Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 17.47 per share. | 27 Sep 2023 | 507,500 | 45,455,149 | - | 17.5 | 8,866,025 | Class A Common Stock |
| Samsara Inc (Class A) | Dominic Phillips | See remarks | Sale of securities on an exchange or to another person at price $ 25.10 per share. | 27 Sep 2023 | 185,929 | 1,930,388 | - | 25.1 | 4,666,446 | Class A Common Stock |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 17.89 per share. | 27 Sep 2023 | 129,132 | 45,584,281 | - | 17.9 | 2,310,171 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 27 Sep 2023 | 100,000 | 6,494,680 | - | 1.7 | 174,900 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Jason Kelly | Director, See remarks | Sale of securities on an exchange or to another person at price $ 1.82 per share. | 27 Sep 2023 | 100,000 | 6,594,680 | - | 1.8 | 182,500 | Class A Common Stock |
| Farmland Partners Inc | Paul A. Pittman | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 10.25 per share. | 27 Sep 2023 | 66,178 | 1,264,683 (4%) | 0% | 10.2 | 678,159 | Common Stock |
| Coda Octopus Grp Inc | John Steven Emerson | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 27 Sep 2023 | 50,000 | 230,250 (2%) | 0% | 6.0 | 301,470 | Common Stock |
| Coda Octopus Grp Inc | John Steven Emerson | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 27 Sep 2023 | 50,000 | 350,000 (3%) | 0% | 6.0 | 301,470 | Common Stock |
| Coda Octopus Grp Inc | John Steven Emerson | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 27 Sep 2023 | 50,000 | 217,081 (2%) | 0% | 6.0 | 301,470 | Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 27 Sep 2023 | 37,650 | 12,826,344 | - | 1.8 | 65,888 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Reshma P. Shetty | Director, See remarks, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 27 Sep 2023 | 37,650 | 12,826,354 | - | 1.8 | 68,900 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 27 Sep 2023 | 37,650 | 12,826,354 | - | 1.8 | 68,900 | Class A Common Stock |
| Ginkgo Bioworks Holdings Inc (Class A) | Barry Canton | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.75 per share. | 27 Sep 2023 | 37,650 | 12,826,344 | - | 1.8 | 65,888 | Class A Common Stock |
| Samsara Inc (Class A) | Dominic Phillips | See remarks | Sale of securities on an exchange or to another person at price $ 24.96 per share. | 27 Sep 2023 | 35,060 | 2,116,317 | - | 25.0 | 875,136 | Class A Common Stock |
| Nuveen Floating Rate Income Fund | Scott C. Caraher | Portfolio Manager | Sale of securities on an exchange or to another person at price $ 8.11 per share. | 27 Sep 2023 | 35,000 | 76,559 (0%) | 0% | 8.1 | 283,934 | Common Stock |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 15.05 per share. | 27 Sep 2023 | 31,475 | 194,700 | - | 15.0 | 473,623 | Ordinary Shares |
| Farmland Partners Inc | Paul A. Pittman | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 10.29 per share. | 27 Sep 2023 | 31,048 | 1,298,505 (4%) | 0% | 10.3 | 319,403 | Common Stock |
| Oceaneering Intl Inc | Alan R. Curtis | SVP and CFO | Sale of securities on an exchange or to another person at price $ 26.48 per share. | 27 Sep 2023 | 31,011 | 161,277 (0%) | 0% | 26.5 | 821,233 | Common Stock |
| Conoco Phillips | Andrew D. Lundquist | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 33.12 per share. | 27 Sep 2023 | 30,800 | 36,737 (0%) | 0% | 33.1 | 1,020,250 | Common Stock |
| Conoco Phillips | Andrew D. Lundquist | Senior Vice President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 30,800 | 0 | - | - | Stock Options (Right to Buy) | |
| Conoco Phillips | Andrew D. Lundquist | Senior Vice President | Sale of securities on an exchange or to another person at price $ 123.83 per share. | 27 Sep 2023 | 30,800 | 5,937 (0%) | 0% | 123.8 | 3,813,825 | Common Stock |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.61 per share. | 27 Sep 2023 | 27,587 | 45,611,868 | - | 18.6 | 513,394 | Class A Common Stock |
