Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Olaplex Holdings Inc | Amanda Baldwin | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 4,237,288 | 4,237,288 | - | - | Option (Right to Buy) | |
| Olaplex Holdings Inc | Baldwin Amanda | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 3,162,055 | 3,162,055 | - | 0 | Common Stock | |
| US Foods Holding Corp | Ferguson D. Scott | Director | Sale of securities on an exchange or to another person at price $ 43.87 per share. | 11 Dec 2023 | 3,000,000 | 15,932,877 (7%) | 1% | 43.9 | 131,610,000 | Common Stock, par value $0.01 ("Shares") |
| Zura Bio Ltd (Class A) | Someit Sidhu | Director, Chief Executive Officer | 11 Dec 2023 | 1,750,000 | 1,750,000 | - | - | Warrants | ||
| Fuelcell Energy Inc | Few B. Jason | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 1,063,636 | 1,063,636 | - | - | Employee Restricted Stock Unit | |
| Amplitude Inc (Class A) | Eric Vishria | Director | 11 Dec 2023 | 1,000,000 | 0 | - | 0 | Class A Common Stock | ||
| Amplitude Inc (Class A) | Vishria Eric | Director | 11 Dec 2023 | 1,000,000 | 1,000,000 | - | 0 | Class A Common Stock | ||
| Amplitude Inc (Class A) | Vishria Eric | Director | 11 Dec 2023 | 1,000,000 | 3,685,008 | - | - | Class B Common Stock | ||
| 4D Molecular Therapeutics Inc | David Kirn | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 590,000 | 590,000 | - | - | Stock Option (Right to Buy) | |
| DraftKings Inc (Class A) | Kalish Matthew | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 500,000 | 3,348,871 | - | 0 | Class A Common Stock | |
| DraftKings Inc (Class A) | Kalish Matthew | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 500,000 | 3,607,189 | - | 0 | Class A Common Stock | |
| SRM Entertainment Inc | John Brian S. | Ten Percent Owner, Former Chairman | 11 Dec 2023 | 500,000 | 938,086 | - | 0 | Common Stock | ||
| Fuelcell Energy Inc | Bishop S. Michael | EVP, TREASURER & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 413,223 | 413,223 | - | - | Employee Restricted Stock Unit | |
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | 11 Dec 2023 | 400,000 | 8,535,618 | - | - | Class B Common Stock | ||
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | 11 Dec 2023 | 400,000 | 699,075 (1%) | 0% | 0 | Class A Common Stock | ||
| Datadog Inc (Class A) | Olivier Pomel | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 400,000 | 299,075 (0%) | 0% | 0 | Class A Common Stock | |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 300,000 | 2,444,760 | - | - | Stock Option (right to buy) | |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 66.17 per share. | 11 Dec 2023 | 300,000 | 1,145,116 (1%) | 0% | 66.2 | 19,850,010 | Common Stock |
| Universal Health Services (Class B) | Alan Miller B. | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 143.62 per share. | 11 Dec 2023 | 295,000 | 1,367,392 (1%) | 0% | 143.6 | 42,367,900 | Class B Common Stock |
| Universal Health Services (Class B) | B. Miller Alan | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 295,000 | 295,000 | - | - | Option To Purchase Class B Common Stock | |
| Franklin Resources Inc | Spector Benjamin Adam | EVP, Head Global Distribution | 11 Dec 2023 | 294,234 | 620,073 (0%) | 0% | 25.5 | 7,500,025 | Common Stock, par value $.10 | |
| Universal Health Services (Class B) | Miller Alan B. | Director, Executive Chairman, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 143.62 per share. | 11 Dec 2023 | 283,660 | 1,083,732 (1%) | 0% | 143.6 | 40,739,249 | Class B Common Stock |
| 4D Molecular Therapeutics Inc | Kamal Fred | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 260,000 | 260,000 | - | - | Stock Option (Right to Buy) | |
| 4D Molecular Therapeutics Inc | Young Robert Kim | Chief Medical Officer | 11 Dec 2023 | 250,000 | 250,000 | - | - | Stock Option (Right to Buy) | ||
| Robinhood Markets Inc (Class A) | Vladimir Tenev | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 11.60 per share. | 11 Dec 2023 | 250,000 | 291,134 | - | 11.6 | 2,900,450 | Class A Common Stock |
| DraftKings Inc (Class A) | Kalish Matthew | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 36.51 per share. | 11 Dec 2023 | 242,000 | 3,365,189 | - | 36.5 | 8,835,420 | Class A Common Stock |
| DraftKings Inc (Class A) | Matthew Kalish | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 36.50 per share. | 11 Dec 2023 | 241,682 | 3,107,189 | - | 36.5 | 8,821,393 | Class A Common Stock |
| Applovin Corp (Class A) | Vivas Eduardo | Director | Sale of securities on an exchange or to another person at price $ 36.94 per share. | 11 Dec 2023 | 230,778 | 8,470,439 | - | 36.9 | 8,524,939 | Class A Common Stock |
| Fuelcell Energy Inc | Michael Lisowski J. | EVP & Chief Operating Officer | 11 Dec 2023 | 227,272 | 227,272 | - | - | Employee Restricted Stock Unit | ||
| Fuelcell Energy Inc | Joshua Dolger | General Counsel & Corp Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 227,272 | 227,272 | - | - | Employee Restricted Stock Unit | |
| Fuelcell Energy Inc | Feasel Mark | EVP & Ch. Commercial Officer | 11 Dec 2023 | 227,272 | 227,272 | - | - | Employee Restricted Stock Unit | ||
| Hewlett Packard | John Francis Schultz | EVP, COLO | Sale of securities on an exchange or to another person at price $ 16.40 per share. | 11 Dec 2023 | 209,748 | 278,118 (0%) | 0% | 16.4 | 3,440,371 | Common Stock |
| BRC Inc (Class A) | Glenn Welling W. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.85 per share. | 11 Dec 2023 | 200,000 | 12,851,018 | - | 3.9 | 770,000 | Class A Common Stock |
| Catalyst Pharma Inc | Steven Miller R. | Chief Op. & Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.13 per share. | 11 Dec 2023 | 150,000 | 797,457 (0%) | 0% | 1.1 | 169,500 | Common stock, par value $0.001 per share |
| Catalyst Pharma Inc | Miller Steven R. | Chief Op. & Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 150,000 | 1,648,956 | - | - | Options to purchase common stock | |
| Novavax Inc | Mark Casey J. | EVP, Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 144,694 | 144,694 | - | - | Stock Options (Right to buy) | |
| 4D Molecular Therapeutics Inc | Bizily Scott | Chief Legal and HR Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 130,000 | 130,000 | - | - | Stock Option (Right to Buy) | |
| Novavax Inc | Casey Mark J. | EVP, Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 125,698 | 125,698 | - | - | Restricted Stock Units | |
| Fuelcell Energy Inc | Leo J. Anthony | EVP & Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 123,967 | 123,967 | - | - | Employee Restricted Stock Unit | |
| Aflac Inc | Daniel Amos P. | Director, Chairman of the Board, CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 120,932 | 687,933 (0%) | 0% | 0 | Common Stock | |
| Aflac Inc | P. Amos Daniel | Director, Chairman of the Board, CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 118,260 | 808,380 (0%) | 0% | 0 | Common Stock | |
| Lucid Grp Inc | Gagan Dhingra | VP of Acctng & Internal Ctrl* | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 117,365 | 302,588 | - | 0 | Class A Common Stock | |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 306.40 per share. | 11 Dec 2023 | 104,498 | 902,545 (0%) | 0% | 306.4 | 32,017,874 | Common Stock |
| Applovin Corp (Class A) | Vivas Eduardo | Director | Sale of securities on an exchange or to another person at price $ 36.10 per share. | 11 Dec 2023 | 103,561 | 8,352,892 | - | 36.1 | 3,738,552 | Class A Common Stock |
| IBM | Krishna Arvind | Director, Chairman and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 100,000 | 207,432 (0%) | 0% | 0 | Common Stock | |
| Universal Health Services (Class B) | Marc D. Miller | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 142.12 per share. | 11 Dec 2023 | 100,000 | 260,383 (0%) | 0% | 142.1 | 14,212,000 | Class B Common Stock |
| Universal Health Services (Class B) | Marc Miller D. | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 100,000 | 0 | - | - | Option To Purchase Class B Common Stock | |
| Universal Health Services (Class B) | D. Marc Miller | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 142.12 per share. | 11 Dec 2023 | 96,723 | 163,660 (0%) | 0% | 142.1 | 13,746,273 | Class B Common Stock |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 305.70 per share. | 11 Dec 2023 | 91,979 | 1,007,043 (1%) | 0% | 305.7 | 28,117,980 | Common Stock |
| Pulse Biosciences Inc | Duggan Robert W. | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 9.36 per share. | 11 Dec 2023 | 90,118 | 36,966,180 (177%) | 0% | 9.4 | 843,504 | Common Stock |
| Nutanix Inc (Class A) | Rajiv Ramaswami | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 46.04 per share. | 11 Dec 2023 | 87,174 | 299,328 (0%) | 0% | 46.0 | 4,013,256 | Class A Common Stock |
| Expensify Inc (Class A) | Barrett David | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.27 per share. | 11 Dec 2023 | 85,000 | 2,313,800 | - | 2.3 | 192,950 | Class A Common Stock |
| DigitalOcean Holdings Inc | Cherie Barrett | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 84,562 | 84,562 | - | 0 | Common Stock | |
| Expensify Inc (Class A) | Barrett David | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.34 per share. | 11 Dec 2023 | 83,000 | 2,398,800 | - | 2.3 | 194,220 | Class A Common Stock |
| Goodyear Tire & Rubber Co. | R. Wells Darren | EVP & Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 82,805 | 358,819 | - | - | 2017 Plan Option | |
| Goodyear Tire & Rubber Co. | R. Darren Wells | EVP & Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.12 per share. | 11 Dec 2023 | 82,805 | 181,569 (0%) | 0% | 10.1 | 837,987 | Common Stock |
| Expensify Inc (Class A) | Barrett David | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.31 per share. | 11 Dec 2023 | 80,000 | 2,233,800 | - | 2.3 | 184,800 | Class A Common Stock |
| Intensity Therapeutics Inc | Joseph Talamo | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 80,000 | 80,000 | - | - | Stock Option (right to buy Common Stock) | |
| SES AI Corp (Class A) | Rohit Makharia | PRES. & CHIEF STRATEGY OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.16 per share. | 11 Dec 2023 | 75,000 | 179,603 | - | 0.2 | 12,000 | Class A Common Stock |
| SES AI Corp (Class A) | Rohit Makharia | PRES. & CHIEF STRATEGY OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 75,000 | 6,392,676 | - | - | Stock Option (Right to Buy) | |
| SES AI Corp (Class A) | Rohit Makharia | PRES. & CHIEF STRATEGY OFFICER | Sale of securities on an exchange or to another person at price $ 2.12 per share. | 11 Dec 2023 | 75,000 | 104,603 | - | 2.1 | 159,015 | Class A Common Stock |
| 4D Molecular Therapeutics Inc | Uneek Mehra | See Remarks | 11 Dec 2023 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | ||
| IonQ Inc | Rima Alameddine | Chief Revenue Officer | 11 Dec 2023 | 73,447 | 646,553 | - | 13.2 | 970,396 | Common Stock | |
| Goodyear Tire & Rubber Co. | R. Darren Wells | EVP & Chief Admin. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.19 per share. | 11 Dec 2023 | 69,820 | 111,749 (0%) | 0% | 14.2 | 990,927 | Common Stock |
| BigBear.ai Holdings Inc | Peter Cannito | Director | Grant, award, or other acquisition of securities at price $ 1.79 per share. | 11 Dec 2023 | 61,453 | 296,499 | - | 1.8 | 110,001 | Common Stock |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 307.32 per share. | 11 Dec 2023 | 57,429 | 845,116 (0%) | 0% | 307.3 | 17,649,138 | Common Stock |
| Seritage Growth Properties (Class A) | Lampert S. Edward | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 9.13 per share. | 11 Dec 2023 | 57,201 | 14,162,487 (38%) | 0% | 9.1 | 521,971 | Class A Common Shares |
| IonQ Inc | Chapman Peter | Director, President and CEO | 11 Dec 2023 | 56,152 | 439,748 | - | 13.2 | 741,925 | Common Stock | |
| SentinelOne Inc (Class A) | David J. Bernhardt | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 24.09 per share. | 11 Dec 2023 | 55,983 | 349,089 | - | 24.1 | 1,348,675 | Class A Common Stock |
| TE Connectivity | R. Terrence Curtin | Director, Chief Exec. Officer & Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 55,824 | 110,793 (0%) | 0% | 0 | Common Shares | |
| Workday (Class A) | David A. Duffield | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 276.23 per share. | 11 Dec 2023 | 53,457 | 1,175,288 (0%) | 0% | 276.2 | 14,766,171 | Class A Common Stock |
| BigBear.ai Holdings Inc | Braden Pamela | Director | Grant, award, or other acquisition of securities at price $ 1.79 per share. | 11 Dec 2023 | 53,073 | 255,432 | - | 1.8 | 95,001 | Common Stock |
| BigBear.ai Holdings Inc | Fulchino E. Paul | Director | Grant, award, or other acquisition of securities at price $ 1.79 per share. | 11 Dec 2023 | 53,073 | 254,023 | - | 1.8 | 95,001 | Common Stock |
| Teledyne Tech | Robert Mehrabian | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 50,000 | 0 | - | - | Stock Option right-to-buy | |
| Teledyne Tech | Mehrabian Robert | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 410.75 per share. | 11 Dec 2023 | 50,000 | 196,052 (0%) | 0% | 410.8 | 20,537,500 | Common Stock |
| Teledyne Tech | Robert Mehrabian | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 78.40 per share. | 11 Dec 2023 | 50,000 | 246,052 (0%) | 0% | 78.4 | 3,920,000 | Common Stock |
| Ardelyx Inc | Grammer Elizabeth | See Remarks | 11 Dec 2023 | 50,000 | 275,675 (0%) | 0% | 5.1 | 253,925 | Common Stock | |
| Construction Partners Inc (Class A) | Craig Jennings | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 42.64 per share. | 11 Dec 2023 | 50,000 | 50,000 (0%) | 0% | 42.6 | 2,132,000 | Class A Common Stock |
| Sabre Corp | E. Sean Menke | Director, Executive Chair of the Board | Sale of securities on an exchange or to another person at price $ 4.00 per share. | 11 Dec 2023 | 50,000 | 1,617,340 (0%) | 0% | 4.0 | 200,005 | Common Stock |
| Amplitude Inc (Class A) | Vishria Eric | Director | 11 Dec 2023 | 45,637 | 265,571 | - | 0 | Class A Common Stock | ||
| PayPal | H. Daniel Schulman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 42,441 | 618,957 (0%) | 0% | 0 | Common Stock | |
| Ameriprise Financial | M. James Cracchiolo | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 40,000 | 39,834 | - | - | Employee Stock Option (right to buy) | |
| Ameriprise Financial | James M. Cracchiolo | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 179.84 per share. | 11 Dec 2023 | 40,000 | 197,103 (0%) | 0% | 179.8 | 7,193,600 | Common Stock |
| Heartland Express Inc | Michael J. Gerdin | Director, Chief Executive Officer, Ten Percent Owner, Co-Trustee of 10% Owner | Purchase of securities on an exchange or from another person at price $ 13.97 per share. | 11 Dec 2023 | 39,675 | 39,675 (0%) | 0% | 14.0 | 554,418 | Common Stock |
| T Stamp Inc (Class A) | Allen Joshua | Director, Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Dec 2023 | 39,341 | 14,453 | - | - | Restricted Stock Units | |
| Entergy | Brown V. Marcus | EVP & General Counsel | 11 Dec 2023 | 38,417 | 9,380 (0%) | 0% | 101.5 | 3,900,478 | Common Stock | |
| Workday (Class A) | A. Duffield David | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 277.42 per share. | 11 Dec 2023 | 35,991 | 1,139,297 (0%) | 0% | 277.4 | 9,984,728 | Class A Common Stock |
| Best Buy | Schulze M. Richard | Ten Percent Owner, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 75.07 per share. | 11 Dec 2023 | 34,572 | 19,937,238 (7%) | 0% | 75.1 | 2,595,458 | Common Stock |
| SL Green Realty Corp | Marc Holliday | Director, CHIEF EXECUTIVE OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 34,467 | 1,240,011 | - | - | LTIP Units | |
| IBM | Krishna Arvind | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 33,328 | 0 | - | - | Rst. Stock Unit | |
| IBM | Krishna Arvind | Director, Chairman and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 33,328 | 323,970 (0%) | 0% | 0 | Common Stock | |
| Gitlab Inc (Class A) | Brian Robins G. | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 59.97 per share. | 11 Dec 2023 | 32,398 | 426,840 | - | 60.0 | 1,942,908 | Class A Common Stock |
| Ameriprise Financial | Cracchiolo M. James | Director, CHAIRMAN AND CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 366.37 per share. | 11 Dec 2023 | 30,052 | 167,051 (0%) | 0% | 366.4 | 11,010,151 | Common Stock |
| Samsara Inc (Class A) | Bostrom Susan L. | Director | Sale of securities on an exchange or to another person at price $ 34.36 per share. | 11 Dec 2023 | 30,000 | 224,054 | - | 34.4 | 1,030,752 | Class A Common Stock |
| Analog Devices | Vincent T. Roche | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 83.48 per share. | 11 Dec 2023 | 30,000 | 45,713 (0%) | 0% | 83.5 | 2,504,400 | Comm Stock - $.16-2/3 value |
| Analog Devices | Roche T. Vincent | Director, Chair & CEO | Sale of securities on an exchange or to another person at price $ 185.65 per share. | 11 Dec 2023 | 30,000 | 15,713 (0%) | 0% | 185.7 | 5,569,500 | Comm Stock - $.16-2/3 value |
| Analog Devices | Roche T. Vincent | Director, Chair & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 30,000 | 50,000 | - | - | Non-Qualified Stock Option (right to buy) | |
| Expensify Inc (Class A) | Barrett David | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.33 per share. | 11 Dec 2023 | 30,000 | 2,203,800 | - | 2.3 | 69,900 | Class A Common Stock |
| Information Services Grp Inc | Putur Christine | Director | Grant, award, or other acquisition of securities at price $ 4.27 per share. | 11 Dec 2023 | 29,274 | 300,437 (0%) | 0% | 4.3 | 125,000 | Shares of Common Stock |
| Vivani Medical Inc | Gregg G. Williams | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.89 per share. | 11 Dec 2023 | 28,948 | 520,475 | - | 0.9 | 25,764 | Common Stock |
| Energy Vault Holdings Inc | Terruzzin Marco | Chief Product Officer | 11 Dec 2023 | 28,495 | 1,435,298 | - | 2.2 | 62,376 | Common Stock | |
| IonQ Inc | Thomas Kramer G. | Chief Financial Officer | 11 Dec 2023 | 28,190 | 869,073 | - | 13.2 | 372,480 | Common Stock | |
| Coinbase Global Inc (Class A) | Ernest Frederick Ehrsam | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 137.57 per share. | 11 Dec 2023 | 27,650 | 809,220 | - | 137.6 | 3,803,791 | Class A Common Stock |
| BigBear.ai Holdings Inc | Battle Sean | Director | Grant, award, or other acquisition of securities at price $ 1.79 per share. | 11 Dec 2023 | 26,257 | 94,813 | - | 1.8 | 47,000 | Common Stock |
| Applied Optoelectronics Inc | Lin Chih-Hsiang | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 26,250 | 0 | - | - | Non-Qualified Stock Option (Right to Buy) | |
| Applied Optoelectronics Inc | Chih-Hsiang Lin | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.84 per share. | 11 Dec 2023 | 26,250 | 1,257,832 (6%) | 0% | 13.8 | 363,300 | Common Stock, $.001 par value |
