 21,371 | 0 | - | - | Restricted Stock Units | ||
| Marqeta Inc (Class A) | Judson C. Linville | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 21,371 | 0 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Judson C. Linville | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 21,371 | 66,021 | - | 0 | Class A Common Stock | |
| Marqeta Inc (Class A) | Geraldine T. Elliott | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 21,371 | 0 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Geraldine T. Elliott | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 21,371 | 21,371 | - | 0 | Class A Common Stock | |
| Marqeta Inc (Class A) | Helen Riley | Director | 16 Jun 2023 | 21,371 | 0 | - | - | Restricted Stock Units | ||
| Marqeta Inc (Class A) | Helen Riley | Director | 16 Jun 2023 | 21,371 | 21,371 | - | 0 | Class A Common Stock | ||
| Marqeta Inc (Class A) | Martha Cummings | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 21,371 | 0 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Martha Cummings | Director | Sale of securities on an exchange or to another person at price $ 5.16 per share. | 16 Jun 2023 | 21,371 | 0 | - | 5.2 | 110,343 | Class A Common Stock |
| Marqeta Inc (Class A) | Martha Cummings | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 21,371 | 21,371 | - | 0 | Class A Common Stock | |
| Atmus Filtration Tech Inc | Steph Disher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 20,821 | 20,821 | - | - | Common Stock | |
| Rent the Runway Inc (Class A) | Brian Donato | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 20,154 | 751,481 | - | 2.3 | 46,914 | Class A Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 25.88 per share. | 16 Jun 2023 | 20,000 | 801,886 | - | 25.9 | 517,600 | Class A Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 20,000 | 805,899 | - | - | Stock Option (right to buy) | |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.60 per share. | 16 Jun 2023 | 20,000 | 821,886 | - | 1.6 | 32,000 | Class A Common Stock |
| Brown & Brown | Chilton D. Varner | Director | 16 Jun 2023 | 20,000 | 56,497 (0%) | 0% | 0 | Common Stock, $.10 par value | ||
| Zentalis Pharma Inc | David Michael Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 19,059 | 127,389 | - | 0 | Common Stock | |
| United Security Bancshares (CA) | William M. Yarbenet | SVP & CCO | 16 Jun 2023 | 19,022 | 51,311 (0%) | 0% | 3.6 | 69,430 | Common Stock | |
| United Security Bancshares (CA) | William M. Yarbenet | SVP & CCO | 16 Jun 2023 | 19,022 | 0 | - | - | Stock Options | ||
| Sprinklr Inc (Class A) | Manish Sarin | Chief Financial Officer | 16 Jun 2023 | 18,899 | 819,115 | - | 14.6 | 275,169 | Class A Common Stock | |
| Caredx Inc | Christine M. Cournoyer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 39,335 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | Fred E. Cohen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 132,592 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | George W. Bickerstaff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 80,268 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | Michael D. Goldberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 93,807 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | William A. Hagstrom | Director | 16 Jun 2023 | 18,844 | 43,409 (0%) | 0% | 0 | Common Stock | ||
| Caredx Inc | Peter Maag | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 315,568 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | Grace E. Colon | Director | 16 Jun 2023 | 18,844 | 23,708 (0%) | 0% | 0 | Common Stock | ||
| Caredx Inc | Hannah A. Valantine | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 26,891 (0%) | 0% | 0 | Common Stock | |
| Caredx Inc | Arthur A. Torres | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,844 | 26,562 (0%) | 0% | 0 | Common Stock | |
