Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company.
A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Roivant Sciences Ltd | Matthew Gline | Director, CEO | Sale of securities on an exchange or to another person at price $ 11.79 per share. | 20 Sep 2024 | 1,983,257 | 17,870,543 | - | 11.8 | 23,382,600 | Common Shares |
| Grove Collaborative Holdings Inc (Class A) | Lawrence Cheng | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Sep 2024 | 1,579,778 | 0 | - | - | Warrant (Right to Acquire) | |
| NVIDIA | Jen-Hsun Huang | Director, President and CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 1,568,000 | 602,819,280 (98%) | 0% | 0 | Common Stock | |
| Roivant Sciences Ltd | Matthew Gline | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 1,550,000 | 14,973,184 | - | - | Stock Option (Right to Buy) | |
| Roivant Sciences Ltd | Matthew Gline | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.85 per share. | 20 Sep 2024 | 1,550,000 | 19,853,800 | - | 3.9 | 5,967,500 | Common Shares |
| Roivant Sciences Ltd | Matthew Gline | Director, CEO | Other type of transaction at price $ 11.97 per share. | 20 Sep 2024 | 498,539 | 17,372,004 | - | 12.0 | 5,967,512 | Common Shares |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 448,968 | 965,180 (2%) | 1% | 0 | Class A Common Stock | |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 448,968 | 146,501 (0%) | 1% | 0 | Class A Common Stock | |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 68.29 per share. | 20 Sep 2024 | 428,000 | 574,501 (1%) | 1% | 68.3 | 29,228,120 | Class A Common Stock |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 428,000 | 18,772,000 | - | - | Employee Stock Option (Right to Buy) | |
| Barnes & Noble Education Inc | Jonathan Shar | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 360,000 | 363,000 (0%) | 0% | 0 | Common Stock | |
| Roivant Sciences Ltd | Rakhi Kumar | Chief Accounting Officer | 20 Sep 2024 | 250,000 | 459,322 | - | 3.9 | 962,500 | Common Shares | |
| Roivant Sciences Ltd | Rakhi Kumar | Chief Accounting Officer | 20 Sep 2024 | 250,000 | 500,000 | - | - | Stock Option (Right to Buy) | ||
| Roivant Sciences Ltd | Rakhi Kumar | Chief Accounting Officer | 20 Sep 2024 | 250,000 | 209,322 | - | 11.9 | 2,972,500 | Common Shares | |
| Lloyds Banking Grp PLC (ADR) | Charlie Nunn | Executive Director,Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.58 per share. | 20 Sep 2024 | 248,761 | 7,334,606 (0%) | 0% | 0.6 | 144,690 | Ords |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | 20 Sep 2024 | 200,512 | 209,007 (0%) | 0% | 0 | Class A Common Stock | ||
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | 20 Sep 2024 | 200,512 | 0 | - | - | Class B Common Stock | ||
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 200,512 | 200,512 | - | - | Class B Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 200,512 | 1,299,229 | - | - | Employee Stock Option (Right to Buy) | |
| DLH Holdings Corp | Kathryn M. JohnBull | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.95 per share. | 20 Sep 2024 | 200,000 | 596,927 (4%) | 1% | 2.0 | 390,000 | Common Stock |
| DLH Holdings Corp | Kathryn M. JohnBull | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 200,000 | 0 | - | - | Employee Stock Option | |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 108.58 per share. | 20 Sep 2024 | 170,693 | 594,487 (1%) | 0% | 108.6 | 18,533,846 | Class A Common Stock |
| Viking Therapeutics Inc | Brian Lian | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.77 per share. | 20 Sep 2024 | 166,130 | 2,521,057 (3%) | 0% | 7.8 | 1,290,830 | Common Stock, par value $0.00001 per share |
| Viking Therapeutics Inc | Brian Lian | Director, President & CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 166,130 | 65,000 | - | - | Stock Option (Right to Buy) | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 154,582 | 0 | - | - | Class B Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 154,582 | 5,857,278 | - | - | Class B Common Stock | |
| NuScale Power Corp (Class A) | Robert Temple | Retired | 20 Sep 2024 | 144,627 | 158,681 | - | 3.4 | 493,178 | Class A Common Stock | |
| NuScale Power Corp (Class A) | Robert Temple | Retired | 20 Sep 2024 | 144,627 | 0 | - | - | Employee Stock Option (right to buy) | ||
| NuScale Power Corp (Class A) | Robert Temple | Retired | 20 Sep 2024 | 144,627 | 14,054 | - | 10.9 | 1,576,434 | Class A Common Stock | |
| Toast Inc (Class A) | Stephen Fredette | Director, President | Sale of securities on an exchange or to another person at price $ 27.34 per share. | 20 Sep 2024 | 144,238 | 2,160,499 | - | 27.3 | 3,943,611 | Class A Common Stock |
| Great Elm Grp Inc | Jason W. Reese | Director, See remarks, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 130,208 | 993,119 (3%) | 0% | 0 | Common Stock | |
| Viking Therapeutics Inc | Brian Lian | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 71.15 per share. | 20 Sep 2024 | 119,874 | 2,305,127 (3%) | 0% | 71.2 | 8,529,047 | Common Stock, par value $0.00001 per share |
| Lloyds Banking Grp PLC (ADR) | William Chalmers | Executive Director,Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Sep 2024 | 119,405 | 8,984,481 (0%) | 0% | 0 | Ords | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 74.97 per share. | 20 Sep 2024 | 118,614 | 90,393 (0%) | 0% | 75.0 | 8,892,266 | Class A Common Stock |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 109.35 per share. | 20 Sep 2024 | 115,619 | 849,561 (2%) | 0% | 109.4 | 12,642,938 | Class A Common Stock |
| American Airlines Grp Inc | Robert D. Isom | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.01 per share. | 20 Sep 2024 | 111,858 | 3,125,664 (0%) | 0% | 11.0 | 1,231,557 | Common Stock |
| Fiserv | Frank J. Bisignano | Director, Chairman, President and CEO | 20 Sep 2024 | 111,452 | 2,965,384 (0%) | 0% | 177.6 | 19,791,646 | Common Stock | |
| HighPeak Energy Inc | Jack D. Hightower | Director, Chief Executive Officer, Ten Percent Owner | 20 Sep 2024 | 100,000 | 4,959,255 | - | 15.5 | 1,554,000 | Common Stock, par value $0.0001 per share | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 99,021 | 1,200,208 | - | - | Employee Stock Option (Right to Buy) | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 99,021 | 178,603 | - | - | Class B Common Stock | |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 96,068 | 40,990 | - | - | Stock Option (Right to Buy) | ||
| Viking Therapeutics Inc | Brian Lian | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 70.43 per share. | 20 Sep 2024 | 96,056 | 2,425,001 (3%) | 0% | 70.4 | 6,765,109 | Common Stock, par value $0.00001 per share |
| SoundHound AI Inc (Class A) | Keyvan Mohajer | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.88 per share. | 20 Sep 2024 | 90,641 | 2,362,692 | - | 4.9 | 442,283 | Class A Common Stock |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 109.64 per share. | 20 Sep 2024 | 84,381 | 765,180 (1%) | 0% | 109.6 | 9,251,533 | Class A Common Stock |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 75.56 per share. | 20 Sep 2024 | 81,898 | 8,495 (0%) | 0% | 75.6 | 6,188,041 | Class A Common Stock |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 79,582 | 79,582 | - | - | Class B Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 79,582 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Dyne Therapeutics Inc | Dirk Kersten | Director | Sale of securities on an exchange or to another person at price $ 36.45 per share. | 20 Sep 2024 | 78,940 | 234,598 | - | 36.5 | 2,877,363 | Common Stock |
| DLH Holdings Corp | Kathryn M. JohnBull | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.78 per share. | 20 Sep 2024 | 78,240 | 518,687 (4%) | 0% | 9.8 | 765,187 | Common Stock |
| Columbus Mckinnon Corp | Terrance Schadeberg | President of the Americas | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 75,816 | 0 | - | - | Non-Qualified Stock Options (Right to Buy) | |
| Edgewise Therapeutics Inc | Alan Russell | Director, Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 75,000 | 1,456,780 | - | - | Stock Option (Right to Buy) | |
| Edgewise Therapeutics Inc | Alan Russell | Director, Chief Scientific Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.18 per share. | 20 Sep 2024 | 75,000 | 87,719 | - | 0.2 | 13,500 | Common Stock |
| Edgewise Therapeutics Inc | Alan Russell | Director, Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 28.25 per share. | 20 Sep 2024 | 74,185 | 13,534 | - | 28.3 | 2,096,053 | Common Stock |
| ProMIS Neurosciences Inc | Madge K. Shafmaster | Director | Purchase of securities on an exchange or from another person at price $ 1.30 per share. | 20 Sep 2024 | 70,000 | 208,333 | - | 1.3 | 91,028 | Common Shares |
| ProMIS Neurosciences Inc | Madge K. Shafmaster | Director | Purchase of securities on an exchange or from another person at price $ 1.28 per share. | 20 Sep 2024 | 70,000 | 138,333 | - | 1.3 | 89,656 | Common Shares |
| SoFi Tech Inc | Jeremy Rishel | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 8.12 per share. | 20 Sep 2024 | 68,081 | 521,505 | - | 8.1 | 552,818 | Common Stock |
| SoundHound AI Inc (Class A) | Keyvan Mohajer | Director, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.92 per share. | 20 Sep 2024 | 63,544 | 2,299,148 | - | 4.9 | 312,395 | Class A Common Stock |
| ProMIS Neurosciences Inc | Madge K. Shafmaster | Director | Purchase of securities on an exchange or from another person at price $ 1.25 per share. | 20 Sep 2024 | 60,000 | 68,333 | - | 1.3 | 75,066 | Common Shares |
| AbCellera Biologics Inc | Carl L.G. Hansen | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 56,125 | 8,316,348 | - | - | Share option (right to buy) | |
| AbCellera Biologics Inc | Carl L.G. Hansen | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.70 per share. | 20 Sep 2024 | 56,125 | 841,875 | - | 2.7 | 151,538 | Common Shares |
| Great Elm Grp Inc | Nichole Milz | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 55,339 | 176,347 (0%) | 0% | 0 | Common Stock | |
| American Airlines Grp Inc | Robert D. Isom | Director, CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.01 per share. | 20 Sep 2024 | 55,239 | 3,070,425 (0%) | 0% | 11.0 | 608,181 | Common Stock |
| Centessa Pharma PLC (ADR) | Saurabh Saha | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 16.53 per share. | 20 Sep 2024 | 55,000 | 721,924 | - | 16.5 | 908,985 | Ordinary Shares |
| Toast Inc (Class A) | Stephen Fredette | Director, President | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 54,133 | 2,098,309 | - | 0 | Class A Common Stock | |
| Astera Labs Inc | Manuel Alba | Director | Sale of securities on an exchange or to another person at price $ 50.00 per share. | 20 Sep 2024 | 51,000 | 2,263,498 | - | 50.0 | 2,550,097 | Common Stock |
| Edgewise Therapeutics Inc | John R. Moore | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 50,000 | 62,558 | - | - | Stock Option (Right to Buy) | |
| Edgewise Therapeutics Inc | John R. Moore | General Counsel | Sale of securities on an exchange or to another person at price $ 28.37 per share. | 20 Sep 2024 | 50,000 | 3,252 | - | 28.4 | 1,418,510 | Common Stock |
| Edgewise Therapeutics Inc | John R. Moore | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. | 20 Sep 2024 | 50,000 | 53,252 | - | 0.7 | 35,500 | Common Stock |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 50,000 | 6,904 | - | 28.5 | 1,427,385 | Common Stock | |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 50,000 | 56,904 | - | 1.9 | 96,500 | Common Stock | |
| Townsquare Media Inc (Class A) | Stephen A. Kaplan | Director | Purchase of securities on an exchange or from another person at price $ 10.41 per share. | 20 Sep 2024 | 50,000 | 137,808 (0%) | 0% | 10.4 | 520,500 | Class A Common Stock |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 46,068 | 35,928 | - | 28.6 | 1,316,909 | Common Stock | |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 46,068 | 81,996 | - | 1.9 | 88,911 | Common Stock | |
| Dell | William Francis Scannell | Pres., Glob. Sales & Cust. Ops | Sale of securities on an exchange or to another person at price $ 117.29 per share. | 20 Sep 2024 | 42,595 | 73,263 (0%) | 0% | 117.3 | 4,995,968 | Class C Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 42,121 | 92,789 (0%) | 0% | 0 | Common Stock | |
| Hims & Hers Health Inc (Class A) | Andrew Dudum | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 16.29 per share. | 20 Sep 2024 | 42,099 | 70,683 | - | 16.3 | 685,885 | Class A Common Stock |
| Edgewise Therapeutics Inc | Behrad Derakhshan | Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.93 per share. | 20 Sep 2024 | 42,068 | 57,189 | - | 1.9 | 81,191 | Common Stock |
| Edgewise Therapeutics Inc | Behrad Derakhshan | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 29.03 per share. | 20 Sep 2024 | 42,068 | 15,121 | - | 29.0 | 1,221,133 | Common Stock |
| Edgewise Therapeutics Inc | Behrad Derakhshan | Chief Business Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 42,068 | 102,949 | - | - | Stock Option (Right to Buy) | |
| SoundHound AI Inc (Class A) | Michael Zagorsek | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 4.88 per share. | 20 Sep 2024 | 42,001 | 1,473,322 | - | 4.9 | 204,944 | Class A Common Stock |
| Rimini Street Inc | David W. Rowe | CPO,CMO&EVPGlob.Transformation | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 40,000 | 40,000 | - | - | Restricted Stock Units | |
| Patrick Ind Inc | Jeffrey M. Rodino | President-RV | Exercise or conversion of derivative security received from the company (such as an option) at price $ 41.33 per share. | 20 Sep 2024 | 40,000 | 179,109 (0%) | 0% | 41.3 | 1,653,200 | Common Stock |
| Patrick Ind Inc | Jeffrey M. Rodino | President-RV | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 40,000 | 0 | - | - | Stock Options | |
| SoundHound AI Inc (Class A) | Nitesh Sharan | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 4.88 per share. | 20 Sep 2024 | 39,728 | 1,560,411 | - | 4.9 | 193,853 | Class A Common Stock |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 37,500 | 380,458 (0%) | 0% | - | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 37,500 | 225,000 | - | - | Restricted Stock Unit | |
| Dyne Therapeutics Inc | Dirk Kersten | Director | Sale of securities on an exchange or to another person at price $ 35.19 per share. | 20 Sep 2024 | 36,221 | 197,906 | - | 35.2 | 1,274,617 | Common Stock |
| Foghorn Therapeutics Inc | Carlos Costa | Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.72 per share. | 20 Sep 2024 | 35,756 | 35,756 | - | 3.7 | 133,012 | Common Stock |
| Foghorn Therapeutics Inc | Carlos Costa | Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 35,756 | 40,646 | - | - | Stock Option (right to buy) | |
| Foghorn Therapeutics Inc | Carlos Costa | Chief People Officer | Sale of securities on an exchange or to another person at price $ 10.04 per share. | 20 Sep 2024 | 35,756 | 0 | - | 10.0 | 358,990 | Common Stock |
| Pinterest Inc (Class A) | Julia Brau Donnelly | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 30.38 per share. | 20 Sep 2024 | 35,191 | 327,631 (0%) | 0% | 30.4 | 1,069,103 | Class A Common Stock |
| Rimini Street Inc | David W. Rowe | CPO,CMO&EVPGlob.Transformation | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 35,000 | 35,000 | - | - | Employee Stock Option (Right to Buy) | |
| American Airlines Grp Inc | Stephen L. Johnson | Vice Chair | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.01 per share. | 20 Sep 2024 | 34,360 | 1,534,327 (0%) | 0% | 11.0 | 378,304 | Common Stock |
| Fiserv | Frank J. Bisignano | Director, Chairman, President and CEO | 20 Sep 2024 | 33,248 | 3,076,836 (0%) | 0% | 176.6 | 5,872,927 | Common Stock | |
| Pure Storage Inc (Class A) | Charles H. Giancarlo | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.75 per share. | 20 Sep 2024 | 32,815 | 1,168,746 (0%) | 0% | 49.7 | 1,632,546 | Class A Common Stock |
| Great Elm Grp Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 32,552 | 580,730 (2%) | 0% | 0 | Common Stock | |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 76.22 per share. | 20 Sep 2024 | 32,516 | 0 (0%) | 0% | 76.2 | 2,478,435 | Class A Common Stock |
| Donaldson Co. Inc | Tod E. Carpenter | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 36.57 per share. | 20 Sep 2024 | 30,919 | 287,661 (0%) | 0% | 36.6 | 1,130,708 | Common Stock |
| Donaldson Co. Inc | Tod E. Carpenter | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 30,919 | 0 | - | - | Employee Stock Option (right to buy) | |
| Donaldson Co. Inc | Tod E. Carpenter | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 72.69 per share. | 20 Sep 2024 | 30,919 | 256,742 (0%) | 0% | 72.7 | 2,247,502 | Common Stock |
| Carvana Co. (Class A) | Daniel Gill | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 175.00 per share. | 20 Sep 2024 | 30,000 | 328,329 (0%) | 0% | 175 | 5,250,000 | Class A Common Stock |
| Asana Inc (Class A) | Anne Raimondi | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 11.99 per share. | 20 Sep 2024 | 29,807 | 761,088 | - | 12.0 | 357,386 | Class A Common Stock |
| Astera Labs Inc | Manuel Alba | Director | Sale of securities on an exchange or to another person at price $ 50.31 per share. | 20 Sep 2024 | 28,916 | 2,234,582 | - | 50.3 | 1,454,897 | Common Stock |
| Knowles Corp | Raymond D. Cabrera | SVP, HR & Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 27,829 | 0 | - | - | Non-Qualified Stock Option (right to buy) | |
| Knowles Corp | Raymond D. Cabrera | SVP, HR & Chief Admin. Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 14.29 per share. | 20 Sep 2024 | 27,829 | 122,699 (0%) | 0% | 14.3 | 397,676 | Common Stock |
| Great Elm Grp Inc | Keri A. Davis | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 27,344 | 39,663 (0%) | 0% | 0 | Common Stock | |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 26,700 | 0 | - | - | Non-Qualified Stock Options (right to buy) | ||
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 26,700 | 82,197 (0%) | 0% | 281.6 | 7,518,720 | Common Stock | |
| Domo Inc (Class B) | Joshua G. James | Director, Founder and CEO, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.02 per share. | 20 Sep 2024 | 26,066 | 1,079,573 (4%) | 0% | 7.0 | 182,983 | Class B Common Stock |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 109.14 per share. | 20 Sep 2024 | 25,207 | 569,280 (1%) | 0% | 109.1 | 2,751,092 | Class A Common Stock |
| AdaptHealth Corp | Shaw Rietkerk | Former Chief Operating Officer | 20 Sep 2024 | 25,000 | 212,611 (0%) | 0% | 11.2 | 281,000 | Common Stock | |
| Knowles Corp | Raymond D. Cabrera | SVP, HR & Chief Admin. Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.52 per share. | 20 Sep 2024 | 24,972 | 97,727 (0%) | 0% | 17.5 | 437,509 | Common Stock |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 24,960 | 6,904 | - | 28.6 | 713,512 | Common Stock | |
| Mistras Grp Inc | Michael J. Lange | Senior EVP | 20 Sep 2024 | 24,706 | 278,003 (0%) | 0% | 11.0 | 272,260 | Common Stock | |
| Weave Comm Inc | Alan Taylor | Chief Financial Officer | 20 Sep 2024 | 24,499 | 451,442 | - | 12.6 | 308,197 | Common Stock | |
| Donaldson Co. Inc | Tod E. Carpenter | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 24,081 | 30,919 | - | - | Employee Stock Option (right to buy) | |
| Donaldson Co. Inc | Tod E. Carpenter | Director, Chairman, President and CEO | Sale of securities on an exchange or to another person at price $ 72.52 per share. | 20 Sep 2024 | 24,081 | 256,742 (0%) | 0% | 72.5 | 1,746,354 | Common Stock |
| Donaldson Co. Inc | Tod E. Carpenter | Director, Chairman, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 36.57 per share. | 20 Sep 2024 | 24,081 | 280,823 (0%) | 0% | 36.6 | 880,642 | Common Stock |
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | 20 Sep 2024 | 24,021 | 32,516 (0%) | 0% | 0 | Class A Common Stock | ||
| Okta Inc (Class A) | Todd McKinnon | Director, Chief Executive Officer | 20 Sep 2024 | 24,021 | 154,582 | - | - | Class B Common Stock | ||
| Yext Inc | Darryl Bond | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.54 per share. | 20 Sep 2024 | 23,680 | 360,215 (0%) | 0% | 6.5 | 154,867 | Common Stock |
| Patrick Ind Inc | Jeffrey M. Rodino | President-RV | Payment of exercise price or tax liability using portion of securities received from the company at price $ 146.96 per share. | 20 Sep 2024 | 23,440 | 155,669 (0%) | 0% | 147.0 | 3,444,742 | Common Stock |
| American Airlines Grp Inc | Stephen L. Johnson | Vice Chair | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.01 per share. | 20 Sep 2024 | 22,392 | 1,511,935 (0%) | 0% | 11.0 | 246,536 | Common Stock |
| SoundHound AI Inc (Class A) | James Hom | Director, Chief Product Officer | Sale of securities on an exchange or to another person at price $ 4.88 per share. | 20 Sep 2024 | 21,024 | 865,965 | - | 4.9 | 102,587 | Class A Common Stock |
| SoundHound AI Inc (Class A) | Majid Emami | VP, Engineering, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.88 per share. | 20 Sep 2024 | 21,024 | 829,752 | - | 4.9 | 102,587 | Class A Common Stock |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 20,968 | 251,645 | - | - | Employee Stock Option (Right to Buy) | |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 61.46 per share. | 20 Sep 2024 | 20,968 | 595,469 (1%) | 0% | 61.5 | 1,288,693 | Class A Common Stock |
| Edgewise Therapeutics Inc | John R. Moore | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 20,922 | 41,636 | - | - | Stock Option (Right to Buy) | |
| Edgewise Therapeutics Inc | John R. Moore | General Counsel | Sale of securities on an exchange or to another person at price $ 27.63 per share. | 20 Sep 2024 | 20,922 | 3,252 | - | 27.6 | 578,064 | Common Stock |
| Edgewise Therapeutics Inc | John R. Moore | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. | 20 Sep 2024 | 20,922 | 24,174 | - | 0.7 | 14,855 | Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Lawrence Cheng | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Sep 2024 | 20,905 | 0 | - | - | Warrant (Right to Acquire) | |
| Barnes & Noble Education Inc | William C. Martin | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 145,871 (0%) | 0% | 0 | Common Stock | |
| Barnes & Noble Education Inc | Eric B. Singer | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 132,871 (0%) | 0% | 0 | Common Stock | |
| Barnes & Noble Education Inc | Denise F. Warren | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 20,548 (0%) | 0% | 0 | Common Stock | |
| Barnes & Noble Education Inc | Kathryn Eberle Walker | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 20,548 (0%) | 0% | 0 | Common Stock | |
| Barnes & Noble Education Inc | Emily S. Hoffman | Director, See Explanation of Responses | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 27,871 (0%) | 0% | 0 | Common Stock | |
| Barnes & Noble Education Inc | Sean Vijay Madnani | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 20,430 | 27,871 (0%) | 0% | 0 | Common Stock | |
| Pure Storage Inc (Class A) | Ajay Singh | Chief Product Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.75 per share. | 20 Sep 2024 | 20,360 | 302,478 (0%) | 0% | 49.8 | 1,012,910 | Class A Common Stock |
| SoundHound AI Inc (Class A) | Timothy Stonehocker | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 4.88 per share. | 20 Sep 2024 | 20,337 | 1,039,194 | - | 4.9 | 99,234 | Class A Common Stock |
| Barnes & Noble Education Inc | Seema C. Paul | SVP, Chief Accounting Officer | 20 Sep 2024 | 20,000 | 21,151 (0%) | 0% | 0 | Common Stock | ||
| Gitlab Inc (Class A) | Godfrey R. Sullivan | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 20,000 | 129,913 | - | 0 | Class A Common Stock | |
| SS&C Tech Holdings Inc | Michael J. Zamkow | Director | Sale of securities on an exchange or to another person at price $ 75.97 per share. | 20 Sep 2024 | 19,000 | 22,576 (0%) | 0% | 76.0 | 1,443,438 | Common Stock |
| Orion Office REIT Inc | Kathleen R. Allen | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 18,349 | 37,170 | - | 0 | Common Stock | |
| Orion Office REIT Inc | Kathleen R. Allen | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 18,349 | 26,738 | - | 0 | Common Stock | |
| First Bancorp | Suzanne S. DeFerie | Director | Sale of securities on an exchange or to another person at price $ 43.96 per share. | 20 Sep 2024 | 17,750 | 67,654 (0%) | 0% | 44.0 | 780,290 | Common Stock |
| Algorhythm Holdings Inc | Milton C. Ault | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.58 per share. | 20 Sep 2024 | 17,733 | 1,649,159 (4%) | 0% | 0.6 | 10,308 | Common Stock |
| Courtside Grp Inc | Robert S. Ellin | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 1.89 per share. | 20 Sep 2024 | 17,000 | 125,563 | - | 1.9 | 32,181 | Common Stock, $0.00001 par value |
| Allstate | John E. Dugenske | Pres, Invest. & Corp. Strategy | Sale of securities on an exchange or to another person at price $ 190.77 per share. | 20 Sep 2024 | 15,943 | 47,788 (0%) | 0% | 190.8 | 3,041,456 | Common Stock |
| Allstate | John E. Dugenske | Pres, Invest. & Corp. Strategy | Sale of securities on an exchange or to another person at price $ 191.68 per share. | 20 Sep 2024 | 15,799 | 31,989 (0%) | 0% | 191.7 | 3,028,341 | Common Stock |
| Fluor Corp | Joseph L. Brennan | EVP, CHIEF FINANCIAL OFFICER | 20 Sep 2024 | 15,335 | 57,834 (0%) | 0% | 47.6 | 729,440 | Common Stock | |
| Carvana Co. (Class A) | Paul Breaux | See Remarks | 20 Sep 2024 | 15,000 | 127,890 (0%) | 0% | 0 | Class A Common Stock | ||
| Carvana Co. (Class A) | Paul Breaux | See Remarks | Sale of securities on an exchange or to another person at price $ 173.00 per share. | 20 Sep 2024 | 15,000 | 112,890 (0%) | 0% | 173 | 2,595,000 | Class A Common Stock |
| Grove Collaborative Holdings Inc (Class A) | Lawrence Cheng | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 15,000 | 15,000 | - | - | Series A Convertible Preferred Stock | |
| i3 Verticals Inc (Class A) | Geoff Smith | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 15,000 | 23,404 (0%) | 0% | 0 | Class A common stock, par value $0.0001 per share | |
| Carvana Co. (Class A) | Paul Breaux | See Remarks | 20 Sep 2024 | 14,219 | 0 | - | - | Class B Units | ||
| Yext Inc | Ho Shin | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 14,062 | 151,769 (0%) | 0% | - | Common Stock | |
| Yext Inc | Ho Shin | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 14,062 | 98,438 | - | - | Restricted Stock Unit | |
| Penguin Soln Inc | Jack A. Pacheco | EVP, COO, Pres, Mem Solutions | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 13,334 | 40,000 | - | - | Employee Stock Option (right to buy) | |
| Penguin Soln Inc | Jack A. Pacheco | EVP, COO, Pres, Mem Solutions | Sale of securities on an exchange or to another person at price $ 20.02 per share. | 20 Sep 2024 | 13,334 | 211,896 (0%) | 0% | 20.0 | 266,951 | Ordinary Shares |
| Penguin Soln Inc | Jack A. Pacheco | EVP, COO, Pres, Mem Solutions | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.19 per share. | 20 Sep 2024 | 13,334 | 225,230 (0%) | 0% | 9.2 | 122,606 | Ordinary Shares |
| Box Inc (Class A) | Dylan C. Smith | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.84 per share. | 20 Sep 2024 | 13,252 | 1,487,509 (0%) | 0% | 32.8 | 435,196 | Class A Common Stock |
| Range Resources Corp | Ashley S. Kavanaugh | VP, Principal Accting Officer | Sale of securities on an exchange or to another person at price $ 31.45 per share. | 20 Sep 2024 | 12,700 | 9,670 (0%) | 0% | 31.4 | 399,390 | Common Stock |
| Pure Storage Inc (Class A) | Kevan Krysler | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.75 per share. | 20 Sep 2024 | 12,677 | 506,311 (0%) | 0% | 49.8 | 630,681 | Class A Common Stock |
| Hims & Hers Health Inc (Class A) | Oluyemi Okupe | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 16.79 per share. | 20 Sep 2024 | 12,651 | 211,000 | - | 16.8 | 212,356 | Class A Common Stock |
| Pure Storage Inc (Class A) | Dan FitzSimons | Chief Revenue Officer | 20 Sep 2024 | 12,625 | 103,341 (0%) | 0% | 49.8 | 628,094 | Class A Common Stock | |
| Astera Labs Inc | Manuel Alba | Director | Sale of securities on an exchange or to another person at price $ 50.00 per share. | 20 Sep 2024 | 12,000 | 506,863 | - | 50 | 600,000 | Common Stock |
| Ascent Ind Co | J. Bryan Kitchen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 8.61 per share. | 20 Sep 2024 | 11,170 | 50,841 (0%) | 0% | 8.6 | 96,174 | Common Stock |
| Courtside Grp Inc | D. Jonathan Merriman | Director | Purchase of securities on an exchange or from another person at price $ 1.88 per share. | 20 Sep 2024 | 11,000 | 176,339 | - | 1.9 | 20,680 | Common Stock, $0.00001 par value |
| Roivant Sciences Ltd | Eric Venker | President & COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.97 per share. | 20 Sep 2024 | 10,945 | 628,415 | - | 12.0 | 131,012 | Common Shares |
| Roivant Sciences Ltd | Matthew Gline | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.97 per share. | 20 Sep 2024 | 10,945 | 18,303,800 | - | 12.0 | 131,012 | Common Shares |
| Viking Therapeutics Inc | J. Matthew Singleton | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 10,300 | 0 | - | - | Stock Option (Right to Buy) | |
| Viking Therapeutics Inc | J. Matthew Singleton | Director | Sale of securities on an exchange or to another person at price $ 69.50 per share. | 20 Sep 2024 | 10,300 | 9,500 (0%) | 0% | 69.5 | 715,850 | Common Stock, par value $0.00001 per share |
| Viking Therapeutics Inc | J. Matthew Singleton | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.19 per share. | 20 Sep 2024 | 10,300 | 19,800 (0%) | 0% | 1.2 | 12,257 | Common Stock, par value $0.00001 per share |
| Immucell Corp | David S. Tomsche | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 10,000 | 10,000 | - | - | Non Qualified Stock Options (Right to buy) | |
| Immucell Corp | Paul R. Wainman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 10,000 | 10,000 | - | - | Non Qualified Stock Options (Right to buy) | |
| Immucell Corp | Steven T. Rosgen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 10,000 | 10,000 | - | - | Non Qualified Stock Options (Right to buy) | |
| Immucell Corp | Gloria J. Basse | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 10,000 | 10,000 | - | - | Non Qualified Stock Options (Right to buy) | |
| Immucell Corp | Bryan K. Gathagan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 10,000 | 10,000 | - | - | Non-Qualified Stock Options (Right to buy) | |
| Mastec Inc | Robert E. Apple | COO | Sale of securities on an exchange or to another person at price $ 127.50 per share. | 20 Sep 2024 | 10,000 | 217,202 (0%) | 0% | 127.5 | 1,275,000 | Common Stock |
| Mastec Inc | Robert E. Apple | COO | Sale of securities on an exchange or to another person at price $ 125.04 per share. | 20 Sep 2024 | 10,000 | 227,202 (0%) | 0% | 125.0 | 1,250,400 | Common Stock |
| Domo Inc (Class B) | Daren Thayne | CTO & EVP of Product | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.02 per share. | 20 Sep 2024 | 9,879 | 396,784 (1%) | 0% | 7.0 | 69,351 | Class B Common Stock |
| Ligand Pharma Inc (Class B) | E. | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 9,377 | 42,436 | - | - | Employee Stock Option (right to buy) | |
| Ligand Pharma Inc (Class B) | E. | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 52.84 per share. | 20 Sep 2024 | 9,377 | 60,549 (0%) | 0% | 52.8 | 495,481 | Common Stock |
| Yext Inc | Ho Shin | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 9,375 | 134,582 (0%) | 0% | - | Common Stock | |
| Yext Inc | Ho Shin | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 9,375 | 0 | - | - | Restricted Stock Unit | |
| Hudson Pacific Properties Inc | Andy Wattula | Chief Operating Officer | 20 Sep 2024 | 9,356 | 61,068 (0%) | 0% | 5.3 | 49,400 | Common Stock, par value $0.01 | |
| Yext Inc | Ho Shin | General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.54 per share. | 20 Sep 2024 | 9,324 | 142,445 (0%) | 0% | 6.5 | 60,979 | Common Stock |
| Asana Inc (Class A) | Eleanor Lacey | GC, Corporate Secretary | Sale of securities on an exchange or to another person at price $ 11.99 per share. | 20 Sep 2024 | 9,308 | 375,310 | - | 12.0 | 111,603 | Class A Common Stock |
| Pure Storage Inc (Class A) | Dan FitzSimons | Chief Revenue Officer | 20 Sep 2024 | 8,895 | 94,446 (0%) | 0% | 50.7 | 450,710 | Class A Common Stock | |
| Urgent.ly Inc | Benjamin Volkow | Director | 20 Sep 2024 | 8,478 | 474,796 | - | 0.8 | 6,910 | Common Stock | |
| Toast Inc (Class A) | Stephen Fredette | Director, President | Sale of securities on an exchange or to another person at price $ 28.02 per share. | 20 Sep 2024 | 8,057 | 2,152,442 | - | 28.0 | 225,725 | Class A Common Stock |
| Astera Labs Inc | Manuel Alba | Director | Sale of securities on an exchange or to another person at price $ 50.31 per share. | 20 Sep 2024 | 7,977 | 498,886 | - | 50.3 | 401,360 | Common Stock |
| Ranger Energy Services Inc (Class A) | J. Matt Hooker | SVP - Well Services | Sale of securities on an exchange or to another person at price $ 12.27 per share. | 20 Sep 2024 | 7,803 | 92,600 (1%) | 0% | 12.3 | 95,733 | Class A Common Stock |
| Tucows Inc (Class A) | Elliot Laurence Noss | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 21.98 per share. | 20 Sep 2024 | 7,800 | 503,258 (4%) | 0% | 22.0 | 171,444 | Common Stock |
| Progressive | Patrick K. Callahan | Personal Lines President | Sale of securities on an exchange or to another person at price $ 255.21 per share. | 20 Sep 2024 | 7,696 | 15,189 (0%) | 0% | 255.2 | 1,964,096 | Common |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 7,489 | 68,783 (0%) | 0% | 641.0 | 4,800,818 | Common Stock | |
| Edgewise Therapeutics Inc | Joanne M. Donovan | CMO | Sale of securities on an exchange or to another person at price $ 28.29 per share. | 20 Sep 2024 | 7,162 | 14,538 | - | 28.3 | 202,603 | Common Stock |
| Ligand Pharma Inc (Class B) | E. | President & COO | Sale of securities on an exchange or to another person at price $ 101.60 per share. | 20 Sep 2024 | 7,090 | 50,978 (0%) | 0% | 101.6 | 720,379 | Common Stock |
| Ligand Pharma Inc (Class B) | E. | President & COO | Sale of securities on an exchange or to another person at price $ 104.10 per share. | 20 Sep 2024 | 6,275 | 50,777 (0%) | 0% | 104.1 | 653,238 | Common Stock |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 6,194 | 28,326 (0%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 6,194 | 38,251 (0%) | 0% | 0 | Common Stock | |
| Domo Inc (Class B) | David Jolley | Chief Financial Officer | 20 Sep 2024 | 6,174 | 285,291 (1%) | 0% | 7.0 | 43,341 | Class B Common Stock | |
| Blend Labs Inc (Class A) | Oxana Tkach | PRINCIPAL ACCOUNTING OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 6,143 | 94,843 | - | - | Class A Common Stock | |
| Blend Labs Inc (Class A) | Oxana Tkach | PRINCIPAL ACCOUNTING OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 6,143 | 0 | - | - | Restricted Stock Units | |
| Atlassian Corp (Class A) | Michael Cannon-Brookes | Director, CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 163.10 per share. | 20 Sep 2024 | 5,839 | 47,688 (0%) | 0% | 163.1 | 952,319 | Class A Common Stock |
| Atlassian Corp (Class A) | Scott Farquhar | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 163.10 per share. | 20 Sep 2024 | 5,838 | 47,838 (0%) | 0% | 163.1 | 952,156 | Class A Common Stock |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 5,753 | 52,038 (0%) | 0% | 645.1 | 3,711,176 | Common Stock | |
| ZipRecruiter Inc (Class A) | Timothy Yarbrough | EVP & CHIEF FINANCIAL OFFICER | Sale of securities on an exchange or to another person at price $ 9.63 per share. | 20 Sep 2024 | 5,679 | 150,792 | - | 9.6 | 54,664 | Class A Common Stock |
| Carvana Co. (Class A) | Paul Breaux | See Remarks | 20 Sep 2024 | 5,654 | 44,346 | - | - | Class B Units | ||
| Blend Labs Inc (Class A) | Winnie Ling | HEAD OF LEGAL AND PEOPLE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,625 | 292,041 | - | - | Class A Common Stock | |
| Blend Labs Inc (Class A) | Winnie Ling | HEAD OF LEGAL AND PEOPLE | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,625 | 0 | - | - | Restricted Stock Units | |
| Columbus Mckinnon Corp | Terrance Schadeberg | President of the Americas | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 5,542 | 3,959 | - | - | Non-Qualified Stock Options (Right to Buy) | |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 5,525 | 63,258 (0%) | 0% | 641.8 | 3,546,069 | Common Stock | |
| Root Inc (Class A) | Ryan Forish | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 5,327 | 23,841 | - | 0 | Class A Common Stock | |
| Penumbra Inc | Adam Elsesser | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 198.44 per share. | 20 Sep 2024 | 5,192 | 887,491 (2%) | 0% | 198.4 | 1,030,300 | Common Stock |
| Cooper-Standard Holdings Inc | Somasundhar Venkatasubramanian | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,027 | 12,242 (0%) | 0% | - | Common stock | |
| Cooper-Standard Holdings Inc | Somasundhar Venkatasubramanian | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,027 | 0 | - | - | Restricted Stock Units | |
| SouthState Corp | William E. Matthews | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 100.00 per share. | 20 Sep 2024 | 5,000 | 36,964 (0%) | 0% | 100 | 500,000 | Common Stock |
| Compass Diversified Holdings | Patrick A Maciariello | See Remark (a) | Purchase of securities on an exchange or from another person at price $ 21.87 per share. | 20 Sep 2024 | 5,000 | 228,518 (0%) | 0% | 21.9 | 109,350 | Common Shares |
| Duolingo Inc (Class A) | Robert Meese | Chief Business Officer | Sale of securities on an exchange or to another person at price $ 270.00 per share. | 20 Sep 2024 | 5,000 | 147,053 | - | 270 | 1,350,000 | Class A Common Stock |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,000 | 342,958 (0%) | 0% | - | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,000 | 10,000 | - | - | Restricted Stock Unit | |
| Moog Inc (Class A) | Patrick J. Roche | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 74.38 per share. | 20 Sep 2024 | 5,000 | 20,019 (0%) | 0% | 74.4 | 371,900 | Class A Common |
| Moog Inc (Class A) | Patrick J. Roche | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 5,000 | 5,000 | - | - | SAR | |
| Ligand Pharma Inc (Class B) | E. | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 49.99 per share. | 20 Sep 2024 | 4,982 | 57,052 (0%) | 0% | 50.0 | 249,050 | Common Stock |
| Ligand Pharma Inc (Class B) | E. | President & COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 4,982 | 395 | - | - | Employee Stock Option (right to buy) | |
| Asana Inc (Class A) | Eleanor Lacey | GC, Corporate Secretary | Sale of securities on an exchange or to another person at price $ 11.79 per share. | 20 Sep 2024 | 4,977 | 370,333 | - | 11.8 | 58,662 | Class A Common Stock |
| Mastercard | Venkata Rajamannar | Chief Marketing Officer | Sale of securities on an exchange or to another person at price $ 489.86 per share. | 20 Sep 2024 | 4,685 | 15,030 (0%) | 0% | 489.9 | 2,294,981 | Class A Common Stock |
| Penumbra Inc | Adam Elsesser | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 198.98 per share. | 20 Sep 2024 | 4,656 | 882,835 (2%) | 0% | 199.0 | 926,451 | Common Stock |
| Pure Storage Inc (Class A) | Mona Chu | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 49.75 per share. | 20 Sep 2024 | 4,637 | 121,639 (0%) | 0% | 49.8 | 230,691 | Class A Common Stock |
| Allstate | John E. Dugenske | Pres, Invest. & Corp. Strategy | Sale of securities on an exchange or to another person at price $ 192.46 per share. | 20 Sep 2024 | 4,625 | 27,364 (0%) | 0% | 192.5 | 890,108 | Common Stock |
| Dyne Therapeutics Inc | Dirk Kersten | Director | Sale of securities on an exchange or to another person at price $ 36.33 per share. | 20 Sep 2024 | 4,610 | 193,296 | - | 36.3 | 167,481 | Common Stock |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 4,333 | 57,791 (0%) | 0% | 644.3 | 2,791,705 | Common Stock | |
| Blend Labs Inc (Class A) | Oxana Tkach | PRINCIPAL ACCOUNTING OFFICER | Sale of securities on an exchange or to another person at price $ 3.98 per share. | 20 Sep 2024 | 4,303 | 88,651 | - | 4.0 | 17,126 | Class A Common Stock |
| Presidio Property Trust Inc (Class A) | Jack K. Heilbron | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Sep 2024 | 4,159 | 430,730 | - | - | Common Stock - Warrants | |
| Trade Desk Inc (Class A) | Jeffrey Terry Green | Director, President and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 110.04 per share. | 20 Sep 2024 | 4,100 | 565,180 (1%) | 0% | 110.0 | 451,164 | Class A Common Stock |
| Teladoc Health Inc | J. Eric Evans | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 4,065 | 8,130 | - | - | Restricted Stock Units | |
| Teladoc Health Inc | J. Eric Evans | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 4,065 | 4,065 (0%) | 0% | - | Common Stock | |
| Edgewise Therapeutics Inc | R. Michael Carruthers | Chief Financial Officer | 20 Sep 2024 | 4,064 | 31,864 | - | 28.6 | 116,174 | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,750 | 334,833 (0%) | 0% | - | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,750 | 0 | - | - | Restricted Stock Unit | |
| Great Elm Cap Corp | Keri A. Davis | CFO | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 3,717 | 18,532 (0%) | 0% | 0 | Common Stock | |
| Hims & Hers Health Inc (Class A) | Andrew Dudum | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 16.78 per share. | 20 Sep 2024 | 3,668 | 67,015 | - | 16.8 | 61,548 | Class A Common Stock |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 3,458 | 78,738 (0%) | 0% | 640.7 | 2,215,599 | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,437 | 383,895 (0%) | 0% | - | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,437 | 37,813 | - | - | Restricted Stock Unit | |
| Moog Inc (Class A) | Patrick J. Roche | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 204.21 per share. | 20 Sep 2024 | 3,392 | 16,627 (0%) | 0% | 204.2 | 692,680 | Class A Common |
| Palo Alto | Dipak Golechha | EVP, Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 330.60 per share. | 20 Sep 2024 | 3,312 | 54,086 (0%) | 0% | 330.6 | 1,094,947 | Common Stock |
| Yext Inc | Ho Shin | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,125 | 137,707 (0%) | 0% | - | Common Stock | |
| Yext Inc | Ho Shin | General Counsel | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,125 | 9,375 | - | - | Restricted Stock Unit | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,125 | 337,958 (0%) | 0% | - | Common Stock | |
| Yext Inc | Darryl Bond | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,125 | 9,375 | - | - | Restricted Stock Unit | |
| RxSight Inc | Ilya Goldshleger | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 15.08 per share. | 20 Sep 2024 | 3,100 | 45,346 | - | 15.1 | 46,748 | Common Stock |
| RxSight Inc | Ilya Goldshleger | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,100 | 109,007 | - | - | Stock Option (right to buy) | |
| RxSight Inc | Ilya Goldshleger | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 15.08 per share. | 20 Sep 2024 | 3,100 | 45,346 | - | 15.1 | 46,748 | Common Stock |
| RxSight Inc | Ilya Goldshleger | See remarks | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 3,100 | 105,907 | - | - | Stock Option (right to buy) | |
| RxSight Inc | Ilya Goldshleger | See remarks | Sale of securities on an exchange or to another person at price $ 53.19 per share. | 20 Sep 2024 | 3,100 | 42,246 | - | 53.2 | 164,901 | Common Stock |
| Roivant Sciences Ltd | Rakhi Kumar | Chief Accounting Officer | 20 Sep 2024 | 3,087 | 209,322 | - | 12.0 | 36,951 | Common Shares | |
| Viant Tech Inc (Class A) | Lawrence J. Madden | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 11.05 per share. | 20 Sep 2024 | 3,084 | 538,434 | - | 11.1 | 34,082 | Class A Common Stock |
| CIENA Corp | Gary B. Smith | Director, President, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 3,048 | 354,770 (0%) | 0% | 58.7 | 179,009 | Common Stock |
| Resources Connection Inc | Kate W. Duchene | Director, President & CEO | 20 Sep 2024 | 3,023 | 486,969 (1%) | 0% | 0 | Common Stock | ||
| Black Diamond Therapeutics Inc | Ali Behbahani | Director | Grant, award, or other acquisition of securities at price $ 4.78 per share. | 20 Sep 2024 | 3,007 | 57,584 (0%) | 0% | 4.8 | 14,373 | Common Stock |
| Courtside Grp Inc | D. Jonathan Merriman | Director | Purchase of securities on an exchange or from another person at price $ 1.92 per share. | 20 Sep 2024 | 3,000 | 179,339 | - | 1.9 | 5,760 | Common Stock, $0.00001 par value |
| Research Soln Inc | Roy W. Olivier | Director, CEO & President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.82 per share. | 20 Sep 2024 | 2,975 | 656,833 | - | 2.8 | 8,390 | Common Stock |
| RxSight Inc | Ilya Goldshleger | See remarks | Sale of securities on an exchange or to another person at price $ 52.62 per share. | 20 Sep 2024 | 2,950 | 42,396 | - | 52.6 | 155,233 | Common Stock |
| CIENA Corp | Gary B. Smith | Director, President, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 2,933 | 357,818 (0%) | 0% | 58.7 | 172,255 | Common Stock |
| Pinterest Inc (Class A) | Andrea Acosta | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 30.38 per share. | 20 Sep 2024 | 2,925 | 169,762 (0%) | 0% | 30.4 | 88,862 | Class A Common Stock |
| Blend Labs Inc (Class A) | Winnie Ling | HEAD OF LEGAL AND PEOPLE | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.98 per share. | 20 Sep 2024 | 2,872 | 289,169 | - | 4.0 | 11,431 | Class A Common Stock |
| Research Soln Inc | William A. Nurthen | CFO & Secretary | 20 Sep 2024 | 2,865 | 427,408 | - | 2.8 | 8,079 | Common Stock | |
| Penumbra Inc | Adam Elsesser | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 195.26 per share. | 20 Sep 2024 | 2,853 | 894,729 (2%) | 0% | 195.3 | 557,077 | Common Stock |
| RBC Bearings Inc | Edward D. Stewart | Director | Sale of securities on an exchange or to another person at price $ 299.00 per share. | 20 Sep 2024 | 2,800 | 20,461 (0%) | 0% | 299.0 | 837,202 | Common Stock |
| Agenus Inc | Garo H. Armen | Director, See Remarks | Grant, award, or other acquisition of securities at price $ 5.84 per share. | 20 Sep 2024 | 2,793 | 91,421 (0%) | 0% | 5.8 | 16,311 | Common Stock |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 2.50 per share. | 20 Sep 2024 | 2,782 | 129,502 (0%) | 0% | 2.5 | 6,963 | Common Stock |
| Viant Tech Inc (Class A) | Lawrence J. Madden | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 11.15 per share. | 20 Sep 2024 | 2,776 | 535,658 | - | 11.2 | 30,959 | Class A Common Stock |
| Black Diamond Therapeutics Inc | Prakash Raman | Director | Grant, award, or other acquisition of securities at price $ 4.78 per share. | 20 Sep 2024 | 2,694 | 4,995 (0%) | 0% | 4.8 | 12,877 | Common Stock |
| Box Inc (Class A) | Eli Berkovitch | VP Chief Acct Ofr & Controller | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.84 per share. | 20 Sep 2024 | 2,640 | 144,964 (0%) | 0% | 32.8 | 86,698 | Class A Common Stock |
| Mastercard | Venkata Rajamannar | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 2,598 | 2,984 | - | - | Employee Stock Option (right to buy) | |
| Mastercard | Venkata Rajamannar | Chief Marketing Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 344.48 per share. | 20 Sep 2024 | 2,598 | 19,715 (0%) | 0% | 344.5 | 894,959 | Class A Common Stock |
| Esquire Fin Holdings Inc | Kevin C. Waterhouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. | 20 Sep 2024 | 2,500 | 81,906 (1%) | 0% | 12.5 | 31,250 | Common Stock |
| Interdigital Inc | John A. Kritzmacher | Director | Sale of securities on an exchange or to another person at price $ 138.72 per share. | 20 Sep 2024 | 2,500 | 20,278 (0%) | 0% | 138.7 | 346,800 | Common Stock |
| Maplebear Inc | Alan Ramsay | CHIEF ACCOUNTING OFFICER | 20 Sep 2024 | 2,486 | 99,225 | - | 41.4 | 102,904 | Common Stock | |
| Ligand Pharma Inc (Class B) | E. | President & COO | Sale of securities on an exchange or to another person at price $ 100.05 per share. | 20 Sep 2024 | 2,481 | 58,068 (0%) | 0% | 100.1 | 248,228 | Common Stock |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 2,466 | 76,272 (0%) | 0% | 639.8 | 1,577,642 | Common Stock | |
| Acushnet Holdings Corp | David Maher | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 63.37 per share. | 20 Sep 2024 | 2,453 | 831,277 (1%) | 0% | 63.4 | 155,447 | Common Stock |
| Columbus Mckinnon Corp | Terrance Schadeberg | President of the Americas | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.65 per share. | 20 Sep 2024 | 2,405 | 16,234 (0%) | 0% | 32.6 | 78,514 | Common Stock |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.68 per share. | 20 Sep 2024 | 2,393 | 128,950 (0%) | 0% | 1.7 | 4,020 | Common Stock |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 2,393 | 0 | - | - | Option (Right to Buy) | |
| Black Diamond Therapeutics Inc | Shannon Campbell | Director | Grant, award, or other acquisition of securities at price $ 4.78 per share. | 20 Sep 2024 | 2,354 | 4,365 (0%) | 0% | 4.8 | 11,252 | Common Stock |
| General Mills | Pankaj Sharma | Segment President | Sale of securities on an exchange or to another person at price $ 74.63 per share. | 20 Sep 2024 | 2,325 | 36,184 (0%) | 0% | 74.6 | 173,516 | Common Stock |
| Columbus Mckinnon Corp | Terrance Schadeberg | President of the Americas | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,201 | 14,033 (0%) | 0% | 0 | Common Stock | |
| Roivant Sciences Ltd | Richard Pulik | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.97 per share. | 20 Sep 2024 | 2,129 | 283,623 | - | 12.0 | 25,484 | Common Shares |
| CIENA Corp | Gary B. Smith | Director, President, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 2,125 | 360,751 (0%) | 0% | 58.7 | 124,801 | Common Stock |
| Petco Health and Wellness Co Inc (Class A) | Brian LaRose | Chief Financial Officer | 20 Sep 2024 | 2,112 | 719,839 | - | 4.9 | 10,412 | Class A Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,093 | 30,419 (0%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,093 | 40,344 (0%) | 0% | 0 | Common Stock | |
| First Bancorp | Suzanne S. DeFerie | Director | Sale of securities on an exchange or to another person at price $ 43.77 per share. | 20 Sep 2024 | 2,036 | 65,618 (0%) | 0% | 43.8 | 89,116 | Common Stock |
| Ascent Ind Co | Anthony X. Pan | VP, Sales & Bus. Development | Purchase of securities on an exchange or from another person at price $ 9.42 per share. | 20 Sep 2024 | 2,000 | 10,570 (0%) | 0% | 9.4 | 18,840 | Common Stock |
| Boston Omaha Corp (Class A) | Bradford B. Briner | Director | Grant, award, or other acquisition of securities at price $ 14.92 per share. | 20 Sep 2024 | 2,000 | 14,750 (0%) | 0% | 14.9 | 29,840 | Class A common stock, par value $0.001 per share |
| Boston Omaha Corp (Class A) | Brendan J. Keating | Director | Grant, award, or other acquisition of securities at price $ 14.92 per share. | 20 Sep 2024 | 2,000 | 8,800 (0%) | 0% | 14.9 | 29,840 | Class A common stock, par value $0.001 per share |
| Boston Omaha Corp (Class A) | Frank H. Kenan | Director | Grant, award, or other acquisition of securities at price $ 14.92 per share. | 20 Sep 2024 | 2,000 | 4,750 (0%) | 0% | 14.9 | 29,840 | Class A common stock, par value $0.001 per share |
| Boston Omaha Corp (Class A) | Vishnu Srinivasan | Director | Grant, award, or other acquisition of securities at price $ 14.92 per share. | 20 Sep 2024 | 2,000 | 14,750 (0%) | 0% | 14.9 | 29,840 | Class A common stock, par value $0.001 per share |
| Boston Omaha Corp (Class A) | Jeffrey C. Royal | Director | Grant, award, or other acquisition of securities at price $ 14.92 per share. | 20 Sep 2024 | 2,000 | 44,750 (0%) | 0% | 14.9 | 29,840 | Class A common stock, par value $0.001 per share |
| Esquire Fin Holdings Inc | Kevin C. Waterhouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 20.85 per share. | 20 Sep 2024 | 2,000 | 87,406 (1%) | 0% | 20.9 | 41,700 | Common Stock |
| Esquire Fin Holdings Inc | Kevin C. Waterhouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 24.90 per share. | 20 Sep 2024 | 2,000 | 85,406 (1%) | 0% | 24.9 | 49,800 | Common Stock |
| Atlassian Corp (Class A) | Scott Farquhar | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 162.28 per share. | 20 Sep 2024 | 1,960 | 53,676 (0%) | 0% | 162.3 | 318,071 | Class A Common Stock |
| Atlassian Corp (Class A) | Michael Cannon-Brookes | Director, CEO, Co-Founder, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 162.28 per share. | 20 Sep 2024 | 1,959 | 53,677 (0%) | 0% | 162.3 | 317,908 | Class A Common Stock |
| Blend Labs Inc (Class A) | Oxana Tkach | PRINCIPAL ACCOUNTING OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.98 per share. | 20 Sep 2024 | 1,889 | 92,954 | - | 4.0 | 7,518 | Class A Common Stock |
| Research Soln Inc | Scott Ahlberg | Chief Operating Officer | 20 Sep 2024 | 1,837 | 567,381 | - | 2.8 | 5,180 | Common Stock | |
| Penumbra Inc | Adam Elsesser | Director, CEO and President | Sale of securities on an exchange or to another person at price $ 195.91 per share. | 20 Sep 2024 | 1,747 | 892,982 (2%) | 0% | 195.9 | 342,255 | Common Stock |
| Twist Bioscience Corp | Emily M. Leproust | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 46.94 per share. | 20 Sep 2024 | 1,730 | 495,523 (1%) | 0% | 46.9 | 81,208 | Common Stock |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.95 per share. | 20 Sep 2024 | 1,667 | 130,617 (0%) | 0% | 0.9 | 1,578 | Common Stock |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.69 per share. | 20 Sep 2024 | 1,667 | 132,284 (0%) | 0% | 0.7 | 1,143 | Common Stock |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 1,667 | 0 | - | - | Option (Right to Buy) | |
| IZEA Worldwide Inc | Ryan S. Schram | Director, Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 1,667 | 0 | - | - | Option (Right to Buy) | |
| Box Inc (Class A) | Olivia Nottebohm | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.84 per share. | 20 Sep 2024 | 1,664 | 521,960 (0%) | 0% | 32.8 | 54,646 | Class A Common Stock |
| CIENA Corp | Gary B. Smith | Director, President, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 1,629 | 353,141 (0%) | 0% | 58.7 | 95,671 | Common Stock |
| Esquire Fin Holdings Inc | Kevin C. Waterhouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 19.25 per share. | 20 Sep 2024 | 1,500 | 83,406 (1%) | 0% | 19.3 | 28,875 | Common Stock |
| Cooper-Standard Holdings Inc | Somasundhar Venkatasubramanian | See remarks | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.48 per share. | 20 Sep 2024 | 1,438 | 10,804 (0%) | 0% | 13.5 | 19,384 | Common stock |
| Scholastic Corp | Jeffrey Mathews | EVP, CHIEF GROWTH OFFICER | 20 Sep 2024 | 1,389 | 22,533 (0%) | 0% | 31.6 | 43,879 | Common Stock | |
| Guidewire Software Inc | John Mullen | President & CRO | Sale of securities on an exchange or to another person at price $ 174.78 per share. | 20 Sep 2024 | 1,350 | 158,749 (0%) | 0% | 174.8 | 235,953 | Common Stock |
| Ormat Tech Inc | Byron Wong | Director | Sale of securities on an exchange or to another person at price $ 74.98 per share. | 20 Sep 2024 | 1,266 | 6,906 (0%) | 0% | 75.0 | 94,925 | Common Stock |
| PNC Financial | William S. Demchak | Director, CEO | Sale of securities on an exchange or to another person at price $ 186.45 per share. | 20 Sep 2024 | 1,242 | 550,975 (0%) | 0% | 186.5 | 231,571 | $5 Par Common Stock |
| Ducommun Inc | Stephen G. Oswald | Director, Chairman, President & CEO | Sale of securities on an exchange or to another person at price $ 66.32 per share. | 20 Sep 2024 | 1,200 | 341,151 (2%) | 0% | 66.3 | 79,584 | Common Stock |
| Qualys Inc | Bruce K. Posey | CHIEF LEGAL OFFICER | Sale of securities on an exchange or to another person at price $ 123.95 per share. | 20 Sep 2024 | 1,198 | 55,618 (0%) | 0% | 123.9 | 148,488 | Common Stock |
| Esquire Fin Holdings Inc | Kevin C. Waterhouse | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 31.04 per share. | 20 Sep 2024 | 1,166 | 88,572 (1%) | 0% | 31.0 | 36,193 | Common Stock |
| Intuit | Laura A. Fennell | EVP, People and Places | 20 Sep 2024 | 1,134 | 62,124 (0%) | 0% | 643.6 | 729,860 | Common Stock | |
| Viant Tech Inc (Class A) | Lawrence J. Madden | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 11.02 per share. | 20 Sep 2024 | 1,116 | 541,518 | - | 11.0 | 12,296 | Class A Common Stock |
| Resources Connection Inc | Jennifer Y. Ryu | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 1,086 | 107,907 (0%) | 0% | 0 | Common Stock | |
| RBC Bearings Inc | Edward D. Stewart | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 128.24 per share. | 20 Sep 2024 | 1,000 | 21,461 (0%) | 0% | 128.2 | 128,240 | Common Stock |
| RBC Bearings Inc | Edward D. Stewart | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 1,000 | 0 | - | - | Option to Purchase Common Stock | |
| RBC Bearings Inc | Edward D. Stewart | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 1,000 | 0 | - | - | Option to Purchase Common Stock | |
| RBC Bearings Inc | Edward D. Stewart | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 158.48 per share. | 20 Sep 2024 | 1,000 | 22,461 (0%) | 0% | 158.5 | 158,480 | Common Stock |
| Qualys Inc | Bruce K. Posey | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 1,000 | 1,000 | - | - | Stock Option (right to buy) | |
| Qualys Inc | Bruce K. Posey | CHIEF LEGAL OFFICER | Exercise or conversion of derivative security received from the company (such as an option) at price $ 25.56 per share. | 20 Sep 2024 | 1,000 | 56,948 (0%) | 0% | 25.6 | 25,560 | Common Stock |
| Snowflake Inc (Class A) | Sridhar Ramaswamy | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 114.02 per share. | 20 Sep 2024 | 998 | 268,748 | - | 114.0 | 113,792 | Class A Common Stock |
| Palo Alto | Josh Paul | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.60 per share. | 20 Sep 2024 | 982 | 26,420 (0%) | 0% | 333.6 | 327,595 | Common Stock |
| Scholastic Corp | Iole Lucchese | Director, EVP & CHIEF STRATEGY OFFICER | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.59 per share. | 20 Sep 2024 | 957 | 73,307 (0%) | 0% | 31.6 | 30,232 | Common Stock |
| Paycom | Chad Richison | Director, CEO, President and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 170.39 per share. | 20 Sep 2024 | 950 | 2,807,810 (4%) | 0% | 170.4 | 161,871 | Common Stock |
| Paycom | Chad Richison | Director, CEO, President and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 170.39 per share. | 20 Sep 2024 | 950 | 3,502,149 (5%) | 0% | 170.4 | 161,871 | Common Stock |
| Resources Connection Inc | Bhadreskumar Patel | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 950 | 78,311 (0%) | 0% | 0 | Common Stock | |
| Beneficient (Class A) | Maria S. Rutledge | Chief Technology Officer | Purchase of securities on an exchange or from another person at price $ 1.11 per share. | 20 Sep 2024 | 900 | 2,540 | - | 1.1 | 999 | Class A Common Stock |
| Scholastic Corp | Andrew S. Hedden | EVP, GENERAL COUNSEL | 20 Sep 2024 | 898 | 72,027 (0%) | 0% | 31.6 | 28,368 | Common Stock | |
| CIENA Corp | Sheela Kosaraju | SVP, General Counsel and | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 897 | 85,272 (0%) | 0% | 58.7 | 52,681 | Common Stock |
| CIENA Corp | James E. Moylan | SVP Finance, CFO | 20 Sep 2024 | 887 | 271,755 (0%) | 0% | 58.7 | 52,094 | Common Stock | |
| CIENA Corp | Jason Phipps | SVP Global Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 867 | 93,838 (0%) | 0% | 58.7 | 50,919 | Common Stock |
| Snowflake Inc (Class A) | Christian Kleinerman | EVP, Product Management | Sale of securities on an exchange or to another person at price $ 111.41 per share. | 20 Sep 2024 | 861 | 751,755 | - | 111.4 | 95,924 | Class A Common Stock |
| Foghorn Therapeutics Inc | Carlos Costa | Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 857 | 39,789 | - | - | Stock Option (right to buy) | |
| Foghorn Therapeutics Inc | Carlos Costa | Chief People Officer | Sale of securities on an exchange or to another person at price $ 10.17 per share. | 20 Sep 2024 | 857 | 0 | - | 10.2 | 8,716 | Common Stock |
| Foghorn Therapeutics Inc | Carlos Costa | Chief People Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.72 per share. | 20 Sep 2024 | 857 | 857 | - | 3.7 | 3,188 | Common Stock |
| CIENA Corp | James E. Moylan | SVP Finance, CFO | 20 Sep 2024 | 854 | 272,642 (0%) | 0% | 58.7 | 50,155 | Common Stock | |
| Snowflake Inc (Class A) | Christopher W. Degnan | Chief Revenue Officer | 20 Sep 2024 | 848 | 346,741 | - | 114.0 | 96,689 | Class A Common Stock | |
| Snowflake Inc (Class A) | Christian Kleinerman | EVP, Product Management | Payment of exercise price or tax liability using portion of securities received from the company at price $ 114.02 per share. | 20 Sep 2024 | 848 | 752,616 | - | 114.0 | 96,689 | Class A Common Stock |
| Best Buy | Damien Harmon | SEVP, Cust., Channel Exp & Ent | 20 Sep 2024 | 818 | 48,483 (0%) | 0% | 0 | Common Stock | ||
