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  2. Industry Dashboard
  3. Sector : Banking & Finance
  4. Industry : Investment Banks/Brokers

Investment Banks/Brokers Stocks - US Industry Analysis

The companies in this industry offer services such as underwriting, mergers and acquisitions advisory, securities trading, and asset management. These institutions help businesses and individuals raise capital, develop investment strategies, and conduct financial transactions. The growth of the industry is driven by activity in financial markets, corporate deals, and investor demand.

The Investment Banks/Brokers Industry contains 53 stocks with an average market capitalization of 30473 million.

The Investment Banks/Brokers Industry has an advance/decline ratio of 42:11 and an Industry score of 52.6.

The Investment Banks/Brokers Industry rose by 8.37% over the quarter, while the S&P500 changed 4.90%.

Investment Banks/Brokers Industry Financials, Performance and Ratios

  • Industry Score

    52.6 /100

    Rank 20 out of 131 Industries
  • Advance/Decline

    42/11

  • No. of Companies
    53
  • Avg. Market Cap
    30,473
  • Price to Earning Ratio
    19.87
  • Price to Earning Growth Ratio
    0.63
  • Price to Book Ratio
    6.35
  • Return on Equity
    15.66
  • Return on Capital Employed
    -
  • Return on Assets
    2.30
  • Dividend yield 1 year %
    0.59 %
  • Net Profit Growth Annual YoY %
    87.33 %
  • Net Profit Growth Qtr YoY %
    0.85 %
  • Net Profit Growth Qtr QoQ %
    -8.77 %
Show more
*All values are market cap weighted averages.
*All Financial parameters are in Million USD.

Investment Banks/Brokers Industry Market Breadth

  • Day Change % 0.03 %
    2
    9
    38
    4
    1
  • Week Change % 3.69 %
    2
    2
    9
    14
    19
    7
  • Month Change % 9.30 %
    6
    10
    10
    4
    24
  • Qtr Change % 8.37 %
    20
    7
    5
    4
    5
    13
  • Year Change % 40.50 %
    18
    4
    1
    6
    2
    23
  • < -5%
  • -2 to -5%
  • 0 to -2%
  • 0 to 2%
  • 2 to 5%
  • > 5%

Investment Banks/Brokers Peer comparison

Compare all stocks in Investment Banks/Brokers industry listed on stock exchanges