| GeneDx Holdings Corp (Class A) | Katherine A. Stueland | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 18,750 | 281,250 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Katherine A. Stueland | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 18,750 | 38,784 | - | - | Class A Common Stock | |
| Nuvectis Pharma Inc | James F. Oliviero | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,000 | 27,828 | - | 0 | Common Stock | |
| Nuvectis Pharma Inc | Kenneth Hoberman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,000 | 73,140 | - | 0 | Common Stock | |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,000 | 53,760 | - | 0 | Common Stock | |
| Quest Resource Holding Corp | Brett Wade Johnston | Sr. VP of Finance and CFO | Purchase of securities on an exchange or from another person at price $ 5.89 per share. | 16 Jun 2023 | 18,000 | 18,000 (0%) | 0% | 5.9 | 106,020 | Common Stock |
| Peraso Inc | Ronald Glibbery | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 16 Jun 2023 | 17,844 | 192,779 | - | 0.7 | 11,914 | Common Stock |
| Crinetics Pharma Inc | Matthew K. Fust | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Crinetics Pharma Inc | Wendell D. Wierenga | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Crinetics Pharma Inc | Camille L. Bedrosian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Crinetics Pharma Inc | Rogerio Vivaldi Coelho | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Crinetics Pharma Inc | Stephanie S. Okey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Crinetics Pharma Inc | Weston Nichols | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Crinetics Pharma Inc | Caren Deardorf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 17,500 | 17,500 | - | - | Stock Option (right to buy) | |
| Weyco Grp Inc | Kevin Schiff | VP, PRESIDENT - FLORSHEIM | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.60 per share. | 16 Jun 2023 | 17,398 | 21,566 (0%) | 0% | 28.6 | 497,583 | Common Stock |
| Sprinklr Inc (Class A) | Ragy Thomas | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 14.56 per share. | 16 Jun 2023 | 17,167 | 482,770 | - | 14.6 | 249,952 | Class A Common Stock |
| Caredx Inc | Reginald Seeto | Director, See Remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.96 per share. | 16 Jun 2023 | 17,036 | 515,141 (1%) | 0% | 8.0 | 135,607 | Common Stock |
| Lear Corp | Raymond E. Scott | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 142.80 per share. | 16 Jun 2023 | 16,740 | 0 (0%) | 0% | 142.8 | 2,390,472 | Common Stock |
| Weyco Grp Inc | George Sotiros | VP - INFORMATION SYSTEMS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.60 per share. | 16 Jun 2023 | 16,476 | 35,234 (0%) | 0% | 28.6 | 471,214 | Common Stock |
| Arteris Inc | Antonio J. Viana | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Jun 2023 | 16,464 | 29,028 | - | 0 | Common Stock | |
| Arteris Inc | Antonio J. Viana | Director | Sale of securities on an exchange or to another person at price $ 6.94 per share. | 16 Jun 2023 | 16,464 | 198,750 | - | 6.9 | 114,196 | Common Stock |
| Arteris Inc | Antonio J. Viana | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 16,464 | 215,214 | - | 0 | Common Stock | |
| Zentalis Pharma Inc | Jan Skvarka | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 16,364 | 52,970 | - | 0 | Common Stock | |
| Zentalis Pharma Inc | Enoch Kariuki | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 16,364 | 38,181 | - | 0 | Common Stock | |
| Moleculin Biotech Inc | Donald H. Picker | Chief Science Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 16,167 | 94,273 (0%) | 0% | - | Common Stock | |
| Moleculin Biotech Inc | Donald H. Picker | Chief Science Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 16,167 | 232,010 | - | - | Restricted Stock Units | |
