|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
3,000 |
3,418
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jonathan I. Lieber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
2,000 |
2,002
(0%)
|
0%
|
|
0
|
Common Stock |
|
Mark J. Rosenblum
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
9,682 |
11,363
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Lammers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
2,000 |
2,001
(0%)
|
0%
|
|
0
|
Common Stock |
|
William K. McVicar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
3,000 |
3,002
(0%)
|
0%
|
|
0
|
Common Stock |
|
Tess Burleson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
2,000 |
2,002
(0%)
|
0%
|
|
0
|
Common Stock |
|
Peter Klaus Marschel
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
3,900 |
3,900
(0%)
|
0%
|
|
0
|
Common Stock |
|
Barbara Louise Hibner
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
4,216 |
4,216
(0%)
|
0%
|
|
0
|
Common Stock |
|
Frederick Pierce
|
Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
33,455 |
34,844
(0%)
|
0%
|
|
0
|
Common Stock |
|
Patricia G. Gauthier
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Aug 2026 |
2,000 |
2,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Arnold Hanish C.
|
Director |
Sale of securities on an exchange or to another person at price $ 0.67 per share. |
30 Dec 2025 |
15 |
5,000
(0%)
|
0%
|
0.7 |
10
|
Common Stock |
|
Hanish Arnold C.
|
Director |
Sale of securities on an exchange or to another person at price $ 0.67 per share. |
30 Dec 2025 |
12 |
0
(0%)
|
0%
|
0.7 |
8
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Purchase of securities on an exchange or from another person at price $ 0.80 per share. |
20 Nov 2025 |
20,000 |
20,177
(0%)
|
0%
|
0.8 |
16,000
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.75 per share. |
20 Nov 2025 |
5,000 |
5,015
(0%)
|
0%
|
0.7 |
3,741
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Apr 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jonathan Lieber I.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
McCreedy Bruce
|
Director |
|
20 Feb 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Burleson Tess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
William McVicar K.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Lammers Paul
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Feb 2024 |
22,500 |
22,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2023 |
6,432 |
21,851
(0%)
|
0%
|
|
0
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Feb 2023 |
14,300 |
48,019
(0%)
|
0%
|
|
0
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
1,440 |
1,440
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jonathan I. Lieber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
1,440 |
2,940
(0%)
|
0%
|
|
0
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
8,000 |
15,419
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Lammers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
1,440 |
1,718
(0%)
|
0%
|
|
0
|
Common Stock |
|
Bruce McCreedy
|
Director |
|
03 Jan 2023 |
1,440 |
1,788
(0%)
|
0%
|
|
0
|
Common Stock |
|
William K. McVicar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
1,440 |
1,788
(0%)
|
0%
|
|
0
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
20,000 |
33,719
(0%)
|
0%
|
|
0
|
Common Stock |
|
Tess Burleson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
1,440 |
2,722
(0%)
|
0%
|
|
0
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 1.73 per share. |
03 Nov 2022 |
1,488 |
7,419
(0%)
|
0%
|
1.7 |
2,580
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 1.73 per share. |
03 Nov 2022 |
7,314 |
13,245
(0%)
|
0%
|
1.7 |
12,682
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 1.73 per share. |
03 Nov 2022 |
2,693 |
13,719
(0%)
|
0%
|
1.7 |
4,670
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 1.73 per share. |
03 Nov 2022 |
10,000 |
21,026
(0%)
|
0%
|
1.7 |
17,340
|
Common Stock |
|
Jonathan I. Lieber
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.19 per share. |
07 Jun 2022 |
37,500 |
37,500
(0%)
|
0%
|
0.2 |
7,016
|
Common Stock |
|
Tess Burleson
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
07 Jun 2022 |
27,700 |
32,050
(0%)
|
0%
|
0.2 |
4,986
|
Common Stock |
|
William K. McVicar
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.19 per share. |
06 Jun 2022 |
26,553 |
26,553
(0%)
|
0%
|
0.2 |
5,000
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
03 Jun 2022 |
28,000 |
46,350
(0%)
|
0%
|
0.2 |
5,152
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
31 May 2022 |
28,000 |
148,319
(1%)
|
0%
|
0.2 |
5,040
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
26 May 2022 |
708 |
282,382
(2%)
|
0%
|
0.2 |
127
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
26 May 2022 |
3,400 |
263,074
(2%)
|
0%
|
0.2 |
612
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
26 May 2022 |
18,600 |
281,674
(2%)
|
0%
|
0.2 |
3,385
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
26 May 2022 |
10,392 |
292,774
(2%)
|
0%
|
0.2 |
1,870
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.18 per share. |
26 May 2022 |
10,800 |
303,574
(2%)
|
0%
|
0.2 |
1,990
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.19 per share. |
03 May 2022 |
10,000 |
120,319
(0%)
|
0%
|
0.2 |
1,863
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.19 per share. |
03 May 2022 |
10,000 |
259,674
(2%)
|
0%
|
0.2 |
1,863
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Purchase of securities on an exchange or from another person at price $ 0.39 per share. |
03 Mar 2022 |
76,246 |
110,319
(0%)
|
0%
|
0.4 |
29,812
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.39 per share. |
03 Mar 2022 |
139,488 |
249,674
(1%)
|
1%
|
0.4 |
54,540
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jonathan I. Lieber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Lammers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bruce McCreedy
|
Director |
|
20 Jan 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
500,000 |
500,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Tess Burleson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Jan 2022 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.72 per share. |
03 Nov 2021 |
7,787 |
34,073
(0%)
|
0%
|
0.7 |
5,591
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.72 per share. |
03 Nov 2021 |
7,939 |
110,186
(0%)
|
0%
|
0.7 |
5,700
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.90 per share. |
17 Aug 2021 |
2,000 |
100,247
(0%)
|
0%
|
0.9 |
1,798
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.89 per share. |
17 Aug 2021 |
2,000 |
102,247
(0%)
|
0%
|
0.9 |
1,784
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.88 per share. |
10 Aug 2021 |
7,000 |
18,350
(0%)
|
0%
|
0.9 |
6,167
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.57 per share. |
03 May 2021 |
9,563 |
26,286
(0%)
|
0%
|
0.6 |
5,422
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.57 per share. |
03 May 2021 |
9,822 |
96,247
(0%)
|
0%
|
0.6 |
5,569
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jonathan I. Lieber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Lammers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bruce McCreedy
|
Director |
|
02 Dec 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
275,000 |
275,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Tess Burleson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.56 per share. |
03 Nov 2020 |
4,723 |
16,723
(0%)
|
0%
|
0.6 |
2,650
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.56 per share. |
03 Nov 2020 |
4,879 |
86,425
(0%)
|
0%
|
0.6 |
2,737
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.98 per share. |
21 Aug 2020 |
4,000 |
11,350
(0%)
|
0%
|
1.0 |
3,920
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 1.01 per share. |
19 Aug 2020 |
1,000 |
2,000
(0%)
|
0%
|
1.0 |
1,010
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 1.01 per share. |
19 Aug 2020 |
1,000 |
1,000
(0%)
|
0%
|
1.0 |
1,010
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Purchase of securities on an exchange or from another person at price $ 1.00 per share. |
17 Aug 2020 |
5,000 |
12,000
(0%)
|
0%
|
1 |
5,000
|
Common Stock |
|
Jonathan I. Lieber
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jul 2020 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jul 2020 |
49,955 |
49,955
|
-
|
|
-
|
Stock Option (right to buy) |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jul 2020 |
339,584 |
339,584
|
-
|
|
-
|
Stock Option (right to buy) |
|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
30,000 |
30,000
|
-
|
|
-
|
Common Stock |
|
Paul Lammers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bruce McCreedy
|
Director |
|
23 Mar 2020 |
6,000 |
6,000
|
-
|
|
-
|
Common Stock |
|
William K. McVicar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
6,000 |
6,000
|
-
|
|
-
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
60,000 |
60,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Tess Burleson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jonathan P. Northrup
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Mar 2020 |
6,000 |
6,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Purchase of securities on an exchange or from another person at price $ 0.95 per share. |
19 Feb 2020 |
2,000 |
7,000
(0%)
|
0%
|
1.0 |
1,900
|
Common Stock |
|
Scott Jordan
|
Chief Business Officer |
Purchase of securities on an exchange or from another person at price $ 0.90 per share. |
18 Feb 2020 |
11,300 |
31,609
(0%)
|
0%
|
0.9 |
10,170
|
Common Stock |
|
Mark J. Rosenblum
|
Exec VP Finance, CFO |
Purchase of securities on an exchange or from another person at price $ 0.86 per share. |
13 Feb 2020 |
5,000 |
5,000
(0%)
|
0%
|
0.9 |
4,295
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Feb 2020 |
4,350 |
4,350
|
-
|
|
-
|
Warrants (right to buy) |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.15 per share. |
11 Feb 2020 |
4,350 |
7,350
(0%)
|
0%
|
1.2 |
5,003
|
Common Stock |
|
Bruce McCreedy
|
Director |
|
11 Feb 2020 |
8,700 |
8,700
(0%)
|
0%
|
1.2 |
10,005
|
Common Stock |
|
Bruce McCreedy
|
Director |
|
11 Feb 2020 |
8,700 |
8,700
|
-
|
|
-
|
Warrants (right to buy) |
|
William K. McVicar
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Feb 2020 |
8,700 |
8,700
|
-
|
|
-
|
Warrants (right to buy) |
|
William K. McVicar
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.15 per share. |
11 Feb 2020 |
8,700 |
8,700
(0%)
|
0%
|
1.2 |
10,005
|
Common Stock |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Feb 2020 |
2,175 |
2,175
|
-
|
|
-
|
