Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Aprea Therapeutics Inc | Marc Duey | Director | 23 Aug 2023 | 4,009,690 | 4,167,589 (19%) | 19% | 0 | Common Stock | ||
| Sonim Tech Inc | Hao Liu | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.42 per share. | 23 Aug 2023 | 1,000,000 | 2,057,831 (10%) | 4% | 0.4 | 419,000 | Common Stock |
| Sonim Tech Inc | Hao Liu | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 1,000,000 | 3,014,419 | - | - | Employee Stock Option (right to buy) | |
| Better Home & Finance Holding Co. (Class A) | Paula Tuffin | General Counsel and CCO | 23 Aug 2023 | 822,125 | 0 | - | - | Class B Common Stock | ||
| Better Home & Finance Holding Co. (Class A) | Paula Tuffin | General Counsel and CCO | 23 Aug 2023 | 822,125 | 822,125 | - | - | Class A Common Stock | ||
| Blend Labs Inc (Class A) | Winnie Ling | Head of Legal | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 800,000 | 800,000 | - | - | Performance-based Restricted Stock Units | |
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 514,646 | 514,646 | - | - | Stock Options | ||
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 458,189 | 458,189 | - | - | Stock Options | ||
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 432,986 | 432,986 | - | - | Stock Options | ||
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 418,970 | 418,970 | - | - | Stock Options | ||
| Aprea Therapeutics Inc | Marc Duey | Director | 23 Aug 2023 | 400,969 | 0 | - | - | Series A Non-Voting Convertible Preferred Stock | ||
| Blend Labs Inc (Class A) | Winnie Ling | Head of Legal | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 400,000 | 400,000 | - | - | Restricted Stock Units | |
| Palantir | Alexander Karp | Director, See Remarks | 23 Aug 2023 | 325,000 | 6,757,258 | - | - | Class A Common Stock | ||
| Palantir | Alexander Karp | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 15.40 per share. | 23 Aug 2023 | 325,000 | 6,432,258 | - | 15.4 | 5,005,715 | Class A Common Stock |
| Palantir | Alexander Karp | Director, See Remarks | 23 Aug 2023 | 325,000 | 49,277,281 | - | - | Class B Common Stock | ||
| Blend Labs Inc (Class A) | Amir Jafari | Head of Finance and Admin. | 23 Aug 2023 | 300,000 | 300,000 | - | - | Restricted Stock Units | ||
| Soho House & Co Inc (Class A) | Thomas Allen | Chief Financial Officer | 23 Aug 2023 | 290,697 | 290,697 | - | - | Restricted Stock Units | ||
| SES AI Corp (Class A) | Rohit Makharia | PRES. & CHIEF STRATEGY OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.16 per share. | 23 Aug 2023 | 208,810 | 313,413 | - | 0.2 | 33,410 | Class A Common Stock |
| SES AI Corp (Class A) | Rohit Makharia | PRES. & CHIEF STRATEGY OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 208,810 | 6,467,676 | - | - | Stock Option (Right to Buy) | |
| SES AI Corp (Class A) | Rohit Makharia | PRES. & CHIEF STRATEGY OFFICER | Sale of securities on an exchange or to another person at price $ 2.13 per share. | 23 Aug 2023 | 208,810 | 104,603 | - | 2.1 | 444,222 | Class A Common Stock |
| Blend Labs Inc (Class A) | Amir Jafari | Head of Finance and Admin. | 23 Aug 2023 | 200,000 | 200,000 | - | - | Performance-based Restricted Stock Units | ||
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 196,386 | 1,093,356 (0%) | 0% | 0 | Common Stock | |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 196,386 | 896,970 (0%) | 0% | 0 | Common Stock | |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 196,386 | 0 (0%) | 0% | 0 | Common Stock | |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 196,386 | 0 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 179,515 | 179,515 | - | - | Restricted Stock Units | ||
| Gevo Inc | Patrick R. Gruber | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 171,549 | 2,963,646 (20%) | 1% | 1.4 | 236,395 | Common Stock |
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 156,417 | 156,417 | - | - | Restricted Stock Units | ||
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 152,186 | 152,186 | - | - | Stock Options | |
| Precigen Inc | Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 141,587 | 0 | - | - | Restricted Stock Units | |
| Precigen Inc | Helen Sabzevari | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 141,587 | 1,636,973 (0%) | 0% | - | Common Stock | |
| Leap Therapeutics Inc | Douglas E. Onsi | Director, CEO,CFO,Pres.,GC,Treas.,&Sec. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 140,000 | 140,000 | - | - | Employee Stock Option (Right to Buy) | |
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 139,170 | 139,170 | - | - | Restricted Stock Units | ||
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 132,117 | 132,117 | - | - | Stock Options | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 129,813 | 129,813 | - | - | Stock Options | |
| Stabilis Soln Inc - Registered Shares | Westervelt T. Ballard | Director, President and CEO | 23 Aug 2023 | 125,000 | 15,529 | - | - | Restricted Stock Units | ||
| Stabilis Soln Inc - Registered Shares | Westervelt T. Ballard | Director, President and CEO | 23 Aug 2023 | 125,000 | 432,916 (2%) | 0% | 0 | Common Stock | ||
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 117,012 | 117,012 | - | - | Stock Options | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 113,797 | 113,797 | - | - | Stock Options | ||
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 112,197 | 112,197 | - | - | Stock Options | |
| ACM Research Inc (Class A) | Fuping Chen | See remarks | Sale of securities on an exchange or to another person at price $ 15.00 per share. | 23 Aug 2023 | 105,000 | 0 (0%) | 0% | 15 | 1,575,000 | Class A Common Stock |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 103,566 | 103,566 | - | - | Stock Options | |
| Johnson Controls | George R. Oliver | Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 103,332 | 206,664 | - | - | Employee Stock Option (Right to Buy) | |
| Johnson Controls | George R. Oliver | Chairman & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 35.86 per share. | 23 Aug 2023 | 103,332 | 1,083,091 (0%) | 0% | 35.9 | 3,705,486 | Ordinary Shares |
| Johnson Controls | George R. Oliver | Chairman & CEO | Sale of securities on an exchange or to another person at price $ 59.23 per share. | 23 Aug 2023 | 103,332 | 979,759 (0%) | 0% | 59.2 | 6,120,354 | Ordinary Shares |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 102,484 | 102,484 | - | - | Stock Options | ||
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.70 per share. | 23 Aug 2023 | 100,000 | 7,494,680 | - | 1.7 | 169,800 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.74 per share. | 23 Aug 2023 | 100,000 | 7,594,680 | - | 1.7 | 173,800 | Class A Common Stock |
| NRX Pharma Inc | Jonathan C. Javitt | Director, Chief Scientist, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 23 Aug 2023 | 100,000 | 446,332 | - | 0.3 | 33,000 | Common Stock |
| Advanced Drainage Systems Inc | Ross M. Jones | Director | Sale of securities on an exchange or to another person at price $ 124.60 per share. | 23 Aug 2023 | 100,000 | 1,367,649 (1%) | 0% | 124.6 | 12,459,570 | Common Stock |
