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  4. GEVO INC
Gevo Inc
XNAS: GEVO
Weak Stock
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1.32 -0.03 (-2.22%)
New 52W Low in past week
1.9M
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XNAS 09 Oct, 2026 5:30 PM (EDT)

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Insider Trading disclosures for Gevo Inc

The latest disclosure was made by Dr. Patrick R. Gruber, PhD in Gevo Inc where a trade of 3,333 Common Stock done at an average price of $1.7 was reported to US exchanges on Sept. 3, 2026.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Dr. Patrick R. Gruber, PhD Director Sale of securities on an exchange or to another person at price $ 1.70 per share. 03 Sep 2026 3,333 3,320,455 (22%) 0% 1.7 5,671 Common Stock
Mr. Paul D. Bloom Director, CEO Sale of securities on an exchange or to another person at price $ 1.71 per share. 03 Sep 2026 1,514 1,500,789 (10%) 0% 1.7 2,589 Common Stock
Ms. Kimberly T. Bowron Chief of Staff Sale of securities on an exchange or to another person at price $ 1.71 per share. 03 Sep 2026 1,221 684,817 (4%) 0% 1.7 2,088 Common Stock
Dr. James Joseph Barber PhD Director Purchase of securities on an exchange or from another person at price $ 1.54 per share. 21 Aug 2026 50,000 120,000 (0%) 0% 1.5 77,000 Common Stock
Mr. David Michael Kettner Chief Legal & Emrg Biz Officer Purchase of securities on an exchange or from another person at price $ 1.55 per share. 21 Aug 2026 12,500 276,788 (1%) 0% 1.5 19,369 Common Stock
Mr. Todd Allen Werpy Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2026 62,583 62,583 (0%) 0% 0 Common Stock
Mr. Paul D. Bloom Director, CEO 13 Aug 2026 50,000 576,618 - - Stock Option
Mr. Paul D. Bloom Director, CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.18 per share. 13 Aug 2026 50,000 1,502,303 (10%) 0% 1.2 59,000 Common Stock
Dr. Patrick R. Gruber, PhD Director Sale of securities on an exchange or to another person at price $ 1.51 per share. 06 Aug 2026 247,642 3,323,788 (22%) 1% 1.5 373,816 Common Stock
Mr. Paul D. Bloom Director, CEO Sale of securities on an exchange or to another person at price $ 1.55 per share. 06 Aug 2026 31,096 1,452,303 (10%) 0% 1.5 48,068 Common Stock
Ms. Kimberly T. Bowron Chief of Staff Sale of securities on an exchange or to another person at price $ 1.55 per share. 06 Aug 2026 10,257 686,038 (4%) 0% 1.5 15,855 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.54 per share. 06 Aug 2026 18,223 472,893 (3%) 0% 1.5 28,034 Common Stock
Dr. Patrick R. Gruber, PhD Director Sale of securities on an exchange or to another person at price $ 1.40 per share. 12 Jun 2026 157,563 3,571,430 (24%) 1% 1.4 220,856 Common Stock
Dr. Christopher M. Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.43 per share. 12 Jun 2026 35,196 1,279,245 (8%) 0% 1.4 50,161 Common Stock
Mr. Paul D. Bloom Director, CEO Sale of securities on an exchange or to another person at price $ 1.43 per share. 12 Jun 2026 35,189 1,483,399 (10%) 0% 1.4 50,151 Common Stock
Ms. Kimberly T. Bowron Chief of Staff Sale of securities on an exchange or to another person at price $ 1.43 per share. 12 Jun 2026 15,470 696,295 (4%) 0% 1.4 22,048 Common Stock
Mr. Andrew L. Shafer Chief Mktg Cust & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.43 per share. 12 Jun 2026 9,443 311,608 (2%) 0% 1.4 13,458 Common Stock
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer Sale of securities on an exchange or to another person at price $ 1.43 per share. 12 Jun 2026 4,293 108,865 (0%) 0% 1.4 6,118 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.40 per share. 12 Jun 2026 63,028 491,116 (3%) 0% 1.4 88,075 Common Stock
Mr. Andrew Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2026 70,000 343,669 (2%) 0% 0 Common Stock
Dr. James Joseph Barber PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2026 70,000 70,000 (0%) 0% 0 Common Stock
Mr. William H. Baum Director 27 May 2026 80,893 80,893 - - Stock Option
Dr. Patrick R. Gruber, PhD Director Sale of securities on an exchange or to another person at price $ 1.76 per share. 27 May 2026 186,469 3,728,993 (25%) 1% 1.8 328,148 Common Stock
Dr. Patrick R. Gruber, PhD Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2026 70,000 3,915,462 (27%) 0% 0 Common Stock
Dr. Christopher M. Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.76 per share. 27 May 2026 87,700 1,314,441 (9%) 0% 1.8 154,334 Common Stock
Mr. Gary W. Mize Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2026 70,000 351,226 (2%) 0% 0 Common Stock
Mr. Jaime Guillen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2026 70,000 264,046 (1%) 0% 0 Common Stock
Mr. Paul D. Bloom Director, CEO Sale of securities on an exchange or to another person at price $ 1.76 per share. 27 May 2026 75,735 1,518,588 (10%) 0% 1.8 133,278 Common Stock
Ms. Kimberly T. Bowron Chief of Staff Sale of securities on an exchange or to another person at price $ 1.76 per share. 27 May 2026 25,101 711,765 (4%) 0% 1.8 44,173 Common Stock
Mr. Andrew L. Shafer Chief Mktg Cust & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.76 per share. 27 May 2026 32,667 321,051 (2%) 0% 1.8 57,487 Common Stock
Ms. Mary Kathryn Ellet Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 May 2026 70,000 132,821 (0%) 0% 0 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.77 per share. 27 May 2026 31,958 554,144 (3%) 0% 1.8 56,652 Common Stock
Mr. Paul D. Bloom Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 670,732 1,594,323 (11%) 4% 0 Common Stock
Mr. Paul D. Bloom Director, CEO 20 May 2026 774,967 774,967 - - Stock Option
Ms. Kimberly T. Bowron Chief of Staff Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 255,640 736,866 (5%) 1% 0 Common Stock
Ms. Kimberly T. Bowron Chief of Staff 20 May 2026 295,368 295,368 - - Stock Option
Mr. Andrew L. Shafer Chief Mktg Cust & Brnd Officer 20 May 2026 95,778 95,778 - - Stock Option
Mr. Andrew L. Shafer Chief Mktg Cust & Brnd Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 82,895 353,718 (2%) 0% 0 Common Stock
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer 20 May 2026 61,169 61,169 - - Stock Option
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 52,941 113,158 (0%) 0% 0 Common Stock
Mr. Oluwagbemileke Agiri CFO 20 May 2026 352,258 352,258 - - Stock Option
Mr. Oluwagbemileke Agiri CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 304,878 586,102 (4%) 2% 0 Common Stock
Ms. Lindsay Clinton Fitzgerald Chief Advocacy Officer 20 May 2026 68,690 68,690 - - Stock Option
Ms. Lindsay Clinton Fitzgerald Chief Advocacy Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 59,451 271,650 (1%) 0% 0 Common Stock
Mr. Kyle Dean James Chief Commercial Officer 20 May 2026 153,937 153,937 - - Stock Option
Mr. Kyle Dean James Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 133,232 266,448 (1%) 0% 0 Common Stock
Mr. David Michael Kettner General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 May 2026 133,232 264,288 (1%) 0% 0 Common Stock
Mr. David Michael Kettner General Counsel 20 May 2026 153,937 153,937 - - Stock Option
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.00 per share. 01 May 2026 5,550 270,823 (1%) 0% 2.0 11,103 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. 01 May 2026 5,550 276,373 (1%) 0% 0.7 3,941 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer 01 May 2026 5,550 185,850 - - Stock Option
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. 01 Apr 2026 5,550 276,373 (1%) 0% 0.7 3,941 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.71 per share. 01 Apr 2026 5,550 270,823 (1%) 0% 2.7 15,027 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer 01 Apr 2026 5,550 191,400 - - Stock Option
Mr. Kyle Dean James Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2026 158,334 158,334 (1%) 1% 0 Common Stock
Mr. Kyle Dean James Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. 01 Apr 2026 27,278 131,056 (0%) 0% 2.4 65,467 Common Stock
Mr. David Michael Kettner General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. 01 Apr 2026 25,118 133,216 (0%) 0% 2.4 60,283 Common Stock
Mr. David Michael Kettner General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2026 158,334 158,334 (1%) 1% 0 Common Stock
Mr. Kyle Dean James Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. 01 Apr 2026 25,118 133,216 (0%) 0% 2.4 60,283 Common Stock
Mr. Kyle Dean James Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2026 158,334 158,334 (1%) 1% 0 Common Stock
Mr. David Michael Kettner General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.40 per share. 01 Apr 2026 27,278 131,056 (0%) 0% 2.4 65,467 Common Stock
Mr. David Michael Kettner General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2026 158,334 158,334 (1%) 1% 0 Common Stock
Dr. Christopher M. Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 2.96 per share. 30 Mar 2026 29,797 1,402,141 (9%) 0% 3.0 88,175 Common Stock
Dr. Christopher M. Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 2.76 per share. 30 Mar 2026 100,000 1,431,938 (9%) 0% 2.8 275,740 Common Stock
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 2.34 per share. 12 Mar 2026 107,100 281,226 (1%) 0% 2.3 250,079 Common Stock
Ms. Lindsay Clinton Fitzgerald Chief Public Affairs Officer Sale of securities on an exchange or to another person at price $ 2.51 per share. 12 Mar 2026 20,000 212,199 (1%) 0% 2.5 50,124 Common Stock
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 2.34 per share. 12 Mar 2026 107,100 281,226 (1%) 0% 2.3 250,079 -
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 2.34 per share. 12 Mar 2026 107,100 281,226 (1%) 0% 2.3 250,079 -
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.21 per share. 10 Mar 2026 5,550 270,823 (1%) 0% 2.2 12,245 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer 10 Mar 2026 5,550 196,950 - - Stock Option
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. 10 Mar 2026 5,550 276,373 (1%) 0% 0.7 3,941 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.99 per share. 20 Jan 2026 5,000 270,823 (1%) 0% 2.0 9,940 Common Stock
Mr. Oluwagbemileke Agiri CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2026 10,000 281,224 (1%) 0% 0 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.19 per share. 22 Dec 2025 5,000 275,823 (1%) 0% 2.2 10,974 Common Stock
Mr. Oluwagbemileke Agiri CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.59 per share. 05 Dec 2025 36,446 312,550 (2%) 0% 1.6 57,949 Common Stock
Mr. Oluwagbemileke Agiri CFO 05 Dec 2025 31,958 63,917 - - Stock Option
Mr. Oluwagbemileke Agiri CFO 05 Dec 2025 36,446 18,223 - - Stock Option
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 2.31 per share. 05 Dec 2025 73,284 271,224 (1%) 0% 2.3 169,183 Common Stock
Mr. Oluwagbemileke Agiri CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.71 per share. 05 Dec 2025 31,958 344,508 (2%) 0% 0.7 22,690 Common Stock
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer Sale of securities on an exchange or to another person at price $ 2.32 per share. 04 Dec 2025 2,560 60,217 (0%) 0% 2.3 5,943 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.99 per share. 20 Nov 2025 5,000 280,823 (1%) 0% 2.0 9,937 Common Stock
Ms. Carol J. Battershell Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.67 per share. 13 Nov 2025 224,639 353,862 (2%) 1% 0.7 150,508 Common Stock
Ms. Carol J. Battershell Director 13 Nov 2025 224,639 0 - - Stock Option
Ms. Carol J. Battershell Director Sale of securities on an exchange or to another person at price $ 2.02 per share. 13 Nov 2025 75,597 278,265 (1%) 0% 2.0 152,782 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.28 per share. 03 Nov 2025 29,797 285,823 (1%) 0% 2.3 67,970 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.53 per share. 20 Oct 2025 5,000 315,620 (2%) 0% 2.5 12,650 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 2.82 per share. 15 Oct 2025 100,000 1,531,938 (10%) 0% 2.8 281,870 Common Stock
Mr. Angelo Amorelli Director Sale of securities on an exchange or to another person at price $ 2.50 per share. 14 Oct 2025 100,000 2,942 (0%) 0% 2.5 250,270 Common Stock
Mr. Angelo Amorelli Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.67 per share. 14 Oct 2025 100,000 102,942 (0%) 0% 0.7 67,000 Common Stock
Mr. Angelo Amorelli Director 14 Oct 2025 100,000 24,639 - - Stock Option
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.01 per share. 22 Sep 2025 5,000 320,620 (2%) 0% 2.0 10,062 Common Stock
Mr. Paul D. Bloom Chief Business Officer Sale of securities on an exchange or to another person at price $ 2.01 per share. 17 Sep 2025 75,000 923,591 (6%) 0% 2.0 150,435 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.63 per share. 04 Sep 2025 1,642 3,845,462 (26%) 0% 1.6 2,676 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.63 per share. 04 Sep 2025 1,683 1,631,938 (11%) 0% 1.6 2,742 Common Stock
Mr. Paul D. Bloom Chief Business Officer Sale of securities on an exchange or to another person at price $ 1.63 per share. 04 Sep 2025 2,092 998,591 (6%) 0% 1.6 3,410 Common Stock
Ms. Kimberly T. Bowron Chief People and IT Officer Sale of securities on an exchange or to another person at price $ 1.63 per share. 04 Sep 2025 1,530 481,226 (3%) 0% 1.6 2,493 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.63 per share. 04 Sep 2025 1,731 276,104 (1%) 0% 1.6 2,821 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.58 per share. 20 Aug 2025 5,000 325,620 (2%) 0% 1.6 7,917 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.63 per share. 20 Aug 2025 57,651 277,835 (1%) 0% 1.6 93,942 Common Stock
Mr. Gary W. Mize Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.67 per share. 18 Aug 2025 224,639 479,785 (3%) 1% 0.7 150,508 Common Stock
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 1.68 per share. 18 Aug 2025 91,459 388,326 (2%) 0% 1.7 153,258 Common Stock
Mr. Gary W. Mize Director 18 Aug 2025 224,639 0 - - Stock Option
Mr. Angelo Amorelli Director Sale of securities on an exchange or to another person at price $ 2.00 per share. 12 Aug 2025 16,485 2,942 (0%) 0% 2 32,970 Common Stock
Mr. Angelo Amorelli Director 12 Aug 2025 100,000 124,639 - - Stock Option
Mr. Angelo Amorelli Director Sale of securities on an exchange or to another person at price $ 1.95 per share. 12 Aug 2025 183,515 19,427 (0%) 1% 1.9 357,561 Common Stock
Mr. Angelo Amorelli Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.67 per share. 12 Aug 2025 100,000 202,942 (1%) 0% 0.7 67,000 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 116,060 3,847,104 (26%) 0% 1.2 142,823 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 42,499 1,633,621 (11%) 0% 1.2 52,299 Common Stock
Mr. L. Lynn Smull EVP Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 36,611 1,102,131 (7%) 0% 1.2 45,053 Common Stock
Mr. Paul D. Bloom Chief Business Officer Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 42,073 1,000,683 (6%) 0% 1.2 51,598 Common Stock
Ms. Kimberly T. Bowron Chief People and IT Officer Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 12,370 482,756 (3%) 0% 1.2 15,223 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 5,738 335,486 (2%) 0% 1.2 7,061 Common Stock
Ms. Lindsay Clinton Fitzgerald Chief Advocacy & Comms Officer Sale of securities on an exchange or to another person at price $ 1.23 per share. 05 Aug 2025 8,118 232,199 (1%) 0% 1.2 9,990 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.25 per share. 01 Aug 2025 120,304 3,963,164 (27%) 0% 1.3 150,729 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.25 per share. 01 Aug 2025 43,964 1,676,120 (11%) 0% 1.3 55,082 Common Stock
Mr. L. Lynn Smull EVP Sale of securities on an exchange or to another person at price $ 1.25 per share. 01 Aug 2025 32,808 1,138,742 (7%) 0% 1.3 41,105 Common Stock
Mr. Paul D. Bloom Chief Business Officer Sale of securities on an exchange or to another person at price $ 1.25 per share. 01 Aug 2025 27,744 1,042,756 (7%) 0% 1.3 34,760 Common Stock
Ms. Kimberly T. Bowron Chief People and IT Officer Sale of securities on an exchange or to another person at price $ 1.25 per share. 01 Aug 2025 11,694 495,126 (3%) 0% 1.3 14,651 Common Stock
Ms. Lindsay Clinton Fitzgerald Chief Advocacy & Comms Officer Sale of securities on an exchange or to another person at price $ 1.25 per share. 01 Aug 2025 5,185 240,317 (1%) 0% 1.3 6,496 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.55 per share. 21 Jul 2025 5,000 330,620 (2%) 0% 1.6 7,773 Common Stock
Mr. L. Lynn Smull EVP Sale of securities on an exchange or to another person at price $ 1.33 per share. 01 Jul 2025 3,928 18,098 (0%) 0% 1.3 5,225 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.35 per share. 20 Jun 2025 5,000 335,620 (2%) 0% 1.3 6,738 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 09 Jun 2025 1,409,891 1,409,891 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 472,689 4,083,468 (28%) 3% 0 Common Stock
Dr. Christopher Ryan, PhD President & COO 09 Jun 2025 626,618 626,618 - - Stock Option
Dr. Christopher Ryan, PhD President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 210,084 1,720,084 (11%) 1% 0 Common Stock
Mr. L. Lynn Smull EVP Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 62,279 1,171,550 (8%) 0% 0 Common Stock
Mr. L. Lynn Smull EVP 09 Jun 2025 185,761 185,761 - - Stock Option
Mr. Paul D. Bloom Chief Business Officer 09 Jun 2025 626,618 626,618 - - Stock Option
Mr. Paul D. Bloom Chief Business Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 210,084 1,070,500 (7%) 1% 0 Common Stock
Ms. Kimberly T. Bowron Chief People and IT Officer 09 Jun 2025 344,640 344,640 - - Stock Option
Ms. Kimberly T. Bowron Chief People and IT Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 115,546 506,820 (3%) 0% 0 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer 09 Jun 2025 167,184 167,184 - - Stock Option
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 55,728 340,620 (2%) 0% 0 Common Stock
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 35,504 62,777 (0%) 0% 0 Common Stock
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer 09 Jun 2025 106,513 106,513 - - Stock Option
Mr. Oluwagbemileke Agiri CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 189,084 341,224 (2%) 1% 0 Common Stock
Mr. Oluwagbemileke Agiri CFO 09 Jun 2025 563,981 563,981 - - Stock Option
Ms. Lindsay Clinton Fitzgerald Chief Advocacy & Comms Officer 09 Jun 2025 250,647 250,647 - - Stock Option
Ms. Lindsay Clinton Fitzgerald Chief Advocacy & Comms Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Jun 2025 84,033 245,502 (1%) 0% 0 Common Stock
Mr. Oluwagbemileke Agiri CFO Sale of securities on an exchange or to another person at price $ 1.16 per share. 03 Jun 2025 10,810 152,140 (1%) 0% 1.2 12,572 Common Stock
Ms. Lindsay Clinton Fitzgerald Chief Advocacy & Comms Officer Sale of securities on an exchange or to another person at price $ 1.16 per share. 03 Jun 2025 8,987 161,469 (1%) 0% 1.2 10,452 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.28 per share. 30 May 2025 157,197 3,610,779 (24%) 1% 1.3 201,527 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.28 per share. 30 May 2025 73,934 1,510,000 (10%) 0% 1.3 94,783 Common Stock
Mr. L. Lynn Smull EVP Sale of securities on an exchange or to another person at price $ 1.28 per share. 30 May 2025 60,331 1,109,271 (7%) 0% 1.3 77,344 Common Stock
Mr. Paul D. Bloom Chief Business Officer Sale of securities on an exchange or to another person at price $ 1.28 per share. 30 May 2025 87,466 860,416 (5%) 0% 1.3 111,939 Common Stock
Ms. Kimberly T. Bowron Chief People and IT Officer Sale of securities on an exchange or to another person at price $ 1.28 per share. 30 May 2025 23,994 391,274 (2%) 0% 1.3 30,760 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.28 per share. 30 May 2025 27,538 284,892 (1%) 0% 1.3 35,304 Common Stock
Mr. Andrew Marsh Director 22 May 2025 134,517 134,517 - - Stock Option
Mr. William H. Baum Director 22 May 2025 134,517 134,517 - - Stock Option
Mr. Gary W. Mize Director 22 May 2025 134,517 134,517 - - Stock Option
Mr. Jaime Guillen Director 22 May 2025 134,517 134,517 - - Stock Option
Ms. Carol J. Battershell Director 22 May 2025 134,517 134,517 - - Stock Option
Mr. Angelo Amorelli Director 22 May 2025 134,517 134,517 - - Stock Option
Ms. Mary Kathryn Ellet Director 22 May 2025 134,517 134,517 - - Stock Option
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.15 per share. 20 May 2025 5,000 312,430 (2%) 0% 1.1 5,732 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.11 per share. 21 Apr 2025 5,000 317,430 (2%) 0% 1.1 5,572 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.33 per share. 24 Mar 2025 10,000 322,430 (2%) 0% 1.3 13,253 Common Stock
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer 01 Dec 2024 27,273 27,273 - - Stock Option
Ms. Davaajargal Gendenjamts VP Acctg and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2024 27,273 27,273 (0%) 0% 0 Common Stock
Ms. Kimberly T. Bowron Chief People and IT Officer Sale of securities on an exchange or to another person at price $ 1.29 per share. 21 Nov 2024 14,240 0 (0%) 0% 1.3 18,371 Common Stock
Mr. Andrew L. Shafer Chief Cust Mkt & Brnd Officer Sale of securities on an exchange or to another person at price $ 2.37 per share. 05 Nov 2024 26,911 332,430 (2%) 0% 2.4 63,661 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 3.06 per share. 17 Oct 2024 16,000 947,882 (6%) 0% 3.1 48,973 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2024 10,000 3,767,976 (26%) 0% 0 Common Stock
Dr. Christopher Ryan, PhD President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2024 10,000 1,583,934 (10%) 0% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2024 10,000 963,882 (6%) 0% 0 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Sep 2024 10,000 415,268 (2%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.76 per share. 22 Aug 2024 164,428 3,757,976 (25%) 1% 0.8 124,538 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 0.76 per share. 22 Aug 2024 84,014 1,573,934 (10%) 0% 0.8 63,632 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.76 per share. 22 Aug 2024 69,738 1,169,602 (8%) 0% 0.8 52,820 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 0.76 per share. 22 Aug 2024 60,303 953,882 (6%) 0% 0.8 45,673 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 0.76 per share. 22 Aug 2024 16,383 405,268 (2%) 0% 0.8 12,408 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.51 per share. 06 Aug 2024 127,276 3,922,404 (27%) 0% 0.5 64,389 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 0.51 per share. 06 Aug 2024 46,608 1,657,948 (11%) 0% 0.5 23,579 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.51 per share. 06 Aug 2024 40,140 1,239,340 (8%) 0% 0.5 20,307 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 0.51 per share. 06 Aug 2024 34,707 1,014,185 (6%) 0% 0.5 17,558 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 0.51 per share. 06 Aug 2024 13,572 421,651 (2%) 0% 0.5 6,866 Common Stock
Mr. Alisher Nurmat, C.P.A. VP AND TREASURER Sale of securities on an exchange or to another person at price $ 0.51 per share. 06 Aug 2024 5,012 192,476 (1%) 0% 0.5 2,536 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.59 per share. 31 Jul 2024 108,966 4,049,680 (27%) 0% 0.6 64,257 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 0.59 per share. 31 Jul 2024 39,821 1,704,556 (11%) 0% 0.6 23,482 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 0.59 per share. 31 Jul 2024 29,707 1,279,480 (8%) 0% 0.6 17,518 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 0.59 per share. 31 Jul 2024 24,045 1,048,892 (7%) 0% 0.6 14,179 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 0.59 per share. 31 Jul 2024 10,598 435,223 (3%) 0% 0.6 6,250 Common Stock
Mr. Alisher Nurmat, C.P.A. VP AND TREASURER Sale of securities on an exchange or to another person at price $ 0.59 per share. 31 Jul 2024 3,337 197,488 (1%) 0% 0.6 1,968 Common Stock
Mr. Andrew Marsh Director 23 May 2024 224,639 224,639 - - Stock Option
Mr. William H. Baum Director 23 May 2024 224,639 224,639 - - Stock Option
Mr. Gary W. Mize Director 23 May 2024 224,639 224,639 - - Stock Option
Mr. Jaime Guillen Director 23 May 2024 224,639 224,639 - - Stock Option
Ms. Carol J. Battershell Director 23 May 2024 224,639 224,639 - - Stock Option
Mr. Angelo Amorelli Director 23 May 2024 224,639 224,639 - - Stock Option
Ms. Mary Kathryn Ellet Director 23 May 2024 224,639 224,639 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 22 May 2024 1,195,000 1,195,000 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 1,195,000 4,158,646 (28%) 8% 0 Common Stock
Dr. Christopher Ryan, PhD President & COO 22 May 2024 550,000 550,000 - - Stock Option
Dr. Christopher Ryan, PhD President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 550,000 1,744,377 (12%) 3% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 405,500 1,309,187 (9%) 2% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer 22 May 2024 405,500 405,500 - - Stock Option
Mr. Paul D. Bloom CCO & CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 475,000 1,072,937 (7%) 3% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO 22 May 2024 475,000 475,000 - - Stock Option
Ms. Kimberly T. Bowron Chief People Officer 22 May 2024 197,000 197,000 - - Stock Option
Ms. Kimberly T. Bowron Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 197,000 445,821 (3%) 1% 0 Common Stock
Mr. Alisher Nurmat, C.P.A. VP Accounting and Treasurer 22 May 2024 95,906 95,906 - - Stock Option
Mr. Alisher Nurmat, C.P.A. VP Accounting and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 95,906 200,825 (1%) 0% 0 Common Stock
Mr. Andrew L. Shafer Chief Mktg Cust & Brnd Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 May 2024 202,500 359,341 (2%) 1% 0 Common Stock
Mr. Andrew L. Shafer Chief Mktg Cust & Brnd Officer 22 May 2024 202,500 202,500 - - Stock Option
Mr. Andrew Shafer Chief Mktg Cust & Brnd Officer Sale of securities on an exchange or to another person at price $ 1.23 per share. 26 Dec 2023 24,978 156,841 (1%) 0% 1.2 30,723 Common Stock
Mr. Alisher Nurmat VP Accounting and Treasurer Sale of securities on an exchange or to another person at price $ 1.07 per share. 12 Dec 2023 586 104,919 (0%) 0% 1.1 627 Common Stock
Mr. Andrew Marsh Director Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 16,750 273,669 (1%) 0% 1.4 23,082 Common Stock
Mr. William H. Baum Director Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 8,236 218,679 (1%) 0% 1.4 11,349 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 92,243 946,304 (6%) 0% 1.4 126,908 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 171,549 2,963,646 (20%) 1% 1.4 236,395 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 83,902 1,194,377 (8%) 0% 1.4 115,617 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 72,764 903,687 (6%) 0% 1.4 100,269 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 87,253 597,937 (4%) 0% 1.4 120,121 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 1.38 per share. 23 Aug 2023 15,071 248,821 (1%) 0% 1.4 20,768 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 207,222 1,038,547 (7%) 1% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer 03 Aug 2023 207,222 207,222 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 03 Aug 2023 742,924 742,924 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 742,924 3,135,195 (21%) 5% 0 Common Stock
Dr. Christopher Ryan, PhD President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 266,220 1,278,279 (8%) 1% 0 Common Stock
Dr. Christopher Ryan, PhD President & COO 03 Aug 2023 266,220 266,220 - - Stock Option
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary 03 Aug 2023 96,420 96,420 - - Stock Option
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 96,420 455,530 (3%) 0% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 207,222 976,451 (6%) 1% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer 03 Aug 2023 207,222 207,222 - - Stock Option
Mr. Paul D. Bloom CCO & CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 207,222 685,190 (4%) 1% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO 03 Aug 2023 207,222 207,222 - - Stock Option
Ms. Kimberly T. Bowron Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 85,499 263,892 (1%) 0% 0 Common Stock
Ms. Kimberly T. Bowron Chief People Officer 03 Aug 2023 85,499 85,499 - - Stock Option
Mr. Alisher Nurmat VP and Controller 03 Aug 2023 58,265 58,265 - - Stock Option
Mr. Alisher Nurmat VP and Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Aug 2023 58,265 105,505 (0%) 0% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 1.64 per share. 28 Jul 2023 37,207 831,325 (5%) 0% 1.6 61,146 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 104,488 2,392,271 (16%) 0% 1.6 172,280 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 36,551 1,012,059 (6%) 0% 1.6 60,265 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 12,496 359,110 (2%) 0% 1.6 20,603 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 28,496 769,229 (5%) 0% 1.6 46,984 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 34,614 477,968 (3%) 0% 1.6 56,964 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 8,957 178,393 (1%) 0% 1.6 14,768 Common Stock
Mr. Alisher Nurmat VP and Controller Sale of securities on an exchange or to another person at price $ 1.65 per share. 28 Jul 2023 4,663 47,240 (0%) 0% 1.6 7,688 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 1.56 per share. 09 Jun 2023 3,803 187,350 (1%) 0% 1.6 5,933 Common Stock
Mr. Andrew Marsh Director Sale of securities on an exchange or to another person at price $ 1.54 per share. 06 Jun 2023 13,950 290,419 (2%) 0% 1.5 21,519 Common Stock
Mr. Andrew Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 May 2023 100,807 304,369 (2%) 0% 0 Common Stock
Mr. William H. Baum Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 May 2023 100,807 226,915 (1%) 0% 0 Common Stock
Mr. Gary W. Mize Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 May 2023 100,807 255,146 (1%) 0% 0 Common Stock
Mr. Jaime Guillen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 May 2023 100,807 194,046 (1%) 0% 0 Common Stock
Ms. Carol J. Battershell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 May 2023 100,807 129,223 (0%) 0% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 1.25 per share. 11 Apr 2023 5,975 512,582 (3%) 0% 1.3 7,469 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 1.89 per share. 19 Dec 2022 17,676 797,725 (5%) 0% 1.9 33,409 Common Stock
Mr. Alisher Nurmat VP and Controller Sale of securities on an exchange or to another person at price $ 1.75 per share. 12 Dec 2022 1,010 51,903 (0%) 0% 1.8 1,770 Common Stock
Mr. Andrew Marsh Director Sale of securities on an exchange or to another person at price $ 2.04 per share. 21 Nov 2022 41,904 203,562 (1%) 0% 2.0 85,379 Common Stock
Mr. William H. Baum Director Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 11,531 126,108 (0%) 0% 3.1 35,556 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 64,872 868,532 (5%) 0% 3.1 200,033 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 177,690 2,496,759 (17%) 1% 3.1 547,516 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 67,406 1,048,610 (7%) 0% 3.1 207,846 Common Stock
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 9,883 154,339 (1%) 0% 3.1 30,474 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 18,041 371,606 (2%) 0% 3.1 55,629 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 66,995 815,401 (5%) 0% 3.1 206,579 Common Stock
Mr. Paul D. Bloom CCO & CIO Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 57,405 518,557 (3%) 0% 3.1 177,008 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Sale of securities on an exchange or to another person at price $ 3.08 per share. 22 Aug 2022 14,681 191,153 (1%) 0% 3.1 45,269 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 160,227 933,404 (6%) 1% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer 26 Jul 2022 107,940 107,940 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 656,322 2,674,449 (18%) 4% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 26 Jul 2022 442,142 442,142 - - Stock Option
Dr. Christopher Ryan, PhD President & COO 26 Jul 2022 158,116 158,116 - - Stock Option
Dr. Christopher Ryan, PhD President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 234,711 1,116,016 (7%) 1% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 76,818 389,647 (2%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary 26 Jul 2022 51,750 51,750 - - Stock Option
Mr. L. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 158,264 882,396 (6%) 1% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer 26 Jul 2022 106,617 106,617 - - Stock Option
Mr. Paul D. Bloom CCO & CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 148,161 575,962 (3%) 1% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO 26 Jul 2022 99,811 99,811 - - Stock Option
Ms. Kimberly T. Bowron Chief People Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 68,884 205,834 (1%) 0% 0 Common Stock
Ms. Kimberly T. Bowron Chief People Officer 26 Jul 2022 46,405 46,405 - - Stock Option
Mr. Alisher Nurmat VP and Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2022 42,913 52,913 (0%) 0% 0 Common Stock
Mr. Alisher Nurmat VP and Controller 26 Jul 2022 28,909 28,909 - - Stock Option
Mr. William H. Baum Director Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 17,803 137,639 (0%) 0% 2.5 45,042 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 98,526 773,177 (5%) 0% 2.5 249,271 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 249,790 2,018,127 (13%) 1% 2.5 631,969 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 79,145 881,305 (6%) 0% 2.5 200,237 Common Stock
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 15,260 164,222 (1%) 0% 2.5 38,608 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 57,306 312,829 (2%) 0% 2.5 144,984 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Sale of securities on an exchange or to another person at price $ 2.53 per share. 07 Jul 2022 93,924 724,132 (4%) 0% 2.5 237,628 Common Stock
Dr. Christopher Ryan, PhD President & COO Sale of securities on an exchange or to another person at price $ 2.59 per share. 21 Jun 2022 51,049 960,450 (6%) 0% 2.6 131,997 Common Stock
Ms. Kimberly T. Bowron Chief People Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.14 per share. 07 Jun 2022 2,299 136,950 (0%) 0% 3.1 7,219 Common Stock
Mr. Andrew Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2022 27,353 245,466 (1%) 0% 0 Common Stock
Mr. William H. Baum Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2022 27,353 155,442 (1%) 0% 0 Common Stock
Ms. Ruth I. Dreessen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2022 27,353 245,532 (1%) 0% 0 Common Stock
Mr. Gary W. Mize Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2022 27,353 179,482 (1%) 0% 0 Common Stock
Mr. Jaime Guillen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2022 27,353 93,239 (0%) 0% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.58 per share. 07 Apr 2022 4,061 427,801 (2%) 0% 4.6 18,599 -
Mr. Paul D. Bloom CCO & CIO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.58 per share. 07 Apr 2022 4,061 427,801 (2%) 0% 4.6 18,599 -
Mr. William H. Baum Director Sale of securities on an exchange or to another person at price $ 4.40 per share. 24 Mar 2022 90,000 128,089 (0%) 0% 4.4 396,234 Common Stock
Mr. Gary W. Mize Director Sale of securities on an exchange or to another person at price $ 4.47 per share. 24 Mar 2022 101,343 152,129 (1%) 0% 4.5 453,469 Common Stock
Mr. Gary W. Mize Director Purchase of securities on an exchange or from another person at price $ 4.48 per share. 24 Mar 2022 35,339 253,472 (1%) 0% 4.5 158,319 Common Stock
Mr. Andrew Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 65,886 218,113 (1%) 0% 0 Common Stock
Mr. Andrew Marsh Director 20 Aug 2021 65,885 65,885 - - Stock Option
Mr. William H. Baum Director 20 Aug 2021 65,885 65,885 - - Stock Option
Mr. William H. Baum Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 65,886 218,089 (1%) 0% 0 Common Stock
Ms. Ruth I. Dreessen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 65,886 218,179 (1%) 0% 0 Common Stock
Ms. Ruth I. Dreessen Director 20 Aug 2021 65,885 65,885 - - Stock Option
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 392,175 871,703 (6%) 2% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer 20 Aug 2021 392,175 392,175 - - Stock Option
Ms. Carolyn Romero, C.P.A. Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 50,000 325,168 (2%) 0% 0 Common Stock
Ms. Carolyn Romero, C.P.A. Chief Accounting Officer 20 Aug 2021 50,000 50,000 - - Stock Option
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 1,045,800 2,267,917 (15%) 7% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 20 Aug 2021 1,045,800 1,045,800 - - Stock Option
Dr. Christopher Ryan, PhD President & COO 20 Aug 2021 522,900 522,900 - - Stock Option
Dr. Christopher Ryan, PhD President & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 522,900 1,011,499 (6%) 3% 0 Common Stock
Mr. Gary W. Mize Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 65,886 218,133 (1%) 0% 0 Common Stock
Mr. Gary W. Mize Director 20 Aug 2021 65,885 65,885 - - Stock Option
Mr. Jaime Guillen Director 20 Aug 2021 65,885 65,885 - - Stock Option
Mr. Jaime Guillen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 65,886 65,886 (0%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary 20 Aug 2021 112,500 112,500 - - Stock Option
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 112,500 421,451 (2%) 0% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 392,175 832,956 (5%) 2% 0 Common Stock
Mr. L. Lynn Smull Chief Financial Officer 20 Aug 2021 392,175 392,175 - - Stock Option
Mr. Paul D. Bloom CCO & CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 392,175 431,862 (2%) 2% 0 Common Stock
Mr. Paul D. Bloom CCO & CIO 20 Aug 2021 392,175 392,175 - - Stock Option
Ms. Kimberly T. Bowron CHRO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2021 112,500 139,249 (0%) 0% 0 Common Stock
Ms. Kimberly T. Bowron CHRO 20 Aug 2021 112,500 112,500 - - Stock Option
Mr. Timothy J. Cesarek Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. 06 Jul 2021 132,249 479,528 (3%) 0% 6.9 905,906 Common Stock
Ms. Carolyn Romero, C.P.A. Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. 06 Jul 2021 52,221 275,168 (1%) 0% 6.9 357,714 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. 06 Jul 2021 276,706 1,222,117 (8%) 1% 6.8 1,895,436 Common Stock
Dr. Christopher Ryan, PhD President & COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. 06 Jul 2021 97,695 488,599 (3%) 0% 6.9 669,211 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. 06 Jul 2021 48,932 308,951 (2%) 0% 6.8 335,184 Common Stock
Mr. L. Lynn Smull Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.85 per share. 06 Jul 2021 77,315 440,781 (3%) 0% 6.9 529,608 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.02 per share. 24 Jun 2021 26,428 611,777 (4%) 0% 8.0 211,953 Common Stock
Ms. Carolyn Romero, C.P.A. Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.02 per share. 24 Jun 2021 4,477 327,389 (2%) 0% 8.0 35,906 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.02 per share. 24 Jun 2021 108,152 1,498,823 (10%) 0% 8.0 867,379 Common Stock
Dr. Christopher Ryan, PhD President & COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.02 per share. 24 Jun 2021 36,056 586,294 (4%) 0% 8.0 289,169 Common Stock
Mr. Geoffrey Thomas Williams, Jr VP-General Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.02 per share. 24 Jun 2021 18,987 357,883 (2%) 0% 8.0 152,276 Common Stock
Mr. Paul D. Bloom CTO & CIO Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.53 per share. 07 Apr 2021 3,517 39,687 (0%) 0% 8.5 30,000 Common Stock
Mr. Paul D. Bloom CTO & CIO Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Apr 2021 42,204 43,204 (0%) 0% 0 Common Stock
Mr. Lynn Smull Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.17 per share. 16 Dec 2020 9,834 518,096 (3%) 0% 2.2 21,340 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. 01 Aug 2020 3,385 638,205 (4%) 0% 0.6 1,862 Common Stock
Ms. Carolyn Romero VP - Controller & PAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. 01 Aug 2020 2,291 331,866 (2%) 0% 0.5 1,260 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. 01 Aug 2020 6,944 1,606,975 (11%) 0% 0.5 3,819 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. 01 Aug 2020 4,652 622,350 (4%) 0% 0.6 2,559 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. 01 Aug 2020 3,385 376,870 (2%) 0% 0.6 1,862 Common Stock
Mr. Lynn Smull Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.55 per share. 01 Aug 2020 3,125 527,930 (3%) 0% 0.6 1,719 Common Stock
Mr. Andrew Marsh Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 101,729 152,227 (1%) 0% 0 Common Stock
Mr. William H. Baum Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 101,729 152,203 (1%) 0% 0 Common Stock
Ms. Ruth I. Dreessen Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 101,729 152,293 (1%) 0% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 440,829 641,590 (4%) 3% 0 Common Stock
Ms. Carolyn Romero VP - Controller & PAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 298,407 334,157 (2%) 2% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 1,152,939 1,613,919 (11%) 7% 0 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 454,393 627,002 (4%) 3% 0 Common Stock
Mr. Gary W. Mize Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 101,729 152,247 (1%) 0% 0 Common Stock
Mr. Johannes Minho Roth Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 101,729 289,397 (1%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 264,497 380,255 (2%) 1% 0 Common Stock
Mr. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jul 2020 406,919 531,055 (3%) 2% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 11,284 200,761 (1%) 0% 0 Common Stock
Ms. Carolyn Romero VP - Controller & PAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 7,638 35,750 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 17,361 460,980 (3%) 0% 0 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 11,631 172,609 (1%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 6,770 115,758 (0%) 0% 0 Common Stock
Mr. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2020 10,416 124,136 (0%) 0% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.08 per share. 24 Jun 2020 25,658 189,477 (1%) 0% 1.1 27,711 Common Stock
Ms. Carolyn Romero VP - Controller & PAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.08 per share. 24 Jun 2020 5,756 28,112 (0%) 0% 1.1 6,216 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.08 per share. 24 Jun 2020 89,474 443,619 (3%) 0% 1.1 96,632 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.08 per share. 24 Jun 2020 35,263 160,978 (1%) 0% 1.1 38,084 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.08 per share. 24 Jun 2020 25,658 108,988 (0%) 0% 1.1 27,711 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 15 May 2020 6,678 215,135 (1%) 0% 1.0 6,945 Common Stock
Ms. Carolyn Romero VP - Controller & PAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 15 May 2020 6,781 33,868 (0%) 0% 1.0 7,052 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 15 May 2020 13,698 533,093 (3%) 0% 1.0 14,246 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 15 May 2020 9,178 196,241 (1%) 0% 1.0 9,545 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 15 May 2020 5,342 134,646 (0%) 0% 1.0 5,556 Common Stock
Mr. Lynn Smull Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.04 per share. 15 May 2020 6,164 113,720 (0%) 0% 1.0 6,411 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 22,260 221,813 (1%) 0% 0 Common Stock
Ms. Carolyn Romero VP - Controller & PAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 15,068 40,649 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 34,246 546,791 (3%) 0% 0 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 22,945 205,419 (1%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 13,356 139,988 (0%) 0% 0 Common Stock
Mr. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2020 20,547 119,884 (0%) 0% 0 Common Stock
Mr. Lynn Smull Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2020 99,337 99,337 (0%) 0% 0 Common Stock
Carolyn Romero VP - Controller & PAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Aug 2019 25,581 25,581 (0%) 0% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. 09 Aug 2019 1,500 199,553 (1%) 0% 2.5 3,690 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. 09 Aug 2019 45,000 512,545 (3%) 0% 2.5 110,700 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. 09 Aug 2019 4,000 182,474 (1%) 0% 2.5 9,840 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.46 per share. 09 Aug 2019 16,000 126,632 (0%) 0% 2.5 39,360 Common Stock
Andrew Marsh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 39,474 50,498 (0%) 0% 0 Common Stock
William H. Baum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 39,474 50,474 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 39,474 50,564 (0%) 0% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 171,053 201,053 (1%) 1% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 447,368 557,545 (4%) 3% 0 Common Stock
Dr. Christopher Ryan, PhD President, COO & CTO Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 176,316 186,474 (1%) 1% 0 Common Stock
Mr. Gary W. Mize None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 39,474 50,518 (0%) 0% 0 Common Stock
Mr. Johannes Minho Roth None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 39,474 187,668 (1%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jun 2019 102,632 142,632 (1%) 0% 0 Common Stock
Mr. Timothy J. Cesarek Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 1.91 per share. 06 Jun 2019 25,000 30,000 (0%) 0% 1.9 47,750 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 2.93 per share. 16 Aug 2018 2,869 103,046 (1%) 0% 2.9 8,406 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 2.93 per share. 16 Aug 2018 7,131 110,177 (1%) 0% 2.9 20,887 Common Stock
Mr. Johannes Minho Roth None Purchase of securities on an exchange or from another person at price $ 2.92 per share. 16 Aug 2018 23,350 61,024 (0%) 0% 2.9 68,182 Common Stock
Mr. Johannes Minho Roth None Purchase of securities on an exchange or from another person at price $ 3.07 per share. 16 Aug 2018 50,000 111,024 (1%) 0% 3.1 153,680 Common Stock
Mr. Johannes Minho Roth None Purchase of securities on an exchange or from another person at price $ 2.98 per share. 16 Aug 2018 8,400 19,424 (0%) 0% 3.0 25,032 Common Stock
Mr. Johannes Minho Roth None Purchase of securities on an exchange or from another person at price $ 3.16 per share. 16 Aug 2018 18,250 37,674 (0%) 0% 3.2 57,670 Common Stock
Mr. Johannes Minho Roth None Purchase of securities on an exchange or from another person at price $ 3.15 per share. 16 Aug 2018 37,170 148,194 (1%) 0% 3.2 117,230 Common Stock
Andrew Marsh None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 11,000 11,024 (0%) 0% 0 Common Stock
William H. Baum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 11,000 11,000 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 11,000 11,090 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 100,000 100,177 (1%) 1% 0 Common Stock
Dr. Christopher Ryan, PhD President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 10,000 10,158 (0%) 0% 0 Common Stock
Dr. Christopher Ryan, PhD President and COO 09 Aug 2018 64,333 64,333 - - Stock Appreciation Right
Mr. Gary W. Mize None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 11,000 11,044 (0%) 0% 0 Common Stock
Mr. Johannes Minho Roth None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 11,000 11,024 (0%) 0% 0 Common Stock
Mr. Geoffrey Thomas Williams, Jr General Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 40,000 40,000 (0%) 0% 0 Common Stock
Mr. Bradford K. Towne Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Aug 2018 30,000 30,000 (0%) 0% 0 Common Stock
Andrew Marsh None 30 Jul 2018 1 0 - - Restricted Stock Units
Andrew Marsh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2018 1 24 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2018 1 90 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None 30 Jul 2018 1 0 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2018 5 178 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.00 per share. 30 Jul 2018 1 177 (0%) 0% 4 4 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 30 Jul 2018 5 0 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO 30 Jul 2018 4 0 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2018 4 159 (0%) 0% 0 Common Stock
Dr. Christopher Ryan, PhD President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.00 per share. 30 Jul 2018 1 158 (0%) 0% 4 4 Common Stock
Mr. Gary W. Mize None 30 Jul 2018 1 0 - - Restricted Stock Units
Mr. Gary W. Mize None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2018 1 44 (0%) 0% 0 Common Stock
Mr. Johannes Minho Roth None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2018 1 24 (0%) 0% 0 Common Stock
Mr. Johannes Minho Roth None 30 Jul 2018 1 0 - - Restricted Stock Units
Andrew Marsh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2018 1 23 (0%) 0% 0 Common Stock
Andrew Marsh None 29 Jun 2018 1 1 - - Restricted Stock Units
Ms. Ruth I. Dreessen None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2018 1 89 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None 29 Jun 2018 1 1 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2018 5 174 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 29 Jun 2018 5 5 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.00 per share. 29 Jun 2018 1 173 (0%) 0% 4 4 Common Stock
Dr. Christopher Ryan, PhD President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.00 per share. 29 Jun 2018 1 155 (0%) 0% 4 4 Common Stock
Dr. Christopher Ryan, PhD President and COO 29 Jun 2018 4 4 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2018 4 156 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None 29 Jun 2018 1 1 - - Restricted Stock Units
Mr. Gary W. Mize None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2018 1 43 (0%) 0% 0 Common Stock
Mr. Johannes Minho Roth None 29 Jun 2018 1 1 - - Restricted Stock Units
Mr. Johannes Minho Roth None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Jun 2018 1 23 (0%) 0% 0 Common Stock
Andrew Marsh None 29 May 2018 18 33 - - Restricted Stock Units
Andrew Marsh None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.20 per share. 29 May 2018 5 428 (0%) 0% 0.2 1 Common Stock
Andrew Marsh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 May 2018 18 433 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 May 2018 18 1,754 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.20 per share. 29 May 2018 5 1,749 (0%) 0% 0.2 1 Common Stock
Ms. Ruth I. Dreessen None 29 May 2018 18 33 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 29 May 2018 91 171 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 May 2018 91 3,402 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.24 per share. 29 May 2018 25 3,377 (0%) 0% 0.2 6 Common Stock
Dr. Christopher Ryan, PhD President and COO 29 May 2018 80 146 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.23 per share. 29 May 2018 22 3,031 (0%) 0% 0.2 5 Common Stock
Dr. Christopher Ryan, PhD President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 May 2018 80 3,053 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.20 per share. 29 May 2018 5 832 (0%) 0% 0.2 1 Common Stock
Mr. Gary W. Mize None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 May 2018 18 837 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None 29 May 2018 18 33 - - Restricted Stock Units
Mr. Johannes Minho Roth None 29 May 2018 18 33 - - Restricted Stock Units
Mr. Johannes Minho Roth None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.20 per share. 29 May 2018 5 428 (0%) 0% 0.2 1 Common Stock
Mr. Johannes Minho Roth None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 May 2018 18 433 (0%) 0% 0 Common Stock
Andrew Marsh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2018 18 420 (0%) 0% 0 Common Stock
Andrew Marsh None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 30 Apr 2018 5 415 (0%) 0% 0.4 2 Common Stock
Andrew Marsh None 30 Apr 2018 18 51 - - Restricted Stock Units
Ms. Ruth I. Dreessen None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2018 18 1,741 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None 30 Apr 2018 18 51 - - Restricted Stock Units
Ms. Ruth I. Dreessen None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 30 Apr 2018 5 1,736 (0%) 0% 0.4 2 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2018 91 3,342 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 30 Apr 2018 91 262 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.35 per share. 30 Apr 2018 31 3,311 (0%) 0% 0.4 11 Common Stock
Dr. Christopher Ryan, PhD President and COO 30 Apr 2018 80 226 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.37 per share. 30 Apr 2018 27 2,973 (0%) 0% 0.4 10 Common Stock
Dr. Christopher Ryan, PhD President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2018 80 3,000 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 30 Apr 2018 5 819 (0%) 0% 0.4 2 Common Stock
Mr. Gary W. Mize None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2018 18 824 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None 30 Apr 2018 18 51 - - Restricted Stock Units
Mr. Johannes Minho Roth None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2018 18 420 (0%) 0% 0 Common Stock
Mr. Johannes Minho Roth None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 30 Apr 2018 5 415 (0%) 0% 0.4 2 Common Stock
Mr. Johannes Minho Roth None 30 Apr 2018 18 51 - - Restricted Stock Units
Andrew Marsh None 29 Mar 2018 18 69 - - Restricted Stock Units
Andrew Marsh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 18 407 (0%) 0% 0 Common Stock
Andrew Marsh None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 29 Mar 2018 5 402 (0%) 0% 0.4 2 Common Stock
Ms. Ruth I. Dreessen None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 29 Mar 2018 5 1,723 (0%) 0% 0.4 2 Common Stock
Ms. Ruth I. Dreessen None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 18 1,728 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None 29 Mar 2018 18 69 - - Restricted Stock Units
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.45 per share. 29 Mar 2018 31 3,251 (0%) 0% 0.5 14 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 91 3,282 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 29 Mar 2018 91 353 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO 29 Mar 2018 80 306 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.44 per share. 29 Mar 2018 27 2,920 (0%) 0% 0.4 12 Common Stock
Dr. Christopher Ryan, PhD President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 80 2,947 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 29 Mar 2018 5 806 (0%) 0% 0.4 2 Common Stock
Mr. Gary W. Mize None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 18 811 (0%) 0% 0 Common Stock
Mr. Gary W. Mize None 29 Mar 2018 18 69 - - Restricted Stock Units
Mr. Johannes Minho Roth None 29 Mar 2018 18 69 - - Restricted Stock Units
Mr. Johannes Minho Roth None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 29 Mar 2018 5 402 (0%) 0% 0.4 2 Common Stock
Mr. Johannes Minho Roth None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 29 Mar 2018 18 407 (0%) 0% 0 Common Stock
Andrew Marsh None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Feb 2018 18 394 (0%) 0% 0 Common Stock
Andrew Marsh None 28 Feb 2018 18 87 - - Restricted Stock Units
Andrew Marsh None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 28 Feb 2018 5 389 (0%) 0% 0.4 2 Common Stock
Ms. Ruth I. Dreessen None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Feb 2018 18 1,715 (0%) 0% 0 Common Stock
Ms. Ruth I. Dreessen None 28 Feb 2018 18 87 - - Restricted Stock Units
Ms. Ruth I. Dreessen None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.40 per share. 28 Feb 2018 5 1,710 (0%) 0% 0.4 2 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.45 per share. 28 Feb 2018 31 3,191 (0%) 0% 0.5 14 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Feb 2018 91 3,222 (0%) 0% 0 Common Stock
Dr. Patrick R. Gruber, PhD Director, Chief Executive Officer 28 Feb 2018 91 535 - - Restricted Stock Units
Dr. Christopher Ryan, PhD President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.44 per share. 28 Feb 2018 27 2,867 (0%) 0% 0.4 12 Common Stock
Dr. Christopher Ryan, PhD President and COO 28 Feb 2018 80 386 - - Restricted Stock Units
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters