XNAS 12 Oct, 2026 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.18 per share. | 12 Aug 2026 | 4,978 | 0 (0%) | 0% | 11.2 | 55,668 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.21 per share. | 12 Aug 2026 | 8,632 | 0 (0%) | 0% | 11.2 | 96,781 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.24 per share. | 12 Aug 2026 | 87 | 8,017 (0%) | 0% | 11.2 | 978 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.18 per share. | 12 Aug 2026 | 3,114 | 0 (0%) | 0% | 11.2 | 34,815 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 10.97 per share. | 01 Jun 2026 | 1,617 | 2,747 (0%) | 0% | 11.0 | 17,741 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.22 per share. | 15 May 2026 | 1,720 | 8,104 (0%) | 0% | 11.2 | 19,290 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.22 per share. | 15 May 2026 | 885 | 4,630 (0%) | 0% | 11.2 | 9,930 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.22 per share. | 15 May 2026 | 3,450 | 4,364 (0%) | 0% | 11.2 | 38,709 | Common Stock |
| Mr. Francis Taylor | Treasurer | Purchase of securities on an exchange or from another person at price $ 11.22 per share. | 20 Mar 2026 | 232 | 441 (0%) | 0% | 11.2 | 2,603 | Common Stock |
| Mr. Alex Chi | Director, CEO | Purchase of securities on an exchange or from another person at price $ 10.79 per share. | 09 Mar 2026 | 9,000 | 9,000 (0%) | 0% | 10.8 | 97,127 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.29 per share. | 06 Mar 2026 | 3,500 | 9,824 (0%) | 0% | 11.3 | 39,527 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.28 per share. | 06 Mar 2026 | 901 | 5,515 (0%) | 0% | 11.3 | 10,163 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.29 per share. | 06 Mar 2026 | 3,500 | 9,824 (0%) | 0% | 11.3 | 39,527 | - |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.28 per share. | 06 Mar 2026 | 901 | 5,515 (0%) | 0% | 11.3 | 10,163 | - |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.29 per share. | 06 Mar 2026 | 3,500 | 9,824 (0%) | 0% | 11.3 | 39,527 | - |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.28 per share. | 06 Mar 2026 | 901 | 5,515 (0%) | 0% | 11.3 | 10,163 | - |
| Mr. Thomas M. Hennigan | Director, CFO and President | Purchase of securities on an exchange or from another person at price $ 11.26 per share. | 04 Mar 2026 | 4,430 | 101,324 (0%) | 0% | 11.3 | 49,882 | Common Stock |
| Mr. Thomas M. Hennigan | Director, CFO and President | Purchase of securities on an exchange or from another person at price $ 11.26 per share. | 04 Mar 2026 | 4,430 | 101,324 (0%) | 0% | 11.3 | 49,882 | - |
| Mr. Thomas M. Hennigan | Director, CFO and President | Purchase of securities on an exchange or from another person at price $ 11.26 per share. | 04 Mar 2026 | 4,430 | 101,324 (0%) | 0% | 11.3 | 49,882 | - |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 306 | 7,814 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 711 | 6,416 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 1,840 | 13,324 (0%) | 0% | - | - | |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 2,773 | 27,823 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 306 | 7,814 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 711 | 6,416 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 1,840 | 13,324 (0%) | 0% | - | - | |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 2,773 | 27,823 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 306 | 7,814 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 711 | 6,416 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 1,840 | 13,324 (0%) | 0% | - | - | |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 2,773 | 27,823 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 306 | 7,814 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 711 | 6,416 (0%) | 0% | - | - | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 1,840 | 13,324 (0%) | 0% | - | - | |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2025 | 2,773 | 27,823 (0%) | 0% | - | - | |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.87 per share. | 14 Nov 2025 | 7,085 | 7,508 (0%) | 0% | 11.9 | 84,099 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.87 per share. | 14 Nov 2025 | 7,085 | 7,508 (0%) | 0% | 11.9 | 84,099 | - |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 11.87 per share. | 14 Nov 2025 | 7,085 | 7,508 (0%) | 0% | 11.9 | 84,099 | - |
| Mr. Thomas M. Hennigan | Director, CFO | Purchase of securities on an exchange or from another person at price $ 12.04 per share. | 13 Nov 2025 | 8,400 | 96,894 (0%) | 0% | 12.0 | 101,136 | Common Stock |
| Mr. Thomas M. Hennigan | Director, CFO | Purchase of securities on an exchange or from another person at price $ 12.04 per share. | 13 Nov 2025 | 8,400 | 96,894 (0%) | 0% | 12.0 | 101,136 | - |
| Mr. Thomas M. Hennigan | Director, CFO | Purchase of securities on an exchange or from another person at price $ 12.04 per share. | 13 Nov 2025 | 8,400 | 96,894 (0%) | 0% | 12.0 | 101,136 | - |
| Mr. Nelson Joseph | PAO | Purchase of securities on an exchange or from another person at price $ 11.84 per share. | 10 Nov 2025 | 1,500 | 1,500 (0%) | 0% | 11.8 | 17,760 | Common Stock |
| Mr. Thomas M. Hennigan | Director, CFO | Purchase of securities on an exchange or from another person at price $ 13.75 per share. | 20 Aug 2025 | 7,285 | 88,494 (0%) | 0% | 13.8 | 100,169 | Common Stock |
| Mr. Thomas M. Hennigan | Director, CFO | Purchase of securities on an exchange or from another person at price $ 13.75 per share. | 20 Aug 2025 | 7,285 | 88,494 (0%) | 0% | 13.8 | 100,169 | - |
| Mr. Thomas M. Hennigan | Director, CFO | Purchase of securities on an exchange or from another person at price $ 13.75 per share. | 20 Aug 2025 | 7,285 | 88,494 (0%) | 0% | 13.8 | 100,169 | - |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 13.49 per share. | 18 Aug 2025 | 13,238 | 14,593 (0%) | 0% | 13.5 | 178,581 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 13.49 per share. | 18 Aug 2025 | 13,238 | 14,593 (0%) | 0% | 13.5 | 178,581 | - |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 13.49 per share. | 18 Aug 2025 | 13,238 | 14,593 (0%) | 0% | 13.5 | 178,581 | - |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 May 2025 | 1,650 | 27,831 (0%) | 0% | 0 | Common Stock | |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 May 2025 | 1,650 | 27,831 (0%) | 0% | 0 | - | |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 20 May 2025 | 1,650 | 27,831 (0%) | 0% | 0 | - | |
| Mr. Thomas M. Hennigan | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 7,301 | 81,209 (0%) | 0% | - | Common Stock | |
| Ms. Linda Pace | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 14,862 | 57,436 (0%) | 0% | - | Common Stock | |
| Mr. Mark Jenkins | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Mar 2025 | 29,724 | 128,044 (0%) | 0% | - | Common Stock | |
| Mr. Michael Hadley | VP and Head of Underwriting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 12,777 | 18,277 (0%) | 0% | - | Common Stock | |
| Mr. Alexander Popov | VP and Head of Illiquid Credit | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 13,376 | 47,853 (0%) | 0% | - | Common Stock | |
| Mr. Justin V. Plouffe | Director, CEO & President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 5,944 | 40,295 (0%) | 0% | - | Common Stock | |
| Mr. Mark Jenkins | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Mar 2025 | 29,724 | 128,044 (0%) | 0% | - | - | |
| Ms. Linda Pace | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 14,862 | 57,436 (0%) | 0% | - | - | |
| Mr. Michael Hadley | VP and Head of Underwriting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 12,777 | 18,277 (0%) | 0% | - | - | |
| Mr. Alexander Popov | VP and Head of Illiquid Credit | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 13,376 | 47,853 (0%) | 0% | - | - | |
| Mr. Thomas M. Hennigan | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 7,301 | 81,209 (0%) | 0% | - | - | |
| Mr. Mark Jenkins | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 27 Mar 2025 | 29,724 | 128,044 (0%) | 0% | - | - | |
| Ms. Linda Pace | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 14,862 | 57,436 (0%) | 0% | - | - | |
| Mr. Michael Hadley | VP and Head of Underwriting | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 12,777 | 18,277 (0%) | 0% | - | - | |
| Mr. Alexander Popov | VP and Head of Illiquid Credit | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 13,376 | 47,853 (0%) | 0% | - | - | |
| Mr. Thomas M. Hennigan | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 7,301 | 81,209 (0%) | 0% | - | - | |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 3,475 | 25,049 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | 31 Dec 2024 | 8,652 | 0 (0%) | 0% | - | Common Stock | ||
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 497 | 5,705 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 669 | 11,484 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 3,326 | 29,481 (0%) | 0% | - | Common Stock | |
| Mr. Joshua Lefkowitz | CCO & Secretary | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 148 | 985 (0%) | 0% | - | Common Stock | |
| Mr. Justin V. Plouffe | Director, CEO & President | Other type of transaction at price $ 0.00 per share. | 31 Dec 2024 | 2,637 | 34,351 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2024 | 1,500 | 26,155 (0%) | 0% | 0 | Common Stock | |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 16.79 per share. | 22 Nov 2024 | 3,801 | 98,320 (0%) | 0% | 16.8 | 63,819 | Common Stock |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 18 Nov 2024 | 1,500 | 27,655 (0%) | 0% | 0 | Common Stock | |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 16.50 per share. | 11 Nov 2024 | 30,000 | 59,519 (0%) | 0% | 16.5 | 495,000 | Common Stock |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 16.64 per share. | 11 Nov 2024 | 35,000 | 94,519 (0%) | 0% | 16.6 | 582,400 | Common Stock |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 16.74 per share. | 28 Aug 2024 | 1,000 | 25,719 (0%) | 0% | 16.7 | 16,740 | Common Stock |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 16.83 per share. | 28 Aug 2024 | 3,800 | 29,519 (0%) | 0% | 16.8 | 63,954 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Sale of securities on an exchange or to another person at price $ 18.10 per share. | 25 Jul 2024 | 3,550 | 2,360 (0%) | 0% | 18.1 | 64,255 | Common Stock |
| Mr. Aren C. LeeKong | Director, CEO and President | Other type of transaction at price $ 0.00 per share. | 31 Dec 2023 | 1,336 | 26,492 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2023 | 627 | 8,652 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2023 | 3,039 | 29,155 (0%) | 0% | - | Common Stock | |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2023 | 2,438 | 21,574 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2023 | 377 | 5,208 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2023 | 784 | 10,815 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Sep 2023 | 6,042 | 26,115 (0%) | 0% | 0 | - | |
| Nestor John G. | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 05 Sep 2023 | 6,042 | 26,115 (0%) | 0% | 0 | - | |
| Mr. Aren C. LeeKong | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 14.74 per share. | 09 Jun 2023 | 3,394 | 25,156 (0%) | 0% | 14.7 | 50,028 | Common Stock |
| Mr. Aren C. LeeKong | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 14.17 per share. | 05 Jun 2023 | 6 | 21,762 (0%) | 0% | 14.2 | 85 | Common Stock |
| Mr. Aren C. LeeKong | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 13.73 per share. | 01 Jun 2023 | 1,454 | 21,756 (0%) | 0% | 13.7 | 19,963 | Common Stock |
| Mr. Aren C. LeeKong | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 13.65 per share. | 31 May 2023 | 1,454 | 20,302 (0%) | 0% | 13.6 | 19,847 | Common Stock |
| Mr. Aren C. LeeKong | Director | Purchase of securities on an exchange or from another person at price $ 13.69 per share. | 25 May 2023 | 1,454 | 18,848 (0%) | 0% | 13.7 | 19,905 | Common Stock |
| Mr. Aren C. LeeKong | Director | Purchase of securities on an exchange or from another person at price $ 13.60 per share. | 25 May 2023 | 1,454 | 17,394 (0%) | 0% | 13.6 | 19,774 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.39 per share. | 18 May 2023 | 3,500 | 73,908 (0%) | 0% | 13.4 | 46,865 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.40 per share. | 18 May 2023 | 400 | 70,408 (0%) | 0% | 13.4 | 5,360 | Common Stock |
| Mr. Nigel D. T. Andrews | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2022 | 2,120 | 19,135 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2022 | 729 | 10,030 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2022 | 351 | 4,830 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2022 | 583 | 8,024 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 31 Dec 2022 | 2,338 | 32,157 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 12.79 per share. | 31 Dec 2022 | 3,500 | 0 (0%) | 0% | 12.8 | 44,748 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 12.82 per share. | 31 Dec 2022 | 3,500 | 3,500 (0%) | 0% | 12.8 | 44,870 | Common Stock |
| Mr. Aren C. LeeKong | Director | Purchase of securities on an exchange or from another person at price $ 14.40 per share. | 14 Dec 2022 | 3,470 | 15,940 (0%) | 0% | 14.4 | 49,965 | Common Stock |
| Mr. Michael Hadley | VP and Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 14.18 per share. | 16 Nov 2022 | 1,500 | 5,500 (0%) | 0% | 14.2 | 21,274 | Common Stock |
| Mr. Aren C. LeeKong | Director | Purchase of securities on an exchange or from another person at price $ 14.03 per share. | 15 Nov 2022 | 8,900 | 12,470 (0%) | 0% | 14.0 | 124,903 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.89 per share. | 14 Nov 2022 | 415 | 68,108 (0%) | 0% | 13.9 | 5,764 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.90 per share. | 14 Nov 2022 | 1,900 | 70,008 (0%) | 0% | 13.9 | 26,410 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.72 per share. | 14 Nov 2022 | 1,500 | 66,755 (0%) | 0% | 13.7 | 20,580 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.70 per share. | 14 Nov 2022 | 937 | 67,692 (0%) | 0% | 13.7 | 12,836 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.00 per share. | 14 Nov 2022 | 1 | 67,693 (0%) | 0% | 14 | 14 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.30 per share. | 17 Aug 2022 | 2,750 | 65,030 (0%) | 0% | 14.3 | 39,325 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.29 per share. | 17 Aug 2022 | 225 | 65,255 (0%) | 0% | 14.3 | 3,216 | Common Stock |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 14.27 per share. | 02 Jun 2022 | 9,500 | 24,719 (0%) | 0% | 14.3 | 135,565 | Common Stock |
| Nestor John G. | Director | Sale of securities on an exchange or to another person at price $ 13.85 per share. | 24 May 2022 | 112 | 7,000 (0%) | 0% | 13.8 | 1,551 | Common Stock |
| Mr. Michael Hadley | VP and Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 14.05 per share. | 23 May 2022 | 750 | 4,000 (0%) | 0% | 14.1 | 10,538 | Common Stock |
| Mr. Jonathan Pearl | VP & Head of Sponsor Coverage | Purchase of securities on an exchange or from another person at price $ 14.29 per share. | 16 May 2022 | 1,750 | 4,871 (0%) | 0% | 14.3 | 25,008 | Common Stock |
| Mr. Michael Hadley | VP and Head of Underwriting | Purchase of securities on an exchange or from another person at price $ 14.03 per share. | 12 May 2022 | 400 | 3,250 (0%) | 0% | 14.0 | 5,612 | Common Stock |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 19 Apr 2022 | 10,018 | 29,818 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 19 Apr 2022 | 478 | 4,478 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 19 Apr 2022 | 800 | 9,300 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 19 Apr 2022 | 612 | 7,112 (0%) | 0% | - | Common Stock | |
| Nestor John G. | Director | Other type of transaction at price $ 0.00 per share. | 19 Apr 2022 | 640 | 7,440 (0%) | 0% | - | Common Stock | |
| Mr. Alexander Popov | VP and Head of Illiquid Credit | Other type of transaction at price $ 0.00 per share. | 15 Apr 2022 | 1,500 | 34,477 (0%) | 0% | - | Common Stock | |
| Mr. Alexander Popov | VP and Head of Illiquid Credit | Purchase of securities on an exchange or from another person at price $ 14.78 per share. | 15 Apr 2022 | 5,000 | 32,977 (0%) | 0% | 14.8 | 73,900 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Grant, award, or other acquisition of securities at price $ 14.07 per share. | 25 Feb 2022 | 3,950 | 5,910 (0%) | 0% | 14.1 | 55,577 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.08 per share. | 25 Feb 2022 | 240 | 62,280 (0%) | 0% | 14.1 | 3,379 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.04 per share. | 25 Feb 2022 | 3,260 | 62,040 (0%) | 0% | 14.0 | 45,770 | Common Stock |
| Mr. Aren C. LeeKong | Director | Purchase of securities on an exchange or from another person at price $ 14.12 per share. | 10 Aug 2021 | 340 | 3,570 (0%) | 0% | 14.1 | 4,801 | Common Stock |
| Mr. Aren C. LeeKong | Director | Purchase of securities on an exchange or from another person at price $ 13.96 per share. | 10 Aug 2021 | 3,230 | 3,230 (0%) | 0% | 14.0 | 45,091 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 13.89 per share. | 06 Aug 2021 | 14,450 | 58,780 (0%) | 0% | 13.9 | 200,711 | Common Stock |
| Mr. Mark Jenkins | Director | Purchase of securities on an exchange or from another person at price $ 13.12 per share. | 12 May 2021 | 11,500 | 15,219 (0%) | 0% | 13.1 | 150,880 | Common Stock |
| Ms. Leslie E. Bradford | Director | Purchase of securities on an exchange or from another person at price $ 13.13 per share. | 10 Mar 2021 | 1,000 | 1,000 (0%) | 0% | 13.1 | 13,130 | Common Stock |
| Ms. Linda Pace | Director, CEO & President | Purchase of securities on an exchange or from another person at price $ 12.87 per share. | 05 Mar 2021 | 7,702 | 43,204 (0%) | 0% | 12.9 | 99,125 | Common Stock |
| Ms. Linda Pace | Director, CEO & President | Purchase of securities on an exchange or from another person at price $ 12.63 per share. | 05 Mar 2021 | 800 | 35,502 (0%) | 0% | 12.6 | 10,104 | Common Stock |
| Mr. Taylor Boswell | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 9.45 per share. | 09 Nov 2020 | 22,000 | 89,274 (0%) | 0% | 9.5 | 207,900 | Common Stock |
| Nestor John G. | Director | Purchase of securities on an exchange or from another person at price $ 8.75 per share. | 26 Aug 2020 | 3,000 | 19,800 (0%) | 0% | 8.8 | 26,250 | Common Stock |
| Mr. Taylor Boswell | Chief Investment Officer | Purchase of securities on an exchange or from another person at price $ 9.20 per share. | 10 Aug 2020 | 25,000 | 67,274 (0%) | 0% | 9.2 | 230,000 | Common Stock |
| Ms. Linda Pace | Director, CEO & President | Purchase of securities on an exchange or from another person at price $ 6.81 per share. | 17 Mar 2020 | 10,000 | 34,702 (0%) | 0% | 6.8 | 68,052 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 8.15 per share. | 16 Mar 2020 | 3,365 | 29,872 (0%) | 0% | 8.2 | 27,428 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 7.12 per share. | 16 Mar 2020 | 14,075 | 43,947 (0%) | 0% | 7.1 | 100,153 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 9.71 per share. | 13 Mar 2020 | 15,685 | 26,507 (0%) | 0% | 9.7 | 152,245 | Common Stock |
| Ms. Linda Pace | Director, CEO & President | Purchase of securities on an exchange or from another person at price $ 12.40 per share. | 02 Mar 2020 | 10,000 | 14,718 (0%) | 0% | 12.4 | 124,000 | Common Stock |
| Ms. Linda Pace | Director, CEO & President | Purchase of securities on an exchange or from another person at price $ 12.77 per share. | 02 Mar 2020 | 9,984 | 24,702 (0%) | 0% | 12.8 | 127,496 | Common Stock |
| Nestor John G. | None | Purchase of securities on an exchange or from another person at price $ 14.63 per share. | 07 Mar 2019 | 6,800 | 16,800 (0%) | 0% | 14.6 | 99,472 | Common Stock |
| Mr. Michael A. Hart | Director, CEO | Purchase of securities on an exchange or from another person at price $ 14.43 per share. | 10 Dec 2018 | 3,500 | 40,988 (0%) | 0% | 14.4 | 50,496 | Common Stock |
| Mr. Venugopal Rathi | Treasurer | Purchase of securities on an exchange or from another person at price $ 14.46 per share. | 10 Dec 2018 | 1,500 | 2,026 (0%) | 0% | 14.5 | 21,690 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.44 per share. | 10 Dec 2018 | 1,475 | 10,822 (0%) | 0% | 14.4 | 21,299 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 15.00 per share. | 07 Dec 2018 | 1,200 | 9,347 (0%) | 0% | 15.0 | 17,995 | Common Stock |
| Mr. Michael A. Hart | Director, CEO | Purchase of securities on an exchange or from another person at price $ 14.96 per share. | 06 Dec 2018 | 3,250 | 37,488 (0%) | 0% | 15.0 | 48,623 | Common Stock |
| Mr. Thomas M. Hennigan | CFO | Purchase of securities on an exchange or from another person at price $ 14.92 per share. | 06 Dec 2018 | 800 | 8,147 (0%) | 0% | 14.9 | 11,939 | Common Stock |
| Mr. Michael A. Hart | Director, CEO | Purchase of securities on an exchange or from another person at price $ 15.64 per share. | 03 Dec 2018 | 6,500 | 34,238 (0%) | 0% | 15.6 | 101,681 | Common Stock |
| Mr. Michael A. Hart | Director, CEO | Purchase of securities on an exchange or from another person at price $ 15.47 per share. | 29 Nov 2018 | 6,500 | 27,738 (0%) | 0% | 15.5 | 100,575 | Common Stock |
| Nestor John G. | None | Purchase of securities on an exchange or from another person at price $ 18.55 per share. | 05 Dec 2017 | 10,000 | 10,000 (0%) | 0% | 18.6 | 185,500 | Common Stock |
| Mr. Jeffrey S. Levin | President | Other type of transaction at price $ 0.00 per share. | 09 Jun 2017 | 76 | 15,782 (0%) | 0% | 0 | Common Stock | |
| Ms. Orit Mizrachi | COO | Other type of transaction at price $ 0.00 per share. | 09 Jun 2017 | 54 | 2,434 (0%) | 0% | 0 | Common Stock |