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  2. SECTOR : PHARMA & BIOTECH
  3. INDUSTRY : BIOTECH
  4. ADMA BIOLOGICS INC
Adma Biologics Inc
XNAS: ADMA
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10.31 0.13 (1.28%)
49.61% Fall from 52W High
3.8M
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XNAS 13 Oct, 2026 5:30 PM (EDT)

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Insider Trading disclosures for Adma Biologics Inc

The latest disclosure was made by Ms. Kaitlin Kestenberg in Adma Biologics Inc where a trade of 3,177 Common Stock done at an average price of $8.4 was reported to US exchanges on July 24, 2026.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.37 per share. 24 Jul 2026 3,177 443,061 (0%) 0% 8.4 26,591 Common Stock
Mr. P. Terence Kohler, Jr CFO and Treasurer 16 Jul 2026 136,363 136,363 - - Stock Option (Right to Buy)
Mr. P. Terence Kohler, Jr CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2026 85,130 143,149 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman, B.A.,PhD Director Purchase of securities on an exchange or from another person at price $ 7.91 per share. 27 May 2026 6,400 520,284 (0%) 0% 7.9 50,624 Common Stock
Dr. Jerrold B. Grossman, B.A.,PhD Director Purchase of securities on an exchange or from another person at price $ 8.01 per share. 12 May 2026 12,500 513,884 (0%) 0% 8.0 100,125 Common Stock
Dr. Jerrold B. Grossman, B.A.,PhD Director Purchase of securities on an exchange or from another person at price $ 8.01 per share. 11 May 2026 12,500 501,384 (0%) 0% 8.0 100,125 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.11 per share. 01 Apr 2026 20,362 446,238 (0%) 0% 9.1 185,498 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 16 Mar 2026 15,000 2,133,777 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 16 Mar 2026 15,000 690,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 15.16 per share. 16 Mar 2026 6,000 2,112,777 (2%) 0% 15.2 90,960 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 15.16 per share. 16 Mar 2026 15,000 2,118,777 (2%) 0% 15.2 227,400 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 16 Mar 2026 15,000 2,133,777 (2%) 0% 5.4 81,000 -
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 15.16 per share. 16 Mar 2026 15,000 2,118,777 (2%) 0% 15.2 227,400 -
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 15.16 per share. 16 Mar 2026 6,000 2,112,777 (2%) 0% 15.2 90,960 -
Mr. Lawrence P. Guiheen Director Gift of securities by or to the insider at price $ 0.00 per share. 13 Mar 2026 30,000 105,520 (0%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director 13 Mar 2026 30,000 23,837 - - Stock Option (Right to Buy)
Mr. Lawrence P. Guiheen Director Gift of securities by or to the insider at price $ 0.00 per share. 13 Mar 2026 30,000 30,000 (0%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. 13 Mar 2026 30,000 135,520 (0%) 0% 3.7 109,800 Common Stock
Mr. Lawrence P. Guiheen Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. 13 Mar 2026 30,000 135,520 (0%) 0% 3.7 109,800 -
Mr. Lawrence P. Guiheen Director Gift of securities by or to the insider at price $ 0.00 per share. 13 Mar 2026 30,000 105,520 (0%) 0% 0 -
Mr. Lawrence P. Guiheen Director Gift of securities by or to the insider at price $ 0.00 per share. 13 Mar 2026 30,000 30,000 (0%) 0% 0 -
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. 06 Mar 2026 56,438 2,148,290 (2%) 0% 15.4 868,581 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. 06 Mar 2026 29,513 2,118,777 (2%) 0% 15.4 454,205 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 06 Mar 2026 2,175 2,825 - - Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance 06 Mar 2026 1,250 1,250 - - Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance 06 Mar 2026 2,500 2,500 - - Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance Sale of securities on an exchange or to another person at price $ 15.63 per share. 06 Mar 2026 10,096 466,600 (0%) 0% 15.6 157,800 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.55 per share. 06 Mar 2026 2,175 476,696 (0%) 0% 1.5 3,371 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. 06 Mar 2026 1,525 474,521 (0%) 0% 2.4 3,584 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.83 per share. 06 Mar 2026 2,646 472,996 (0%) 0% 2.8 7,488 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.31 per share. 06 Mar 2026 1,250 470,350 (0%) 0% 4.3 5,388 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. 06 Mar 2026 2,500 469,100 (0%) 0% 5 12,500 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Other type of transaction at price $ 0.00 per share. 06 Mar 2026 91,266 466,600 (0%) 0% 0 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. 06 Mar 2026 4,235 557,866 (0%) 0% 15.4 65,177 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. 06 Mar 2026 10,059 562,101 (0%) 0% 15.4 154,808 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 06 Mar 2026 1,525 2,225 - - Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance 06 Mar 2026 2,646 2,771 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. 06 Mar 2026 56,438 2,148,290 (2%) 0% 15.4 868,581 -
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.39 per share. 06 Mar 2026 29,513 2,118,777 (2%) 0% 15.4 454,205 -
Mr. Steven A. Elms Director Purchase of securities on an exchange or from another person at price $ 15.39 per share. 05 Mar 2026 7,000 2,045,730 (2%) 0% 15.4 107,730 Common Stock
Mr. Steven A. Elms Director Purchase of securities on an exchange or from another person at price $ 15.67 per share. 05 Mar 2026 7,000 2,038,730 (2%) 0% 15.7 109,690 Common Stock
Mr. Steven A. Elms Director Purchase of securities on an exchange or from another person at price $ 15.67 per share. 05 Mar 2026 7,000 2,038,730 (2%) 0% 15.7 109,690 -
Mr. Steven A. Elms Director Purchase of securities on an exchange or from another person at price $ 15.39 per share. 05 Mar 2026 7,000 2,045,730 (2%) 0% 15.4 107,730 -
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.18 per share. 26 Feb 2026 54,858 2,204,728 (2%) 0% 15.2 832,744 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.18 per share. 26 Feb 2026 54,858 2,204,728 (2%) 0% 15.2 832,744 -
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.32 per share. 19 Feb 2026 24,793 2,259,586 (2%) 0% 16.3 404,622 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.32 per share. 19 Feb 2026 8,161 572,160 (0%) 0% 16.3 133,188 Common Stock
Mr. Brad L. Tade CFO and Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.32 per share. 19 Feb 2026 6,479 232,940 (0%) 0% 16.3 105,737 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.32 per share. 19 Feb 2026 24,793 2,259,586 (2%) 0% 16.3 404,622 -
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.08 per share. 17 Feb 2026 6,000 2,284,379 (2%) 0% 16.1 96,480 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.08 per share. 17 Feb 2026 15,000 2,290,379 (2%) 0% 16.1 241,200 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 17 Feb 2026 15,000 2,305,379 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 17 Feb 2026 15,000 705,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 17 Feb 2026 15,000 2,305,379 (2%) 0% 5.4 81,000 -