| Coinbase Global Inc (Class A) | Ehrsam Ernest Frederick | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 138.50 per share. | 11 Dec 2023 | 26,025 | 783,195 | - | 138.5 | 3,604,522 | Class A Common Stock |
| Regeneron Pharma | D. George Yancopoulos | Director, Bd. Co-Chair, President & CSO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 25,155 | 765,327 (0%) | 0% | - | Common Stock | |
| Regeneron Pharma | S. Schleifer Leonard | Director, Bd. Co-Chair, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 25,155 | 0 | - | - | 2019 Performance Stock Units | |
| Regeneron Pharma | George Yancopoulos D. | Director, Bd. Co-Chair, President & CSO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 25,155 | 0 | - | - | 2019 Performance Stock Units | |
| Regeneron Pharma | Leonard Schleifer S. | Director, Bd. Co-Chair, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 25,155 | 387,270 (0%) | 0% | - | Common Stock | |
| Applovin Corp (Class A) | Valenzuela Victoria | CLO & Corp. Secretary | Sale of securities on an exchange or to another person at price $ 36.95 per share. | 11 Dec 2023 | 25,101 | 589,342 | - | 37.0 | 927,482 | Class A Common Stock |
| Terex Corp | David A. Sachs | Director | Purchase of securities on an exchange or from another person at price $ 51.16 per share. | 11 Dec 2023 | 25,000 | 62,500 (0%) | 0% | 51.2 | 1,279,000 | Common Stock, par value $.01 |
| Terex Corp | David A. Sachs | Director | Purchase of securities on an exchange or from another person at price $ 50.93 per share. | 11 Dec 2023 | 25,000 | 87,500 (0%) | 0% | 50.9 | 1,273,250 | Common Stock, par value $.01 |
| Forte Biosciences Inc | A. Paul Wagner | Director, See Remarks | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 11 Dec 2023 | 25,000 | 1,787,940 | - | 0.6 | 16,188 | Common Stock |
| Construction Partners Inc (Class A) | Craig Jennings | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 43.09 per share. | 11 Dec 2023 | 25,000 | 25,000 (0%) | 0% | 43.1 | 1,077,250 | Class A Common Stock |
| Heartland Express Inc | J. Michael Gerdin | Director, Chief Executive Officer, Ten Percent Owner, Co-Trustee of 10% Owner | Purchase of securities on an exchange or from another person at price $ 13.98 per share. | 11 Dec 2023 | 24,800 | 452,594 (0%) | 0% | 14.0 | 346,711 | Common Stock |
| IonQ Inc | Jungsang Kim | Director, Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 13.21 per share. | 11 Dec 2023 | 24,547 | 6,621,788 | - | 13.2 | 324,337 | Common Stock |
| TE Connectivity | R. Terrence Curtin | Director, Chief Exec. Officer & Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 135.01 per share. | 11 Dec 2023 | 24,279 | 86,514 (0%) | 0% | 135.0 | 3,277,908 | Common Shares |
| Coursera Inc | Hahn R. Kenneth | SVP, Chief Financial Officer | 11 Dec 2023 | 23,869 | 552,715 | - | 21.1 | 502,777 | Common Stock | |
| Coursera Inc | R. Kenneth Hahn | SVP, Chief Financial Officer | 11 Dec 2023 | 23,869 | 576,584 | - | 6.1 | 144,646 | Common Stock | |
| Coursera Inc | R. Hahn Kenneth | SVP, Chief Financial Officer | 11 Dec 2023 | 23,869 | 854,517 | - | - | Stock Option (right to buy) | ||
| Entergy | Brown Marcus V. | EVP & General Counsel | 11 Dec 2023 | 23,813 | 0 | - | - | Employee Stock Option (Right to Buy) | ||
| Entergy | Marcus V. Brown | EVP & General Counsel | 11 Dec 2023 | 23,813 | 33,064 (0%) | 0% | 89.2 | 2,123,881 | Common Stock | |
| Liberty Broadband Corp - Ordinary Shares - Series A | Renee L. Wilm | Chief Legal/Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 21,974 | 21,974 | - | - | Stock Option - LBRDK (Right to Buy) | |
| Ramaco Resources Inc (Class A) | Lawrence H. Bryan | Director | 11 Dec 2023 | 21,749 | 4,861,309 (11%) | 0% | 16.4 | 357,082 | Class A Common Stock, par value $0.01 per share | |
| Ramaco Resources Inc (Class A) | A. Leidel Peter | Director | Sale of securities on an exchange or to another person at price $ 16.42 per share. | 11 Dec 2023 | 21,749 | 4,861,309 (11%) | 0% | 16.4 | 357,082 | Class A Common Stock, par value $0.01 per share |
| Ramaco Resources Inc (Class A) | Leidel A. Peter | Director | Sale of securities on an exchange or to another person at price $ 16.42 per share. | 11 Dec 2023 | 21,667 | 4,841,974 (11%) | 0% | 16.4 | 355,735 | Class A Common Stock, par value $0.01 per share |
| Ramaco Resources Inc (Class A) | Lawrence H. Bryan | Director | 11 Dec 2023 | 21,667 | 4,841,974 (11%) | 0% | 16.4 | 355,735 | Class A Common Stock, par value $0.01 per share | |
| LegalZoom.com Inc | Nicole Miller | EVP and General Counsel | Sale of securities on an exchange or to another person at price $ 10.74 per share. | 11 Dec 2023 | 21,528 | 275,965 | - | 10.7 | 231,211 | Common Stock |
| Applied Optoelectronics Inc | Chih-Hsiang Lin | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.76 per share. | 11 Dec 2023 | 21,481 | 1,236,351 (6%) | 0% | 19.8 | 424,465 | Common Stock, $.001 par value |
| Neostellar Capital Corp | Klein Mark D. | Director, Chairman, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.27 per share. | 11 Dec 2023 | 21,272 | 1,050,224 (5%) | 0% | 4.3 | 90,831 | Common Stock |
| Eastman Kodak Co. | G. New Jason | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 21,081 | 21,081 | - | - | Stock Option (Right to Buy) | |
| Eastman Kodak Co. | G. Jason New | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 11 Dec 2023 | 21,081 | 0 | - | - | Stock Option (Right to Buy) | |
| PayPal | Schulman H. Daniel | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 59.04 per share. | 11 Dec 2023 | 21,074 | 597,883 (0%) | 0% | 59.0 | 1,244,209 | Common Stock |
| Energy Vault Holdings Inc | Akshay Ladwa | Chief Engineering Officer | 11 Dec 2023 | 20,864 | 1,038,190 | - | 2.2 | 45,671 | Common Stock | |
| Fuelcell Energy Inc | B. Jason Few | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 20,833 | 841,954 (0%) | 0% | 0 | Common Stock | |
| Fuelcell Energy Inc | Few Jason B. | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 20,833 | 20,834 | - | - | Employee Restricted Stock Unit | |
| Globe Life | L. Dolores Skarjune | EVP and Chief Admin. Officer | Sale of securities on an exchange or to another person at price $ 123.28 per share. | 11 Dec 2023 | 20,479 | 4,956 (0%) | 0% | 123.3 | 2,524,565 | Common Stock |
| Flotek Ind Inc | David P. Nierenberg | Director | Purchase of securities on an exchange or from another person at price $ 3.53 per share. | 11 Dec 2023 | 20,310 | 753,202 (1%) | 0% | 3.5 | 71,694 | Common Shares |
| Healthcare Realty Trust Inc (Class A) | Todd Meredith | Director, President and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.79 per share. | 11 Dec 2023 | 20,193 | 639,677 (0%) | 0% | 15.8 | 318,847 | Common Stock |
| Arteris Inc | B. Nicholas Hawkins | VP and Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 5.63 per share. | 11 Dec 2023 | 20,000 | 249,674 | - | 5.6 | 112,568 | Common Stock |
| Destination XL Grp Inc | Molloy Robert S. | General Counsel & Secretary | 11 Dec 2023 | 20,000 | 240,409 (0%) | 0% | 4.1 | 81,212 | Common Stock, $0.01 par value | |
| Destination XL Grp Inc | S. Robert Molloy | General Counsel & Secretary | 11 Dec 2023 | 20,000 | 260,409 (0%) | 0% | 0.7 | 13,800 | Common Stock, $0.01 par value | |
| Destination XL Grp Inc | S. Molloy Robert | General Counsel & Secretary | 11 Dec 2023 | 20,000 | 50,579 | - | - | Non-Qualified Stock Option (Right to Buy) | ||
| Xenetic Biosciences Inc | Jeffrey Eisenberg F. | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 20,000 | 20,000 | - | - | Stock Options | |
| Analog Devices | Roche T. Vincent | Director, Chair & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 19,361 | 38,722 | - | - | Performance-Based Restricted Stock Unit | |
| Ryman Hospitality Properties Inc | Reed Colin V. | Director, Exec. Chairman of the Board | Purchase of securities on an exchange or from another person at price $ 105.82 per share. | 11 Dec 2023 | 19,284 | 749,733 (1%) | 0% | 105.8 | 2,040,633 | Common Stock |
| Victoria`s Secret & Co | Martin Waters P. | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.36 per share. | 11 Dec 2023 | 19,241 | 260,372 | - | 26.4 | 507,193 | Common Stock |
| Liberty Media Corp Ordinary | L. Wilm Renee | Chief Legal/Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 18,394 | 18,394 | - | - | Stock Option (Right to Buy) - BATRK | |
| Valmont Ind Inc | M. Applbaum Avner | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 18,249 | 18,249 | - | - | Non-Qualified Stock Option (right to buy) | |
| Heartland Express Inc | Gerdin Michael J. | Director, Chief Executive Officer, Ten Percent Owner, Co-Trustee of 10% Owner | Purchase of securities on an exchange or from another person at price $ 13.70 per share. | 11 Dec 2023 | 18,034 | 57,709 (0%) | 0% | 13.7 | 247,017 | Common Stock |
| Krystal Biotech Inc | S. Krish Krishnan | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 106.04 per share. | 11 Dec 2023 | 17,505 | 1,574,306 (9%) | 0% | 106.0 | 1,856,241 | Common Stock |
| Krystal Biotech Inc | Krishnan M. Suma | Director, President, R&D, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 106.04 per share. | 11 Dec 2023 | 17,505 | 1,574,306 (9%) | 0% | 106.0 | 1,856,241 | Common Stock |
| Fastly Inc (Class A) | Artur Bergman | Director, Chief Architect | Sale of securities on an exchange or to another person at price $ 17.28 per share. | 11 Dec 2023 | 17,500 | 6,263,744 (8%) | 0% | 17.3 | 302,400 | Class A Common Stock |
