XNAS 27 Oct, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Caley Castelein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Sandeep C. Kulkarni | Director, CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 503,478 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Sandeep C. Kulkarni | Director, CEO | 28 Oct 2025 | 7,000 | 0 | - | - | Common Stock | ||
| Sandeep C. Kulkarni | Director, CEO | 28 Oct 2025 | 724,664 | 30,387 | - | - | Common Stock | ||
| Sandeep C. Kulkarni | Director, CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 30,387 | 0 | - | - | Common Stock | |
| Aaron Kantoff | Director | 28 Oct 2025 | 88,281 | 0 | - | - | Common Stock | ||
| Aaron Kantoff | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Aaron Kantoff | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Caley Castelein | Director | 28 Oct 2025 | 515,997 | 0 | - | - | Common Stock | ||
| Caley Castelein | Director | 28 Oct 2025 | 431,939 | 0 | - | - | Common Stock | ||
| Caley Castelein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Sandeep C. Kulkarni | Director, CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 254,207 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Caley Castelein | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Sapna Srivastava | Director | 28 Oct 2025 | 518 | 0 | - | - | Common Stock | ||
| Sapna Srivastava | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Sapna Srivastava | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Sapna Srivastava | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 20,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| W. Bradford Middlekauff | CBO, GC and Secretary | 28 Oct 2025 | 60,988 | 8,213 | - | - | Common Stock | ||
| W. Bradford Middlekauff | CBO, GC and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 124,991 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| W. Bradford Middlekauff | CBO, GC and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 46,774 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| W. Bradford Middlekauff | CBO, GC and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 58,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Kevin Bruce Johnson | Chief Regulatory Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 96,146 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ryan F. Robinson | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 25,845 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ryan F. Robinson | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ryan F. Robinson | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 76,400 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Ryan F. Robinson | CFO | 28 Oct 2025 | 14,366 | 0 | - | - | Common Stock | ||
| Ryan F. Robinson | CFO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 58,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Parvinder Thiara | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Parvinder Thiara | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Parvinder Thiara | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Parvinder Thiara | Director | 28 Oct 2025 | 83,782 | 0 | - | - | Common Stock | ||
| Kevin Bruce Johnson | Chief Regulatory Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 58,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| W. Bradford Middlekauff | CBO, GC and Secretary | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 8,213 | 0 | - | - | Common Stock | |
| Kevin Bruce Johnson | Chief Regulatory Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 11,046 | 0 | - | - | Common Stock | |
| Kevin Bruce Johnson | Chief Regulatory Officer | 28 Oct 2025 | 40,538 | 11,046 | - | - | Common Stock | ||
| Kevin Bruce Johnson | Chief Regulatory Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 46,774 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Susan Dana Jones | Chief Technology Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 3,152 | 0 | - | - | Common Stock | |
| Susan Dana Jones | Chief Technology Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 76,219 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Susan Dana Jones | Chief Technology Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 46,774 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Susan Dana Jones | Chief Technology Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 58,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Susan Dana Jones | Chief Technology Officer | 28 Oct 2025 | 19,782 | 3,152 | - | - | Common Stock | ||
| Sandeep C. Kulkarni | Director, CEO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 226,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Clay B. Siegall | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 20,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | 28 Oct 2025 | 518 | 0 | - | - | Common Stock | ||
| Mark D. Mcdade | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 10,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 20,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | 28 Oct 2025 | 448,431 | 0 | - | - | Common Stock | ||
| Mark D. Mcdade | Director | 28 Oct 2025 | 110,083 | 0 | - | - | Common Stock | ||
| Mark D. Mcdade | Director | 28 Oct 2025 | 183,177 | 0 | - | - | Common Stock | ||
| Clay B. Siegall | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 15,000 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Clay B. Siegall | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 28 Oct 2025 | 16,800 | 0 | - | - | Employee Stock Option (Right to Buy) | |
| Aaron Kantoff | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 24 Oct 2025 | 5,000 | 88,281 | - | 0 | Common Stock | |
| Ryan F. Robinson | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Oct 2025 | 14,366 | 25,845 | - | - | Employee Stock Option (Right to Buy) | |
| Ryan F. Robinson | CFO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.92 per share. | 22 Oct 2025 | 14,366 | 14,366 | - | 13.9 | 199,975 | Common Stock |
| Sandeep C. Kulkarni | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.90 per share. | 22 Oct 2025 | 25,316 | 755,051 | - | 7.9 | 199,996 | Common Stock |
| Sandeep C. Kulkarni | Director, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 22 Oct 2025 | 25,316 | 503,478 | - | - | Employee Stock Option (Right to Buy) | |
| Kevin Bruce Johnson | Chief Regulatory Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 15 Oct 2025 | 6,250 | 51,584 | - | 0 | Common Stock | |
| Caley Castelein | Director | Gift of securities by or to the insider at price $ 0.00 per share. | 15 Oct 2025 | 522 | 515,997 | - | 0 | Common Stock | |
| Aaron Kantoff | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Sep 2025 | 10,000 | 0 | - | - | Stock Option (Right to Buy) | |
| Aaron Kantoff | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Sep 2025 | 37,890 | 0 | - | - | Stock Option (Right to Buy) | |
| Aaron Kantoff | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.13 per share. | 05 Sep 2025 | 37,890 | 83,281 | - | 0.1 | 4,926 | Common Stock |
| Aaron Kantoff | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.46 per share. | 05 Sep 2025 | 10,000 | 93,281 | - | 9.5 | 94,600 | Common Stock |
| Parvinder Thiara | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2025 | 16,800 | 16,800 | - | - | Stock Option (Right to Buy) | |
| Aaron Kantoff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2025 | 16,800 | 16,800 | - | - | Stock Option (Right to Buy) | |
| Caley Castelein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2025 | 16,800 | 16,800 | - | - | Stock Option (Right to Buy) | |
| Sapna Srivastava | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2025 | 16,800 | 16,800 | - | - | Stock Option (Right to Buy) | |
| Clay B. Siegall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2025 | 16,800 | 16,800 | - | - | Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Jun 2025 | 16,800 | 16,800 | - | - | Stock Option (Right to Buy) | |
| Sandeep C. Kulkarni | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2025 | 226,000 | 226,000 | - | - | Employee Stock Option (Right to Buy) | |
| Kevin Bruce Johnson | Chief Regulatory Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2025 | 58,000 | 58,000 | - | - | Employee Stock Option (Right to Buy) | |
| W. Bradford Middlekauff | CBO, GC and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2025 | 58,000 | 58,000 | - | - | Employee Stock Option (Right to Buy) | |
| Susan Dana Jones | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2025 | 58,000 | 58,000 | - | - | Employee Stock Option (Right to Buy) | |
| Ryan F. Robinson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2025 | 58,000 | 58,000 | - | - | Employee Stock Option (Right to Buy) | |
| Sandeep C. Kulkarni | Director, CEO | Purchase of securities on an exchange or from another person at price $ 14.85 per share. | 21 Aug 2024 | 1,779 | 7,000 | - | 14.8 | 26,418 | Common Stock |
| Sandeep C. Kulkarni | Director, CEO | Purchase of securities on an exchange or from another person at price $ 13.79 per share. | 16 Aug 2024 | 5,221 | 5,221 | - | 13.8 | 71,998 | Common Stock |
| Ryan F. Robinson | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2024 | 76,400 | 76,400 | - | - | Employee Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Parvinder Thiara | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Aaron Kantoff | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Caley Castelein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Sapna Srivastava | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Clay B. Siegall | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2024 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Mark D. Mcdade | Director | Purchase of securities on an exchange or from another person at price $ 32.50 per share. | 29 Jan 2024 | 100,000 | 448,431 | - | 32.5 | 3,250,000 | Common Stock |