| Rent the Runway Inc (Class A) | Siddharth Thacker | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 15,011 | 753,739 | - | 2.3 | 34,943 | Class A Common Stock |
| Bruker Corp | Gerald N. Herman | EXECUTIVE VICE PRESIDENT, CFO | Sale of securities on an exchange or to another person at price $ 75.42 per share. | 16 Jun 2023 | 14,242 | 36,462 (0%) | 0% | 75.4 | 1,074,132 | Common Stock |
| Tyra Biosciences Inc | Todd Harris | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 17.71 per share. | 16 Jun 2023 | 14,027 | 1,626,566 | - | 17.7 | 248,358 | Common Stock |
| Ecolab | Larry L. Berger | EVP & CHIEF TECHNICAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 13,819 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ecolab | Larry L. Berger | EVP & CHIEF TECHNICAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 137.09 per share. | 16 Jun 2023 | 13,819 | 34,150 (0%) | 0% | 137.1 | 1,894,405 | Common Stock |
| Repay Holdings Corp (Class A) | Shaler Alias | Director, President | Sale of securities on an exchange or to another person at price $ 7.51 per share. | 16 Jun 2023 | 13,597 | 75,000 (0%) | 0% | 7.5 | 102,113 | Class A Common Stock |
| Repay Holdings Corp (Class A) | Shaler Alias | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 13,597 | 1,470,195 | - | - | Post-Merger Repay Units | |
| Repay Holdings Corp (Class A) | Shaler Alias | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 13,597 | 88,597 (0%) | 0% | - | Class A Common Stock | |
| Lifeway Foods Inc | Julie Smolyansky | Director, CEO, President and Secretary, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 8.36 per share. | 16 Jun 2023 | 13,000 | 2,143,748 (13%) | 0% | 8.4 | 108,680 | Common Stock, no par value |
| Recursion Pharma Inc (Class A) | Ramon Martin Chavez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 12,612 | 51,017 | - | 0 | Class A Common Stock | |
| Recursion Pharma Inc (Class A) | Robert M. Hershberg | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 12,612 | 38,619 | - | 0 | Class A Common Stock | |
| Recursion Pharma Inc (Class A) | Terry-Ann Burrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 12,612 | 171,847 | - | 0 | Class A Common Stock | |
| Recursion Pharma Inc (Class A) | Blake Borgeson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 12,612 | 7,537,874 | - | 0 | Class A Common Stock | |
| Recursion Pharma Inc (Class A) | Zavain Dar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 12,612 | 70,181 | - | 0 | Class A Common Stock | |
| Arcus Biosciences Inc | Jennifer Ann Jarrett | Director, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 19.35 per share. | 16 Jun 2023 | 12,563 | 394,003 (0%) | 0% | 19.3 | 243,094 | Common Stock |
| Moleculin Biotech Inc | Jonathan P. Foster | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 12,500 | 23,623 (0%) | 0% | - | Common Stock | |
| Moleculin Biotech Inc | Jonathan P. Foster | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 12,500 | 721,605 | - | - | Restricted Stock Units | |
| Genie Energy Ltd (Class B) | Avi Goldin | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.30 per share. | 16 Jun 2023 | 12,220 | 148,263 (0%) | 0% | 13.3 | 162,526 | Class B Common Stock, $.01 par value per share |
| SITE Centers Corp | Conor Fennerty | EVP, CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 13.26 per share. | 16 Jun 2023 | 12,000 | 97,363 (0%) | 0% | 13.3 | 159,120 | Common Shares |
| Aytu BioPharma Inc | Greg Pyszczymuka | Chief Commerical Officer | Purchase of securities on an exchange or from another person at price $ 1.87 per share. | 16 Jun 2023 | 12,000 | 21,935 (0%) | 0% | 1.9 | 22,428 | Common Shares |
| Rackspace Tech Inc | Anthony Roberts | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.13 per share. | 16 Jun 2023 | 11,756 | 13,256 | - | 2.1 | 25,040 | Common Stock |