Stock Name 3M Price Chart Market Cap LTP
Last Traded Price		 Day High Low
(%)		 Week High Low
(%)		 Month High Low
(%)		 Qtr High Low
(%)		 1 Year High low
(%)		 3 Year High low
(%)		 5 Year High low
(%)		 10 Year High low
(%)
Ameriprise Financial
46,622.9 501.8
L  0.2% H
498.9 502.5
L  2.9% H
486.6 505.6
L  10.8% H
447.9 505.6
L  2.0% H
431.1 505.6
L  -6.9% H
396.1 582.1
L  62.8% H
275.1 582.1
L  164.5% H
185.7 582.1
L  364.9% H
76 582.1
AMTD IDEA Grp (ADR)
81.0 1.0
L  -1.0% H
1 1.0
L  -3.8% H
1 1.1
L  -1.0% H
1.0 1.1
L  -16.5% H
0.9 1.7
L  -10.6% H
0.9 1.7
L  -38.0% H
0.6 2.6
L  -92.3% H
0.6 25.8
L   H
0.6 33.1
Bank of New York Mellon
81,917.6 117.5
L  -0.6% H
117.3 118.4
L  2.6% H
114.6 118.4
L  7.6% H
109.3 119.4
L  7.7% H
103.1 119.4
L  50.5% H
70.5 119.4
L  163.1% H
39.7 119.4
L  186.2% H
36.2 119.4
L  184.9% H
26.4 119.4
Barclays PLC (ADR)
89,120.2 25.7
L  0.4% H
25.6 25.8
L  3.8% H
25.0 25.8
L  18.7% H
22.3 25.8
L  26.7% H
19.3 25.8
L  91.4% H
12.1 25.8
L  230.4% H
6.2 25.8
L  217.4% H
5.9 25.8
L  92.8% H
3.4 25.8
Deutsche Bank AG - Registered Shares
77,210.1 39.7
L  0.4% H
39.5 39.8
L  3.8% H
38.3 39.8
L  14.1% H
35.2 39.8
L  12.6% H
33.0 39.8
L  130.9% H
17.0 39.8
L  248.5% H
8.9 39.8
L  265.5% H
7.3 39.8
L  81.3% H
5.0 39.8
Evercore Inc (Class A)
13,621.7 352.2
L  0.5% H
348.7 353.3
L  4.1% H
337.1 353.3
L  12.0% H
310.9 353.3
L  4.2% H
288 353.3
L  26.1% H
148.6 364.4
L  221.5% H
104.4 364.4
L  218.8% H
78.7 364.4
L  549.5% H
33.3 364.4
Goldman Sachs
272,047.2 907.0
L  -0.4% H
905.3 913.3
L  3.5% H
882.0 913.3
L  13.1% H
805 919.1
L  14.1% H
740.0 919.1
L  55.6% H
439.4 919.1
L  162.5% H
289.4 919.1
L  254.1% H
256.5 919.1
L  397.1% H
130.9 919.1
Houlihan Lokey Inc (Class A)
12,503.8 178.5
L  0.3% H
176.7 179.1
L  1.2% H
175.7 179.3
L  1.6% H
171.8 181.8
L  -13.1% H
170.0 208.8
L  2.3% H
138.0 211.8
L  100.2% H
83.9 211.8
L  165.7% H
63.4 211.8
L  648.5% H
21.0 211.8
Intercontinental Exchange
93,235.6 163.5
L  0.6% H
162.2 163.6
L  2.2% H
159.7 163.6
L  4.9% H
155.1 164.4
L  -2.3% H
143.2 169.2
L  8.7% H
142.3 189.4
L  59.1% H
94.2 189.4
L  45.1% H
88.6 189.4
L  224.6% H
45.4 189.4
Jefferies Fin Grp Inc
13,183.4 63.9
L  0.1% H
63.5 64.1
L  3.3% H
61.5 64.5
L  12.4% H
56.0 64.5
L  -3.1% H
48.5 69.9
L  -18.7% H
39.3 82.7
L  91.4% H
28.3 82.7
L  182.5% H
21.9 82.7
L  340.5% H
10.7 82.7
Lazard Ltd (Class A)
4,747.7 50.0
L  1.1% H
49.4 50.3
L  -1.0% H
48.8 51.1
L  -0.6% H
48.5 55.0
L  -6.9% H
46.1 55.0
L  -3.6% H
32.0 58.1
L  40.5% H
25.8 61.1
L  20.3% H
25.8 61.1
L  7.9% H
20.9 61.1
Moelis & Co (Class A)
5,296.8 71.6
L  0.7% H
70.9 71.8
L  2.2% H
69.5 71.8
L  11.7% H
62.8 72.3
L  -0.3% H
59.8 73.7
L  -4.4% H
47 82.9
L  83.4% H
33.9 82.9
L  51.6% H
33.1 82.9
L  151.2% H
21.9 82.9
Morgan Stanley
289,047.7 181.9
L  0.1% H
181.1 182.3
L  5.2% H
173.5 182.3
L  9.9% H
165.9 182.3
L  14.4% H
151.8 182.3
L  43.1% H
94.3 182.3
L  111.2% H
69.4 182.3
L  167.1% H
66.8 182.3
L  459.9% H
21.2 182.3
Nomura Holdings Inc (ADR)
24,676.9 8.4
L  1.1% H
8.4 8.4
L  2.4% H
8.2 8.4
L  14.9% H
7.5 8.5
L  13.0% H
6.7 8.5
L  45% H
4.9 8.5
L  128.5% H
3.4 8.5
L  61.1% H
3 8.5
L  51.0% H
3 8.5
Oppenheimer Holdings Inc (Class A)
780.2 74.2
L  -1.0% H
73.1 75.2
L  0.1% H
73.1 76.9
L  9.6% H
66.0 77.1
L  -3.1% H
63.8 77.7
L  16.9% H
49.3 80.0
L  73.4% H
32.8 80.0
L  133.8% H
28.4 80.0
L  326.9% H
13.6 80.0
Piper Sandler Co`s
5,823.9 350.1
L  0.1% H
347.5 352.0
L  2.0% H
340.7 355.6
L  4.6% H
323.3 372.8
L  0.7% H
308.9 372.8
L  16.2% H
202.9 374.8
L  161.6% H
121.0 374.8
L  250.1% H
90.8 374.8
L  748.7% H
31.7 374.8
PJT Partners Inc (Class A)
4,187.4 172.3
L  0.5% H
170.2 173.1
L  2.4% H
167.6 173.7
L  1.3% H
164.0 179.8
L  -4.9% H
157.8 185.7
L  8.2% H
119.8 190.3
L  126.4% H
59.6 190.3
L  121.7% H
54.5 190.3
L  543.8% H
20.0 190.3
Charles Schwab
181,052.1 101.9
L  0.0% H
101.5 102.3
L  4.8% H
97.2 102.3
L  12.3% H
90.9 102.3
L  7.5% H
89.3 102.3
L  36.1% H
65.9 102.3
L  24.6% H
45 102.3
L  95.7% H
45 102.3
L  208.3% H
21.5 102.3
Sprott Inc
2,590.7 100.5
L  0.2% H
98.7 101.3
L  6.8% H
93.7 102.3
L  14.4% H
88 102.3
L  28.4% H
78.8 102.3
L  137.2% H
39.3 102.3
L  201.3% H
28.0 102.3
L  245.5% H
28.0 102.3
L  545.3% H
11.8 102.3
State Street
36,947.4 132.3
L  0.1% H
131.8 132.7
L  3.9% H
127.5 133
L  14.0% H
116.1 133
L  15.8% H
104.6 133
L  33.3% H
72.8 133
L  70.7% H
62.8 133
L  84.3% H
58.6 133
L  97.0% H
42.1 133
Goldman Sachs Grp Inc - FR PRF PERPETUAL USD 25 - Ser A
- 19.3
L  0.3% H
19.2 19.3
L  0.4% H
19.1 19.4