| Cloudflare Inc (Class A) | Carl Ledbetter | Director | Sale of securities on an exchange or to another person at price $ 59.84 per share. | 27 Sep 2023 | 18,972 | 1,781,636 (1%) | 0% | 59.8 | 1,135,193 | Class A Common Stock |
| Pinterest Inc (Class A) | Christine Deputy Ott | Chief People Officer | Sale of securities on an exchange or to another person at price $ 26.08 per share. | 27 Sep 2023 | 14,896 | 316,381 (0%) | 0% | 26.1 | 388,485 | Class A Common Stock |
| Cloudflare Inc (Class A) | Carl Ledbetter | Director | Sale of securities on an exchange or to another person at price $ 61.32 per share. | 27 Sep 2023 | 10,550 | 1,770,518 (1%) | 0% | 61.3 | 646,887 | Class A Common Stock |
| TMC the metals Co Inc | Gregory Stone | Chief Ocean Scientist | Sale of securities on an exchange or to another person at price $ 1.00 per share. | 27 Sep 2023 | 10,511 | 410,365 | - | 1.0 | 10,523 | Common Shares |
| Iron Mountain | William L. Meaney | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.01 per share. | 27 Sep 2023 | 10,507 | 306,157 (0%) | 0% | 31.0 | 325,770 | Common Stock, par value $.01 per share |
| Iron Mountain | William L. Meaney | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 10,507 | 63,042 | - | - | Employee Stock Option (Right to Buy) | |
| Iron Mountain | William L. Meaney | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 10,507 | 73,549 | - | - | Employee Stock Option (Right to Buy) | |
| Iron Mountain | William L. Meaney | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 59.08 per share. | 27 Sep 2023 | 10,507 | 295,650 (0%) | 0% | 59.1 | 620,754 | Common Stock, par value $.01 per share |
| Iron Mountain | William L. Meaney | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.01 per share. | 27 Sep 2023 | 10,507 | 306,157 (0%) | 0% | 31.0 | 325,770 | Common Stock, par value $.01 per share |
| Iron Mountain | William L. Meaney | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 60.06 per share. | 27 Sep 2023 | 10,507 | 295,650 (0%) | 0% | 60.1 | 631,050 | Common Stock, par value $.01 per share |
| Tesla | Andrew D. Baglino | SVP Powertrain and Energy Eng. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 10,500 | 520,275 | - | - | Non-Qualified Stock Option (right to buy) | |
| Tesla | Andrew D. Baglino | SVP Powertrain and Energy Eng. | Sale of securities on an exchange or to another person at price $ 244.32 per share. | 27 Sep 2023 | 10,500 | 68,102 (0%) | 0% | 244.3 | 2,565,360 | Common Stock |
| Tesla | Andrew D. Baglino | SVP Powertrain and Energy Eng. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.22 per share. | 27 Sep 2023 | 10,500 | 78,602 (0%) | 0% | 17.2 | 180,810 | Common Stock |
| PattersonUTI Energy Inc | C. Andrew Smith | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 15.10 per share. | 27 Sep 2023 | 10,000 | 504,413 (0%) | 0% | 15.1 | 151,000 | Common Stock, $.01 par value per share |
| Orion Office REIT Inc | Kathleen R. Allen | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Sep 2023 | 9,821 | 18,821 | - | 0 | Common Stock | |
| Orion Office REIT Inc | Kathleen R. Allen | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Sep 2023 | 9,821 | 18,349 | - | 0 | Common Stock | |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 202.66 per share. | 27 Sep 2023 | 8,706 | 15,418,890 (1%) | 0% | 202.7 | 1,764,381 | Common Stock |
| Energy Vault Holdings Inc | Goncagul Icoren | Chief People Officer | 27 Sep 2023 | 7,500 | 653,699 | - | 2.5 | 18,975 | Common Stock | |