| Ribbon Communications Inc | Eric Marmurek | SVP, Finance & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.96 per share. | 16 Jun 2023 | 11,744 | 223,005 (0%) | 0% | 3.0 | 34,762 | Common Stock |
| Rumble Inc (Class A) | Paul T. Cappuccio | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 16 Jun 2023 | 11,687 | 12,489 | - | 10.0 | 117,221 | Class A Common Stock, par value $0.0001 per share |
| Upland Software Inc | John T. Mcdonald | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. | 16 Jun 2023 | 11,650 | 1,655,048 (6%) | 0% | 3.5 | 41,125 | Common Stock |
| Salesforce | Amy E. Weaver | President and CFO | 16 Jun 2023 | 11,493 | 101,471 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Salesforce | Amy E. Weaver | President and CFO | 16 Jun 2023 | 11,493 | 58,461 (0%) | 0% | 154.1 | 1,771,531 | Common Stock | |
| Epsilon Energy Ltd | Jason Stabell | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.12 per share. | 16 Jun 2023 | 11,300 | 53,500 (0%) | 0% | 5.1 | 57,856 | Common Shares |
| Bloom Energy Corp (Class A) | KR Sridhar | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 17.09 per share. | 16 Jun 2023 | 11,087 | 689,546 (0%) | 0% | 17.1 | 189,477 | Class A Common Stock |
| GrafTech Intl Ltd | Diego Donoso | Director | 16 Jun 2023 | 11,068 | 11,068 | - | - | Deferred Restricted Stock Units | ||
| Virgin Galactic Holdings Inc (Class A) | Sarah E. Kim | EVP, CLO & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.06 per share. | 16 Jun 2023 | 11,013 | 226,459 (0%) | 0% | 4.1 | 44,713 | Common Stock |
| Coursera Inc | Leah F. Belsky | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 13.12 per share. | 16 Jun 2023 | 10,834 | 1,081,728 | - | 13.1 | 142,124 | Common Stock |
| Coursera Inc | Leah F. Belsky | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.91 per share. | 16 Jun 2023 | 10,834 | 1,092,562 | - | 7.9 | 85,697 | Common Stock |
| Coursera Inc | Leah F. Belsky | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 10,834 | 72,331 | - | - | Stock Option (right to buy) | |
| Rent the Runway Inc (Class A) | Andrew Rau | SVP, Supply Chain & Inventory | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 10,705 | 274,683 | - | 2.3 | 24,919 | Class A Common Stock |
| Rent the Runway Inc (Class A) | Larry Steinberg | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 10,608 | 811,742 | - | 2.3 | 24,693 | Class A Common Stock |
| Rent the Runway Inc (Class A) | Sarah Tam | Chief Merchant Officer | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 10,608 | 357,974 | - | 2.3 | 24,693 | Class A Common Stock |
| HeartCore Enterprises Inc | Sumitaka Yamamoto | Director, Chairman, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.50 per share. | 16 Jun 2023 | 10,461 | 10,708,757 | - | 1.5 | 15,721 | Common Stock |
| Ensign Grp Inc | Christopher R. Christensen | Director, Executive Chairman | 16 Jun 2023 | 10,183 | 953,761 (1%) | 0% | 95.1 | 968,357 | Common Stock | |
| Upland Software Inc | Michael D. Hill | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. | 16 Jun 2023 | 10,004 | 270,812 (1%) | 0% | 3.5 | 35,314 | Common Stock |
| Rumble Inc (Class A) | Ryan Milnes | Director, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 16 Jun 2023 | 10,001 | 8,867 | - | 10.0 | 100,310 | Class A Common Stock, par value $0.0001 per share |
| Microstrategy Inc (Class A) | Phong Q. Le | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 131.53 per share. | 16 Jun 2023 | 10,000 | 10,458 (0%) | 0% | 131.5 | 1,315,300 | Class A Common Stock |
| Microstrategy Inc (Class A) | Phong Q. Le | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 10,000 | 0 | - | - | Employee Stock Option (Right to buy) | |
| Microstrategy Inc (Class A) | Phong Q. Le | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 10,000 | 10,000 | - | - | Employee Stock Option (Right to buy) | |
