XNAS 16 Jan, 2026 4:02 PM (EST)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Thomas Herzfeld J. | Chairman of the Advisor | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 313,444 | 1,856,244 (30%) | 5% | 2.6 | 808,654 | Common Stock |
| Thomas J. Herzfeld | Chairman of the Advisor | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 313,441 | 1,856,241 (30%) | 5% | 2.6 | 808,646 | Common Stock |
| Kay W. Tatum | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 1,078 | 6,387 (0%) | 0% | 2.6 | 2,781 | Common Stock |
| Thomas J. Herzfeld | Chairman of the Advisor | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 313,439 | 1,856,239 (30%) | 5% | 2.6 | 808,641 | Common Stock |
| Brigitta Suzanne Herzfeld | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 24,819 | 146,985 (2%) | 0% | 2.6 | 64,031 | Common stock |
| Ryan M. Paylor | Portfolio Manager | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 12,463 | 59,287 (0%) | 0% | 2.6 | 32,153 | Common stock |
| Cecilia L. Gondor | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 9,003 | 53,320 (0%) | 0% | 2.6 | 23,227 | Common Stock |
| Erik M. Herzfeld | President, Portfolio Manager | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 120,584 | 714,113 (11%) | 1% | 2.6 | 311,095 | Common stock |
| John A. Gelety | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 2,073 | 12,282 (0%) | 0% | 2.6 | 5,348 | Common Stock |
| W. Kay Tatum | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 1,413 | 6,722 (0%) | 0% | 2.6 | 3,645 | Common Stock |
| Ryan Paylor M. | Portfolio Manager | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 14,670 | 61,493 (1%) | 0% | 2.6 | 37,847 | Common stock |
| A. John Gelety | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 2,716 | 12,922 (0%) | 0% | 2.6 | 7,007 | Common Stock |
| Herzfeld Erik M. | President, Portfolio Manager | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 120,583 | 714,112 (11%) | 1% | 2.6 | 311,092 | Common stock |
| Suzanne Herzfeld Brigitta | Director | Sale or transfer of securities back to the company at price $ 2.58 per share. | 30 Dec 2025 | 24,821 | 146,987 (2%) | 0% | 2.6 | 64,036 | Common stock |
| Thomas J. Herzfeld | Chairman of the Advisor | Sale or transfer of securities back to the company at price $ 2.59 per share. | 21 Oct 2025 | 121,238 | 1,542,799 (25%) | 1% | 2.6 | 314,431 | Common Stock |
| Brigitta Suzanne Herzfeld | Director | Sale or transfer of securities back to the company at price $ 2.59 per share. | 21 Oct 2025 | 9,600 | 122,166 (1%) | 0% | 2.6 | 24,898 | Common stock |
| Ryan M. Paylor | Portfolio Manager | Sale or transfer of securities back to the company at price $ 2.59 per share. | 21 Oct 2025 | 3,679 | 46,823 (0%) | 0% | 2.6 | 9,541 | Common stock |
| Erik M. Herzfeld | President, Portfolio Manager | Sale or transfer of securities back to the company at price $ 2.59 per share. | 21 Oct 2025 | 46,642 | 593,529 (9%) | 0% | 2.6 | 120,966 | Common stock |