| Advanced Drainage Systems Inc | Anil Seetharam | Director | Sale of securities on an exchange or to another person at price $ 124.60 per share. | 23 Aug 2023 | 100,000 | 1,367,649 (1%) | 0% | 124.6 | 12,459,570 | Common Stock |
| Smith Micro Software Inc | William W. Smith | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 99,340 | 470,787 (1%) | 0% | 0 | Common Stock | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 98,988 | 98,988 | - | - | Stock Options | ||
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 96,721 | 96,721 | - | - | Stock Options | |
| ACM Research Inc (Class A) | Fuping Chen | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.00 per share. | 23 Aug 2023 | 96,165 | 96,165 (0%) | 0% | 1 | 96,165 | Class A Common Stock |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 95,899 | 95,899 | - | - | Stock Options | ||
| Lumentum Holdings Inc | Alan S. Lowe | Director, Chief Executive Officer | 23 Aug 2023 | 95,582 | 248,026 (0%) | 0% | 0 | Common Stock | ||
| Gevo Inc | Timothy J. Cesarek | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 92,243 | 946,304 (6%) | 0% | 1.4 | 126,908 | Common Stock |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 89,913 | 89,913 | - | - | Stock Options | ||
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 89,372 | 89,372 | - | - | Stock Options | |
| Gevo Inc | Paul D. Bloom | CCO & CIO | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 87,253 | 597,937 (4%) | 0% | 1.4 | 120,121 | Common Stock |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 86,594 | 86,594 | - | - | Stock Options | ||
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 85,534 | 85,534 | - | - | Stock Options | |
| Gevo Inc | Christopher Ryan | President & COO | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 83,902 | 1,194,377 (8%) | 0% | 1.4 | 115,617 | Common Stock |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 81,566 | 1,256,488 (1%) | 0% | 0 | Common Stock | |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 81,566 | 1,174,922 (1%) | 0% | 0 | Common Stock | |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 81,566 | 0 (0%) | 0% | 0 | Common Stock | |
| Matador Resources Co | Joseph Wm. Foran | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 81,566 | 0 (0%) | 0% | 0 | Common Stock | |
| Carlyle Grp Inc | Harvey M. Schwartz | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 80,717 | 6,992,508 (2%) | 0% | 0 | Common Stock | |
| LQR House Inc | Sean Dollinger | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.16 per share. | 23 Aug 2023 | 80,000 | 2,021,667 | - | 1.2 | 92,800 | Common Stock |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 79,801 | 79,801 | - | - | Stock Options | |
| Precigen Inc | Helen Sabzevari | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 1.53 per share. | 23 Aug 2023 | 76,969 | 1,560,004 (0%) | 0% | 1.5 | 117,763 | Common Stock |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 75,541 | 75,541 | - | - | Stock Options | |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 74,422 | 74,422 | - | - | Stock Options | |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 73,348 | 73,348 | - | - | Stock Options | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 73,229 | 73,229 | - | - | Stock Options | |
| Gevo Inc | L. Lynn Smull | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 72,764 | 903,687 (6%) | 0% | 1.4 | 100,269 | Common Stock |
| Expion360 Inc | John Yozamp | Business Development Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,500 | 70,500 | - | - | Stock Option (Right to Buy) | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,088 | 70,088 | - | - | Stock Options | |
| Leap Therapeutics Inc | Augustine J. Lawlor | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Christopher K. Mirabelli | Director, Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,000 | 70,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Cynthia Sirard | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Mark O’Mahony | Chief Manufacturing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Christine Granfield | VP, Head of Reg Affairs/Qual | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Jason Baum | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| Adtalem Global Education Inc | Stephen W. Beard | President and CEO | Grant, award, or other acquisition of securities at price $ 42.98 per share. | 23 Aug 2023 | 65,150 | 322,900 (0%) | 0% | 43.0 | 2,800,147 | Common Stock |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 64,569 | 64,569 | - | - | Stock Options | ||
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 61,184 | 61,184 | - | - | Stock Options | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 60,650 | 60,650 | - | - | Stock Options | |
| Abercrombie & Fitch Co. (Class A) | Fran Horowitz-Bonadies | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 50.79 per share. | 23 Aug 2023 | 60,000 | 693,913 (1%) | 0% | 50.8 | 3,047,400 | Class A Common Stock |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 59,176 | 59,176 | - | - | Stock Options | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 56,168 | 56,168 | - | - | Stock Options | ||
| Celsius Holdings Inc | Nicholas Castaldo | Director | Sale of securities on an exchange or to another person at price $ 181.58 per share. | 23 Aug 2023 | 55,000 | 110,491 (0%) | 0% | 181.6 | 9,986,900 | Common Stock |
| ProMIS Neurosciences Inc | Gail M. Farfel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 53,192 | 53,192 | - | - | Warrants to purchase Common Shares | |
| ProMIS Neurosciences Inc | Gail M. Farfel | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 53,192 | 55,192 | - | - | Common Shares | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 52,627 | 52,627 | - | - | Stock Options | |
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 52,509 | 52,509 | - | - | Stock Options | |
| Applovin Corp (Class A) | Katie Jansen | Chief Marketing Officer | 23 Aug 2023 | 52,193 | 1,334,208 | - | 39.9 | 2,081,457 | Class A Common Stock | |
| Advanced Drainage Systems Inc | Ross M. Jones | Director | Sale of securities on an exchange or to another person at price $ 122.90 per share. | 23 Aug 2023 | 50,202 | 1,239,369 (1%) | 0% | 122.9 | 6,169,585 | Common Stock |
| Advanced Drainage Systems Inc | Anil Seetharam | Director | Sale of securities on an exchange or to another person at price $ 122.90 per share. | 23 Aug 2023 | 50,202 | 1,239,369 (1%) | 0% | 122.9 | 6,169,585 | Common Stock |
| ACM Research Inc (Class A) | Fuping Chen | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 50,001 | 0 | - | - | Stock Option | |
| Information Services Grp Inc | Michael P. Connors | Director, CHAIRMAN & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.00 per share. | 23 Aug 2023 | 50,000 | 5,263,042 (11%) | 0% | 5 | 250,000 | Shares of Common Stock |
| Liberty Global PLC (Class A) | Andrea Salvato | EVP, Chief Development Officer | Sale of securities on an exchange or to another person at price $ 18.93 per share. | 23 Aug 2023 | 50,000 | 121,905 (0%) | 0% | 18.9 | 946,410 | Class C Ordinary Shares |
| Advanced Drainage Systems Inc | Ross M. Jones | Director | Sale of securities on an exchange or to another person at price $ 125.45 per share. | 23 Aug 2023 | 50,000 | 1,317,649 (1%) | 0% | 125.4 | 6,272,400 | Common Stock |
