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  2. SECTOR : BANKING & FINANCE
  3. INDUSTRY : INVESTMENT BANKS/BROKERS
  4. GOLDMAN SACHS GROUP, INC.
Goldman Sachs Group, Inc.
XNYS: GS
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XNYS 05 May, 2026 5:30 PM (EDT)

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Goldman Sachs has an upcoming dividend of $4.50 per share due on 01 Jun 2026 See details


Insider Trading disclosures for Goldman Sachs

The latest disclosure was made by John F.W. Rogers in Goldman Sachs where a trade of 21,915 Performance-based Restricted Stock Units done was reported to US exchanges on April 28, 2026.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 21,915 0 - - Performance-based Restricted Stock Units
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 21,915 60,922 (0%) 0% - Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 937.81 per share. 28 Apr 2026 11,105 49,817 (0%) 0% 937.8 10,414,380 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 937.81 per share. 28 Apr 2026 18,812 140,732 (0%) 0% 937.8 17,642,082 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 34,017 0 - - Performance-based Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 34,017 159,544 (0%) 0% - Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 937.81 per share. 28 Apr 2026 7,843 16,639 (0%) 0% 937.8 7,355,244 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 14,181 0 - - Performance-based Restricted Stock Units
Sheara J. Fredman Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 14,181 24,482 (0%) 0% - Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Payment of exercise price or tax liability using portion of securities received from the company at price $ 937.81 per share. 28 Apr 2026 14,972 30,632 (0%) 0% 937.8 14,040,891 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 27,071 0 - - Performance-based Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 27,071 45,604 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 937.81 per share. 28 Apr 2026 10,621 37,927 (0%) 0% 937.8 9,960,480 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 19,206 0 - - Performance-based Restricted Stock Units
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 19,206 48,548 (0%) 0% - Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 27,446 133,714 (0%) 0% - Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 937.81 per share. 28 Apr 2026 15,178 118,536 (0%) 0% 937.8 14,234,080 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Apr 2026 27,446 0 - - Performance-based Restricted Stock Units
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 936.71 per share. 23 Apr 2026 535 2,578 (0%) 0% 936.7 501,140 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 935.70 per share. 23 Apr 2026 581 3,113 (0%) 0% 935.7 543,642 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 918.46 per share. 17 Apr 2026 409 4,400 (0%) 0% 918.5 375,650 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 919.61 per share. 17 Apr 2026 706 3,694 (0%) 0% 919.6 649,245 Common Stock, par value $0.01 per share
John B. Hess Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2026 28 870 - - Restricted Stock Units
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2026 63 7,292 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2026 42 3,086 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2026 28 6,320 - - Restricted Stock Units
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Apr 2026 28 5,248 - - Restricted Stock Units
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 958.93 per share. 11 Feb 2026 200 11,412 (0%) 0% 958.9 191,786 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 959.88 per share. 11 Feb 2026 196 11,216 (0%) 0% 959.9 188,136 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 961.32 per share. 11 Feb 2026 464 10,752 (0%) 0% 961.3 446,052 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 962.06 per share. 11 Feb 2026 320 10,432 (0%) 0% 962.1 307,859 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 963.59 per share. 11 Feb 2026 240 10,192 (0%) 0% 963.6 231,262 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 964.45 per share. 11 Feb 2026 444 9,748 (0%) 0% 964.5 428,216 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 965.51 per share. 11 Feb 2026 320 9,428 (0%) 0% 965.5 308,963 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 967.82 per share. 11 Feb 2026 160 39,007 (0%) 0% 967.8 154,851 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 967.18 per share. 11 Feb 2026 640 39,167 (0%) 0% 967.2 618,995 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 966.20 per share. 11 Feb 2026 699 39,807 (0%) 0% 966.2 675,374 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 965.14 per share. 11 Feb 2026 666 40,506 (0%) 0% 965.1 642,783 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 964.20 per share. 11 Feb 2026 1,163 41,172 (0%) 0% 964.2 1,121,365 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 963.18 per share. 11 Feb 2026 945 42,335 (0%) 0% 963.2 910,205 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 962.12 per share. 11 Feb 2026 680 43,280 (0%) 0% 962.1 654,242 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 961.24 per share. 11 Feb 2026 960 43,960 (0%) 0% 961.2 922,790 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 960.08 per share. 11 Feb 2026 1,240 44,920 (0%) 0% 960.1 1,190,499 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 959.27 per share. 11 Feb 2026 677 46,160 (0%) 0% 959.3 649,426 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 957.96 per share. 11 Feb 2026 371 46,837 (0%) 0% 958.0 355,403 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 956.94 per share. 11 Feb 2026 392 47,208 (0%) 0% 956.9 375,120 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 955.77 per share. 11 Feb 2026 261 47,600 (0%) 0% 955.8 249,456 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 954.91 per share. 11 Feb 2026 659 47,861 (0%) 0% 954.9 629,286 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 953.83 per share. 11 Feb 2026 646 48,520 (0%) 0% 953.8 616,174 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 952.94 per share. 11 Feb 2026 526 49,166 (0%) 0% 952.9 501,246 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 950.16 per share. 11 Feb 2026 1,461 50,697 (0%) 0% 950.2 1,388,184 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 952.08 per share. 11 Feb 2026 1,005 49,692 (0%) 0% 952.1 956,840 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 950.50 per share. 11 Feb 2026 40 12,092 (0%) 0% 950.5 38,020 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 952.27 per share. 11 Feb 2026 120 11,972 (0%) 0% 952.3 114,272 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 955.15 per share. 11 Feb 2026 305 11,667 (0%) 0% 955.2 291,321 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 956.84 per share. 11 Feb 2026 55 11,612 (0%) 0% 956.8 52,626 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 933.38 per share. 09 Feb 2026 588 40,377 (0%) 0% 933.4 548,827 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 945.40 per share. 09 Feb 2026 1,036 29,342 (0%) 0% 945.4 979,434 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 944.66 per share. 09 Feb 2026 2,844 30,378 (0%) 0% 944.7 2,686,613 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 943.83 per share. 09 Feb 2026 1,380 33,222 (0%) 0% 943.8 1,302,485 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 942.50 per share. 