| Yelp Inc | Joseph R. Nachman | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 42.30 per share. | 27 Sep 2023 | 6,000 | 285,232 (0%) | 0% | 42.3 | 253,793 | Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 5,000 | 775,899 | - | - | Stock Option (right to buy) | |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.60 per share. | 27 Sep 2023 | 5,000 | 784,553 | - | 1.6 | 8,000 | Class A Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 17.47 per share. | 27 Sep 2023 | 5,000 | 779,553 | - | 17.5 | 87,350 | Class A Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.60 per share. | 27 Sep 2023 | 5,000 | 784,553 | - | 1.6 | 8,000 | Class A Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 17.76 per share. | 27 Sep 2023 | 5,000 | 779,553 | - | 17.8 | 88,800 | Class A Common Stock |
| Asana Inc (Class A) | Tim M. Wan | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 5,000 | 780,899 | - | - | Stock Option (right to buy) | |
| Methode Electronics Inc | Amit N. Patel | Chief Accounting Officer | 27 Sep 2023 | 4,500 | 5,002 (0%) | 0% | 22.2 | 99,990 | Common Stock | |
| Origin Bancorp Inc | Jay Dyer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Sep 2023 | 4,452 | 0 | - | - | Restricted Stock Units | |
| Walmart | John R. Furner | Executive Vice President | Sale of securities on an exchange or to another person at price $ 162.00 per share. | 27 Sep 2023 | 4,375 | 269,118 (0%) | 0% | 162 | 708,750 | Common |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 4,167 | 11,816,192 | - | - | Stock Option (Right to Buy) | |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 4,167 | 11,820,359 | - | - | Stock Option (Right to Buy) | |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.88 per share. | 27 Sep 2023 | 4,167 | 187,080 | - | 8.9 | 37,003 | Class A Common Stock |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.88 per share. | 27 Sep 2023 | 4,167 | 187,080 | - | 8.9 | 37,003 | Class A Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 201.62 per share. | 27 Sep 2023 | 3,570 | 15,427,596 (1%) | 0% | 201.6 | 719,789 | Common Stock |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 150.37 per share. | 27 Sep 2023 | 3,282 | 183,798 | - | 150.4 | 493,521 | Class A Common Stock |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Sale of securities on an exchange or to another person at price $ 431.34 per share. | 27 Sep 2023 | 3,000 | 1,436 (0%) | 0% | 431.3 | 1,294,020 | Common Stock |
| Farmland Partners Inc | Paul A. Pittman | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 10.21 per share. | 27 Sep 2023 | 2,774 | 1,267,457 (4%) | 0% | 10.2 | 28,333 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 203.30 per share. | 27 Sep 2023 | 2,724 | 15,416,166 (1%) | 0% | 203.3 | 553,802 | Common Stock |
| Helmerich & Payne Inc | Raymond John Adams | SVP SALES, MARKETING & DIGITAL | Sale of securities on an exchange or to another person at price $ 45.00 per share. | 27 Sep 2023 | 2,500 | 69,025 (0%) | 0% | 45 | 112,500 | Common Stock |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 147.70 per share. | 27 Sep 2023 | 2,067 | 184,213 | - | 147.7 | 305,300 | Class A Common Stock |
| Essent Grp Ltd | David B. Weinstock | SVP and CFO | Sale of securities on an exchange or to another person at price $ 48.20 per share. | 27 Sep 2023 | 2,000 | 25,648 (0%) | 0% | 48.2 | 96,400 | Common shares, par value $0.015 |
| Moog Inc (Class A) | William G. Gisel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 61.69 per share. | 27 Sep 2023 | 2,000 | 2,782 (0%) | 0% | 61.7 | 123,380 | Class A Common |
| Moog Inc (Class A) | William G. Gisel | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 2,000 | 0 | - | - | SAR | |
| Origin Bancorp Inc | Jay Dyer | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Sep 2023 | 1,524 | 0 | - | - | Restricted Stock Units | |
| Champions Oncology Inc | Daniel N. Mendelson | Director | Purchase of securities on an exchange or from another person at price $ 5.95 per share. | 27 Sep 2023 | 1,500 | 164,581 (1%) | 0% | 6.0 | 8,925 | Common Stock |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 148.60 per share. | 27 Sep 2023 | 1,300 | 182,913 | - | 148.6 | 193,179 | Class A Common Stock |
