1. MARKETS
  2. SECTOR : PHARMA & BIOTECH
  3. INDUSTRY : MAJOR PHARMACEUTICALS
  4. AVALO THERAPEUTICS INC
Avalo Therapeutics Inc
XNAS: AVTX
18.11 -1.26 (-6.50%)
158.9K
XNAS Volume

XNAS 20 Jul, 2026 11:42 AM (EDT)

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Insider Trading disclosures for Avalo Therapeutics Inc

The latest disclosure was made by Kevin R. Lind in Avalo Therapeutics Inc where a trade of 1,105 Stock Option (Right to Buy) done was reported to US exchanges on June 30, 2026.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Kevin R. Lind Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2026 1,105 1,105 - - Stock Option (Right to Buy)
Rita I. Jain Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2026 1,080 1,080 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jun 2026 2,875 125,750 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jun 2026 1,779 115,092 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.65 per share. 30 Jun 2026 2,875 54,651 - 12.7 36,369 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 30 Jun 2026 1,779 56,430 - 8.0 14,303 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 20.00 per share. 30 Jun 2026 4,654 51,776 - 20 93,080 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 23 Jun 2026 1,450 53,226 - 8.0 11,658 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jun 2026 1,450 116,871 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.00 per share. 23 Jun 2026 1,450 51,776 - 18 26,100 Common Stock
Paul Varki Chief Legal Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.10 per share. 10 Jun 2026 1,081 32,576 - 13.1 14,161 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.10 per share. 10 Jun 2026 138 40,773 - 13.1 1,808 Common Stock
Mittie Doyle Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.10 per share. 10 Jun 2026 1,084 51,776 - 13.1 14,200 Common Stock
Jennifer Riley Chief Strategy Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.10 per share. 10 Jun 2026 588 39,696 - 13.1 7,703 Common Stock
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2026 20,100 20,100 - - Stock Option (Right to Buy)
Michael T. Heffernan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2026 29,500 29,500 - - Stock Option (Right to Buy)
Kevin R. Lind Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2026 20,100 20,100 - - Stock Option (Right to Buy)
Rita I. Jain Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2026 20,100 20,100 - - Stock Option (Right to Buy)
Aaron Kantoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2026 20,100 20,100 - - Stock Option (Right to Buy)
Samantha Truex Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2026 20,100 20,100 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 May 2026 679 118,321 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.00 per share. 28 May 2026 679 47,122 - 16 10,864 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 28 May 2026 679 47,801 - 8.0 5,459 Common Stock
Garry A. Neil Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2026 100,200 190,314 - 0 Common Stock
Paul Varki Chief Legal Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2026 24,300 27,934 - 0 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2026 39,900 40,323 - 0 Common Stock
Mittie Doyle Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2026 43,500 47,122 - 0 Common Stock
Jennifer Riley Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 May 2026 34,200 36,855 - 0 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.65 per share. 15 May 2026 3,000 6,622 - 12.7 37,950 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 May 2026 3,000 128,625 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.76 per share. 15 May 2026 3,000 3,622 - 18.8 56,280 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.88 per share. 07 May 2026 18,606 19,029 - 9.9 183,827 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 07 May 2026 18,606 168,094 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 24.12 per share. 07 May 2026 18,606 423 - 24.1 448,818 Common Stock
Paul Varki Chief Legal Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.43 per share. 06 May 2026 62,500 66,134 - 13.4 839,375 Common Stock
Paul Varki Chief Legal Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 May 2026 12,563 87,437 - - Stock Option (Right to Buy)
Paul Varki Chief Legal Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 May 2026 62,500 87,500 - - Stock Option (Right to Buy)
Paul Varki Chief Legal Officer Sale of securities on an exchange or to another person at price $ 23.71 per share. 06 May 2026 400 3,634 - 23.7 9,484 Common Stock
Paul Varki Chief Legal Officer Sale of securities on an exchange or to another person at price $ 22.70 per share. 06 May 2026 9,253 4,034 - 22.7 210,029 Common Stock
Paul Varki Chief Legal Officer Sale of securities on an exchange or to another person at price $ 21.22 per share. 06 May 2026 22,839 13,287 - 21.2 484,541 Common Stock
Paul Varki Chief Legal Officer Sale of securities on an exchange or to another person at price $ 19.78 per share. 06 May 2026 5,196 36,126 - 19.8 102,783 Common Stock
Paul Varki Chief Legal Officer Sale of securities on an exchange or to another person at price $ 18.91 per share. 06 May 2026 37,375 41,322 - 18.9 706,836 Common Stock
Paul Varki Chief Legal Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 06 May 2026 12,563 78,697 - 8.0 101,007 Common Stock