| Advanced Drainage Systems Inc | Anil Seetharam | Director | Sale of securities on an exchange or to another person at price $ 125.45 per share. | 23 Aug 2023 | 50,000 | 1,317,649 (1%) | 0% | 125.4 | 6,272,400 | Common Stock |
| Expion360 Inc | Paul Shoun | Director, Chief Operating Officer | 23 Aug 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | ||
| Expion360 Inc | Brian Schaffner | Director, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Expion360 Inc | Greg Aydelott | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 48,523 | 48,523 | - | - | Stock Options | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 48,056 | 48,056 | - | - | Stock Options | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 48,005 | 48,005 | - | - | Stock Options | |
| Smith Micro Software Inc | James M. Kempton | VP, CFO and Treasurer | 23 Aug 2023 | 46,360 | 248,508 (0%) | 0% | 0 | Common Stock | ||
| ACM Research Inc (Class A) | Fuping Chen | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 46,164 | 0 | - | - | Stock Option | |
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 45,723 | 45,723 | - | - | Stock Options | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 45,375 | 45,375 | - | - | Stock Options | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 42,782 | 42,782 | - | - | Stock Options | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 42,552 | 42,552 | - | - | Stock Options | ||
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 42,263 | 42,263 | - | - | Stock Options | ||
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 41,271 | 41,271 | - | - | Stock Options | |
| Matador Resources Co | Shelley F. Appel | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 40,783 | 314,122 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 40,589 | 40,589 | - | - | Stock Options | |
| Seer Inc (Class A) | Omid Farokhzad | Director, CEO, President and Chair | Purchase of securities on an exchange or from another person at price $ 2.45 per share. | 23 Aug 2023 | 40,000 | 807,744 | - | 2.4 | 97,968 | Class A Common Stock |
| NiSource | Lloyd M Yates | Director, Director and President & CEO | Purchase of securities on an exchange or from another person at price $ 26.44 per share. | 23 Aug 2023 | 40,000 | 131,242 (0%) | 0% | 26.4 | 1,057,600 | Common Stock |
| Lumentum Holdings Inc | Vincent Retort | EVP, Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 39,357 | 164,234 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 38,411 | 38,411 | - | - | Restricted Stock Units | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 37,707 | 37,707 | - | - | Stock Options | |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.74 per share. | 23 Aug 2023 | 37,650 | 13,014,604 | - | 1.7 | 65,586 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.70 per share. | 23 Aug 2023 | 37,650 | 13,014,594 | - | 1.7 | 64,043 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.70 per share. | 23 Aug 2023 | 37,650 | 13,014,594 | - | 1.7 | 64,043 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.74 per share. | 23 Aug 2023 | 37,650 | 13,014,604 | - | 1.7 | 65,586 | Class A Common Stock |
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 37,596 | 37,596 | - | - | Stock Options | |
| Wave Life Sciences Ltd | Kyle Moran | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 4.75 per share. | 23 Aug 2023 | 37,062 | 46,120 (0%) | 0% | 4.8 | 176,119 | Ordinary Shares |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 36,426 | 36,426 | - | - | Stock Options | |
| Supernus Pharma Inc | Jack A. Khattar | Director, President, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 35,000 | 35,000 | - | - | Performance Share Unit | |
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 34,907 | 34,907 | - | - | Restricted Stock Units | |
| Dynavax Tech Corp | Robert Janssen | SVP and CMO | Sale of securities on an exchange or to another person at price $ 15.01 per share. | 23 Aug 2023 | 34,857 | 49,925 (0%) | 0% | 15.0 | 523,204 | Common Stock |
| Dynavax Tech Corp | Robert Janssen | SVP and CMO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 34,857 | 47,543 | - | - | Stock Option (Right to Buy) | |
| Dynavax Tech Corp | Robert Janssen | SVP and CMO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.41 per share. | 23 Aug 2023 | 34,857 | 84,782 (0%) | 0% | 9.4 | 328,004 | Common Stock |
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 34,225 | 34,225 | - | - | Stock Options | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 33,996 | 33,996 | - | - | Stock Options | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 33,173 | 33,173 | - | - | Stock Options | |
| Ethan Allen Interiors Inc | M. Farooq Kathwari | Director, Chairman, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 31.45 per share. | 23 Aug 2023 | 33,000 | 1,763,703 (6%) | 0% | 31.5 | 1,037,850 | Common Stock |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 32,863 | 32,863 | - | - | Restricted Stock Units | |
| Lumentum Holdings Inc | Wajid Ali | EVP & Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 32,798 | 68,139 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 32,433 | 32,433 | - | - | Stock Options | |
| Murphy USA Inc | R. Andrew Clyde | Director, President & CEO | 23 Aug 2023 | 32,173 | 172,729 (0%) | 0% | 311.2 | 10,013,203 | Common Stock | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 31,885 | 31,885 | - | - | Restricted Stock Units | ||
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 31,173 | 31,173 | - | - | Stock Options | |
| Stabilis Soln Inc - Registered Shares | Westervelt T. Ballard | Director, President and CEO | 23 Aug 2023 | 30,438 | 402,478 (2%) | 0% | 0 | Common Stock | ||
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 30,210 | 30,210 | - | - | Stock Options | |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 30,099 | 30,099 | - | - | Restricted Stock Units | |
| SM Energy Co | Rose M. Robeson | Director | Sale of securities on an exchange or to another person at price $ 39.65 per share. | 23 Aug 2023 | 30,000 | 39,531 (0%) | 0% | 39.7 | 1,189,500 | Common Stock, $.01 Par Value |
| Cassava Sciences Inc | Sanford R. Robertson | Director | 23 Aug 2023 | 30,000 | 886,851 (5%) | 0% | 17.5 | 523,500 | Common Stock | |
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 29,618 | 29,618 | - | - | Restricted Stock Units | |
| Procore Tech Inc | Craig F. Courtemanche | Director, CEO & President, Chairman of the Board | Sale of securities on an exchange or to another person at price $ 62.97 per share. | 23 Aug 2023 | 29,575 | 843,007 | - | 63.0 | 1,862,338 | Common Stock |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 28,803 | 28,803 | - | - | Restricted Stock Units | ||
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 28,781 | 28,781 | - | - | Restricted Stock Units | ||
| BILL Holdings Inc | René Lacerte | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 28,405 | 28,405 | - | - | Performance Stock Units | |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 27,877 | 27,877 | - | - | Restricted Stock Units | ||
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 27,795 | 27,795 | - | - | Stock Options | |
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 27,610 | 27,610 | - | - | Stock Options | |
