XNAS 13 Oct, 2026 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Mr. Roy Anderson | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.19 per share. | 23 Sep 2025 | 2,228 | 20,381 (0%) | 0% | 1.2 | 2,651 | Common Stock, par value $0.0001 per share |
| Mr. Roy Anderson | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.03 per share. | 22 Feb 2025 | 2,595 | 22,609 (0%) | 0% | 1.0 | 2,673 | Common Stock, par value $0.0001 per share |
| Ms. Yinghua Chen | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.03 per share. | 22 Feb 2025 | 81,799 | 1,023,075 (4%) | 0% | 1.0 | 84,253 | Common Stock, par value $0.0001 per share |
| Ms. Yinghua Chen | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. | 30 Aug 2024 | 74,876 | 1,104,874 (4%) | 0% | 1.2 | 89,851 | Common Stock, par value $0.0001 per share |
| Mr. Roy Anderson | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. | 30 Aug 2024 | 2,199 | 25,204 (0%) | 0% | 1.2 | 2,639 | Common Stock, par value $0.0001 per share |
| Mr. Adam Pliska | Director | 22 Feb 2024 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Ms. Yinghua Chen | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. | 22 Feb 2024 | 75,552 | 1,179,750 (4%) | 0% | 1.0 | 78,574 | Common Stock, par value $0.0001 per share |
| Mr. Joseph J. Lahti | Director | 22 Feb 2024 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Mr. Jingsheng Lu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 20,000 | 20,000 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Yangyang Li | Director | 22 Feb 2024 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Mr. Yuanfei Qu | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 20,000 | 20,000 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Yushi Guo | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Yangyang Li | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Adam Pliska | Director | 22 Feb 2024 | 170,000 | 170,000 | - | - | Stock Options (right to buy) | ||
| Ms. Yinghua Chen | Director, Chief Executive Officer | 22 Feb 2024 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Mr. Adam Pliska | Director | 22 Feb 2024 | 25,000 | 25,000 | - | - | Stock Options (right to buy) | ||
| Mr. Roy Anderson | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. | 22 Feb 2024 | 2,597 | 27,403 (0%) | 0% | 1.0 | 2,701 | Common Stock, par value $0.0001 per share |
| Mr. Adam Pliska | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 20,000 | 22,190 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Ms. Yinghua Chen | Director, Chief Executive Officer | 22 Feb 2024 | 75,000 | 75,000 | - | - | Stock Options (right to buy) | ||
| Mr. Roy Anderson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Guanzhou Qin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Ms. Yinghua Chen | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 1,230,000 | 1,255,302 (5%) | 5% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Joseph J. Lahti | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 20,000 | 82,325 (0%) | 0% | 0 | Common Stock, par value $0.0001 per share | |
| Mr. Jingsheng Lu | Director | 22 Feb 2024 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Mr. Benjamin S. Oehler | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 31 Dec 2021 | 3,000 | 59,325 (0%) | 0% | 0 | - | |
| Mr. Adam Pliska | Director | 11 Nov 2021 | 25,000 | 25,000 | - | - | Stock Options (right to buy) | ||
| Mr. Lyle A. Berman | Director, President, Co-Chairman | 11 Nov 2021 | 50,000 | 50,000 | - | - | Stock Options (right to buy) | ||
| Ms. Yinghua Chen | Director, Chief Investment Officer | 11 Nov 2021 | 75,000 | 75,000 | - | - | Stock Options (right to buy) | ||
| Mr. Adam Pliska | Director | Sale of securities on an exchange or to another person at price $ 1.92 per share. | 04 Nov 2021 | 3,705 | 2,190 (0%) | 0% | 1.9 | 7,112 | Common Stock |
| Mr. Adam Pliska | Director | Sale of securities on an exchange or to another person at price $ 1.93 per share. | 04 Nov 2021 | 106,143 | 5,895 (0%) | 0% | 1.9 | 205,291 | Common Stock |