09 Feb 2026 1,076 34,602 (0%) 0% 942.5 1,014,130 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 941.64 per share. 09 Feb 2026 1,059 35,678 (0%) 0% 941.6 997,197 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 940.30 per share. 09 Feb 2026 1,000 36,737 (0%) 0% 940.3 940,300 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 939.36 per share. 09 Feb 2026 600 37,737 (0%) 0% 939.4 563,616 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 938.45 per share. 09 Feb 2026 865 38,337 (0%) 0% 938.4 811,759 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 937.36 per share. 09 Feb 2026 495 39,202 (0%) 0% 937.4 463,993 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 935.37 per share. 09 Feb 2026 52 39,697 (0%) 0% 935.4 48,639 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 934.55 per share. 09 Feb 2026 628 39,749 (0%) 0% 934.5 586,897 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 934.05 per share. 09 Feb 2026 360 4,809 (0%) 0% 934.1 336,258 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 938.01 per share. 09 Feb 2026 307 0 (0%) 0% 938.0 287,969 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 936.80 per share. 09 Feb 2026 545 307 (0%) 0% 936.8 510,556 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 935.66 per share. 09 Feb 2026 240 852 (0%) 0% 935.7 224,558 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 932.98 per share. 09 Feb 2026 840 5,169 (0%) 0% 933.0 783,703 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 938.84 per share. 29 Jan 2026 232 125,567 (0%) 0% 938.8 217,811 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 939.40 per share. 29 Jan 2026 40 125,527 (0%) 0% 939.4 37,576 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 931.86 per share. 27 Jan 2026 12,973 40,965 (0%) 0% 931.9 12,089,020 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jan 2026 32,676 53,938 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Jan 2026 32,676 0 - - Performance-based Restricted Stock Units
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 930.88 per share. 27 Jan 2026 168 2,114 (0%) 0% 930.9 156,388 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 929.72 per share. 27 Jan 2026 92 2,282 (0%) 0% 929.7 85,534 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 928.94 per share. 27 Jan 2026 677 2,374 (0%) 0% 928.9 628,892 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 928.00 per share. 27 Jan 2026 728 3,051 (0%) 0% 928 675,584 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 926.84 per share. 27 Jan 2026 193 3,779 (0%) 0% 926.8 178,880 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 925.71 per share. 27 Jan 2026 171 3,972 (0%) 0% 925.7 158,296 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 924.52 per share. 27 Jan 2026 235 4,143 (0%) 0% 924.5 217,262 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 923.62 per share. 27 Jan 2026 216 4,378 (0%) 0% 923.6 199,502 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 922.37 per share. 27 Jan 2026 112 4,594 (0%) 0% 922.4 103,305 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 921.25 per share. 27 Jan 2026 157 4,706 (0%) 0% 921.2 144,636 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 932.83 per share. 27 Jan 2026 12 2,017 (0%) 0% 932.8 11,194 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 932.26 per share. 27 Jan 2026 85 2,029 (0%) 0% 932.3 79,242 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 923.07 per share. 23 Jan 2026 208 12,717 (0%) 0% 923.1 191,999 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Gift of securities by or to the insider at price $ 0.00 per share. 23 Jan 2026 530 15,164 (0%) 0% 0 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 917.88 per share. 23 Jan 2026 295 14,869 (0%) 0% 917.9 270,775 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 918.88 per share. 23 Jan 2026 875 13,994 (0%) 0% 918.9 804,020 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 919.83 per share. 23 Jan 2026 653 13,341 (0%) 0% 919.8 600,649 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 920.77 per share. 23 Jan 2026 272 13,069 (0%) 0% 920.8 250,449 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 922.04 per share. 23 Jan 2026 144 12,925 (0%) 0% 922.0 132,774 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 924.15 per share. 23 Jan 2026 316 12,401 (0%) 0% 924.1 292,031 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 925.19 per share. 23 Jan 2026 124 12,277 (0%) 0% 925.2 114,724 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 926.23 per share. 23 Jan 2026 276 12,001 (0%) 0% 926.2 255,639 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 927.34 per share. 23 Jan 2026 505 11,496 (0%) 0% 927.3 468,307 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 928.18 per share. 23 Jan 2026 512 10,984 (0%) 0% 928.2 475,228 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 929.19 per share. 23 Jan 2026 291 10,693 (0%) 0% 929.2 270,394 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 930.22 per share. 23 Jan 2026 167 10,526 (0%) 0% 930.2 155,347 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 931.56 per share. 23 Jan 2026 87 10,439 (0%) 0% 931.6 81,046 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 932.71 per share. 23 Jan 2026 76 10,363 (0%) 0% 932.7 70,886 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 933.70 per share. 23 Jan 2026 40 10,323 (0%) 0% 933.7 37,348 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 934.50 per share. 23 Jan 2026 12 10,311 (0%) 0% 934.5 11,214 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 936.00 per share. 23 Jan 2026 10 10,301 (0%) 0% 936 9,360 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 929.10 per share. 23 Jan 2026 560 22,333 (0%) 0% 929.1 520,296 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 926.05 per share. 23 Jan 2026 60 22,893 (0%) 0% 926.1 55,563 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 935.79 per share. 23 Jan 2026 178 18,533 (0%) 0% 935.8 166,571 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 935.00 per share. 23 Jan 2026 302 18,711 (0%) 0% 935 282,370 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 933.41 per share. 23 Jan 2026 400 19,013 (0%) 0% 933.4 373,364 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 932.57 per share. 23 Jan 2026 1,242 19,413 (0%) 0% 932.6 1,158,252 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 921.91 per share. 23 Jan 2026 580 27,542 (0%) 0% 921.9 534,708 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 930.36 per share. 23 Jan 2026 1,678 20,655 (0%) 0% 930.4 1,561,144 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 923.59 per share. 23 Jan 2026 435 25,613 (0%) 0% 923.6 401,762 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 925.21 per share. 23 Jan 2026 2,660 22,953 (0%) 0% 925.2 2,461,059 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 922.92 per share. 23 Jan 2026 1,494 26,048 (0%) 0% 922.9 1,378,842 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2026 5,249 23,729 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2026 5,249 0 - - Restricted Stock Units
