Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 40,000,000 | 0 | - | - | Series Seed Redeemable Convertible Preferred Stock | ||
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 9,990,144 | 0 | - | - | Series Seed Redeemable Convertible Preferred Stock | ||
| Zenas Biopharma Inc | Patrick G. Enright | Director | 12 Sep 2024 | 8,714,293 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Zenas Biopharma Inc | Patrick G. Enright | Director | 12 Sep 2024 | 6,284,933 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Holley Inc (Class A) | David S. Lobel | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 12 Sep 2024 | 5,873,567 | 43,300,317 | - | 0 | Common Stock | |
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 4,327,365 | 4,443,122 | - | 0 | Common Stock | ||
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 4,000,000 | 0 | - | - | Series Seed Redeemable Convertible Preferred Stock | ||
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 3,230,268 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 3,000,000 | 0 | - | - | Series Seed Redeemable Convertible Preferred Stock | ||
| Zenas Biopharma Inc | Patrick G. Enright | Director | 12 Sep 2024 | 2,904,764 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Pegasystems Inc | Alan Trefler | Director, C.E.O. & Chairman, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 1,605,503 | 1,605,503 (2%) | 2% | 0 | Common stock | |
| Pegasystems Inc | Alan Trefler | Director, C.E.O. & Chairman, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 1,605,503 | 0 (0%) | 2% | 0 | Common stock | |
| Transocean Ltd | Frederik W. Mohn | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.13 per share. | 12 Sep 2024 | 1,500,000 | 91,074,894 (14%) | 0% | 4.1 | 6,195,000 | Registered Shares |
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 1,486,000 | 1,486,000 | - | - | Stock Option (Right to Buy) | |
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 1,428,571 | 0 | - | - | Series Seed Convertible Preferred Stock | ||
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 1,080,775 | 1,080,775 | - | 0 | Common Stock | ||
| Zenas Biopharma Inc | Patrick G. Enright | Director | 12 Sep 2024 | 1,003,592 | 1,727,404 | - | - | Common Stock | ||
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 941,088 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 900,000 | 0 | - | - | Common Stock Option | |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.61 per share. | 12 Sep 2024 | 900,000 | 1,887,337 (2%) | 1% | 1.6 | 1,449,000 | Common Stock, $0.001 par value per share |
| Zenas Biopharma Inc | Patrick G. Enright | Director | 12 Sep 2024 | 723,812 | 723,812 | - | - | Common Stock | ||
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 570,705 | 42,930,186 | - | - | Common Units | |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.08 per share. | 12 Sep 2024 | 570,705 | 3,551,606 | - | 6.1 | 3,469,487 | Class A Common Stock |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 570,705 | 38,305,657 | - | - | Class C Common Stock | |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 570,705 | 4,122,311 | - | - | Class A Common Stock | |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 34.36 per share. | 12 Sep 2024 | 551,421 | 1,261,069 (1%) | 0% | 34.4 | 18,946,826 | Common Stock, $0.001 par value per share |
| LoanDepot Inc (Class A) | Anthony Hsieh | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.27 per share. | 12 Sep 2024 | 537,488 | 1,875,868 (3%) | 0% | 2.3 | 1,219,668 | Class A Common Stock |
| Cleanspark Inc | Zachary K. Bradford | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 450,000 | 3,245,863 (66%) | 9% | 0 | Common Stock | |
| Cleanspark Inc | Zachary K. Bradford | Director, CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 450,000 | 450,000 | - | - | Restricted Stock Unit | |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 440,288 | 1,351,207 | - | - | Class A Common Stock | |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 440,288 | 14,638,159 | - | - | Class C Common Stock | |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.03 per share. | 12 Sep 2024 | 440,288 | 910,919 | - | 6.0 | 2,654,364 | Class A Common Stock |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 440,288 | 16,398,669 | - | - | Common Units | |
| Zenas Biopharma Inc | Patrick G. Enright | Director | Purchase of securities on an exchange or from another person at price $ 17.00 per share. | 12 Sep 2024 | 440,000 | 774,530 | - | 17 | 7,480,000 | Common Stock |
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 432,736 | 432,736 | - | 0 | Common Stock | ||
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 418,996 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Pfizer | Albert Bourla | Director, Chairman & CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 413,280 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Albert Bourla | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 413,280 | 413,280 | - | - | Stock Appreciation Rights | |
| Pfizer | Albert Bourla | Director, Chairman & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 412,081 | 412,081 | - | - | Stock Appreciation Rights | |
| Pfizer | Albert Bourla | Director, Chairman & CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 412,081 | 0 | - | - | Stock Appreciation Rights | |
| Zenas Biopharma Inc | Orlando Oliveira | Chief Commercial Officer | 12 Sep 2024 | 410,000 | 410,000 | - | - | Stock Option (Right to Buy) | ||
| Cleanspark Inc | S. Matthew Schultz | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 405,000 | 405,000 | - | - | Restricted Stock Unit | |
| Cleanspark Inc | S. Matthew Schultz | Director, Executive Chairman | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 405,000 | 2,703,975 (55%) | 8% | 0 | Common Stock | |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 397,827 | 0 | - | - | Common Stock Option | |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.93 per share. | 12 Sep 2024 | 397,827 | 987,337 (1%) | 0% | 1.9 | 767,806 | Common Stock, $0.001 par value per share |
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 372,017 | 1,652,039 | - | - | Common Stock | ||
| Liquidia Corp | Paul B. Manning | Director | Purchase of securities on an exchange or from another person at price $ 8.90 per share. | 12 Sep 2024 | 337,078 | 816,311 (2%) | 1% | 8.9 | 2,999,994 | Common Stock |
| Zenas Biopharma Inc | Patrick G. Enright | Director | 12 Sep 2024 | 334,530 | 334,530 | - | - | Common Stock | ||
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | 12 Sep 2024 | 324,552 | 324,552 | - | 0 | Common Stock | ||
| Nexentis Technologies Inc | David Palach | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 320,000 | 420,000 | - | 0 | Restricted Shares of Common Stock | |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 306,456 | 1,217,375 | - | - | Class A Common Stock | |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 306,456 | 14,331,703 | - | - | Class C Common Stock | |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.00 per share. | 12 Sep 2024 | 306,456 | 910,919 | - | 6.0 | 1,839,686 | Class A Common Stock |
| Intuitive Machines Inc (Class A) | Stephen Altemus | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 306,456 | 16,092,213 | - | - | Common Units | |
| V2X Inc | Dino M. Cusumano | Director | 12 Sep 2024 | 300,000 | 16,200,001 (140%) | 2% | 45.5 | 13,644,000 | Common Stock | |
| Clarivate PLC | Andrew M. Snyder | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 238,500 | 238,500 | - | 0 | Ordinary Shares | |
| HP Inc. | Enrique J. Lores | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 211,501 | 423,002 | - | - | Performance Contingent Stock Options | |
| HP Inc. | Enrique J. Lores | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 33.16 per share. | 12 Sep 2024 | 211,501 | 3 (0%) | 0% | 33.2 | 7,013,373 | Common Stock |
| HP Inc. | Enrique J. Lores | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 28.48 per share. | 12 Sep 2024 | 211,501 | 211,504 (0%) | 0% | 28.5 | 6,023,548 | Common Stock |
| Zenas Biopharma Inc | Joseph Farmer | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 206,000 | 206,000 | - | - | Stock Option (Right to Buy) | |
| Fathom Holdings Inc | Joshua Harley | Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 200,000 | 2,029,383 | - | 0 | Common Stock | |
| Intuitive Machines Inc (Class A) | Timothy Crain | SVP and Chief Growth Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.05 per share. | 12 Sep 2024 | 197,637 | 362,810 | - | 6.1 | 1,195,941 | Class A Common Stock |
| Intuitive Machines Inc (Class A) | Timothy Crain | SVP and Chief Growth Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 197,637 | 10,616,416 | - | - | Common Units | |
| Intuitive Machines Inc (Class A) | Timothy Crain | SVP and Chief Growth Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 197,637 | 560,447 | - | - | Class A Common Stock | |
| Intuitive Machines Inc (Class A) | Timothy Crain | SVP and Chief Growth Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 197,637 | 9,501,457 | - | - | Class C Common Stock | |
| Applovin Corp (Class A) | Victoria Valenzuela | CLO & Corp. Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.45 per share. | 12 Sep 2024 | 187,500 | 540,116 | - | 7.5 | 1,397,494 | Class A Common Stock |
| Applovin Corp (Class A) | Victoria Valenzuela | CLO & Corp. Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 187,500 | 0 | - | - | Stock Option (Right to Buy) | |
| Devon Energy | Clay M. Gaspar | EVP and COO | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 186,289 | 0 (0%) | 0% | 0 | Common Stock | |
| Devon Energy | Clay M. Gaspar | EVP and COO | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 186,289 | 186,289 (0%) | 0% | 0 | Common Stock | |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 180,396 | 0 | - | - | Common Stock Option | |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.16 per share. | 12 Sep 2024 | 180,396 | 589,510 (0%) | 0% | 1.2 | 209,259 | Common Stock, $0.001 par value per share |
| Cleanspark Inc | S. Matthew Schultz | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.25 per share. | 12 Sep 2024 | 178,201 | 2,525,774 (51%) | 3% | 9.2 | 1,648,359 | Common Stock |
| Cleanspark Inc | S. Matthew Schultz | Director, Executive Chairman | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.25 per share. | 12 Sep 2024 | 178,201 | 2,120,774 (43%) | 3% | 9.2 | 1,648,359 | Common Stock |
| Cleanspark Inc | Zachary K. Bradford | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.25 per share. | 12 Sep 2024 | 177,075 | 3,068,788 (63%) | 3% | 9.3 | 1,637,944 | Common Stock |
| Cleanspark Inc | Zachary K. Bradford | Director, CEO and President | 12 Sep 2024 | 177,075 | 2,618,788 (53%) | 3% | 9.3 | 1,637,944 | Common Stock | |
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 164,523 | 1,280,022 | - | - | Common Stock | ||
| Nexentis Technologies Inc | Lital Barda | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 160,000 | 202,857 | - | 0 | Restricted Shares of Common Stock | |
| Zenas Biopharma Inc | Jennifer A. Fox | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 155,000 | 155,000 | - | - | Stock Option (Right to Buy) | |
| Live Nation Entertainment | Michael Rapino | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.33 per share. | 12 Sep 2024 | 150,000 | 3,800,964 (1%) | 0% | 25.3 | 3,799,500 | Common Stock |
| Live Nation Entertainment | Michael Rapino | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 150,000 | 0 | - | - | Stock Option (buy) | |
| Colgate-Palmolive | Noel R. Wallace | Director, Chairman, President & CEO | 12 Sep 2024 | 145,696 | 145,696 | - | - | Stock Option (Right to Buy) | ||
| Viatris | Rajiv Malik | Director | 12 Sep 2024 | 139,681 | 505,838 (0%) | 0% | 11.7 | 1,628,164 | Common Stock | |
| Pfizer | Mikael Dolsten | President R&D | 12 Sep 2024 | 137,760 | 0 | - | - | Stock Appreciation Rights | ||
| Pfizer | Mikael Dolsten | President R&D | 12 Sep 2024 | 137,760 | 137,760 | - | - | Stock Appreciation Rights | ||
| Neumora Therapeutics Inc | Daljit Singh Aurora | Chief Strategy Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 137,538 | 137,538 | - | - | Stock Option (Right to Buy) | |
| Neumora Therapeutics Inc | Daljit Singh Aurora | Chief Strategy Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 137,538 | 40,890 | - | - | Stock Option (Right to Buy) | |
| Neumora Therapeutics Inc | Daljit Singh Aurora | Chief Strategy Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 136,210 | 136,210 | - | - | Stock Option (Right to Buy) | |
| Neumora Therapeutics Inc | Daljit Singh Aurora | Chief Strategy Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 136,210 | 207,901 | - | - | Stock Option (Right to Buy) | |
| Eos Energy Enterprises Inc (Class A) | Jeffrey S. Bornstein | Director | Sale of securities on an exchange or to another person at price $ 2.63 per share. | 12 Sep 2024 | 132,720 | 7,999 | - | 2.6 | 349,054 | Common Stock |
| Universal Health Services (Class B) | Alan B. Miller | Director, Executive Chairman, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 231.36 per share. | 12 Sep 2024 | 129,371 | 1,205,602 (1%) | 0% | 231.4 | 29,931,275 | Class B Common Stock |
| Traeger Inc | Dominic Blosil | Chief Financial Officer | 12 Sep 2024 | 128,150 | 1,353,304 | - | 0 | Common Stock | ||
| Abbott | Robert B. Ford | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 47.00 per share. | 12 Sep 2024 | 127,436 | 347,495 (0%) | 0% | 47 | 5,989,492 | Common shares without par value |
| Abbott | Robert B. Ford | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 127,436 | 0 | - | - | Option (right to buy) | |
| Pfizer | Mikael Dolsten | President R&D | 12 Sep 2024 | 126,794 | 126,794 | - | - | Stock Appreciation Rights | ||
| Pfizer | Mikael Dolsten | President R&D | 12 Sep 2024 | 126,794 | 0 | - | - | Stock Appreciation Rights | ||
| MBX Biosciences Inc | Peter Kent Hawryluk | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 120,436 | 120,436 | - | - | Stock Option (Right to Buy) | |
| Universal Health Services (Class B) | Alan B. Miller | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 116,466 | 232,933 | - | - | Option To Purchase Class B Common Stock | |
| Universal Health Services (Class B) | Alan B. Miller | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 74.46 per share. | 12 Sep 2024 | 116,466 | 1,236,640 (1%) | 0% | 74.5 | 8,672,058 | Class B Common Stock |
| STAG Industrial Inc | Benjamin S. Butcher | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 116,024 | 745,482 | - | - | LTIP Units | |
| Applovin Corp (Class A) | Victoria Valenzuela | CLO & Corp. Secretary | Sale of securities on an exchange or to another person at price $ 105.31 per share. | 12 Sep 2024 | 112,542 | 427,574 | - | 105.3 | 11,851,798 | Class A Common Stock |
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 108,381 | 112,901 | - | - | Common Stock | ||
| QuantumScape Corp (Class A) | Michael O. McCarthy | CHIEF LEGAL OFFICER | Sale of securities on an exchange or to another person at price $ 5.90 per share. | 12 Sep 2024 | 106,084 | 1,181,884 | - | 5.9 | 625,630 | Class A Common Stock |
| QuantumScape Corp (Class A) | Michael O. McCarthy | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.38 per share. | 12 Sep 2024 | 106,084 | 1,287,968 | - | 2.4 | 252,162 | Class A Common Stock |
| QuantumScape Corp (Class A) | Michael O. McCarthy | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 106,084 | 400,000 | - | - | Stock Option (right to buy) | |
| Mission Produce Inc | Jay A. Pack | Director | Sale of securities on an exchange or to another person at price $ 13.14 per share. | 12 Sep 2024 | 104,111 | 619,439 | - | 13.1 | 1,368,019 | COMMON STOCK |
| Pfizer | David M. Denton | Chief Financial Officer & EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 103,320 | 103,320 | - | - | Stock Appreciation Rights | |
| Pfizer | David M. Denton | Chief Financial Officer & EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 103,320 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Aamir Malik | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 103,320 | 103,320 | - | - | Stock Appreciation Rights | |
| Pfizer | Aamir Malik | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 103,320 | 0 | - | - | Stock Appreciation Rights | |
| Caredx Inc | Keith Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 100,651 | 100,651 | - | - | Employee Stock Option (right to buy) | |
| QuantumScape Corp (Class A) | Michael O. McCarthy | CHIEF LEGAL OFFICER | Sale of securities on an exchange or to another person at price $ 5.80 per share. | 12 Sep 2024 | 100,038 | 1,181,884 | - | 5.8 | 579,890 | Class A Common Stock |
| Fathom Holdings Inc | Scott N. Flanders | Director | Purchase of securities on an exchange or from another person at price $ 2.85 per share. | 12 Sep 2024 | 100,000 | 824,688 | - | 2.9 | 285,000 | Common Stock |
| Fathom Holdings Inc | Joshua Harley | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.85 per share. | 12 Sep 2024 | 100,000 | 2,229,383 | - | 2.9 | 285,000 | Common Stock |
| Levi Strauss & Co. - Ordinary Shares Cls A | David A. Friedman | Director | 12 Sep 2024 | 100,000 | 254,178 (0%) | 0% | 0 | Class A Common Stock | ||
| Levi Strauss & Co. - Ordinary Shares Cls A | David A. Friedman | Director | 12 Sep 2024 | 100,000 | 1,156,540 | - | - | Class B Common Stock | ||
| Neuronetics Inc | Robert A. Cascella | Director | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 12 Sep 2024 | 100,000 | 453,098 (2%) | 0% | 0.8 | 75,000 | Common Stock |
| Live Nation Entertainment | Michael Rapino | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 97.50 per share. | 12 Sep 2024 | 98,849 | 3,702,115 (1%) | 0% | 97.5 | 9,637,778 | Common Stock |
| Universal Health Services (Class B) | Alan B. Miller | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 98,333 | 196,667 | - | - | Option To Purchase Class B Common Stock | |
| Universal Health Services (Class B) | Alan B. Miller | Director, Executive Chairman, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 67.69 per share. | 12 Sep 2024 | 98,333 | 1,334,973 (1%) | 0% | 67.7 | 6,656,161 | Class B Common Stock |
| QuantumScape Corp (Class A) | Michael O. McCarthy | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.38 per share. | 12 Sep 2024 | 97,177 | 1,281,922 | - | 2.4 | 230,990 | Class A Common Stock |
| QuantumScape Corp (Class A) | Michael O. McCarthy | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 97,177 | 506,084 | - | - | Stock Option (right to buy) | |
| TKO (Class A) | Ariel Z. Emanuel | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 97,040 | 291,122 | - | - | Restricted Stock Unit | |
| TKO (Class A) | Ariel Z. Emanuel | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 97,040 | 109,571 | - | 0 | Class A Common Stock | |
| Fractyl Health Inc | Jay D. Caplan | President, Chief Product Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.70 per share. | 12 Sep 2024 | 95,484 | 95,484 | - | 1.7 | 162,323 | Common Stock |
| Fractyl Health Inc | Jay D. Caplan | President, Chief Product Off. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 95,484 | 0 | - | - | Stock Option | |
| Marvell Tech Inc | Fouad G. Tamer | Director | Sale of securities on an exchange or to another person at price $ 74.16 per share. | 12 Sep 2024 | 92,000 | 351,193 (0%) | 0% | 74.2 | 6,822,720 | Common Stock |
| Pfizer | Aamir Malik | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 84,529 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Aamir Malik | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 84,529 | 84,529 | - | - | Stock Appreciation Rights | |
| Mereo Biopharma Grp PLC (ADR) | Alexandra Hughes-Wilson | See Remarks | Sale of securities on an exchange or to another person at price $ 4.22 per share. | 12 Sep 2024 | 84,008 | 50,475 | - | 4.2 | 354,598 | American Depositary Shares representing Ordinary Shares |
| Rivian Automotive Inc (Class A) | Robert J. Scaringe | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 13.68 per share. | 12 Sep 2024 | 83,333 | 886,526 | - | 13.7 | 1,140,012 | Class A Common Stock |
| Rivian Automotive Inc (Class A) | Robert J. Scaringe | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 83,333 | 8,130,501 | - | - | Stock Option | |
| Rivian Automotive Inc (Class A) | Robert J. Scaringe | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.63 per share. | 12 Sep 2024 | 83,333 | 969,859 | - | 2.6 | 219,016 | Class A Common Stock |
| Pfizer | David M. Denton | Chief Financial Officer & EVP | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 80,703 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | David M. Denton | Chief Financial Officer & EVP | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 80,703 | 80,703 | - | - | Stock Appreciation Rights | |
| Pfizer | Douglas M. Lankler | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 80,360 | 80,360 | - | - | Stock Appreciation Rights | |
| Pfizer | Douglas M. Lankler | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 80,360 | 0 | - | - | Stock Appreciation Rights | |
| Abbott | Robert B. Ford | Director, CHAIRMAN AND CEO | Sale of securities on an exchange or to another person at price $ 116.04 per share. | 12 Sep 2024 | 80,299 | 281,439 (0%) | 0% | 116.0 | 9,317,896 | Common shares without par value |
| Caredx Inc | Jessica Meng | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 75,488 | 75,488 | - | - | Employee Stock Option (right to buy) | |
| Gap Inc | Horacio Barbeito | President & CEO, Old Navy | Sale of securities on an exchange or to another person at price $ 20.00 per share. | 12 Sep 2024 | 75,385 | 0 (0%) | 0% | 20 | 1,507,700 | Common Stock |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 32.80 per share. | 12 Sep 2024 | 74,847 | 1,812,490 (2%) | 0% | 32.8 | 2,454,982 | Common Stock, $0.001 par value per share |
| Seaport Entertainment Grp Inc | D. | Director, Chief Executive Officer | 12 Sep 2024 | 74,359 | 200,814 | - | 0 | Common Stock | ||
| Toast Inc (Class A) | Stephen Fredette | Director, President | Sale of securities on an exchange or to another person at price $ 25.57 per share. | 12 Sep 2024 | 70,475 | 2,426,784 | - | 25.6 | 1,801,764 | Class A Common Stock |
| Caredx Inc | Keith Kennedy | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 70,101 | 70,101 (0%) | 0% | 0 | Common Stock | |
| Covista Inc | Lisa Warner Wardell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 67,976 | 1,565 | - | - | Employee Stock Option (Right to Buy) | |
| Covista Inc | Lisa Warner Wardell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 32.03 per share. | 12 Sep 2024 | 67,976 | 173,061 (0%) | 0% | 32.0 | 2,177,271 | Common Stock |
| Covista Inc | Lisa Warner Wardell | Director | Sale of securities on an exchange or to another person at price $ 72.86 per share. | 12 Sep 2024 | 67,976 | 105,085 (0%) | 0% | 72.9 | 4,952,684 | Common Stock |
| Fractyl Health Inc | Jay D. Caplan | President, Chief Product Off. | Sale of securities on an exchange or to another person at price $ 2.90 per share. | 12 Sep 2024 | 65,000 | 30,484 | - | 2.9 | 188,474 | Common Stock |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 118.78 per share. | 12 Sep 2024 | 64,318 | 75,470,979 (12%) | 0% | 118.8 | 7,639,428 | Common Stock |
| Pfizer | Douglas M. Lankler | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 63,397 | 63,397 | - | - | Stock Appreciation Rights | |
| Pfizer | Douglas M. Lankler | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 63,397 | 0 | - | - | Stock Appreciation Rights | |
| Abbott | Robert B. Ford | Director, CHAIRMAN AND CEO | Sale of securities on an exchange or to another person at price $ 116.90 per share. | 12 Sep 2024 | 61,380 | 220,059 (0%) | 0% | 116.9 | 7,175,322 | Common shares without par value |
| TKO (Class A) | Mark S. Shapiro | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 60,651 | 73,182 | - | 0 | Class A Common Stock | |
| TKO (Class A) | Mark S. Shapiro | Director, See Remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 60,651 | 0 | - | - | Restricted Stock Unit | |
| Viatris | Rajiv Malik | Director | 12 Sep 2024 | 60,319 | 0 (0%) | 0% | 11.7 | 706,553 | Common Stock | |
| QuantumScape Corp (Class A) | Kevin Hettrich | CHIEF FINANCIAL OFFICER | Sale of securities on an exchange or to another person at price $ 5.78 per share. | 12 Sep 2024 | 58,000 | 1,073,022 | - | 5.8 | 335,217 | Class A Common Stock |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Other type of transaction at price $ 5.63 per share. | 12 Sep 2024 | 56,838 | 3,494,768 | - | 5.6 | 319,998 | Class A Common Stock |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 119.26 per share. | 12 Sep 2024 | 55,143 | 75,415,836 (12%) | 0% | 119.3 | 6,576,442 | Common Stock |
| Zurn Elkay Water Soln Corp | Sudhanshu Chhabra | VP-Zurn Business Systems | 12 Sep 2024 | 52,851 | 133,002 (0%) | 0% | 12.7 | 669,622 | Common Stock | |
| Zurn Elkay Water Soln Corp | Sudhanshu Chhabra | VP-Zurn Business Systems | 12 Sep 2024 | 52,851 | 0 | - | - | Stock Option (right to buy) | ||
| Zurn Elkay Water Soln Corp | Sudhanshu Chhabra | VP-Zurn Business Systems | 12 Sep 2024 | 52,851 | 80,151 (0%) | 0% | 32.5 | 1,720,157 | Common Stock | |
| Caredx Inc | Jessica Meng | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 52,576 | 52,576 (0%) | 0% | 0 | Common Stock | |
| Public Storage | Nathaniel A. Vitan | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 51,637 | 12,909 | - | - | AO LTIP Units | |
| Mission Produce Inc | Luis A. Gonzalez | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 13.28 per share. | 12 Sep 2024 | 51,615 | 7,219,614 | - | 13.3 | 685,447 | COMMON STOCK |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 119.43 per share. | 12 Sep 2024 | 51,208 | 75,554,273 (12%) | 0% | 119.4 | 6,115,782 | Common Stock |
| Nerdy Inc (Class A) | Abigail Blunt | Director | Purchase of securities on an exchange or from another person at price $ 0.91 per share. | 12 Sep 2024 | 51,000 | 101,045 | - | 0.9 | 46,410 | Class A Common Stock |
| Intrusion Inc | Anthony J. Levecchio | Director | Grant, award, or other acquisition of securities at price $ 1.38 per share. | 12 Sep 2024 | 50,724 | 71,335 | - | 1.4 | 69,999 | Common Stock |
| Intrusion Inc | James F. Gero | Director | Grant, award, or other acquisition of securities at price $ 1.38 per share. | 12 Sep 2024 | 50,724 | 94,053 | - | 1.4 | 69,999 | Common Stock |
| KVH Ind Inc | Stephen H. Deckoff | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.47 per share. | 12 Sep 2024 | 50,200 | 3,357,398 (18%) | 0% | 4.5 | 224,158 | Common Stock |
| Artiva Biotherapeutics Inc | Jennifer Kinsbruner Bush | COO, CLO, Secy, Compliance Off | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 72,799 | - | 0 | Common Stock | |
| Artiva Biotherapeutics Inc | Neha Krishnamohan | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 50,000 | - | 0 | Common Stock | |
| STAG Industrial Inc | Benjamin S. Butcher | Director | 12 Sep 2024 | 50,000 | 58,758 (0%) | 0% | - | Common Stock | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director | 12 Sep 2024 | 50,000 | 9,320 | - | - | Partnership Units | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director | 12 Sep 2024 | 50,000 | 59,320 | - | - | Partnership Units | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director | 12 Sep 2024 | 50,000 | 695,482 | - | - | LTIP Units | ||
| STAG Industrial Inc | Benjamin S. Butcher | Director | Sale of securities on an exchange or to another person at price $ 39.23 per share. | 12 Sep 2024 | 50,000 | 8,758 (0%) | 0% | 39.2 | 1,961,695 | Common Stock |
| Fastenal | Daniel L. Florness | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 23.50 per share. | 12 Sep 2024 | 50,000 | 336,018 (0%) | 0% | 23.5 | 1,175,000 | Common Stock |
| Fastenal | Daniel L. Florness | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Fastenal | Daniel L. Florness | Director, CEO | Sale of securities on an exchange or to another person at price $ 69.68 per share. | 12 Sep 2024 | 50,000 | 286,018 (0%) | 0% | 69.7 | 3,484,050 | Common Stock |
| Toast Inc (Class A) | Stephen Fredette | Director, President | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 2,345,685 | - | 0 | Class A Common Stock | |
| Twin Vee PowerCats Co | Michael P. Dickerson | Chief Financial Officer | 12 Sep 2024 | 50,000 | 50,000 | - | 0.5 | 24,500 | Common Stock | |
| DoorDash | Andy Fang | Director | Other type of transaction at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 7,098,604 | - | - | Class B Common Stock | |
| DoorDash | Andy Fang | Director | Other type of transaction at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 50,000 | - | 0 | Class A Common Stock | |
| DoorDash | Andy Fang | Director | Other type of transaction at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 7,148,604 | - | - | Class B Common Stock | |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 131.94 per share. | 12 Sep 2024 | 50,000 | 0 | - | 131.9 | 6,597,200 | Class A Common Stock |
| DoorDash | Andy Fang | Director | Other type of transaction at price $ 0.00 per share. | 12 Sep 2024 | 50,000 | 50,000 | - | 0 | Class A Common Stock | |
| LoanDepot Inc (Class A) | Anthony Hsieh | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.26 per share. | 12 Sep 2024 | 50,000 | 2,413,356 (3%) | 0% | 2.3 | 113,140 | Class A Common Stock |
| TKO (Class A) | Ariel Z. Emanuel | Director, Chief Executive Officer, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 114.99 per share. | 12 Sep 2024 | 49,197 | 60,374 | - | 115.0 | 5,657,163 | Class A Common Stock |
| Zenas Biopharma Inc | Oliver | Director, Chief Executive Officer | 12 Sep 2024 | 48,254 | 161,155 | - | - | Common Stock | ||
| Public Storage | Nathaniel A. Vitan | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 46,473 | 30,983 | - | - | AO LTIP Units | |
| Pfizer | Payal Sahni | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 45,920 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Payal Sahni | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 45,920 | 45,920 | - | - | Stock Appreciation Rights | |
| Pfizer | Michael McDermott | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 45,920 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Michael McDermott | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 45,920 | 45,920 | - | - | Stock Appreciation Rights | |
| MBX Biosciences Inc | Salomon Azoulay | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 45,011 | 45,011 | - | - | Stock Option (Right to Buy) | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 105.46 per share. | 12 Sep 2024 | 44,835 | 3,992,050 | - | 105.5 | 4,728,299 | Class A Common Stock |
| Live Nation Entertainment | Joe Berchtold | President & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.33 per share. | 12 Sep 2024 | 44,403 | 596,032 (0%) | 0% | 25.3 | 1,124,728 | Common Stock |
| Live Nation Entertainment | Joe Berchtold | President & CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 44,403 | 0 | - | - | Stock Option (buy) | |
| Innovate Corp | Paul K. Voigt | Interim CEO | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 12 Sep 2024 | 43,785 | 211,655 (0%) | 0% | 3.8 | 166,383 | Common Stock |
| Pfizer | Lidia L. Fonseca | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 43,624 | 43,624 | - | - | Stock Appreciation Rights | |
| Pfizer | Lidia L. Fonseca | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 43,624 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Sally Susman | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 43,624 | 43,624 | - | - | Stock Appreciation Rights | |
| Pfizer | Sally Susman | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 43,624 | 0 | - | - | Stock Appreciation Rights | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 111.55 per share. | 12 Sep 2024 | 42,788 | 3,919,608 | - | 111.5 | 4,773,001 | Class A Common Stock |
| MBX Biosciences Inc | Richard B. Bartram | Chief Financial Officer | 12 Sep 2024 | 42,578 | 42,578 | - | - | Stock Option (Right to Buy) | ||
| Pfizer | Payal Sahni | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 42,265 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Payal Sahni | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 42,265 | 42,265 | - | - | Stock Appreciation Rights | |
| Sprott Inc | Arthur Richards Rule | Ten Percent Owner | Sale or transfer of securities back to the company at price $ 41.45 per share. | 12 Sep 2024 | 41,610 | 2,638,457 | - | 41.5 | 1,724,735 | COM NEW |
| CompoSecure Inc (Class A) | Adam Lowe | Chief Product & Innov. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.31 per share. | 12 Sep 2024 | 40,658 | 1,332,877 | - | 4.3 | 175,236 | Class A Common Stock |
| CompoSecure Inc (Class A) | Adam Lowe | Chief Product & Innov. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 40,658 | 167,133 | - | - | Stock Option (Right to Buy) | |
| CompoSecure Inc (Class A) | Adam Lowe | Chief Product & Innov. Officer | Sale of securities on an exchange or to another person at price $ 12.06 per share. | 12 Sep 2024 | 40,658 | 1,292,219 | - | 12.1 | 490,335 | Class A Common Stock |
| Pfizer | Sally Susman | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 40,151 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Sally Susman | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 40,151 | 40,151 | - | - | Stock Appreciation Rights | |
| Mereo Biopharma Grp PLC (ADR) | Alexandra Hughes-Wilson | See Remarks | Sale of securities on an exchange or to another person at price $ 4.47 per share. | 12 Sep 2024 | 40,029 | 150,787 | - | 4.5 | 179,038 | American Depositary Shares representing Ordinary Shares |
| Cleanspark Inc | Andrew Zimmerman | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 40,000 | 594,391 (12%) | 0% | 0 | Common Stock | |
| Cleanspark Inc | Andrew Zimmerman | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 40,000 | 40,000 | - | - | Restricted Stock Unit | |
| Amylyx Pharma Inc | James M. Frates | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.53 per share. | 12 Sep 2024 | 40,000 | 233,464 | - | 2.5 | 101,368 | Common Stock |
| QuinStreet Inc | Gregory Wong | CFO | Sale of securities on an exchange or to another person at price $ 18.66 per share. | 12 Sep 2024 | 40,000 | 385,207 (0%) | 0% | 18.7 | 746,400 | Common Stock |
| 22nd Century Grp Inc | Lawrence D. Firestone | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.27 per share. | 12 Sep 2024 | 39,000 | 54,250 (0%) | 0% | 0.3 | 10,468 | Common Stock |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 130.12 per share. | 12 Sep 2024 | 38,898 | 11,102 | - | 130.1 | 5,061,330 | Class A Common Stock |
| Colgate-Palmolive | Stanley J. Sutula | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 38,411 | 38,411 | - | - | Stock Option (Right to Buy) | |
| Pfizer | Lidia L. Fonseca | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 38,038 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Lidia L. Fonseca | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 38,038 | 38,038 | - | - | Stock Appreciation Rights | |
| Seaport Entertainment Grp Inc | Matthew M. Partridge | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 37,323 | 71,466 | - | 0 | Common Stock | |
| Zenas Biopharma Inc | Ting Xiao | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 37,000 | 37,000 | - | - | Stock Option (Right to Buy) | |
| Zenas Biopharma Inc | Patrick G. Enright | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 37,000 | 37,000 | - | - | Stock Option (Right to Buy) | |
| Zenas Biopharma Inc | Hongbo Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 37,000 | 37,000 | - | - | Stock Option (Right to Buy) | |
| Zenas Biopharma Inc | James P. Boylan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 37,000 | 37,000 | - | - | Stock Option (Right to Buy) | |
| Apollo Global (Class A) (New) | James R Belardi | Director, CEO of Athene Holding Ltd. | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 36,202 | 558,380 (0%) | 0% | 0 | Common Stock | |
| Mission Produce Inc | Stephen J. Barnard | Director, CEO | Sale of securities on an exchange or to another person at price $ 13.02 per share. | 12 Sep 2024 | 36,200 | 0 | - | 13.0 | 471,324 | COMMON STOCK |
| Dream Finders Homes Inc (Class A) | W. Radford Lovett | Director, Ten Percent Owner | 12 Sep 2024 | 35,930 | 4,796,498 | - | 34.5 | 1,239,944 | Class A common stock, par value $0.01 per share | |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 35,751 | 38,269,906 | - | - | Class C Common Stock | |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.00 per share. | 12 Sep 2024 | 35,751 | 3,494,768 | - | 6.0 | 214,585 | Class A Common Stock |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 35,751 | 42,894,435 | - | - | Common Units | |
| Intuitive Machines Inc (Class A) | Kamal Seyed Ghaffarian | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 35,751 | 3,530,519 | - | - | Class A Common Stock | |
| Twin Vee PowerCats Co | Karl J. Zimmer | President | Purchase of securities on an exchange or from another person at price $ 0.45 per share. | 12 Sep 2024 | 35,138 | 85,138 | - | 0.4 | 15,773 | Common Stock |
| Viasat Inc | Richard A. Baldridge | Director | Purchase of securities on an exchange or from another person at price $ 15.00 per share. | 12 Sep 2024 | 35,000 | 55,000 (0%) | 0% | 15 | 525,000 | $.0001 par value common stock |
| QuantumScape Corp (Class A) | Kevin Hettrich | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.38 per share. | 12 Sep 2024 | 34,607 | 1,131,022 | - | 2.4 | 82,261 | Class A Common Stock |
| QuantumScape Corp (Class A) | Kevin Hettrich | CHIEF FINANCIAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 34,607 | 367,567 | - | - | Stock Option (right to buy) | |
| Amylyx Pharma Inc | Joshua Cohen | Director, Co-Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 34,449 | 1,857 | - | - | Stock Option (right to buy) | |
| Amylyx Pharma Inc | Joshua Cohen | Director, Co-Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.57 per share. | 12 Sep 2024 | 34,449 | 3,237,301 | - | 1.6 | 54,085 | Common Stock |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 112.33 per share. | 12 Sep 2024 | 34,391 | 3,885,217 | - | 112.3 | 3,863,141 | Class A Common Stock |
| Ares Management Corp (Class A) | Bennett Rosenthal | Director, Co-Founder & Chairman of PEG | Sale of securities on an exchange or to another person at price $ 143.65 per share. | 12 Sep 2024 | 34,331 | 0 (0%) | 0% | 143.6 | 4,931,648 | Class A Common Stock |
| Pfizer | Michael McDermott | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 34,234 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Michael McDermott | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 34,234 | 34,234 | - | - | Stock Appreciation Rights | |
| Treace Medical Concepts Inc | Sean F. Scanlan | Chief Innovation Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 33,750 | 0 | - | - | Stock Option (Right to Buy) | |
| Treace Medical Concepts Inc | Sean F. Scanlan | Chief Innovation Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.10 per share. | 12 Sep 2024 | 33,750 | 250,074 | - | 0.1 | 3,281 | Common Stock |
| DENTSPLY Sirona Inc | Simon D. Campion | Director, President, CEO & Member of BOD | 12 Sep 2024 | 33,729 | 260,044 (0%) | 0% | 25.4 | 856,379 | Common Stock | |
| IES Holdings Inc | Jeffrey L. Gendell | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 158.77 per share. | 12 Sep 2024 | 33,152 | 11,003,832 (51%) | 0% | 158.8 | 5,263,543 | Common Stock, par value $0.01 per share |
| Neumora Therapeutics Inc | Robert Lenz | Head of R&D | 12 Sep 2024 | 32,948 | 369,993 | - | 11.4 | 376,665 | Common Stock | |
| Harmonic Inc | Neven Haltmayer | SVP & GM, Video Business | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 32,690 | 32,690 | - | - | Restricted Stock Units | |
| Krispy Kreme Inc | Jeremiah Ashukian | EVP & Chief Financial Officer | 12 Sep 2024 | 32,553 | 218,979 | - | 0 | Common Stock | ||
| IES Holdings Inc | Jeffrey L. Gendell | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 160.00 per share. | 12 Sep 2024 | 32,378 | 10,939,814 (51%) | 0% | 160 | 5,180,480 | Common Stock, par value $0.01 per share |
| Colgate-Palmolive | Prabha Parameswaran | Grp Pres, Growth & Strategy | 12 Sep 2024 | 31,954 | 31,954 | - | - | Stock Option (Right to Buy) | ||
| Grindr Inc (Class A) | Zachary Katz | GC and Head of Global Affairs | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.78 per share. | 12 Sep 2024 | 31,422 | 278,578 | - | 11.8 | 370,151 | Common Stock |
| LoanDepot Inc (Class A) | Joseph J Grassi | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 31,250 | 53,093 (0%) | 0% | - | Class A Common Stock | |
| LoanDepot Inc (Class A) | Joseph J Grassi | Chief Risk Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 31,250 | 62,500 | - | - | Restricted Stock Units | |
| IES Holdings Inc | Jeffrey L. Gendell | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 157.82 per share. | 12 Sep 2024 | 31,106 | 11,053,739 (52%) | 0% | 157.8 | 4,909,149 | Common Stock, par value $0.01 per share |
| Toast Inc (Class A) | Stephen Fredette | Director, President | Sale of securities on an exchange or to another person at price $ 26.09 per share. | 12 Sep 2024 | 31,099 | 2,395,685 | - | 26.1 | 811,497 | Class A Common Stock |
| TKO (Class A) | Mark S. Shapiro | Director, See Remarks | Sale of securities on an exchange or to another person at price $ 114.76 per share. | 12 Sep 2024 | 31,026 | 42,156 | - | 114.8 | 3,560,544 | Class A Common Stock |
| Blue Bird Corp | Philip Horlock | Chief Executive Officer | 12 Sep 2024 | 30,044 | 299,812 (1%) | 0% | 49.2 | 1,478,165 | Common Stock, par value $0.0001 per share | |
| Eos Energy Enterprises Inc (Class A) | Jeffrey S. Bornstein | Director | Sale of securities on an exchange or to another person at price $ 2.62 per share. | 12 Sep 2024 | 30,000 | 84,929 | - | 2.6 | 78,600 | Common Stock |
| Neumora Therapeutics Inc | Daljit Singh Aurora | Chief Strategy Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 29,737 | 29,737 | - | - | Stock Option (Right to Buy) | |
| Neumora Therapeutics Inc | Daljit Singh Aurora | Chief Strategy Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 29,737 | 72,221 | - | - | Stock Option (Right to Buy) | |
| Blue Bird Corp | Philip Horlock | Chief Executive Officer | 12 Sep 2024 | 29,708 | 299,812 (1%) | 0% | 50.8 | 1,509,166 | Common Stock, par value $0.0001 per share | |
| Blue Bird Corp | Philip Horlock | Chief Executive Officer | 12 Sep 2024 | 29,708 | 329,520 (1%) | 0% | 18.1 | 537,715 | Common Stock, par value $0.0001 per share | |
| Live Nation Entertainment | Joe Berchtold | President & CFO | Sale of securities on an exchange or to another person at price $ 97.49 per share. | 12 Sep 2024 | 28,812 | 567,220 (0%) | 0% | 97.5 | 2,808,882 | Common Stock |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 118.59 per share. | 12 Sep 2024 | 28,767 | 75,605,481 (12%) | 0% | 118.6 | 3,411,596 | Common Stock |
| Dream Finders Homes Inc (Class A) | W. Radford Lovett | Director, Ten Percent Owner | 12 Sep 2024 | 27,022 | 4,769,376 | - | 34.5 | 931,448 | Class A common stock, par value $0.01 per share | |
| Insmed Inc | Martina Flammer | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 74.90 per share. | 12 Sep 2024 | 26,969 | 106,134 (0%) | 0% | 74.9 | 2,019,978 | Common Stock |
| Insmed Inc | Martina Flammer | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 34.03 per share. | 12 Sep 2024 | 26,969 | 133,103 (0%) | 0% | 34.0 | 917,755 | Common Stock |
| Insmed Inc | Martina Flammer | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 26,969 | 27,116 | - | - | Stock Option (right to buy) | |
| Ares Management Corp (Class A) | Bennett Rosenthal | Director, Co-Founder & Chairman of PEG | Sale of securities on an exchange or to another person at price $ 143.01 per share. | 12 Sep 2024 | 26,768 | 34,331 (0%) | 0% | 143.0 | 3,828,092 | Class A Common Stock |
| Dream Finders Homes Inc (Class A) | W. Radford Lovett | Director, Ten Percent Owner | 12 Sep 2024 | 26,755 | 4,836,398 | - | 32.6 | 872,481 | Class A common stock, par value $0.01 per share | |
| Standex Intl Corp | David A. Dunbar | Director, President/CEO/Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 26,381 | 5,398 (0%) | 0% | 0 | Common Stock | |
| Standex Intl Corp | David A. Dunbar | Director, President/CEO/Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 26,381 | 80,614 (0%) | 0% | 0 | Common Stock | |
| Colgate-Palmolive | Jennifer M. Daniels | CLO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 25,563 | 25,563 | - | - | Stock Option (Right to Buy) | |
| Colgate-Palmolive | Panagiotis Tsourapas | Grp Pres, Eur& Developing Mkts | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 25,563 | 25,563 | - | - | Stock Option (Right to Buy) | |
| Artiva Biotherapeutics Inc | Christopher Horan | Chief Tech Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 25,000 | 25,000 | - | 0 | Common Stock | |
| Alignment Healthcare Inc | Joseph Konowiecki | Director | Sale of securities on an exchange or to another person at price $ 11.00 per share. | 12 Sep 2024 | 25,000 | 1,183,221 | - | 11.0 | 275,093 | Common Stock |
| Alignment Healthcare Inc | Joseph Konowiecki | Director | Sale of securities on an exchange or to another person at price $ 12.00 per share. | 12 Sep 2024 | 25,000 | 1,158,221 | - | 12.0 | 300,013 | Common Stock |
| Alignment Healthcare Inc | Hakan Kardes | Chief Experience Officer | Sale of securities on an exchange or to another person at price $ 11.48 per share. | 12 Sep 2024 | 25,000 | 380,444 | - | 11.5 | 287,053 | Common Stock |
| Gilead Sciences | Merdad V. Parsey | Chief Medical Officer | 12 Sep 2024 | 25,000 | 146,670 | - | - | Non-qualified Stock Option (Right to Buy) | ||
| Gilead Sciences | Merdad V. Parsey | Chief Medical Officer | 12 Sep 2024 | 25,000 | 123,435 (0%) | 0% | 57.9 | 1,448,000 | Common Stock | |
| Primoris Services Corp | John P. Schauerman | Director | 12 Sep 2024 | 25,000 | 162,281 (0%) | 0% | 54.0 | 1,351,213 | Common Stock | |
| Roku Inc (Class A) | Anthony Wood | Director, CEO and Chairman BOD, Ten Percent Owner | 12 Sep 2024 | 25,000 | 25,000 (0%) | 0% | - | Class A Common Stock | ||
| Roku Inc (Class A) | Anthony Wood | Director, CEO and Chairman BOD, Ten Percent Owner | 12 Sep 2024 | 25,000 | 17,103,111 | - | - | Class B Common Stock | ||
| Roku Inc (Class A) | Anthony Wood | Director, CEO and Chairman BOD, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 75.00 per share. | 12 Sep 2024 | 25,000 | 0 (0%) | 0% | 75 | 1,875,000 | Class A Common Stock |
| Pfizer | Rady A. Johnson | Executive Vice President | 12 Sep 2024 | 24,797 | 0 | - | - | Stock Appreciation Rights | ||
| Pfizer | Rady A. Johnson | Executive Vice President | 12 Sep 2024 | 24,797 | 24,797 | - | - | Stock Appreciation Rights | ||
| Bicara Therapeutics Inc | Kiran Mazumdar-Shaw | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 23,746 | 23,746 | - | - | Stock Option (Right to Buy) | |
| Bicara Therapeutics Inc | Jake Simson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 23,746 | 23,746 | - | - | Stock Option (Right to Buy) | |
| Bicara Therapeutics Inc | Scott Robertson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 23,746 | 23,746 | - | - | Stock Option (Right to Buy) | |
| Pfizer | Rady A. Johnson | Executive Vice President | 12 Sep 2024 | 22,823 | 0 | - | - | Stock Appreciation Rights | ||
| Pfizer | Rady A. Johnson | Executive Vice President | 12 Sep 2024 | 22,823 | 22,823 | - | - | Stock Appreciation Rights | ||
| Cleanspark Inc | Thomas Leigh Wood | Director | Sale of securities on an exchange or to another person at price $ 9.24 per share. | 12 Sep 2024 | 22,222 | 137,050 (2%) | 0% | 9.2 | 205,331 | Common Stock |
| ADP | Carlos A. Rodriguez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 21,950 | 43,900 | - | - | Stock Option (Right to Buy) | |
| ADP | Carlos A. Rodriguez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 206.86 per share. | 12 Sep 2024 | 21,950 | 58,691 (0%) | 0% | 206.9 | 4,540,577 | Common Stock |
| ADP | Carlos A. Rodriguez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 206.86 per share. | 12 Sep 2024 | 21,949 | 58,690 (0%) | 0% | 206.9 | 4,540,370 | Common Stock |
| ADP | Carlos A. Rodriguez | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 21,949 | 65,850 | - | - | Stock Option (Right to Buy) | |
| Gilead Sciences | Merdad V. Parsey | Chief Medical Officer | 12 Sep 2024 | 21,246 | 102,189 (0%) | 0% | 84.5 | 1,795,287 | Common Stock | |
| Mereo Biopharma Grp PLC (ADR) | Charles Sermon | General Counsel | Sale of securities on an exchange or to another person at price $ 4.22 per share. | 12 Sep 2024 | 20,946 | 219,061 | - | 4.2 | 88,413 | American Depositary Shares representing Ordinary Shares |
| Colgate-Palmolive | Noel R. Wallace | Director, Chairman, President & CEO | 12 Sep 2024 | 20,689 | 307,848 (0%) | 0% | 0 | Common Stock | ||
| Fluent Inc | Donald Patrick | Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.67 per share. | 12 Sep 2024 | 20,250 | 329,063 (0%) | 0% | 2.7 | 54,068 | Common Stock |
| ThredUp Inc (Class A) | Noam Paransky | Director | Purchase of securities on an exchange or from another person at price $ 0.82 per share. | 12 Sep 2024 | 20,008 | 586,452 | - | 0.8 | 16,407 | Class A Common Stock |
| Artiva Biotherapeutics Inc | Thorsten Graef | Chief Medical Officer | 12 Sep 2024 | 20,000 | 20,000 | - | 0 | Common Stock | ||
| Viasat Inc | Richard A. Baldridge | Director | Purchase of securities on an exchange or from another person at price $ 14.75 per share. | 12 Sep 2024 | 20,000 | 20,000 (0%) | 0% | 14.8 | 295,000 | $.0001 par value common stock |
| Blend Labs Inc (Class A) | Winnie Ling | HEAD OF LEGAL AND PEOPLE | Sale of securities on an exchange or to another person at price $ 3.33 per share. | 12 Sep 2024 | 20,000 | 286,416 | - | 3.3 | 66,676 | Class A Common Stock |
| Fuel Tech Inc | Vincent J. Arnone | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 1.02 per share. | 12 Sep 2024 | 20,000 | 460,513 (1%) | 0% | 1.0 | 20,400 | Common Stock |
| Intapp Inc | Michele Murgel | Chief People & Places Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 20,000 | 89,283 | - | - | Employee Stock Option (Right to Buy) | |
| Intapp Inc | Michele Murgel | Chief People & Places Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.00 per share. | 12 Sep 2024 | 20,000 | 195,874 | - | 12 | 240,000 | Common Stock |
| Intapp Inc | Michele Murgel | Chief People & Places Officer | Sale of securities on an exchange or to another person at price $ 44.18 per share. | 12 Sep 2024 | 20,000 | 175,874 | - | 44.2 | 883,522 | Common Stock |
| Scynexis Inc | David Angulo | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.37 per share. | 12 Sep 2024 | 20,000 | 507,871 (0%) | 0% | 1.4 | 27,400 | Common Stock |
| ThredUp Inc (Class A) | Noam Paransky | Director | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 12 Sep 2024 | 20,000 | 566,444 | - | 0.8 | 16,000 | Class A Common Stock |
| Agilon Health Inc | Steven J. Sell | Director, CEO & President | 12 Sep 2024 | 20,000 | 67,590 | - | 3.4 | 67,188 | Common Stock | |
| Pulmonx Corp | Glendon E. French | Director | Sale of securities on an exchange or to another person at price $ 8.09 per share. | 12 Sep 2024 | 20,000 | 1,111,974 | - | 8.1 | 161,800 | Common Stock |
| Unity Software Inc | Felix The | SVP Product & Technology, Grow | 12 Sep 2024 | 19,850 | 433,829 | - | 17.2 | 341,619 | Common Stock | |
| Blue Bird Corp | Philip Horlock | Chief Executive Officer | 12 Sep 2024 | 19,833 | 0 | - | - | Stock Option (right to buy) | ||
| Public Storage | Nathaniel A. Vitan | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 19,762 | 31,011 | - | - | LTIP Units | |
| Mereo Biopharma Grp PLC (ADR) | Chrisitne Ann Fox | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 4.22 per share. | 12 Sep 2024 | 19,158 | 89,285 | - | 4.2 | 80,866 | American Depositary Shares representing Ordinary Shares |
| Zenas Biopharma Inc | Patricia L. Allen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 18,500 | 18,500 | - | - | Stock Option (Right to Buy) | |
| Zenas Biopharma Inc | John J. Orloff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 18,500 | 18,500 | - | - | Stock Option (Right to Buy) | |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 120.29 per share. | 12 Sep 2024 | 18,437 | 75,535,836 (12%) | 0% | 120.3 | 2,217,796 | Common Stock |
| Blue Bird Corp | Philip Horlock | Chief Executive Officer | 12 Sep 2024 | 18,239 | 0 | - | - | Stock Option (right to buy) | ||
| Blue Bird Corp | Philip Horlock | Chief Executive Officer | 12 Sep 2024 | 18,239 | 318,051 (1%) | 0% | 16.2 | 295,472 | Common Stock, par value $0.0001 per share | |
| SKYX Platforms Corp | Leonard J. Sokolow | Director, Co-Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 18,000 | 741,220 (1%) | 0% | 0 | Common Stock, no par value | |
| Public Storage | Nathaniel A. Vitan | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 17,659 | 48,670 | - | - | LTIP Units | |
| Village Farms Intl Inc | Michael A. DeGiglio | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 0.99 per share. | 12 Sep 2024 | 17,579 | 9,673,239 (18%) | 0% | 1.0 | 17,438 | Common Shares |
| ADP | Carlos A. Rodriguez | Director | Sale of securities on an exchange or to another person at price $ 277.70 per share. | 12 Sep 2024 | 17,267 | 36,741 (0%) | 0% | 277.7 | 4,795,103 | Common Stock |
| CuriosityStream Inc - Ordinary Shares- Class A | Jonathan S. Huberman | Director | Sale of securities on an exchange or to another person at price $ 1.67 per share. | 12 Sep 2024 | 16,848 | 0 | - | 1.7 | 28,212 | Common Stock |
| Criteo S.A (ADR) | Ryan Damon | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 16,845 | 0 | - | - | Stock Option (right to buy) | |
| Criteo S.A (ADR) | Ryan Damon | Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 44.37 per share. | 12 Sep 2024 | 16,845 | 121,219 (0%) | 0% | 44.4 | 747,413 | Ordinary Shares |
| Criteo S.A (ADR) | Ryan Damon | Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 20.66 per share. | 12 Sep 2024 | 16,845 | 138,064 (0%) | 0% | 20.7 | 348,018 | Ordinary Shares |
| Mission Produce Inc | Stephen J. Barnard | Director, CEO | Sale of securities on an exchange or to another person at price $ 13.02 per share. | 12 Sep 2024 | 16,720 | 181,389 | - | 13.0 | 217,694 | COMMON STOCK |
| Colgate-Palmolive | Sally Massey | Chief Human Resources Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 16,689 | 16,689 | - | - | Stock Option (Right to Buy) | |
| Mereo Biopharma Grp PLC (ADR) | Alexandra Hughes-Wilson | See Remarks | Sale of securities on an exchange or to another person at price $ 4.22 per share. | 12 Sep 2024 | 16,304 | 134,483 | - | 4.2 | 68,819 | American Depositary Shares representing Ordinary Shares |
| MBX Biosciences Inc | James M. Cornelius | Director | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | ||
| MBX Biosciences Inc | Patrick J. Heron | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | |
| MBX Biosciences Inc | Ora H. Pescovitz | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | |
| MBX Biosciences Inc | Tiba Aynechi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | |
| MBX Biosciences Inc | Carl L. Gordon | Director, Ten Percent Owner | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | ||
| MBX Biosciences Inc | Edward T. Mathers | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | |
| MBX Biosciences Inc | Steven Ryder | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 15,963 | 15,963 | - | - | Stock Option (Right to Buy) | |
| Gilead Sciences | Johanna Mercier | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 84.23 per share. | 12 Sep 2024 | 15,925 | 91,559 (0%) | 0% | 84.2 | 1,341,363 | Common Stock |
| Cleanspark Inc | Andrew Zimmerman | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.25 per share. | 12 Sep 2024 | 15,740 | 578,651 (11%) | 0% | 9.3 | 145,595 | Common Stock |
| Cleanspark Inc | Andrew Zimmerman | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.25 per share. | 12 Sep 2024 | 15,740 | 578,651 (11%) | 0% | 9.3 | 145,595 | Common Stock |
| Roku Inc (Class A) | Charles Collier | President, Roku Media | Sale of securities on an exchange or to another person at price $ 75.00 per share. | 12 Sep 2024 | 15,454 | 200 (0%) | 0% | 75 | 1,159,050 | Class A Common Stock |
| INmune Bio Inc | Raymond J. Tesi | Director, President and CEO, Ten Percent Owner | 12 Sep 2024 | 15,380 | 15,380 | - | - | Common Stock Warrants (right to buy) | ||
| INmune Bio Inc | Raymond J. Tesi | Director, President and CEO, Ten Percent Owner | 12 Sep 2024 | 15,380 | 1,554,106 (14%) | 0% | 6.4 | 98,048 | Common Stock | |
| Coinbase Global Inc (Class A) | Brian Armstrong | Director, Chairman and CEO, Ten Percent Owner | 12 Sep 2024 | 15,375 | 15,901 | - | 0 | Class A Common Stock | ||
| Coinbase Global Inc (Class A) | Brian Armstrong | Director, Chairman and CEO, Ten Percent Owner | 12 Sep 2024 | 15,375 | 25,656,225 | - | - | Class B Common Stock | ||
| Affirm Holdings Inc (Class A) | Christa S. Quarles | Director | Sale of securities on an exchange or to another person at price $ 40.02 per share. | 12 Sep 2024 | 14,400 | 141,903 | - | 40.0 | 576,288 | Class A Common Stock |
| Dave & Buster`s Entertainment Inc | Steve Klohn | SVP Chief Information Officer | Sale of securities on an exchange or to another person at price $ 31.10 per share. | 12 Sep 2024 | 14,287 | 14,657 (0%) | 0% | 31.1 | 444,297 | Common Stock |
| Weave Comm Inc | Alan Taylor | Chief Financial Officer | 12 Sep 2024 | 14,270 | 529,115 | - | 10.6 | 151,119 | Common Stock | |
| Abbott | Robert B. Ford | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 14,243 | 0 | - | - | Option (right to buy) | |
| Abbott | Robert B. Ford | Director, CHAIRMAN AND CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 48.90 per share. | 12 Sep 2024 | 14,243 | 361,738 (0%) | 0% | 48.9 | 696,483 | Common shares without par value |
| Gartner | Eugene A. Hall | Director, Chairman and CEO | Sale of securities on an exchange or to another person at price $ 505.75 per share. | 12 Sep 2024 | 14,030 | 1,151,197 (1%) | 0% | 505.8 | 7,095,673 | Common Stock |
| Insmed Inc | Martina Flammer | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 13,436 | 13,680 | - | - | Stock Option (right to buy) | |
| Insmed Inc | Martina Flammer | Chief Medical Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 34.03 per share. | 12 Sep 2024 | 13,436 | 119,570 (0%) | 0% | 34.0 | 457,227 | Common Stock |
| Insmed Inc | Martina Flammer | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 74.92 per share. | 12 Sep 2024 | 13,436 | 106,134 (0%) | 0% | 74.9 | 1,006,625 | Common Stock |
| Gilead Sciences | Johanna Mercier | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 83.25 per share. | 12 Sep 2024 | 13,432 | 78,127 (0%) | 0% | 83.3 | 1,118,214 | Common Stock |
| Gen Digital | Eric K. Brandt | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 13,340 | 10,038 (0%) | 0% | 0 | Common Stock | |
| Gen Digital | Eric K. Brandt | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 13,340 | 59,646 (0%) | 0% | 0 | Common Stock | |
| Gen Digital | Susan P. Barsamian | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 13,340 | 81,025 (0%) | 0% | 0 | Common Stock | |
| Gen Digital | Susan P. Barsamian | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 13,340 | 10,038 (0%) | 0% | 0 | Common Stock | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 102.38 per share. | 12 Sep 2024 | 12,678 | 4,060,039 | - | 102.4 | 1,297,974 | Class A Common Stock |
| Applovin Corp (Class A) | Victoria Valenzuela | CLO & Corp. Secretary | Sale of securities on an exchange or to another person at price $ 111.92 per share. | 12 Sep 2024 | 12,500 | 415,074 | - | 111.9 | 1,399,000 | Class A Common Stock |
| VICI Properties | Gabriel F. Wasserman | Chief Accounting Officer | Sale of securities on an exchange or to another person at price $ 33.61 per share. | 12 Sep 2024 | 12,500 | 33,187 (0%) | 0% | 33.6 | 420,125 | Common Stock |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 117.50 per share. | 12 Sep 2024 | 12,474 | 75,634,248 (12%) | 0% | 117.5 | 1,465,707 | Common Stock |
| IES Holdings Inc | Jeffrey L. Gendell | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 158.69 per share. | 12 Sep 2024 | 12,372 | 11,041,367 (52%) | 0% | 158.7 | 1,963,313 | Common Stock, par value $0.01 per share |
| Ares Management Corp (Class A) | Ryan Berry | Chief Mktg. & Strategy Officer | 12 Sep 2024 | 12,200 | 414,502 (0%) | 0% | 148.4 | 1,810,480 | Class A Common Stock | |
| Pfizer | Jennifer B. Damico | SVP & Controller | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 12,169 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Jennifer B. Damico | SVP & Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 12,169 | 12,169 | - | - | Stock Appreciation Rights | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 103.44 per share. | 12 Sep 2024 | 11,925 | 4,048,114 | - | 103.4 | 1,233,522 | Class A Common Stock |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 14.21 per share. | 12 Sep 2024 | 11,922 | 409,114 (0%) | 0% | 14.2 | 169,412 | Common Stock, $0.001 par value per share |
| Celsius Holdings Inc | John Fieldly | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 11,922 | 0 | - | - | Common Stock Option | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Sep 2024 | 11,765 | 4,085,217 | - | 0 | Class A Common Stock | |
| Pfizer | Jennifer B. Damico | SVP & Controller | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 11,623 | 0 | - | - | Stock Appreciation Rights | |
| Pfizer | Jennifer B. Damico | SVP & Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 11,623 | 11,623 | - | - | Stock Appreciation Rights | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 104.46 per share. | 12 Sep 2024 | 11,229 | 4,036,885 | - | 104.5 | 1,172,981 | Class A Common Stock |
| IES Holdings Inc | Jeffrey L. Gendell | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 161.19 per share. | 12 Sep 2024 | 11,166 | 10,983,679 (51%) | 0% | 161.2 | 1,799,848 | Common Stock, par value $0.01 per share |
| DoorDash | Andy Fang | Director | Sale of securities on an exchange or to another person at price $ 130.50 per share. | 12 Sep 2024 | 11,102 | 0 | - | 130.5 | 1,448,778 | Class A Common Stock |
| Nasdaq | John Zecca | Executive Vice President | Sale of securities on an exchange or to another person at price $ 71.97 per share. | 12 Sep 2024 | 11,000 | 113,263 (0%) | 0% | 72.0 | 791,670 | Common Stock, par value $0.01 per share |
| Colgate-Palmolive | John W. Kooyman | Chief of Staff | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 10,815 | 10,815 | - | - | Stock Option (Right to Buy) | |
| Applovin Corp (Class A) | Adam Foroughi | Director, CEO & Chairperson, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 109.45 per share. | 12 Sep 2024 | 10,612 | 3,972,343 | - | 109.4 | 1,161,483 | Class A Common Stock |
| Pfizer | Douglas M. Lankler | Executive Vice President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 10,566 | 10,566 | - | - | Stock Appreciation Rights | |
| Pfizer | Douglas M. Lankler | Executive Vice President | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 Sep 2024 | 10,566 | 0 | - | - | Stock Appreciation Rights | |
| CuriosityStream Inc - Ordinary Shares- Class A | Mike Nikzad | Director | Sale of securities on an exchange or to another person at price $ 1.64 per share. | 12 Sep 2024 | 10,547 | 100,000 | - | 1.6 | 17,297 | Common Stock |
| Grocery Outlet Holding Corp | Robert Joseph Sheedy | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 10,389 | 0 | - | - | Stock Options (Right to Buy) | |
| Grocery Outlet Holding Corp | Robert Joseph Sheedy | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.81 per share. | 12 Sep 2024 | 10,389 | 96,472 (0%) | 0% | 3.8 | 39,582 | Common Stock |
| Chegg Inc | Nathan Schultz | Director, CEO and President | 12 Sep 2024 | 10,225 | 688,180 (0%) | 0% | 1.8 | 18,916 | Common Stock | |
| Unity Software Inc | Felix The | SVP Product & Technology, Grow | 12 Sep 2024 | 10,150 | 423,679 | - | 19.2 | 195,185 | Common Stock | |
| Artiva Biotherapeutics Inc | Heather Raymon | SVP, Research and Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2024 | 10,000 | 10,000 | - | 0 | Common Stock | |
| IZEA Worldwide Inc | Lindsay A. Gardner | Director | Purchase of securities on an exchange or from another person at price $ 2.69 per share. | 12 Sep 2024 | 10,000 | 95,118 (0%) | 0% | 2.7 | 26,929 | Common Stock |
| Liquidity Services Inc | Jorge A. Celaya | EVP & Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 22.03 per share. | 12 Sep 2024 | 10,000 | 52,407 (0%) | 0% | 22.0 | 220,300 | Common Stock |
| Ares Management Corp (Class A) | Ryan Berry | Chief Mktg. & Strategy Officer | 12 Sep 2024 | 10,000 | 426,702 (0%) | 0% | 146.2 | 1,462,300 | Class A Common Stock | |
| IES Holdings Inc | Jeffrey L. Gendell | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 162.00 per share. | 12 Sep 2024 | 10,000 | 10,973,679 (51%) | 0% | 162 | 1,620,000 | Common Stock, par value $0.01 per share |
| US Foods Holding Corp | Dirk J. Locascio | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 12 Sep 2024 | 10,000 | 55,252 | - | - | Employee Stock Option (right to buy) | |
| US Foods Holding Corp | Dirk J. Locascio | EVP, Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 57.95 per share. | 12 Sep 2024 | 10,000 | 88,563 (0%) | 0% | 58.0 | 579,500 | Common Stock |
| US Foods Holding Corp | Dirk J. Locascio | EVP, Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.29 per share. | 12 Sep 2024 | 10,000 | 98,563 (0%) | 0% | 13.3 | 132,900 | Common Stock |
| Sprott Inc | Arthur Richards Rule | Ten Percent Owner | Sale or transfer of securities back to the company at price $ 41.30 per share. | 12 Sep 2024 | 10,000 | 2,604,537 | - | 41.3 | 413,000 | COM NEW |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.