| Mr. Anthony A. Hung | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 18 Aug 2021 | 30,358 | 55,357 (0%) | 0% | - | Common Stock | |
| Mr. Judson Hannigan | CEO of Allied Esports Int'l | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 18 Aug 2021 | 11,521 | 103,875 (0%) | 0% | 0 | Common Stock | |
| Mr. Alexander Misch | Director | 13 Aug 2021 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Ms. Libing Wu | Director, CEO, President & Gen. Counsel | 13 Jul 2021 | 200,000 | 200,000 | - | - | Stock Options (right to buy) | ||
| Ms. Libing Wu | Director, CEO, President & Gen. Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jul 2021 | 80,000 | 80,050 (0%) | 0% | 0 | Common Stock | |
| Mr. Yangyang Li | Director, Ten Percent Owner | 06 May 2021 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Ms. Libing Wu | Director | 06 May 2021 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Mr. Jingsheng Lu | Director, Ten Percent Owner | 06 May 2021 | 40,000 | 40,000 | - | - | Stock Options (right to buy) | ||
| Mr. Adam Pliska | Director | Other type of transaction at price $ 0.00 per share. | 09 Apr 2021 | 10,373 | 117,799 (0%) | 0% | - | Common Stock | |
| Mr. Adam Pliska | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 09 Apr 2021 | 5,761 | 112,038 (0%) | 0% | - | Common Stock | |
| Mr. Kwok Leung Ng | Former director & CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 09 Apr 2021 | 23,042 | 127,440 (0%) | 0% | - | Common Stock | |
| Mr. Kwok Leung Ng | Former director & CEO | Other type of transaction at price $ 0.00 per share. | 09 Apr 2021 | 10,373 | 150,482 (0%) | 0% | - | Common Stock | |
| Mr. Anthony A. Hung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 4.00 per share. | 22 Mar 2021 | 12,501 | 85,715 (0%) | 0% | 4 | 50,004 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.75 per share. | 10 Feb 2021 | 50,862 | 107,426 (0%) | 0% | 2.8 | 139,871 | Common Stock |
| Mr. Anthony A. Hung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 3.00 per share. | 10 Feb 2021 | 12,500 | 98,216 (0%) | 0% | 3 | 37,500 | Common Stock |
| Mr. David Moon | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 Jan 2021 | 23,042 | 37,414 (0%) | 0% | 0 | Common Stock | |
| Mr. Joseph J. Lahti | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 62,325 (0%) | 0% | 0 | Common Stock | |
| Mr. Lyle A. Berman | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 1,095,459 (4%) | 0% | 0 | Common Stock | |
| Mr. Benjamin S. Oehler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 62,325 (0%) | 0% | 0 | Common Stock | |
| Mr. Ho min Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 19,357 (0%) | 0% | 0 | Common Stock | |
| Ms. Maya Rogers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 19,357 (0%) | 0% | 0 | Common Stock | |
| Ms. Yinghua Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 25,302 (0%) | 0% | 0 | Common Stock | |
| Mr. Tae Hyung Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jan 2021 | 15,823 | 25,302 (0%) | 0% | 0 | Common Stock | |
| Mr. Adam Pliska | Director, President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2020 | 3,976 | 158,289 (0%) | 0% | 0 | Common Stock | |
| Mr. Kwok Leung Ng | Director, CEO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2020 | 10,601 | 160,855 (0%) | 0% | 0 | Common Stock | |
| Mr. David Moon | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2020 | 4,417 | 60,456 (0%) | 0% | 0 | Common Stock | |
| Mr. Judson Hannigan | CEO of Allied Esports Int'l | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 12 Nov 2020 | 4,417 | 115,396 (0%) | 0% | 0 | Common Stock | |
| Mr. Lyle A. Berman | Director, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 14,286 | 1,079,636 (4%) | 0% | 0 | Common Stock | |
| Mr. Anthony A. Hung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2020 | 35,715 | 110,716 (0%) | 0% | - | Common Stock | |
| Mr. Lyle A. Berman | Other, Chairman | Sale of securities on an exchange or to another person at price $ 2.53 per share. | 19 Aug 2020 | 455,800 | 1,065,350 (4%) | 1% | 2.5 | 1,152,354 | Common Stock |