Denis P. Coleman III Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 954.65 per share. 23 Jan 2026 2,467 21,262 (0%) 0% 954.7 2,355,122 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 918.81 per share. 23 Jan 2026 306 6,127 (0%) 0% 918.8 281,156 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 920.73 per share. 23 Jan 2026 262 5,397 (0%) 0% 920.7 241,231 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 921.93 per share. 23 Jan 2026 146 5,251 (0%) 0% 921.9 134,602 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 923.02 per share. 23 Jan 2026 136 5,115 (0%) 0% 923.0 125,531 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 924.08 per share. 23 Jan 2026 252 4,863 (0%) 0% 924.1 232,868 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2026 4,034 0 - - Restricted Stock Units
Carey Halio Global Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 954.65 per share. 23 Jan 2026 1,966 6,620 (0%) 0% 954.7 1,876,842 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2026 4,034 8,586 (0%) 0% - Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 919.91 per share. 23 Jan 2026 468 5,659 (0%) 0% 919.9 430,518 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 917.78 per share. 23 Jan 2026 187 6,433 (0%) 0% 917.8 171,625 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2026 5,482 8,913 (0%) 0% - Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2026 5,482 0 - - Restricted Stock Units
Alex S. Golten CHIEF RISK OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 954.65 per share. 23 Jan 2026 2,904 6,009 (0%) 0% 954.7 2,772,304 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 975.68 per share. 16 Jan 2026 91 100,000 (0%) 0% 975.7 88,787 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 958.02 per share. 16 Jan 2026 344 599,656 (0%) 0% 958.0 329,559 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 959.00 per share. 16 Jan 2026 825 598,831 (0%) 0% 959 791,175 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 960.20 per share. 16 Jan 2026 417 598,414 (0%) 0% 960.2 400,403 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 961.29 per share. 16 Jan 2026 4,252 594,162 (0%) 0% 961.3 4,087,405 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 962.25 per share. 16 Jan 2026 5,817 588,345 (0%) 0% 962.2 5,597,408 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 963.11 per share. 16 Jan 2026 3,409 584,936 (0%) 0% 963.1 3,283,242 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 964.28 per share. 16 Jan 2026 4,137 580,799 (0%) 0% 964.3 3,989,226 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 965.24 per share. 16 Jan 2026 6,093 574,706 (0%) 0% 965.2 5,881,207 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 966.27 per share. 16 Jan 2026 7,676 567,030 (0%) 0% 966.3 7,417,089 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 967.19 per share. 16 Jan 2026 4,442 562,588 (0%) 0% 967.2 4,296,258 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 968.18 per share. 16 Jan 2026 1,982 560,606 (0%) 0% 968.2 1,918,933 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 969.19 per share. 16 Jan 2026 1,684 558,922 (0%) 0% 969.2 1,632,116 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 970.20 per share. 16 Jan 2026 1,014 557,908 (0%) 0% 970.2 983,783 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 971.08 per share. 16 Jan 2026 181 557,727 (0%) 0% 971.1 175,765 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 972.15 per share. 16 Jan 2026 343 557,384 (0%) 0% 972.1 333,447 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 973.48 per share. 16 Jan 2026 734 556,650 (0%) 0% 973.5 714,534 Common Stock, par value $0.01 per share
Ellen J. Kullman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 364 5,798 - - Restricted Stock Units
John B. Hess Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 390 842 - - Restricted Stock Units
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 423 7,229 - - Restricted Stock Units
Thomas K. Montag Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 364 1,397 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 403 3,044 - - Restricted Stock Units
M. Michele Burns Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 364 5,075 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 390 6,292 - - Restricted Stock Units
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 390 5,220 - - Restricted Stock Units
Kimberley D. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 364 3,534 - - Restricted Stock Units
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 364 5,607 - - Restricted Stock Units
KC McClure Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 360 462 - - Restricted Stock Units
Sheara J. Fredman Chief Accounting Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 4,366 4,366 - - Restricted Stock Units
Carey Halio Global Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 2,651 2,651 - - Restricted Stock Units
Alex S. Golten CHIEF RISK OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 2,647 2,647 - - Restricted Stock Units
David A. Viniar Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2026 364 5,075 - - Restricted Stock Units
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 974.43 per share. 16 Jan 2026 1,136 555,514 (0%) 0% 974.4 1,106,952 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 975.28 per share. 16 Jan 2026 514 555,000 (0%) 0% 975.3 501,294 Common Stock, par value $0.01 per share
David A. Viniar Director Gift of securities by or to the insider at price $ 0.00 per share. 16 Jan 2026 5,000 550,000 (0%) 0% 0 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 957.16 per share. 16 Jan 2026 70 123,116 (0%) 0% 957.2 67,001 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 958.68 per share. 16 Jan 2026 412 122,704 (0%) 0% 958.7 394,976 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 959.50 per share. 16 Jan 2026 216 122,488 (0%) 0% 959.5 207,252 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 960.88 per share. 16 Jan 2026 755 121,733 (0%) 0% 960.9 725,464 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 961.65 per share. 16 Jan 2026 2,806 118,927 (0%) 0% 961.7 2,698,390 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 962.59 per share. 16 Jan 2026 2,779 116,148 (0%) 0% 962.6 2,675,038 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 963.63 per share. 16 Jan 2026 1,519 114,629 (0%) 0% 963.6 1,463,754 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 964.66 per share. 16 Jan 2026 2,472 112,157 (0%) 0% 964.7 2,384,640 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 965.60 per share. 16 Jan 2026 3,393 108,764 (0%) 0% 965.6 3,276,281 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 966.55 per share. 16 Jan 2026 3,743 105,021 (0%) 0% 966.6 3,617,797 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 967.51 per share. 16 Jan 2026 1,631 103,390 (0%) 0% 967.5 1,578,009 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 968.60 per share. 16 Jan 2026 949 102,441 (0%) 0% 968.6 919,201 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 969.56 per share. 16 Jan 2026 729 101,712 (0%) 0% 969.6 706,809 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 970.65 per share. 16 Jan 2026 362 101,350 (0%) 0% 970.6 351,375 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 971.30 per share. 16 Jan 2026 80 101,270 (0%) 0% 971.3 77,704 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 972.85 per share. 16 Jan 2026 222 101,048 (0%) 0% 972.9 215,973 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 973.68 per share. 16 Jan 2026 536 100,512 (0%) 0% 973.7 521,892 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 974.81 per share. 16 Jan 2026 421 100,091 (0%) 0% 974.8 410,395 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 25 Nov 2025 1,265 52,158 (0%) 0% 0 Common Stock, par value $0.01 per share