| Microstrategy Inc (Class A) | Phong Q. Le | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 131.53 per share. | 16 Jun 2023 | 10,000 | 10,458 (0%) | 0% | 131.5 | 1,315,300 | Class A Common Stock |
| Weyco Grp Inc | George Sotiros | VP - INFORMATION SYSTEMS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 10,000 | 0 | - | - | Stock Option | |
| Weyco Grp Inc | George Sotiros | VP - INFORMATION SYSTEMS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.64 per share. | 16 Jun 2023 | 10,000 | 43,710 (0%) | 0% | 25.6 | 256,400 | Common Stock |
| Barnes & Noble Education Inc | Michael C. Miller | CLO, EVP, Corp Aff & Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 9,824 | 149,506 (0%) | 0% | 1.3 | 12,378 | Common Stock |
| Moleculin Biotech Inc | Jonathan P. Foster | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.57 per share. | 16 Jun 2023 | 9,676 | 51,570 (0%) | 0% | 0.6 | 5,515 | Common Stock |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.56 per share. | 16 Jun 2023 | 9,652 | 16,234 (0%) | 0% | 8.6 | 82,621 | Class A Common Stock |
| Rent the Runway Inc (Class A) | Cara Schembri | GC & Secretary | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 16 Jun 2023 | 9,548 | 332,593 | - | 2.3 | 22,226 | Class A Common Stock |
| Denny`s Corp | Kelli A. Valade | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.90 per share. | 16 Jun 2023 | 9,530 | 21,359 (0%) | 0% | 11.9 | 113,407 | Common Stock |
| Acrivon Therapeutics Inc | Rasmus Holm-Jorgensen | Chief Financial Officer | 16 Jun 2023 | 9,500 | 183,119 | - | - | Stock Option (Right to Buy) | ||
| Acrivon Therapeutics Inc | Rasmus Holm-Jorgensen | Chief Financial Officer | 16 Jun 2023 | 9,500 | 29,530 | - | 3.6 | 34,485 | Common Stock | |
| Rackspace Tech Inc | Srini Koushik | Chief Technology Officer | 16 Jun 2023 | 9,336 | 831,053 | - | 2.1 | 19,886 | Common Stock | |
| Sun Country Airlines Holdings Inc | Gregory Mays | Chief Operating Officer & EVP | 16 Jun 2023 | 9,254 | 356,580 | - | - | Employee Stock Option (Right to Buy) | ||
| Cadence Design | Chin-Chi Teng | Sr. Vice President | Sale of securities on an exchange or to another person at price $ 240.74 per share. | 16 Jun 2023 | 9,235 | 126,165 (0%) | 0% | 240.7 | 2,223,234 | Common Stock |
| QuantumScape Corp (Class A) | Jurgen Leohold | Director | 16 Jun 2023 | 9,101 | 194,818 | - | 1.3 | 12,061 | Class A Common Stock | |
| QuantumScape Corp (Class A) | Jurgen Leohold | Director | 16 Jun 2023 | 9,101 | 68,074 | - | - | Stock Option (right to buy) | ||
| QuantumScape Corp (Class A) | Jurgen Leohold | Director | 16 Jun 2023 | 9,101 | 185,717 | - | 8.0 | 72,904 | Class A Common Stock | |
| Black Diamond Therapeutics Inc | Mark A. Velleca | Director | Grant, award, or other acquisition of securities at price $ 2.10 per share. | 16 Jun 2023 | 8,929 | 41,314 (0%) | 0% | 2.1 | 18,751 | Common Stock |
| Arcus Biosciences Inc | Terry Rosen | Director, Chief Executive Officer | Sale or transfer of securities back to the company at price $ 19.35 per share. | 16 Jun 2023 | 8,762 | 3,894,231 (8%) | 0% | 19.4 | 169,545 | Common Stock |
| Rumble Inc (Class A) | Robert Arsov | Director | 16 Jun 2023 | 8,678 | 15,436,290 | - | 10.0 | 87,040 | Class A Common Stock, par value $0.0001 per share | |
| NVIDIA | Mark A. Stevens | Director | Sale of securities on an exchange or to another person at price $ 433.93 per share. | 16 Jun 2023 | 8,602 | 1,092,286 (0%) | 0% | 433.9 | 3,732,694 | Common Stock |
| Upland Software Inc | Dan Doman | Chief Product Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. | 16 Jun 2023 | 8,528 | 222,303 (0%) | 0% | 3.5 | 30,104 | Common Stock |
| Salesforce | Amy E. Weaver | President and CFO | 16 Jun 2023 | 8,513 | 36,680 (0%) | 0% | 213.5 | 1,817,172 | Common Stock | |
