XNYS 16 Oct, 2026 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Sale of securities on an exchange or to another person at price $ 28.47 per share. | 08 Oct 2026 | 30,802 | 1,879,798 | - | 28.5 | 876,841 | - |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Sale of securities on an exchange or to another person at price $ 27.88 per share. | 08 Oct 2026 | 53,639 | 1,910,600 | - | 27.9 | 1,495,589 | - |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Sale of securities on an exchange or to another person at price $ 27.15 per share. | 06 Oct 2026 | 41,392 | 1,964,239 | - | 27.2 | 1,123,967 | - |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Sale of securities on an exchange or to another person at price $ 28.48 per share. | 02 Oct 2026 | 1,200 | 2,005,631 | - | 28.5 | 34,176 | - |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Sale of securities on an exchange or to another person at price $ 27.65 per share. | 02 Oct 2026 | 38,537 | 2,006,831 | - | 27.6 | 1,065,394 | - |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2026 | 191,896 | 2,045,368 | - | 0 | - | |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.35 per share. | 30 Sep 2026 | 98,381 | 1,853,472 | - | 27.3 | 2,690,720 | - |
| Mr. Cristian A. Melej | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2026 | 9,568 | 69,042 | - | 0 | - | |
| Mr. Jonathan Winant Carlon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.35 per share. | 30 Sep 2026 | 6,088 | 597,412 | - | 27.4 | 166,507 | - |
| Mr. Jonathan Winant Carlon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2026 | 9,568 | 606,980 | - | 0 | - | |
| Mr. David Stanley Edward Noble | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2026 | 28,704 | 43,704 | - | 0 | - | |
| Mr. Trevor R. Burgess | Director, Chief Executive Officer, Ten Percent Owner | Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.35 per share. | 30 Sep 2026 | 254,836 | 1,828,128 | - | 27.4 | 6,969,765 | - |
| Mr. Trevor R. Burgess | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Sep 2026 | 480,544 | 2,308,672 | - | 0 | - | |
| Mr. Jonathan Winant Carlon | Director | Sale of securities on an exchange or to another person at price $ 31.15 per share. | 14 Sep 2026 | 50,000 | 603,500 | - | 31.2 | 1,557,595 | Class A Common Stock |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 18.71 per share. | 13 Mar 2026 | 50,000 | 2,082,964 | - | 18.7 | 935,345 | Class A Common Stock |
| Mr. Michael Warren Vostrizansky | Director | Purchase of securities on an exchange or from another person at price $ 21.50 per share. | 20 Feb 2026 | 23,000 | 23,000 | - | 21.5 | 494,415 | Class A Common Stock |
| Mr. Jonathan Winant Carlon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Oct 2025 | 73,500 | 648,500 | - | 0 | Classs A Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 02 Oct 2025 | 5,000 | 653,500 | - | 20 | 100,000 | Class A Common Stock |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 20.00 per share. | 02 Oct 2025 | 50,000 | 2,032,964 | - | 20 | 1,000,000 | Class A Common Stock |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 1,160,000 | 0 | - | - | Common Stock | |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Oct 2025 | 791,853 | 1,951,853 | - | 0 | Class A Common Stock | |
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | 02 Oct 2025 | 95,500 | 0 | - | - | Stock Option (right to buy) | ||
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | 02 Oct 2025 | 95,500 | 95,500 | - | - | Stock Option (right to buy) | ||
| Mr. Matthew Paul Duffy | President & Chief Risk Officer, Positions held at subsidiary | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 1,160,000 | 1,160,000 | - | - | Class A Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 4,599,000 | 0 | - | - | Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 17,885,000 | 17,885,000 | - | - | Class A Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 280,000 | 0 | - | - | Stock Option (right to buy) | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 25,039,000 | 0 | - | - | Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 5,880,000 | 5,880,000 | - | - | Stock Option (right to buy) | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 5,880,000 | 0 | - | - | Stock Option (right to buy) | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 511,000 | 511,000 | - | - | Class B Common Stock | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 17,885,000 | 17,885,000 | - | - | Class B Common Stock | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 25,039,000 | 25,039,000 | - | - | Class B Common Stock | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Oct 2025 | 1,982,964 | 1,982,964 | - | 0 | Class A Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 511,000 | 0 | - | - | Class A Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 511,000 | 511,000 | - | - | Class A Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 511,000 | 0 | - | - | Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 17,885,000 | 0 | - | - | Class A Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | 02 Oct 2025 | 280,000 | 280,000 | - | - | Stock Option (right to buy) | ||
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 17,885,000 | 0 | - | - | Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 25,039,000 | 0 | - | - | Class A Common Stock | |
| Mr. Trevor R. Burgess | Director, CEO & Chairman of the Board, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 25,039,000 | 25,039,000 | - | - | Class A Common Stock | |
| Mr. Cristian A. Melej | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 20,000 | 0 | - | - | Common Stock | |
| Mr. Cristian A. Melej | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 20,000 | 20,000 | - | - | Class A Common Stock | |
| Mr. Cristian A. Melej | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Oct 2025 | 39,474 | 59,474 | - | 0 | Class A Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 4,599,000 | 4,599,000 | - | - | Class A Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 511,000 | 0 | - | - | Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 511,000 | 511,000 | - | - | Class A Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 575,000 | 0 | - | - | Common Stock | |
| Mr. Jonathan Winant Carlon | Director | Other type of transaction at price $ 0.00 per share. | 02 Oct 2025 | 575,000 | 575,000 | - | - | Class A Common Stock |