| TE Connectivity | A. Mitts Heath | Director, EVP & Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 17,234 | 45,397 (0%) | 0% | 0 | Common Shares | |
| Procore Tech Inc | Griffith J.G. William | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 59.57 per share. | 11 Dec 2023 | 17,123 | 5,777,024 | - | 59.6 | 1,020,065 | Common Stock |
| Rambus Inc | Fan Sean | COO | Sale of securities on an exchange or to another person at price $ 66.35 per share. | 11 Dec 2023 | 16,904 | 151,319 (0%) | 0% | 66.3 | 1,121,548 | Common Stock |
| PennyMac Fin Services Inc | Daniel Stanley Perotti | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 17.26 per share. | 11 Dec 2023 | 16,881 | 47,224 (0%) | 0% | 17.3 | 291,366 | Common Stock |
| PennyMac Fin Services Inc | Perotti Stanley Daniel | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 16,881 | 0 | - | - | Nonstatutory Stock Option (Right to Buy) | |
| PennyMac Fin Services Inc | Daniel Stanley Perotti | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 80.58 per share. | 11 Dec 2023 | 16,881 | 30,343 (0%) | 0% | 80.6 | 1,360,239 | Common Stock |
| IBM | Arvind Krishna | Director, Chairman and CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 162.80 per share. | 11 Dec 2023 | 16,538 | 307,432 (0%) | 0% | 162.8 | 2,692,469 | Common Stock |
| Coinbase Global Inc (Class A) | Ernest Frederick Ehrsam | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 140.58 per share. | 11 Dec 2023 | 16,283 | 758,201 | - | 140.6 | 2,289,009 | Class A Common Stock |
| PennyMac Fin Services Inc | Follette James | Chief Mort Fulfillment Off. | Sale of securities on an exchange or to another person at price $ 80.42 per share. | 11 Dec 2023 | 15,404 | 12,475 (0%) | 0% | 80.4 | 1,238,750 | Common Stock |
| PennyMac Fin Services Inc | James Follette | Chief Mort Fulfillment Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 35.03 per share. | 11 Dec 2023 | 15,404 | 33,718 (0%) | 0% | 35.0 | 539,602 | Common Stock |
| PennyMac Fin Services Inc | Follette James | Chief Mort Fulfillment Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 15,404 | 0 | - | - | Nonstatutory Stock Option (Right to Buy) | |
| Workday (Class A) | Duffield David A. | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 278.19 per share. | 11 Dec 2023 | 15,197 | 1,124,100 (0%) | 0% | 278.2 | 4,227,707 | Class A Common Stock |
| TE Connectivity | T. Steven Merkt | President, Transportation Sol. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 15,096 | 71,651 (0%) | 0% | 0 | Common Shares | |
| Fluent Inc | Patrick Donald | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 4.90 per share. | 11 Dec 2023 | 15,000 | 1,408,800 (1%) | 0% | 4.9 | 73,500 | Common Stock |
| Security National Fin Corp (Class A) | Jeffrey Stephens Russell | Gen. Counsel & Corp. Sec | Sale of securities on an exchange or to another person at price $ 8.90 per share. | 11 Dec 2023 | 15,000 | 25,660 (0%) | 0% | 8.9 | 133,500 | Class A Common Stock |
| Fluent Inc | Donald Patrick | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.49 per share. | 11 Dec 2023 | 15,000 | 1,408,800 (1%) | 0% | 0.5 | 7,350 | Common Stock |
| Fluent Inc | Donald Patrick | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.90 per share. | 11 Dec 2023 | 15,000 | 1,477,200 (1%) | 0% | 4.9 | 73,500 | Common Stock |
| Fluent Inc | Donald Patrick | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.49 per share. | 11 Dec 2023 | 15,000 | 1,477,200 (1%) | 0% | 0.5 | 7,350 | Common Stock |
| Brinker Intl Inc | N. Comings Douglas | SVP & COO, Chilis | Sale of securities on an exchange or to another person at price $ 40.76 per share. | 11 Dec 2023 | 14,951 | 37,604 (0%) | 0% | 40.8 | 609,403 | Common Stock |
| Brinker Intl Inc | Douglas Comings N. | SVP & COO, Chilis | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.22 per share. | 11 Dec 2023 | 14,951 | 52,555 (0%) | 0% | 31.2 | 466,770 | Common Stock |
| Brinker Intl Inc | Comings N. Douglas | SVP & COO, Chilis | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 14,951 | 0 | - | - | Employee Stock Option Right-to-Buy | |
| Entergy | Brown Marcus V. | EVP & General Counsel | 11 Dec 2023 | 14,604 | 7,302 | - | - | Employee Stock Option (Right to Buy) | ||
| Entergy | V. Marcus Brown | EVP & General Counsel | 11 Dec 2023 | 14,604 | 47,668 (0%) | 0% | 95.9 | 1,400,085 | Common Stock | |
| Ramaco Resources Inc (Class A) | Bryan H. Lawrence | Director | 11 Dec 2023 | 14,322 | 3,200,363 (7%) | 0% | 16.4 | 235,143 | Class A Common Stock, par value $0.01 per share | |
| Ramaco Resources Inc (Class A) | Leidel Peter A. | Director | Sale of securities on an exchange or to another person at price $ 16.42 per share. | 11 Dec 2023 | 14,322 | 3,200,363 (7%) | 0% | 16.4 | 235,143 | Class A Common Stock, par value $0.01 per share |
| Krystal Biotech Inc | Krishnan Krish S. | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 106.11 per share. | 11 Dec 2023 | 14,237 | 1,634,438 (9%) | 0% | 106.1 | 1,510,667 | Common Stock |
| Krystal Biotech Inc | Suma M. Krishnan | Director, President, R&D, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 106.11 per share. | 11 Dec 2023 | 14,237 | 1,634,438 (9%) | 0% | 106.1 | 1,510,667 | Common Stock |
| ClearOne Inc | Bagley Dallin Edward | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.81 per share. | 11 Dec 2023 | 14,171 | 10,565,386 (63%) | 0% | 0.8 | 11,462 | Common Stock |
| Universal Health Services (Class B) | B. Miller Alan | Director, Executive Chairman, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 14,160 | 1,072,392 (1%) | 0% | 0 | Class B Common Stock | |
| HCW Biologics Inc | Peter Rhode | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.14 per share. | 11 Dec 2023 | 14,000 | 77,500 | - | 0.1 | 1,960 | Common Stock |
| HCW Biologics Inc | Peter Rhode | See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 14,000 | 22,427 | - | - | Stock Option (Right to Buy) | |
| Petmed Express Inc | Mark Moseley Bradley | Chief Technology Info Officer | Grant, award, or other acquisition of securities at price $ 7.14 per share. | 11 Dec 2023 | 14,000 | 42,000 (0%) | 0% | 7.1 | 99,960 | Common Stock |
| Applovin Corp (Class A) | Vivas Eduardo | Director | Sale of securities on an exchange or to another person at price $ 37.72 per share. | 11 Dec 2023 | 13,986 | 8,456,453 | - | 37.7 | 527,552 | Class A Common Stock |
| Best Buy | Richard M. Schulze | Ten Percent Owner, Chairman Emeritus | Sale of securities on an exchange or to another person at price $ 75.07 per share. | 11 Dec 2023 | 13,829 | 253,370 (0%) | 0% | 75.1 | 1,038,198 | Common Stock |
| Procore Tech Inc | J.G. William Griffith | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 59.57 per share. | 11 Dec 2023 | 13,403 | 4,522,245 | - | 59.6 | 798,454 | Common Stock |
| Box Inc (Class A) | Smith C. Dylan | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 23.94 per share. | 11 Dec 2023 | 13,000 | 1,451,437 (0%) | 0% | 23.9 | 311,207 | Class A Common Stock |
| Goodyear Tire & Rubber Co. | Darren R. Wells | EVP & Chief Admin. Officer | Sale of securities on an exchange or to another person at price $ 14.19 per share. | 11 Dec 2023 | 12,985 | 98,764 (0%) | 0% | 14.2 | 184,291 | Common Stock |
| Regeneron Pharma | S. Schleifer Leonard | Director, Bd. Co-Chair, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 844.09 per share. | 11 Dec 2023 | 12,841 | 374,429 (0%) | 0% | 844.1 | 10,838,960 | Common Stock |
| Regeneron Pharma | Yancopoulos George D. | Director, Bd. Co-Chair, President & CSO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 844.09 per share. | 11 Dec 2023 | 12,841 | 752,486 (0%) | 0% | 844.1 | 10,838,960 | Common Stock |
| Arista Networks | Ullal V. Jayshree | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 227.00 per share. | 11 Dec 2023 | 12,500 | 6,713,992 (8%) | 0% | 227 | 2,837,500 | Common Stock |
| Healthcare Realty Trust Inc (Class A) | Hull E Robert | EVP - Investments | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.79 per share. | 11 Dec 2023 | 12,478 | 194,651 (0%) | 0% | 15.8 | 197,028 | Common Stock |
| Healthcare Realty Trust Inc (Class A) | Christopher Douglas James | EVP and CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.79 per share. | 11 Dec 2023 | 12,478 | 251,319 (0%) | 0% | 15.8 | 197,028 | Common Stock |
| Duolingo Inc (Class A) | Robert Meese | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 215.33 per share. | 11 Dec 2023 | 12,437 | 179,322 | - | 215.3 | 2,678,084 | Class A Common Stock |
| Coinbase Global Inc (Class A) | Ernest Frederick Ehrsam | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 141.42 per share. | 11 Dec 2023 | 12,248 | 745,953 | - | 141.4 | 1,732,156 | Class A Common Stock |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 303.57 per share. | 11 Dec 2023 | 12,190 | 1,107,932 (1%) | 0% | 303.6 | 3,700,567 | Common Stock |
| Healthcare Realty Trust Inc (Class A) | John Bryant M. | EVP and General Counsel | 11 Dec 2023 | 12,142 | 212,213 (0%) | 0% | 15.8 | 191,722 | Common Stock | |
| Fulgent Genetics Inc | Jian Xie | President and COO | Sale of securities on an exchange or to another person at price $ 26.69 per share. | 11 Dec 2023 | 12,000 | 363,124 (1%) | 0% | 26.7 | 320,274 | Common Stock |
| Atyr Pharma Inc | Sanjay Shukla S. | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 1.18 per share. | 11 Dec 2023 | 12,000 | 106,173 (1%) | 0% | 1.2 | 14,136 | Common Stock |
| Salesforce | Benioff Marc | Director, Chair and CEO | Sale of securities on an exchange or to another person at price $ 252.68 per share. | 11 Dec 2023 | 11,914 | 14,636,777 (1%) | 0% | 252.7 | 3,010,435 | Common Stock |
| Duolingo Inc (Class A) | Meese Robert | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 215.99 per share. | 11 Dec 2023 | 11,737 | 167,585 | - | 216.0 | 2,535,024 | Class A Common Stock |
| ClearOne Inc | Edward Bagley Dallin | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.81 per share. | 11 Dec 2023 | 11,582 | 10,576,968 (63%) | 0% | 0.8 | 9,324 | Common Stock |
| Flotek Ind Inc | David Nierenberg P. | Director | Purchase of securities on an exchange or from another person at price $ 3.53 per share. | 11 Dec 2023 | 11,536 | 427,795 (0%) | 0% | 3.5 | 40,722 | Common Shares |
| Donaldson Co. Inc | Ajita Rajendra G. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 11,400 | 0 | - | - | Stock Option (right to buy) | |
| Donaldson Co. Inc | Rajendra G. Ajita | Director | Sale of securities on an exchange or to another person at price $ 62.24 per share. | 11 Dec 2023 | 11,400 | 40,545 (0%) | 0% | 62.2 | 709,536 | Common Stock |
| Donaldson Co. Inc | Ajita Rajendra G. | Director | Grant, award, or other acquisition of securities at price $ 43.07 per share. | 11 Dec 2023 | 11,400 | 51,945 (0%) | 0% | 43.1 | 490,998 | Common Stock |
| Liberty Broadband Corp - Ordinary Shares - Series A | Brian J. Wendling | CAO/PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 11,262 | 11,262 | - | - | Stock Option - LBRDK (Right to Buy) | |
| TriNet Grp Inc | Burton M. Goldfield | Director, PRESIDENT, CEO and DIRECTOR | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 11,251 | 366,432 (0%) | 0% | 0 | Common Stock | |
| TriNet Grp Inc | M. Goldfield Burton | Director, PRESIDENT, CEO and DIRECTOR | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 11,251 | 153,915 (0%) | 0% | 0 | Common Stock | |
| Datadog Inc (Class A) | Michael Sean Walters | Chief Revenue Officer | Sale of securities on an exchange or to another person at price $ 114.74 per share. | 11 Dec 2023 | 11,154 | 158,545 (0%) | 0% | 114.7 | 1,279,850 | Common A Common Stock |
| Insulet | Shacey Petrovic | Director | 11 Dec 2023 | 11,130 | 30,000 (0%) | 0% | 0 | Common Stock | ||
| Brinker Intl Inc | Joseph G. Taylor | EVP & CFO | Sale of securities on an exchange or to another person at price $ 41.11 per share. | 11 Dec 2023 | 11,000 | 71,286 (0%) | 0% | 41.1 | 452,210 | Common Stock |
| Savara Inc | Richard Hawkins J. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 10,841 | 0 | - | - | Stock Option (Right to Buy) | |
| Savara Inc | Elam Nevan Charles | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 10,841 | 0 | - | - | Stock Option (Right to Buy) | |
| Savara Inc | Hawkins J. Richard | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.82 per share. | 11 Dec 2023 | 10,841 | 12,741 (0%) | 0% | 0.8 | 8,890 | Common Stock |
| Savara Inc | Nevan Charles Elam | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.82 per share. | 11 Dec 2023 | 10,841 | 40,085 (0%) | 0% | 0.8 | 8,890 | Common Stock |
| TE Connectivity | S. Jenkins John | EVP & General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 10,822 | 33,138 (0%) | 0% | 0 | Common Shares | |
| Fuelcell Energy Inc | Few Jason B. | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.30 per share. | 11 Dec 2023 | 10,696 | 831,258 (0%) | 0% | 1.3 | 13,905 | Common Stock |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 302.55 per share. | 11 Dec 2023 | 10,564 | 1,120,122 (1%) | 0% | 302.5 | 3,196,138 | Common Stock |
| Security National Fin Corp (Class A) | Jeffrey Russell Stephens | Gen. Counsel & Corp. Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 10,500 | 37,926 | - | - | Employee Stock Option (right to buy) | |
| IES Holdings Inc | Todd M. Cleveland | Director | Sale of securities on an exchange or to another person at price $ 83.12 per share. | 11 Dec 2023 | 10,150 | 148,472 (0%) | 0% | 83.1 | 843,620 | Common Stock |
| Box Inc (Class A) | Levie Aaron | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 24.22 per share. | 11 Dec 2023 | 10,000 | 3,058,653 (2%) | 0% | 24.2 | 242,160 | Class A Common Stock |
| Salesforce | Tallapragada Srinivas | Pres/Chief Engineering Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 154.14 per share. | 11 Dec 2023 | 10,000 | 68,930 (0%) | 0% | 154.1 | 1,541,400 | Common Stock |
| Salesforce | Srinivas Tallapragada | Pres/Chief Engineering Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 10,000 | 111,145 | - | - | Non-qualified Stock Option (Right to Buy) | |
| Samsara Inc (Class A) | L. Bostrom Susan | Director | Sale of securities on an exchange or to another person at price $ 34.12 per share. | 11 Dec 2023 | 10,000 | 254,054 | - | 34.1 | 341,195 | Class A Common Stock |
| Nike | Monique Matheson S. | EVP: CHRO | 11 Dec 2023 | 10,000 | 65,000 | - | - | Non-Qualified Stock Option (Right to Buy) | ||
| Nike | Monique S. Matheson | EVP: CHRO | 11 Dec 2023 | 10,000 | 54,735 (0%) | 0% | 77.5 | 775,400 | Class B Common Stock | |
| Nike | Matheson S. Monique | EVP: CHRO | 11 Dec 2023 | 10,000 | 44,735 (0%) | 0% | 119 | 1,190,000 | Class B Common Stock | |
| Planet Fitness Inc (Class A) | Benson Craig | Director, Interim CEO | Purchase of securities on an exchange or from another person at price $ 68.15 per share. | 11 Dec 2023 | 10,000 | 35,000 (0%) | 0% | 68.1 | 681,464 | Class A common stock |
| Signet Jewelers Ltd | Joan M. Hilson | * See Remarks | Sale of securities on an exchange or to another person at price $ 96.69 per share. | 11 Dec 2023 | 10,000 | 215,733 (0%) | 0% | 96.7 | 966,901 | Common Shares, par value $0.18 |
| Universal Health Services (Class B) | Warren Nimetz | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 10,000 | 0 | - | - | Option To Purchase Class B Common Stock | |
| Universal Health Services (Class B) | Nimetz Warren | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 143.42 per share. | 11 Dec 2023 | 10,000 | 12,944 (0%) | 0% | 143.4 | 1,434,200 | Class B Common Stock |
| Credo Tech Grp Holding Ltd | Lam Tung Yat | Director, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 17.96 per share. | 11 Dec 2023 | 10,000 | 3,107,612 | - | 18.0 | 179,606 | Ordinary Shares |
| Fulgent Genetics Inc | Jian Xie | President and COO | Sale of securities on an exchange or to another person at price $ 26.32 per share. | 11 Dec 2023 | 10,000 | 375,124 (2%) | 0% | 26.3 | 263,179 | Common Stock |
| Westrock Coffee Co | Joe Ford T. | Director | Purchase of securities on an exchange or from another person at price $ 9.59 per share. | 11 Dec 2023 | 10,000 | 230,922 | - | 9.6 | 95,900 | COMMON STOCK |
| Xenetic Biosciences Inc | A. Curtis Lockshin | Chief Sciencific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 10,000 | 10,000 | - | - | Stock Options | |
| Xenetic Biosciences Inc | F. Parslow James | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 10,000 | 10,000 | - | - | Stock Options | |
| Fluent Inc | Donald Patrick | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.56 per share. | 11 Dec 2023 | 10,000 | 1,418,800 (1%) | 0% | 0.6 | 5,580 | Common Stock |
| Fluent Inc | Donald Patrick | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.56 per share. | 11 Dec 2023 | 10,000 | 1,487,200 (1%) | 0% | 0.6 | 5,580 | Common Stock |
| Security National Fin Corp (Class A) | Jeffrey Stephens Russell | Gen. Counsel & Corp. Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 9,812 | 9,812 | - | - | Employee Stock Option (right to buy) | |
| Information Services Grp Inc | Putur Christine | Director | Sale or transfer of securities back to the company at price $ 4.40 per share. | 11 Dec 2023 | 9,808 | 271,163 (0%) | 0% | 4.4 | 43,155 | Shares of Common Stock |
| Sensient Tech Corp | Manning Paul | Director, Chairman, President & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 61.33 per share. | 11 Dec 2023 | 9,686 | 207,352 (0%) | 0% | 61.3 | 594,042 | Common Stock |
| Dollar General | J West Roderick | EVP, Global Supply Chain | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 9,526 | 9,526 | - | - | Employee Stock Option (Right to Buy) | |
| Globe Life | L. Dolores Skarjune | EVP and Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 9,500 | 0 | - | - | Employee Stock Option (right to buy) | |
| Globe Life | Dolores L. Skarjune | EVP and Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 100.74 per share. | 11 Dec 2023 | 9,500 | 20,560 (0%) | 0% | 100.7 | 957,030 | Common Stock |
| Liberty Media Corp Ordinary | Brian Wendling J. | CAO & PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 9,427 | 9,427 | - | - | Stock Option (Right to Buy) - BATRK | |
| Globe Life | Dolores L. Skarjune | EVP and Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 87.60 per share. | 11 Dec 2023 | 9,400 | 11,060 (0%) | 0% | 87.6 | 823,440 | Common Stock |
| Globe Life | Skarjune Dolores L. | EVP and Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 9,400 | 0 | - | - | Employee Stock Option (right to buy) | |
| TE Connectivity | Shadrak W. Kroeger | Pres., Industrial Solutions | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 9,396 | 30,130 (0%) | 0% | 0 | Common Shares | |
| Universal Health Services (Class B) | Nimetz Warren | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 143.42 per share. | 11 Dec 2023 | 9,345 | 3,599 (0%) | 0% | 143.4 | 1,340,260 | Class B Common Stock |
| Security National Fin Corp (Class A) | Stephens Russell Jeffrey | Gen. Counsel & Corp. Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 9,345 | 19,157 | - | - | Employee Stock Option (right to buy) | |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 304.58 per share. | 11 Dec 2023 | 8,910 | 1,099,022 (1%) | 0% | 304.6 | 2,713,852 | Common Stock |
| Penske Automotive Grp Inc | E. Sandra Pierce | Director | Sale of securities on an exchange or to another person at price $ 151.62 per share. | 11 Dec 2023 | 8,750 | 20,500 (0%) | 0% | 151.6 | 1,326,675 | Common Stock |
| Coinbase Global Inc (Class A) | Frederick Ernest Ehrsam | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 139.55 per share. | 11 Dec 2023 | 8,711 | 774,484 | - | 139.5 | 1,215,614 | Class A Common Stock |
| NXP Semiconductors | Sievers Kurt | Director, CEO & President | 11 Dec 2023 | 8,699 | 208,428 (0%) | 0% | 218.2 | 1,897,773 | Common Stock | |
| Lam Research | Archer Timothy M. | President and CEO | Sale of securities on an exchange or to another person at price $ 710.24 per share. | 11 Dec 2023 | 8,500 | 86,449 (0%) | 0% | 710.2 | 6,037,040 | Common Stock |
| Ameriprise Financial | M. Cracchiolo James | Director, CHAIRMAN AND CEO | Sale of securities on an exchange or to another person at price $ 365.99 per share. | 11 Dec 2023 | 8,442 | 157,103 (0%) | 0% | 366.0 | 3,089,665 | Common Stock |
| Skillsoft Corp (Class A) | R. Jeffrey Tarr | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 8,333 | 69,411 | - | 0 | Class A Common Stock | |
| Skillsoft Corp (Class A) | Jeffrey R. Tarr | Director, CHIEF EXECUTIVE OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 8,333 | 16,667 | - | - | Restricted Stock Units | |
| Security National Fin Corp (Class A) | Jeffrey Stephens Russell | Gen. Counsel & Corp. Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 8,269 | 27,426 | - | - | Employee Stock Option (right to buy) | |
| National Storage Affiliates Trust | Arlen Nordhagen D. | Director, Vice Chairperson | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 8,100 | 4,019,626 (6%) | 0% | 0 | Common shares of beneficial interest, $0.01 par value | |
| Healthcare Realty Trust Inc (Class A) | F. Wilson Julie | EVP - Operations | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.79 per share. | 11 Dec 2023 | 7,988 | 120,333 (0%) | 0% | 15.8 | 126,131 | Common Stock |
| Axogen Inc | J. Peter Mariani | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 11 Dec 2023 | 7,970 | 63,603 (0%) | 0% | 7.5 | 59,775 | Common Stock |
| Liberty Broadband Corp - Ordinary Shares - Series A | Renee Wilm L. | Chief Legal/Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 7,959 | 7,959 | - | - | Restricted Stock Units-LBRDK | |
| Research Frontiers Inc | Daigle Darryl | Director | Purchase of securities on an exchange or from another person at price $ 0.97 per share. | 11 Dec 2023 | 7,750 | 217,192 (0%) | 0% | 1.0 | 7,518 | Common Stock |
| ASA Gold and Precious Metals Ltd | Alexander Merk | Director | Purchase of securities on an exchange or from another person at price $ 14.76 per share. | 11 Dec 2023 | 7,720 | 61,340 (0%) | 0% | 14.8 | 113,980 | ASA Gold and Precious Metals Limited |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 301.47 per share. | 11 Dec 2023 | 7,600 | 1,130,686 (1%) | 0% | 301.5 | 2,291,142 | Common Stock |
| Dyne Therapeutics Inc | Joshua T. Brumm | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 10.72 per share. | 11 Dec 2023 | 7,585 | 584,971 | - | 10.7 | 81,311 | Common Stock |
| Cadre Holdings Inc | Browers Blaine | PRESIDENT | Sale of securities on an exchange or to another person at price $ 32.05 per share. | 11 Dec 2023 | 7,564 | 70,069 | - | 32.1 | 242,431 | Common Stock |
| Cadre Holdings Inc | Blaine Browers | PRESIDENT | Sale of securities on an exchange or to another person at price $ 32.57 per share. | 11 Dec 2023 | 7,436 | 77,633 | - | 32.6 | 242,222 | Common Stock, par value $.0001 per share ("Common Stock") |
| TE Connectivity | A. Heath Mitts | Director, EVP & Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 135.01 per share. | 11 Dec 2023 | 7,324 | 38,073 (0%) | 0% | 135.0 | 988,813 | Common Shares |
| Liberty Media Corp Ordinary | L. Wilm Renee | Chief Legal/Admin Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 7,270 | 7,270 | - | - | Restricted Stock Units - BATRK | |
| Meta | Mark Zuckerberg | Director, COB and CEO, Ten Percent Owner | 11 Dec 2023 | 7,175 | 7,175 (0%) | 0% | 0 | Class A Common Stock | ||
| Meta | Zuckerberg Mark | Director, COB and CEO, Ten Percent Owner | 11 Dec 2023 | 7,175 | 4,191,297 | - | - | Class B Common Stock | ||
| Tyler Tech | John Marr S. | Director, Executive Chairman | 11 Dec 2023 | 7,000 | 103,542 | - | - | Option | ||
| Tyler Tech | Marr S. John | Director, Executive Chairman | 11 Dec 2023 | 7,000 | 13,400 (0%) | 0% | 205.7 | 1,439,620 | Common Stock | |
| T-Mobile US | Nestor Cano | EVP, Transformation and CIDO | 11 Dec 2023 | 7,000 | 140,976 (0%) | 0% | 158.9 | 1,112,020 | Common Stock | |
| TE Connectivity | Steven T. Merkt | President, Transportation Sol. | Payment of exercise price or tax liability using portion of securities received from the company at price $ 135.01 per share. | 11 Dec 2023 | 6,982 | 64,669 (0%) | 0% | 135.0 | 942,640 | Common Shares |
| Flotek Ind Inc | David P. Nierenberg | Director | Purchase of securities on an exchange or from another person at price $ 3.42 per share. | 11 Dec 2023 | 6,923 | 732,892 (1%) | 0% | 3.4 | 23,677 | Common Shares |
| Netflix | N. Richard Barton | Director | Sale of securities on an exchange or to another person at price $ 459.36 per share. | 11 Dec 2023 | 6,842 | 152 (0%) | 0% | 459.4 | 3,142,941 | Common Stock |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 300.44 per share. | 11 Dec 2023 | 6,830 | 1,138,286 (1%) | 0% | 300.4 | 2,052,019 | Common Stock |
| Fuelcell Energy Inc | Lisowski Michael J. | EVP & Chief Operating Officer | 11 Dec 2023 | 6,522 | 6,522 | - | - | Employee Restricted Stock Unit | ||
| Fuelcell Energy Inc | Feasel Mark | EVP & Ch. Commercial Officer | 11 Dec 2023 | 6,522 | 83,310 (0%) | 0% | 0 | Common Stock | ||
| Fuelcell Energy Inc | Feasel Mark | EVP & Ch. Commercial Officer | 11 Dec 2023 | 6,522 | 6,522 | - | - | Employee Restricted Stock Unit | ||
| Fuelcell Energy Inc | Michael S. Bishop | EVP, TREASURER & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 6,522 | 6,522 | - | - | Employee Restricted Stock Unit | |
| Fuelcell Energy Inc | Lisowski J. Michael | EVP & Chief Operating Officer | 11 Dec 2023 | 6,522 | 152,311 (0%) | 0% | 0 | Common Stock | ||
| Fuelcell Energy Inc | Michael S. Bishop | EVP, TREASURER & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 6,522 | 175,579 (0%) | 0% | 0 | Common Stock | |
| National Storage Affiliates Trust | Arlen D. Nordhagen | Director, Vice Chairperson | Purchase of securities on an exchange or from another person at price $ 36.50 per share. | 11 Dec 2023 | 6,500 | 4,027,726 (6%) | 0% | 36.5 | 237,250 | Common shares of beneficial interest, $0.01 par value |
| Kaltura Inc | Shay David | Director | Sale of securities on an exchange or to another person at price $ 1.79 per share. | 11 Dec 2023 | 6,483 | 1,304,790 | - | 1.8 | 11,623 | Common Stock |
| Duolingo Inc (Class A) | Meese Robert | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 217.20 per share. | 11 Dec 2023 | 6,400 | 161,185 | - | 217.2 | 1,390,054 | Class A Common Stock |
| Q2 Holdings Inc | Volanoski Michael A. | Chief Revenue Officer | 11 Dec 2023 | 6,385 | 195,524 (0%) | 0% | 37.3 | 238,033 | Common Stock | |
| Ramaco Resources Inc (Class A) | Bryan Lawrence H. | Director | 11 Dec 2023 | 6,322 | 4,854,987 (11%) | 0% | 15.8 | 99,584 | Class A Common Stock, par value $0.01 per share | |
| Ramaco Resources Inc (Class A) | Peter A. Leidel | Director | Sale of securities on an exchange or to another person at price $ 15.75 per share. | 11 Dec 2023 | 6,322 | 4,854,987 (11%) | 0% | 15.8 | 99,584 | Class A Common Stock, par value $0.01 per share |
| Freshworks Inc (Class A) | Austin Roxanne S. | Director | Sale of securities on an exchange or to another person at price $ 20.10 per share. | 11 Dec 2023 | 6,303 | 100,410 | - | 20.1 | 126,690 | Class A Common Stock |
| Ramaco Resources Inc (Class A) | Leidel A. Peter | Director | Sale of securities on an exchange or to another person at price $ 15.75 per share. | 11 Dec 2023 | 6,298 | 4,835,676 (11%) | 0% | 15.8 | 99,205 | Class A Common Stock, par value $0.01 per share |
| Ramaco Resources Inc (Class A) | H. Bryan Lawrence | Director | 11 Dec 2023 | 6,298 | 4,835,676 (11%) | 0% | 15.8 | 99,205 | Class A Common Stock, par value $0.01 per share | |
| Meta | Zuckerberg Mark | Director, COB and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 324.70 per share. | 11 Dec 2023 | 6,280 | 100,437 (0%) | 0% | 324.7 | 2,039,145 | Class A Common Stock |
| TE Connectivity | Aaron Stucki | Pres. Communications Solutions | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 6,267 | 22,932 (0%) | 0% | 0 | Common Shares | |
| Krystal Biotech Inc | Krishnan M. Suma | Director, President, R&D, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 105.50 per share. | 11 Dec 2023 | 6,263 | 1,648,675 (9%) | 0% | 105.5 | 660,771 | Common Stock |
| Krystal Biotech Inc | S. Krish Krishnan | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 105.50 per share. | 11 Dec 2023 | 6,263 | 1,648,675 (9%) | 0% | 105.5 | 660,771 | Common Stock |