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 26,906 | 26,906 | - | - | Stock Options | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 26,573 | 26,573 | - | - | Stock Options | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 26,173 | 26,173 | - | - | Stock Options | |
| Exlservice Hldgs Inc | Vikas Bhalla | EVP & Head of Outsourcing | Sale of securities on an exchange or to another person at price $ 28.23 per share. | 23 Aug 2023 | 25,995 | 75,730 (0%) | 0% | 28.2 | 733,839 | Common Stock, par value $0.001 per share |
| Ross Stores | Brian R. Morrow | PRESIDENT, CMO DDS DISCOUNTS | Sale of securities on an exchange or to another person at price $ 121.53 per share. | 23 Aug 2023 | 25,945 | 67,033 (0%) | 0% | 121.5 | 3,153,054 | Common Stock |
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 25,314 | 25,314 | - | - | Restricted Stock Units | ||
| Abercrombie & Fitch Co. (Class A) | Scott D. Lipesky | EVP, COO and CFO | 23 Aug 2023 | 25,000 | 96,918 (0%) | 0% | 48.6 | 1,214,500 | Class A Common Stock | |
| Xcel Brands Inc | Howard M. Liebman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 25,000 | 25,000 | - | - | Stock Options | |
| Xcel Brands Inc | Mark DiSanto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 25,000 | 25,000 | - | - | Stock Option | |
| Xcel Brands Inc | James D. Fielding | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 25,000 | 25,000 | - | - | Stock Options | |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 24,825 | 24,825 | - | - | Restricted Stock Units | |
| Amcor | Arun Nayar | Director | 23 Aug 2023 | 24,779 | 45,072 (0%) | 0% | 9.4 | 232,923 | Ordinary Shares | |
| Concrete Pumping Holdings Inc (Class A) | Bruce Young | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.48 per share. | 23 Aug 2023 | 24,765 | 2,312,822 (3%) | 0% | 7.5 | 185,242 | Common Stock |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 24,484 | 24,484 | - | - | Restricted Stock Units | |
| Lumentum Holdings Inc | Jason Reinhardt | EVP, General Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 24,364 | 118,733 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 23,432 | 23,432 | - | - | Restricted Stock Units | ||
| Kenvue | Thibaut Mongon | Director, Chief Executive Officer | 23 Aug 2023 | 23,195 | 23,195 | - | - | Restricted Stock Units | ||
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 23,158 | 23,158 | - | - | Restricted Stock Units | |
| Regeneron Pharma | Daniel P. Van Plew | EVP & General Mgr, Industrial | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 23,125 | 23,125 | - | - | Non-Qualified Stock Option (right to buy) | |
| Regeneron Pharma | Daniel P. Van Plew | EVP & General Mgr, Industrial | Exercise or conversion of derivative security received from the company (such as an option) at price $ 381.40 per share. | 23 Aug 2023 | 23,125 | 44,633 (0%) | 0% | 381.4 | 8,819,875 | Common Stock |
| Advanced Drainage Systems Inc | Ross M. Jones | Director | Sale of securities on an exchange or to another person at price $ 122.81 per share. | 23 Aug 2023 | 23,078 | 1,294,571 (1%) | 0% | 122.8 | 2,834,290 | Common Stock |
| Advanced Drainage Systems Inc | Anil Seetharam | Director | Sale of securities on an exchange or to another person at price $ 122.81 per share. | 23 Aug 2023 | 23,078 | 1,294,571 (1%) | 0% | 122.8 | 2,834,290 | Common Stock |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 22,758 | 22,758 | - | - | Restricted Stock Units | ||
| BILL Holdings Inc | John Rettig | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 22,723 | 22,723 | - | - | Performance Stock Units | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 22,543 | 22,543 | - | - | Stock Options | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 21,802 | 21,802 | - | - | Restricted Stock Units | |
| Precigen Inc | Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 21,710 | 0 | - | - | Restricted Stock Units | |
| Precigen Inc | Donald P. Lehr | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 21,710 | 439,863 (0%) | 0% | - | Common Stock | |
| Definitive Healthcare Corp (Class A) | Jeff Haywood | Director | Other type of transaction at price $ 0.00 per share. | 23 Aug 2023 | 21,625 | 41,934 | - | 0 | Class A Common Stock | |
| Procore Tech Inc | Steven Scott Davis | President Product & Technology | Sale of securities on an exchange or to another person at price $ 62.97 per share. | 23 Aug 2023 | 21,467 | 237,001 | - | 63.0 | 1,351,777 | Common Stock |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 21,321 | 21,321 | - | - | Restricted Stock Units | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 20,913 | 20,913 | - | - | Stock Options | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 20,268 | 20,268 | - | - | Stock Options | |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 20,091 | 20,091 | - | - | Restricted Stock Units | ||
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 11.36 per share. | 23 Aug 2023 | 20,000 | 4,227,965 (239%) | 1% | 11.4 | 227,128 | Class A-1 Common Stock |
| Cadre Holdings Inc | Brad Williams | President | Sale of securities on an exchange or to another person at price $ 24.59 per share. | 23 Aug 2023 | 20,000 | 98,724 | - | 24.6 | 491,712 | Common Stock |
| Braze Inc (Class A) | Jonathan Hyman | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 42.49 per share. | 23 Aug 2023 | 20,000 | 133,424 | - | 42.5 | 849,800 | Class A Common Stock |
| Braze Inc (Class A) | Jonathan Hyman | Chief Technology Officer | 23 Aug 2023 | 20,000 | 153,424 | - | - | Class A Common Stock | ||
| Braze Inc (Class A) | Jonathan Hyman | Chief Technology Officer | 23 Aug 2023 | 20,000 | 1,521,680 | - | - | Class B Common Stock | ||
| Fortrea Holdings Inc | Thomas H Pike | Chief Executive Officer | 23 Aug 2023 | 20,000 | 20,000 | - | 25.2 | 504,640 | Common Stock | |
| Accel Entertainment Inc (Class A1) | Andrew H. Rubenstein | Director, CEO and President, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 23 Aug 2023 | 20,000 | 4,234,087 (240%) | 1% | 0 | Class A-1 Common Stock | |
| Timken Co. | Richard Kyle | Director, President and CEO | 23 Aug 2023 | 20,000 | 339,082 (0%) | 0% | 75.5 | 1,509,200 | Common Stock | |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 19,121 | 19,121 | - | - | Restricted Stock Units | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 19,120 | 19,120 | - | - | Stock Options | |
| Precigen Inc | Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 18,878 | 0 | - | - | Restricted Stock Unit | |
| Precigen Inc | Jeffrey Thomas Perez | SVP, IP Affairs | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 18,878 | 467,794 (0%) | 0% | - | Common Stock | |
| Lumentum Holdings Inc | Judy Hamel | SVP, GC and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 18,273 | 54,640 (0%) | 0% | 0 | Common Stock | |
| Amylyx Pharma Inc | James M. Frates | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.88 per share. | 23 Aug 2023 | 18,165 | 106,341 | - | 6.9 | 124,975 | Common Stock |
| Amylyx Pharma Inc | James M. Frates | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 18,165 | 363,835 | - | - | Stock Option (right to buy) | |
| Amylyx Pharma Inc | James M. Frates | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.88 per share. | 23 Aug 2023 | 18,165 | 73,841 | - | 6.9 | 124,975 | Common Stock |
| Amylyx Pharma Inc | James M. Frates | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 18,165 | 363,835 | - | - | Stock Option (right to buy) | |
| Precigen Inc | Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 17,934 | 0 | - | - | Restricted Stock Units | |
| Precigen Inc | Harry Thomasian | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 17,934 | 170,096 (0%) | 0% | - | Common Stock | |
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 17,787 | 17,787 | - | - | Restricted Stock Units | |
| Leap Therapeutics Inc | Thomas J. Dietz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 17,500 | 17,500 | - | - | Stock Option (Right to Buy) | |
| Fortinet | Keith Jensen | CFO & Chief Accounting Officer | 23 Aug 2023 | 17,391 | 9,092 (0%) | 0% | 58.9 | 1,023,676 | Common Stock | |
| Pyxis Oncology Inc | Jakob Dupont | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 17,250 | 17,250 | - | - | Stock Option (Right to buy) | |
| Eastman Kodak Co. | B. Thomas Golisano | Former Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 17,092 | 0 | - | - | Restricted Stock Units | |
| Nerdy Inc (Class A) | Charles Cohn | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.39 per share. | 23 Aug 2023 | 17,090 | 10,665,449 | - | 4.4 | 75,025 | Class A Common Stock |
| Regeneron Pharma | Daniel P. Van Plew | EVP & General Mgr, Industrial | Payment of exercise price or tax liability using portion of securities received from the company at price $ 842.66 per share. | 23 Aug 2023 | 16,928 | 27,705 (0%) | 0% | 842.7 | 14,264,548 | Common Stock |
| Gevo Inc | Andrew Marsh | Director | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 16,750 | 273,669 (1%) | 0% | 1.4 | 23,082 | Common Stock |
| Smart Sand Inc | Andrew R. Speaker | Director, SEE REMARKS | Grant, award, or other acquisition of securities at price $ 1.82 per share. | 23 Aug 2023 | 16,364 | 1,000,839 (2%) | 0% | 1.8 | 29,782 | Common Stock |
| Smart Sand Inc | Jose E. Feliciano | Director | Grant, award, or other acquisition of securities at price $ 1.82 per share. | 23 Aug 2023 | 16,364 | 16,364 (0%) | 0% | 1.8 | 29,782 | Common Stock, par value $0.001 per share |
| Smart Sand Inc | Timothy J. Pawlenty | Director | Grant, award, or other acquisition of securities at price $ 1.82 per share. | 23 Aug 2023 | 16,364 | 163,000 (0%) | 0% | 1.8 | 29,782 | Common Stock |
| Smart Sand Inc | Sharon S. Spurlin | Director | Grant, award, or other acquisition of securities at price $ 1.82 per share. | 23 Aug 2023 | 16,364 | 154,439 (0%) | 0% | 1.8 | 29,782 | Common Stock |
| Smart Sand Inc | Frank Porcelli | Director | Grant, award, or other acquisition of securities at price $ 1.82 per share. | 23 Aug 2023 | 16,364 | 1,033,538 (2%) | 0% | 1.8 | 29,782 | Common Stock |
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 16,335 | 16,335 | - | - | Restricted Stock Units | |
| Precigen Inc | Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 15,480 | 138,862 (0%) | 0% | - | Common Stock | |
| Precigen Inc | Rutul R. Shah | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 15,480 | 0 | - | - | Restricted Stock Units | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,298 | 15,298 | - | - | Restricted Stock Units | |
| Gevo Inc | Kimberly T. Bowron | Chief People Officer | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 15,071 | 248,821 (1%) | 0% | 1.4 | 20,768 | Common Stock |
| BILL Holdings Inc | Loren Padelford | CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,069 | 15,069 | - | - | Performance Stock Units | |
| Essent Grp Ltd | Mary Lourdes Gibbons | SVP and Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 49.80 per share. | 23 Aug 2023 | 15,000 | 261,324 (0%) | 0% | 49.8 | 747,000 | Common shares, par value $0.015 |
| Leap Therapeutics Inc | Joseph Loscalzo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Nissim Mashiach | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | James H. Cavanaugh | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | William W. Li | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Patricia Martin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Richard Schilsky | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Leap Therapeutics Inc | Christian Richard | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Eastman Kodak Co. | David P. Bovenzi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 14,778 | 14,778 | - | - | Restricted Stock Units | |
| MYR Grp Inc | Richard S. Swartz | President and CEO | Sale of securities on an exchange or to another person at price $ 142.99 per share. | 23 Aug 2023 | 14,547 | 122,289 (0%) | 0% | 143.0 | 2,080,134 | Common Stock |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 14,120 | 14,120 | - | - | Restricted Stock Units | |
| SiteOne Landscape Supply Inc | Doug Black | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.50 per share. | 23 Aug 2023 | 14,000 | 572,886 (1%) | 0% | 5.5 | 77,000 | Common Stock |
| SiteOne Landscape Supply Inc | Doug Black | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 14,000 | 20,448 | - | - | Stock Options (right to buy) | |
| Concrete Pumping Holdings Inc (Class A) | Iain Humphries | Director, CFO and Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.48 per share. | 23 Aug 2023 | 13,944 | 761,987 (1%) | 0% | 7.5 | 104,301 | Common Stock |
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 13,557 | 13,557 | - | - | Restricted Stock Units | |
| ANI Pharma Inc | Ori Gutwerg | SVP, GENERICS | Sale of securities on an exchange or to another person at price $ 62.39 per share. | 23 Aug 2023 | 13,502 | 62,974 (0%) | 0% | 62.4 | 842,390 | Common Stock |
| ANI Pharma Inc | Ori Gutwerg | SVP, GENERICS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 13,502 | 13,504 | - | - | Stock Option (right to buy) | |
| ANI Pharma Inc | Ori Gutwerg | SVP, GENERICS | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.49 per share. | 23 Aug 2023 | 13,502 | 76,476 (0%) | 0% | 31.5 | 425,178 | Common Stock |
| ProMIS Neurosciences Inc | Max A. Milbury | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 13,297 | 14,997 | - | - | Common Shares | |
| ProMIS Neurosciences Inc | Max A. Milbury | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 13,297 | 13,297 | - | - | Warrants to purchase Common Shares | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 13,142 | 13,142 | - | - | Restricted Stock Units | |
| Lumentum Holdings Inc | Matthew Sepe | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 13,119 | 35,105 (0%) | 0% | 0 | Common Stock | |
| Abacus Life Inc (Class A) | Mary Beth Schulte | Director | Purchase of securities on an exchange or from another person at price $ 7.73 per share. | 23 Aug 2023 | 13,000 | 13,000 | - | 7.7 | 100,508 | Common Stock |
| Kodiak Gas Services Inc | Robert McKee | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 18.04 per share. | 23 Aug 2023 | 12,830 | 16,180 | - | 18.0 | 231,446 | Common Stock |
| Fortinet | Keith Jensen | CFO & Chief Accounting Officer | 23 Aug 2023 | 12,730 | 17,308 (0%) | 0% | 22.9 | 291,517 | Common Stock | |
| Fortinet | Keith Jensen | CFO & Chief Accounting Officer | 23 Aug 2023 | 12,730 | 25,465 | - | - | Stock Option (right to buy) | ||