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.08 per share. 17 Feb 2026 15,000 2,290,379 (2%) 0% 16.1 241,200 -
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.08 per share. 17 Feb 2026 6,000 2,284,379 (2%) 0% 16.1 96,480 -
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 98,020 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director 09 Feb 2026 17,730 17,730 - - Stock Option (Right to Buy)
Dr. Jerrold B. Grossman, B.A.,PhD Director 09 Feb 2026 17,730 17,730 - - Stock Option (Right to Buy)
Dr. Jerrold B. Grossman, B.A.,PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 488,884 (0%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President and CEO 09 Feb 2026 444,711 444,711 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 282,529 2,290,379 (2%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 105,520 (0%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director 09 Feb 2026 17,730 17,730 - - Stock Option (Right to Buy)
Ms. Alison Cecily Finger, M.B.A. Director 09 Feb 2026 17,730 17,730 - - Stock Option (Right to Buy)
Ms. Alison Cecily Finger, M.B.A. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 45,619 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director 09 Feb 2026 17,730 17,730 - - Stock Option (Right to Buy)
Dr. Young T. Kwon, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 263,020 (0%) 0% 0 Common Stock
Mr. Eduardo Rene Salas Director 09 Feb 2026 17,730 17,730 - - Stock Option (Right to Buy)
Mr. Eduardo Rene Salas Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 21,579 (0%) 0% 0 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 09 Feb 2026 144,230 144,230 - - Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 91,631 580,321 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 488,884 (0%) 0% 0 -
Dr. Young T. Kwon, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 263,020 (0%) 0% 0 -
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 105,520 (0%) 0% 0 -
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 282,529 2,290,379 (2%) 0% 0 -
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2026 10,690 98,020 (0%) 0% 0 -
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 19.79 per share. 15 Dec 2025 15,000 2,013,850 (2%) 0% 19.8 296,850 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 15 Dec 2025 15,000 2,028,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 19.79 per share. 15 Dec 2025 6,000 2,007,850 (2%) 0% 19.8 118,740 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Dec 2025 15,000 720,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 19 Nov 2025 15,000 2,034,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 19 Nov 2025 15,000 735,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.00 per share. 19 Nov 2025 6,000 2,013,850 (2%) 0% 16 96,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.00 per share. 19 Nov 2025 15,000 2,019,850 (2%) 0% 16 240,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 24 Oct 2025 15,000 2,040,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 24 Oct 2025 15,000 750,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.00 per share. 24 Oct 2025 6,000 2,019,850 (2%) 0% 16 96,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.00 per share. 24 Oct 2025 15,000 2,025,850 (2%) 0% 16 240,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.13 per share. 15 Sep 2025 6,000 2,025,850 (2%) 0% 16.1 96,780 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.13 per share. 15 Sep 2025 15,000 2,031,850 (2%) 0% 16.1 241,950 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 15 Sep 2025 15,000 2,046,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Sep 2025 15,000 765,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 15 Aug 2025 15,000 2,052,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2025 15,000 780,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.88 per share. 15 Aug 2025 6,000 2,031,850 (2%) 0% 16.9 101,280 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 16.88 per share. 15 Aug 2025 15,000 2,037,850 (2%) 0% 16.9 253,200 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.98 per share. 30 Jul 2025 2,500 489,898 (0%) 0% 9.0 22,450 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.59 per share. 30 Jul 2025 1,208 488,690 (0%) 0% 18.6 22,457 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 30 Jul 2025 2,500 0 - - Employee Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.31 per share. 24 Jul 2025 3,027 487,398 (0%) 0% 17.3 52,397 Common Stock
Mr. Brad L. Tade CFO and Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.31 per share. 24 Jul 2025 7,123 239,419 (0%) 0% 17.3 123,299 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 15 Jul 2025 15,000 2,058,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Jul 2025 15,000 795,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 18.66 per share. 15 Jul 2025 6,000 2,037,850 (2%) 0% 18.7 111,960 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 18.66 per share. 15 Jul 2025 15,000 2,043,850 (2%) 0% 18.7 279,900 Common Stock
Mr. Brad L. Tade CFO and Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.40 per share. 26 Jun 2025 9,838 246,542 (0%) 0% 18.4 181,019 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 20.81 per share. 16 Jun 2025 15,000 2,049,850 (2%) 0% 20.8 312,150 Common Stock
Mr. Adam S. Grossman Director, President and CEO 16 Jun 2025 15,000 810,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 20.81 per share. 16 Jun 2025 6,000 2,043,850 (2%) 0% 20.8 124,860 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 16 Jun 2025 15,000 2,064,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Steven A. Elms Director 12 Jun 2025 9,000 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 37,541 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 51,630 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 53,172 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 55,000 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 15,000 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 30,000 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 17,500 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 53,837 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director 12 Jun 2025 10,000 0 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 20.24 per share. 12 Jun 2025 194,749 87,330 (0%) 0% 20.2 3,941,720 Common Stock
