XNAS 16 Sep, 2026 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Quang X. Pham | Director, Chairman and CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.03 per share. | 29 Jun 2026 | 7,400 | 98,589 | - | 3.0 | 22,422 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.05 per share. | 25 Jun 2026 | 9,029 | 105,989 | - | 3.0 | 27,538 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.00 per share. | 25 Jun 2026 | 2,127 | 115,018 | - | 3 | 6,381 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.55 per share. | 22 Jun 2026 | 9,167 | 119,422 | - | 3.6 | 32,543 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.20 per share. | 22 Jun 2026 | 2,277 | 117,145 | - | 3.2 | 7,286 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.16 per share. | 16 Jun 2026 | 513 | 128,589 | - | 3.2 | 1,621 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.18 per share. | 16 Jun 2026 | 3,613 | 129,102 | - | 3.2 | 11,489 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.12 per share. | 11 Jun 2026 | 1,462 | 149,377 | - | 4.1 | 6,023 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.58 per share. | 11 Jun 2026 | 3,666 | 132,715 | - | 3.6 | 13,124 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 3.94 per share. | 11 Jun 2026 | 12,996 | 136,381 | - | 3.9 | 51,204 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.38 per share. | 08 Jun 2026 | 5,893 | 167,331 | - | 4.4 | 25,811 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.06 per share. | 08 Jun 2026 | 12,992 | 154,339 | - | 4.1 | 52,748 | Common Stock |
| Quang X. Pham | Director, Chairman, CEO and Interim CFO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.21 per share. | 08 Jun 2026 | 3,500 | 150,839 | - | 4.2 | 14,735 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.41 per share. | 03 Jun 2026 | 3,898 | 175,288 | - | 4.4 | 17,190 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.42 per share. | 03 Jun 2026 | 2,064 | 173,224 | - | 4.4 | 9,123 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.26 per share. | 03 Jun 2026 | 2,323 | 179,186 | - | 4.3 | 9,896 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.01 per share. | 29 May 2026 | 303 | 181,858 | - | 5.0 | 1,518 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.46 per share. | 29 May 2026 | 349 | 181,509 | - | 4.5 | 1,557 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.69 per share. | 22 May 2026 | 1,165 | 194,924 | - | 5.7 | 6,629 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 4.93 per share. | 11 May 2026 | 2,989 | 182,161 | - | 4.9 | 14,736 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.76 per share. | 11 May 2026 | 6,476 | 188,448 | - | 5.8 | 37,302 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 5.28 per share. | 11 May 2026 | 3,298 | 185,150 | - | 5.3 | 17,413 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 6.97 per share. | 29 Dec 2025 | 9,933 | 0 | - | 7.0 | 69,233 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.03 per share. | 24 Oct 2025 | 1,129 | 197,404 | - | 14.0 | 15,840 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 24 Oct 2025 | 1,315 | 196,089 | - | 14.0 | 18,397 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 24 Oct 2025 | 1,800 | 9,933 | - | 14.0 | 25,182 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 24 Oct 2025 | 1,800 | 11,733 | - | 14.0 | 25,182 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.02 per share. | 09 Oct 2025 | 1,800 | 200,333 | - | 14.0 | 25,236 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.15 per share. | 09 Oct 2025 | 1,800 | 198,533 | - | 14.2 | 25,470 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 09 Oct 2025 | 1,693 | 15,333 | - | 14.0 | 23,685 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.07 per share. | 09 Oct 2025 | 1,800 | 13,533 | - | 14.1 | 25,326 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 06 Oct 2025 | 107 | 17,026 | - | 14.0 | 1,497 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.13 per share. | 02 Oct 2025 | 500 | 202,133 | - | 14.1 | 7,065 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.00 per share. | 29 Sep 2025 | 100 | 18,833 | - | 14 | 1,400 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 29 Sep 2025 | 1,700 | 17,133 | - | 14.0 | 23,783 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.01 per share. | 29 Sep 2025 | 881 | 202,633 | - | 14.0 | 12,343 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.01 per share. | 29 Sep 2025 | 419 | 203,514 | - | 14.0 | 5,870 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 24 Sep 2025 | 2,581 | 210,723 | - | 14.0 | 36,108 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 14.09 per share. | 24 Sep 2025 | 6,790 | 203,933 | - | 14.1 | 95,671 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.05 per share. | 24 Sep 2025 | 10,900 | 18,933 | - | 14.1 | 153,182 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.00 per share. | 24 Sep 2025 | 1,500 | 29,833 | - | 14.0 | 20,993 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 27 Aug 2025 | 1,193 | 213,304 | - | 14.0 | 16,690 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 13.99 per share. | 27 Aug 2025 | 3,836 | 214,497 | - | 14.0 | 53,666 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.00 per share. | 27 Aug 2025 | 1,600 | 31,733 | - | 14.0 | 22,392 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Sale of securities on an exchange or to another person at price $ 14.00 per share. | 27 Aug 2025 | 400 | 31,333 | - | 14 | 5,600 | Common Stock |
| James J. Ferguson | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2025 | 60,000 | 60,000 | - | - | Stock Options | |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 65,000 | 65,000 | - | - | Stock Options | |
| Jeffrey Cole | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 25,000 | 25,000 | - | - | Stock Options | |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 65,000 | 65,000 | - | - | Stock Options | |
| Robert Lisicki | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 20,000 | 20,000 | - | - | Stock Options | |
| Steven Zelenkofske | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 20,000 | 20,000 | - | - | Stock Options | |
| Glynn Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 20,000 | 20,000 | - | - | Stock Options | |
| Matthew K. Szot | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 50,000 | 50,000 | - | - | Stock Options | |
| John Raymond Murphy | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2025 | 20,000 | 20,000 | - | - | Stock Options | |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 10 Apr 2024 | 50,000 | 3,275,000 | - | 0 | Common Stock | |
| Jeffrey Cole | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Apr 2024 | 150,000 | 150,000 | - | - | Stock Options | |
| Robert Lisicki | Director | 18 Jan 2024 | 50,000 | 50,000 | - | - | Stock Options | ||
| Raymond Murphy John | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2024 | 100,000 | 100,000 | - | - | Stock Options | |
| Glynn Wilson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2024 | 70,000 | 70,000 | - | - | Stock Options | |
| Matthew K. Szot | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2024 | 250,000 | 250,000 | - | - | Stock Options | |
| Steven Zelenkofske | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2024 | 100,000 | 100,000 | - | - | Stock Options | |
| Pham Quang X. | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Jan 2024 | 150,000 | 150,000 | - | - | Stock Options | |
| Douglas Losordo W. | Chief Medical Officer | 18 Jan 2024 | 150,000 | 150,000 | - | - | Stock Options | ||
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 23 Oct 2023 | 85,000 | 3,325,000 | - | 0 | Common Stock | |
| John Murphy Raymond | Director | Purchase of securities on an exchange or from another person at price $ 0.70 per share. | 04 Oct 2023 | 17,331 | 612,123 | - | 0.7 | 12,132 | Common Stock |
| Raymond Murphy John | Director | Purchase of securities on an exchange or from another person at price $ 0.69 per share. | 04 Oct 2023 | 2,669 | 614,792 | - | 0.7 | 1,842 | Common Stock |
| Robert Lisicki | Director | 23 Jul 2023 | 75,000 | 75,000 | - | - | Stock options | ||
| John Raymond Murphy | Director | Purchase of securities on an exchange or from another person at price $ 1.39 per share. | 21 Mar 2023 | 10,000 | 594,792 | - | 1.4 | 13,900 | Common Stock |
| John Raymond Murphy | Director | Purchase of securities on an exchange or from another person at price $ 1.67 per share. | 16 Mar 2023 | 20,000 | 574,792 | - | 1.7 | 33,398 | Common Stock |
| Quang X. Pham | Director, CEO and Chairman, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.94 per share. | 10 Feb 2023 | 25,000 | 3,300,000 | - | 1.9 | 48,500 | Common Stock |
| Matthew K. Szot | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jan 2023 | 50,000 | 500,000 | - | 0 | Common Stock | |
| Glynn Wilson | Director | 24 Jan 2023 | 50,000 | 50,000 | - | - | Common Stock | ||
| John Raymond Murphy | Director | 24 Jan 2023 | 514,792 | 0 | - | - | Convertible Promissory Note | ||
| Glynn Wilson | Director | 24 Jan 2023 | 50,000 | 0 | - | - | Convertible Promissory Note | ||
| John Raymond Murphy | Director | 24 Jan 2023 | 514,792 | 554,792 | - | - | Common Stock |