| Estee Lauder (Class A) | Jane Lauder | Director, Executive Vice President & CDO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 12,661 | 0 | - | - | Stock Option (Right to Buy) | |
| Estee Lauder (Class A) | Jane Lauder | Director, Executive Vice President & CDO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 152.75 per share. | 23 Aug 2023 | 12,661 | 55,800 (0%) | 0% | 152.8 | 1,933,968 | Class A Common Stock |
| Estee Lauder (Class A) | Jane Lauder | Director, Executive Vice President & CDO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 67.31 per share. | 23 Aug 2023 | 12,661 | 68,461 (0%) | 0% | 67.3 | 852,212 | Class A Common Stock |
| Aprea Therapeutics Inc | Jean-Pierre Bizzari | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 12,500 | 12,500 | - | - | Stock Options (Right to Buy) | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 12,386 | 12,386 | - | - | Restricted Stock Units | ||
| Regeneron Pharma | Christine A. Poon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 12,280 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Regeneron Pharma | Christine A. Poon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 273.67 per share. | 23 Aug 2023 | 12,280 | 14,317 (0%) | 0% | 273.7 | 3,360,668 | Common Stock |
| Lumentum Holdings Inc | Alan S. Lowe | Director, Chief Executive Officer | 23 Aug 2023 | 12,232 | 239,681 (0%) | 0% | 52.1 | 637,532 | Common Stock | |
| Expion360 Inc | George Lefevre | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 12,195 | 12,195 | - | 0 | Common Stock | |
| Expion360 Inc | Steven M. Shum | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 12,195 | 12,195 | - | 0 | Common Stock | |
| Expion360 Inc | Tien Q. Nguyen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 12,195 | 12,195 | - | 0 | Common Stock | |
| Kenvue | Luani Alvarado | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 12,149 | 12,149 | - | - | Restricted Stock Units | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 12,031 | 12,031 | - | - | Restricted Stock Units | |
| Marcus & Millichap Inc | Don C. Watters | Director | Sale of securities on an exchange or to another person at price $ 31.89 per share. | 23 Aug 2023 | 12,000 | 8,337 (0%) | 0% | 31.9 | 382,680 | Common Stock |
| Fortinet | Keith Jensen | CFO & Chief Accounting Officer | 23 Aug 2023 | 11,985 | 71,895 | - | - | Stock Option (right to buy) | ||
| Fortinet | Keith Jensen | CFO & Chief Accounting Officer | 23 Aug 2023 | 11,985 | 29,293 (0%) | 0% | 34.4 | 412,164 | Common Stock | |
| Solaris Energy infra Inc (Class A) | A. James Teague | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,905 | 80,087 (0%) | 0% | 0 | Class A Common Stock | |
| Solaris Energy infra Inc (Class A) | F. Gardner Parker | Director | 23 Aug 2023 | 11,905 | 71,587 (0%) | 0% | 0 | Class A Common Stock | ||
| Solaris Energy infra Inc (Class A) | W. Howard Keenan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,905 | 71,587 (0%) | 0% | 0 | Class A Common Stock | |
| Solaris Energy infra Inc (Class A) | Ray N. Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,905 | 65,044 (0%) | 0% | 0 | Class A Common Stock | |
| Solaris Energy infra Inc (Class A) | Laurie H. Argo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,905 | 28,839 (0%) | 0% | 0 | Class A Common Stock | |
| Solaris Energy infra Inc (Class A) | Edgar R. Giesinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,905 | 81,679 (0%) | 0% | 0 | Class A Common Stock | |
| Solaris Energy infra Inc (Class A) | James R Burke | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,905 | 23,141 (0%) | 0% | 0 | Class A Common Stock | |
| Kenvue | Larry J. Merlo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,854 | 11,854 | - | - | Deferred Share Units | |
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,846 | 11,846 | - | - | Restricted Stock Units | |
| Aprea Therapeutics Inc | Marc Duey | Director | 23 Aug 2023 | 11,610 | 602 (0%) | 0% | 0 | Common Stock | ||
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,572 | 11,572 | - | - | Restricted Stock Units | |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 11,520 | 11,520 | - | - | Restricted Stock Units | ||
| Johnson & Johnson | Joaquin Duato | Director, CEO and Chairman of the Board | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 Aug 2023 | 11,035 | 305,358 (0%) | 0% | 0 | Common Stock | |
| Fortrea Holdings Inc | Peter M. Neupert | Director | Purchase of securities on an exchange or from another person at price $ 25.30 per share. | 23 Aug 2023 | 11,000 | 21,996 | - | 25.3 | 278,256 | Common Stock |
| ProMIS Neurosciences Inc | Patrick D. Kirwin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,000 | 11,000 | - | - | Warrants to purchase Common Shares | |
| ProMIS Neurosciences Inc | Patrick D. Kirwin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 11,000 | 52,983 | - | - | Common Shares | |
| Central Garden & Pet Co. | John D. Walker | President, Garden Consumer Pro | Sale of securities on an exchange or to another person at price $ 41.07 per share. | 23 Aug 2023 | 11,000 | 70,394 (0%) | 0% | 41.1 | 451,716 | Class A Common Stock |
| Zoom Video Comm Inc (Class A) | Kelly Steckelberg | Chief Financial Officer | 23 Aug 2023 | 10,960 | 0 | - | - | Class B Common Stock | ||
| Zoom Video Comm Inc (Class A) | Kelly Steckelberg | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 10,960 | 10,960 | - | - | Class B Common Stock | |
| Zoom Video Comm Inc (Class A) | Kelly Steckelberg | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 10,960 | 631,748 | - | - | Employee Stock Option (right to buy) | |
| Zoom Video Comm Inc (Class A) | Kelly Steckelberg | Chief Financial Officer | 23 Aug 2023 | 10,960 | 10,960 (0%) | 0% | 0 | Class A Common Stock | ||
| Precigen Inc | Donald P. Lehr | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 10,947 | 428,916 (0%) | 0% | 1.6 | 17,953 | Common Stock |
| Archrock Inc | Donna A. Henderson | VP, CHIEF ACCOUNTING OFFICER | Sale of securities on an exchange or to another person at price $ 12.77 per share. | 23 Aug 2023 | 10,802 | 39,237 (0%) | 0% | 12.8 | 137,942 | Common Stock |
| Kenvue | Michael E. Sneed | Director | Other type of transaction at price $ 0.00 per share. | 23 Aug 2023 | 10,787 | 10,787 | - | - | Common Stock | |
| ProMIS Neurosciences Inc | Neil Cashman | Director, Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,643 | 113,304 | - | - | Common Shares | |
| ProMIS Neurosciences Inc | Neil Cashman | Director, Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,643 | 10,643 | - | - | Warrants to purchase Common Shares | |
| Standex Intl Corp | David A. Dunbar | Director, President/CEO/Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,601 | 10,601 | - | - | Phantom Stock Units | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,586 | 10,586 | - | - | Restricted Stock Units | |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,579 | 10,579 | - | - | Restricted Stock Units | |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,320 | 10,320 | - | - | Restricted Stock Units | |
| Clean Harbors Inc | George L. Curtis | EXEC. VICE PRESIDENT (CHESI) | Sale of securities on an exchange or to another person at price $ 171.54 per share. | 23 Aug 2023 | 10,303 | 48,102 (0%) | 0% | 171.5 | 1,767,377 | Common Stock |
