Keir D. Gumbs's most recent trade in Broadridge Financial Solutions, Inc. was a trade of 4,151 Common Stock done at an average price of $144.8 . Disclosure was reported to the exchange on Nov. 9, 2023.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 144.84 per share. | 09 Nov 2023 | 4,151 | 18,173 (0%) | 0% | 144.8 | 601,231 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2023 | 4,151 | 12,456 | - | - | Stock Option (Right to Buy) | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 176.61 per share. | 09 Nov 2023 | 3,771 | 14,402 (0%) | 0% | 176.6 | 665,993 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Sale of securities on an exchange or to another person at price $ 186.41 per share. | 30 Aug 2023 | 2,688 | 14,022 (0%) | 0% | 186.4 | 501,079 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 4,848 | 0 | - | - | Restricted Stock Unit | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Aug 2023 | 4,848 | 19,040 (0%) | 0% | 0 | Common Stock | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2023 | 3,622 | 14,192 (0%) | 0% | 0 | Common Stock | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 181.35 per share. | 15 Aug 2023 | 2,330 | 16,710 (0%) | 0% | 181.4 | 422,546 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 149.67 per share. | 30 Jun 2023 | 18 | 4,228 (0%) | 0% | 149.7 | 2,694 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2023 | 18,001 | 18,001 | - | - | Stock Option (Right to Buy) | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2022 | 12,209 | 4,848 | - | - | Restricted Stock Unit | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 16 Aug 2022 | 12,209 | 16,419 (0%) | 0% | 0 | Common Stock | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 177.32 per share. | 16 Aug 2022 | 5,867 | 10,552 (0%) | 0% | 177.3 | 1,040,336 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | 30 Jun 2022 | 17 | 4,210 (0%) | 0% | 157.8 | 2,683 | Common Stock | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Feb 2022 | 16,607 | 16,607 | - | - | Stock Option (Right to Buy) | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2021 | 8,079 | 8,079 (0%) | 0% | 0 | Common Stock | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Dec 2021 | 8,079 | 17,057 | - | - | Restricted Stock Unit | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 178.02 per share. | 15 Dec 2021 | 3,886 | 4,193 (0%) | 0% | 178.0 | 691,786 | Common Stock |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2021 | 12,209 | 12,209 | - | - | Restricted Stock Unit | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2021 | 8,079 | 20,288 | - | - | Restricted Stock Unit | |
| Broadridge Financial | Keir D. Gumbs | CVP and Chief Legal Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2021 | 4,848 | 25,136 | - | - | Restricted Stock Unit |