Warrants (right to buy) |
|
David J. Arthur
|
Director, Chief Executive Officer |
Purchase of securities on an exchange or from another person at price $ 1.15 per share. |
11 Feb 2020 |
2,175 |
81,546
(0%)
|
0%
|
1.1 |
2,501
|
Common Stock |
|
Tess Burleson
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Feb 2020 |
4,350 |
4,350
|
-
|
|
-
|
Warrants (right to buy) |
|
Tess Burleson
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.15 per share. |
11 Feb 2020 |
4,350 |
4,350
(0%)
|
0%
|
1.2 |
5,003
|
Common Stock |
|
Jonathan P. Northrup
|
Director |
Purchase of securities on an exchange or from another person at price $ 1.15 per share. |
11 Feb 2020 |
8,700 |
352,713
(2%)
|
0%
|
1.2 |
10,005
|
Common Stock |
|
Jonathan P. Northrup
|
Director |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Feb 2020 |
8,700 |
8,700
|
-
|
|
-
|
Warrants (right to buy) |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.59 per share. |
25 Nov 2019 |
3,000 |
3,000
(0%)
|
0%
|
3.6 |
10,770
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Purchase of securities on an exchange or from another person at price $ 3.59 per share. |
25 Nov 2019 |
3,000 |
3,000
(0%)
|
0%
|
3.6 |
10,770
|
Common Stock |
|
Arnold C. Hanish
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Lammers
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bruce McCreedy
|
Director |
|
10 Sep 2019 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
David J. Arthur
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
30,000 |
30,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Scott Jordan
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Scott Jordan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Tess Burleson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jonathan P. Northrup
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
3,000 |
3,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Pao-Yu Chuang
|
Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2019 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 0.92 per share. |
16 Oct 2018 |
3,212,861 |
0
(0%)
|
17%
|
0.9 |
2,941,053
|
Common Stock |
|
Peter Barton Hutt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Stuart A. Randle
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Marc Kozin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michelle V. Stacy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Roger D. Tung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jul 2018 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
John McCabe
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2018 |
179,848 |
179,848
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Jun 2018 |
359,696 |
359,696
|
-
|
|
-
|
Stock Option (right to buy) |
|
Thomas C. Wessel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jan 2018 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Elizabeth Woo
|
SVP, Investor Relations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jan 2018 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
John McCabe
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jan 2018 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jan 2018 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
2,200,000 |
844,627
(4%)
|
12%
|
|
0
|
Common Stock |
|
Christoph H. Westphal
|
Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
31 Dec 2017 |
858,300 |
3,044,627
(16%)
|
4%
|
|
0
|
Common Stock |
|
Roger D. Tung
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Nov 2017 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey D. Capello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Peter Barton Hutt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert J. Perez
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Stuart A. Randle
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Marc Kozin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michelle V. Stacy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Roderick MacKinnon
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Jul 2017 |
12,000 |
12,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
William K. McVicar
|
President, R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 May 2017 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Thomas C. Wessel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jan 2017 |
85,000 |
85,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert Hadfield
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jan 2017 |
57,000 |
57,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Elizabeth Woo
|
SVP, Investor Relations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jan 2017 |
47,000 |
47,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
John McCabe
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jan 2017 |
67,000 |
67,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Katharine Lindemann
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jan 2017 |
77,000 |
77,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
08 Nov 2016 |
7,000 |
3,941,118
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Nov 2016 |
8,870 |
3,934,118
|
-
|
|
-
|
Common Stock |
|
John McCabe
|
VP of Finance & Treasurer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Nov 2016 |
1,650 |
1,650
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Jun 2016 |
2,700 |
3,212,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Jun 2016 |
2,900 |
3,210,161
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Jun 2016 |
2,800 |
3,207,261
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Jun 2016 |
3,000 |
3,204,461
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Jun 2016 |
3,000 |
3,201,461
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Jun 2016 |
2,900 |
3,198,461
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Jun 2016 |
2,900 |
3,195,561
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
2,900 |
3,189,661
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jun 2016 |
3,000 |
3,192,661
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Jun 2016 |
3,000 |
3,186,761
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Jun 2016 |
3,000 |
3,183,761
|
-
|
|
-
|
Common Stock |
|
Peter Barton Hutt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey D. Capello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Stuart A. Randle
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert J. Perez
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
John Sculley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Marc Kozin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Michelle V. Stacy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Roderick MacKinnon
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jun 2016 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Jun 2016 |
2,900 |
3,180,761
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Jun 2016 |
3,000 |
3,177,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Jun 2016 |
3,000 |
3,174,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Jun 2016 |
3,000 |
3,171,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Jun 2016 |
5,000 |
3,163,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Jun 2016 |
5,000 |
3,168,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 May 2016 |
5,000 |
3,158,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 May 2016 |
17,300 |
3,153,861
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 May 2016 |
16,300 |
3,136,561
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
25 May 2016 |
12,300 |
3,120,261
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2016 |
16,967 |
3,107,961
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 May 2016 |
13,367 |
3,090,994
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 May 2016 |
6,914 |
3,076,627
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 May 2016 |
1,000 |
3,077,627
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 May 2016 |
15,200 |
3,069,713
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 May 2016 |
18,200 |
3,054,513
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 May 2016 |
8,200 |
3,036,313
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 May 2016 |
7,269 |
3,028,113
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 May 2016 |
16,097 |
3,020,844
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 May 2016 |
14,120 |
3,004,747
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 May 2016 |
17,532 |
2,978,050
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 May 2016 |
12,577 |
2,990,627
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Mar 2016 |
24,207 |
2,960,518
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Mar 2016 |
25,356 |
2,936,311
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Mar 2016 |
23,951 |
2,910,955
|
-
|
|
-
|
Common Stock |
|
John Sculley
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Mar 2016 |
4,000 |
4,709
|
-
|
|
-
|
Common Stock |
|
John Sculley
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Mar 2016 |
709 |
709
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Mar 2016 |
18,437 |
2,862,897
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Mar 2016 |
19,137 |
2,844,460
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
19,142 |
2,825,323
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
19,237 |
2,806,181
|
-
|
|
-
|
Common Stock |
|
Michelle V. Stacy
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Mar 2016 |
2,585 |
2,585
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Mar 2016 |
89,680 |
2,786,944
|
-
|
|
-
|
Common Stock |
|
Thomas C. Wessel
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Mar 2016 |
12,000 |
49,064
|
-
|
|
-
|
Common Stock |
|
Thomas C. Wessel
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Mar 2016 |
8,000 |
57,064
|
-
|
|
-
|
Common Stock |
|
Roderick MacKinnon
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Mar 2016 |
10,000 |
431,277
|
-
|
|
-
|
Common Stock |
|
Michelle V. Stacy
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Mar 2016 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2016 |
164,000 |
164,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Thomas C. Wessel
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2016 |
52,000 |
52,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert Hadfield
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2016 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Elizabeth Woo
|
SVP, Investor Relations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2016 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
John McCabe
|
VP of Finance & Treasurer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2016 |
40,000 |
40,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Katharine Lindemann
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Jan 2016 |
13,125 |
13,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Dec 2015 |
927 |
3,925,248
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
07 Dec 2015 |
907 |
3,924,321
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Nov 2015 |
887 |
3,923,414
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Nov 2015 |
971 |
3,922,527
|
-
|
|
-
|
Common Stock |
|
Marc Kozin
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Nov 2015 |
4,500 |
4,500
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Nov 2015 |
1,001 |
3,921,556
|
-
|
|
-
|
Common Stock |
|
Marina Hahn
|
President, Consumer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Nov 2015 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert J. Perez
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Nov 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Katharine Lindemann
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Nov 2015 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
09 Nov 2015 |
1,000 |
3,920,555
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
02 Nov 2015 |
967 |
3,919,555
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
26 Oct 2015 |
1,043 |
3,918,588
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
19 Oct 2015 |
1,018 |
3,917,545
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
12 Oct 2015 |
924 |
3,916,527
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
05 Oct 2015 |
868 |
3,915,603
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
28 Sep 2015 |
924 |
3,914,735
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
21 Sep 2015 |
733 |
3,913,811
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
14 Sep 2015 |
750 |
3,913,078
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
31 Aug 2015 |
887 |
3,912,328
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Aug 2015 |
844 |
3,911,441
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
17 Aug 2015 |
774 |
3,910,597
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
10 Aug 2015 |
762 |
3,909,823
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
03 Aug 2015 |
706 |
3,909,061
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Jul 2015 |
691 |
3,908,355
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Jul 2015 |
337 |
3,907,664
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Jul 2015 |
324 |
3,907,327
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Jul 2015 |
342 |
3,907,003
|
-
|
|
-
|
Common Stock |
|
Peter Barton Hutt
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey D. Capello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey D. Capello
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Stuart A. Randle
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
29 Jun 2015 |
286 |
3,906,661
|
-
|
|
-
|
Common Stock |
|
John Sculley
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Marc Kozin
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Elizabeth Woo
|
VP, Investor Relations |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Roderick MacKinnon
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Jun 2015 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Jun 2015 |
278 |
3,906,375
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
15 Jun 2015 |
284 |
3,906,097
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
08 Jun 2015 |
311 |
3,905,813
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
01 Jun 2015 |
303 |
3,905,502
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 May 2015 |
323 |
3,905,199
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 May 2015 |
313 |
3,904,876
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
04 May 2015 |
310 |
3,904,563
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
27 Apr 2015 |
244 |
3,904,253
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
266 |
3,904,009
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
13 Apr 2015 |
282 |
3,903,743
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
06 Apr 2015 |
262 |
3,903,461
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
30 Mar 2015 |
272 |
3,903,199
|
-
|
|
-
|
Common Stock |
|
Peter Barton Hutt
|
None |
|
03 Feb 2015 |
11,675 |
11,675
|
-
|
|
-
|
Common Stock |
|
Peter Barton Hutt
|
None |
|
03 Feb 2015 |
50,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Christoph H. Westphal
|
Director, President and CEO |
|
03 Feb 2015 |
8,000,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
Christoph H. Westphal
|
Director, President and CEO |
|
03 Feb 2015 |
2,212,756 |
0
|
-
|
|
-
|
Series B Preferred Stock |
|
Christoph H. Westphal
|
Director, President and CEO |
|
03 Feb 2015 |
1,868,067 |
1,868,067
|
-
|
|
-
|
Common Stock |
|
Christoph H. Westphal
|
Director, President and CEO |
|
03 Feb 2015 |
516,697 |
2,384,764
|
-
|
|
-
|
Common Stock |
|
John Sculley
|
None |
|
03 Feb 2015 |
82,978 |
0
|
-
|
|
-
|
Series B Preferred Stock |
|
John Sculley
|
None |
|
03 Feb 2015 |
150,000 |
0
|
-
|
|
-
|
Series A Preferred Stock |
|
John Sculley
|
None |
|
03 Feb 2015 |
19,376 |
54,402
|
-
|
|
-
|
Common Stock |
|
John Sculley
|
None |
|
03 Feb 2015 |
35,026 |
35,026
|
-
|
|
-
|
Common Stock |