| Airbnb | Jeffrey D. Jordan | Director | Sale of securities on an exchange or to another person at price $ 126.90 per share. | 23 Aug 2023 | 10,000 | 221,646 | - | 126.9 | 1,269,000 | Class A Common Stock |
| Axogen Inc | William P. Burke | Director | Purchase of securities on an exchange or from another person at price $ 6.56 per share. | 23 Aug 2023 | 10,000 | 10,000 (0%) | 0% | 6.6 | 65,600 | Common Stock |
| Casella Waste Systems Inc (Class A) | Edmond R. Coletta | PRESIDENT & CFO | Sale of securities on an exchange or to another person at price $ 81.66 per share. | 23 Aug 2023 | 10,000 | 156,424 (0%) | 0% | 81.7 | 816,600 | Class A Common Stock |
| Lulus Fashion Lounge Holdings Inc | Michael J. Mardy | Director | Purchase of securities on an exchange or from another person at price $ 2.10 per share. | 23 Aug 2023 | 10,000 | 95,341 | - | 2.1 | 21,000 | Common Stock |
| Westrock Coffee Co | Joe T. Ford | Director | Purchase of securities on an exchange or from another person at price $ 10.00 per share. | 23 Aug 2023 | 10,000 | 385,000 | - | 10 | 100,000 | COMMON STOCK |
| Westrock Coffee Co | Joe T. Ford | Director | Purchase of securities on an exchange or from another person at price $ 10.19 per share. | 23 Aug 2023 | 10,000 | 375,000 | - | 10.2 | 101,900 | COMMON STOCK |
| Xcel Brands Inc | Howard M. Liebman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,000 | 96,165 (0%) | 0% | 0 | Common Stock | |
| Xcel Brands Inc | Mark DiSanto | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,000 | 25,000 (0%) | 0% | 0 | Common Stock | |
| Xcel Brands Inc | James D. Fielding | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 10,000 | 40,000 (0%) | 0% | 0 | Common Stock | |
| Medtronic | Gregory L. Smith | EVP Global Ops & Supply Chain | 23 Aug 2023 | 10,000 | 46,723 (0%) | 0% | 83.8 | 838,400 | Ordinary Shares | |
| Kenvue | Carlton Lawson | Group President EMEA | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 9,949 | 9,949 | - | - | Restricted Stock Units | |
| Moderna | Noubar B. Afeyan | Director | Sale of securities on an exchange or to another person at price $ 115.84 per share. | 23 Aug 2023 | 9,878 | 2,012,509 (0%) | 0% | 115.8 | 1,144,313 | Common Stock |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 9,794 | 9,794 | - | - | Restricted Stock Units | |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 9,645 | 9,645 | - | - | Restricted Stock Units | |
| CVR Energy Inc | Carl C. Icahn | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 33.26 per share. | 23 Aug 2023 | 9,529 | 70,792,381 (70%) | 0% | 33.3 | 316,935 | Common Stock, $0.01 par value per share ("Shares") |
| BILL Holdings Inc | Raj Aji | CLO & CCO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 9,468 | 9,468 | - | - | Performance Stock Units | |
| Kenvue | Meredith Stevens | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 9,431 | 9,431 | - | - | Restricted Stock Units | |
| Lumentum Holdings Inc | Matthew Sepe | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 9,370 | 44,475 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 9,105 | 9,105 | - | - | Restricted Stock Units | ||
| Precigen Inc | Harry Thomasian | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 9,045 | 161,051 (0%) | 0% | 1.6 | 14,834 | Common Stock |
| Kenvue | Ellie Bing Xie | Group President APAC | 23 Aug 2023 | 9,016 | 9,016 | - | - | Restricted Stock Units | ||
| Everspin Tech Inc | Anuj Aggarwal | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 9.91 per share. | 23 Aug 2023 | 9,000 | 206,427 (1%) | 0% | 9.9 | 89,190 | Common Stock |
| Coeptis Therapeutics Holdings Inc | Christopher Calise | Director | Purchase of securities on an exchange or from another person at price $ 0.94 per share. | 23 Aug 2023 | 9,000 | 1,462,315 | - | 0.9 | 8,460 | Common Stock |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 8,994 | 8,994 | - | - | Restricted Stock Units | |
| Precigen Inc | Jeffrey Thomas Perez | SVP, IP Affairs | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 23 Aug 2023 | 8,891 | 458,903 (0%) | 0% | 1.6 | 14,581 | Common Stock |
| ACM Research Inc (Class A) | Fuping Chen | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 8,835 | 141,165 | - | - | Stock Option | |
| ACM Research Inc (Class A) | Fuping Chen | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.77 per share. | 23 Aug 2023 | 8,835 | 105,000 (0%) | 0% | 1.8 | 15,638 | Class A Common Stock |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 8,734 | 8,734 | - | - | Restricted Stock Units | ||
| Alphatec Holdings Inc | Evan Bakst | Director | 23 Aug 2023 | 8,700 | 1,089,038 (1%) | 0% | 14.9 | 129,804 | Common Stock | |
| Adtalem Global Education Inc | Robert J. Phelan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 42.98 per share. | 23 Aug 2023 | 8,660 | 46,148 (0%) | 0% | 43.0 | 372,207 | Common Stock |
| Freeport-McMoRan Inc | Richard C. Adkerson | Director, Chairman of the Board & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Aug 2023 | 8,523 | 1,411,565 (0%) | 0% | 0 | Common Stock | |
| Kenvue | Kathleen M. Widmer | Group President LATAM | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 8,468 | 8,468 | - | - | Restricted Stock Units | |
| Regal Rexnord Corp | John Avamapto | Senior VP & CIO * | Sale of securities on an exchange or to another person at price $ 151.83 per share. | 23 Aug 2023 | 8,427 | 12,953 (0%) | 0% | 151.8 | 1,279,471 | Common Stock |
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 8,371 | 8,371 | - | - | Restricted Stock Units | |
| Star Equity Holdings Inc | David J. Noble | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 8,332 | 110,132 (5%) | 0% | - | Common Stock | |
| Star Equity Holdings Inc | David J. Noble | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 8,332 | 8,333 | - | - | Restricted Stock Unit | |
| Gevo Inc | William H. Baum | Director | Sale of securities on an exchange or to another person at price $ 1.38 per share. | 23 Aug 2023 | 8,236 | 218,679 (1%) | 0% | 1.4 | 11,349 | Common Stock |
| Kenvue | Matthew Orlando | General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 8,208 | 8,208 | - | - | Restricted Stock Units | |
| Duluth Holdings Inc (Class B) | Janet H. Kennedy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 8,050 | 8,050 (0%) | 0% | 0 | Class B Common Stock | |
| Cloudflare Inc (Class A) | Carl Ledbetter | Director | Sale of securities on an exchange or to another person at price $ 59.35 per share. | 23 Aug 2023 | 8,030 | 1,856,810 (1%) | 0% | 59.4 | 476,600 | Class A Common Stock |
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 8,023 | 8,023 | - | - | Restricted Stock Units | |
| Procore Tech Inc | Benjamin C. Singer | Chief Legal Officer; Secretary | Sale of securities on an exchange or to another person at price $ 63.13 per share. | 23 Aug 2023 | 8,000 | 144,568 | - | 63.1 | 505,040 | Common Stock |
| SiteOne Landscape Supply Inc | Doug Black | Director, CEO | Sale of securities on an exchange or to another person at price $ 156.79 per share. | 23 Aug 2023 | 8,000 | 564,886 (1%) | 0% | 156.8 | 1,254,320 | Common Stock |