L  0.1% H
19.1 19.9
L  -9.7% H
19.0 22
L  -12.8% H
19.0 22.2
L  -12.8% H
19.0 22.2
L  -12.8% H
19.0 22.2
L  -12.8% H
19.0 22.2
Goldman Sachs Grp Inc - FR PRF PERPETUAL USD 25 - Ser C
- 19.8
L  -0.1% H
19.6 19.8
L  -0.2% H
19.6 19.9
L  1.3% H
19.5 20.5
L  -7.1% H
19.3 21.5
L  -9.4% H
19.3 21.8
L  -9.4% H
19.3 21.8
L  -9.4% H
19.3 21.8
L  -9.4% H
19.3 21.8
Goldman Sachs Grp Inc - FR PRF PERPETUAL USD 25 - Ser D
- 19.4
L  0.6% H
19.3 19.4
L  0.7% H
19.2 19.4
L  2.1% H
19 19.7
L  -7.2% H
18.7 21.4
L  -8.6% H
18.7 21.5
L  -8.6% H
18.7 21.5
L  -8.6% H
18.7 21.5
L  -8.6% H
18.7 21.5
Morgan Stanley - FR PRF PERPETUAL USD 25000 - Ser A
- 19.4
L  0.7% H
19.3 19.4
L  0.3% H
19.1 19.4
L  -0.7% H
19.1 20.1
L  -12.6% H
19.1 22.3
L  -12.6% H
19.1 22.6
L  -12.6% H
19.1 22.6
L  -12.6% H
19.1 22.6
L  -12.6% H
19.1 22.6
Morgan Stanley - FXDFR PRF PERPETUAL USD 25 - Ser E
- 25.7
L   H
25.6 25.7
L  -0.1% H
25.6 25.7
L  0.4% H
25.6 25.8
L  -0.4% H
25.4 25.9
L  0.2% H
25.4 25.9
L  0.2% H
25.4 25.9
L  0.2% H
25.4 25.9
L  0.2% H
25.4 25.9
Morgan Stanley - FXDFR PRF PERPETUAL USD 25 - Ser F
- 25.5
L  0.1% H
25.5 25.5
L  0.1% H
25.5 25.5
L  1.0% H
25.3 25.5
L  0.0% H
25.1 25.6
L  0.4% H
25.1 25.6
L  0.4% H
25.1 25.6
L  0.4% H
25.1 25.6
L  0.4% H
25.1 25.6
Morgan Stanley - FXDFR PRF PERPETUAL USD 25 - Ser I
- 25.4
L  0.1% H
25.4 25.4
L  0.2% H
25.3 25.4
L  0.8% H
25.2 25.4
L  0.2% H
25 25.5
L  0.5% H
25 25.5
L  0.5% H
25 25.5
L  0.5% H
25 25.5
L  0.5% H
25 25.5
Morgan Stanley - FXDFR PRF PERPETUAL USD 25 - Ser K 1/1000 Sh
- 24.8
L  -0.2% H
24.8 24.9
L  -0.1% H
24.7 24.9
L  0.9% H
24.3 24.9
L  -0.5% H
24.1 25.2
L  1.4% H
24.1 25.5
L  1.3% H
24.1 25.5
L  1.3% H
24.1 25.5
L  1.3% H
24.1 25.5
State Street Corp - FXDFR PRF PERPETUAL USD 25 - Ser G
- 22.4
L  0.3% H
22.4 22.5
L  -0.1% H
22.3 22.5
L  0.4% H
21.9 22.6
L  -4.7% H
21.9 23.6
L  -2.2% H
21.9 23.9
L  -2.2% H
21.9 23.9
L  -2.2% H
21.9 23.9
L  -2.2% H
21.9 23.9
BGC Grp Inc (Class A)
4,260.9 9.1
L  0.2% H
9.0 9.1
L  1.8% H
8.9 9.1
L  7.5% H
8.5 9.1
L  -5.2% H
8.3 9.7
L  1.5% H
7.2 11.0
L  137.3% H
3.7 11.8
L  119.0% H
3 11.8
L  44.7% H
2.1 11.8
CME Group (Class A)
99,788.8 276.7
L  0.1% H
276 277.6
L  4.0% H
265.2 277.6
L  -0.1% H
265.2 283.1
L  3.0% H
257.2 287.7
L  15.6% H
224.6 290.8
L  59.7% H
166.5 290.8
L  55.0% H
166.5 290.8
L  201.1% H
81.9 290.8
Coinbase Global Inc (Class A)
63,881.9 236.9
L  -1.2% H
232.8 240.5
L  -1.0% H
232.8 254.9
L  -6.8% H
232.8 284.7
L  -22.8% H
231.2 402.2
L  -15.3% H
142.6 444.6
L  567.5% H
31.6 444.6
L   H
31.6 444.6
L   H
31.6 444.6
Freedom Holding Corp
8,032.1 131.3
L  -0.6% H
130.2 133
L  -2.0% H
130.2 137.1
L  -1.3% H
130 138.5
L  -23.1% H
130 177.2
L  0.4% H
111.9 194.0
L  126.7% H
55.2 194.0
L  152.3% H
38.2 194.0
L  72861.1% H
0.1 194.0
Futu Holdings Ltd (ADR)
22,999.0 165.2
L  0.3% H
163.7 166.2
L  0.8% H
162.8 167.6
L  -1.9% H
159 176.7
L  -7.8% H
151.6 202.5
L  89.9% H
70.6 202.5
L  166.2% H
35.9 202.5
L  336.1% H
21.2 204.3
L   H
8.2 204.3
Heritage Global Inc
43.8 1.3
L  2.4% H
1.2 1.3
L  0.8% H
1.2 1.3
L  -8.0% H
1.2 1.4
L  -27.6% H
1.2 1.7
L  -25.9% H
1.2 2.4
L  -46.8% H
1.2 4.1
L  -59.7% H
1.0 4.2
L  472.7% H
0.1 4.2
Interactive Brokers Grp Inc (Class A)
29,465.3 66.2
L  0.3% H
65.7 66.2
L  5.1% H
63.3 66.3
L  4.7% H
62.1 67.1
L  1.8% H
59.0 73.4
L  46.6% H
32.8 73.4
L  258.8% H
17.7 73.4
L  333.3% H
13.0 73.4
L  519.5% H
7.4 73.4
LPL Fin Holdings Inc
29,786.8 372.2
L  -0.3% H
370.2 374.0
L  5.5% H
352.0 377.5
L  6.8% H
350.2 391.2
L  10.6% H
310.7 395.8
L  11.1% H
262.8 403.6
L  72.5% H
179 403.6
L  258.4% H
101.9 403.6
L  774.6% H
15.4 403.6
Lion Grp Holding Ltd (ADR)
1.5 3
L  5.6% H
2.7 3.1
L  -13.8% H
2.7 3.6
L  -46.7% H
2.7 8.9
L  -81.5% H
2.7 21.8
L  -97.5% H
2.7 213.2
L  -100.0% H
2.7 32500
L  -100.0% H
2.7 204750
L   H
2.7 290225
MarketAxess Holdings Inc
6,797.2 182.9
L  0.2% H
181.2 182.9
L  1% H
178.0 183.5
L  11.6% H
158.1 184
L  2.6% H
156.2 184
L  -20.3% H
156.2 232.8
L  -34.9% H
156.2 399.8
L  -68.1% H
156.2 589.3
L  64.5% H
98 606.5
Nasdaq
56,728.4 99.4
L  0.7% H
98.5 99.4
L  4.9% H
94.2 99.4
L  11.5% H
87.8 99.4
L  14.6% H
84.8 99.4
L  25.9% H
64.8 99.4
L  62.1% H
46.9 99.4
L  131.7% H
42.6 99.4
L  414.0% H
18.4 99.4
Perella Weinberg Partners
1,182.5 17.7
L  1.6% H
17.3 17.8
L  -0.1% H
17.1 17.8
L  -1.3% H
17.1 19.0
L  -16.5% H
16.7 21.9
L  -26.5% H
14.1 27.0
L  88.4% H
6.8 27.0
L  62.8% H
5.5 27.0
L   H
5 27.0
B. Riley Fin Inc
146.3 4.8
L  0.4% H
4.5 4.9
L  6.5% H
4.5 5.5
L  14.6% H
3.6 6.3
L  -23.8% H
3.6 6.9
L  -3.4% H
2.7 7.9
L  -85.0% H
2.7 60.7
L  -88.9% H
2.7 91.2
L  -51.7% H
2.7 91.2
Siebert Fin Corp
148.4 3.7
L  -2.4% H
3.6 3.8
L  -7.8% H
3.3 4.1
L  18.0% H
2.8 4.1
L  27.4% H
2.5 4.1
L  19.9% H
2.1 5.8
L  167.9% H
1.2 5.8
L  -17.9% H
1.2 18.5
L  184.5% H
1 21.6
StoneX Grp Inc
5,234.3 100.2
L  2.2% H
97.2 100.6
L  6.5% H
94.2 100.6
L  12.4% H
86.0 100.8
L  4.7% H
82.0 105.3
L  52.6% H
63.6 107.0
L  133.5% H
33.1 107.0
L  296.6% H
23.3 107.0
L  579.3% H
10.8 107.0
TOP Fin Grp Ltd
38.9 1.1
L  1.0% H
1.0 1.1
L  -2.8% H
0.9 1.1
L  -1.9% H
0.9 1.2
L  -18.6% H
0.9 1.5
L  -23.9% H
0.9 3.3
L  -77.9% H
0.9 256.4
L   H
0.9 256.4
L   H
0.9 256.4
Tradeweb Markets Inc - Ordinary Shares Cls A
23,006.8 107.8
L  0.5% H
106.7 107.9
L  4.2% H
103.2 107.9
L  0.3% H
103.1 109.6
L  -2.4% H
101.7 112.3
L  -19.7% H
101.7 152.7
L  67.7% H
62.5 152.7
L  70.1% H
51.5 152.7
L   H
27 152.7
UP Fintech Holding Ltd (ADR)
1,613.2 9.1
L  0.6% H
8.9 9.1
L  3.2% H
8.9 9.2
L  6.8% H
8.5 9.6
L  -14.1% H
7.8 11.2
L  23.1% H
5.6 13.6
L  84.3% H
2.3 14.5
L  33.6% H
2.3 38.5
L   H
2.0 38.5
Virtu Fin Inc (Class A)
2,897.0 34.1
L  1.0% H
33.6 34.2
L  1.7% H
33.1 34.2
L  -1.7% H
32.9 36.3
L  -2.7% H
31.9 36.3
L  -18.6% H
31.9 45.8
L  -18.6% H
31.9 45.8
L  -18.6% H
31.9 45.8
L  -18.6% H
31.9 45.8
Garden Stage Ltd
28.4 0.1
L   H
0.1 0.1
L   H
0.1 0.2
L  -18.8% H
0.1 0.2
L  -18.8% H
0.1 0.3
L  -82.2% H
0.1 1.8
L  -82.2% H
0.1 1.8
L  -82.2% H
0.1 1.8
L  -82.2% H
0.1 1.8
Bank Of New York Mellon Corp
- 25.6
L   H
25.5 25.7
L  -0.2% H
25.5 25.7
L  -0.6% H
25.2 25.9
L  -0.5% H
25.2 26.0
L  -1.0% H
25.2 26.0
L  -1.0% H
25.2 26.0
L  -1.0% H
25.2 26.0
L  -1.0% H
25.2 26.0
Waton Fin Ltd
160.1 3.3
L  3.1% H
3.3 3.3
L  2.2% H
3.2 3.7
L  17.7% H
2.9 3.8
L  -44.7% H
2.7 7.2
L  -51.4% H
2.7 7.5
L  -51.4% H
2.7 7.5
L  -51.4% H
2.7 7.5
L  -51.4% H
2.7 7.5
Galaxy Digital Inc (Class A)
3,060.8 23.4
L  -4.2% H
23.4 24.6
L  4.0% H
22.9 25.4
L  -8.2% H
22.4 30.3
L  -27.2% H
22.1 45.9
L  2.6% H
17.4 45.9
L  2.6% H
17.4 45.9
L  2.6% H
17.4 45.9
L  2.6% H
17.4 45.9
BRBI BR Partners SA ADR
370.1 14.1
L  4.2% H
13.5 14.1
L  7.5% H
13.2 14.1
L  -6.6% H
13.1 16.2
L  -1.4% H
12.2 16.3
L  -41.3% H
12.2 67.0
L  -41.3% H
12.2 67.0
L  -41.3% H
12.2 67.0
L  -41.3% H
12.2 67.0