XNAS 23 Jan, 2026 4:30 PM (EST)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| M. Aichele David | EVP of Business Development | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 29 Jan 2024 | 80,000 | 334,622 (0%) | 0% | 0.5 | 40,000 | Common Stock |
| E. Kenneth Boller | CFO | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 29 Jan 2024 | 60,000 | 214,957 (0%) | 0% | 0.5 | 30,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 29 Jan 2024 | 1,310,000 | 2,222,775 (6%) | 3% | 0.5 | 655,000 | Common Stock |
| Geiss E. Arthur | Director | Purchase of securities on an exchange or from another person at price $ 0.50 per share. | 29 Jan 2024 | 50,000 | 415,924 (1%) | 0% | 0.5 | 25,000 | Common Stock |
| E. Kenneth Boller | CFO | Sale of securities on an exchange or to another person at price $ 0.72 per share. | 18 Dec 2023 | 1,200 | 154,957 (0%) | 0% | 0.7 | 865 | Common Stock |
| Aichele David M. | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 0.72 per share. | 18 Dec 2023 | 1,500 | 254,622 (0%) | 0% | 0.7 | 1,083 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 1.83 per share. | 18 Aug 2023 | 7,000 | 287,709 (0%) | 0% | 1.8 | 12,810 | Common Stock |
| Michelle Petock | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2023 | 24,151 | 24,151 (0%) | 0% | 0 | Common Stock | |
| James Michael McGuire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 2,002 | 100,034 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | CFO | Sale of securities on an exchange or to another person at price $ 4.37 per share. | 10 Feb 2023 | 800 | 110,958 (0%) | 0% | 4.4 | 3,496 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 2.75 per share. | 24 Jan 2023 | 327,273 | 832,775 (2%) | 0% | 2.8 | 900,001 | Common Stock |
| Steven P. DenBaars | Director | Grant, award, or other acquisition of securities at price $ 2.75 per share. | 24 Jan 2023 | 18,182 | 294,709 (0%) | 0% | 2.8 | 50,001 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 2.84 per share. | 20 Dec 2022 | 2,340 | 505,502 (1%) | 0% | 2.8 | 6,646 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 3.14 per share. | 19 Dec 2022 | 1,480 | 215,987 (0%) | 0% | 3.1 | 4,647 | Common Stock |
| Kenneth E. Boller | CFO | Sale of securities on an exchange or to another person at price $ 2.92 per share. | 19 Dec 2022 | 1,200 | 111,758 (0%) | 0% | 2.9 | 3,504 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 3.57 per share. | 06 Dec 2022 | 7,000 | 276,527 (0%) | 0% | 3.6 | 24,990 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 3.54 per share. | 28 Nov 2022 | 1,950 | 507,842 (1%) | 0% | 3.5 | 6,903 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 3.52 per share. | 23 Nov 2022 | 1,850 | 217,467 (0%) | 0% | 3.5 | 6,512 | Common Stock |
| Kenneth E. Boller | CFO | Sale of securities on an exchange or to another person at price $ 3.52 per share. | 23 Nov 2022 | 1,200 | 112,958 (0%) | 0% | 3.5 | 4,224 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2022 | 50,000 | 509,792 (1%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2022 | 35,000 | 219,317 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2022 | 25,000 | 114,158 (0%) | 0% | 0 | Common Stock | |
| Jerry D. Neal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 65,722 | 799,787 (2%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 113,152 | 113,152 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 39,982 | 283,527 (0%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 72,299 | 227,591 (0%) | 0% | 0 | Common Stock | |
| Jeffrey K. McMahon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 84,146 | 84,146 | - | - | Stock Option (Right to Buy) | |
| James Michael McGuire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2022 | 40,766 | 98,032 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 4.30 per share. | 09 Sep 2022 | 3,900 | 459,792 (1%) | 0% | 4.3 | 16,770 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 3.90 per share. | 06 Sep 2022 | 7,000 | 243,545 (0%) | 0% | 3.9 | 27,300 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 4.54 per share. | 29 Aug 2022 | 3,900 | 463,692 (1%) | 0% | 4.5 | 17,706 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 4.53 per share. | 29 Aug 2022 | 3,700 | 184,317 (0%) | 0% | 4.5 | 16,761 | Common Stock |
| Kenneth E. Boller | CFO | Sale of securities on an exchange or to another person at price $ 4.53 per share. | 29 Aug 2022 | 2,400 | 89,158 (0%) | 0% | 4.5 | 10,872 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 4.62 per share. | 22 Aug 2022 | 1,480 | 188,017 (0%) | 0% | 4.6 | 6,838 | Common Stock |