| Tarsus Pharma Inc | Bobak Azamian | Director, President/CEO and Board Chair | Sale of securities on an exchange or to another person at price $ 17.23 per share. | 23 Aug 2023 | 8,000 | 902,106 | - | 17.2 | 137,840 | Common Stock |
| Gartner | Michael Fox Diliberto | EVP, Chief Information Officer | Sale of securities on an exchange or to another person at price $ 335.09 per share. | 23 Aug 2023 | 7,938 | 18,501 (0%) | 0% | 335.1 | 2,659,944 | Common Stock |
| Enova Intl Inc | Steven E. Cunningham | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 50.25 per share. | 23 Aug 2023 | 7,892 | 169,491 (0%) | 0% | 50.3 | 396,573 | Common Stock, par value $0.00001 |
| Kenvue | Paul Ruh | Chief Financial Officer | 23 Aug 2023 | 7,801 | 7,801 | - | - | Restricted Stock Units | ||
| Joby Aviation Inc | Greg Bowles | See Remarks | Sale of securities on an exchange or to another person at price $ 7.28 per share. | 23 Aug 2023 | 7,749 | 15,245 | - | 7.3 | 56,413 | Common Stock |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,645 | 7,645 | - | - | Restricted Stock Units | |
| Kenvue | Betsy D. Holden | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Vasant M. Prabhu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Peter M. Fasolo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Richard E. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Melanie L. Healey | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Joseph J. Wolk | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Michael E. Sneed | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Seemantini Godbole | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | |
| Kenvue | Tamara Franklin | Director | 23 Aug 2023 | 7,620 | 7,620 | - | - | Deferred Share Units | ||
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,608 | 7,608 | - | - | Restricted Stock Units | |
| Astronics Corp | Jeffry D. Frisby | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Astronics Corp | Jeffry D. Frisby | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 39,222 (0%) | 0% | 0 | $.01 PV Com Stk | |
| Astronics Corp | Mark J. Moran | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Astronics Corp | Mark J. Moran | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 30,122 (0%) | 0% | 0 | $.01 PV Com Stk | |
| Astronics Corp | Robert T. Brady | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 72,668 (0%) | 0% | 0 | $.01 PV Com Stk | |
| Astronics Corp | Robert T. Brady | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Astronics Corp | Robert S. Keane | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Astronics Corp | Robert S. Keane | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 27,900 (0%) | 0% | 0 | $0.01 PV Common Stock | |
| Astronics Corp | Warren C. Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Astronics Corp | Warren C. Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 35,822 (0%) | 0% | 0 | $.01 PV Com Stk | |
| Astronics Corp | Neil Y. Kim | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 30,122 (0%) | 0% | 0 | $.01 PV Com Stk | |
| Astronics Corp | Neil Y. Kim | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Astronics Corp | Linda O’Brien | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 7,438 (0%) | 0% | 0 | $.01 PV Com Stk | |
| Astronics Corp | Linda O’Brien | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,438 | 0 | - | - | Restricted Stock Unit | |
| Triumph Fin Inc | Carlos M. Sepulveda | Director | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 23 Aug 2023 | 7,400 | 12,798 | - | 20 | 148,000 | Depository Shares |
| Fortinet | Keith Jensen | CFO & Chief Accounting Officer | 23 Aug 2023 | 7,324 | 4,583 (0%) | 0% | 59.3 | 434,300 | Common Stock | |
| Lifevantage Corp | Dayton Judd | See Footnote 1 | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 23 Aug 2023 | 7,226 | 743,835 (5%) | 0% | 4.8 | 34,837 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 209.16 per share. | 23 Aug 2023 | 7,075 | 16,032,678 (1%) | 0% | 209.2 | 1,479,786 | Common Stock |
| Standex Intl Corp | David A. Dunbar | Director, President/CEO/Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,067 | 26,897 (0%) | 0% | - | Common Stock | |
| Advantage Soln Inc (Class A) | James M. Kilts | Director | Purchase of securities on an exchange or from another person at price $ 2.69 per share. | 23 Aug 2023 | 7,061 | 550,959 | - | 2.7 | 19,023 | Class A Common Stock |
| Kenvue | Donna Lorenson | Chief Corp. Affairs Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 7,038 | 7,038 | - | - | Restricted Stock Units | |
| Regeneron Pharma | Christopher R. Fenimore | SVP Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 7,000 | 10,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Regeneron Pharma | Christopher R. Fenimore | SVP Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 399.66 per share. | 23 Aug 2023 | 7,000 | 26,140 (0%) | 0% | 399.7 | 2,797,620 | Common Stock |
| Cadre Holdings Inc | Brad Williams | President | Sale of securities on an exchange or to another person at price $ 25.07 per share. | 23 Aug 2023 | 6,976 | 118,724 | - | 25.1 | 174,920 | Common Stock, par value $.0001 per share ("Common Stock") |
| Kenvue | Bernardo Tavares | Chief Tech & Data Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 6,727 | 6,727 | - | - | Restricted Stock Units | |
| Kenvue | Caroline Tillett | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 6,675 | 6,675 | - | - | Restricted Stock Units | |
| Advantage Soln Inc (Class A) | James M. Kilts | Director | Purchase of securities on an exchange or from another person at price $ 2.70 per share. | 23 Aug 2023 | 6,488 | 543,898 | - | 2.7 | 17,516 | Class A Common Stock |
| Regeneron Pharma | Christine A. Poon | Director | Sale of securities on an exchange or to another person at price $ 840.65 per share. | 23 Aug 2023 | 6,450 | 2,537 (0%) | 0% | 840.7 | 5,422,193 | Common Stock |
| LQR House Inc | Sean Dollinger | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.17 per share. | 23 Aug 2023 | 6,400 | 2,028,067 | - | 1.2 | 7,488 | Common Stock |
| Anterix Inc | Robert H. Schwartz | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.48 per share. | 23 Aug 2023 | 6,390 | 92,939 (0%) | 0% | 33.5 | 213,937 | Common Stock |
| Payoneer Global Inc | Tsafi Goldman | Chief Legal & Regulatory Ofcr | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.93 per share. | 23 Aug 2023 | 6,382 | 765,843 | - | 5.9 | 37,845 | Common Stock |
| Kenvue | Jan Meurer | Chief Growth Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Aug 2023 | 6,349 | 6,349 | - | - | Restricted Stock Units | |
| Adtalem Global Education Inc | Michael Betz | President, Walden University | Grant, award, or other acquisition of securities at price $ 42.89 per share. | 23 Aug 2023 | 6,280 | 21,139 (0%) | 0% | 42.9 | 269,349 | Common Stock |
| Gaia Inc (Class A) | Paul Sutherland | Director | Purchase of securities on an exchange or from another person at price $ 2.37 per share. | 23 Aug 2023 | 6,275 | 221,115 (1%) | 0% | 2.4 | 14,872 | Class A Common Stock |
| Eastman Kodak Co. | B. Thomas Golisano | Former Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2023 | 6,273 | 47,348 (0%) | 0% | 0 | Common Stock, par value $.01 |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.