Historical shareholding details of ALPS/Smith Balanced Opportunity Fund holdings in Caterpillar Inc. (CAT)

Monthly changes of ALPS/Smith Balanced Opportunity Fund shareholding in Caterpillar Inc. over the previous months

Month	Name	Total no. shares held	Percent Holding
Month	Name	Total no. shares held	Percent Holding
Jun 30, 2025	Alps/Smith Balanced Opportunity Fund	293	0.00%

Mar 31, 2025	Alps/Smith Balanced Opportunity Fund	368	0.00%

Sep 30, 2024	Alps/Smith Balanced Opportunity Fund	509	0.00%

Jun 30, 2024	Alps/Smith Balanced Opportunity Fund	979	0.00%

Mar 31, 2024	Alps/Smith Balanced Opportunity Fund	919	0.00%

Dec 31, 2023	Alps/Smith Balanced Opportunity Fund	919	0.00%

Sep 30, 2023	Alps/Smith Balanced Opportunity Fund	919	0.00%

Jun 30, 2023	Alps/Smith Balanced Opportunity Fund	914	0.00%

Mar 31, 2023	Alps/Smith Balanced Opportunity Fund	1,049	0.00%