Mitchell Chan Director Sale of securities on an exchange or to another person at price $ 22.88 per share. 06 May 2026 3,167 3,166 - 22.9 72,461 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 22.57 per share. 06 May 2026 8,900 423 - 22.6 200,913 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 21.37 per share. 06 May 2026 9,219 9,323 - 21.4 197,008 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 20.76 per share. 06 May 2026 2,700 18,542 - 20.8 56,052 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 May 2026 47,000 116,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 18.55 per share. 06 May 2026 13,834 33,589 - 18.6 256,655 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 06 May 2026 47,000 47,423 - 8.0 377,880 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 19.28 per share. 06 May 2026 12,347 21,242 - 19.3 238,093 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 05 May 2026 679 5,301 - 8.0 5,459 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 May 2026 28,650 119,000 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 May 2026 77,905 131,625 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 May 2026 679 147,650 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 05 May 2026 1,000 209,530 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.88 per share. 05 May 2026 10,058 3,622 - 22.9 230,127 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 22.41 per share. 05 May 2026 19,015 13,680 - 22.4 426,050 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 21.20 per share. 05 May 2026 44,944 32,695 - 21.2 952,669 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 19.65 per share. 05 May 2026 5,000 77,639 - 19.7 98,251 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.03 per share. 05 May 2026 27,538 82,639 - 18.0 496,405 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 05 May 2026 28,650 110,177 - 8.0 230,346 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.65 per share. 05 May 2026 77,905 81,527 - 12.6 985,498 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.00 per share. 05 May 2026 1,679 3,622 - 16 26,864 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.65 per share. 05 May 2026 1,000 4,622 - 12.7 12,650 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 13.23 per share. 29 Apr 2026 8,457 423 - 13.2 111,853 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 13.09 per share. 29 Apr 2026 8,458 8,880 - 13.1 110,736 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.65 per share. 06 Apr 2026 3,970 7,592 - 12.7 50,221 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Apr 2026 3,970 210,530 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 18.01 per share. 06 Apr 2026 3,970 3,622 - 18.0 71,508 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 16.83 per share. 01 Apr 2026 7,479 25,318 - 16.8 125,841 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 17.57 per share. 01 Apr 2026 1,780 17,338 - 17.6 31,270 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 17.02 per share. 01 Apr 2026 6,200 19,118 - 17.0 105,553 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Sale of securities on an exchange or to another person at price $ 15.86 per share. 01 Apr 2026 500 32,797 - 15.9 7,929 Common Stock
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.00 per share. 01 Apr 2026 679 3,622 - 16 10,864 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Apr 2026 679 148,329 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 01 Apr 2026 679 4,301 - 8.0 5,459 Common Stock
Kevin R. Lind Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2026 1,370 1,370 - - Stock Option (Right to Buy)
Rita I. Jain Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2026 1,339 1,339 - - Stock Option (Right to Buy)
Gilla Kaplan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 6,333 - - Common Stock
Gilla Kaplan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 3,167 - - Restricted Stock Units
Garry A. Neil Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.89 per share. 28 Mar 2026 21,892 90,114 - 13.9 304,080 Common Stock
Garry A. Neil Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 64,866 112,006 - - Common Stock
Garry A. Neil Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 64,866 64,867 - - Restricted Stock Units
Mitchell Chan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 3,167 - - Restricted Stock Units
Mitchell Chan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 6,333 - - Common Stock
Christopher Ryan Sullivan Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.89 per share. 28 Mar 2026 8,241 33,297 - 13.9 114,467 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 24,200 41,538 - - Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 24,200 24,200 - - Restricted Stock Units
Aaron Kantoff Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 3,167 - - Restricted Stock Units
Aaron Kantoff Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 6,333 - - Common Stock
Samantha Truex Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 6,333 - - Common Stock
Samantha Truex Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 3,167 - - Restricted Stock Units
Jonathan Goldman Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 3,167 - - Restricted Stock Units
Jonathan Goldman Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2026 3,166 3,166 - - Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.65 per share. 16 Mar 2026 19,500 23,122 - 12.7 246,675 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2026 5,992 149,008 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2026 19,500 214,500 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Sale of securities on an exchange or to another person at price $ 16.15 per share. 16 Mar 2026 25,492 3,622 - 16.1 411,607 Common Stock
Mittie Doyle Chief Medical Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.04 per share. 16 Mar 2026 5,992 29,114 - 8.0 48,176 Common Stock
Garry A. Neil Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2026 286,000 286,000 - - Stock Option (Right to Buy)