John B. Hess Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2025 33 452 - - Restricted Stock Units
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2025 74 6,806 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2025 50 2,641 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2025 33 5,902 - - Restricted Stock Units
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2025 33 4,830 - - Restricted Stock Units
KC McClure Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Oct 2025 33 102 - - Restricted Stock Units
John E. Waldron Director, President and COO Sale of securities on an exchange or to another person at price $ 748.61 per share. 27 Aug 2025 1,375 123,137 (0%) 0% 748.6 1,029,339 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Sale of securities on an exchange or to another person at price $ 750.74 per share. 27 Aug 2025 5,030 106,268 (0%) 0% 750.7 3,776,222 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Sale of securities on an exchange or to another person at price $ 750.21 per share. 27 Aug 2025 3,970 111,298 (0%) 0% 750.2 2,978,334 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Sale of securities on an exchange or to another person at price $ 751.21 per share. 27 Aug 2025 1,973 115,268 (0%) 0% 751.2 1,482,137 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Sale of securities on an exchange or to another person at price $ 750.46 per share. 27 Aug 2025 3,376 117,241 (0%) 0% 750.5 2,533,553 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Sale of securities on an exchange or to another person at price $ 749.59 per share. 27 Aug 2025 2,520 120,617 (0%) 0% 749.6 1,888,967 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Gift of securities by or to the insider at price $ 0.00 per share. 19 Aug 2025 377 125,799 (0%) 0% 0 Common Stock, par value $0.01 per share
David A. Viniar Director Gift of securities by or to the insider at price $ 0.00 per share. 13 Aug 2025 3,425 600,000 (0%) 0% 0 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 723.83 per share. 24 Jul 2025 5,455 22,678 (0%) 0% 723.8 3,948,493 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 727.79 per share. 24 Jul 2025 327 18,594 (0%) 0% 727.8 237,987 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 725.60 per share. 24 Jul 2025 1,681 18,921 (0%) 0% 725.6 1,219,734 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 724.57 per share. 24 Jul 2025 2,076 20,602 (0%) 0% 724.6 1,504,207 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 717.03 per share. 23 Jul 2025 4,053 67,716 (0%) 0% 717.0 2,906,123 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 718.77 per share. 23 Jul 2025 277 65,761 (0%) 0% 718.8 199,099 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 718.02 per share. 23 Jul 2025 1,678 66,038 (0%) 0% 718.0 1,204,838 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 23 Jul 2025 12,338 53,423 (0%) 0% 0 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 712.31 per share. 23 Jul 2025 6,608 126,176 (0%) 0% 712.3 4,706,944 Common Stock, par value $0.01 per share
John B. Hess Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2025 36 419 - - Restricted Stock Units
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2025 81 6,732 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2025 54 2,591 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2025 36 5,869 - - Restricted Stock Units
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2025 36 4,797 - - Restricted Stock Units
KC McClure Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jul 2025 36 69 - - Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 607.17 per share. 14 May 2025 5,000 132,784 (0%) 0% 607.2 3,035,850 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 32,391 0 - - Performance-based Restricted Stock Units
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 32,391 88,305 (0%) 0% - Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 548.92 per share. 30 Apr 2025 16,536 71,769 (0%) 0% 548.9 9,076,941 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 49,926 165,394 (0%) 0% - Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 548.92 per share. 30 Apr 2025 27,610 137,784 (0%) 0% 548.9 15,155,681 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 49,926 0 - - Performance-based Restricted Stock Units
John E. Waldron Director, President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 40,395 0 - - Performance-based Restricted Stock Units
John E. Waldron Director, President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 548.92 per share. 30 Apr 2025 22,339 124,512 (0%) 0% 548.9 12,262,324 Common Stock, par value $0.01 per share
John E. Waldron Director, President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 40,395 146,851 (0%) 0% - Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 548.92 per share. 30 Apr 2025 12,744 15,694 (0%) 0% 548.9 6,995,436 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 23,045 0 - - Performance-based Restricted Stock Units
Sheara J. Fredman Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 23,045 28,438 (0%) 0% - Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 41,462 0 - - Performance-based Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 41,462 51,051 (0%) 0% - Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Payment of exercise price or tax liability using portion of securities received from the company at price $ 548.92 per share. 30 Apr 2025 22,929 28,122 (0%) 0% 548.9 12,586,187 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 11,933 33,095 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 548.92 per share. 30 Apr 2025 4,962 28,133 (0%) 0% 548.9 2,723,741 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2025 11,933 0 - - Performance-based Restricted Stock Units
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 511.34 per share. 15 Apr 2025 444 1,977 (0%) 0% 511.3 227,035 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 517.45 per share. 15 Apr 2025 173 3,904 (0%) 0% 517.5 89,519 Common Stock, par value $0.01 per share
John B. Hess Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2025 50 383 - - Restricted Stock Units
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 509.08 per share. 15 Apr 2025 344 1,180 (0%) 0% 509.1 175,124 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 513.22 per share. 15 Apr 2025 393 2,754 (0%) 0% 513.2 201,695 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 514.42 per share. 15 Apr 2025 801 3,555 (0%) 0% 514.4 412,050 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 515.31 per share. 15 Apr 2025 176 3,731 (0%) 0% 515.3 90,695 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 507.96 per share. 15 Apr 2025 836 836 (0%) 0% 508.0 424,655 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 510.23 per share. 15 Apr 2025 353 1,533 (0%) 0% 510.2 180,111 Common Stock, par value $0.01 per share
John B. Hess Director Purchase of securities on an exchange or from another person at price $ 512.24 per share. 15 Apr 2025 384 2,361 (0%) 0% 512.2 196,700 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2025 112 6,651 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2025 75 2,537 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2025 50 5,833 - - Restricted Stock Units
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2025 50 4,761 - - Restricted Stock Units
KC McClure Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Apr 2025 33 33 - - Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 622.15 per share. 26 Feb 2025 2,415 115,468 (0%) 0% 622.1 1,502,492 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 636.47 per share. 28 Jan 2025 3,800 3,545 (0%) 0% 636.5 2,418,586 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Sale of securities on an exchange or to another person at price $ 635.64 per share. 28 Jan 2025 1,408 7,345 (0%) 0% 635.6 894,981 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 633.68 per share. 24 Jan 2025 554 7,638 (0%) 0% 633.7 351,059 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 639.16 per share. 24 Jan 2025 693 4,552 (0%) 0% 639.2 442,938 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 637.77 per share. 24 Jan 2025 518 5,245 (0%) 0% 637.8 330,365 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 636.74 per share. 24 Jan 2025 1,452 5,763 (0%) 0% 636.7 924,546 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 635.52 per share. 24 Jan 2025 423 7,215 (0%) 0% 635.5 268,825 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 620.88 per share. 21 Jan 2025 260 8,229 (0%) 0% 620.9 161,429 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Gift of securities by or to the insider at price $ 0.00 per share. 21 Jan 2025 1,062 5,393 (0%) 0% 0 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 635.11 per share. 21 Jan 2025 243 6,455 (0%) 0% 635.1 154,332 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 634.53 per share. 21 Jan 2025 232 6,698 (0%) 0% 634.5 147,211 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 630.87 per share. 21 Jan 2025 120 6,930 (0%) 0% 630.9 75,704 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 628.83 per share. 21 Jan 2025 300 7,050 (0%) 0% 628.8 188,649 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 627.21 per share. 21 Jan 2025 120 7,350 (0%) 0% 627.2 75,265 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 624.05 per share. 21 Jan 2025 216 7,470 (0%) 0% 624.1 134,795 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 623.03 per share. 21 Jan 2025 254 7,686 (0%) 0% 623.0 158,250 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 621.78 per share. 21 Jan 2025 289 7,940 (0%) 0% 621.8 179,694 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. 21 Jan 2025 8,439 17,087 (0%) 0% 625.9 5,282,308 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 15,937 0 - - Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 634.69 per share. 21 Jan 2025 7,498 9,589 (0%) 0% 634.7 4,758,906 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 15,937 25,526 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. 21 Jan 2025 4,146 21,162 (0%) 0% 625.9 2,595,147 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 8,820 25,308 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 8,820 0 - - Restricted Stock Units
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 633.62 per share. 21 Jan 2025 45 8,465 (0%) 0% 633.6 28,513 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 635.29 per share. 21 Jan 2025 45 8,192 (0%) 0% 635.3 28,588 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 611.07 per share. 21 Jan 2025 89 9,648 (0%) 0% 611.1 54,385 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 618.55 per share. 21 Jan 2025 180 9,468 (0%) 0% 618.6 111,339 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 620.16 per share. 21 Jan 2025 360 9,108 (0%) 0% 620.2 223,258 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 621.76 per share. 21 Jan 2025 90 9,018 (0%) 0% 621.8 55,958 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 623.16 per share. 21 Jan 2025 180 8,838 (0%) 0% 623.2 112,169 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 626.81 per share. 21 Jan 2025 90 8,748 (0%) 0% 626.8 56,413 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 628.87 per share. 21 Jan 2025 195 8,553 (0%) 0% 628.9 122,630 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 631.51 per share. 21 Jan 2025 43 8,510 (0%) 0% 631.5 27,155 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Sale of securities on an exchange or to another person at price $ 634.71 per share. 21 Jan 2025 228 8,237 (0%) 0% 634.7 144,714 Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 5,589 0 - - Restricted Stock Units
Carey Halio Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 5,589 12,461 (0%) 0% - Common Stock, par value $0.01 per share
Carey Halio Global Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. 21 Jan 2025 2,724 9,737 (0%) 0% 625.9 1,705,061 Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 4,986 0 - - Restricted Stock Units
Alex S. Golten CHIEF RISK OFFICER Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 21 Jan 2025 4,986 11,395 (0%) 0% - Common Stock, par value $0.01 per share
Alex S. Golten CHIEF RISK OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 625.94 per share. 21 Jan 2025 2,642 8,753 (0%) 0% 625.9 1,653,733 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 130,508 130,508 - - Restricted Stock Units
John E. Waldron President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 130,508 130,508 - - Restricted Stock Units
David A. Viniar Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 570 4,711 - - Restricted Stock Units
Ellen J. Kullman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 570 5,434 - - Restricted Stock Units
John B. Hess Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 333 333 - - Restricted Stock Units
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 661 6,539 - - Restricted Stock Units
Thomas K. Montag Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 570 1,033 - - Restricted Stock Units
Kevin R. Johnson Director Purchase of securities on an exchange or from another person at price $ 619.02 per share. 16 Jan 2025 2,400 2,400 (0%) 0% 619.0 1,485,648 Common Stock, par value $0.01 per share
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 630 2,462 - - Restricted Stock Units
M. Michele Burns Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 570 4,711 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 609 5,783 - - Restricted Stock Units
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 570 4,711 - - Restricted Stock Units
Kimberley D. Harris Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 570 3,170 - - Restricted Stock Units
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 591 5,243 - - Restricted Stock Units
Alex S. Golten CHIEF RISK OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jan 2025 6,730 6,730 - - Restricted Stock Units
Thomas Montag K. Director Other type of transaction at price $ 582.79 per share. 24 Dec 2024 8,980 105,320 (0%) 0% 582.8 5,233,454 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 610.91 per share. 29 Nov 2024 6,550 117,883 (0%) 0% 610.9 4,001,461 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 612.08 per share. 29 Nov 2024 5,000 608,425 (0%) 0% 612.1 3,060,400 Common Stock, par value $0.01 per share