| Jamf Holding Corp | Michelle Bucaria | CPO | Sale of securities on an exchange or to another person at price $ 19.29 per share. | 16 Jun 2023 | 8,396 | 145,573 | - | 19.3 | 161,989 | Common Stock |
| World Kinect Corp | Ken Bakshi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 8,305 | 52,107 (0%) | 0% | 0 | Common Stock | |
| World Kinect Corp | Jorge L. Benitez | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 8,305 | 48,046 (0%) | 0% | 0 | Common Stock | |
| Barnes & Noble Education Inc | Jonathan Shar | EVP, Retail | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.26 per share. | 16 Jun 2023 | 8,187 | 107,413 (0%) | 0% | 1.3 | 10,316 | Common Stock |
| HeartCore Enterprises Inc | Sumitaka Yamamoto | Director, Chairman, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.48 per share. | 16 Jun 2023 | 8,137 | 10,719,218 | - | 1.5 | 12,074 | Common Stock |
| Rumble Inc (Class A) | Ethan Fallang | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 16 Jun 2023 | 8,112 | 10,756 | - | 10.0 | 81,363 | Class A Common Stock, par value $0.0001 per share |
| World Kinect Corp | John L. Manley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 8,092 | 58,063 (0%) | 0% | 0 | Common Stock | |
| Macy`s Inc | Paul Griscom | SVP and Controller | Sale of securities on an exchange or to another person at price $ 15.90 per share. | 16 Jun 2023 | 8,044 | 11,061 (0%) | 0% | 15.9 | 127,900 | Common Stock |
| Abbott | Philip P. Boudreau | VICE PRESIDENT | Sale of securities on an exchange or to another person at price $ 106.00 per share. | 16 Jun 2023 | 8,000 | 15,447 (0%) | 0% | 106 | 848,000 | Common shares without par value |
| Weyco Grp Inc | George Sotiros | VP - INFORMATION SYSTEMS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 8,000 | 0 | - | - | Stock Option | |
| Weyco Grp Inc | George Sotiros | VP - INFORMATION SYSTEMS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.51 per share. | 16 Jun 2023 | 8,000 | 51,710 (0%) | 0% | 25.5 | 204,080 | Common Stock |
| Samsara Inc (Class A) | Jonathan C. Chadwick | Director | Sale of securities on an exchange or to another person at price $ 28.63 per share. | 16 Jun 2023 | 7,917 | 469,687 | - | 28.6 | 226,625 | Class A Common Stock |
| Ecolab | Larry L. Berger | EVP & CHIEF TECHNICAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 7,889 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ecolab | Larry L. Berger | EVP & CHIEF TECHNICAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 117.73 per share. | 16 Jun 2023 | 7,889 | 20,331 (0%) | 0% | 117.7 | 928,772 | Common Stock |
| World Kinect Corp | Stephen K. Roddenberry | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,880 | 119,193 (0%) | 0% | 0 | Common Stock | |
| GeneDx Holdings Corp (Class A) | Katherine A. Stueland | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 6.37 per share. | 16 Jun 2023 | 7,654 | 31,130 | - | 6.4 | 48,758 | Class A Common Stock |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,573 | 0 | - | - | Director Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,478 | 17,028 | - | - | Director Stock Option (right to buy) | |
| World Kinect Corp | Richard A. Kassar | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,454 | 80,103 (0%) | 0% | 0 | Common Stock | |
| World Kinect Corp | Jill B. Smart | Director | 16 Jun 2023 | 7,454 | 18,280 (0%) | 0% | 0 | Common Stock | ||
| World Kinect Corp | Sharda Cherwoo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,454 | 27,996 (0%) | 0% | 0 | Common Stock | |
| TaoWeave Inc | Deborah Meredith | Director | Sale of securities on an exchange or to another person at price $ 1.42 per share. | 16 Jun 2023 | 7,373 | 0 (0%) | 0% | 1.4 | 10,504 | Common Stock |
| Shoals Tech Grp Inc (Class A) | Mehgan Peetz | General Counsel | Sale of securities on an exchange or to another person at price $ 24.78 per share. | 16 Jun 2023 | 7,279 | 83,375 | - | 24.8 | 180,374 | Class A Common Stock |
| Anterix Inc | Gena L. Ashe | Chief Legal Officer & Corp Sec | Sale of securities on an exchange or to another person at price $ 34.72 per share. | 16 Jun 2023 | 7,235 | 21,669 (0%) | 0% | 34.7 | 251,169 | Common Stock |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,211 | 0 | - | - | Director Stock Option (right to buy) | |
| GeneDx Holdings Corp (Class A) | Kevin Feeley | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 7,197 | 107,954 | - | - | Restricted Stock Unit | |
| GeneDx Holdings Corp (Class A) | Kevin Feeley | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 7,197 | 13,068 | - | 0 | Class A Common Stock | |
| Lifeway Foods Inc | Eric Hanson | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,170 | 7,170 | - | - | Restricted Stock Units | |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,120 | 24,148 | - | - | Director Stock Option (right to buy) | |
| World Kinect Corp | Paul H. Stebbins | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 7,028 | 48,528 (0%) | 0% | 0 | Common Stock | |
| Zscaler Inc | Dalibor Rajic | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 156.64 per share. | 16 Jun 2023 | 7,017 | 328,406 (0%) | 0% | 156.6 | 1,099,165 | Common Stock |
| Personalis Inc | Aaron L. Tachibana | CFO and COO | Sale of securities on an exchange or to another person at price $ 2.07 per share. | 16 Jun 2023 | 6,904 | 193,990 (0%) | 0% | 2.1 | 14,291 | Common Stock |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,869 | 6,869 | - | - | Director Stock Option (right to buy) | |
| Salesforce | Amy E. Weaver | President and CFO | 16 Jun 2023 | 6,837 | 45,193 (0%) | 0% | 212.1 | 1,450,238 | Common Stock | |
| Peraso Inc | James Sullivan | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 16 Jun 2023 | 6,797 | 94,221 | - | 0.7 | 4,538 | Common Stock |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,781 | 30,929 | - | - | Director Stock Option (right to buy) | |
| Upland Software Inc | Kinloch Gill | CLO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. | 16 Jun 2023 | 6,724 | 201,314 (0%) | 0% | 3.5 | 23,736 | Common Stock |
| Peraso Inc | Brad Lynch | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 16 Jun 2023 | 6,692 | 83,002 | - | 0.7 | 4,468 | Common Stock |
| Peraso Inc | Alexander Tomkins | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.67 per share. | 16 Jun 2023 | 6,692 | 71,401 | - | 0.7 | 4,468 | Common Stock |
| Willamette Valley Vineyard Inc | James W. Bernau | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.85 per share. | 16 Jun 2023 | 6,588 | 362,202 (7%) | 0% | 5.9 | 38,540 | Common Stock |
| Upland Software Inc | Paul Kenneth Miller | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.53 per share. | 16 Jun 2023 | 6,561 | 222,509 (0%) | 0% | 3.5 | 23,160 | Common Stock |
| Salesforce | Amy E. Weaver | President and CFO | 16 Jun 2023 | 6,431 | 52,030 (0%) | 0% | 211.2 | 1,358,538 | Common Stock | |
| Caredx Inc | Alexander L. Johnson | Chief Business Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.96 per share. | 16 Jun 2023 | 6,343 | 190,393 (0%) | 0% | 8.0 | 50,490 | Common Stock |
| Security National Fin Corp (Class A) | Gilbert A. Fuller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,300 | 37,229 | - | - | Director Stock Option (right to buy) | |
| Coinbase Global Inc (Class A) | Kelly Anne Kramer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,294 | 6,294 | - | - | Class A Common Stock | |
| Sound Fin Bancorp Inc | Joseph D. Stilwell | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 34.09 per share. | 16 Jun 2023 | 6,225 | 164,894 (6%) | 0% | 34.1 | 212,206 | Common Stock |
| Zscaler Inc | Remo E. Canessa | Chief Financial Officer | 16 Jun 2023 | 6,191 | 310,065 (0%) | 0% | 156.6 | 969,778 | Common Stock | |
| Rumble Inc (Class A) | Nancy Armstrong | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.23 per share. | 16 Jun 2023 | 6,147 | 9,368 | - | 8.2 | 50,590 | Class A Common Stock, par value $0.0001 per share |
| Moleculin Biotech Inc | Walter V. Klemp | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.57 per share. | 16 Jun 2023 | 6,088 | 428,802 (0%) | 0% | 0.6 | 3,470 | Common Stock |
| Weyco Grp Inc | Kevin Schiff | VP, PRESIDENT - FLORSHEIM | Exercise or conversion of derivative security received from the company (such as an option) at price $ 27.94 per share. | 16 Jun 2023 | 6,001 | 31,766 (0%) | 0% | 27.9 | 167,668 | Common Stock |
| Weyco Grp Inc | Kevin Schiff | VP, PRESIDENT - FLORSHEIM | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Jun 2023 | 6,001 | 0 | - | - | Stock Option | |
| Genie Energy Ltd (Class B) | Allan Sass | Director | Other type of transaction at price $ 8.63 per share. | 16 Jun 2023 | 6,000 | 0 | - | 8.6 | 51,809 | Series 2012 - A Preferred Stock, $.01 par value per share |
| Crinetics Pharma Inc | Matthew K. Fust | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 18,536 (0%) | 0% | 0 | Common Stock | |
| Crinetics Pharma Inc | Wendell D. Wierenga | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 105,846 (0%) | 0% | 0 | Common Stock | |
| Crinetics Pharma Inc | Camille L. Bedrosian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 6,000 (0%) | 0% | 0 | Common Stock | |
| Crinetics Pharma Inc | Rogerio Vivaldi Coelho | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 11,000 (0%) | 0% | 0 | Common Stock | |
| Crinetics Pharma Inc | Stephanie S. Okey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 6,000 (0%) | 0% | 0 | Common Stock | |
| Crinetics Pharma Inc | Weston Nichols | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 6,000 (0%) | 0% | 0 | Common Stock | |
| Crinetics Pharma Inc | Caren Deardorf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 6,000 | 6,000 (0%) | 0% | 0 | Common Stock | |
| Coinbase Global Inc (Class A) | Gokul Rajaram | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 5,934 | 5,934 | - | - | Class A Common Stock | |
| Coinbase Global Inc (Class A) | Kathryn Haun | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 5,845 | 5,845 | - | - | Class A Common Stock | |
| Coursera Inc | Leah F. Belsky | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 13.12 per share. | 16 Jun 2023 | 5,832 | 1,075,896 | - | 13.1 | 76,515 | Common Stock |
| Veracyte Inc | Muna Bhanji | Director | Sale of securities on an exchange or to another person at price $ 26.42 per share. | 16 Jun 2023 | 5,793 | 28,614 (0%) | 0% | 26.4 | 153,077 | Common Stock |
| Lifeway Foods Inc | Amy Feldman | Sr. Exec. VP Sales | 16 Jun 2023 | 5,765 | 5,765 | - | - | Restricted Stock Units | ||
| Coinbase Global Inc (Class A) | Frederick Ernest Ehrsam | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 5,755 | 5,755 | - | - | Class A Common Stock | |
| Black Diamond Therapeutics Inc | Ali Behbahani | Director | Grant, award, or other acquisition of securities at price $ 2.10 per share. | 16 Jun 2023 | 5,655 | 40,770 (0%) | 0% | 2.1 | 11,876 | Common Stock |
| Sun Country Airlines Holdings Inc | A. Brian Davis | Chief Marketing Officer & SVP | 16 Jun 2023 | 5,552 | 101,014 | - | - | Employee Stock Option (Right to Buy) | ||
| Sun Country Airlines Holdings Inc | Eric Levenhagen | Chief Human Resources Officer | 16 Jun 2023 | 5,552 | 5,552 | - | - | Employee Stock Option (Right to Buy) | ||
| Smart Sand Inc | Andrew R. Speaker | Director, SEE REMARKS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.69 per share. | 16 Jun 2023 | 5,530 | 984,475 (2%) | 0% | 1.7 | 9,346 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.