| Liberty Broadband Corp - Ordinary Shares - Series A | Sue Ann Hamilton R. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 6,038 | 6,038 | - | - | Stock Option - LBRDK (Right to Buy) | |
| Liberty Broadband Corp - Ordinary Shares - Series A | D. Frist Julie | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 6,038 | 6,038 | - | - | Stock Option - LBRDK (Right to Buy) | |
| Liberty Broadband Corp - Ordinary Shares - Series A | Wargo David J. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 6,038 | 6,038 | - | - | Stock Option - LBRDK (Right to Buy) | |
| Gabelli Healthcare & WellnessRx Trust | Mario Gabelli J. | Director, Control Person of Adviser | Purchase of securities on an exchange or from another person at price $ 9.04 per share. | 11 Dec 2023 | 6,000 | 233,141 (1%) | 0% | 9.0 | 54,269 | Common Shares, Par Value $0.001 |
| First Fin Bancorp | M. Brown Archie | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 6,000 | 196,997 (0%) | 0% | 0 | Common Stock | |
| PennyMac Fin Services Inc | James Follette | Chief Mort Fulfillment Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 5,839 | 0 | - | - | Nonstatutory Stock Option (Right to Buy) | |
| PennyMac Fin Services Inc | Follette James | Chief Mort Fulfillment Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 22.92 per share. | 11 Dec 2023 | 5,839 | 18,314 (0%) | 0% | 22.9 | 133,830 | Common Stock |
| PennyMac Fin Services Inc | James Follette | Chief Mort Fulfillment Off. | Sale of securities on an exchange or to another person at price $ 80.42 per share. | 11 Dec 2023 | 5,839 | 27,879 (0%) | 0% | 80.4 | 469,557 | Common Stock |
| Valmont Ind Inc | Aaron M. Schapper | Group Pres. Agriculture & CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 5,836 | 5,836 | - | - | Non-Qualified Stock Option (right to buy) | |
| Norwegian Cruise Line | Faye L. Ashby | SVP & Chief Accounting Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 5,600 | 169,019 (0%) | 0% | 0 | Common Stock | |
| CME Group (Class A) | T. Durkin Bryan | Director | Sale of securities on an exchange or to another person at price $ 216.37 per share. | 11 Dec 2023 | 5,560 | 62,452 (0%) | 0% | 216.4 | 1,203,018 | Common Stock Class A |
| Palisade Bio Inc | D. J. Finley | Director, CEO, CFO, Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 5,559 | 55,583 | - | - | Restricted Stock Units | |
| Palisade Bio Inc | Finley J. D. | Director, CEO, CFO, Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 5,559 | 63,340 | - | 0 | Common Stock, par value $0.01 | |
| Sprout Social Inc (Class A) | Aaron Rankin | Director, Chief Technology Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 5,514 | 0 (0%) | 0% | 0 | Class A Common Stock | |
| Arteris Inc | Janac K. Charles | Director, President and CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 5,500 | 71,786 | - | 0 | Common Stock | |
| XAI Octagon Floating Rate & Alternative Income Term Trust | Brombach J. Theodore | President & CEO | Other type of transaction at price $ 0.00 per share. | 11 Dec 2023 | 5,409 | 18,501 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| XAI Octagon Floating Rate & Alternative Income Term Trust | Spence John | Adviser Personnel | Other type of transaction at price $ 0.00 per share. | 11 Dec 2023 | 5,409 | 18,501 (0%) | 0% | 0 | Common Shares of Beneficial Ownership | |
| Western Alliance Bancorp | Robert Latta P. | Director | Sale of securities on an exchange or to another person at price $ 56.07 per share. | 11 Dec 2023 | 5,370 | 2,996 (0%) | 0% | 56.1 | 301,096 | Common Stock |
| Flotek Ind Inc | David Nierenberg P. | Director | Purchase of securities on an exchange or from another person at price $ 3.19 per share. | 11 Dec 2023 | 5,254 | 411,305 (0%) | 0% | 3.2 | 16,760 | Common Shares |
| Palo Alto | Nikesh Arora | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 300.01 per share. | 11 Dec 2023 | 5,240 | 845,116 (0%) | 0% | 300.0 | 1,572,060 | Common Stock |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 66.17 per share. | 11 Dec 2023 | 5,240 | 850,356 (0%) | 0% | 66.2 | 346,714 | Common Stock |
| Palo Alto | Arora Nikesh | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 5,240 | 2,744,760 | - | - | Stock Option (right to buy) | |
| Gitlab Inc (Class A) | Robins Brian G. | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 59.43 per share. | 11 Dec 2023 | 5,100 | 459,238 | - | 59.4 | 303,093 | Class A Common Stock |
| Mineralys Therapeutics Inc | David Rodman | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.54 per share. | 11 Dec 2023 | 5,018 | 20,069 | - | 0.5 | 2,710 | Common Stock |
| Mineralys Therapeutics Inc | Rodman David | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 5,018 | 65,224 | - | - | Stock Option | |
| NXP Semiconductors | Martino Ronald | EVP Global Sales | Sale of securities on an exchange or to another person at price $ 216.43 per share. | 11 Dec 2023 | 5,014 | 15,541 (0%) | 0% | 216.4 | 1,085,180 | Common Stock |
| Bright Horizons Family Soln Inc | Tocio Ann Mary | Director | Sale of securities on an exchange or to another person at price $ 91.04 per share. | 11 Dec 2023 | 5,000 | 41,855 (0%) | 0% | 91.0 | 455,200 | Common Stock |
| Brinker Intl Inc | G. Taylor Joseph | EVP & CFO | Sale of securities on an exchange or to another person at price $ 41.21 per share. | 11 Dec 2023 | 5,000 | 66,286 (0%) | 0% | 41.2 | 206,050 | Common Stock |
| Elastic N.V | Chetan Puttagunta | Director | Sale of securities on an exchange or to another person at price $ 115.12 per share. | 11 Dec 2023 | 5,000 | 8,064 (0%) | 0% | 115.1 | 575,625 | Ordinary Shares |
| Installed Building Products Inc | W. Jeffrey Hire | President of External Affairs | Sale of securities on an exchange or to another person at price $ 164.62 per share. | 11 Dec 2023 | 5,000 | 42,358 (0%) | 0% | 164.6 | 823,097 | Common Stock, $0.01 par value per share |
| Southern Co | Kuczynski Stephen E. | CEO, Southern Nuclear | Sale of securities on an exchange or to another person at price $ 71.23 per share. | 11 Dec 2023 | 5,000 | 106,284 (0%) | 0% | 71.2 | 356,150 | Southern Company Common Stock |
| Autodesk | Smith J. Stacy | Director | Sale of securities on an exchange or to another person at price $ 228.00 per share. | 11 Dec 2023 | 5,000 | 57,488 (0%) | 0% | 228 | 1,140,000 | Common Stock |
| BioVie Inc | Kim Wendy Joanne | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 5,000 | 44,148 (0%) | 0% | 0 | Common Stock | |
| Iradimed Corp | Susi Roger | Director, CEO, PRESIDENT, CHAIRMAN, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 41.24 per share. | 11 Dec 2023 | 5,000 | 187,950 (1%) | 0% | 41.2 | 206,191 | Common Stock |
| Iradimed Corp | Susi Roger | Director, CEO, PRESIDENT, CHAIRMAN, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 42.82 per share. | 11 Dec 2023 | 5,000 | 182,950 (1%) | 0% | 42.8 | 214,113 | Common Stock |
| RCM Technologies Inc | Saks Michael | Division President, HC Srvs. | Sale of securities on an exchange or to another person at price $ 27.27 per share. | 11 Dec 2023 | 5,000 | 120,236 (0%) | 0% | 27.3 | 136,350 | Common Stock |
| Flotek Ind Inc | Nierenberg David P. | Director | Purchase of securities on an exchange or from another person at price $ 3.42 per share. | 11 Dec 2023 | 4,954 | 416,259 (0%) | 0% | 3.4 | 16,943 | Common Shares |
| Salesforce | Tallapragada Srinivas | Pres/Chief Engineering Officer | Sale of securities on an exchange or to another person at price $ 252.68 per share. | 11 Dec 2023 | 4,929 | 58,930 (0%) | 0% | 252.7 | 1,245,474 | Common Stock |
| Globe Life | L. Dolores Skarjune | EVP and Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 98.32 per share. | 11 Dec 2023 | 4,875 | 25,435 (0%) | 0% | 98.3 | 479,310 | Common Stock |
| Globe Life | L. Skarjune Dolores | EVP and Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 4,875 | 4,875 | - | - | Employee Stock Option (right to buy) | |
| Keysight Tech | Cullen G. James | Director | Sale of securities on an exchange or to another person at price $ 146.47 per share. | 11 Dec 2023 | 4,869 | 20,730 (0%) | 0% | 146.5 | 713,154 | Common Stock |
| Washington Federal Inc | Brent J. Beardall | Director, President & CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 4,824 | 492,217 (0%) | 0% | 0 | Common Stock | |
| Freshworks Inc (Class A) | Johanna Flower | Director | 11 Dec 2023 | 4,800 | 27,805 | - | 0 | Class A Common Stock | ||
| Freshworks Inc (Class A) | Johanna Flower | Director | 11 Dec 2023 | 4,800 | 159,350 | - | - | Class B Common Stock | ||
| Freshworks Inc (Class A) | Flower Johanna | Director | Sale of securities on an exchange or to another person at price $ 20.33 per share. | 11 Dec 2023 | 4,800 | 23,005 | - | 20.3 | 97,584 | Class A Common Stock |
| Forte Biosciences Inc | Wagner Paul A. | Director, See Remarks | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 11 Dec 2023 | 4,776 | 1,792,716 | - | 0.6 | 3,088 | Common Stock |
| Valmont Ind Inc | M. Avner Applbaum | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 4,726 | 14,033 (0%) | 0% | 0 | Common Stock | |
| Fuelcell Energy Inc | J. Anthony Leo | EVP & Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 4,710 | 117,172 (0%) | 0% | 0 | Common Stock | |
| Fuelcell Energy Inc | J. Leo Anthony | EVP & Chief Technology Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 4,710 | 4,710 | - | - | Employee Restricted Stock Unit | |