Paul Varki Chief Legal Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2026 80,000 80,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2026 105,000 105,000 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2026 105,000 105,000 - - Stock Option (Right to Buy)
Jennifer Riley Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2026 95,000 95,000 - - Stock Option (Right to Buy)
Taylor Boyd Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Feb 2026 95,000 95,000 - - Stock Option (Right to Buy)
Kevin R. Lind Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2025 848 848 - - Stock Option (Right to Buy)
Rita I. Jain Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2025 1,043 1,043 - - Stock Option (Right to Buy)
Paul Varki Chief Legal Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.10 per share. 10 Dec 2025 1,016 3,634 - 4.1 4,166 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.10 per share. 10 Dec 2025 155 17,338 - 4.1 636 Common Stock
Mittie Doyle Chief Medical Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.10 per share. 10 Dec 2025 1,013 3,622 - 4.1 4,153 Common Stock
Jennifer Riley Chief Strategy Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.10 per share. 10 Dec 2025 637 2,655 - 4.1 2,612 Common Stock
Jonathan Goldman Director Sale of securities on an exchange or to another person at price $ 14.30 per share. 14 Nov 2025 3,167 0 - 14.3 45,288 Common Stock
Jonathan Goldman Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Nov 2025 8,200 16,400 - - Stock Option (Right to Buy)
Jonathan Goldman Director Sale of securities on an exchange or to another person at price $ 14.35 per share. 14 Nov 2025 8,200 0 - 14.3 117,649 Common Stock
Jonathan Goldman Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.88 per share. 14 Nov 2025 8,200 8,200 - 9.9 81,016 Common Stock
Kevin R. Lind Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2025 40,200 40,200 - - Stock Option (Right to Buy)
Taylor Boyd Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2025 275,000 275,000 - - Stock Option (Right to Buy)
Rita I. Jain Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2025 1,572 1,572 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 20,100 20,100 - - Stock Option (Right to Buy)
Michael T. Heffernan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 29,500 29,500 - - Stock Option (Right to Buy)
June S. Almenoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 20,100 20,100 - - Stock Option (Right to Buy)
Mitchell Chan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 20,100 20,100 - - Stock Option (Right to Buy)
Aaron Kantoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 20,100 20,100 - - Stock Option (Right to Buy)
Samantha Truex Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 20,100 20,100 - - Stock Option (Right to Buy)
Jonathan Goldman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 20,100 20,100 - - Stock Option (Right to Buy)
Rita I. Jain Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jun 2025 40,200 40,200 - - Stock Option (Right to Buy)
Gilla Kaplan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 3,167 - - Common Stock
Gilla Kaplan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 6,333 - - Restricted Stock Units
June S. Almenoff Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 6,333 - - Restricted Stock Units
June S. Almenoff Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 3,167 - - Common Stock
Garry A. Neil Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 64,867 129,733 - - Restricted Stock Units
Garry A. Neil Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 64,867 64,927 - - Common Stock
Garry A. Neil Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.46 per share. 28 Mar 2025 17,787 47,140 - 8.5 150,478 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 24,200 48,400 - - Restricted Stock Units
Christopher Ryan Sullivan Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 24,200 24,206 - - Common Stock
Christopher Ryan Sullivan Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.46 per share. 28 Mar 2025 7,285 16,921 - 8.5 61,631 Common Stock
Aaron Kantoff Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 6,333 - - Restricted Stock Units
Aaron Kantoff Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 3,167 - - Common Stock
Samantha Truex Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 6,333 - - Restricted Stock Units
Samantha Truex Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 3,167 - - Common Stock
Mitchell Chan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 6,333 - - Restricted Stock Units
Mitchell Chan Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 3,167 - - Common Stock
Jonathan Goldman Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 6,333 - - Restricted Stock Units
Jonathan Goldman Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Mar 2025 3,167 3,167 - - Common Stock
Michael T. Heffernan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Mar 2025 50,000 50,000 - - Stock Option (Right to Buy)
Garry A. Neil Director, CEO and Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2025 411,000 411,000 - - Stock Option (Right to Buy)
Paul Varki Chief Legal Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2025 100,000 100,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2025 163,000 163,000 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jan 2025 155,000 155,000 - - Stock Option (Right to Buy)
Jennifer Riley Chief Strategy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2025 150,000 150,000 - - Stock Option (Right to Buy)
June S. Almenoff Director 12 Nov 2024 500 500 - 12.5 6,250 Common Stock
June S. Almenoff Director 12 Nov 2024 500 1,000 - 13 6,500 Common Stock
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 24,600 24,600 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 9,500 9,500 - - Restricted Stock Units
Garry A. Neil Director, CEO and Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 500,400 500,400 - - Stock Option (Right to Buy)
Garry A. Neil Director, CEO and Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 194,600 194,600 - - Restricted Stock Units
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 186,700 186,700 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 72,600 72,600 - - Restricted Stock Units
June S. Almenoff Director 13 Aug 2024 9,500 9,500 - - Restricted Stock Units
June S. Almenoff Director 13 Aug 2024 24,600 24,600 - - Stock Option (Right to Buy)
Mitchell Chan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 9,500 9,500 - - Restricted Stock Units
Mitchell Chan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 24,600 24,600 - - Stock Option (Right to Buy)
Aaron Kantoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 24,600 24,600 - - Stock Option (Right to Buy)
Aaron Kantoff Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 9,500 9,500 - - Restricted Stock Units
Samantha Truex Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 24,600 24,600 - - Stock Option (Right to Buy)
Samantha Truex Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 9,500 9,500 - - Restricted Stock Units
Jonathan Goldman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 9,500 9,500 - - Restricted Stock Units
Jonathan Goldman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2024 24,600 24,600 - - Stock Option (Right to Buy)
Mittie Doyle Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2024 234,000 234,000 - - Stock Option (Right to Buy)
Paul Varki Chief Legal Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2024 150,000 150,000 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 3,334 3,334 - - Stock Option (Right to Buy)
Mitchell Chan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 3,334 3,334 - - Stock Option (Right to Buy)
Almenoff S. June Director 20 Dec 2023 3,334 3,334 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2023 3,334 3,334 - - Stock Option (Right to Buy)
June S. Almenoff Director 30 Jun 2023 4,575 4,575 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 28,308 28,308 - - Stock Option (Right to Buy)
Garry A. Neil Director, CEO and Chairman of the Board Purchase of securities on an exchange or from another person at price $ 3.42 per share. 09 Jun 2023 4,000 13,220 - 3.4 13,680 Common Stock
Christopher Ryan Sullivan Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.42 per share. 09 Jun 2023 511 1,262 - 3.4 1,748 Common Stock
Garry A. Neil Director, CEO and Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 100,000 100,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2023 40,000 40,000 - - Stock Option (Right to Buy)
June S. Almenoff Director 31 Mar 2023 1,167 1,167 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2023 7,222 7,222 - - Stock Option (Right to Buy)
Garry A. Neil Director, CEO and Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2023 100,000 100,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Feb 2023 40,000 40,000 - - Stock Option (Right to Buy)
June S. Almenoff Director 30 Dec 2022 410 410 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2022 2,536 2,536 - - Stock Option (Right to Buy)
Garry A. Neil Director, CEO and Chairman of the Board Purchase of securities on an exchange or from another person at price $ 4.42 per share. 09 Dec 2022 2,083 9,220 - 4.4 9,207 Common Stock
Garry A. Neil Director, CEO and Chairman of the Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Oct 2022 75,000 75,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Oct 2022 25,000 25,000 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 3,080 3,080 - - Stock Option (Right to Buy)
June S. Almenoff Director 30 Sep 2022 605 605 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2022 3,747 3,747 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2022 44,115 44,115 - - Stock Option (Right to Buy)
June S. Almenoff Director 30 Jun 2022 4,338 4,338 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2022 26,837 26,837 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 40,000 40,000 - - Stock Option (Right to Buy)
June S. Almenoff Director 14 Jun 2022 40,000 40,000 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 40,000 40,000 - - Stock Option (Right to Buy)
Mitchell Chan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2022 40,000 40,000 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 30,359 30,359 - - Stock Option (Right to Buy)
June S. Almenoff Director 31 Mar 2022 2,985 2,985 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 18,468 18,468 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 20,239 20,239 - - Stock Option (Right to Buy)
Garry A. Neil Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2022 1,000,000 1,000,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2022 50,000 50,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Mar 2022 400,000 400,000 - - Stock Option (Right to Buy)
Garry A. Neil Chief Scientific Officer Purchase of securities on an exchange or from another person at price $ 1.57 per share. 10 Dec 2021 4,267 85,639 - 1.6 6,699 Common Stock
James A. Harrell Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 1.57 per share. 10 Dec 2021 1,093 36,766 - 1.6 1,716 Common Stock
H. Jeffrey Wilkins Chief Medical Officer Purchase of securities on an exchange or from another person at price $ 1.57 per share. 10 Dec 2021 6,371 33,373 - 1.6 10,002 Common Stock
Christopher Ryan Sullivan Chief Accounting Officer Purchase of securities on an exchange or from another person at price $ 1.57 per share. 10 Dec 2021 955 9,004 - 1.6 1,499 Common Stock
Schond L. Greenway CFO Purchase of securities on an exchange or from another person at price $ 1.57 per share. 10 Dec 2021 2,231 3,883 - 1.6 3,503 Common Stock
June S. Almenoff Director 10 Nov 2021 80,000 80,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2021 78,116 78,116 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2021 9,541 9,541 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2021 5,204 5,204 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2021 4,718 4,718 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2021 5,985 5,985 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2021 6,939 6,939 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2021 51,740 51,740 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 6,353 6,353 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 3,465 3,465 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 3,142 3,142 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 3,985 3,985 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 4,620 4,620 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 40,000 40,000 - - Stock Option (Right to Buy)
Sol J. Barer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 40,000 40,000 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 40,000 40,000 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 40,000 40,000 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 40,000 40,000 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2021 40,000 40,000 - - Stock Option (Right to Buy)
Garry A. Neil Chief Scientific Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Jun 2021 3,692 81,372 - 2.3 8,418 Common Stock
James A. Harrell Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Jun 2021 7,493 35,673 - 2.3 17,084 Common Stock
H. Jeffrey Wilkins Chief Medical Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Jun 2021 912 27,002 - 2.3 2,079 Common Stock
Schond L. Greenway CFO Purchase of securities on an exchange or from another person at price $ 2.68 per share. 10 Jun 2021 652 1,652 - 2.7 1,747 Common Stock
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2021 70,881 70,881 - - Stock Option (Right to Buy)
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 7,650 7,650 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 4,173 4,173 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 3,783 3,783 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 4,799 4,799 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 5,564 5,564 - - Stock Option (Right to Buy)
Schond L. Greenway CFO & Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2021 500,000 500,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2021 850,000 850,000 - - Stock Option (Right to Buy)
Garry A. Neil Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2021 260,000 260,000 - - Stock Option (right to buy)
James A. Harrell Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2021 150,000 150,000 - - Stock Option (Right to Buy)
Christopher Ryan Sullivan Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2021 110,000 110,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jan 2021 64,798 64,798 - - Stock Option (Right to Buy)
Garry A. Neil Chief Scientific Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Dec 2020 3,599 77,680 - 2.3 8,199 Common Stock
James A. Harrell Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Dec 2020 171 28,180 - 2.3 390 Common Stock
Christopher Ryan Sullivan Interim CFO Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Dec 2020 5,095 8,049 - 2.3 11,606 Common Stock
Gilla Kaplan Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Oct 2020 50,000 50,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2020 76,674 76,674 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 4,325 4,325 - - Stock Option (Right to Buy)
Philip Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 4,516 4,516 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 5,099 5,099 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 6,374 6,374 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 64,683 64,683 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 2,130 2,130 - - Stock Option (Right to Buy)
Philip Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 3,812 3,812 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 4,304 4,304 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 4,005 4,005 - - Stock Option (Right to Buy)
Sol J. Barer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 1,000,000 1,000,000 - - Stock Option (Right to Buy)
Sol J. Barer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 25,000 25,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 84,322 84,322 - - Stock Option (Right to Buy)
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 25,000 25,000 - - Stock Option (Right to Buy)
Philip Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 25,000 25,000 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 25,000 25,000 - - Stock Option (Right to Buy)
Joseph M. Miller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Jun 2020 25,000 25,000 - - Stock Option (Right to Buy)
Garry A. Neil Chief Scientific Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Jun 2020 1,799 74,081 - 2.3 4,098 Common Stock
Christopher Ryan Sullivan Interim CFO Purchase of securities on an exchange or from another person at price $ 2.28 per share. 10 Jun 2020 2,954 2,954 - 2.3 6,729 Common Stock
Michael F. Cola Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 2.50 per share. 09 Jun 2020 100,000 175,746 - 2.5 250,000 Common Stock
James A. Harrell Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.28 per share. 09 Jun 2020 6,391 28,009 - 2.3 14,559 Common Stock
James A. Harrell Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.50 per share. 09 Jun 2020 10,000 21,618 - 2.5 25,000 Common Stock
Joseph M. Miller Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.22 per share. 08 Jun 2020 4,472 40,582 - 3.2 14,400 Common Stock
Suzanne L. Bruhn Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Apr 2020 50,000 50,000 - - Stock Option (Right to Buy)
Simon C. Pedder Director, Executive Chairman of the Bd Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.57 per share. 09 Apr 2020 20,901 241,833 - 2.6 53,716 Common Stock
James A. Harrell Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Apr 2020 268,000 268,000 - - Stock Option (Right to Buy)
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 2,007 2,007 - - Stock Option (Right to Buy)
Philip Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 4,310 4,310 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 4,866 4,866 - - Stock Option (Right to Buy)
Sol J. Barer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2020 500,000 500,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2020 1,200,000 1,200,000 - - Stock Option (Right to Buy)
Michael F. Cola Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2020 75,746 75,746 - - Common Stock
Garry A. Neil Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2020 72,282 72,282 - - Common Stock
Garry A. Neil Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2020 800,000 800,000 - - Stock Option (Right to Buy)
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 11,016 1,106 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 2,375 2,375 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 2,682 2,682 - - Stock Option (Right to Buy)
James A. Harrell Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Dec 2019 3,064 11,618 - 2.8 8,725 Common Stock
Joseph M. Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Dec 2019 2,598 48,777 - 2.8 7,398 Common Stock
Pericles Calias Chief Scientific Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Dec 2019 2,913 52,462 - 2.8 8,295 Common Stock
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2019 1,819 1,819 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2019 3,907 3,907 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2019 4,411 4,411 - - Stock Option (Right to Buy)
Simon C. Pedder Director, Executive Chairman of the Bd Purchase of securities on an exchange or from another person at price $ 2.98 per share. 27 Aug 2019 6,734 262,734 - 3.0 20,100 Common Stock
Matthew V. Phillips Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 1.07 per share. 23 Aug 2019 512,500 512,500 - 1.1 548,375 Common Stock
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 25,000 25,000 - - Stock Option (Right to Buy)
Keith W. Schmidt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 25,000 25,000 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 25,000 25,000 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Aug 2019 25,000 25,000 - - Stock Option (Right to Buy)
Pericles Calias Chief Scientific Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.90 per share. 16 Jul 2019 3,246 49,216 - 4.9 15,905 Common Stock
Simon C. Pedder Director, Executive Chairman of the Bd Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2019 117 117 - - Stock Option (Right to Buy)
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2019 1,172 1,172 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2019 2,323 2,323 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Jun 2019 2,636 2,636 - - Stock Option (Right to Buy)
Keith W. Schmidt Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2019 50,000 50,000 - - Stock Option (Right to Buy)
Matthew V. Phillips Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Jun 2019 523 1,020 - 2.8 1,489 Common Stock
James A. Harrell Exec. VP, Mktg & External Comm Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Jun 2019 4,398 8,554 - 2.8 12,523 Common Stock
Joseph M. Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Jun 2019 1,179 46,179 - 2.8 3,357 Common Stock
Pericles Calias Chief Scientific Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Jun 2019 4,549 49,549 - 2.8 12,953 Common Stock
Joseph M. Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2019 375,000 375,000 - - Stock Option (Right to Buy)
Joseph M. Miller Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.85 per share. 07 Jun 2019 3,723 45,054 - 4.9 18,057 Common Stock
Simon C. Pedder Director, Executive Chairman of the Bd Purchase of securities on an exchange or from another person at price $ 5.06 per share. 14 May 2019 6,000 6,000 - 5.1 30,336 Common Stock
Simon C. Pedder Director, Executive Chairman of Board Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2019 300,000 300,000 - - Stock Option (Right to Buy)
Matthew V. Phillips Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 145,000 145,000 - - Stock Option (Right to Buy)
James A. Harrell Exec. VP, Mktg & External Comm Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 145,000 145,000 - - Stock Option (Right to Buy)
Joseph M. Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 175,000 175,000 - - Stock Option (Right to Buy)
Pericles Calias Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2019 175,000 175,000 - - Stock Option (Right to Buy)
Simon C. Pedder Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Mar 2019 882 882 - - Employee Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Mar 2019 1,916 1,916 - - Employee Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Mar 2019 2,286 2,286 - - Employee Stock Option (Right to Buy)
Simon C. Pedder Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 1,504 1,504 - - Stock Option (Right to Buy)
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 3,095 3,095 - - Stock Option (Right to Buy)
Isaac Blech Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 8,519 8,519 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 3,439 3,439 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 4,103 4,103 - - Stock Option (Right to Buy)
Patrick J. Crutcher VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2018 145,000 145,000 - - Stock Option (Right to Buy)
Patrick J. Crutcher VP, Business Development Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Dec 2018 6,871 1,634,771 - - Common Stock
Matthew V. Phillips Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Dec 2018 497 497 - 2.8 1,415 Common Stock
James A. Harrell Exec. VP, Mktg & External Comm Purchase of securities on an exchange or from another person at price $ 2.85 per share. 10 Dec 2018 4,156 4,156 - 2.8 11,834 Common Stock
Simon C. Pedder Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2018 990 990 - - Employee Stock Option (Right to Buy)
Isaac Blech Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2018 6,041 6,041 - - Employee Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2018 2,351 2,351 - - Employee Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Sep 2018 2,696 2,696 - - Employee Stock Option (Right to Buy)
Patrick J. Crutcher VP, Business Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Sep 2018 1,641,642 1,641,642 - 0 Common Stock
Randal O. Jones Ten Percent Owner Sale of securities on an exchange or to another person at price $ 3.98 per share. 13 Aug 2018 1,270 0 - 4.0 5,055 Common Stock
Randal O. Jones Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.20 per share. 13 Aug 2018 1,270 1,270 - 3.2 4,064 Common Stock
Randal O. Jones Ten Percent Owner Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Aug 2018 1,270 0 - - Stock Option (Right to Buy)
Pericles Calias Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2018 80,000 80,000 - - Stock Option (Right to Buy)
Joseph M. Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jul 2018 45,000 45,000 - 0 Common Stock
Simon C. Pedder Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 1,012 1,012 - - Employee Stock Option (Right to Buy)
Isaac Blech Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 6,881 6,881 - - Employee Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 2,544 2,544 - - Employee Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 2,747 2,747 - - Employee Stock Option (Right to Buy)
Randal O. Jones Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2018 1,012 1,012 - - Employee Stock Option (Right to Buy)
Simon C. Pedder Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2018 8,357 8,357 - - Stock Option (Right to Buy)
Uli Hacksell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2018 8,357 8,357 - - Stock Option (Right to Buy)
Isaac Blech Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2018 8,357 8,357 - - Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2018 8,357 8,357 - - Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2018 8,357 8,357 - - Stock Option (Right to Buy)
James A. Harrell Exec. VP, Mktg & External Comm Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 May 2018 125,000 125,000 - - Stock Option (right to buy)
Simon C. Pedder Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2018 16,714 16,714 - - Stock Option (right to buy)
Eugene A. Bauer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2018 2,262 2,262 - - Employee Stock Option (Right to Buy)
Isaac Blech Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2018 6,111 6,111 - - Employee Stock Option (Right to Buy)
Philip P. Gutry Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2018 2,350 2,350 - - Employee Stock Option (Right to Buy)
Magnus Persson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2018 2,791 2,791 - - Employee Stock Option (Right to Buy)
Randal O. Jones Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2018 2,056 2,056 - - Employee Stock Option (Right to Buy)
Mariam E. Morris Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2018 100,000 100,000 - - Employee Stock Option (Right to Buy)
Matthew V. Phillips Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jan 2018 100,000 100,000 - - Stock Option (right to buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 3,060 3,060 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 8,267 8,267 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 3,179 3,179 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 3,776 3,776 - - Employee Stock Option (Right to Buy)
Randal O. Jones None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2017 1,270 1,270 - - Employee Stock Option (Right to Buy)
Robert C. Moscato Director, COO Purchase of securities on an exchange or from another person at price $ 1.77 per share. 04 Dec 2017 285 2,592,743 (0%) 0% 1.8 504 Shares of common stock
Randal O. Jones None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Nov 2017 16,714 16,714 - - Stock Option (right to buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2017 10,202 10,202 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2017 27,560 27,560 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2017 10,600 10,600 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2017 12,587 12,587 - - Employee Stock Option (Right to Buy)
John J. Kaiser Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Aug 2017 25,000 25,000 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 8,357 8,357 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 8,357 8,357 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 13,690 13,690 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 36,982 36,982 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 8,357 8,357 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 14,224 14,224 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 8,357 8,357 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 8,357 8,357 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 16,891 16,891 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 10,764 10,764 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 10,764 21,528 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 9,751 9,751 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 26,342 26,342 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 10,131 10,131 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2017 12,031 12,031 - - Employee Stock Option (Right to Buy)
Uli Hacksell Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2017 100,000 100,000 - - Employee Stock Option (Right to Buy)
Mariam E. Morris Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2017 25,000 25,000 - - Employee Stock Option (Right to Buy)
John J. Kaiser Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jan 2017 25,000 25,000 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2016 7,301 7,301 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2016 8,060 8,060 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2016 17,827 17,827 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2016 3,793 3,793 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2016 9,008 9,008 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 1,706 1,706 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 1,883 1,883 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 3,723 3,723 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 886 886 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2016 2,105 2,105 - - Employee Stock Option (Right to Buy)
Uli Hacksell Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Aug 2016 130,000 130,000 - - Employee Stock Option (Right to Buy)
Mariam E. Morris Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Aug 2016 32,500 32,500 - - Employee Stock Option (Right to Buy)
John J. Kaiser Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Aug 2016 32,500 32,500 - - Employee Stock Option (Right to Buy)
Ronald Marcus Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Aug 2016 40,000 40,000 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 3,153 3,153 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 3,481 3,481 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 6,881 6,881 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 1,638 1,638 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2016 3,891 3,891 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 8,357 8,357 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 8,357 8,357 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 8,357 8,357 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 8,357 8,357 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 8,357 8,357 - - Employee Stock Option (Right to Buy)
Behshad Sheldon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2016 8,357 8,357 - - Employee Stock Option (Right to Buy)
Mariam E. Morris Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2016 10,100 10,100 - - Employee Stock Option (Right to Buy)
John J. Kaiser Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2016 31,288 31,288 - - Employee Stock Option (Right to Buy)
Ronald Marcus Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Feb 2016 44,286 44,286 - - Employee Stock Option (Right to Buy)
Thomas H. Aasen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jan 2016 16,714 16,714 - - Employee Stock Option (Right to Buy)
Uli Hacksell Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2016 360,459 388,780 - - Employee Stock Option (Right to Buy)
Eugene A. Bauer None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2015 16,714 16,714 - - Employee Stock Option (Right to Buy)
Uli Hacksell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2015 16,714 16,714 - - Employee Stock Option (Right to Buy)
Isaac Blech None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2015 16,714 16,714 - - Employee Stock Option (Right to Buy)
Phil Gutry None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2015 16,714 16,714 - - Employee Stock Option (Right to Buy)
Magnus Persson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2015 16,714 16,714 - - Employee Stock Option (Right to Buy)
Behshad Sheldon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Nov 2015 16,714 16,714 - - Employee Stock Option (Right to Buy)
Anthony A. Florence Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Anthony A. Florence Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
David M. Mott Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
David M. Mott Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
M. James Barrett Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
M. James Barrett Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Forest Baskett Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Forest Baskett Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Krishna Kolluri Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Krishna Kolluri Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Peter J. Barris Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Peter J. Barris Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Harry R. Weller Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Harry R. Weller Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Patrick J. Kerins Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Patrick J. Kerins Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Sandell D Scott Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Sandell D Scott Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
Ravi Viswanathan Ten Percent Owner 20 Oct 2015 16,638,880 0 - - Series B Convertible Preferred Stock
Ravi Viswanathan Ten Percent Owner 20 Oct 2015 594,245 594,245 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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