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 20.82 per share. 12 Jun 2025 137,931 282,079 (0%) 0% 20.8 2,871,723 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 12 Jun 2025 37,541 420,010 (0%) 0% 5.4 202,721 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.35 per share. 12 Jun 2025 51,630 382,469 (0%) 0% 3.4 172,961 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.67 per share. 12 Jun 2025 53,172 330,839 (0%) 0% 1.7 88,797 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. 12 Jun 2025 55,000 277,667 (0%) 0% 2.4 129,250 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.92 per share. 12 Jun 2025 15,000 222,667 (0%) 0% 2.9 43,725 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.89 per share. 12 Jun 2025 30,000 207,667 (0%) 0% 3.9 116,700 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.91 per share. 12 Jun 2025 17,500 177,667 (0%) 0% 4.9 85,925 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. 12 Jun 2025 53,837 160,167 (0%) 0% 3.7 197,043 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. 12 Jun 2025 10,000 106,330 (0%) 0% 5 50,000 Common Stock
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. 12 Jun 2025 9,000 96,330 (0%) 0% 6.0 53,640 Common Stock
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 21.69 per share. 12 Jun 2025 92,941 2,031,730 (2%) 0% 21.7 2,015,890 Common Stock
Dr. Jerrold B. Grossman, B.A.,PhD Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. 09 Jun 2025 10,000 488,194 (0%) 0% 5 50,000 Common Stock
Dr. Jerrold B. Grossman, B.A.,PhD Director 09 Jun 2025 10,000 0 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman, B.A.,PhD Director Sale of securities on an exchange or to another person at price $ 21.31 per share. 09 Jun 2025 10,000 478,194 (0%) 0% 21.3 213,100 Common Stock
Mr. Lawrence P. Guiheen Director Sale of securities on an exchange or to another person at price $ 20.96 per share. 09 Jun 2025 20,000 94,830 (0%) 0% 21.0 419,200 Common Stock
Mr. Lawrence P. Guiheen Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. 21 May 2025 7,779 122,609 (0%) 0% 6.0 46,363 Common Stock
Mr. Lawrence P. Guiheen Director 21 May 2025 1,221 0 - - Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director 21 May 2025 7,779 1,221 - - Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director Sale of securities on an exchange or to another person at price $ 20.12 per share. 21 May 2025 1,221 114,830 (0%) 0% 20.1 24,567 Common Stock
Mr. Lawrence P. Guiheen Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. 21 May 2025 1,221 116,051 (0%) 0% 6.0 7,277 Common Stock
Mr. Lawrence P. Guiheen Director Sale of securities on an exchange or to another person at price $ 20.32 per share. 21 May 2025 7,779 114,830 (0%) 0% 20.3 158,069 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 15 May 2025 15,000 2,070,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 May 2025 15,000 825,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 19.45 per share. 15 May 2025 6,000 2,049,850 (2%) 0% 19.5 116,700 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 19.45 per share. 15 May 2025 15,000 2,055,850 (2%) 0% 19.5 291,750 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 21.46 per share. 15 Apr 2025 6,000 2,055,850 (2%) 0% 21.5 128,760 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Apr 2025 15,000 840,950 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 21.46 per share. 15 Apr 2025 15,000 2,061,850 (2%) 0% 21.5 321,900 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 15 Apr 2025 15,000 2,076,850 (2%) 0% 5.4 81,000 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.42 per share. 01 Apr 2025 18,920 490,425 (0%) 0% 19.4 367,426 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.40 per share. 19 Mar 2025 15,000 2,082,850 (2%) 0% 5.4 81,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO 19 Mar 2025 15,000 855,950 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 18.92 per share. 19 Mar 2025 6,000 2,061,850 (2%) 0% 18.9 113,520 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 18.92 per share. 19 Mar 2025 15,000 2,067,850 (2%) 0% 18.9 283,800 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.91 per share. 06 Mar 2025 56,438 2,097,363 (2%) 0% 16.9 954,367 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.02 per share. 06 Mar 2025 29,513 2,067,850 (2%) 0% 17.0 502,311 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.02 per share. 06 Mar 2025 3,935 509,345 (0%) 0% 17.0 66,974 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.91 per share. 06 Mar 2025 8,881 513,280 (0%) 0% 16.9 150,178 Common Stock
Mr. Brad L. Tade CFO and Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.78 per share. 26 Feb 2025 5,280 256,380 (0%) 0% 15.8 83,318 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.44 per share. 25 Feb 2025 18,018 2,208,668 (2%) 0% 15.4 278,198 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.78 per share. 25 Feb 2025 54,867 2,153,801 (2%) 0% 15.8 865,801 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.44 per share. 25 Feb 2025 1,855 522,161 (0%) 0% 15.4 28,641 Common Stock
Mr. Steven A. Elms Director 19 Feb 2025 16,279 16,279 - - Stock Option (Right to Buy)
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 10,889 87,330 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman, B.A.,PhD Director 19 Feb 2025 16,279 16,279 - - Stock Option (Right to Buy)
Dr. Jerrold B. Grossman, B.A.,PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 10,889 478,194 (0%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President and CEO 19 Feb 2025 376,744 376,744 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 252,022 2,226,686 (2%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 10,889 164,830 (0%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director 19 Feb 2025 16,279 16,279 - - Stock Option (right to buy)
Ms. Alison Cecily Finger, M.B.A. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 10,889 34,929 (0%) 0% 0 Common Stock
Ms. Alison Cecily Finger, M.B.A. Director 19 Feb 2025 16,279 16,279 - - Stock Option (right to buy)
Dr. Young T. Kwon, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 10,889 252,330 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director 19 Feb 2025 16,279 16,279 - - Stock Option (right to buy)
Mr. Eduardo Rene Salas Director 19 Feb 2025 16,279 16,279 - - Stock Option (right to buy)
Mr. Eduardo Rene Salas Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 10,889 10,889 (0%) 0% 0 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 19 Feb 2025 116,279 116,279 - - Stock Option (right to buy)
Ms. Kaitlin Kestenberg COO and SVP, Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 77,784 524,016 (0%) 0% 0 Common Stock
Mr. Brad L. Tade CFO and Treasurer 19 Feb 2025 93,023 93,023 - - Stock Option (right to buy)
Mr. Brad L. Tade CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Feb 2025 62,227 261,660 (0%) 0% 0 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. 30 Jan 2025 5,000 449,587 (0%) 0% 10.8 54,000 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.10 per share. 30 Jan 2025 3,355 446,232 (0%) 0% 16.1 54,016 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 30 Jan 2025 5,000 0 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.15 per share. 31 Dec 2024 14,343 1,974,664 (2%) 0% 17.1 245,982 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.15 per share. 31 Dec 2024 1,854 444,587 (0%) 0% 17.1 31,796 Common Stock
Mr. Eduardo Rene Salas Director 30 Dec 2024 20,011 20,011 - - Stock Option (right to buy)
Mr. Steven A. Elms Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. 27 Nov 2024 9,000 2,124,671 (2%) 0% 10.8 97,200 Common Stock
Mr. Steven A. Elms Director 27 Nov 2024 9,000 0 - - Stock Option (Right to Buy)
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 21.10 per share. 22 Nov 2024 48,967 1,989,007 (2%) 0% 21.1 1,033,204 Common Stock
Mr. Brad L. Tade CFO and Treasurer Sale of securities on an exchange or to another person at price $ 21.15 per share. 22 Nov 2024 15,000 199,433 (0%) 0% 21.2 317,250 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.99 per share. 30 Sep 2024 21,752 2,037,974 (2%) 0% 20.0 434,822 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.99 per share. 30 Sep 2024 2,647 446,441 (0%) 0% 20.0 52,914 Common Stock
Mr. Lawrence P. Guiheen Director Sale of securities on an exchange or to another person at price $ 18.47 per share. 09 Sep 2024 9,000 153,941 (0%) 0% 18.5 166,189 Common Stock
Mr. Lawrence P. Guiheen Director 09 Sep 2024 9,000 0 - - Common Stock
Mr. Lawrence P. Guiheen Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. 09 Sep 2024 9,000 162,941 (0%) 0% 10.8 97,200 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Sale of securities on an exchange or to another person at price $ 16.90 per share. 30 Aug 2024 24,150 449,088 (0%) 0% 16.9 408,050 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 30 Aug 2024 8,125 3,750 - - Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 30 Aug 2024 4,375 0 - - Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 30 Aug 2024 6,650 0 - - Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 30 Aug 2024 5,000 0 - - Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. 30 Aug 2024 8,125 457,213 (0%) 0% 2.4 19,094 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.59 per share. 30 Aug 2024 4,375 461,588 (0%) 0% 2.6 11,331 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.94 per share. 30 Aug 2024 6,650 468,238 (0%) 0% 5.9 39,501 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.72 per share. 30 Aug 2024 5,000 473,238 (0%) 0% 4.7 23,600 Common Stock
Dr. Jerrold B. Grossman, B.A. Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. 29 Aug 2024 9,000 604,166 (0%) 0% 10.8 97,200 Common Stock
Dr. Jerrold B. Grossman, B.A. Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. 29 Aug 2024 118,861 586,166 (0%) 0% 3.7 435,031 Common Stock
Dr. Jerrold B. Grossman, B.A. Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. 29 Aug 2024 9,000 595,166 (0%) 0% 6.0 53,640 Common Stock
Dr. Jerrold B. Grossman, B.A. Director 29 Aug 2024 118,861 0 - - Common Stock
Dr. Jerrold B. Grossman, B.A. Director 29 Aug 2024 9,000 0 - - Common Stock
Dr. Jerrold B. Grossman, B.A. Director 29 Aug 2024 9,000 0 - - Common Stock
Dr. Jerrold B. Grossman, B.A. Director Sale of securities on an exchange or to another person at price $ 17.27 per share. 29 Aug 2024 136,861 467,305 (0%) 0% 17.3 2,363,932 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.35 per share. 26 Aug 2024 64,405 2,124,131 (2%) 0% 3.4 215,757 Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 47,396 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 341,960 741,020 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 60,000 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 40,500 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 16,984 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 55,000 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 26 Aug 2024 64,405 1,082,980 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 17.29 per share. 26 Aug 2024 389,356 2,059,726 (2%) 0% 17.3 6,732,900 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.91 per share. 26 Aug 2024 47,396 2,449,082 (2%) 0% 2.9 138,159 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.35 per share. 26 Aug 2024 341,960 2,401,686 (2%) 0% 3.4 1,145,566 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 17.69 per share. 26 Aug 2024 236,889 2,059,726 (2%) 0% 17.7 4,191,088 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.80 per share. 26 Aug 2024 60,000 2,296,615 (2%) 0% 10.8 648,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.37 per share. 26 Aug 2024 40,500 2,236,615 (2%) 0% 9.4 379,485 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.96 per share. 26 Aug 2024 16,984 2,196,115 (2%) 0% 6.0 101,225 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.00 per share. 26 Aug 2024 55,000 2,179,131 (2%) 0% 5 275,000 Common Stock
Dr. Young T. Kwon, PhD Director Sale of securities on an exchange or to another person at price $ 18.26 per share. 23 Aug 2024 60,000 241,441 (0%) 0% 18.3 1,095,600 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.58 per share. 24 Jul 2024 2,502 449,088 (0%) 0% 13.6 33,977 Common Stock
Mr. Brad L. Tade CFO and Treasurer 24 Jul 2024 115,100 115,100 - - Stock Option (right to buy)
Mr. Brad L. Tade CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2024 72,400 214,433 (0%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President,CEO, and Interim CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.18 per share. 30 Jun 2024 21,752 2,059,726 (2%) 0% 11.2 243,187 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.18 per share. 30 Jun 2024 2,085 451,590 (0%) 0% 11.2 23,310 Common Stock
Mr. Adam S. Grossman Director, President,CEO, and Interim CFO Other type of transaction at price $ 3.21 per share. 14 Jun 2024 460,000 2,191,475 (2%) 0% 3.2 1,476,600 Common Stock
Mr. Adam S. Grossman Director, President,CEO, and Interim CFO Sale of securities on an exchange or to another person at price $ 10.72 per share. 14 Jun 2024 100,000 2,081,475 (2%) 0% 10.7 1,071,980 Common Stock
Mr. Adam S. Grossman Director, President,CEO, and Interim CFO Gift of securities by or to the insider at price $ 0.00 per share. 14 Jun 2024 10,000 2,181,475 (2%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President,CEO, and Interim CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.60 per share. 31 Mar 2024 21,752 2,651,475 (3%) 0% 6.6 143,563 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.60 per share. 31 Mar 2024 2,085 112,190 (0%) 0% 6.6 13,761 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2024 192,320 304,510 (0%) 0% 0 Common Stock
Ms. Kaitlin Kestenberg COO and SVP, Compliance 31 Mar 2024 300,328 300,328 - - Stock Option (right to buy)
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 6.01 per share. 18 Mar 2024 49,887 2,527,500 (2%) 0% 6.0 299,821 Common Stock
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 6.08 per share. 18 Mar 2024 411,829 2,115,671 (2%) 0% 6.1 2,503,920 Common Stock
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 6.05 per share. 13 Mar 2024 448,276 2,760,395 (3%) 0% 6.1 2,712,070 Common Stock
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 6.21 per share. 13 Mar 2024 407,000 3,208,671 (3%) 0% 6.2 2,527,470 Common Stock
Mr. Steven A. Elms Director Sale of securities on an exchange or to another person at price $ 6.01 per share. 13 Mar 2024 183,008 2,577,387 (2%) 0% 6.0 1,099,878 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.12 per share. 06 Mar 2024 16,677 719,967 (0%) 0% 6.1 102,063 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.16 per share. 06 Mar 2024 16,965 703,002 (0%) 0% 6.2 104,504 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.12 per share. 06 Mar 2024 55,003 2,701,990 (3%) 0% 6.1 336,618 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.16 per share. 06 Mar 2024 28,763 2,673,227 (3%) 0% 6.2 177,180 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.36 per share. 29 Feb 2024 4,935 736,644 (0%) 0% 5.4 26,452 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.36 per share. 29 Feb 2024 9,588 2,756,993 (3%) 0% 5.4 51,392 Common Stock
Mr. Bryant E. Fong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 24,040 83,941 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director 26 Feb 2024 37,541 37,541 - - Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director 26 Feb 2024 37,541 37,541 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 557,728 2,766,581 (3%) 0% 0 Common Stock
Ms. Alison Cecily Finger, M.B.A. Director 26 Feb 2024 37,541 37,541 - - Stock Option (right to buy)
Mr. Bryant E. Fong Director 26 Feb 2024 37,541 37,541 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO 26 Feb 2024 870,950 870,950 - - Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 24,040 153,941 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman, B.A. Director 26 Feb 2024 37,541 37,541 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman, B.A. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 24,040 467,305 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 24,040 301,441 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director 26 Feb 2024 37,541 37,541 - - Stock Option (right to buy)
Ms. Alison Cecily Finger, M.B.A. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 24,040 24,040 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2024 24,040 76,441 (0%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.26 per share. 25 Feb 2024 22,457 2,208,853 (2%) 0% 5.3 118,124 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.26 per share. 25 Feb 2024 8,257 741,579 (0%) 0% 5.3 43,432 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. 31 Dec 2023 23,057 2,231,310 (2%) 0% 4.5 104,218 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.52 per share. 31 Dec 2023 16,908 749,836 (0%) 0% 4.5 76,424 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.58 per share. 30 Sep 2023 15,268 766,744 (0%) 0% 3.6 54,659 -
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.58 per share. 30 Sep 2023 18,718 2,254,367 (2%) 0% 3.6 67,010 -
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 3.71 per share. 30 Aug 2023 130,000 443,265 (0%) 0% 3.7 482,144 Common Stock
Dr. Young T. Kwon, PhD Director Purchase of securities on an exchange or from another person at price $ 3.90 per share. 24 Aug 2023 25,000 277,401 (0%) 0% 3.9 97,500 Common Stock
Mr. Bryant E. Fong Director Sale of securities on an exchange or to another person at price $ 3.87 per share. 22 Aug 2023 1,433,304 0 (0%) 1% 3.9 5,544,737 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.15 per share. 18 Aug 2023 250,000 2,273,085 (2%) 0% 4.2 1,038,350 -
Mr. Brian Lenz EVP, CFO Sale of securities on an exchange or to another person at price $ 4.45 per share. 15 Aug 2023 178,184 782,013 (0%) 0% 4.5 793,400 Common Stock
Mr. Brian Lenz EVP, CFO 15 Aug 2023 192,472 0 - - Stock Option (Right to Buy)
Mr. Brian Lenz EVP, CFO 15 Aug 2023 150,000 0 - - Stock Option (Right to Buy)
Mr. Brian Lenz EVP, CFO 15 Aug 2023 200,000 0 - - Stock Option (Right to Buy)
Mr. Brian Lenz EVP, CFO 15 Aug 2023 85,416 14,584 - - Stock Option (Right to Buy)
Mr. Brian Lenz EVP, CFO 15 Aug 2023 83,979 55,021 - - Stock Option (Right to Buy)
Mr. Brian Lenz EVP, CFO 15 Aug 2023 97,395 177,605 - - Stock Option (Right to Buy)
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.61 per share. 15 Aug 2023 631,078 960,197 (1%) 0% 4.6 2,909,270 Common Stock
Mr. Brian Lenz EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. 15 Aug 2023 192,472 1,591,275 (1%) 0% 3.7 704,448 Common Stock
Mr. Brian Lenz EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.71 per share. 15 Aug 2023 150,000 1,398,803 (1%) 0% 3.7 556,500 Common Stock
Mr. Brian Lenz EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. 15 Aug 2023 200,000 1,248,803 (1%) 0% 3.2 644,000 Common Stock
Mr. Brian Lenz EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.92 per share. 15 Aug 2023 85,416 1,048,803 (1%) 0% 2.9 249,415 Common Stock
Mr. Brian Lenz EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. 15 Aug 2023 83,979 963,387 (1%) 0% 2.4 197,351 Common Stock
Mr. Brian Lenz EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.67 per share. 15 Aug 2023 97,395 879,408 (1%) 0% 1.7 162,650 Common Stock
Mr. Brian Lenz EVP, CFO Sale of securities on an exchange or to another person at price $ 4.60 per share. 15 Aug 2023 211,578 782,013 (0%) 0% 4.6 972,730 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.35 per share. 15 Aug 2023 277,131 3,012,716 (3%) 0% 2.4 651,258 Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2023 583,224 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2023 350,000 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2023 400,000 0 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2023 277,604 47,396 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2023 277,131 181,569 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO 15 Aug 2023 212,500 387,500 - - Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.33 per share. 15 Aug 2023 3 2,523,085 (2%) 0% 4.3 13 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.67 per share. 15 Aug 2023 212,500 2,735,585 (3%) 0% 1.7 354,875 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.61 per share. 15 Aug 2023 1,589,987 2,523,088 (2%) 1% 4.6 7,329,840 Common Stock
Mr. Adam S. Grossman Director, President and CEO Sale of securities on an exchange or to another person at price $ 4.54 per share. 15 Aug 2023 510,469 4,113,075 (4%) 0% 4.5 2,318,959 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.66 per share. 15 Aug 2023 583,224 4,623,544 (5%) 0% 3.7 2,134,600 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.71 per share. 15 Aug 2023 350,000 4,040,320 (4%) 0% 3.7 1,298,500 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.22 per share. 15 Aug 2023 400,000 3,690,320 (4%) 0% 3.2 1,288,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.92 per share. 15 Aug 2023 277,604 3,290,320 (3%) 0% 2.9 809,216 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.69 per share. 30 Jun 2023 15,268 993,591 (1%) 0% 3.7 56,339 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.69 per share. 30 Jun 2023 20,051 2,523,085 (2%) 0% 3.7 73,988 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. 31 Mar 2023 15,469 1,008,858 (1%) 0% 3.3 51,202 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.31 per share. 31 Mar 2023 17,853 2,543,139 (2%) 0% 3.3 59,093 Common Stock
Ms. Martha J. Demski Director 06 Mar 2023 51,630 51,630 - - Employee Stock Option (right to buy)
Ms. Martha J. Demski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2023 25,815 56,601 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2023 25,815 52,401 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director 06 Mar 2023 51,630 51,630 - - Employee Stock Option (right to buy)
Dr. Jerrold B. Grossman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2023 25,815 313,265 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman Director 06 Mar 2023 51,630 51,630 - - Employee Stock Option (right to buy)
Mr. Bryant E. Fong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2023 25,815 59,901 (0%) 0% 0 Common Stock
Mr. Bryant E. Fong Director 06 Mar 2023 51,630 51,630 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director 06 Mar 2023 51,630 51,630 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2023 25,815 129,901 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director 06 Mar 2023 51,630 51,630 - - Employee Stock Option (right to buy)
Dr. Young T. Kwon, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2023 25,815 252,401 (0%) 0% 0 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. 25 Feb 2023 1,559 919,044 (1%) 0% 3.4 5,332 Common Stock
Mr. Brian Lenz EVP, CFO 25 Feb 2023 270,345 270,345 - - Employee Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. 25 Feb 2023 16,965 1,024,327 (1%) 0% 3.4 57,681 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.55 per share. 25 Feb 2023 5,000 906,117 (1%) 0% 3.6 17,750 Common Stock
Mr. Brian Lenz EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2023 135,175 1,041,292 (1%) 0% 0 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. 25 Feb 2023 7,927 911,117 (1%) 0% 3.4 27,110 Common Stock
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2023 573,695 2,584,599 (2%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.55 per share. 25 Feb 2023 7,507 2,010,904 (2%) 0% 3.6 26,650 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. 25 Feb 2023 14,412 2,018,411 (2%) 0% 3.4 49,289 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.42 per share. 25 Feb 2023 4,018 2,032,823 (2%) 0% 3.4 13,742 Common Stock
Mr. Adam S. Grossman Director, President and CEO 25 Feb 2023 1,147,385 1,147,385 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.40 per share. 25 Feb 2023 23,607 2,560,992 (2%) 0% 3.4 80,264 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.87 per share. 04 Jan 2023 114,222 920,603 (1%) 0% 3.9 442,039 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.87 per share. 04 Jan 2023 166,867 2,036,841 (2%) 0% 3.9 645,775 Common Stock
Mr. Brian Lenz EVP, CFO Purchase of securities on an exchange or from another person at price $ 2.86 per share. 09 Dec 2022 6,993 1,034,825 (1%) 0% 2.9 20,000 -
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.86 per share. 09 Dec 2022 14,983 2,203,708 (2%) 0% 2.9 42,851 -
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.86 per share. 09 Dec 2022 14,982 1,143,426 (1%) 0% 2.9 42,849 -
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share. 30 Sep 2022 73,678 1,027,832 (1%) 0% 2.4 179,038 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.43 per share. 30 Sep 2022 101,315 2,188,725 (2%) 0% 2.4 246,195 Common Stock
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.43 per share. 11 May 2022 51,965 1,101,510 (1%) 0% 1.4 74,310 -
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.43 per share. 11 May 2022 70,004 2,290,040 (2%) 0% 1.4 100,106 -
Mr. Brian Lenz EVP, CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.46 per share. 23 Mar 2022 37,178 1,153,475 (1%) 0% 1.5 54,280 Common Stock
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.46 per share. 23 Mar 2022 50,539 2,360,044 (2%) 0% 1.5 73,787 Common Stock
Ms. Martha J. Demski Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 26,586 30,786 (0%) 0% 0 Common Stock
Ms. Martha J. Demski Director 07 Mar 2022 53,172 53,172 - - Employee Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO 07 Mar 2022 275,000 275,000 - - Employee Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 137,500 1,190,653 (1%) 0% 0 Common Stock
Mr. Steven A. Elms Director 07 Mar 2022 53,172 53,172 - - Employee Stock Option (right to buy)
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 26,586 26,586 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 26,586 287,450 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman Director 07 Mar 2022 53,172 53,172 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO 07 Mar 2022 600,000 600,000 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 300,000 2,410,583 (2%) 0% 0 Common Stock
Mr. Bryant E. Fong Director 07 Mar 2022 53,172 53,172 - - Employee Stock Option (right to buy)
Mr. Bryant E. Fong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 26,586 34,086 (0%) 0% 0 Common Stock
Mr. Lawrence P. Guiheen Director 07 Mar 2022 53,172 53,172 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 26,586 104,086 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2022 26,586 226,586 (0%) 0% 0 Common Stock
Dr. Young T. Kwon, PhD Director 07 Mar 2022 53,172 53,172 - - Employee Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO Purchase of securities on an exchange or from another person at price $ 1.00 per share. 25 Oct 2021 30,000 1,065,501 (1%) 0% 1 30,000 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 1.00 per share. 25 Oct 2021 100,000 260,864 (0%) 0% 1 100,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.00 per share. 25 Oct 2021 250,000 1,128,444 (1%) 0% 1 250,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 1.00 per share. 25 Oct 2021 100,000 2,137,616 (2%) 0% 1 100,000 Common Stock
Dr. Young T. Kwon, PhD Director Purchase of securities on an exchange or from another person at price $ 1.00 per share. 25 Oct 2021 100,000 200,000 (0%) 0% 1 100,000 Common Stock
Dr. Young T. Kwon, PhD Director 15 Oct 2021 93,500 93,500 - - Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2021 495,000 630,501 (0%) 0% 0 -
Mr. Brian Lenz EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2021 405,000 1,035,501 (1%) 0% 0 -
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2021 907,500 1,295,116 (1%) 1% 0 -
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Sep 2021 742,500 2,037,616 (2%) 0% 0 -
Ms. Martha J. Demski Director 25 Feb 2021 55,000 55,000 - - Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO 25 Feb 2021 139,000 139,000 - - Employee Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2021 63,936 140,078 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director 25 Feb 2021 55,000 55,000 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman Director 25 Feb 2021 55,000 55,000 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO 25 Feb 2021 458,700 458,700 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2021 221,447 397,545 (0%) 0% 0 Common Stock
Mr. Bryant E. Fong Director 25 Feb 2021 55,000 55,000 - - Stock Option (right to buy)
Dr. James Mond, PhD. EVP, CSO and CMO Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Feb 2021 64,361 137,535 (0%) 0% 0 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO 25 Feb 2021 139,000 139,000 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director 25 Feb 2021 55,000 55,000 - - Stock Option (right to buy)
Ms. Martha J. Demski Director Purchase of securities on an exchange or from another person at price $ 2.29 per share. 11 Sep 2020 2,200 4,200 (0%) 0% 2.3 5,038 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 2.22 per share. 10 Sep 2020 5,000 160,864 (0%) 0% 2.2 11,100 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.24 per share. 08 Sep 2020 4,000 176,098 (0%) 0% 2.2 8,960 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO Purchase of securities on an exchange or from another person at price $ 2.20 per share. 08 Sep 2020 4,000 73,174 (0%) 0% 2.2 8,800 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 2.56 per share. 21 Aug 2020 5,000 155,564 (0%) 0% 2.6 12,800 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 2.62 per share. 21 Aug 2020 300 155,864 (0%) 0% 2.6 786 Common Stock
Ms. Martha J. Demski Director Purchase of securities on an exchange or from another person at price $ 2.88 per share. 13 Aug 2020 2,000 2,000 (0%) 0% 2.9 5,760 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 2.89 per share. 12 Aug 2020 5,000 145,564 (0%) 0% 2.9 14,450 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 2.90 per share. 12 Aug 2020 5,000 150,564 (0%) 0% 2.9 14,475 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 2.87 per share. 12 Aug 2020 200 140,564 (0%) 0% 2.9 574 Common Stock
Mr. Brian Lenz EVP, CFO Purchase of securities on an exchange or from another person at price $ 2.96 per share. 11 Aug 2020 4,000 76,142 (0%) 0% 3.0 11,860 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.97 per share. 10 Aug 2020 1,000 172,098 (0%) 0% 3.0 2,970 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.04 per share. 10 Aug 2020 2,000 171,098 (0%) 0% 3.0 6,080 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.07 per share. 10 Aug 2020 2,990 169,098 (0%) 0% 3.1 9,179 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.10 per share. 10 Aug 2020 10 166,108 (0%) 0% 3.1 31 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO Purchase of securities on an exchange or from another person at price $ 2.88 per share. 10 Aug 2020 5,000 67,174 (0%) 0% 2.9 14,400 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO Purchase of securities on an exchange or from another person at price $ 2.88 per share. 10 Aug 2020 2,000 69,174 (0%) 0% 2.9 5,750 Common Stock
Ms. Martha J. Demski Director 18 Jun 2020 30,000 30,000 - - Stock Option (right to buy)
Mr. Eric I. Richman Director 28 Feb 2020 15,000 15,000 - - Employee Stock Option (right to buy)
Mr. Eric I. Richman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 7,500 44,030 (0%) 0% 0 Common Stock
Dr. Dov A. Goldstein, M.D. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 7,500 7,500 (0%) 0% 0 Common Stock
Mr. Brian Lenz EVP, CFO 28 Feb 2020 100,000 100,000 - - Employee Stock Option (right to buy)
Mr. Brian Lenz EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 40,000 72,142 (0%) 0% 0 Common Stock
Mr. Steven A. Elms Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 7,500 7,500 (0%) 0% 0 Common Stock
Dr. Jerrold B. Grossman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 7,500 140,364 (0%) 0% 0 Common Stock
Mr. Adam S. Grossman Director, President and CEO 28 Feb 2020 325,000 325,000 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 100,000 166,098 (0%) 0% 0 Common Stock
Mr. Bryant E. Fong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 7,500 7,500 (0%) 0% 0 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 40,000 62,174 (0%) 0% 0 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO 28 Feb 2020 100,000 100,000 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2020 7,500 77,500 (0%) 0% 0 Common Stock
Mr. Brian Lenz EVP, CFO Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 7,142 32,142 (0%) 0% 3.5 24,997 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 22,857 22,857 (0%) 0% 3.5 80,000 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 22,857 132,864 (0%) 0% 3.5 80,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 28,571 66,098 (0%) 0% 3.5 99,999 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 57,143 878,444 (1%) 0% 3.5 200,001 Common Stock
Dr. James Mond, PhD. CSO and CMO Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 4,285 22,174 (0%) 0% 3.5 14,998 Common Stock
Mr. Lawrence P. Guiheen Director Purchase of securities on an exchange or from another person at price $ 3.50 per share. 11 Feb 2020 20,000 70,000 (0%) 0% 3.5 70,000 Common Stock
Mr. Brian Lenz EVP, CFO Purchase of securities on an exchange or from another person at price $ 4.00 per share. 17 May 2019 5,000 25,000 (0%) 0% 4 20,000 Common Stock
Dr. Jerrold B. Grossman Director Purchase of securities on an exchange or from another person at price $ 4.00 per share. 17 May 2019 12,000 110,007 (0%) 0% 4 48,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.00 per share. 17 May 2019 5,000 37,527 (0%) 0% 4 20,000 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.00 per share. 17 May 2019 25,000 821,301 (0%) 0% 4 100,000 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO Purchase of securities on an exchange or from another person at price $ 4.00 per share. 17 May 2019 4,500 17,889 (0%) 0% 4 18,000 Common Stock
Mr. Lawrence P. Guiheen Director Purchase of securities on an exchange or from another person at price $ 4.00 per share. 17 May 2019 25,000 50,000 (0%) 0% 4 100,000 Common Stock
Mr. Eric I. Richman Director 13 Mar 2019 30,000 30,000 - - Stock Option (right to buy)
Dr. Dov A. Goldstein, M.D. Director 13 Mar 2019 30,000 30,000 - - Stock Option (right to buy)
Mr. Steven A. Elms Director 13 Mar 2019 30,000 30,000 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman Director 13 Mar 2019 30,000 30,000 - - Stock Option (right to buy)
Mr. Bryant E. Fong Director 13 Mar 2019 30,000 30,000 - - Stock Option (right to buy)
Mr. Lawrence P. Guiheen Director 13 Mar 2019 30,000 30,000 - - Stock Option (right to buy)
Mr. Bryant E. Fong Director 28 Feb 2019 15,000 15,000 - - Employee Stock Option (right to buy)
Mr. Bryant E. Fong Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2019 7,500 7,500 (0%) 0% 0 Common Stock
Mr. Brian Lenz EVP, CFO 23 Jan 2019 200,000 200,000 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO 23 Jan 2019 400,000 400,000 - - Employee Stock Option (right to buy)
Dr. James Mond, PhD. EVP, CSO and CMO 23 Jan 2019 200,000 200,000 - - Employee Stock Option (right to buy)
Mr. Eric I. Richman None 22 Jun 2018 17,500 17,500 - - Stock Option (right to buy)
Dr. Dov A. Goldstein, M.D. None 22 Jun 2018 17,500 17,500 - - Stock Option (right to buy)
Mr. Steven A. Elms None 22 Jun 2018 17,500 17,500 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman None 22 Jun 2018 17,500 17,500 - - Stock Option (right to buy)
Mr. Bryant E. Fong None 22 Jun 2018 17,500 17,500 - - Stock Option (right to buy)
Mr. Lawrence P. Guiheen None 22 Jun 2018 17,500 17,500 - - Stock Option (right to buy)
Mr. Eric I. Richman None Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 5,230 36,530 (0%) 0% 4.8 24,999 Common Stock
Mr. Brian Lenz VP, CFO Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 5,000 20,000 (0%) 0% 4.8 23,900 Common Stock
Dr. Jerrold B. Grossman None Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 20,921 98,007 (0%) 0% 4.8 100,002 Common Stock
Dr. Jerrold B. Grossman None Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 31,381 31,381 (0%) 0% 4.8 150,001 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 52,301 796,301 (2%) 0% 4.8 249,999 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 20,921 32,527 (0%) 0% 4.8 100,002 Common Stock
Mr. Lawrence P. Guiheen None Purchase of securities on an exchange or from another person at price $ 4.78 per share. 08 Jun 2018 20,000 25,000 (0%) 0% 4.8 95,600 Common Stock
Mr. Brian Lenz VP, CFO 09 Feb 2018 150,000 150,000 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO 09 Feb 2018 350,000 350,000 - - Employee Stock Option (right to buy)
Dr. James Mond, PhD. EVP, CSO and CMO 09 Feb 2018 150,000 150,000 - - Employee Stock Option (right to buy)
Mr. Eric I. Richman None Purchase of securities on an exchange or from another person at price $ 2.15 per share. 09 Nov 2017 25,000 31,300 (0%) 0% 2.2 53,750 Common Stock
Mr. Brian Lenz VP, CFO Purchase of securities on an exchange or from another person at price $ 2.15 per share. 09 Nov 2017 6,500 15,000 (0%) 0% 2.2 13,975 Common Stock
Mr. Adam S. Grossman Director, President and CEO Purchase of securities on an exchange or from another person at price $ 2.15 per share. 09 Nov 2017 485,000 744,000 (2%) 1% 2.2 1,042,750 Common Stock
Dr. James Mond, PhD. EVP, CSO and CMO Purchase of securities on an exchange or from another person at price $ 2.15 per share. 09 Nov 2017 10,000 13,389 (0%) 0% 2.2 21,500 Common Stock
Mr. Eric I. Richman None 13 Jul 2017 2,800 0 - - Employee Stock Option (right to buy)
Mr. Eric I. Richman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.68 per share. 13 Jul 2017 2,800 6,300 (0%) 0% 2.7 7,504 Common Stock
Dr. Jerrold B. Grossman None Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.68 per share. 13 Jul 2017 48,185 116,218 (0%) 0% 2.7 129,136 Common Stock
Dr. Jerrold B. Grossman None Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.30 per share. 13 Jul 2017 39,132 77,086 (0%) 0% 3.3 129,136 Common Stock
Dr. Jerrold B. Grossman None 13 Jul 2017 48,185 0 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.30 per share. 13 Jul 2017 34,126 11,606 (0%) 0% 3.3 112,616 Common Stock
Mr. Adam S. Grossman Director, President and CEO 13 Jul 2017 42,021 0 - - Employee Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.68 per share. 13 Jul 2017 42,021 45,732 (0%) 0% 2.7 112,616 Common Stock
Mr. Eric I. Richman None 06 Jun 2017 78,144 78,144 - - Stock Option (right to buy)
Dr. Dov A. Goldstein, M.D. Director, Ten Percent Owner 06 Jun 2017 53,837 53,837 - - Stock Option (right to buy)
Mr. Brian Lenz VP, CFO 06 Jun 2017 192,472 192,472 - - Employee Stock Option (right to buy)
Mr. Steven A. Elms Director, Ten Percent Owner 06 Jun 2017 53,837 53,837 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman None 06 Jun 2017 118,861 118,861 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President and CEO 06 Jun 2017 583,224 583,224 - - Employee Stock Option (right to buy)
Mr. Bryant E. Fong None 06 Jun 2017 53,837 53,837 - - Stock Option (right to buy)
Dr. James Mond, PhD. EVP, CSO and CMO 06 Jun 2017 242,546 242,546 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen None 06 Jun 2017 53,837 53,837 - - Stock Option (right to buy)
Mr. Eric I. Richman None 14 Feb 2017 10,000 10,000 - - Stock Option (right to buy)
Dr. Dov A. Goldstein, M.D. Director, Ten Percent Owner 14 Feb 2017 10,000 10,000 - - Stock Option (right to buy)
Mr. Brian Lenz Chief Financial Officer 14 Feb 2017 22,500 22,500 - - Employee Stock Option (right to buy)
Mr. Steven A. Elms Director, Ten Percent Owner 14 Feb 2017 10,000 10,000 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman None 14 Feb 2017 10,000 10,000 - - Stock Option (right to buy)
Mr. Adam S. Grossman Director, President & CEO 14 Feb 2017 55,000 55,000 - - Employee Stock Option (right to buy)
Mr. Bryant E. Fong Director, Ten Percent Owner 14 Feb 2017 10,000 10,000 - - Stock Option (right to buy)
Dr. James Mond, PhD. CSO/CMO 14 Feb 2017 22,500 22,500 - - Employee Stock Option (right to buy)
Mr. Lawrence P. Guiheen None 14 Feb 2017 10,000 10,000 - - Stock Option (right to buy)
Dr. Jerrold B. Grossman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 May 2016 45,769 106,327 - - Common Stock, $0.0001 par value per share
Brian Lenz Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 May 2016 2,500 8,500 - - Common Stock, $0.0001 par value per share
Mr. Adam S. Grossman Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 May 2016 200,000 843,668 - - Common Stock, $0.0001 par value per share
Dr. James Mond, PhD. CSO/CMO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 May 2016 770 3,389 - - Common Stock, $0.0001 par value per share
Steven A. Elms None 28 Jan 2016 9,000 9,000 - - Options to purchase
Dr. Jerrold B. Grossman None 28 Jan 2016 9,000 9,000 - - Options to purchase
Eric I. Richman None 28 Jan 2016 9,000 9,000 - - Options to purchase
Brian Lenz Chief Financial Officer 28 Jan 2016 5,750 5,750 - - Options to purchase
Dr. Dov A. Goldstein, M.D. None 28 Jan 2016 9,000 9,000 - - Options to purchase
Mr. Adam S. Grossman Director, President & CEO 28 Jan 2016 16,984 16,984 - - Options to purchase
Mr. Bryant E. Fong None 28 Jan 2016 9,000 9,000 - - Options to purchase
Dr. James Mond, PhD. CSO/CMO 28 Jan 2016 6,750 6,750 - - Options to purchase
Mr. Lawrence P. Guiheen None 28 Jan 2016 9,000 9,000 - - Options to purchase
Dr. Jerrold B. Grossman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2015 4,000 60,558 - - Common Stock, $0.0001 par value per share
Mr. Adam S. Grossman Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Dec 2015 6,400 643,668 - - Common Stock, $0.0001 par value per share
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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Screeners based on Insider Trading and SAST parameters