| Kenneth E. Boller | CFO | Sale of securities on an exchange or to another person at price $ 4.62 per share. | 22 Aug 2022 | 1,500 | 91,558 (0%) | 0% | 4.6 | 6,930 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 3.68 per share. | 18 Jul 2022 | 2,313 | 189,497 (0%) | 0% | 3.7 | 8,512 | Common Stock |
| Arthur E. Geiss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.50 per share. | 20 Jun 2022 | 10,000 | 155,292 (0%) | 0% | 1.5 | 15,000 | Common Stock |
| Arthur E. Geiss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Jun 2022 | 10,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 4.48 per share. | 06 Jun 2022 | 7,000 | 250,545 (0%) | 0% | 4.5 | 31,360 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 5.93 per share. | 08 Apr 2022 | 5,000 | 191,810 (0%) | 0% | 5.9 | 29,650 | Common Stock |
| Arthur E. Geiss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Feb 2022 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Arthur E. Geiss | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.50 per share. | 17 Feb 2022 | 20,000 | 145,292 (0%) | 0% | 1.5 | 30,000 | Common Stock |
| Steven P. DenBaars | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Feb 2022 | 8,013 | 24,719 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.24 per share. | 14 Feb 2022 | 8,013 | 257,545 (0%) | 0% | 6.2 | 50,001 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 10 Feb 2022 | 15,000 | 45,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.12 per share. | 10 Feb 2022 | 15,000 | 467,592 (1%) | 0% | 7.1 | 106,800 | Common Stock |
| Kenneth E. Boller | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2022 | 15,000 | 15,000 | - | - | Stock Options (Right to buy) | |
| Kenneth E. Boller | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2022 | 10,000 | 93,058 (0%) | 0% | 0 | Common Stock | |
| James Michael McGuire | Director | Purchase of securities on an exchange or from another person at price $ 5.62 per share. | 07 Feb 2022 | 17,800 | 57,266 (0%) | 0% | 5.6 | 100,036 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 5.91 per share. | 11 Jan 2022 | 7,000 | 249,532 (0%) | 0% | 5.9 | 41,370 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 6.77 per share. | 23 Nov 2021 | 1,850 | 198,290 (0%) | 0% | 6.8 | 12,525 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 6.97 per share. | 23 Nov 2021 | 900 | 85,158 (0%) | 0% | 7.0 | 6,273 | Common Stock |
| Suzanne B. Rudy | Director | Sale of securities on an exchange or to another person at price $ 8.11 per share. | 09 Nov 2021 | 12,731 | 105,049 (0%) | 0% | 8.1 | 103,248 | Common Stock |
| Arthur E. Geiss | Director | Sale of securities on an exchange or to another person at price $ 7.47 per share. | 29 Oct 2021 | 10,000 | 125,292 (0%) | 0% | 7.5 | 74,700 | Common Stock |
| Jerry D. Neal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2021 | 27,456 | 734,065 (2%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2021 | 22,543 | 117,780 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2021 | 16,703 | 256,532 (0%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2021 | 22,652 | 135,292 (0%) | 0% | 0 | Common Stock | |
| Jeffrey K. McMahon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2021 | 17,576 | 501,914 (1%) | 0% | 0 | Common Stock | |
| James Michael McGuire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Oct 2021 | 17,030 | 39,466 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 8.08 per share. | 11 Oct 2021 | 7,000 | 239,829 (0%) | 0% | 8.1 | 56,560 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 10.60 per share. | 27 Sep 2021 | 1,388 | 200,140 (0%) | 0% | 10.6 | 14,713 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Sep 2021 | 50,000 | 50,000 | - | - | Stock Options (Right to buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Sep 2021 | 50,000 | 466,520 (1%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2021 | 25,000 | 203,378 (0%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 9.04 per share. | 27 Aug 2021 | 1,850 | 201,528 (0%) | 0% | 9.0 | 16,724 | Common Stock |
| David M. Aichele | EVP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2021 | 40,000 | 40,000 | - | - | Stock Options (Right to buy) | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2021 | 15,000 | 86,958 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2021 | 25,000 | 25,000 | - | - | Stock Options (Right to buy) | |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 27 Aug 2021 | 900 | 86,058 (0%) | 0% | 10 | 9,000 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 8.15 per share. | 23 Aug 2021 | 880 | 132,767 (0%) | 0% | 8.2 | 7,172 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 8.23 per share. | 20 Aug 2021 | 1,480 | 178,378 (0%) | 0% | 8.2 | 12,180 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 8.24 per share. | 20 Aug 2021 | 1,200 | 71,958 (0%) | 0% | 8.2 | 9,888 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 8.96 per share. | 19 Jul 2021 | 1,375 | 133,647 (0%) | 0% | 9.0 | 12,320 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 9.37 per share. | 16 Jul 2021 | 2,313 | 179,858 (0%) | 0% | 9.4 | 21,673 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 9.93 per share. | 12 Jul 2021 | 7,000 | 246,829 (0%) | 0% | 9.9 | 69,510 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 12.00 per share. | 12 Apr 2021 | 7,000 | 253,829 (0%) | 0% | 12 | 84,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 07 Apr 2021 | 319,719 | 831,520 (2%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 12.03 per share. | 07 Apr 2021 | 100,000 | 416,520 (1%) | 0% | 12.0 | 1,203,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 12.51 per share. | 07 Apr 2021 | 100,000 | 516,520 (1%) | 0% | 12.5 | 1,251,000 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 13.72 per share. | 22 Mar 2021 | 5,000 | 182,171 (0%) | 0% | 13.7 | 68,600 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 17 Mar 2021 | 1,442 | 73,158 (0%) | 0% | 14.0 | 20,174 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 13.32 per share. | 15 Mar 2021 | 100,000 | 936,239 (2%) | 0% | 13.3 | 1,332,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 13.83 per share. | 15 Mar 2021 | 100,000 | 1,036,239 (2%) | 0% | 13.8 | 1,383,000 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 13.82 per share. | 15 Mar 2021 | 1,375 | 135,022 (0%) | 0% | 13.8 | 19,003 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 14.13 per share. | 11 Mar 2021 | 99,800 | 136,397 (0%) | 0% | 14.1 | 1,410,174 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 18.00 per share. | 08 Feb 2021 | 15,000 | 1,136,239 (3%) | 0% | 18 | 270,000 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 13.40 per share. | 11 Jan 2021 | 7,000 | 260,829 (0%) | 0% | 13.4 | 93,800 | Common Stock |
| Arthur E. Geiss | Director | Sale of securities on an exchange or to another person at price $ 14.00 per share. | 08 Jan 2021 | 2,498 | 112,640 (0%) | 0% | 14 | 34,972 | Common Stock |
| Suzanne B. Rudy | Director | Sale of securities on an exchange or to another person at price $ 12.73 per share. | 28 Dec 2020 | 927 | 95,237 (0%) | 0% | 12.7 | 11,801 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 11.05 per share. | 21 Dec 2020 | 1,900 | 74,600 (0%) | 0% | 11.1 | 20,995 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 11.07 per share. | 21 Dec 2020 | 880 | 236,197 (0%) | 0% | 11.1 | 9,742 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 11.34 per share. | 16 Dec 2020 | 9,000 | 1,151,239 (3%) | 0% | 11.3 | 102,060 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 10.25 per share. | 16 Dec 2020 | 25,000 | 1,160,239 (3%) | 0% | 10.3 | 256,250 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 8.62 per share. | 11 Dec 2020 | 3,000 | 187,171 (0%) | 0% | 8.6 | 25,860 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.51 per share. | 09 Dec 2020 | 50,000 | 1,185,239 (3%) | 0% | 8.5 | 425,500 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.51 per share. | 09 Dec 2020 | 50,000 | 1,235,239 (3%) | 0% | 8.5 | 425,500 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 7.66 per share. | 24 Nov 2020 | 500 | 76,500 (0%) | 0% | 7.7 | 3,830 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 7.70 per share. | 24 Nov 2020 | 1,100 | 237,077 (0%) | 0% | 7.7 | 8,470 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.77 per share. | 23 Nov 2020 | 50,000 | 1,335,239 (3%) | 0% | 7.8 | 388,500 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.71 per share. | 23 Nov 2020 | 50,000 | 1,285,239 (3%) | 0% | 7.7 | 385,500 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 8.00 per share. | 23 Nov 2020 | 1,850 | 190,171 (0%) | 0% | 8 | 14,800 | Common Stock |
| Suzanne B. Rudy | Director | Sale of securities on an exchange or to another person at price $ 7.83 per share. | 13 Nov 2020 | 11,132 | 96,164 (0%) | 0% | 7.8 | 87,164 | Common Stock |
| Arthur E. Geiss | Director | Sale of securities on an exchange or to another person at price $ 8.51 per share. | 09 Nov 2020 | 463 | 124,481 (0%) | 0% | 8.5 | 3,940 | Common Stock |
| Arthur E. Geiss | Director | Sale of securities on an exchange or to another person at price $ 7.85 per share. | 09 Nov 2020 | 9,343 | 115,138 (0%) | 0% | 7.9 | 73,343 | Common Stock |
| Jerry D. Neal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2020 | 31,011 | 706,609 (1%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2020 | 25,462 | 107,296 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2020 | 18,865 | 267,829 (0%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2020 | 25,585 | 124,944 (0%) | 0% | 0 | Common Stock | |
| Jeffrey K. McMahon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2020 | 39,704 | 39,704 | - | - | Stock Option (Right to Buy) | |
| J. Michael McGuire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Oct 2020 | 19,235 | 22,436 (0%) | 0% | 0 | Common Stock | |
| Jeffrey K. McMahon | Director | Sale of securities on an exchange or to another person at price $ 8.00 per share. | 22 Oct 2020 | 22,136 | 484,338 (1%) | 0% | 8 | 177,088 | Common Stock |
| Jeffrey K. McMahon | Director | Sale of securities on an exchange or to another person at price $ 8.00 per share. | 22 Oct 2020 | 7,854 | 506,474 (1%) | 0% | 8 | 62,832 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.84 per share. | 21 Oct 2020 | 50,000 | 1,385,239 (3%) | 0% | 7.8 | 392,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.76 per share. | 21 Oct 2020 | 50,000 | 1,435,239 (3%) | 0% | 7.8 | 388,000 | Common Stock |
| Jeffrey K. McMahon | Director | Sale of securities on an exchange or to another person at price $ 8.00 per share. | 19 Oct 2020 | 10 | 514,328 (1%) | 0% | 8 | 80 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 8.53 per share. | 12 Oct 2020 | 7,000 | 248,964 (0%) | 0% | 8.5 | 59,710 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.39 per share. | 30 Sep 2020 | 50,000 | 1,535,239 (4%) | 0% | 8.4 | 419,500 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.07 per share. | 30 Sep 2020 | 50,000 | 1,485,239 (4%) | 0% | 8.1 | 403,500 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 8.37 per share. | 28 Sep 2020 | 2,200 | 238,177 (0%) | 0% | 8.4 | 18,414 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 8.04 per share. | 25 Sep 2020 | 1,400 | 192,021 (0%) | 0% | 8.0 | 11,256 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.02 per share. | 23 Sep 2020 | 7,500 | 2,929,562 (8%) | 0% | 8.0 | 60,150 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.20 per share. | 23 Sep 2020 | 25,000 | 2,937,062 (8%) | 0% | 8.2 | 205,000 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 7.64 per share. | 14 Sep 2020 | 8,750 | 240,377 (0%) | 0% | 7.6 | 66,850 | Common Stock |
| Jerry D. Neal | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Sep 2020 | 718 | 675,598 (1%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Sep 2020 | 718 | 81,834 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Sep 2020 | 133 | 255,964 (0%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Sep 2020 | 133 | 99,359 (0%) | 0% | 0 | Common Stock | |
| J. Michael McGuire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Sep 2020 | 3,201 | 3,201 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 50,000 | 50,000 | - | - | Stock Options (Right to buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 50,000 | 2,962,062 (8%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 25,000 | 193,421 (0%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 40,000 | 40,000 | - | - | Stock Options (Right to buy) | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 25,000 | 25,000 | - | - | Stock Options (Right to buy) | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 15,000 | 77,000 (0%) | 0% | 0 | Common Stock | |
| Rohan Houlden | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 40,000 | 40,000 | - | - | Stock Options (Right to buy) | |
| Rohan Houlden | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Aug 2020 | 25,000 | 249,127 (0%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 8.65 per share. | 21 Aug 2020 | 1,500 | 168,421 (0%) | 0% | 8.7 | 12,975 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 8.58 per share. | 21 Aug 2020 | 1,400 | 62,000 (0%) | 0% | 8.6 | 12,012 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 8.58 per share. | 21 Aug 2020 | 1,400 | 224,127 (0%) | 0% | 8.6 | 12,012 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 7.82 per share. | 11 Aug 2020 | 1,900 | 169,921 (0%) | 0% | 7.8 | 14,858 | Common Stock |
| Jeffrey K. McMahon | Director | Sale of securities on an exchange or to another person at price $ 8.04 per share. | 22 Jul 2020 | 20,000 | 514,338 (1%) | 0% | 8.0 | 160,800 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 7.90 per share. | 17 Jul 2020 | 2,200 | 225,527 (0%) | 0% | 7.9 | 17,380 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 7.79 per share. | 16 Jul 2020 | 2,350 | 171,821 (0%) | 0% | 7.8 | 18,307 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.37 per share. | 24 Jun 2020 | 9,000 | 2,912,062 (8%) | 0% | 8.4 | 75,330 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.42 per share. | 24 Jun 2020 | 25,000 | 2,921,062 (8%) | 0% | 8.4 | 210,500 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 8.01 per share. | 16 Jun 2020 | 50,000 | 2,996,062 (8%) | 0% | 8.0 | 400,500 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer | Sale of securities on an exchange or to another person at price $ 7.68 per share. | 16 Jun 2020 | 50,000 | 2,946,062 (8%) | 0% | 7.7 | 384,000 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 7.68 per share. | 01 Jun 2020 | 7,000 | 255,831 (0%) | 0% | 7.7 | 53,760 | Common Stock |
| David M. Aichele | EVP of Business Development | Sale of securities on an exchange or to another person at price $ 7.59 per share. | 15 Apr 2020 | 4,000 | 174,171 (0%) | 0% | 7.6 | 30,360 | Common Stock |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 7.59 per share. | 13 Apr 2020 | 7,000 | 262,831 (0%) | 0% | 7.6 | 53,130 | Common Stock |
| Jeffrey K. McMahon | Director | Sale of securities on an exchange or to another person at price $ 8.00 per share. | 13 Apr 2020 | 2,900 | 534,338 (1%) | 0% | 8 | 23,200 | Common Stock |
| Jeffrey K. McMahon | Director | Sale of securities on an exchange or to another person at price $ 8.01 per share. | 13 Apr 2020 | 17,100 | 537,238 (1%) | 0% | 8.0 | 136,971 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.65 per share. | 01 Apr 2020 | 50,000 | 3,046,062 (8%) | 0% | 4.7 | 232,500 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.72 per share. | 01 Apr 2020 | 50,000 | 3,096,062 (8%) | 0% | 4.7 | 236,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.74 per share. | 25 Mar 2020 | 7,500 | 3,146,062 (8%) | 0% | 4.7 | 35,550 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.64 per share. | 25 Mar 2020 | 25,000 | 3,153,562 (8%) | 0% | 4.6 | 116,000 | Common Stock |
| Jerry D. Neal | Director | Purchase of securities on an exchange or from another person at price $ 4.25 per share. | 13 Mar 2020 | 25,000 | 674,880 (1%) | 0% | 4.3 | 106,250 | Common Stock |
| Suzanne B. Rudy | Director | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 13 Mar 2020 | 5,000 | 81,116 (0%) | 0% | 4.1 | 20,600 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.20 per share. | 13 Mar 2020 | 7,564 | 0 (0%) | 0% | 4.2 | 31,769 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 4.22 per share. | 13 Mar 2020 | 2,200 | 227,727 (0%) | 0% | 4.2 | 9,284 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 08 Jan 2020 | 1,000 | 7,564 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | Director | Sale of securities on an exchange or to another person at price $ 8.11 per share. | 06 Jan 2020 | 7,000 | 269,831 (0%) | 0% | 8.1 | 56,770 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Dec 2019 | 30,000 | 30,000 | - | - | Stock Options (Right to buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Dec 2019 | 30,000 | 3,178,562 (8%) | 0% | 0 | Common Stock | |
| Jerry D. Neal | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2019 | 1,854 | 649,880 (1%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Dec 2019 | 1,854 | 76,116 (0%) | 0% | 0 | Common Stock | |
| David M. Aichele | EVP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 20,000 | 178,171 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 15,000 | 63,900 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 8.06 per share. | 18 Dec 2019 | 500 | 63,400 (0%) | 0% | 8.1 | 4,030 | Common Stock |
| Rohan Houlden | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 20,000 | 229,927 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.51 per share. | 26 Nov 2019 | 25,000 | 3,153,562 (8%) | 0% | 7.5 | 187,750 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.62 per share. | 26 Nov 2019 | 5,000 | 3,148,562 (8%) | 0% | 7.6 | 38,100 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 7.33 per share. | 25 Nov 2019 | 1,900 | 158,171 (0%) | 0% | 7.3 | 13,927 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 7.33 per share. | 25 Nov 2019 | 500 | 48,900 (0%) | 0% | 7.3 | 3,665 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 7.50 per share. | 25 Nov 2019 | 2,000 | 209,927 (0%) | 0% | 7.5 | 15,000 | Common Stock |
| Jerry D. Neal | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2019 | 27,198 | 648,026 (1%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2019 | 21,545 | 74,262 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2019 | 19,033 | 276,831 (0%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2019 | 25,251 | 99,226 (0%) | 0% | 0 | Common Stock | |
| Jeffrey K. McMahon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Nov 2019 | 20,226 | 554,338 (1%) | 0% | 0 | Common Stock | |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 7.74 per share. | 07 Oct 2019 | 10,250 | 160,071 (0%) | 0% | 7.7 | 79,335 | Common Stock |
| Steven P. DenBaars | None | Sale of securities on an exchange or to another person at price $ 7.72 per share. | 07 Oct 2019 | 7,000 | 257,798 (0%) | 0% | 7.7 | 54,040 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.76 per share. | 30 Sep 2019 | 178 | 13,314 (0%) | 0% | 7.8 | 1,381 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 7.74 per share. | 27 Sep 2019 | 1,400 | 170,321 (0%) | 0% | 7.7 | 10,836 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 7.61 per share. | 27 Sep 2019 | 2,500 | 211,927 (0%) | 0% | 7.6 | 19,025 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.77 per share. | 26 Sep 2019 | 25,000 | 3,186,062 (8%) | 0% | 7.8 | 194,250 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.62 per share. | 26 Sep 2019 | 7,500 | 3,178,562 (8%) | 0% | 7.6 | 57,150 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 8.20 per share. | 12 Sep 2019 | 10,000 | 214,427 (0%) | 0% | 8.2 | 82,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.44 per share. | 05 Sep 2019 | 460 | 13,492 (0%) | 0% | 7.4 | 3,422 | Common Stock |
| David M. Aichele | VP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2019 | 20,000 | 171,721 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2019 | 20,000 | 49,400 (0%) | 0% | 0 | Common Stock | |
| Rohan Houlden | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2019 | 20,000 | 224,427 (0%) | 0% | 0 | Common Stock | |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 5.49 per share. | 12 Aug 2019 | 1,900 | 151,721 (0%) | 0% | 5.5 | 10,431 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 5.70 per share. | 16 Jul 2019 | 2,400 | 153,621 (0%) | 0% | 5.7 | 13,680 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 5.88 per share. | 16 Jul 2019 | 2,500 | 204,427 (0%) | 0% | 5.9 | 14,700 | Common Stock |
| Steven P. DenBaars | None | Sale of securities on an exchange or to another person at price $ 5.63 per share. | 08 Jul 2019 | 7,000 | 264,798 (0%) | 0% | 5.6 | 39,410 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.85 per share. | 27 Jun 2019 | 7,500 | 3,211,062 (8%) | 0% | 5.9 | 43,875 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 7.99 per share. | 17 May 2019 | 2,500 | 156,021 (0%) | 0% | 8.0 | 19,975 | Common Stock |
| Steven P. DenBaars | None | Sale of securities on an exchange or to another person at price $ 6.58 per share. | 29 Apr 2019 | 7,000 | 271,798 (0%) | 0% | 6.6 | 46,060 | Common Stock |
| Rohan Houlden | Chief Product Officer | Sale of securities on an exchange or to another person at price $ 6.18 per share. | 12 Mar 2019 | 2,500 | 206,927 (0%) | 0% | 6.2 | 15,450 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.53 per share. | 05 Mar 2019 | 1,852 | 13,952 (0%) | 0% | 6.5 | 12,094 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 6.52 per share. | 04 Mar 2019 | 2,000 | 29,400 (0%) | 0% | 6.5 | 13,040 | Common Stock |
| Kenneth E. Boller | Interim CFO | Sale of securities on an exchange or to another person at price $ 6.97 per share. | 24 Jan 2019 | 1,600 | 31,400 (0%) | 0% | 7.0 | 11,152 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 5,000 | 5,000 | - | - | Stock Options (Right to buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 40,000 | 40,000 | - | - | Stock Options (Right to buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 20,000 | 3,218,562 (10%) | 0% | 0 | Common Stock | |
| David M. Aichele | VP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 20,000 | 20,000 | - | - | Stock Options (Right to buy) | |
| David M. Aichele | VP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 20,000 | 158,521 (0%) | 0% | 0 | Common Stock | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 24,000 | 24,000 | - | - | Stock Options (Right to buy) | |
| Kenneth E. Boller | Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 12,000 | 33,000 (0%) | 0% | 0 | Common Stock | |
| Rohan Houlden | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 20,000 | 209,427 (0%) | 0% | 0 | Common Stock | |
| Rohan Houlden | Chief Product Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Nov 2018 | 20,000 | 20,000 | - | - | Stock Options (Right to buy) | |
| Steven P. Miller | None | Purchase of securities on an exchange or from another person at price $ 4.70 per share. | 09 Nov 2018 | 20,000 | 30,000 (0%) | 0% | 4.7 | 94,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.80 per share. | 09 Nov 2018 | 196 | 15,804 (0%) | 0% | 4.8 | 941 | Common Stock |
| Jerry D. Neal | None | Purchase of securities on an exchange or from another person at price $ 5.00 per share. | 08 Nov 2018 | 40,000 | 620,828 (2%) | 0% | 5 | 200,000 | Common Stock |
| Steven P. Miller | None | Purchase of securities on an exchange or from another person at price $ 5.00 per share. | 08 Nov 2018 | 10,000 | 113,824 (0%) | 0% | 5 | 50,000 | Common Stock |
| Arthur E. Geiss | None | Purchase of securities on an exchange or from another person at price $ 5.20 per share. | 08 Nov 2018 | 3,850 | 73,975 (0%) | 0% | 5.2 | 20,020 | Common Stock |
| Arthur E. Geiss | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2018 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Arthur E. Geiss | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Nov 2018 | 5,000 | 70,125 (0%) | 0% | 0 | Common Stock | |
| Jerry D. Neal | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 32,508 | 534,053 (1%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 51,502 | 51,502 | - | - | Stock Option (Right to Buy) | |
| Steven P. Miller | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 10,998 | 87,998 (0%) | 0% | 0 | Common Stock | |
| Steven P. Miller | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 21,997 | 21,997 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 22,748 | 22,748 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 11,374 | 262,432 (0%) | 0% | 0 | Common Stock | |
| Jeffrey K. McMahon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2018 | 48,348 | 48,348 | - | - | Stock Option (Right to Buy) | |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 7.15 per share. | 05 Oct 2018 | 10,175 | 138,521 (0%) | 0% | 7.1 | 72,751 | Common Stock |
| Suzanne B. Rudy | None | Sale of securities on an exchange or to another person at price $ 7.45 per share. | 03 Oct 2018 | 8,000 | 61,981 (0%) | 0% | 7.5 | 59,600 | Common Stock |
| John T. Kurtzweil | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 8.08 per share. | 28 Sep 2018 | 12,500 | 107,300 (0%) | 0% | 8.1 | 101,000 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 8.26 per share. | 27 Sep 2018 | 3,000 | 3,198,562 (14%) | 0% | 8.3 | 24,780 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 8.05 per share. | 27 Sep 2018 | 1,388 | 148,696 (0%) | 0% | 8.0 | 11,173 | Common Stock |
| Jeffrey K. McMahon | None | Sale of securities on an exchange or to another person at price $ 8.24 per share. | 20 Sep 2018 | 3,230 | 534,112 (2%) | 0% | 8.2 | 26,615 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2018 | 5,000 | 16,000 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 7.67 per share. | 13 Aug 2018 | 7,200 | 3,201,562 (14%) | 0% | 7.7 | 55,224 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 7.68 per share. | 13 Aug 2018 | 3,700 | 150,084 (0%) | 0% | 7.7 | 28,416 | Common Stock |
| David M. Aichele | VP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jul 2018 | 25,000 | 153,784 (0%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | None | Sale of securities on an exchange or to another person at price $ 6.15 per share. | 15 Mar 2018 | 16,254 | 271,424 (1%) | 0% | 6.1 | 99,962 | Common Stock |
| Steven P. DenBaars | None | Sale of securities on an exchange or to another person at price $ 6.03 per share. | 15 Mar 2018 | 4,000 | 267,424 (1%) | 0% | 6.0 | 24,120 | Common Stock |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Mar 2018 | 5,000 | 11,000 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.59 per share. | 21 Feb 2018 | 40,000 | 3,225,862 (14%) | 0% | 6.6 | 263,600 | Common Stock |
| Jeffrey B. Shealy | Director, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.28 per share. | 21 Feb 2018 | 17,100 | 3,208,762 (14%) | 0% | 6.3 | 107,388 | Common Stock |
| Jeffrey B. Shealy | Director, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 6.87 per share. | 21 Feb 2018 | 40,000 | 3,265,862 (14%) | 0% | 6.9 | 274,800 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 6.82 per share. | 21 Feb 2018 | 13,000 | 128,784 (0%) | 0% | 6.8 | 88,660 | Common Stock |
| John T. Kurtzweil | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 6.16 per share. | 26 Jan 2018 | 2,200 | 119,800 (0%) | 0% | 6.2 | 13,552 | Common Stock |
| Jeffrey B. Shealy | Director, CEO & President, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.94 per share. | 20 Dec 2017 | 24,863 | 3,305,862 (15%) | 0% | 5.9 | 147,686 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 6.30 per share. | 19 Dec 2017 | 3,021 | 146,229 (0%) | 0% | 6.3 | 19,032 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 6.20 per share. | 19 Dec 2017 | 4,445 | 141,784 (0%) | 0% | 6.2 | 27,559 | Common Stock |
| Steven P. Miller | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Nov 2017 | 31,652 | 31,652 | - | - | Stock Option | |
| Steven P. Miller | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Nov 2017 | 15,826 | 92,826 (0%) | 0% | 0 | Common Stock | |
| Jerry D. Neal | None | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 14 Nov 2017 | 154,545 | 501,545 (2%) | 0% | 5.5 | 849,998 | Common Stock |
| Jerry D. Neal | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 46,775 | 548,320 (2%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | None | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 14 Nov 2017 | 5,454 | 51,454 (0%) | 0% | 5.5 | 29,997 | Common Stock |
| Suzanne B. Rudy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 18,527 | 69,981 (0%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 37,053 | 37,053 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 16,366 | 287,678 (1%) | 0% | 0 | Common Stock | |
| Steven P. DenBaars | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 32,732 | 32,732 | - | - | Stock Option (Right to Buy) | |
| Steven P. DenBaars | None | Grant, award, or other acquisition of securities at price $ 5.50 per share. | 14 Nov 2017 | 5,454 | 271,312 (1%) | 0% | 5.5 | 29,997 | Common Stock |
| Arthur E. Geiss | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 86,854 | 86,854 | - | - | Stock Option (Right to Buy) | |
| Arthur E. Geiss | None | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 14 Nov 2017 | 1,818 | 65,125 (0%) | 0% | 5.5 | 9,999 | Common Stock |
| Jeffrey K. McMahon | None | Purchase of securities on an exchange or from another person at price $ 5.50 per share. | 14 Nov 2017 | 5,454 | 537,342 (2%) | 0% | 5.5 | 29,997 | Common Stock |
| Jeffrey K. McMahon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Nov 2017 | 69,568 | 69,568 | - | - | Stock Option (Right to Buy) | |
| John T. Kurtzweil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | |
| John T. Kurtzweil | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 100,000 | 122,000 (0%) | 0% | 0 | Common Stock | |
| Suzanne B. Rudy | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 16,000 | 46,000 (0%) | 0% | 0 | Common Stock | |
| Steven P. Miller | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 27,000 | 77,000 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 2,000 | 6,000 (0%) | 0% | 0 | Common Stock | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 4,000 | 4,000 | - | - | Stock Option (Right to Buy) | |
| David M. Aichele | VP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 15,000 | 149,250 (0%) | 0% | 0 | Common Stock | |
| David M. Aichele | VP of Business Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Cindy C. Payne | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 24,000 | 24,000 | - | - | Stock Option (Right to Buy) | |
| Cindy C. Payne | Other | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 12,000 | 196,375 (1%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 5,000 | 63,307 (0%) | 0% | 0 | Common Stock | |
| Arthur E. Geiss | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Sep 2017 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey B. Shealy | Director, Chief Executive Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 8.81 per share. | 02 Jun 2017 | 185,861 | 3,300,725 (17%) | 0% | 8.8 | 1,637,435 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 9.46 per share. | 02 Jun 2017 | 1,500 | 134,750 (0%) | 0% | 9.5 | 14,190 | Common Stock |
| David M. Aichele | VP of Business Development | Sale of securities on an exchange or to another person at price $ 9.11 per share. | 02 Jun 2017 | 500 | 134,250 (0%) | 0% | 9.1 | 4,555 | Common Stock |
| Mark D. Boomgarden | Vice President of Operations | Sale of securities on an exchange or to another person at price $ 9.45 per share. | 01 Jun 2017 | 28,894 | 203,962 (1%) | 0% | 9.4 | 273,048 | Common Stock |
| Mark D. Boomgarden | Vice President of Operations | Sale of securities on an exchange or to another person at price $ 9.75 per share. | 01 Jun 2017 | 12,585 | 232,856 (1%) | 0% | 9.8 | 122,704 | Common Stock |
| Mark D. Boomgarden | Vice President of Operations | Sale of securities on an exchange or to another person at price $ 9.15 per share. | 01 Jun 2017 | 25,521 | 178,441 (0%) | 0% | 9.1 | 233,517 | Common Stock |