| Edgewise Therapeutics Inc | Alan Russell | Director, Chief Scientific Officer | Sale of securities on an exchange or to another person at price $ 29.51 per share. | 20 Sep 2024 | 815 | 12,719 | - | 29.5 | 24,049 | Common Stock |
| RBC Bearings Inc | Edward D. Stewart | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Sep 2024 | 800 | 200 | - | - | Option to Purchase Common Stock | |
| RBC Bearings Inc | Edward D. Stewart | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 137.44 per share. | 20 Sep 2024 | 800 | 23,261 (0%) | 0% | 137.4 | 109,952 | Common Stock |
| Ligand Pharma Inc (Class B) | Octavio Espinoza | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 103.95 per share. | 20 Sep 2024 | 800 | 24,610 (0%) | 0% | 104.0 | 83,160 | Common Stock |
| Sezzle Inc | Paul M. Purcell | Former Director | Sale of securities on an exchange or to another person at price $ 165.08 per share. | 20 Sep 2024 | 797 | 119,250 | - | 165.1 | 131,567 | Common Stock |
| Great Elm Cap Corp | Keri A. Davis | CFO | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 781 | 19,313 (0%) | 0% | 0 | Common Stock | |
| Atlassian Corp (Class A) | Anutthara Bharadwaj | President | Sale of securities on an exchange or to another person at price $ 163.11 per share. | 20 Sep 2024 | 760 | 143,966 (0%) | 0% | 163.1 | 123,964 | Class A Common Stock |
| Scholastic Corp | Sasha Quinton | EVP, PRES SCHL READING EVENTS | Payment of exercise price or tax liability using portion of securities received from the company at price $ 31.59 per share. | 20 Sep 2024 | 741 | 30,924 (0%) | 0% | 31.6 | 23,408 | Common Stock |
| CIENA Corp | Jason Phipps | SVP Global Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 741 | 94,705 (0%) | 0% | 58.7 | 43,519 | Common Stock |
| Resources Connection Inc | Neil F. Dimick | Director | 20 Sep 2024 | 736 | 53,163 | - | - | Phantom Stock | ||
| Resources Connection Inc | Robert F. Kistinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 736 | 53,163 | - | - | Phantom Stock | |
| CIENA Corp | Dino DiPerna | SVP Global R&D | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 730 | 39,079 (0%) | 0% | 58.7 | 42,873 | Common Stock |
| CIENA Corp | Sheela Kosaraju | SVP, General Counsel and | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 712 | 84,560 (0%) | 0% | 58.7 | 41,816 | Common Stock |
| First American Fin Corp | Deborah L. Wahl | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 696 | 696 (0%) | 0% | 0 | Common Stock | |
| CIENA Corp | David M. Rothenstein | SVP and Chief Strategy Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 684 | 203,795 (0%) | 0% | 58.7 | 40,171 | Common Stock |
| Guidewire Software Inc | Jeffrey Elliott Cooper | Chief Financial Officer | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 672 | 77,739 (0%) | 0% | 0 | Common Stock | |
| Resources Connection Inc | Marco von Maltzan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 670 | 48,455 | - | - | Phantom Stock | |
| CIENA Corp | Brodie Gage | SVP Global Products & Supply | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 669 | 37,392 (0%) | 0% | 58.7 | 39,290 | Common Stock |
| Great Elm Cap Corp | Keri A. Davis | CFO | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 647 | 19,179 (0%) | 0% | 0 | Common Stock | |
| Scholastic Corp | Elizabeth Polcari | EVP, PRESIDENT, EDUCATION SOL. | 20 Sep 2024 | 638 | 33,957 (0%) | 0% | 31.6 | 20,154 | Common Stock | |
| F5 | Francis J. Pelzer | EVP, Chief Financial Officer | 20 Sep 2024 | 600 | 30,425 (0%) | 0% | 217.5 | 130,500 | Common Stock | |
| Scholastic Corp | Jeffrey Mathews | EVP, CHIEF GROWTH OFFICER | 20 Sep 2024 | 570 | 23,922 (0%) | 0% | 31.6 | 18,006 | Common Stock | |
| Acushnet Holdings Corp | Mary Louise Bohn | President-Titleist Golf Balls | Grant, award, or other acquisition of securities at price $ 63.37 per share. | 20 Sep 2024 | 559 | 178,211 (0%) | 0% | 63.4 | 35,424 | Common Stock |
| CarPartscom Inc | Michael Huffaker | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.90 per share. | 20 Sep 2024 | 555 | 65,154 (0%) | 0% | 0.9 | 500 | Common Stock |
| CIENA Corp | James E. Moylan | SVP Finance, CFO | 20 Sep 2024 | 554 | 273,496 (0%) | 0% | 58.7 | 32,536 | Common Stock | |
| CIENA Corp | Jason Phipps | SVP Global Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 554 | 95,446 (0%) | 0% | 58.7 | 32,536 | Common Stock |
| Paycom | Chad Richison | Director, CEO, President and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 171.30 per share. | 20 Sep 2024 | 553 | 3,501,596 (5%) | 0% | 171.3 | 94,729 | Common Stock |
| Paycom | Chad Richison | Director, CEO, President and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 171.30 per share. | 20 Sep 2024 | 552 | 2,807,258 (4%) | 0% | 171.3 | 94,558 | Common Stock |
| Columbia Fin Inc | Daria Stacy-Walls Torres | Director | Grant, award, or other acquisition of securities at price $ 17.44 per share. | 20 Sep 2024 | 530 | 18,424 (0%) | 0% | 17.4 | 9,242 | Common Stock |
| Research Soln Inc | Shane Hunt | Chief Revenue Officer | 20 Sep 2024 | 530 | 385,752 | - | 2.8 | 1,495 | Common Stock | |
| Allstate | John E. Dugenske | Pres, Invest. & Corp. Strategy | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Sep 2024 | 530 | 26,834 (0%) | 0% | 0 | Common Stock | |
| NewtekOne Inc | Salvatore F. Mulia | Director | 20 Sep 2024 | 500 | 45,791 (0%) | 0% | 11.7 | 5,860 | Common stock | |
| Fidelity D&D Bancorp Inc | Daniel J. Santaniello | Director, President & CEO | Sale of securities on an exchange or to another person at price $ 53.00 per share. | 20 Sep 2024 | 500 | 54,881 (1%) | 0% | 53 | 26,500 | Common Stock |
| NewtekOne Inc | Richard J. Salute | Director | Purchase of securities on an exchange or from another person at price $ 11.73 per share. | 20 Sep 2024 | 500 | 33,117 (0%) | 0% | 11.7 | 5,865 | Common stock |
| Oaktree Specialty Lending Corp | Phyllis R. Caldwell | Director | Purchase of securities on an exchange or from another person at price $ 16.01 per share. | 20 Sep 2024 | 500 | 13,000 (0%) | 0% | 16.0 | 8,005 | Common Stock, par value $0.01 per share |
| Presidio Property Trust Inc (Class A) | Jack K. Heilbron | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Sep 2024 | 500 | 431,230 | - | - | Common Stock - Warrants | |
| Abeona Therapeutics Inc | Brendan M. O'Malley | SVP, General Counsel | Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.02 per share. | 20 Sep 2024 | 496 | 279,868 (0%) | 0% | 6.0 | 2,986 | Common Stock |
| CIENA Corp | Jason Phipps | SVP Global Sales and Marketing | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 489 | 93,349 (0%) | 0% | 58.7 | 28,719 | Common Stock |
| Dyne Therapeutics Inc | Dirk Kersten | Director | Sale of securities on an exchange or to another person at price $ 37.01 per share. | 20 Sep 2024 | 471 | 234,127 | - | 37.0 | 17,432 | Common Stock |
| CIENA Corp | James E. Moylan | SVP Finance, CFO | 20 Sep 2024 | 466 | 271,289 (0%) | 0% | 58.7 | 27,368 | Common Stock | |
| GSK PLC (ADR) | Wendy Becker | Non-Executive Director | Purchase of securities on an exchange or from another person at price $ 15.57 per share. | 20 Sep 2024 | 463 | 1,821 (0%) | 0% | 15.6 | 7,207 | Ords 0.31p |
| CIENA Corp | David M. Rothenstein | SVP and Chief Strategy Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 460 | 204,617 (0%) | 0% | 58.7 | 27,016 | Common Stock |
| CIENA Corp | Dino DiPerna | SVP Global R&D | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 444 | 39,809 (0%) | 0% | 58.7 | 26,076 | Common Stock |
| CIENA Corp | Brodie Gage | SVP Global Products & Supply | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 442 | 38,061 (0%) | 0% | 58.7 | 25,959 | Common Stock |
| Meta | Javier Olivan | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 560.00 per share. | 20 Sep 2024 | 413 | 12,772 (0%) | 0% | 560 | 231,280 | Class A Common Stock |
| Oaktree Specialty Lending Corp | Phyllis R. Caldwell | Director | Purchase of securities on an exchange or from another person at price $ 16.01 per share. | 20 Sep 2024 | 405 | 13,405 (0%) | 0% | 16.0 | 6,484 | Common Stock, par value $0.01 per share |
| CIENA Corp | Joseph R. Cumello | SVP, General Mgr. Blue Planet | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.73 per share. | 20 Sep 2024 | 395 | 42,246 (0%) | 0% | 58.7 | 23,198 | Common Stock |
This section tracks all disclosures required by the U.S. Securities and Exchange Commission (SEC) under the Securities Exchange Act of 1934, particularly those related to Section 16 and Rule 10b-5, which govern insider trading activities in the U.S. market. These disclosures are made by corporate insiders, including executives, officers, directors, significant employees, and large shareholders, who are buying and selling stock in their own companies. You can search and filter within these results. You can also sort the information by clicking on the column headers.