Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| TeraWulf Inc | Kerri M. Langlais | Director, Chief Strategy Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Oct 2023 | 205,321 | 1,298,178 | - | - | Common stock, $0.001 par value per share | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 17.84 per share. | 12 Oct 2023 | 204,339 | 47,254,411 | - | 17.8 | 3,645,408 | Class A Common Stock |
| TeraWulf Inc | Patrick A. Fleury | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Oct 2023 | 157,400 | 787,224 | - | - | Common stock, $0.001 par value per share | |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.11 per share. | 12 Oct 2023 | 140,000 | 47,050,072 | - | 18.1 | 2,535,400 | Class A Common Stock |
| BigBear.ai Holdings Inc | Amanda Long | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.36 per share. | 12 Oct 2023 | 137,344 | 2,658,744 | - | 1.4 | 186,788 | Common Stock |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 113,698 | 0 | - | - | Stock Option (Right to Buy) | |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.07 per share. | 12 Oct 2023 | 113,698 | 194,605 (0%) | 0% | 2.1 | 235,355 | Common Stock |
| DoorDash | Andy Fang | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 67,000 | 802,390 | - | - | Stock Option (right to buy) | |
| DoorDash | Andy Fang | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 67,000 | 869,390 | - | - | Stock Option (right to buy) | |
| DoorDash | Andy Fang | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.20 per share. | 12 Oct 2023 | 67,000 | 112,296 | - | 0.2 | 13,400 | Class A Common Stock |
| DoorDash | Andy Fang | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.20 per share. | 12 Oct 2023 | 67,000 | 112,296 | - | 0.2 | 13,400 | Class A Common Stock |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 63,490 | 0 | - | - | Stock Option (Right to Buy) | |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.38 per share. | 12 Oct 2023 | 63,490 | 80,907 (0%) | 0% | 10.4 | 659,026 | Common Stock |
| Joby Aviation Inc | Eric Allison | Head of Product | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 53,549 | 391,824 | - | 0 | Common Stock | |
| Joby Aviation Inc | Eric Allison | Head of Product | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 53,549 | 696,136 | - | - | Restricted Stock Units (RSUs) | |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 148.02 per share. | 12 Oct 2023 | 52,411 | 119,804 (0%) | 0% | 148.0 | 7,757,876 | Common Stock |
| Core & Main Inc (Class A) | Bradford A. Cowles | President | Other type of transaction at price $ 0.00 per share. | 12 Oct 2023 | 50,000 | 50,000 | - | - | Class B Common Stock and Limited Partnership Interests | |
| Core & Main Inc (Class A) | Bradford A. Cowles | President | Other type of transaction at price $ 0.00 per share. | 12 Oct 2023 | 50,000 | 948,456 | - | - | Class B Common Stock and Limited Partnership Interests | |
| Core & Main Inc (Class A) | Bradford A. Cowles | President | Sale of securities on an exchange or to another person at price $ 31.94 per share. | 12 Oct 2023 | 50,000 | 14,679 | - | 31.9 | 1,596,780 | Class A Common Stock |
| Core & Main Inc (Class A) | Bradford A. Cowles | President | 12 Oct 2023 | 50,000 | 64,679 | - | 0 | Class A Common Stock | ||
| Core & Main Inc (Class A) | Bradford A. Cowles | President | 12 Oct 2023 | 50,000 | 0 | - | - | Class B Common Stock and Limited Partnership Interests | ||
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 50,000 | 1,061,657 | - | - | Stock Option (right to buy) | |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.56 per share. | 12 Oct 2023 | 50,000 | 2,696,854 | - | 2.6 | 128,000 | Common Stock |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 18.91 per share. | 12 Oct 2023 | 49,900 | 2,646,954 | - | 18.9 | 943,689 | Common Stock |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 15.66 per share. | 12 Oct 2023 | 40,000 | 0 | - | 15.7 | 626,300 | Ordinary Shares |