| Moog Inc (Class A) | William G. Gisel | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.53 per share. | 27 Sep 2023 | 1,107 | 1,675 (0%) | 0% | 111.5 | 123,464 | Class A Common |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Exercise or conversion of derivative security received from the company (such as an option) at price $ 166.18 per share. | 27 Sep 2023 | 1,000 | 4,436 (0%) | 0% | 166.2 | 166,180 | Common Stock |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 1,000 | 3,166 | - | - | Employee Stock Option (right to buy) | |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 1,000 | 1,851 | - | - | Employee Stock Option (right to buy) | |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Sep 2023 | 1,000 | 968 | - | - | Employee Stock Option (right to buy) | |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Exercise or conversion of derivative security received from the company (such as an option) at price $ 221.88 per share. | 27 Sep 2023 | 1,000 | 2,436 (0%) | 0% | 221.9 | 221,880 | Common Stock |
| FactSet Research | Robert J. Robie | EVP, Institutional Buyside | Exercise or conversion of derivative security received from the company (such as an option) at price $ 189.98 per share. | 27 Sep 2023 | 1,000 | 3,436 (0%) | 0% | 190.0 | 189,980 | Common Stock |
| Vivani Medical Inc | Donald Dwyer | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 1.01 per share. | 27 Sep 2023 | 1,000 | 31,000 | - | 1.0 | 1,010 | Common Stock |
| Huntington Ingalls | Stewart H. Holmes | Ex. VP, Govt & Cust Relations | Payment of exercise price or tax liability using portion of securities received from the company at price $ 203.28 per share. | 27 Sep 2023 | 919 | 1,863 (0%) | 0% | 203.3 | 186,813 | Common Stock |
| BJ`s Wholesale Club Holdings Inc | William C. Werner | EVP, Strategy & Development | Sale of securities on an exchange or to another person at price $ 72.47 per share. | 27 Sep 2023 | 890 | 29,357 (0%) | 0% | 72.5 | 64,498 | Common Stock |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 151.08 per share. | 27 Sep 2023 | 885 | 182,913 | - | 151.1 | 133,707 | Class A Common Stock |
| BJ`s Wholesale Club Holdings Inc | William C. Werner | EVP, Strategy & Development | Payment of exercise price or tax liability using portion of securities received from the company at price $ 72.96 per share. | 27 Sep 2023 | 834 | 30,247 (0%) | 0% | 73.0 | 60,849 | Common Stock |
| Snowflake Inc (Class A) | Frank Slootman | Director, CEO and Chairman | Sale of securities on an exchange or to another person at price $ 146.73 per share. | 27 Sep 2023 | 800 | 186,280 | - | 146.7 | 117,382 | Class A Common Stock |
| Cloudflare Inc (Class A) | Carl Ledbetter | Director | Sale of securities on an exchange or to another person at price $ 61.24 per share. | 27 Sep 2023 | 568 | 1,781,068 (1%) | 0% | 61.2 | 34,784 | Class A Common Stock |
| CME Group (Class A) | William R. Shepard | Director | Purchase of securities on an exchange or from another person at price $ 200.23 per share. | 27 Sep 2023 | 279 | 251,462 (0%) | 0% | 200.2 | 55,863 | Common Stock Class A |
| FedEx | Jennifer L. Johnson | CVP PRIN ACCT OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2023 | 232 | 3,428 (0%) | 0% | 0 | Common Stock | |
| NetApp | Cesar Cernuda | President | Grant, award, or other acquisition of securities at price $ 75.33 per share. | 27 Sep 2023 | 42 | 43,114 (0%) | 0% | 75.3 | 3,164 | Common Shares |
| CME Group (Class A) | William R. Shepard | Director | Purchase of securities on an exchange or from another person at price $ 205.25 per share. | 27 Sep 2023 | 12 | 2,251 (0%) | 0% | 205.3 | 2,463 | Common Stock Class A |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.