| Fuelcell Energy Inc | Joshua Dolger | General Counsel & Corp Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 4,710 | 4,710 | - | - | Employee Restricted Stock Unit | |
| Fuelcell Energy Inc | Dolger Joshua | General Counsel & Corp Sec | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 4,710 | 21,311 (0%) | 0% | 0 | Common Stock | |
| TE Connectivity | John Jenkins S. | EVP & General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 135.01 per share. | 11 Dec 2023 | 4,599 | 28,539 (0%) | 0% | 135.0 | 620,911 | Common Shares |
| Krystal Biotech Inc | Suma Krishnan M. | Director, President, R&D, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 105.06 per share. | 11 Dec 2023 | 4,541 | 1,591,811 (9%) | 0% | 105.1 | 477,087 | Common Stock |
| Krystal Biotech Inc | S. Krishnan Krish | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 105.06 per share. | 11 Dec 2023 | 4,541 | 1,591,811 (9%) | 0% | 105.1 | 477,087 | Common Stock |
| Gabelli Multimedia Trust Inc | Gabelli J. Mario | Director, Control Person of Adviser | Sale of securities on an exchange or to another person at price $ 5.79 per share. | 11 Dec 2023 | 4,508 | 972,974 (3%) | 0% | 5.8 | 26,102 | Common Stock, Par Value $0.001 |
| Arista Networks | Jayshree V. Ullal | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 227.00 per share. | 11 Dec 2023 | 4,500 | 1,714,500 (2%) | 0% | 227 | 1,021,500 | Common Stock |
| Arista Networks | Jayshree Ullal V. | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 227.00 per share. | 11 Dec 2023 | 4,500 | 1,714,500 (2%) | 0% | 227 | 1,021,500 | Common Stock |
| Krystal Biotech Inc | Krish Krishnan S. | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 104.41 per share. | 11 Dec 2023 | 4,400 | 1,654,938 (9%) | 0% | 104.4 | 459,424 | Common Stock |
| Krystal Biotech Inc | Krishnan M. Suma | Director, President, R&D, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 104.41 per share. | 11 Dec 2023 | 4,400 | 1,654,938 (9%) | 0% | 104.4 | 459,424 | Common Stock |
| United Natural Foods Inc | R. Eric Esper | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.03 per share. | 11 Dec 2023 | 4,382 | 24,910 (0%) | 0% | 15.0 | 65,861 | Common Stock |
| Stride Inc | L. Robert Cohen | Director | Sale of securities on an exchange or to another person at price $ 60.56 per share. | 11 Dec 2023 | 4,362 | 9,495 (0%) | 0% | 60.6 | 264,163 | Common Stock |
| ASA Gold and Precious Metals Ltd | Alexander Merk | Director, COO | Purchase of securities on an exchange or from another person at price $ 15.09 per share. | 11 Dec 2023 | 4,350 | 53,520 (0%) | 0% | 15.1 | 65,635 | ASA Gold and Precious Metals Limited |
| HF Sinclair Corp | Agarwal Indira | VP, Controller and CAO | Sale of securities on an exchange or to another person at price $ 52.08 per share. | 11 Dec 2023 | 4,339 | 18,366 (0%) | 0% | 52.1 | 225,975 | Common Stock |
| Kinder Morgan (Class P) | P. Michels David | VP and Chief Financial Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 4,300 | 114,700 (0%) | 0% | 0 | Class P Common Stock | |
| Valmont Ind Inc | Donahue John Timothy | EVP, Corp/Business Development | 11 Dec 2023 | 4,300 | 4,300 | - | - | Non-Qualified Stock Option (right to buy) | ||
| Coinbase Global Inc (Class A) | Ehrsam Frederick Ernest | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 136.72 per share. | 11 Dec 2023 | 4,300 | 836,870 | - | 136.7 | 587,889 | Class A Common Stock |
| Ramaco Resources Inc (Class A) | Peter A. Leidel | Director | Sale of securities on an exchange or to another person at price $ 15.75 per share. | 11 Dec 2023 | 4,164 | 3,196,199 (7%) | 0% | 15.8 | 65,591 | Class A Common Stock, par value $0.01 per share |
| Ramaco Resources Inc (Class A) | H. Lawrence Bryan | Director | 11 Dec 2023 | 4,164 | 3,196,199 (7%) | 0% | 15.8 | 65,591 | Class A Common Stock, par value $0.01 per share | |
| TE Connectivity | Shadrak W. Kroeger | Pres., Industrial Solutions | Payment of exercise price or tax liability using portion of securities received from the company at price $ 135.01 per share. | 11 Dec 2023 | 4,154 | 25,976 (0%) | 0% | 135.0 | 560,832 | Common Shares |
| Biglari Holdings Inc (Class B) | Biglari, Sardar | Director, Chairman and CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 156.63 per share. | 11 Dec 2023 | 4,109 | 1,260,107 (60%) | 0% | 156.6 | 643,593 | Class B common stock |
| Crocs Inc | Michelle Poole | President | Gift of securities by or to the insider at price $ 0.00 per share. | 11 Dec 2023 | 4,103 | 69,705 (0%) | 0% | 0 | Common Stock | |
| Liberty Broadband Corp - Ordinary Shares - Series A | Brian J. Wendling | CAO/PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 4,079 | 4,079 | - | - | Restricted Stock Units-LBRDK | |
| Healthcare Realty Trust Inc (Class A) | L. Amanda Callaway | SVP & Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.79 per share. | 11 Dec 2023 | 4,065 | 82,835 (0%) | 0% | 15.8 | 64,186 | Common Stock |
| ClearOne Inc | Dallin Edward Bagley | Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.81 per share. | 11 Dec 2023 | 4,019 | 10,580,987 (63%) | 0% | 0.8 | 3,255 | Common Stock |
| Rocky Brands Inc | A. Curtis Loveland | Director, Assistant Secretary | Sale of securities on an exchange or to another person at price $ 30.52 per share. | 11 Dec 2023 | 4,000 | 98,039 (1%) | 0% | 30.5 | 122,080 | Common Stock, without par value |
| Rocky Brands Inc | B. Moore Robert | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 26.00 per share. | 11 Dec 2023 | 4,000 | 32,258 (0%) | 0% | 26 | 104,000 | Common Stock, without par value |
| Rocky Brands Inc | Moore Robert B. | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 4,000 | 0 | - | - | Stock Option (right to buy) | |
| Rocky Brands Inc | Moore Robert B. | Director | Sale of securities on an exchange or to another person at price $ 31.11 per share. | 11 Dec 2023 | 4,000 | 28,258 (0%) | 0% | 31.1 | 124,459 | Common Stock, without par value |
| Huron Consulting Grp Inc | C. Mark Hussey | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 104.47 per share. | 11 Dec 2023 | 3,773 | 106,513 (0%) | 0% | 104.5 | 394,165 | Common Stock |
| Flotek Ind Inc | Nierenberg P. David | Director | Purchase of securities on an exchange or from another person at price $ 3.19 per share. | 11 Dec 2023 | 3,752 | 45,029 (0%) | 0% | 3.2 | 11,969 | Common Shares |
| Applied Optoelectronics Inc | Lin Chih-Hsiang | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.84 per share. | 11 Dec 2023 | 3,750 | 1,234,561 (6%) | 0% | 13.8 | 51,900 | Common Stock, $.001 par value |
| Applied Optoelectronics Inc | Lin Chih-Hsiang | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Dec 2023 | 3,750 | 0 | - | - | Incentive Stock Option (Right to Buy) | |
| BJ`s Restaurant Inc | Dal Pozzo A. James | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.88 per share. | 11 Dec 2023 | 3,749 | 22,203 (0%) | 0% | 29.9 | 112,020 | Common Stock |
| BJ`s Restaurant Inc | Peter Bassi A. | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Dec 2023 | 3,749 | 0 | - | - | Non-Qualified Stock Options | |
| BJ`s Restaurant Inc | Ottinger Lea Anne S. | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Dec 2023 | 3,749 | 0 | - | - | Non-Qualified Stock Options | |
| BJ`s Restaurant Inc | S. Lea Anne Ottinger | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.88 per share. | 11 Dec 2023 | 3,749 | 30,595 (0%) | 0% | 29.9 | 112,020 | Common Stock |
| BJ`s Restaurant Inc | James Dal Pozzo A. | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 11 Dec 2023 | 3,749 | 0 | - | - | Non-Qualified Stock Options | |
| BJ`s Restaurant Inc | A. Bassi Peter | Director | Sale of securities on an exchange or to another person at price $ 32.18 per share. | 11 Dec 2023 | 3,749 | 20,630 (0%) | 0% | 32.2 | 120,643 | Common Stock |
| BJ`s Restaurant Inc | Lea Anne S. Ottinger | Director | Sale of securities on an exchange or to another person at price $ 32.02 per share. | 11 Dec 2023 | 3,749 | 26,846 (0%) | 0% | 32.0 | 120,043 | Common Stock |
| BJ`s Restaurant Inc | A. Peter Bassi | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 29.88 per share. | 11 Dec 2023 | 3,749 | 24,379 (0%) | 0% | 29.9 | 112,020 | Common Stock |
| Atlassian Corp (Class A) | Scott Farquhar | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 198.26 per share. | 11 Dec 2023 | 3,735 | 107,283 (0%) | 0% | 198.3 | 740,503 | Class A Common Stock |
| Atlassian Corp (Class A) | Michael Cannon-Brookes | Director, Co-CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 198.26 per share. | 11 Dec 2023 | 3,735 | 111,589 (0%) | 0% | 198.3 | 740,503 | Class A Common Stock |
| Liberty Media Corp Ordinary | J. Wendling Brian | CAO & PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2023 | 3,726 | 3,726 | - | - | Restricted Stock Units - BATRK | |
| Skillsoft Corp (Class A) | Tarr Jeffrey R. | Director, CHIEF EXECUTIVE OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.16 per share. | 11 Dec 2023 | 3,645 | 65,766 | - | 16.2 | 58,903 | Class A Common Stock |
| Hamilton Insurance Grp Ltd (Class B) | John J. Gauthier | Director | Purchase of securities on an exchange or from another person at price $ 15.41 per share. | 11 Dec 2023 | 3,605 | 5,679 | - | 15.4 | 55,553 | Class B Common Shares |
| Workday (Class A) | A. David Duffield | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 275.65 per share. | 11 Dec 2023 | 3,588 | 1,228,745 (0%) | 0% | 275.6 | 989,030 | Class A Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.