| Credo Tech Grp Holding Ltd | Chi Fung Cheng | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 15.61 per share. | 12 Oct 2023 | 40,000 | 154,700 | - | 15.6 | 624,344 | Ordinary Shares |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 80.75 per share. | 12 Oct 2023 | 38,672 | 73,624 | - | 80.8 | 3,122,803 | Class A Common Stock |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 78.61 per share. | 12 Oct 2023 | 37,692 | 61,511 | - | 78.6 | 2,962,930 | Class A Common Stock |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 147.88 per share. | 12 Oct 2023 | 31,376 | 172,315 (0%) | 0% | 147.9 | 4,639,883 | Common Stock |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 81.90 per share. | 12 Oct 2023 | 28,328 | 45,296 | - | 81.9 | 2,319,978 | Class A Common Stock |
| Joby Aviation Inc | Eric Allison | Head of Product | Sale of securities on an exchange or to another person at price $ 6.13 per share. | 12 Oct 2023 | 26,932 | 364,892 | - | 6.1 | 165,093 | Common Stock |
| Medical Properties Trust Inc | Edward K. Aldag | Director, Chairman, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.37 per share. | 12 Oct 2023 | 26,312 | 4,226,400 (0%) | 0% | 5.4 | 141,295 | Common stock, par value $0.001 |
| TeraWulf Inc | Kenneth J. Deane | Chief Acct Officer + Treasurer | 12 Oct 2023 | 23,120 | 183,756 | - | - | Common stock, $0.001 par value per share | ||
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 21,762 | 0 | - | - | Stock Option (Right to Buy) | |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.38 per share. | 12 Oct 2023 | 21,762 | 128,413 (0%) | 0% | 10.4 | 225,890 | Common Stock |
| Joby Aviation Inc | Kate DeHoff | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 16,065 | 208,842 | - | - | Restricted Stock Units (RSUs) | |
| Joby Aviation Inc | Kate DeHoff | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 16,065 | 171,187 | - | 0 | Common Stock | |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 79.43 per share. | 12 Oct 2023 | 14,448 | 47,063 | - | 79.4 | 1,147,561 | Class A Common Stock |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 77.73 per share. | 12 Oct 2023 | 13,093 | 99,203 | - | 77.7 | 1,017,667 | Class A Common Stock |
| Gamestop Corp (Class A) | Mark H. Robinson | General Counsel and Secretary | Sale of securities on an exchange or to another person at price $ 15.48 per share. | 12 Oct 2023 | 11,966 | 69,377 (0%) | 0% | 15.5 | 185,234 | Class A Common Stock |
| Medical Properties Trust Inc | R. Steven Hamner | Director, Executive Vice President & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.37 per share. | 12 Oct 2023 | 11,673 | 2,352,853 (0%) | 0% | 5.4 | 62,684 | Common stock, par value $0.001 |
| Commercial Metals Co. | Barbara R. Smith | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.16 per share. | 12 Oct 2023 | 11,017 | 357,185 (0%) | 0% | 43.2 | 475,494 | Common Stock |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 147.88 per share. | 12 Oct 2023 | 10,758 | 117,655 (0%) | 0% | 147.9 | 1,590,893 | Common Stock |
| Pinterest Inc (Class A) | Naveen Gavini | Former SVP, Products | Sale of securities on an exchange or to another person at price $ 28.08 per share. | 12 Oct 2023 | 9,597 | 179,708 (0%) | 0% | 28.1 | 269,437 | Class A Common Stock |
| Vivani Medical Inc | Gregg G. Williams | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.01 per share. | 12 Oct 2023 | 9,414 | 378,837 | - | 1.0 | 9,508 | Common Stock |
| Commercial Metals Co. | Barbara R. Smith | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.69 per share. | 12 Oct 2023 | 9,163 | 368,202 (0%) | 0% | 43.7 | 400,331 | Common Stock |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 9,086 | 0 | - | - | Stock Option (Right to Buy) | |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.94 per share. | 12 Oct 2023 | 9,086 | 203,691 (0%) | 0% | 0.9 | 8,541 | Common Stock |
| Hercules Cap Inc | Scott Bluestein | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.25 per share. | 12 Oct 2023 | 8,740 | 2,109,598 (1%) | 0% | 16.3 | 142,025 | Common Stock |
| Axalta Coating Systems Ltd | Hadi H. Awada | SVP, Glbl Mobility Coatings | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 8,173 | 0 | - | - | Restricted Stock Units | |
| Axalta Coating Systems Ltd | Hadi H. Awada | SVP, Glbl Mobility Coatings | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 8,173 | 28,720 (0%) | 0% | - | Common Shares | |
| McKesson | Brian S. Tyler | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 460.00 per share. | 12 Oct 2023 | 7,589 | 67,408 (0%) | 0% | 460 | 3,490,940 | Common Stock |
| McKesson | Brian S. Tyler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 7,589 | 17,707 | - | - | Employee Stock Option (Right-to-buy) | |
| McKesson | Brian S. Tyler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 144.43 per share. | 12 Oct 2023 | 7,589 | 74,997 (0%) | 0% | 144.4 | 1,096,079 | Common Stock |
| United Natural Foods Inc | Christopher P. Testa | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 6,982 | 132,909 (0%) | 0% | 15.1 | 105,149 | Common Stock |
| United Natural Foods Inc | Danielle Benedict | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 6,905 | 92,627 (0%) | 0% | 15.1 | 103,989 | Common Stock |
| Life Time Grp Holdings Inc | Ritadhwaja Jebens Singh | EVP & CHIEF DIGITAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.77 per share. | 12 Oct 2023 | 6,800 | 111,647 | - | 14.8 | 100,436 | Common Stock |
| S & T Bancorp Inc | David G. Antolik | Director, PRESIDENT | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.50 per share. | 12 Oct 2023 | 6,677 | 55,308 (0%) | 0% | 27.5 | 183,618 | Common Stock |
| Medical Properties Trust Inc | Larry H Portal | SVP, Senior Advisor to the CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.37 per share. | 12 Oct 2023 | 5,711 | 223,860 (0%) | 0% | 5.4 | 30,668 | Common stock, par value $0.001 |
| United Natural Foods Inc | John W. Howard | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 5,706 | 129,159 (0%) | 0% | 15.1 | 85,932 | Common Stock |
| Joby Aviation Inc | Kate DeHoff | See Remarks | Sale of securities on an exchange or to another person at price $ 6.13 per share. | 12 Oct 2023 | 5,637 | 165,550 | - | 6.1 | 34,555 | Common Stock |
| AAR Corp | Pace Peter | Director | Sale of securities on an exchange or to another person at price $ 59.09 per share. | 12 Oct 2023 | 5,561 | 20,022 (0%) | 0% | 59.1 | 328,624 | Common Stock |
| NextEra Energy | James Michael May | VP, Controller and CAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 4,716 | 14,290 (0%) | 0% | 0 | Common Stock | |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 207.90 per share. | 12 Oct 2023 | 4,606 | 15,251,166 (1%) | 0% | 207.9 | 957,585 | Common Stock |
| Medical Properties Trust Inc | J. Kevin Hanna | Senior VP, Controller & CAO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.37 per share. | 12 Oct 2023 | 4,596 | 182,454 (0%) | 0% | 5.4 | 24,681 | Common stock, par value $0.001 |
| United Natural Foods Inc | Christopher P. Testa | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 4,570 | 141,576 (0%) | 0% | 15.1 | 68,824 | Common Stock |
| Inspire Medical Systems Inc | Timothy P. Herbert | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 147.78 per share. | 12 Oct 2023 | 4,175 | 115,629 (0%) | 0% | 147.8 | 616,982 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 205.66 per share. | 12 Oct 2023 | 3,988 | 15,258,272 (1%) | 0% | 205.7 | 820,178 | Common Stock |
| Life Time Grp Holdings Inc | Jeffrey G. Zwiefel | PRESIDENT & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.77 per share. | 12 Oct 2023 | 3,825 | 105,857 | - | 14.8 | 56,495 | Common Stock |
| Axalta Coating Systems Ltd | Hadi H. Awada | SVP, Glbl Mobility Coatings | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.96 per share. | 12 Oct 2023 | 3,564 | 25,156 (0%) | 0% | 27.0 | 96,085 | Common Shares |
| United Natural Foods Inc | John W. Howard | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 3,522 | 136,187 (0%) | 0% | 15.1 | 53,041 | Common Stock |
| Asana Inc (Class A) | Dustin Moskovitz | Director, President, CEO, & Chair, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.53 per share. | 12 Oct 2023 | 3,463 | 47,257,874 | - | 18.5 | 64,169 | Class A Common Stock |
| United Natural Foods Inc | J. Alexander Miller Douglas | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 3,391 | 153,120 (0%) | 0% | 15.1 | 51,068 | Common Stock |
| Central Pacific Fin Corp | Agnes Ngo | Director | 12 Oct 2023 | 3,333 | 105,354 (0%) | 0% | 16.4 | 54,698 | Common Stock | |
| Medical Properties Trust Inc | Rosa Handley Hooper | SVP of Operations & Asst. Sec. | 12 Oct 2023 | 3,299 | 162,751 (0%) | 0% | 5.4 | 17,716 | Common stock, par value $0.001 | |
| Life Time Grp Holdings Inc | Eric J. Buss | EVP & CHIEF ADMIN. OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.77 per share. | 12 Oct 2023 | 3,188 | 166,733 | - | 14.8 | 47,087 | Common Stock |
| Winnebago Ind Inc | Michael J. Happe | Director, PRESIDENT & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 3,056 | 254,788 (0%) | 0% | 57.2 | 174,742 | Common Stock, $.50 par value |
| United Natural Foods Inc | Danielle Benedict | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 2,971 | 89,656 (0%) | 0% | 15.1 | 44,743 | Common Stock |
| McKesson | Brian S. Tyler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 2,932 | 6,840 | - | - | Employee Stock Option (Right-to-buy) | |
| McKesson | Brian S. Tyler | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 460.00 per share. | 12 Oct 2023 | 2,932 | 67,408 (0%) | 0% | 460 | 1,348,720 | Common Stock |
| McKesson | Brian S. Tyler | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 123.99 per share. | 12 Oct 2023 | 2,932 | 70,340 (0%) | 0% | 124.0 | 363,539 | Common Stock |
| Life Time Grp Holdings Inc | Parham Javaheri | SEE REMARKS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.77 per share. | 12 Oct 2023 | 2,869 | 165,111 | - | 14.8 | 42,375 | Common Stock |
| Commercial Metals Co. | Paul James Lawrence | SVP & Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.16 per share. | 12 Oct 2023 | 2,865 | 173,784 (0%) | 0% | 43.2 | 123,653 | Common Stock |
| S & T Bancorp Inc | Mark Kochvar | SR EXEC VICE PRESIDENT & CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.50 per share. | 12 Oct 2023 | 2,835 | 47,282 (0%) | 0% | 27.5 | 77,963 | Common Stock |
| Digital Turbine Inc | Matt Gillis | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.56 per share. | 12 Oct 2023 | 2,730 | 60,906 (0%) | 0% | 5.6 | 15,179 | Common Stock |
| Hercules Cap Inc | Seth H. Meyer | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.25 per share. | 12 Oct 2023 | 2,720 | 282,577 (0%) | 0% | 16.3 | 44,200 | Common Stock |
| Digital Turbine Inc | Michael B. Miller | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 2,706 | 0 | - | - | Restricted Stock Units | |
| Digital Turbine Inc | Michael B. Miller | Chief Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.56 per share. | 12 Oct 2023 | 2,706 | 8,205 (0%) | 0% | 5.6 | 15,045 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 204.86 per share. | 12 Oct 2023 | 2,506 | 15,262,260 (1%) | 0% | 204.9 | 513,369 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 207.31 per share. | 12 Oct 2023 | 2,500 | 15,255,772 (1%) | 0% | 207.3 | 518,263 | Common Stock |
| Lazard Ltd (Class A) | Michael Gathy | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 2,498 | 2,498 | - | - | Restricted Stock Units | |
| Commercial Metals Co. | Ty Garrison | SVP, Operational & Comm. Excel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.16 per share. | 12 Oct 2023 | 2,242 | 130,480 (0%) | 0% | 43.2 | 96,765 | Common Stock |
| Commercial Metals Co. | Paul James Lawrence | SVP & Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.69 per share. | 12 Oct 2023 | 2,121 | 176,649 (0%) | 0% | 43.7 | 92,666 | Common Stock |
| Commercial Metals Co. | Ty Garrison | SVP, Operational & Comm. Excel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.69 per share. | 12 Oct 2023 | 2,121 | 132,722 (0%) | 0% | 43.7 | 92,666 | Common Stock |
| Ferguson PLC. | Bill Thees | See Remarks | 12 Oct 2023 | 2,098 | 2,098 | - | - | Conditional Share Award | ||
| Winnebago Ind Inc | Donald Jeff Clark | PRESIDENT - GRAND DESIGN | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 2,057 | 472,072 (1%) | 0% | 57.2 | 117,619 | Common Stock, $.50 par value |
| Ferguson PLC. | Ian Graham | Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 2,050 | 2,050 | - | - | Conditional Share Award | |
| Moog Inc (Class A) | Peter J. Gundermann | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 61.69 per share. | 12 Oct 2023 | 2,000 | 3,616 (0%) | 0% | 61.7 | 123,380 | Class A Common |
| Moog Inc (Class A) | Peter J. Gundermann | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 2,000 | 0 | - | - | SAR | |
| United Natural Foods Inc | Danielle Benedict | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 1,924 | 100,317 (0%) | 0% | 15.1 | 28,975 | Common Stock |
| Ferguson PLC. | Jake Schlicher | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 1,876 | 1,876 | - | - | Conditional Share Award | |
| Ferguson PLC. | Garland Williams | Senior Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 1,782 | 1,782 | - | - | Conditional Share Award | |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 80.44 per share. | 12 Oct 2023 | 1,767 | 45,296 | - | 80.4 | 142,136 | Class A Common Stock |
| United Natural Foods Inc | J. Alexander Miller Douglas | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 1,739 | 151,381 (0%) | 0% | 15.1 | 26,189 | Common Stock |
| United Natural Foods Inc | Christopher P. Testa | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 1,685 | 139,891 (0%) | 0% | 15.1 | 25,376 | Common Stock |
| Digital Turbine Inc | Senthilkumaran Kanagaratnam | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.56 per share. | 12 Oct 2023 | 1,640 | 159,623 (0%) | 0% | 5.6 | 9,118 | Common Stock |
| Digital Turbine Inc | Senthilkumaran Kanagaratnam | Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 1,640 | 0 | - | - | Restricted Stock Units | |
| Vivani Medical Inc | Gregg G. Williams | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 12 Oct 2023 | 1,600 | 380,437 | - | 1 | 1,600 | Common Stock |
| Vivani Medical Inc | Gregg G. Williams | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 12 Oct 2023 | 1,405 | 369,423 | - | 1 | 1,405 | Common Stock |
| Salesforce | Marc Benioff | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 203.96 per share. | 12 Oct 2023 | 1,400 | 15,264,766 (1%) | 0% | 204.0 | 285,542 | Common Stock |
| Commercial Metals Co. | Jennifer J. Durbin | SVP, Chief HR & Comm. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.69 per share. | 12 Oct 2023 | 1,375 | 48,305 (0%) | 0% | 43.7 | 60,074 | Common Stock |
| Commercial Metals Co. | Jody K. Absher | SVP, Chief Legal Officer & Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.69 per share. | 12 Oct 2023 | 1,375 | 48,892 (0%) | 0% | 43.7 | 60,074 | Common Stock |
| United Natural Foods Inc | John W. Howard | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 1,322 | 134,865 (0%) | 0% | 15.1 | 19,909 | Common Stock |
| Ferguson PLC. | Michael Jacobs | Senior VP of Supply Chain | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 1,319 | 1,319 | - | - | Conditional Share Award | |
| Ferguson PLC. | Victoria Morrissey | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 1,272 | 1,272 | - | - | Conditional Share Award | |
| John Hancock Premium Dividend Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 9.35 per share. | 12 Oct 2023 | 1,185 | 1,185 (0%) | 0% | 9.3 | 11,077 | Common Shares of Beneficial Interest |
| John Hancock Hedged equity & Income Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 9.56 per share. | 12 Oct 2023 | 1,153 | 1,153 (0%) | 0% | 9.6 | 11,023 | Common Shares of Beneficial Interest |
| Commercial Metals Co. | Jennifer J. Durbin | SVP, Chief HR & Comm. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.16 per share. | 12 Oct 2023 | 1,139 | 47,166 (0%) | 0% | 43.2 | 49,159 | Common Stock |
| Commercial Metals Co. | Jody K. Absher | SVP, Chief Legal Officer & Sec | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.16 per share. | 12 Oct 2023 | 1,139 | 47,753 (0%) | 0% | 43.2 | 49,159 | Common Stock |
| Chegg Inc | David Longo | CHIEF ACCOUNTING OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.20 per share. | 12 Oct 2023 | 1,117 | 65,249 (0%) | 0% | 8.2 | 9,159 | Common Stock |
| John Hancock Income Securities Trust | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 10.12 per share. | 12 Oct 2023 | 1,090 | 1,090 | - | 10.1 | 11,036 | Common Shares of Beneficial Ownership |
| Moog Inc (Class A) | Peter J. Gundermann | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 117.59 per share. | 12 Oct 2023 | 1,050 | 2,566 (0%) | 0% | 117.6 | 123,470 | Class A Common |
| BARK Inc (Class A) | Narayanan Sitaraman | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.05 per share. | 12 Oct 2023 | 1,025 | 809,841 | - | 1.0 | 1,076 | Common Stock |
| NextEra Energy | Maria G. Henry | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 990 | 990 (0%) | 0% | 0 | Common Stock | |
| John Hancock Investors Trust | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 11.93 per share. | 12 Oct 2023 | 925 | 925 | - | 11.9 | 11,035 | Common Shares of Beneficial Ownership |
| John Hancock Preferred Income Fund III | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 12.60 per share. | 12 Oct 2023 | 879 | 879 (0%) | 0% | 12.6 | 11,073 | Common Shares of Beneficial Interest |
| United Natural Foods Inc | Danielle Benedict | Chief Human Resources Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 785 | 99,532 (0%) | 0% | 15.1 | 11,822 | Common Stock |
| John Hancock Preferred Income Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 13.95 per share. | 12 Oct 2023 | 765 | 765 (0%) | 0% | 13.9 | 10,668 | Common Shares of Beneficial Interest |
| Ferguson PLC. | James S. Metcalf | Director | 12 Oct 2023 | 707 | 4,984 | - | 0 | Ordinary Shares | ||
| Ferguson PLC. | Alan J. Murray | Director | 12 Oct 2023 | 707 | 3,567 | - | 0 | Ordinary Shares | ||
| Ferguson PLC. | Suzanne H. Wood | Director | 12 Oct 2023 | 707 | 1,699 | - | 0 | Ordinary Shares | ||
| Ferguson PLC. | Catherine A. Halligan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 707 | 2,045 | - | 0 | Ordinary Shares | |
| Ferguson PLC. | Nadia Shouraboura | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 707 | 2,199 | - | 0 | Ordinary Shares | |
| Ferguson PLC. | Kelly A. Baker | Director | 12 Oct 2023 | 707 | 1,821 | - | 0 | Ordinary Shares | ||
| Ferguson PLC. | Thomas Schmitt | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 707 | 2,470 | - | 0 | Ordinary Shares | |
| John Hancock Preferred Income Fund II | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 13.50 per share. | 12 Oct 2023 | 703 | 703 (0%) | 0% | 13.5 | 9,494 | Common Shares of Beneficial Interest |
| Weave Comm Inc | Alan Taylor | Chief Financial Officer | 12 Oct 2023 | 700 | 505,983 | - | 7.2 | 5,061 | Common Stock | |
| Ferguson PLC. | Geoffrey Drabble | Director, Chairman | 12 Oct 2023 | 675 | 6,118 | - | 0 | Ordinary Shares | ||
| Ferguson PLC. | Brian Michael May | Director | 12 Oct 2023 | 675 | 1,668 | - | 0 | Ordinary Shares | ||
| Digital Turbine Inc | Michael B. Miller | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.56 per share. | 12 Oct 2023 | 659 | 7,546 (0%) | 0% | 5.6 | 3,664 | Common Stock |
| John Hancock Tax- Advantaged Dividend Income | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 17.06 per share. | 12 Oct 2023 | 650 | 650 (0%) | 0% | 17.1 | 11,089 | Common Shares of Beneficial Interest |
| Digital Turbine Inc | Senthilkumaran Kanagaratnam | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.56 per share. | 12 Oct 2023 | 568 | 159,055 (0%) | 0% | 5.6 | 3,158 | Common Stock |
| Winnebago Ind Inc | Huw S. Bower | PRESIDENT, WINNEBAGO OUTDOORS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 498 | 44,129 (0%) | 0% | 57.2 | 28,476 | Common Stock, $.50 par value |
| Ferguson PLC. | Richard Winckler | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 476 | 476 | - | - | Conditional Share Award | |
| United Natural Foods Inc | R. Eric Esper | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.06 per share. | 12 Oct 2023 | 437 | 29,292 (0%) | 0% | 15.1 | 6,581 | Common Stock |
| Hercules Cap Inc | Christian Follmann | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.25 per share. | 12 Oct 2023 | 415 | 70,764 (0%) | 0% | 16.3 | 6,744 | Common Stock |
| Winnebago Ind Inc | Bryan L. Hughes | SVP & CHIEF FINANCIAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 403 | 64,684 (0%) | 0% | 57.2 | 23,044 | Common Stock, $.50 par value |
| Labcorp | Kirsten Marie Kliphouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 372 | 947 | - | - | Restricted Stock Unit | |
| Labcorp | Kirsten Marie Kliphouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Oct 2023 | 372 | 372 (0%) | 0% | - | Common Stock | |
| Winnebago Ind Inc | Stacy L. Bogart | SVP-GENERAL COUNSEL | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 363 | 48,397 (0%) | 0% | 57.2 | 20,756 | Common Stock, $.50 par value |
| Atlantic Union Bankshares Corp | Corbin E. Patrick | Director | 12 Oct 2023 | 353 | 24,817 | - | - | Phantom Stock | ||
| Ventas | Matthew J. Lustig | Director | Grant, award, or other acquisition of securities at price $ 42.83 per share. | 12 Oct 2023 | 316 | 77,855 (0%) | 0% | 42.8 | 13,533 | Common Stock |
| Verizon Communincations | Hans Erik Vestberg | Director, Chairman and CEO | 12 Oct 2023 | 305 | 126,720 | - | - | Phantom Stock (unitized) | ||
| Verizon Communincations | Craig L. Silliman | EVP&Pres.-VZ Global Services | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 297 | 316,910 | - | - | Phantom Stock (unitized) | |
| Commercial Metals Co. | Lindsay L. Sloan | VP & Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.69 per share. | 12 Oct 2023 | 295 | 13,164 (0%) | 0% | 43.7 | 12,889 | Common Stock |
| Atlantic Union Bankshares Corp | Patrick E. Corbin | Director | 12 Oct 2023 | 294 | 25,112 | - | - | Phantom Stock | ||
| Winnebago Ind Inc | Christopher David West | SVP-OPERATIONS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 255 | 31,895 (0%) | 0% | 57.2 | 14,581 | Common Stock, $.50 par value |
| John Hancock Fin Opportunities Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 25.52 per share. | 12 Oct 2023 | 254 | 432 (0%) | 0% | 25.5 | 6,482 | Common Shares of Beneficial Interest |
| Ventas | James D. Shelton | Director | Grant, award, or other acquisition of securities at price $ 42.83 per share. | 12 Oct 2023 | 248 | 71,237 (0%) | 0% | 42.8 | 10,622 | Common Stock |
| Winnebago Ind Inc | Ashis Nayan Bhattacharya | SVP-BUSINESS DEVELOPMENT | 12 Oct 2023 | 247 | 40,322 (0%) | 0% | 57.2 | 14,123 | Common Stock, $.50 par value | |
| Winnebago Ind Inc | Bret A. Woodson | SVP-HUMAN RESOURCES | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 232 | 32,081 (0%) | 0% | 57.2 | 13,266 | Common Stock, $.50 par value |
| Ventas | Roxanne M. Martino | Director | Grant, award, or other acquisition of securities at price $ 42.84 per share. | 12 Oct 2023 | 230 | 47,895 (0%) | 0% | 42.8 | 9,853 | Common Stock |
| Commercial Metals Co. | Lindsay L. Sloan | VP & Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.16 per share. | 12 Oct 2023 | 226 | 12,938 (0%) | 0% | 43.2 | 9,754 | Common Stock |
| Verizon Communincations | Sowmyanarayan Sampath | EVP and Group CEO-VZ Consumer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 188 | 90,591 | - | - | Phantom Stock (unitized) | |
| Verizon Communincations | Kyle Malady | EVP and Group CEO-VZ Business | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 175 | 318,729 | - | - | Phantom Stock (unitized) | |
| Verizon Communincations | Rima Qureshi | EVP & Chief Strategy Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 122 | 24,329 | - | - | Phantom Stock (unitized) | |
| Verizon Communincations | Anthony T. Skiadas | EVP and CFO | 12 Oct 2023 | 122 | 94,112 | - | - | Phantom Stock (unitized) | ||
| John Hancock Preferred Income Fund II | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 13.51 per share. | 12 Oct 2023 | 116 | 819 (0%) | 0% | 13.5 | 1,567 | Common Shares of Beneficial Interest |
| John Hancock Fin Opportunities Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 24.48 per share. | 12 Oct 2023 | 100 | 100 (0%) | 0% | 24.5 | 2,448 | Common Shares of Beneficial Interest |
| Coursera Inc | Jeffrey N. Maggioncalda | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 19.55 per share. | 12 Oct 2023 | 100 | 2,646,854 | - | 19.6 | 1,955 | Common Stock |
| Guggenheim Strategic Opportunities Fund | Angela Brock-Kyle | Director, TRUSTEE | Sale of securities on an exchange or to another person at price $ 13.70 per share. | 12 Oct 2023 | 100 | 0 (0%) | 0% | 13.7 | 1,370 | Common Stock |
| Inspire Medical Systems Inc | Charisse Y. Sparks | Chief Medical Officer | 12 Oct 2023 | 100 | 998 (0%) | 0% | 153.5 | 15,350 | Common Stock | |
| Verizon Communincations | Samantha Hammock | EVP & Chief HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 96 | 10,199 | - | - | Phantom Stock (unitized) | |
| Verizon Communincations | Vandana Venkatesh | EVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 83 | 26,865 | - | - | Phantom Stock (unitized) | |
| Verizon Communincations | Joseph J. Russo | EVP&Pres-Global Networks&Tech | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 83 | 35,553 | - | - | Phantom Stock (unitized) | |
| Winnebago Ind Inc | Bryan L. Hughes | SVP & CHIEF FINANCIAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 77 | 64,607 (0%) | 0% | 57.2 | 4,403 | Common Stock, $.50 par value |
| John Hancock Fin Opportunities Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 25.53 per share. | 12 Oct 2023 | 76 | 178 (0%) | 0% | 25.5 | 1,940 | Common Shares of Beneficial Interest |
| Winnebago Ind Inc | Stacy L. Bogart | SVP-GENERAL COUNSEL | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.17 per share. | 12 Oct 2023 | 69 | 48,328 (0%) | 0% | 57.2 | 3,945 | Common Stock, $.50 par value |
| Winnebago Ind Inc | Ashis Nayan Bhattacharya | SVP-BUSINESS DEVELOPMENT | 12 Oct 2023 | 59 | 40,263 (0%) | 0% | 57.2 | 3,374 | Common Stock, $.50 par value | |
| Verizon Communincations | Mary-Lee Stillwell | SVP and Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Oct 2023 | 50 | 4,350 | - | - | Phantom Stock (unitized) | |
| Ventas | Marguerite M. Nader | Director | Grant, award, or other acquisition of securities at price $ 43.55 per share. | 12 Oct 2023 | 40 | 14,294 (0%) | 0% | 43.6 | 1,742 | Common Stock |
| Ventas | Michael J. Embler | Director | Grant, award, or other acquisition of securities at price $ 43.55 per share. | 12 Oct 2023 | 40 | 7,524 (0%) | 0% | 43.6 | 1,742 | Common Stock |
| Ventas | Matthew J. Lustig | Director | Grant, award, or other acquisition of securities at price $ 43.55 per share. | 12 Oct 2023 | 40 | 77,896 (0%) | 0% | 43.6 | 1,742 | Common Stock |
| Ventas | Sumit Roy | Director | Grant, award, or other acquisition of securities at price $ 43.55 per share. | 12 Oct 2023 | 40 | 9,508 (0%) | 0% | 43.6 | 1,742 | Common Stock |
| Ventas | Melody C. Barnes | Director | Grant, award, or other acquisition of securities at price $ 43.55 per share. | 12 Oct 2023 | 40 | 26,129 (0%) | 0% | 43.6 | 1,742 | Common Stock |
| Ventas | Maurice S. Smith | Director | Grant, award, or other acquisition of securities at price $ 43.55 per share. | 12 Oct 2023 | 40 | 14,739 (0%) | 0% | 43.6 | 1,742 | Common Stock |
| Ventas | Maurice S. Smith | Director | Grant, award, or other acquisition of securities at price $ 42.86 per share. | 12 Oct 2023 | 36 | 14,699 (0%) | 0% | 42.9 | 1,543 | Common Stock |
| Winnebago Ind Inc | Christopher David West | SVP-OPERATIONS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.19 per share. | 12 Oct 2023 | 31 | 31,864 (0%) | 0% | 57.2 | 1,773 | Common Stock, $.50 par value |
| Ventas | Sumit Roy | Director | Grant, award, or other acquisition of securities at price $ 42.87 per share. | 12 Oct 2023 | 30 | 9,467 (0%) | 0% | 42.9 | 1,286 | Common Stock |
| Winnebago Ind Inc | Bret A. Woodson | SVP-HUMAN RESOURCES | Payment of exercise price or tax liability using portion of securities received from the company at price $ 57.18 per share. | 12 Oct 2023 | 28 | 32,053 (0%) | 0% | 57.2 | 1,601 | Common Stock, $.50 par value |
| John Hancock Preferred Income Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 13.96 per share. | 12 Oct 2023 | 25 | 790 (0%) | 0% | 14.0 | 349 | Common Shares of Beneficial Interest |
| John Hancock Fin Opportunities Fund | Noni L. Ellison | Director | Purchase of securities on an exchange or from another person at price $ 25.50 per share. | 12 Oct 2023 | 2 | 102 (0%) | 0% | 25.5 | 51 | Common Shares of Beneficial Interest |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.