| Mr. Judson Hannigan | CEO of Allied Esports Int'l | Sale of securities on an exchange or to another person at price $ 2.62 per share. | 19 Aug 2020 | 50,000 | 119,813 (0%) | 0% | 2.6 | 130,865 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.63 per share. | 18 Aug 2020 | 20,000 | 213,201 (0%) | 0% | 2.6 | 52,536 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 1.70 per share. | 18 Aug 2020 | 15,213 | 162,265 (0%) | 0% | 1.7 | 25,894 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.63 per share. | 18 Aug 2020 | 5,723 | 177,478 (0%) | 0% | 2.6 | 15,050 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.62 per share. | 18 Aug 2020 | 30,000 | 183,201 (0%) | 0% | 2.6 | 78,615 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 1.41 per share. | 18 Aug 2020 | 172,580 | 233,201 (0%) | 0% | 1.4 | 243,303 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 13 Aug 2020 | 4,562 | 408,209 (1%) | 0% | 1.6 | 7,287 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 1.56 per share. | 13 Aug 2020 | 2,428 | 405,781 (1%) | 0% | 1.6 | 3,797 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 1.72 per share. | 13 Aug 2020 | 3,734 | 412,771 (1%) | 0% | 1.7 | 6,404 | Common Stock |
| Mr. Kwok Leung Ng | Director, CEO | Sale of securities on an exchange or to another person at price $ 1.72 per share. | 13 Aug 2020 | 36,274 | 239,350 (1%) | 0% | 1.7 | 62,210 | Common Stock |
| Mr. Kwok Leung Ng | Director, CEO | Sale of securities on an exchange or to another person at price $ 1.56 per share. | 13 Aug 2020 | 23,584 | 171,456 (0%) | 0% | 1.6 | 36,885 | Common Stock |
| Mr. Kwok Leung Ng | Director, CEO | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 13 Aug 2020 | 44,310 | 195,040 (0%) | 0% | 1.6 | 70,781 | Common Stock |
| Mr. David Moon | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 1.71 per share. | 13 Aug 2020 | 11,490 | 86,378 (0%) | 0% | 1.7 | 19,705 | Common Stock |
| Mr. David Moon | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 1.56 per share. | 13 Aug 2020 | 7,470 | 64,873 (0%) | 0% | 1.6 | 11,683 | Common Stock |
| Mr. David Moon | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 13 Aug 2020 | 14,035 | 72,343 (0%) | 0% | 1.6 | 22,420 | Common Stock |
| Mr. Anthony A. Hung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.71 per share. | 13 Aug 2020 | 8,705 | 91,295 (0%) | 0% | 1.7 | 14,929 | Common Stock |
| Mr. Anthony A. Hung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.56 per share. | 13 Aug 2020 | 5,660 | 75,001 (0%) | 0% | 1.6 | 8,852 | Common Stock |
| Mr. Anthony A. Hung | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 1.60 per share. | 13 Aug 2020 | 10,634 | 80,661 (0%) | 0% | 1.6 | 16,987 | Common Stock |
| Mr. Joseph J. Lahti | Director | Other type of transaction at price $ 2.02 per share. | 10 Aug 2020 | 42,968 | 46,502 (0%) | 0% | 2.0 | 86,757 | Common Stock |
| Mr. Lyle A. Berman | Other, Chairman | Other type of transaction at price $ 2.02 per share. | 10 Aug 2020 | 42,968 | 1,521,150 (6%) | 0% | 2.0 | 86,757 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 10 Aug 2020 | 436,002 | 2,417,530 (10%) | 1% | - | Common Stock | |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.02 per share. | 10 Aug 2020 | 113,000 | 2,304,530 (9%) | 0% | 2.0 | 228,158 | Common Stock |
| Mr. Benjamin S. Oehler | Director | Other type of transaction at price $ 2.02 per share. | 10 Aug 2020 | 42,968 | 46,502 (0%) | 0% | 2.0 | 86,757 | Common Stock |
| Mr. Adam Pliska | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2020 | 85,517 | 404,984 (1%) | 0% | - | Common Stock | |
| Mr. Adam Pliska | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2020 | 11,521 | 416,505 (1%) | 0% | - | Common Stock | |
| Mr. Kwok Leung Ng | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2020 | 46,083 | 275,624 (1%) | 0% | - | Common Stock | |
| Mr. David Moon | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2020 | 23,042 | 97,868 (0%) | 0% | - | Common Stock | |
| Mr. Anthony A. Hung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2020 | 50,000 | 100,000 (0%) | 0% | - | Common Stock | |
| Mr. Anthony A. Hung | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2020 | 50,000 | 50,000 (0%) | 0% | - | Common Stock | |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.50 per share. | 09 Jul 2020 | 20,000 | 2,853,532 (11%) | 0% | 2.5 | 50,000 | Common Stock |
| Ms. Yinghua Chen | Director | 01 Jul 2020 | 40,000 | 40,000 | - | - | Stock Options | ||
| Ms. Yinghua Chen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 9,479 | 9,479 (0%) | 0% | 0 | Common Stock | |
| Mr. Tae Hyung Kim | Director | 01 Jul 2020 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Tae Hyung Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 9,479 | 9,479 (0%) | 0% | 0 | Common Stock | |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.50 per share. | 23 Jun 2020 | 20,000 | 2,873,532 (12%) | 0% | 2.5 | 50,062 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.06 per share. | 18 Jun 2020 | 20,000 | 2,933,532 (12%) | 0% | 3.1 | 61,180 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.56 per share. | 18 Jun 2020 | 20,000 | 2,893,532 (12%) | 0% | 2.6 | 51,124 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.80 per share. | 18 Jun 2020 | 20,000 | 2,913,532 (12%) | 0% | 2.8 | 56,020 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.18 per share. | 18 Jun 2020 | 80,000 | 2,953,532 (12%) | 0% | 3.2 | 254,080 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.17 per share. | 16 Jun 2020 | 121,650 | 508,831 (2%) | 0% | 2.2 | 264,552 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.05 per share. | 16 Jun 2020 | 151,500 | 319,466 (1%) | 0% | 2.1 | 310,757 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.30 per share. | 16 Jun 2020 | 37,865 | 470,966 (1%) | 0% | 2.3 | 87,249 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.48 per share. | 12 Jun 2020 | 65,026 | 800,741 (3%) | 0% | 2.5 | 161,082 | Common Stock |
| Mr. Adam Pliska | Director, President | Sale of securities on an exchange or to another person at price $ 2.48 per share. | 12 Jun 2020 | 170,260 | 630,481 (2%) | 0% | 2.5 | 422,194 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.99 per share. | 10 Jun 2020 | 27,000 | 3,033,532 (12%) | 0% | 3.0 | 80,671 | Common Stock |
| Mr. Kenneth DeCubellis | Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.29 per share. | 10 Jun 2020 | 129,968 | 3,060,532 (12%) | 0% | 3.3 | 427,296 | Common Stock |
| Mr. Lyle A. Berman | Other, Chairman | Grant, award, or other acquisition of securities at price $ 1.96 per share. | 25 Feb 2020 | 1,018,848 | 1,478,182 (6%) | 4% | 2.0 | 1,999,999 | Common Stock |
| Mr. Lyle A. Berman | Other, Chairman | 25 Feb 2020 | 1,018,848 | 0 | - | - | Put Option (obligation to purchase) | ||
| Mr. Lyle A. Berman | Other, Chairman | 25 Feb 2020 | 1,018,848 | 1,018,848 | - | - | Put Option (obligation to purchase) | ||
| Mr. Adam Pliska | Director, President | 21 Nov 2019 | 170,000 | 170,000 | - | - | Stock Options | ||
| Mr. Kwok Leung Ng | Director, CEO | 21 Nov 2019 | 300,000 | 300,000 | - | - | Stock Options | ||
| Mr. David Moon | Chief Operating Officer | 21 Nov 2019 | 270,000 | 270,000 | - | - | Stock Options | ||
| Mr. Anthony A. Hung | Chief Financial Officer | 21 Nov 2019 | 170,000 | 170,000 | - | - | Stock Options | ||
| Mr. Adam Pliska | Director, President | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Adam Pliska | Director, President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 7,951 | 865,767 (3%) | 0% | 0 | Common Stock | |
| Mr. Joseph J. Lahti | Director | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Joseph J. Lahti | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 3,534 (0%) | 0% | 0 | Common Stock | |
| Mr. Lyle A. Berman | Other, Chairman | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Lyle A. Berman | Other, Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 459,334 (1%) | 0% | 0 | Common Stock | |
| Mr. Benjamin S. Oehler | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 3,534 (0%) | 0% | 0 | Common Stock | |
| Mr. Benjamin S. Oehler | Director | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Dr. Kan Hee Tyen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 3,534 (0%) | 0% | 0 | Common Stock | |
| Dr. Kan Hee Tyen | Director | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Ho min Kim | Director | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Ho min Kim | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 3,534 (0%) | 0% | 0 | Common Stock | |
| Mr. Kwok Leung Ng | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 21,202 | 229,541 (0%) | 0% | 0 | Common Stock | |
| Mr. Kwok Leung Ng | Director, CEO | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Mr. Eric Yang | Other, Vice Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 211,806 (0%) | 0% | 0 | Common Stock | |
| Mr. Eric Yang | Other, Vice Chairman of the Board | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Ms. Maya Rogers | Director | 20 Sep 2019 | 40,000 | 40,000 | - | - | Stock Options | ||
| Ms. Maya Rogers | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 3,534 | 3,534 (0%) | 0% | 0 | Common Stock | |
| Mr. David Moon | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2019 | 8,834 | 74,826 (0%) | 0% | 0 | Common Stock | |
| Mr. Adam Pliska | Director, President | 09 Aug 2019 | 117,648 | 117,648 | - | - | Convertible Promissory Note | ||
| Mr. Lyle A. Berman | Other, Chairman | Other type of transaction at price $ 0.00 per share. | 09 Aug 2019 | 43,800 | 455,800 (1%) | 0% | 0 | Common Stock | |
| Mr. Kenneth DeCubellis | Director, Chief Financial Officer, Ten Percent Owner | 09 Aug 2019 | 66,000 | 4,005,500 (16%) | 0% | 9.1 | 599,940 | Common Stock | |
| Mr. Kenneth DeCubellis | Director, Chief Financial Officer, Ten Percent Owner | 09 Aug 2019 | 60,000 | 60,000 | - | - | Warrants to purchase Common Stock | ||
| Mr. Kenneth DeCubellis | Director, Chief Financial Officer, Ten Percent Owner | 09 Aug 2019 | 445,000 | 445,000 | - | - | Warrants to purchase common stock | ||
| Mr. Kenneth DeCubellis | Director, Chief Financial Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 Aug 2019 | 720,000 | 2,685,500 (11%) | 3% | 0 | Common Stock | |
| Mr. Kenneth DeCubellis | Director, Chief Financial Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 09 Aug 2019 | 600,000 | 3,405,500 (14%) | 2% | 0 | Common Stock | |
| Mr. Kenneth DeCubellis | Director, Chief Financial Officer, Ten Percent Owner | 09 Aug 2019 | 489,500 | 3,939,500 (16%) | 2% | 0 | Common Stock | ||
| Mr. Kwok Leung Ng | Director, CEO | 09 Aug 2019 | 117,648 | 117,648 | - | - | Convertible Promissory Note | ||
| Mr. Eric Yang | Other, Vice Chairman of the Board | 09 Aug 2019 | 68,211 | 68,211 | - | - | Warrants | ||
| Mr. Eric Yang | Other, Vice Chairman of the Board | 09 Aug 2019 | 3,125,640 | 3,125,640 | - | - | Warrants | ||
| Mr. Eric Yang | Other, Vice Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2019 | 208,272 | 208,272 (0%) | 0% | - | Common Stock | |
| Mr. Eric Yang | Other, Vice Chairman of the Board | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2019 | 11,986,523 | 11,986,523 (50%) | 51% | - | Common Stock | |
| Mr. David Moon | Chief Operating Officer | 09 Aug 2019 | 21,613 | 21,613 | - | - | Warrants | ||
| Mr. David Moon | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2019 | 65,992 | 65,992 (0%) | 0% | - | Common Stock | |
| Mr. Kwok Leung Ng | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2019 | 208,339 | 208,339 (0%) | 0% | 0 | - | |
| Mr. Kwok Leung Ng | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Aug 2019 | 117,647 | 117,647 (0%) | 0% | 0 | - | |
| Adam Pliska | Director, President | Other type of transaction at price $ 0.00 per share. | 09 Aug 2019 | 857,816 | 857,816 (3%) | 3% | 0 | - | |
| Adam Pliska | Director, President | Other type of transaction at price $ 0.00 per share. | 09 Aug 2019 | 117,647 | 117,647 (0%) | 0% | 0 | - |