XNAS 14 Jan, 2026 4:30 PM (EST)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Nelson Sun | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 14.40 per share. | 11 Dec 2025 | 3,000 | 108,484 | - | 14.4 | 43,200 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 14.48 per share. | 11 Dec 2025 | 7,000 | 1,551,613 | - | 14.5 | 101,395 | Common Stock |
| Bryan Jones | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2025 | 1,250 | 40,052 | - | - | Stock option (right to buy) | |
| Bryan Jones | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.24 per share. | 15 Oct 2025 | 1,250 | 1,250 | - | 4.2 | 5,300 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.24 per share. | 15 Oct 2025 | 1,229 | 1,544,613 | - | 4.2 | 5,211 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Oct 2025 | 1,229 | 40,566 | - | - | Stock option (right to buy) | |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 9.51 per share. | 15 Sep 2025 | 6,500 | 1,539,884 | - | 9.5 | 61,819 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 9.94 per share. | 15 Sep 2025 | 3,500 | 1,543,384 | - | 9.9 | 34,805 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.91 per share. | 10 Sep 2025 | 9,000 | 1,522,384 | - | 7.9 | 71,213 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.82 per share. | 10 Sep 2025 | 6,000 | 1,528,384 | - | 7.8 | 46,926 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 8.50 per share. | 10 Sep 2025 | 5,000 | 1,533,384 | - | 8.5 | 42,516 | Common Stock |
| Nelson Sun | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 8.07 per share. | 09 Sep 2025 | 6,000 | 105,484 | - | 8.1 | 48,440 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.24 per share. | 28 Aug 2025 | 17,209 | 1,513,384 | - | 4.2 | 72,966 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Aug 2025 | 17,209 | 41,795 | - | - | Stock option (right to buy) | |
| Nelson Sun | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 209,826 | 209,826 | - | - | Stock Option (right to buy) | |
| Bryan Jones | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 122,033 | 122,033 | - | - | Stock Option (right to buy) | |
| Manasi Jaiman | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 126,999 | 126,999 | - | - | Stock Option (right to buy) | |
| Victor Tong | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 61,017 | 61,017 | - | - | Stock Option (right to buy) | |
| Jeffrey Chi | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 61,017 | 61,017 | - | - | Stock Option (right to buy) | |
| Roy D. Baynes | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 30,508 | 30,508 | - | - | Stock Option (right to buy) | |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 549,534 | 549,534 | - | - | Stock option (right to buy) | |
| Susan E. Graf | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Jun 2025 | 30,508 | 30,508 | - | - | Stock Option (right to buy) | |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | 14 Feb 2025 | 350,002 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Nelson Sun | Chief Financial Officer | 14 Feb 2025 | 7,001 | 89,484 | - | - | Common Stock | ||
| Nelson Sun | Chief Financial Officer | 14 Feb 2025 | 59,332 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Nelson Sun | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 16.00 per share. | 14 Feb 2025 | 10,000 | 99,484 | - | 16 | 160,000 | Common Stock |
| Jeffrey Chi | Director | 14 Feb 2025 | 1,130,135 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Jeffrey Chi | Director | 14 Feb 2025 | 133,364 | 133,364 | - | - | Common Stock | ||
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 16.00 per share. | 14 Feb 2025 | 16,542 | 1,496,175 | - | 16 | 264,672 | Common Stock |
| Tien-Li Lee | Director, Chief Executive Officer, Ten Percent Owner | 14 Feb 2025 | 41,303 | 1,479,633 | - | - | Common Stock |