David A. Viniar Director Gift of securities by or to the insider at price $ 0.00 per share. 29 Nov 2024 5,000 603,425 (0%) 0% 0 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 597.18 per share. 12 Nov 2024 821 115,106 (0%) 0% 597.2 490,285 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 596.19 per share. 12 Nov 2024 2,221 115,927 (0%) 0% 596.2 1,324,138 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 595.08 per share. 12 Nov 2024 2,370 118,148 (0%) 0% 595.1 1,410,340 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 594.20 per share. 12 Nov 2024 686 120,518 (0%) 0% 594.2 407,621 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 592.97 per share. 12 Nov 2024 1,192 121,204 (0%) 0% 593.0 706,820 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 592.12 per share. 12 Nov 2024 1,904 122,396 (0%) 0% 592.1 1,127,396 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 600.37 per share. 12 Nov 2024 300 2,450 (0%) 0% 600.4 180,111 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 598.67 per share. 12 Nov 2024 296 2,750 (0%) 0% 598.7 177,206 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 597.57 per share. 12 Nov 2024 643 3,046 (0%) 0% 597.6 384,238 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 596.50 per share. 12 Nov 2024 2,004 3,689 (0%) 0% 596.5 1,195,386 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 595.35 per share. 12 Nov 2024 2,331 5,693 (0%) 0% 595.4 1,387,761 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 594.39 per share. 12 Nov 2024 1,587 8,024 (0%) 0% 594.4 943,297 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 592.90 per share. 12 Nov 2024 886 9,611 (0%) 0% 592.9 525,309 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 592.08 per share. 12 Nov 2024 1,953 10,497 (0%) 0% 592.1 1,156,332 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 600.85 per share. 12 Nov 2024 202 114,300 (0%) 0% 600.9 121,372 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 599.35 per share. 12 Nov 2024 269 114,502 (0%) 0% 599.3 161,225 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 598.12 per share. 12 Nov 2024 335 114,771 (0%) 0% 598.1 200,370 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 602.12 per share. 11 Nov 2024 2,628 14,479 (0%) 0% 602.1 1,582,371 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 603.38 per share. 11 Nov 2024 194 12,132 (0%) 0% 603.4 117,055 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 602.67 per share. 11 Nov 2024 2,153 12,326 (0%) 0% 602.7 1,297,549 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 597.22 per share. 06 Nov 2024 1,252 57,847 (0%) 0% 597.2 747,719 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 06 Nov 2024 1,700 55,914 (0%) 0% 0 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 597.66 per share. 06 Nov 2024 233 57,614 (0%) 0% 597.7 139,255 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 596.08 per share. 06 Nov 2024 4,931 59,099 (0%) 0% 596.1 2,939,270 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 594.51 per share. 06 Nov 2024 2,974 8,489 (0%) 0% 594.5 1,768,073 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 593.03 per share. 06 Nov 2024 12,929 16,488 (0%) 0% 593.0 7,667,285 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 491 10,905 (0%) 0% 530.7 260,554 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 699 11,396 (0%) 0% 529.6 370,183 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 398 10,808 (0%) 0% 532.7 212,027 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 502 11,206 (0%) 0% 531.7 266,923 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 400 11,708 (0%) 0% 530.7 212,288 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 700 12,108 (0%) 0% 529.6 370,720 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 400 10,095 (0%) 0% 532.5 212,984 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 17 Oct 2024 410 10,495 (0%) 0% 531.9 218,079 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Oct 2024 107 5,878 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Oct 2024 72 1,832 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Oct 2024 48 5,174 - - Restricted Stock Units
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Oct 2024 24 4,652 - - Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 500.29 per share. 15 Aug 2024 6,000 124,433 (0%) 0% 500.3 3,001,740 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 503.04 per share. 16 Jul 2024 700 618,725 (0%) 0% 503.0 352,128 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 502.20 per share. 16 Jul 2024 4,000 619,425 (0%) 0% 502.2 2,008,800 Common Stock, par value $0.01 per share
David A. Viniar Director Gift of securities by or to the insider at price $ 0.00 per share. 16 Jul 2024 5,000 613,425 (0%) 0% 0 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 503.99 per share. 16 Jul 2024 300 618,425 (0%) 0% 504.0 151,197 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2024 113 5,771 - - Restricted Stock Units
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 505.47 per share. 16 Jul 2024 1,800 12,450 (0%) 0% 505.5 909,846 Common Stock, par value $0.01 per share
Thomas K. Montag Director Sale of securities on an exchange or to another person at price $ 504.95 per share. 16 Jul 2024 8,200 14,250 (0%) 0% 505.0 4,140,590 Common Stock, par value $0.01 per share
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2024 75 1,760 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2024 50 5,126 - - Restricted Stock Units
Brian J. Lee Chief Risk Officer 16 Jul 2024 1,500 12,808 (0%) 0% 506.1 759,105 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 16 Jul 2024 3,500 12,095 (0%) 0% 506.0 1,770,965 Common Stock, par value $0.01 per share
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jul 2024 25 4,628 - - Restricted Stock Units
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 465.23 per share. 16 May 2024 2,226 70,160 (0%) 0% 465.2 1,035,602 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 465.78 per share. 16 May 2024 1,309 18,844 (0%) 0% 465.8 609,706 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 466.97 per share. 16 May 2024 1,423 17,421 (0%) 0% 467.0 664,498 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 467.82 per share. 16 May 2024 314 17,107 (0%) 0% 467.8 146,895 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 465.16 per share. 16 May 2024 1,246 20,153 (0%) 0% 465.2 579,589 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 467.76 per share. 16 May 2024 151 38,165 (0%) 0% 467.8 70,632 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 467.03 per share. 16 May 2024 755 38,316 (0%) 0% 467.0 352,608 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 465.85 per share. 16 May 2024 639 39,071 (0%) 0% 465.8 297,678 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 465.21 per share. 16 May 2024 601 39,710 (0%) 0% 465.2 279,591 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 467.83 per share. 16 May 2024 357 64,030 (0%) 0% 467.8 167,015 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 467.04 per share. 16 May 2024 3,648 64,387 (0%) 0% 467.0 1,703,762 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Sale of securities on an exchange or to another person at price $ 465.92 per share. 16 May 2024 2,125 68,035 (0%) 0% 465.9 990,080 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 457.32 per share. 10 May 2024 6,600 130,433 (0%) 0% 457.3 3,018,312 Common Stock, par value $0.01 per share
John E. Waldron President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 25,794 0 - - Performance-based Restricted Stock Units
John E. Waldron President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. 30 Apr 2024 14,265 106,456 (0%) 0% 430.8 6,145,505 Common Stock, par value $0.01 per share
John E. Waldron President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 25,794 120,721 (0%) 0% - Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 17,042 0 - - Performance-based Restricted Stock Units
John F.W. Rogers Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. 30 Apr 2024 8,700 72,386 (0%) 0% 430.8 3,748,047 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 17,042 81,086 (0%) 0% - Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 28,016 152,526 (0%) 0% - Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 28,016 0 - - Performance-based Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. 30 Apr 2024 15,493 137,033 (0%) 0% 430.8 6,674,539 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 30 Apr 2024 3,362 15,595 (0%) 0% 430.8 1,448,383 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 30 Apr 2024 6,584 18,957 (0%) 0% - Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 30 Apr 2024 6,584 0 - - Performance-based Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 6,909 0 - - Performance-based Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Apr 2024 6,909 13,410 (0%) 0% - Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Payment of exercise price or tax liability using portion of securities received from the company at price $ 430.81 per share. 30 Apr 2024 3,821 9,589 (0%) 0% 430.8 1,646,125 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 432.87 per share. 29 Apr 2024 900 623,425 (0%) 0% 432.9 389,583 Common Stock, par value $0.01 per share
David A. Viniar Director Sale of securities on an exchange or to another person at price $ 432.11 per share. 29 Apr 2024 4,100 624,325 (0%) 0% 432.1 1,771,651 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 142 5,658 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 95 1,685 - - Restricted Stock Units
Adebayo O. Ogunlesi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 79 5,311 - - Restricted Stock Units
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 32 4,603 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Apr 2024 63 5,076 - - Restricted Stock Units
P. Denis Coleman III Chief Financial Officer Sale of securities on an exchange or to another person at price $ 394.43 per share. 23 Feb 2024 12,680 29,417 (0%) 0% 394.4 5,001,372 Common Stock, par value $0.01 per share
Berlinski R. Philip Global Treasurer Sale of securities on an exchange or to another person at price $ 390.15 per share. 22 Feb 2024 6,650 23,408 (0%) 0% 390.2 2,594,498 Common Stock, par value $0.01 per share
R. Philip Berlinski Global Treasurer Sale of securities on an exchange or to another person at price $ 391.29 per share. 22 Feb 2024 5,000 18,408 (0%) 0% 391.3 1,956,450 Common Stock, par value $0.01 per share
K. Thomas Montag Director Gift of securities by or to the insider at price $ 0.00 per share. 02 Feb 2024 1,314 128,800 (0%) 0% 0 Common Stock, par value $0.01 per share
Rogers F.W. John Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. 23 Jan 2024 1,845 64,044 (0%) 0% 386.0 712,096 Common Stock, par value $0.01 per share
Lee J. Brian Chief Risk Officer 23 Jan 2024 4,390 0 - - Restricted Stock Units
Philip Berlinski R. Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 16,043 37,409 (0%) 0% - Common Stock, par value $0.01 per share
R. Berlinski Philip Global Treasurer Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. 23 Jan 2024 7,351 30,058 (0%) 0% 386.0 2,837,192 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 23 Jan 2024 4,390 14,511 (0%) 0% - Common Stock, par value $0.01 per share
Fredman Sheara J. Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 380.47 per share. 23 Jan 2024 2,479 11,754 (0%) 0% 380.5 943,185 Common Stock, par value $0.01 per share
Ruemmler Kathryn H. Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 20,074 0 - - Restricted Stock Units
Fredman Sheara J. Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 3,822 0 - - Restricted Stock Units
J. Sheara Fredman Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. 23 Jan 2024 2,024 15,763 (0%) 0% 386.0 781,183 Common Stock, par value $0.01 per share
Sheara Fredman J. Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 3,822 17,787 (0%) 0% - Common Stock, par value $0.01 per share
H. Kathryn Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 20,074 24,408 (0%) 0% - Common Stock, par value $0.01 per share
Philip Berlinski R. Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 16,043 0 - - Restricted Stock Units
Fredman Sheara J. Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 383.00 per share. 23 Jan 2024 39 11,463 (0%) 0% 383 14,937 Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 379.81 per share. 23 Jan 2024 7,277 6,501 (0%) 0% 379.8 2,763,877 Common Stock, par value $0.01 per share
Coleman III P. Denis Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 13,558 48,469 (0%) 0% - Common Stock, par value $0.01 per share
Lee Brian J. Chief Risk Officer 23 Jan 2024 2,138 12,373 (0%) 0% 386.0 825,182 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 381.06 per share. 23 Jan 2024 185 11,569 (0%) 0% 381.1 70,496 Common Stock, par value $0.01 per share
P. Coleman III Denis Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. 23 Jan 2024 6,372 42,097 (0%) 0% 386.0 2,459,337 Common Stock, par value $0.01 per share
John Rogers F.W. Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 3,787 0 - - Restricted Stock Units
Rogers F.W. John Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 3,787 65,889 (0%) 0% - Common Stock, par value $0.01 per share
Denis Coleman III P. Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 23 Jan 2024 13,558 0 - - Restricted Stock Units
Fredman J. Sheara Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 379.36 per share. 23 Jan 2024 1,530 14,233 (0%) 0% 379.4 580,421 Common Stock, par value $0.01 per share
J. Sheara Fredman Chief Accounting Officer Sale of securities on an exchange or to another person at price $ 382.18 per share. 23 Jan 2024 67 11,502 (0%) 0% 382.2 25,606 Common Stock, par value $0.01 per share
H. Kathryn Ruemmler Chief Legal Officer, GC Payment of exercise price or tax liability using portion of securities received from the company at price $ 385.96 per share. 23 Jan 2024 10,630 13,778 (0%) 0% 386.0 4,102,755 Common Stock, par value $0.01 per share
Ellen J. Kullman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 927 4,864 - - Restricted Stock Units
A. David Viniar Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 927 4,141 - - Restricted Stock Units
Brian Lee J. Chief Risk Officer 17 Jan 2024 3,000 10,121 (0%) 0% 376.4 1,129,170 Common Stock, par value $0.01 per share
R. Jessica Uhl Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 927 2,738 - - Restricted Stock Units
Brian Lee J. Chief Risk Officer 17 Jan 2024 4,000 14,308 (0%) 0% 376.0 1,504,120 Common Stock, par value $0.01 per share
Mark A. Flaherty Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 927 4,141 - - Restricted Stock Units
Oppenheimer Peter Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 1,075 5,516 - - Restricted Stock Units
Burns M. Michele Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 927 4,141 - - Restricted Stock Units
J. Lee Brian Chief Risk Officer 17 Jan 2024 2,500 18,308 (0%) 0% 375.2 938,075 Common Stock, par value $0.01 per share
Montag K. Thomas Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 463 463 - - Restricted Stock Units
O. Adebayo Ogunlesi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 1,008 5,232 - - Restricted Stock Units
Jan Tighe E. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 961 4,571 - - Restricted Stock Units
Johnson R. Kevin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 1,025 1,590 - - Restricted Stock Units
Niwas Lakshmi Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 991 5,013 - - Restricted Stock Units
Kimberley Harris D. Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2024 927 2,600 - - Restricted Stock Units
Ericka T. Leslie Chief Administrative Officer Sale of securities on an exchange or to another person at price $ 335.15 per share. 21 Nov 2023 1,376 10,471 (0%) 0% 335.1 461,166 Common Stock, par value $0.01 per share
David A. Viniar Director Gift of securities by or to the insider at price $ 0.00 per share. 15 Nov 2023 5,000 628,425 (0%) 0% 0 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Gift of securities by or to the insider at price $ 0.00 per share. 24 Oct 2023 3,321 71,409 (0%) 0% 0 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2023 187 4,441 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2023 97 565 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2023 83 4,022 - - Restricted Stock Units
Adebayo O. Ogunlesi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2023 104 4,224 - - Restricted Stock Units
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2023 42 3,610 - - Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 356.28 per share. 01 Aug 2023 4,200 124,782 (0%) 0% 356.3 1,496,376 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2023 162 4,254 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2023 72 468 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2023 72 3,939 - - Restricted Stock Units
Adebayo O. Ogunlesi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2023 90 4,120 - - Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 346.43 per share. 20 Jul 2023 3,600 128,982 (0%) 0% 346.4 1,247,148 Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Sale of securities on an exchange or to another person at price $ 345.31 per share. 20 Jul 2023 6,400 132,582 (0%) 0% 345.3 2,209,984 Common Stock, par value $0.01 per share
Jan E. Tighe Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2023 48 3,568 - - Restricted Stock Units
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 May 2023 9,009 79,330 (0%) 0% - Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.37 per share. 03 May 2023 4,600 74,730 (0%) 0% 333.4 1,533,502 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 May 2023 9,009 0 - - Performance-based Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 May 2023 53,610 168,629 (0%) 0% - Common Stock, par value $0.01 per share
David M. Solomon Director, Chairman of the Board and CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 May 2023 53,610 0 - - Performance-based Restricted Stock Units
David M. Solomon Director, Chairman of the Board and CEO Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.37 per share. 03 May 2023 29,647 138,982 (0%) 0% 333.4 9,883,420 Common Stock, par value $0.01 per share
John E. Waldron President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 May 2023 40,815 117,498 (0%) 0% - Common Stock, par value $0.01 per share
John E. Waldron President and COO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 May 2023 40,815 0 - - Performance-based Restricted Stock Units
John E. Waldron President and COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 333.37 per share. 03 May 2023 22,571 94,927 (0%) 0% 333.4 7,524,494 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 6,270 21,322 (0%) 0% - Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 3,201 18,121 (0%) 0% 333.4 1,067,117 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 6,270 0 - - Performance-based Restricted Stock Units
Brian J. Lee Chief Risk Officer 02 May 2023 700 18,108 (0%) 0% 336.6 235,634 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 100 15,052 (0%) 0% 338.6 33,860 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 935 17,117 (0%) 0% 336.9 314,983 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 1,965 15,152 (0%) 0% 338.0 664,131 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 1,800 16,308 (0%) 0% 337.8 608,058 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 02 May 2023 500 15,808 (0%) 0% 338.4 169,205 Common Stock, par value $0.01 per share
Philip R. Berlinski Global Treasurer Sale of securities on an exchange or to another person at price $ 338.10 per share. 20 Apr 2023 3,750 21,366 (0%) 0% 338.1 1,267,875 Common Stock, par value $0.01 per share
Peter Oppenheimer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Apr 2023 155 4,092 - - Restricted Stock Units
Kevin R. Johnson Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Apr 2023 75 396 - - Restricted Stock Units
Lakshmi Niwas Mittal Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Apr 2023 75 3,867 - - Restricted Stock Units
Adebayo O. Ogunlesi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Apr 2023 93 4,030 - - Restricted Stock Units
Mark O. Winkelman Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Apr 2023 93 4,030 - - Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Sale of securities on an exchange or to another person at price $ 332.67 per share. 19 Apr 2023 7,277 4,334 (0%) 0% 332.7 2,420,840 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 9,794 0 - - Restricted Stock Units
John F.W. Rogers Executive Vice President Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. 24 Jan 2023 4,771 70,321 (0%) 0% 349.1 1,665,747 Common Stock, par value $0.01 per share
John F.W. Rogers Executive Vice President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 9,794 75,092 (0%) 0% - Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 24 Jan 2023 8,571 0 - - Restricted Stock Units
Brian J. Lee Chief Risk Officer 24 Jan 2023 4,175 18,052 (0%) 0% 349.1 1,457,660 Common Stock, par value $0.01 per share
Brian J. Lee Chief Risk Officer 24 Jan 2023 8,571 22,227 (0%) 0% - Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. 24 Jan 2023 3,170 13,965 (0%) 0% 349.1 1,106,774 Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 5,985 17,135 (0%) 0% - Common Stock, par value $0.01 per share
Sheara J. Fredman Chief Accounting Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 5,985 0 - - Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 20,074 0 - - Restricted Stock Units
Kathryn H. Ruemmler Chief Legal Officer, GC Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 20,074 22,241 (0%) 0% - Common Stock, par value $0.01 per share
Kathryn H. Ruemmler Chief Legal Officer, GC Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. 24 Jan 2023 10,630 11,611 (0%) 0% 349.1 3,711,358 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 349.14 per share. 24 Jan 2023 8,236 35,155 (0%) 0% 349.1 2,875,517 Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 17,605 43,391 (0%) 0% - Common Stock, par value $0.01 per share
Denis P. Coleman III Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 17,605 0 - - Restricted Stock Units
Philip R. Berlinski Global Treasurer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 24 Jan 2023 21,048 34,793 (0%) 0% - Common Stock, par value $0.01 per share
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters