Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Las Vegas Sands | Adelson Miriam | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 43.23 per share. | 01 Dec 2023 | 34,010,540 | 0 (0%) | 4% | 43.2 | 1,470,275,644 | Common Stock |
| Dell | Dell S. Michael | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,500,000 | 23,301,255 (9%) | 8% | 0 | Class C Common Stock | |
| Dell | Dell Michael S. | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,500,000 | 323,334,081 | - | - | Class A Common Stock | |
| Las Vegas Sands | Miriam Adelson | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 43.23 per share. | 01 Dec 2023 | 12,253,628 | 41,134,164 (5%) | 1% | 43.2 | 529,724,338 | Common Stock |
| HF Sinclair Corp | Carol Orme-Holding | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 6,615,000 | 28,816,914 (17%) | 4% | - | Common Stock | |
| Zevia PBC (Class A) | Rosemary L. Ripley | Director | 01 Dec 2023 | 3,591,906 | 5,286,264 | - | - | Class A Common Stock | ||
| Zevia PBC (Class A) | Rosemary L. Ripley | Director | 01 Dec 2023 | 3,591,906 | 0 | - | - | Class B Units | ||
| Zevia PBC (Class A) | Rosemary L. Ripley | Director | 01 Dec 2023 | 3,591,906 | 0 | - | - | Class B Common Stock | ||
| Dell | S. Dell Michael | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 2,500,000 | 2,500,000 (0%) | 0% | 0 | Class C Common Stock | |
| Dell | S. Dell Michael | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 2,500,000 | 29,890,896 | - | - | Class A Common Stock | |
| HF Foods Grp Inc | Zhou Min Ni | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 1,997,423 | 3,555,673 (6%) | 3% | - | Common Stock | |
| Freshworks Inc (Class A) | Gandhi Sameer K. | Director, Ten Percent Owner | 01 Dec 2023 | 1,600,000 | 1,600,000 | - | 0 | Class A Common Stock | ||
| Freshworks Inc (Class A) | Gandhi K. Sameer | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 1,600,000 | 0 | - | 0 | Class A Common Stock | |
| Freshworks Inc (Class A) | K. Gandhi Sameer | Director, Ten Percent Owner | 01 Dec 2023 | 1,600,000 | 11,800,000 | - | - | Class B Common Stock | ||
| Heartland Express Inc | Gerdin J. Michael | Director, Chief Executive Officer, Ten Percent Owner, Co-Trustee of 10% Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 1,139,309 | 17,092,427 (20%) | 1% | 0 | Common Stock | |
| Heartland Express Inc | J. Gerdin Michael | Director, Chief Executive Officer, Ten Percent Owner, Co-Trustee of 10% Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 1,139,309 | 1,847,105 (2%) | 1% | 0 | Common Stock | |
| Freshworks Inc (Class A) | Gandhi Sameer K. | Director, Ten Percent Owner | 01 Dec 2023 | 1,000,000 | 17,000,000 | - | - | Class B Common Stock | ||
| Freshworks Inc (Class A) | Sameer K. Gandhi | Director, Ten Percent Owner | 01 Dec 2023 | 1,000,000 | 1,000,000 | - | 0 | Class A Common Stock | ||
| Freshworks Inc (Class A) | Sameer K. Gandhi | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 1,000,000 | 0 | - | 0 | Class A Common Stock | |
| Perella Weinberg Partners | Weinberg A. Peter | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 841,780 | 0 | - | - | Class B-2 Common Stock | |
| Perella Weinberg Partners | A. Weinberg Peter | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 841,780 | 842,621 | - | 0 | Class A Common Stock | |
| Perella Weinberg Partners | Peter Weinberg A. | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 841,780 | 0 | - | - | PWP Holdings LP Common Units | |
| Amarin Corp (ADR) | Jonathan N. Provoost | EVP, Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 800,000 | 800,000 | - | - | Stock Option (right to buy) | |
| Procore Tech Inc | Griffith William J.G. | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 696,548 | 5,814,488 | - | - | Common Stock | |
| Procore Tech Inc | Griffith J.G. William | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 545,256 | 4,551,571 | - | - | Common Stock | |
| Green Brick Partners Inc | Einhorn David | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 44.65 per share. | 01 Dec 2023 | 519,210 | 8,248,438 (16%) | 1% | 44.6 | 23,181,740 | Common Stock |
| Palantir | Stephen Cohen | Director, See Remarks | 01 Dec 2023 | 500,000 | 500,592 | - | - | Class A Common Stock | ||
| Palantir | Stephen Cohen | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 20.02 per share. | 01 Dec 2023 | 500,000 | 592 | - | 20.0 | 10,009,050 | Class A Common Stock |
| Palantir | Cohen Stephen | Director, See Remarks | 01 Dec 2023 | 500,000 | 12,706,959 | - | - | Class B Common Stock | ||
| Green Brick Partners Inc | Einhorn David | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 44.81 per share. | 01 Dec 2023 | 418,290 | 7,830,148 (15%) | 0% | 44.8 | 18,743,784 | Common Stock |
| Blue Owl Cap Inc (Class A) | Neena Reddy | General Counsel and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 389,408 | 470,136 | - | 0 | Class A Shares | |
| Figs Inc (Class A) | Hasson Heather | Director, Executive Chair, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.40 per share. | 01 Dec 2023 | 380,010 | 698,884 | - | 7.4 | 2,811,124 | Class A Common Stock |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 368,899 | 1,163,981 | - | - | Class A Units | |
| ChargePoint Holdings Inc (Class A) | Chavez Rebecca | General Counsel and Secretary | 01 Dec 2023 | 300,000 | 647,846 | - | - | Common Stock | ||
| Procore Tech Inc | J.G. Griffith William | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 258,196 | 2,155,316 | - | - | Common Stock | |
| GoodRx Holdings Inc (Class A) | Trevor Bezdek | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 256,594 | 256,594 | - | - | Class B Common Stock | |
| GoodRx Holdings Inc (Class A) | Douglas Hirsch | Director, Chief Mission Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 256,594 | 769,784 | - | - | Restricted Stock Unit | |
| GoodRx Holdings Inc (Class A) | Trevor Bezdek | Director, Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 256,594 | 769,784 | - | - | Restricted Stock Unit | |
| GoodRx Holdings Inc (Class A) | Douglas Hirsch | Director, Chief Mission Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 256,594 | 256,594 | - | - | Class B Common Stock | |
| Dell | Dell S. Michael | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 249,014 | 23,052,241 (9%) | 0% | 0 | Class C Common Stock | |
| Blue Owl Cap Inc (Class A) | Sean Ward | Director, Senior Managing Director | 01 Dec 2023 | 240,316 | 462,833 | - | 0 | Class A Shares | ||
| Blue Owl Cap Inc (Class A) | Andrew R. Polland | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 234,618 | 300,672 | - | 0 | Class A Shares | |
| Telos Corp | B. John Wood | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.25 per share. | 01 Dec 2023 | 231,497 | 4,817,107 | - | 4.2 | 983,862 | Common Stock |
| Porch Group Inc Ordinary | Shawn Tabak | CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 230,860 | 367,311 | - | 0 | Common Stock | |
| Shoe Station Group Inc | Wayne Weaver J. | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 25.16 per share. | 01 Dec 2023 | 206,500 | 3,888,029 (27%) | 1% | 25.2 | 5,195,540 | Common Stock |
| Shoe Station Group Inc | Wayne J. Weaver | Director, CHAIRMAN OF THE BOARD, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 25.16 per share. | 01 Dec 2023 | 206,500 | 3,888,029 (27%) | 1% | 25.2 | 5,195,540 | Common Stock |
| Marqeta Inc (Class A) | Todd Pollak | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 201,467 | 201,467 | - | 0 | Class A Common Stock | |
| Marqeta Inc (Class A) | Todd Pollak | Chief Revenue Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 201,467 | 604,399 | - | - | Restricted Stock Units | |
| Stoke Therapeutics Inc | Kaye M. Edward | Director, CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 200,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Blue Owl Cap Inc (Class A) | Alan Kirshenbaum | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 200,000 | 1,500,000 | - | - | Blue Owl Operating Group Units | |
| Blue Owl Cap Inc (Class A) | Alan Kirshenbaum | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 200,000 | 1,500,000 | - | 0 | Class C Shares | |
| Immunome Inc | Jack Higgins | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 200,000 | 200,000 | - | - | Stock option (right to buy) | |
| Seritage Growth Properties (Class A) | S. Edward Lampert | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.23 per share. | 01 Dec 2023 | 180,000 | 14,585,227 (39%) | 0% | 9.2 | 1,661,382 | Class A Common Shares |
| Robinhood Markets Inc (Class A) | Daniel Gallagher M | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 171,567 | 793,737 | - | - | Class A Common Stock | |
| Blue Owl Cap Inc (Class A) | Andrew Laurino | Senior Managing Director | 01 Dec 2023 | 156,737 | 296,864 | - | 0 | Class A Shares | ||
| Palantir | Cohen Stephen | Director, See Remarks | 01 Dec 2023 | 156,100 | 12,550,859 | - | - | Class B Common Stock | ||
| Palantir | Stephen Cohen | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 19.11 per share. | 01 Dec 2023 | 156,100 | 592 | - | 19.1 | 2,983,555 | Class A Common Stock |
| Palantir | Stephen Cohen | Director, See Remarks | 01 Dec 2023 | 156,100 | 156,692 | - | - | Class A Common Stock | ||
| Biomarin pharma Inc - Registered Shares | Hardy Alexander | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 150,529 | 150,529 | - | - | Stock Option (Right to Buy Common Stock) | |
| Tanger Factory Outlet Centers Inc | B. Tanger Steven | Director, Executive Chair of the Board | Sale of securities on an exchange or to another person at price $ 26.25 per share. | 01 Dec 2023 | 150,000 | 901,983 (0%) | 0% | 26.3 | 3,937,500 | Common Stock |
| Robinhood Markets Inc (Class A) | Jason Warnick | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 144,815 | 969,930 | - | - | Class A Common Stock | |
| Avient Corp | K. Ashish Khandpur | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 141,000 | 141,000 | - | - | Restricted Stock Units | |
| ChargePoint Holdings Inc (Class A) | Khetani Mansi | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 135,000 | 442,110 | - | - | Common Stock | |
| FG Fin Grp Inc | Larry G. Swets | Director, Chief Executive Officer | 01 Dec 2023 | 130,000 | 130,000 | - | - | Stock option | ||
| GoodRx Holdings Inc (Class A) | Hirsch Douglas | Director, Chief Mission Officer | 01 Dec 2023 | 129,374 | 4,993,632 | - | 0 | Class A Common Stock | ||
| GoodRx Holdings Inc (Class A) | Trevor Bezdek | Director, Chairman | 01 Dec 2023 | 129,374 | 4,993,632 | - | 0 | Class A Common Stock | ||
| GoodRx Holdings Inc (Class A) | Douglas Hirsch | Director, Chief Mission Officer | 01 Dec 2023 | 129,374 | 0 | - | - | Class B Common Stock | ||
| GoodRx Holdings Inc (Class A) | Trevor Bezdek | Director, Chairman | 01 Dec 2023 | 129,374 | 0 | - | - | Class B Common Stock | ||
| GoodRx Holdings Inc (Class A) | Hirsch Douglas | Director, Chief Mission Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Dec 2023 | 127,220 | 129,374 | - | - | Class B Common Stock | |
| GoodRx Holdings Inc (Class A) | Bezdek Trevor | Director, Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Dec 2023 | 127,220 | 129,374 | - | - | Class B Common Stock | |
| Stoke Therapeutics Inc | Jonathan Allan | General Counsel & Corp Sec | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 121,100 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Mitek Systems Inc | Scipio Carnecchia Maximus | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 117,181 | 304,016 | - | - | Performance Restricted Stock Units | |
| LifeStance Health Grp Inc | Kevin M. Mullins | Chief Development Officer | 01 Dec 2023 | 113,334 | 4,690,616 | - | 6.5 | 741,204 | Common Stock | |
| Unity Software Inc | Tomer Bar-Zeev | Director, President, Grow Solutions | Sale of securities on an exchange or to another person at price $ 32.31 per share. | 01 Dec 2023 | 112,500 | 1,350,332 | - | 32.3 | 3,634,875 | Common Stock |
| Sphere 3D Corp | Trompeter Patricia | Director, CEO | 01 Dec 2023 | 110,600 | 35,715 | - | - | Restricted Stock Unit (RSU) | ||
| Sphere 3D Corp | Trompeter Patricia | Director, CEO | 01 Dec 2023 | 110,600 | 166,789 (4%) | 2% | - | Common Stock | ||
| ThredUp Inc (Class A) | James Reinhart | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 107,514 | 595,973 | - | 0 | Class A Common Stock | |
| ThredUp Inc (Class A) | Reinhart James | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 107,514 | 1,243,957 | - | - | Restricted Stock Units | |
| Stoke Therapeutics Inc | Tulipano J. Stephen | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 107,400 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stoke Therapeutics Inc | Barry S. Ticho | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 107,400 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Donnelley Fin Soln Inc | Jacobowitz Jeffrey | Director | Sale of securities on an exchange or to another person at price $ 58.13 per share. | 01 Dec 2023 | 106,725 | 2,588,327 (7%) | 0% | 58.1 | 6,203,423 | Common Stock |
| Baxter International | Grade T. Joel | EVP and CFO | 01 Dec 2023 | 102,273 | 102,273 | - | - | Stock Option (Right to Buy) | ||
| Copart | Johnson Willis J. | Director, Chairman of the Board | Sale of securities on an exchange or to another person at price $ 49.83 per share. | 01 Dec 2023 | 100,765 | 50,681,963 (21%) | 0% | 49.8 | 5,021,120 | Common Stock |
| UiPath Inc (Class A) | Wong Richard P. | Director | Sale of securities on an exchange or to another person at price $ 22.94 per share. | 01 Dec 2023 | 100,000 | 667,730 | - | 22.9 | 2,293,740 | Class A Common Stock |
| Alkami Tech Inc | Linebarger Douglas A. | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 22.64 per share. | 01 Dec 2023 | 100,000 | 202,381 | - | 22.6 | 2,263,680 | Common Stock |
| Alkami Tech Inc | Douglas Linebarger A. | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 100,000 | 40,000 | - | - | Stock Option (Right to Buy) | |
| Alkami Tech Inc | A. Douglas Linebarger | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.70 per share. | 01 Dec 2023 | 100,000 | 302,381 | - | 1.7 | 170,000 | Common Stock |
| Sutro Biopharma Inc | Chung Jane | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 100,000 | 100,000 | - | - | Restricted Stock Unit (RSU) | |
| Telos Corp | D. Griffin Mark | EVP, Security Solutions | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.25 per share. | 01 Dec 2023 | 98,838 | 665,062 | - | 4.3 | 420,062 | Common Stock |
| Telos Corp | Gary Mark Bendza | EVP, CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.25 per share. | 01 Dec 2023 | 98,309 | 333,819 | - | 4.2 | 417,813 | Common Stock |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 98,227 | 1,072,846 | - | - | Class B Common Stock | |
| Figs Inc (Class A) | Heather Hasson | Director, Executive Chair, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 98,227 | 526,855 | - | 0 | Class A Common Stock | |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 98,178 | 32,726 | - | - | Restricted Units | |
| Marqeta Inc (Class A) | Simon Khalaf | Director, Chief Executive Officer | 01 Dec 2023 | 96,604 | 869,442 | - | - | Restricted Stock Units | ||
| Marqeta Inc (Class A) | Khalaf Simon | Director, Chief Executive Officer | 01 Dec 2023 | 96,604 | 369,433 | - | 0 | Class A Common Stock | ||
| Mitek Systems Inc | Scipio Carnecchia Maximus | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 11.35 per share. | 01 Dec 2023 | 88,106 | 533,209 (1%) | 0% | 11.3 | 1,000,003 | Common Stock |
| Marqeta Inc (Class A) | Todd Pollak | Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.37 per share. | 01 Dec 2023 | 84,974 | 116,493 | - | 6.4 | 541,284 | Class A Common Stock |
| Cardlytics Inc | Temsamani Karim | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 84,079 | 299,271 (1%) | 0% | 0 | Common Stock | |
| Cardlytics Inc | Karim Temsamani | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 84,079 | 924,867 | - | - | Restricted Stock Unit | |
| Security National Fin Corp (Class A) | S. Quist Andrew | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 84,000 | 414,467 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Quist G. Adam | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 84,000 | 301,021 | - | - | Employee Stock Option (right to buy) | |
| Phunware Inc | Michael Snavely | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.12 per share. | 01 Dec 2023 | 83,903 | 1,223,698 (3%) | 0% | 0.1 | 9,808 | Common Stock |
| Robinhood Markets Inc (Class A) | Gallagher M Daniel | Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.32 per share. | 01 Dec 2023 | 82,868 | 710,869 | - | 9.3 | 772,330 | Class A Common Stock |
| Security National Fin Corp (Class A) | Adam G. Quist | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 80,000 | 381,021 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Andrew Quist S. | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 80,000 | 494,467 | - | - | Employee Stock Option (right to buy) | |
| Talkspace Inc | Yeaney Jacqueline E. | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 78,335 | 261,751 | - | 2.0 | 159,803 | Common Stock |
| Talkspace Inc | Shachar Erez | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 78,335 | 261,751 | - | 2.0 | 159,803 | Common Stock |
| Talkspace Inc | Douglas Braunstein | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 78,335 | 1,911,751 | - | 2.0 | 159,803 | Common Stock |
| Talkspace Inc | A. Curtis Warfield | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 78,335 | 261,751 | - | 2.0 | 159,803 | Common Stock |
| Talkspace Inc | Pawar Madhu | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 78,335 | 261,751 | - | 2.0 | 159,803 | Common Stock |
| Seritage Growth Properties (Class A) | Lampert Edward S. | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.21 per share. | 01 Dec 2023 | 77,898 | 14,507,329 (39%) | 0% | 9.2 | 717,698 | Class A Common Shares |
| ThredUp Inc (Class A) | Reinhart James | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 76,766 | 1,351,471 | - | - | Restricted Stock Units | |
| ThredUp Inc (Class A) | James Reinhart | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 76,766 | 526,520 | - | 0 | Class A Common Stock | |
| Robinhood Markets Inc (Class A) | Gallagher M Daniel | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 76,142 | 228,427 | - | - | Restricted Stock Units | |
| Smart Sand Inc | Andrew Speaker R. | Director, SEE REMARKS | Sale of securities on an exchange or to another person at price $ 1.97 per share. | 01 Dec 2023 | 75,333 | 925,506 (2%) | 0% | 2.0 | 148,406 | Common Stock |
| Opus Genetics Inc | Patel A. Ronil | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 74,538 | 74,538 | - | - | Employee Stock Option (right to buy) | |
| Figs Inc (Class A) | Hasson Heather | Director, Executive Chair, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.39 per share. | 01 Dec 2023 | 73,802 | 625,082 | - | 7.4 | 545,463 | Class A Common Stock |
| AllianceBernstein Holding Lp - Unit | Seth Bernstein P. | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.09 per share. | 01 Dec 2023 | 71,510 | 286,011 (0%) | 0% | 29.1 | 2,080,226 | AB Holding Units |
| Hartford Insurance | Christopher Swift J. | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 69,248 | 0 | - | - | Stock Option | |
| Hartford Insurance | Swift J. Christopher | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 35.83 per share. | 01 Dec 2023 | 69,248 | 239,428 (0%) | 0% | 35.8 | 2,481,156 | Common Stock |
| Design Therapeutics Inc | W. Rodney Lappe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 69,186 | 69,186 | - | - | Stock Option (right to buy) | |
| Biomarin pharma Inc - Registered Shares | Alexander Hardy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 68,039 | 68,039 (0%) | 0% | 0 | Common Stock | |
| Donnelley Fin Soln Inc | Jeffrey Jacobowitz | Director | Sale of securities on an exchange or to another person at price $ 58.69 per share. | 01 Dec 2023 | 67,441 | 2,520,886 (7%) | 0% | 58.7 | 3,958,052 | Common Stock |
| Robinhood Markets Inc (Class A) | Gallagher M Daniel | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 66,490 | 864,362 | - | - | Restricted Stock Units | |
| Security National Fin Corp (Class A) | Adam Quist G. | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 66,150 | 217,021 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | S. Andrew Quist | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 66,150 | 330,467 | - | - | Employee Stock Option (right to buy) | |
| McCormick & Company | Michael Smith R. | Executive VP & CFO | 01 Dec 2023 | 66,007 | 66,007 | - | - | Options - Right to Buy | ||
| Stoke Therapeutics Inc | S. Barry Ticho | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 65,600 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stoke Therapeutics Inc | Huw M. Nash | COO & CBO | 01 Dec 2023 | 65,600 | 0 | - | - | Employee Stock Option (Right to Buy) | ||
| Stoke Therapeutics Inc | Stephen J. Tulipano | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 65,600 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ginkgo Bioworks Holdings Inc (Class A) | Mark Dmytruk | See remarks | 01 Dec 2023 | 65,281 | 974,067 | - | - | Restricted Stock Units | ||
| Ginkgo Bioworks Holdings Inc (Class A) | Mark Dmytruk | See remarks | 01 Dec 2023 | 65,281 | 699,487 | - | - | Class A Common Stock | ||
| Stoke Therapeutics Inc | Allan Jonathan | General Counsel & Corp Sec | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 65,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Salesforce | Brian Millham | President and COO | 01 Dec 2023 | 64,570 | 42,134 (0%) | 0% | 255.0 | 16,465,356 | Common Stock | |
| Salesforce | Millham Brian | President and COO | 01 Dec 2023 | 64,570 | 64,570 (0%) | 0% | 215.2 | 13,893,527 | Common Stock | |
| Salesforce | Brian Millham | President and COO | 01 Dec 2023 | 64,570 | 32,285 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Agilysys Inc | A. Michael Kaufman | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 87.11 per share. | 01 Dec 2023 | 64,367 | 3,973,856 (16%) | 0% | 87.1 | 5,606,913 | Common Stock |
| Seritage Growth Properties (Class A) | S. Lampert Edward | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.16 per share. | 01 Dec 2023 | 61,605 | 14,765,227 (40%) | 0% | 9.2 | 564,536 | Class A Common Shares |
| Pinterest Inc (Class A) | Sharp Evan | Director | Sale of securities on an exchange or to another person at price $ 35.00 per share. | 01 Dec 2023 | 61,231 | 0 (0%) | 0% | 35.0 | 2,143,220 | Class A Common Stock |
| Pinterest Inc (Class A) | Evan Sharp | Director | 01 Dec 2023 | 61,231 | 61,231 (0%) | 0% | 0 | Class A Common Stock | ||
| Pinterest Inc (Class A) | Evan Sharp | Director | 01 Dec 2023 | 61,231 | 278,184 | - | - | Class B common stock | ||
| Talkspace Inc | Swati B. Abbott | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 61,215 | 61,215 | - | 2.0 | 124,879 | Common Stock |
| Talkspace Inc | Liat Ben-Zur | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 61,215 | 61,215 | - | 2.0 | 124,879 | Common Stock |
| Stoke Therapeutics Inc | Tulipano Stephen J. | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 60,773 | 60,773 | - | - | Restricted Stock Unit (RSU) | |
| Stoke Therapeutics Inc | Barry Ticho S. | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 60,773 | 60,773 | - | - | Restricted Stock Unit (RSU) | |
| Kite Realty Grp Trust | A. Kite John | Director, Chairman & CEO | 01 Dec 2023 | 60,000 | 1,701,659 | - | - | Limited Partnership Units of Kite Realty Group, L.P. | ||
| Kite Realty Grp Trust | A. Kite John | Director, Chairman & CEO | 01 Dec 2023 | 60,000 | 164,121 (0%) | 0% | 0 | Common Shares | ||
| Kite Realty Grp Trust | John Kite A. | Director, Chairman & CEO | Sale of securities on an exchange or to another person at price $ 21.91 per share. | 01 Dec 2023 | 60,000 | 104,121 (0%) | 0% | 21.9 | 1,314,600 | Common Shares |
| Walmart | Gregory B. Penner | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 60,000 | 482,878 (0%) | 0% | 0 | Common Stock | |
| Stoke Therapeutics Inc | Tulipano J. Stephen | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 60,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Stoke Therapeutics Inc | Ticho S. Barry | Chief Medical Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 60,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Robinhood Markets Inc (Class A) | Warnick Jason | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.32 per share. | 01 Dec 2023 | 58,882 | 911,048 | - | 9.3 | 548,780 | Class A Common Stock |
| Nextdoor Holdings Inc (Class A) | J. Friar Sarah | Director, CEO and President, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 58,629 | 58,629 | - | - | Stock Options (Right to buy) | |
| ThredUp Inc (Class A) | Homer Christopher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 58,237 | 672,572 | - | - | Restricted Stock Units | |
| ThredUp Inc (Class A) | Marino Anthony | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 58,237 | 672,572 | - | - | Restricted Stock Units | |
| ThredUp Inc (Class A) | Christopher Homer | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 58,237 | 393,594 | - | 0 | Class A Common Stock | |
| ThredUp Inc (Class A) | Marino Anthony | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 58,237 | 478,690 | - | 0 | Class A Common Stock | |
| Talkspace Inc | Swati B. Abbott | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 57,985 | 57,985 | - | - | Stock Options | |
| Talkspace Inc | Ben-Zur Liat | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 57,985 | 57,985 | - | - | Stock Options | |
| HF Sinclair Corp | Timothy Go | Director, CEO and President | 01 Dec 2023 | 57,784 | 284,235 (0%) | 0% | 0 | Common Stock | ||
| Telos Corp | Robbins Edward Hutchinson | EVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.25 per share. | 01 Dec 2023 | 57,391 | 249,565 | - | 4.3 | 243,912 | Common Stock |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 57,096 | 57,097 | - | - | Restricted Units | |
| Reynolds Consumer Products Inc | E. Huckins Scott | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 56,647 | 56,647 | - | - | Restricted Stock Units | |
| ThredUp Inc (Class A) | Reinhart James | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 01 Dec 2023 | 53,306 | 542,667 | - | 2.2 | 114,608 | Class A Common Stock |
| LoanDepot Inc (Class A) | Walsh Jeff | President, LDI Mortgage | 01 Dec 2023 | 53,289 | 8,135,324 | - | - | Common Units | ||
| LoanDepot Inc (Class A) | Jeff Walsh | President, LDI Mortgage | 01 Dec 2023 | 53,289 | 4,359,914 (7%) | 0% | 0 | Class A Common Stock, par value $0.001 per share | ||
| DraftKings Inc (Class A) | R. Stanton Dodge | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.95 per share. | 01 Dec 2023 | 52,777 | 882,130 | - | 2.9 | 155,692 | Class A Common Stock |
| DraftKings Inc (Class A) | R. Stanton Dodge | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 52,777 | 420,361 | - | - | Stock Option | |
| DraftKings Inc (Class A) | R. Stanton Dodge | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 38.84 per share. | 01 Dec 2023 | 52,777 | 829,353 | - | 38.8 | 2,049,859 | Class A Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 01 Dec 2023 | 52,384 | 12,135,591 | - | - | Class B Common Stock | ||
| Cloudflare Inc (Class A) | Prince Matthew | Director, CEO & Chair of the Board, Ten Percent Owner | 01 Dec 2023 | 52,384 | 63,107 (0%) | 0% | - | Class A Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 01 Dec 2023 | 52,384 | 63,107 (0%) | 0% | - | Class A Common Stock | ||
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | 01 Dec 2023 | 52,384 | 12,083,207 | - | - | Class B Common Stock | ||
| Cloudflare Inc (Class A) | Prince Matthew | Director, CEO & Chair of the Board, Ten Percent Owner | 01 Dec 2023 | 52,384 | 63,107 (0%) | 0% | - | Class A Common Stock | ||
| Cloudflare Inc (Class A) | Prince Matthew | Director, CEO & Chair of the Board, Ten Percent Owner | 01 Dec 2023 | 52,384 | 12,187,975 | - | - | Class B Common Stock | ||
| Porch Group Inc Ordinary | Shawn Tabak | CHIEF FINANCIAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.68 per share. | 01 Dec 2023 | 50,282 | 136,451 | - | 1.7 | 84,474 | Common Stock |
| Pinterest Inc (Class A) | Sharp Evan | Director | 01 Dec 2023 | 50,261 | 50,261 (0%) | 0% | 0 | Class A Common Stock | ||
| Pinterest Inc (Class A) | Evan Sharp | Director | Sale of securities on an exchange or to another person at price $ 35.00 per share. | 01 Dec 2023 | 50,261 | 0 (0%) | 0% | 35.0 | 1,759,311 | Class A Common Stock |
| Pinterest Inc (Class A) | Sharp Evan | Director | 01 Dec 2023 | 50,261 | 267,127 | - | - | Class B common stock | ||
| Sprinklr Inc (Class A) | Diane Adams K. | Chief Culture & Talent Officer | 01 Dec 2023 | 50,124 | 129,000 | - | - | Class B Common Stock | ||
| Sprinklr Inc (Class A) | Adams Diane K. | Chief Culture & Talent Officer | Sale of securities on an exchange or to another person at price $ 16.02 per share. | 01 Dec 2023 | 50,124 | 273,546 | - | 16.0 | 802,986 | Class A Common Stock |
| Sprinklr Inc (Class A) | Diane Adams K. | Chief Culture & Talent Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 50,124 | 0 | - | - | Employee Stock Option (right to buy) | |
| Sprinklr Inc (Class A) | Diane Adams K. | Chief Culture & Talent Officer | 01 Dec 2023 | 50,124 | 323,670 | - | - | Class A Common Stock | ||
| Sprinklr Inc (Class A) | Diane Adams K. | Chief Culture & Talent Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 50,124 | 179,124 | - | - | Class B Common Stock | |
| Security National Fin Corp (Class A) | Andrew Quist S. | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 49,836 | 216,854 | - | - | Employee Stock Option (right to buy) | |
| Opus Genetics Inc | A. Patel Ronil | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 49,692 | 91,996 | - | 0 | Common Stock | |
| Toll Brothers Inc | Yearley Douglas C. | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 49,354 | 0 | - | - | Restricted Stock Units | |
| Toll Brothers Inc | Douglas C. Yearley | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 49,354 | 295,901 (0%) | 0% | 0 | Common Stock | |
| DigitalOcean Holdings Inc | Steinfort W. Matthew | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.62 per share. | 01 Dec 2023 | 49,156 | 536,337 | - | 29.6 | 1,456,001 | Common Stock |
| Robinhood Markets Inc (Class A) | Jason Warnick | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 48,992 | 636,899 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Simon Khalaf | Director, Chief Executive Officer | 01 Dec 2023 | 47,897 | 321,536 | - | 6.4 | 305,104 | Class A Common Stock | |
| Security National Fin Corp (Class A) | Quist Andrew S. | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 47,463 | 264,317 | - | - | Employee Stock Option (right to buy) | |
| Biomarin pharma Inc - Registered Shares | Hardy Alexander | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 47,332 | 115,371 (0%) | 0% | 0 | Common Stock | |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 47,121 | 0 | - | - | Restricted Units | |
| Mitek Systems Inc | E. Michael Diamond | General Manager | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 46,873 | 99,069 | - | - | Performance Restricted Stock Units | |
| Stoke Therapeutics Inc | Allan Jonathan | General Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 46,284 | 46,284 | - | - | Restricted Stock Unit (RSU) | |
| Pulse Biosciences Inc | W. Duggan Robert | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 9.07 per share. | 01 Dec 2023 | 45,600 | 258,544 (1%) | 0% | 9.1 | 413,592 | Common Stock |
| Alkami Tech Inc | Stephen Bohanon | Chief Strategy & Product Offr. | 01 Dec 2023 | 45,000 | 380,348 | - | 22.8 | 1,023,773 | Common Stock | |
| SHF Holdings Inc (Class A) | Carleton Richard | Director | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 01 Dec 2023 | 45,000 | 180,128 | - | 0.8 | 35,775 | Class A Common Stock |
| Marqeta Inc (Class A) | Simon Khalaf | Director, Chief Executive Officer | 01 Dec 2023 | 44,391 | 294,839 | - | 0 | Class A Common Stock | ||
| Marqeta Inc (Class A) | Khalaf Simon | Director, Chief Executive Officer | 01 Dec 2023 | 44,391 | 443,905 | - | - | Restricted Stock Units | ||
| Progyny Inc | Mark Livingston | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 44,000 | 86,627 | - | - | Stock Option (Right to Buy) | |
| Progyny Inc | Mark Livingston | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.95 per share. | 01 Dec 2023 | 44,000 | 102,377 (0%) | 0% | 4.0 | 173,800 | Common Stock |
| Robinhood Markets Inc (Class A) | Warnick Jason | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 43,715 | 0 | - | - | Restricted Stock Units | |
| Security National Fin Corp (Class A) | Adam G. Quist | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 43,607 | 109,341 | - | - | Employee Stock Option (right to buy) | |
| Ginkgo Bioworks Holdings Inc (Class A) | Dmytruk Mark | See remarks | 01 Dec 2023 | 42,402 | 676,844 | - | 1.4 | 58,812 | Class A Common Stock | |
| Salesforce | Millham Brian | President and COO | 01 Dec 2023 | 42,134 | 106,704 (0%) | 0% | 218.2 | 9,194,060 | Common Stock | |
| Salesforce | Millham Brian | President and COO | 01 Dec 2023 | 42,134 | 0 (0%) | 0% | 260 | 10,954,840 | Common Stock | |
| Salesforce | Millham Brian | President and COO | 01 Dec 2023 | 42,134 | 58,987 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Security National Fin Corp (Class A) | Quist G. Adam | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 41,530 | 150,871 | - | - | Employee Stock Option (right to buy) | |
| ThredUp Inc (Class A) | Anthony Marino | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 41,335 | 434,747 | - | 0 | Class A Common Stock | |
| ThredUp Inc (Class A) | Christopher Homer | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 41,335 | 347,489 | - | 0 | Class A Common Stock | |
| ThredUp Inc (Class A) | Christopher Homer | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 41,335 | 730,809 | - | - | Restricted Stock Units | |
| ThredUp Inc (Class A) | Anthony Marino | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 41,335 | 730,809 | - | - | Restricted Stock Units | |
| Cardlytics Inc | Karim Temsamani | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.21 per share. | 01 Dec 2023 | 40,413 | 258,858 (0%) | 0% | 8.2 | 331,791 | Common Stock |
| Accel Entertainment Inc (Class A1) | H. Rubenstein Andrew | Director, CEO and President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 10.15 per share. | 01 Dec 2023 | 40,000 | 4,181,575 (237%) | 2% | 10.2 | 406,104 | Class A-1 Common Stock |
| Security National Fin Corp (Class A) | S. Garrett Sill | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 40,000 | 230,125 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Overbaugh Jason G. | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 40,000 | 302,113 | - | - | Employee Stock Option (right to buy) | |
| Upstart Holdings Inc | Paul Gu | Director, Chief Technology Offier | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.43 per share. | 01 Dec 2023 | 40,000 | 888,063 | - | 0.4 | 17,200 | Common Stock |
| Upstart Holdings Inc | Gu Paul | Director, Chief Technology Offier | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 40,000 | 30,000 | - | - | Employee Stock Option (Right to buy) | |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 39,796 | 0 | - | - | Restricted Units | |
| ZoomInfo Tech Inc | Dasdan Ali | Chief Technology Officer | 01 Dec 2023 | 39,729 | 357,562 | - | - | Restricted Stock Units | ||
| ZoomInfo Tech Inc | Dasdan Ali | Chief Technology Officer | 01 Dec 2023 | 39,729 | 75,658 | - | - | Common Stock | ||
| Franklin Resources Inc | Jennifer M. Johnson | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.63 per share. | 01 Dec 2023 | 39,630 | 2,562,475 (0%) | 0% | 25.6 | 1,015,717 | Common Stock, par value $.10 |
| Marqeta Inc (Class A) | Kern Randall | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 39,592 | 45,382 | - | 0 | Class A Common Stock | |
| Marqeta Inc (Class A) | Kern Randall | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 39,592 | 356,328 | - | - | Restricted Stock Units | |
| ACI Worldwide Inc | Behrens Scott W. | Chief Financial Officer | 01 Dec 2023 | 39,540 | 0 | - | - | Non-Qualified Stock Option (right to buy) | ||
| ACI Worldwide Inc | W. Scott Behrens | Chief Financial Officer | 01 Dec 2023 | 39,540 | 465,168 (0%) | 0% | 20.5 | 811,096 | Common Stock | |
| Sphere 3D Corp | Trompeter Patricia | Director, CEO | 01 Dec 2023 | 38,710 | 128,079 (3%) | 1% | 0.8 | 30,968 | Common Stock | |
| Mitek Systems Inc | Christopher Briggs H | SVP Identity | 01 Dec 2023 | 38,085 | 104,974 | - | - | Performance Restricted Stock Units | ||
| ThredUp Inc (Class A) | Reinhart James | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 01 Dec 2023 | 38,061 | 488,459 | - | 2.1 | 81,831 | Class A Common Stock |
| Oscar Health Inc (Class A) | Scott R. Blackley | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 37,578 | 537,313 | - | - | Class A Common Stock | |
| Oscar Health Inc (Class A) | R. Scott Blackley | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 37,578 | 488,510 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 37,500 | 3,517,280 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Jason D. Robins | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 37,500 | 487,500 | - | - | Restricted Stock Units | |
| Security National Fin Corp (Class A) | G. Overbaugh Jason | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 37,377 | 156,691 | - | - | Employee Stock Option (right to buy) | |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 37,274 | 0 | - | - | Restricted Units | |
| Dorman Products Inc | Berman L. Steven | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 37,164 | 963,926 (2%) | 0% | 0 | Common Stock | |
| ThredUp Inc (Class A) | Sean Sobers | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 36,958 | 434,434 | - | - | Restricted Stock Units | |
| ThredUp Inc (Class A) | Sobers Sean | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 36,958 | 263,883 | - | 0 | Class A Common Stock | |
| Security National Fin Corp (Class A) | G. Overbaugh Jason | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 36,750 | 262,113 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Garrett Sill S. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 36,750 | 190,125 | - | - | Employee Stock Option (right to buy) | |
| AllianceBernstein Holding Lp - Unit | Karl Sprules | Head of Global Tech and Ops | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.09 per share. | 01 Dec 2023 | 35,861 | 36,344 (0%) | 0% | 29.1 | 1,043,196 | AB Holding Units |
| Essential Properties Realty Trust Inc | Mavoides M. Peter | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 24.27 per share. | 01 Dec 2023 | 35,717 | 494,360 (0%) | 0% | 24.3 | 866,852 | Common Stock |
| Security National Fin Corp (Class A) | Overbaugh Jason G. | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 35,597 | 192,288 | - | - | Employee Stock Option (right to buy) | |
| Mitek Systems Inc | E. Diamond Michael | General Manager | Grant, award, or other acquisition of securities at price $ 11.35 per share. | 01 Dec 2023 | 35,243 | 266,524 (0%) | 0% | 11.3 | 400,008 | Common Stock |
| ACI Worldwide Inc | W. Scott Behrens | Chief Financial Officer | 01 Dec 2023 | 35,003 | 430,165 (0%) | 0% | 26.9 | 942,995 | Common Stock | |
| Sutro Biopharma Inc | Jane Chung | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 35,000 | 35,000 | - | - | Stock Option (right to buy) | |
| Hartford Insurance | Swift J. Christopher | Director, Chairman and CEO | Sale of securities on an exchange or to another person at price $ 78.09 per share. | 01 Dec 2023 | 34,624 | 204,804 (0%) | 0% | 78.1 | 2,703,681 | Common Stock |
| Hartford Insurance | Swift Christopher J. | Director, Chairman and CEO | Sale of securities on an exchange or to another person at price $ 78.08 per share. | 01 Dec 2023 | 34,624 | 170,180 (0%) | 0% | 78.1 | 2,703,584 | Common Stock |
| Donnelley Fin Soln Inc | Jeffrey Jacobowitz | Director | Sale of securities on an exchange or to another person at price $ 59.41 per share. | 01 Dec 2023 | 34,623 | 2,486,263 (7%) | 0% | 59.4 | 2,056,873 | Common Stock |
| Schlumberger | B. Dianne Ralston | Chief Legal Officer & Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 34,604 | 0 | - | - | RSU (Restricted Stock Unit) | |
| Schlumberger | Ralston B. Dianne | Chief Legal Officer & Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 34,604 | 128,338 (0%) | 0% | 0 | Common Stock, $0.01 Par Value Per Share | |
| Gen Digital | M. Derse Natalie | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 22.34 per share. | 01 Dec 2023 | 34,583 | 360,740 (0%) | 0% | 22.3 | 772,584 | Common Stock |
| Oscar Health Inc (Class A) | Alessandrea Quane C. | EVP, Chief Insurance Officer | 01 Dec 2023 | 34,379 | 446,935 | - | - | Restricted Stock Units | ||
| Oscar Health Inc (Class A) | C. Quane Alessandrea | EVP, Chief Insurance Officer | 01 Dec 2023 | 34,379 | 309,012 | - | - | Class A Common Stock | ||
| Security National Fin Corp (Class A) | S. Garrett Sill | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 33,075 | 153,375 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Jason G. Overbaugh | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 33,075 | 225,363 | - | - | Employee Stock Option (right to buy) | |
| MongoDB Inc (Class A) | C. Ittycheria Dev | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.50 per share. | 01 Dec 2023 | 33,000 | 247,177 (0%) | 0% | 6.5 | 214,500 | Class A Common Stock |
| MongoDB Inc (Class A) | Ittycheria Dev C. | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 33,000 | 137,036 | - | - | Employee Stock Option (Right to Buy) | |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 79.60 per share. | 01 Dec 2023 | 32,713 | 10,723 (0%) | 0% | 79.6 | 2,603,824 | Class A Common Stock |
| Security National Fin Corp (Class A) | Andrew S. Quist | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 32,705 | 167,018 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | G. Overbaugh Jason | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 32,705 | 119,314 | - | - | Employee Stock Option (right to buy) | |
| AllianceBernstein Holding Lp - Unit | Seth Bernstein P. | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.09 per share. | 01 Dec 2023 | 31,964 | 256,634 (0%) | 0% | 29.1 | 929,833 | AB Holding Units |
| Flagstar Fin Inc | M. Smith Lee | SEVP & President of Mortgage | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 01 Dec 2023 | 31,877 | 1,415,683 (0%) | 0% | 0 | Common Stock | |
| Freshworks Inc (Class A) | K. Gandhi Sameer | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 31,849 | 207,010 | - | 0 | Class A Common Stock | |
| Better Home & Finance Holding Co. (Class A) | Nicholas J. Calamari | CAO and Senior Counsel | 01 Dec 2023 | 31,837 | 636,841 | - | - | Restricted Stock Units | ||
| Better Home & Finance Holding Co. (Class A) | Nicholas J. Calamari | CAO and Senior Counsel | 01 Dec 2023 | 31,837 | 7,273,722 | - | - | Class B Common Stock | ||
| Better Home & Finance Holding Co. (Class A) | Paula Tuffin | General Counsel and CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 31,837 | 636,841 | - | - | Restricted Stock Units | |
| Better Home & Finance Holding Co. (Class A) | Paula Tuffin | General Counsel and CCO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 31,837 | 1,236,506 | - | - | Class B Common Stock | |
| Security National Fin Corp (Class A) | S. Quist Andrew | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 31,803 | 47,704 | - | - | Employee Stock Option (right to buy) | |
| Phillips 66 | J. Kevin Mitchell | Exec. VP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 31,700 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Phillips 66 | Mitchell Kevin J. | Exec. VP and CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 78.48 per share. | 01 Dec 2023 | 31,700 | 135,051 (0%) | 0% | 78.5 | 2,487,658 | Common Stock |
| Phillips 66 | J. Kevin Mitchell | Exec. VP and CFO | Sale of securities on an exchange or to another person at price $ 130.21 per share. | 01 Dec 2023 | 31,700 | 103,351 (0%) | 0% | 130.2 | 4,127,784 | Common Stock |
| Kennametal Inc | Christopher Rossi | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 31,456 | 0 | - | - | Restricted Stock Units | |
| Kennametal Inc | Christopher Rossi | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.15 per share. | 01 Dec 2023 | 31,456 | 348,815 (0%) | 0% | 24.1 | 759,662 | Common Stock |
| Procore Tech Inc | F. Craig Courtemanche | Director, CEO & President, Chairman of the Board | Sale of securities on an exchange or to another person at price $ 59.86 per share. | 01 Dec 2023 | 31,355 | 3,080,780 | - | 59.9 | 1,876,910 | Common Stock |
| Security National Fin Corp (Class A) | S. Garrett Sill | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 31,147 | 90,636 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Overbaugh G. Jason | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 30,289 | 30,289 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Andrew Quist S. | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 30,289 | 77,993 | - | - | Employee Stock Option (right to buy) | |
| GoDaddy | Chen Roger | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 99.55 per share. | 01 Dec 2023 | 30,256 | 157,716 (0%) | 0% | 99.6 | 3,012,082 | Class A Common Stock |
| Myriad Genetics Inc | R. Bryan Riggsbee | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 19.09 per share. | 01 Dec 2023 | 30,000 | 291,812 (0%) | 0% | 19.1 | 572,835 | Common Stock |
| Upstart Holdings Inc | Gu Paul | Director, Chief Technology Offier | Sale of securities on an exchange or to another person at price $ 26.25 per share. | 01 Dec 2023 | 30,000 | 858,063 | - | 26.2 | 787,491 | Common Stock |
| Security National Fin Corp (Class A) | Garrett Sill S. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 29,664 | 120,300 | - | - | Employee Stock Option (right to buy) | |
| SEI Investments Co. | P. West Alfred | Director, Executive Chairman, Ten Percent Owner | 01 Dec 2023 | 29,343 | 8,029,315 (5%) | 0% | 59.8 | 1,754,125 | Common Stock | |
| BuzzFeed Inc (Class A) | Rothstein Adam | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 29,034 | 0 | - | - | Restricted Stock Units | |
| BuzzFeed Inc (Class A) | Adam Rothstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 29,034 | 1,798,584 | - | 0 | Class A Common Stock | |
| M & T Bank | Walters Kirk W. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 29,004 | 0 | - | - | Option (right to buy) | |
| M & T Bank | W. Walters Kirk | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 117.82 per share. | 01 Dec 2023 | 29,004 | 36,092 (0%) | 0% | 117.8 | 3,417,251 | Common Stock |
| M & T Bank | W. Kirk Walters | Director | Sale of securities on an exchange or to another person at price $ 130.00 per share. | 01 Dec 2023 | 29,004 | 7,088 (0%) | 0% | 130 | 3,770,520 | Common Stock |
| Robinhood Markets Inc (Class A) | Gallagher Daniel M | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 28,935 | 260,417 | - | - | Restricted Stock Units | |
| Security National Fin Corp (Class A) | G. Overbaugh Jason | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 28,847 | 59,136 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | S. Quist Andrew | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 28,847 | 106,840 | - | - | Employee Stock Option (right to buy) | |
| Gray Television Inc (Class A) | Hilton Howell H. | Director, Chairman, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.05 per share. | 01 Dec 2023 | 28,807 | 2,291,888 (32%) | 0% | 9.0 | 260,703 | Class A Common Stock |
| Gray Television Inc (Class A) | Howell R. Robin | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.05 per share. | 01 Dec 2023 | 28,807 | 2,291,888 (32%) | 0% | 9.0 | 260,703 | Class A Common Stock |
| Amcor | Liebelt Graeme | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 28,772 | 28,772 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Milotich Michael | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 28,670 | 248,658 | - | 0 | Class A Common Stock | |
| Marqeta Inc (Class A) | Milotich Michael | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 28,670 | 258,027 | - | - | Restricted Stock Units | |
| Mitek Systems Inc | Christopher H Briggs | SVP Identity | 01 Dec 2023 | 28,635 | 87,461 (0%) | 0% | 11.3 | 325,007 | Common Stock | |
| Sphere 3D Corp | O’Daniel Joseph | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 28,572 | 0 | - | - | Restricted Stock Unit (RSU) | |
| Sphere 3D Corp | Joseph O’Daniel | President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 28,572 | 30,089 (0%) | 0% | - | Common Stock | |
| Quanex Building Products Corp | William C. Griffiths | Director | Sale of securities on an exchange or to another person at price $ 32.20 per share. | 01 Dec 2023 | 28,296 | 52,619 (0%) | 0% | 32.2 | 911,069 | Common Stock |
| Robinhood Markets Inc (Class A) | Jason Warnick | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,995 | 139,979 | - | - | Restricted Stock Units | |
| Baxter International | Grade T. Joel | EVP and CFO | 01 Dec 2023 | 27,988 | 27,988 (0%) | 0% | 0 | Common Stock, $1 par value | ||
| RingCentral Inc (Class A) | Parekh Sonalee | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 29.98 per share. | 01 Dec 2023 | 27,984 | 231,886 (0%) | 0% | 30.0 | 839,016 | Class A Common Stock |
| GM | A. Paul Jacobson | Executive Vice President & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,977 | 0 | - | - | Restricted Stock Units | |
| GM | A. Paul Jacobson | Executive Vice President & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,977 | 214,824 (0%) | 0% | 0 | Common Stock | |
| BuzzFeed Inc (Class A) | Adam Rothstein | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,781 | 1,769,550 | - | 0 | Class A Common Stock | |
| BuzzFeed Inc (Class A) | Rothstein Adam | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,781 | 55,561 | - | - | Restricted Stock Units | |
| Cloudflare Inc (Class A) | Prince Matthew | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 78.39 per share. | 01 Dec 2023 | 27,759 | 15,923 (0%) | 0% | 78.4 | 2,175,925 | Class A Common Stock |
| ThredUp Inc (Class A) | Sobers Sean | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,754 | 240,686 | - | 0 | Class A Common Stock | |
| ThredUp Inc (Class A) | Sean Sobers | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 27,754 | 471,392 | - | - | Restricted Stock Units | |
| Novanta Inc | Matthijs Glastra | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 27,693 | 27,693 (0%) | 0% | 0 | Common Stock | |
| Novanta Inc | Glastra Matthijs | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 01 Dec 2023 | 27,693 | 34,048 (0%) | 0% | 0 | Common Stock | |
| Security National Fin Corp (Class A) | S. Quist Andrew | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 27,473 | 134,313 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Overbaugh G. Jason | Director, VP & Nat Mark Dir of Life Ins | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 27,473 | 86,609 | - | - | Employee Stock Option (right to buy) | |
| Marqeta Inc (Class A) | Randall Kern | See Remarks | Sale of securities on an exchange or to another person at price $ 6.23 per share. | 01 Dec 2023 | 27,409 | 0 | - | 6.2 | 170,851 | Class A Common Stock |
| Franklin Resources Inc | Nicholls Matthew | EVP, CFO & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.63 per share. | 01 Dec 2023 | 27,367 | 384,668 (0%) | 0% | 25.6 | 701,416 | Common Stock, par value $.10 |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 26,466 | 0 | - | - | Restricted Units | |
| Teladoc Health Inc | P. Nikolaos Nanis | Chief Technology Officer | 01 Dec 2023 | 26,357 | 26,357 | - | - | Restricted Stock Units | ||
| nLIGHT Inc | Joseph Corso | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.24 per share. | 01 Dec 2023 | 26,242 | 166,834 (0%) | 0% | 13.2 | 347,444 | Common Stock |
| Security National Fin Corp (Class A) | Adam G. Quist | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 26,164 | 65,734 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Sill S. Garrett | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 26,164 | 59,489 | - | - | Employee Stock Option (right to buy) | |
| Marqeta Inc (Class A) | Kern Randall | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 25,958 | 726,814 | - | - | Stock Option (Right to Buy) | |
| Marqeta Inc (Class A) | Kern Randall | See Remarks | Sale of securities on an exchange or to another person at price $ 6.23 per share. | 01 Dec 2023 | 25,958 | 27,409 | - | 6.2 | 161,820 | Class A Common Stock |
| Marqeta Inc (Class A) | Randall Kern | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.07 per share. | 01 Dec 2023 | 25,958 | 53,367 | - | 4.1 | 105,649 | Class A Common Stock |
| Stoke Therapeutics Inc | Kaye M. Edward | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 25,908 | 25,908 | - | - | Restricted Stock Unit (RSU) | |
| AllianceBernstein Holding Lp - Unit | Sprules Karl | Head of Global Tech and Ops | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.09 per share. | 01 Dec 2023 | 25,607 | 93,916 (0%) | 0% | 29.1 | 744,908 | AB Holding Units |
| ThredUp Inc (Class A) | Alon Rotem | Chief Legal Officer | 01 Dec 2023 | 25,478 | 215,104 | - | 0 | Class A Common Stock | ||
| ThredUp Inc (Class A) | Alon Rotem | Chief Legal Officer | 01 Dec 2023 | 25,478 | 283,550 | - | - | Restricted Stock Units | ||
| Marqeta Inc (Class A) | Milotich Michael | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 25,406 | 228,659 | - | - | Restricted Stock Units | |
| Marqeta Inc (Class A) | Milotich Michael | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 25,406 | 259,849 | - | 0 | Class A Common Stock | |
| Cerence Inc | Ortmanns Stefan | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.01 per share. | 01 Dec 2023 | 25,393 | 585,927 (1%) | 0% | 0.0 | 254 | Common Stock |
| Baxter International | Joel T. Grade | EVP and CFO | 01 Dec 2023 | 25,189 | 53,177 (0%) | 0% | 0 | Common Stock, $1 par value | ||
| Progyny Inc | Mark Livingston | CHIEF FINANCIAL OFFICER | Sale of securities on an exchange or to another person at price $ 34.62 per share. | 01 Dec 2023 | 25,087 | 49,983 (0%) | 0% | 34.6 | 868,512 | Common Stock |
| Simulations Plus Inc | Walter Woltosz S. | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 38.70 per share. | 01 Dec 2023 | 25,025 | 3,799,378 (21%) | 0% | 38.7 | 968,468 | Common Stock |
| Franklin Resources Inc | Sethi Alok | EVP, Head of Global Operations | 01 Dec 2023 | 25,000 | 92,481 (0%) | 0% | 25.4 | 634,465 | Common Stock, par value $.10 | |
| Airbnb | E. David Stephenson | Chief Financial Officer | 01 Dec 2023 | 25,000 | 119,788 | - | 40.2 | 1,004,500 | Class A Common Stock | |
| Airbnb | E. David Stephenson | Chief Financial Officer | 01 Dec 2023 | 25,000 | 190,886 | - | - | Stock Option | ||
| Airbnb | David E. Stephenson | Chief Financial Officer | 01 Dec 2023 | 25,000 | 94,788 | - | 125.5 | 3,137,500 | Class A Common Stock | |
| Byrna Tech Inc | North David | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 25,000 | 50,000 | - | - | Restricted Stock Units | |
| Corcept Therapeutics Inc | Sean Maduck | See Remarks | Sale of securities on an exchange or to another person at price $ 25.56 per share. | 01 Dec 2023 | 25,000 | 73,291 (0%) | 0% | 25.6 | 639,048 | Common Stock |
| MetaVia Inc | Tursi Patrick James | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 25,000 | 25,000 (0%) | 0% | 0 | Common Stock | |
| American Well Corp (Class A) | Shepardson Robert | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.26 per share. | 01 Dec 2023 | 24,990 | 1,001,130 | - | 1.3 | 31,565 | Class A Common Stock |
| Progyny Inc | Mark Livingston | CHIEF FINANCIAL OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.75 per share. | 01 Dec 2023 | 24,913 | 77,464 (0%) | 0% | 34.8 | 865,727 | Common Stock |
| Compass Inc (Class A) | Gregory Hart M. | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 2.39 per share. | 01 Dec 2023 | 24,604 | 872,199 | - | 2.4 | 58,843 | Class A Common Stock |
| AllianceBernstein Holding Lp - Unit | Onur Erzan | Head, Gl. Cl. Grp. & Pr. Wlth. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 29.09 per share. | 01 Dec 2023 | 24,577 | 112,688 (0%) | 0% | 29.1 | 714,945 | units rep. assignments of beneficial owner. of lp interests |
| Robinhood Markets Inc (Class A) | Warnick Jason | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 24,113 | 217,014 | - | - | Restricted Stock Units | |
| Quanex Building Products Corp | Griffiths C. William | Director | Sale of securities on an exchange or to another person at price $ 31.25 per share. | 01 Dec 2023 | 24,108 | 80,915 (0%) | 0% | 31.2 | 753,269 | Common Stock |
| Marqeta Inc (Class A) | Milotich Michael | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 23,755 | 271,007 | - | 0 | Class A Common Stock | |
| Marqeta Inc (Class A) | Michael Milotich | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 23,755 | 213,797 | - | - | Restricted Stock Units | |
| Corporate Office Properties Trust | Britt A. Snider | EVP & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 23,474 | 23,474 | - | - | Profit Interest Units | |
| Nextdoor Holdings Inc (Class A) | Sarah Friar J. | Director, CEO and President, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 23,451 | 23,451 | - | - | Stock Options (Right to buy) | |
| HF Sinclair Corp | Bhatia Vaishali S. | EVP, General Counsel & Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 23,114 | 85,798 (0%) | 0% | 0 | Common Stock | |
| Amcor | Liebelt Graeme | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,786 | 0 | - | - | Restricted Stock Units | |
| Amcor | Liebelt Graeme | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,786 | 81,044 (0%) | 0% | - | Ordinary Shares | |
| HF Sinclair Corp | Go Timothy | Director, CEO and President | 01 Dec 2023 | 22,739 | 261,496 (0%) | 0% | 54.3 | 1,235,637 | Common Stock | |
| SEI Investments Co. | P. Alfred West | Director, Executive Chairman, Ten Percent Owner | 01 Dec 2023 | 22,500 | 0 | - | - | Stock Option (Right to Purchase) | ||
| SEI Investments Co. | Alfred West P. | Director, Executive Chairman, Ten Percent Owner | 01 Dec 2023 | 22,500 | 8,042,377 (5%) | 0% | 33.8 | 759,600 | Common Stock | |
| Super Micro Computer | Weigand David | SVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 53.04 per share. | 01 Dec 2023 | 22,500 | 47,693 (0%) | 0% | 53.0 | 1,193,400 | Common Stock |
| Super Micro Computer | Weigand David | SVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,500 | 7,500 | - | - | Employee Stock Option (right to buy) | |
| Vornado Realty Trust | Steven Roth | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,438 | 0 | - | - | Restricted Units | |
| Amcor | Liebelt Graeme | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,333 | 103,377 (0%) | 0% | - | Ordinary Shares | |
| Amcor | Liebelt Graeme | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,333 | 0 | - | - | Restricted Stock Units | |
| Oscar Health Inc (Class A) | Quane C. Alessandrea | EVP, Chief Insurance Officer | 01 Dec 2023 | 22,246 | 286,766 | - | 8.3 | 185,532 | Class A Common Stock | |
| DraftKings Inc (Class A) | Matthew Kalish | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,058 | 2,859,607 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Matthew Kalish | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,058 | 286,765 | - | - | Restricted Stock Units | |
| DraftKings Inc (Class A) | Paul Liberman | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,058 | 199,092 | - | - | Class A Common Stock | |
| DraftKings Inc (Class A) | Paul Liberman | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 22,058 | 286,765 | - | - | Restricted Stock Units | |
| Alkami Tech Inc | Stephen Bohanon | Chief Strategy & Product Offr. | 01 Dec 2023 | 22,050 | 447,398 | - | 3.3 | 73,206 | Common Stock | |
| Talkspace Inc | Douglas Braunstein | Director | Grant, award, or other acquisition of securities at price $ 2.04 per share. | 01 Dec 2023 | 22,038 | 1,933,789 | - | 2.0 | 44,958 | Common Stock |
| Marqeta Inc (Class A) | Simon Khalaf | Director, Chief Executive Officer | 01 Dec 2023 | 22,010 | 272,829 | - | 6.4 | 140,204 | Class A Common Stock | |
| Palantir | Alexander Moore | Director | Sale of securities on an exchange or to another person at price $ 19.94 per share. | 01 Dec 2023 | 21,900 | 1,699,319 | - | 19.9 | 436,616 | Class A Common Stock |
| Simulations Plus Inc | Woltosz S. Walter | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 38.67 per share. | 01 Dec 2023 | 21,802 | 3,771,453 (21%) | 0% | 38.7 | 843,083 | Common Stock |
| Sphere 3D Corp | Joseph O’Daniel | President | Sale of securities on an exchange or to another person at price $ 1.56 per share. | 01 Dec 2023 | 21,429 | 1,517 (0%) | 0% | 1.6 | 33,410 | Common Stock |
| Freshworks Inc (Class A) | Sameer Gandhi K. | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 01 Dec 2023 | 21,219 | 287,633 | - | 0 | Class A Common Stock | |
| Oscar Health Inc (Class A) | Blackley Scott R. | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 8.34 per share. | 01 Dec 2023 | 21,171 | 516,142 | - | 8.3 | 176,566 | Class A Common Stock |
| Catalyst Bancorp Inc | P Ledet Don | CHIEF RISK OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 21,160 | 21,160 | - | - | Stock Option (Right to Buy) | |
| Agilysys Inc | Michael Kaufman A. | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 87.70 per share. | 01 Dec 2023 | 20,925 | 3,952,931 (16%) | 0% | 87.7 | 1,835,154 | Common Stock |
| Indie Semiconductor Inc (Class A) | Donald McClymont | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 20,850 | 20,851 | - | - | Phantom Awards | |
| Indie Semiconductor Inc (Class A) | Donald McClymont | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 01 Dec 2023 | 20,850 | 54,756 | - | 0 | Class A Common Stock | |
| First Busey Corp | Stanley Bradshaw J. | Director | Purchase of securities on an exchange or from another person at price $ 21.90 per share. | 01 Dec 2023 | 20,800 | 95,800 (0%) | 0% | 21.9 | 455,520 | Common Stock |
| Agenus Inc | Armen Garo H. | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.78 per share. | 01 Dec 2023 | 20,727 | 1,373,085 (0%) | 0% | 0.8 | 16,167 | Common Stock |
| Cloudflare Inc (Class A) | Matthew Prince | Director, CEO & Chair of the Board, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 77.39 per share. | 01 Dec 2023 | 20,605 | 26,564 (0%) | 0% | 77.4 | 1,594,613 | Class A Common Stock |
| Security National Fin Corp (Class A) | Adam Quist G. | Director, Vice President/General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 20,604 | 39,570 | - | - | Employee Stock Option (right to buy) | |
| Security National Fin Corp (Class A) | Garrett S. Sill | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2023 | 20,604 | 33,325 | - | - | Employee Stock Option (right to buy) | |
| Oscar Health Inc (Class A) | Bopitiya Ranmali | EVP & Chief Legal Officer | 01 Dec 2023 | 20,425 | 126,860 | - | - | Class A Common Stock | ||
| Oscar Health Inc (Class A) | Bopitiya Ranmali | EVP & Chief Legal Officer | 01 Dec 2023 | 20,425 | 183,824 | - | - | Restricted Stock Units | ||
| HF Sinclair Corp | Go Timothy | Director, CEO and President | 01 Dec 2023 | 20,414 | 241,082 (0%) | 0% | 54.3 | 1,109,297 | Common Stock | |
| Paylocity Holding Corp | I. Steven Sarowitz | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 160.07 per share. | 01 Dec 2023 | 20,197 | 9,617,851 (17%) | 0% | 160.1 | 3,232,934 | Common Stock, par value $0.001 |
| ThredUp Inc (Class A) | Marino Anthony | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.15 per share. | 01 Dec 2023 | 20,139 | 458,551 | - | 2.2 | 43,299 | Class A Common Stock |
| Toll Brothers Inc | Douglas C. Yearley | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 85.89 per share. | 01 Dec 2023 | 20,058 | 275,843 (0%) | 0% | 85.9 | 1,722,782 | Common Stock |
| Sprinklr Inc (Class A) | Manish Sarin | Chief Financial Officer | 01 Dec 2023 | 20,000 | 743,411 | - | 16.0 | 320,400 | Class A Common Stock | |
| Pinterest Inc (Class A) | D. Jordan Jeffrey | Director | Sale of securities on an exchange or to another person at price $ 34.12 per share. | 01 Dec 2023 | 20,000 | 114,215 (0%) | 0% | 34.1 | 682,358 | Class A Common Stock |
| AvePoint Inc (Class A) | Brian Michael Brown | Director, Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 8.12 per share. | 01 Dec 2023 | 20,000 | 1,362,635 | - | 8.1 | 162,400 | Common Stock |
| Backblaze Inc (Class A) | Cessna Tina | Senior VP, Engineering | 01 Dec 2023 | 20,000 | 151,935 | - | 7.4 | 148,600 | Class A Common Stock | |
| Backblaze Inc (Class A) | Cessna Tina | Senior VP, Engineering | 01 Dec 2023 | 20,000 | 131,935 | - | 7.4 | 147,800 | Class A Common Stock | |
| Harte-Hanks Inc | L. Radoff Bradley | Director | Purchase of securities on an exchange or from another person at price $ 7.23 per share. | 01 Dec 2023 | 20,000 | 216,283 (3%) | 0% | 7.2 | 144,670 | Common Stock |
| Hallador Energy Co | Davis Robert Todd | SVP & CAO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Dec 2023 | 20,000 | 0 | - | - | Restricted Stock Units | |
| Spok Holdings Inc | Wallace W. Michael | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 16.64 per share. | 01 Dec 2023 | 20,000 | 83,717 (0%) | 0% | 16.6 | 332,800 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.