|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
150 |
0
(0%)
|
0%
|
221.5 |
33,225
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
450 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,400 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
20,500 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Frank L. Karbe
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
115,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Frank L. Karbe
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
43,125 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
|
Frank L. Karbe
|
Chief Financial Officer |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
7,526 |
43,125
(0%)
|
0%
|
221.5 |
1,667,009
|
Common Stock |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
20,500 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
450 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,400 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
275,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
67,498 |
0
(0%)
|
0%
|
221.5 |
14,950,807
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
7,949 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,749 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
13,249 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
16,499 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
26,249 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
16,499 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
27,174 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
51,999 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
560,888 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
5,763 |
0
(0%)
|
0%
|
221.5 |
1,276,505
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
2,379 |
0
(0%)
|
0%
|
221.5 |
526,949
|
Common Stock |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,400 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
550 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
3,320 |
0
(0%)
|
0%
|
221.5 |
735,380
|
Common Stock |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
19,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 221.53 per share. |
07 Jan 2026 |
15 |
0
(0%)
|
0%
|
221.5 |
3,323
|
Common Stock |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,750 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,400 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
16,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
12,499 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
135,540 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
50,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
25,083 |
0
(0%)
|
0%
|
221.5 |
5,555,885
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
12,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
6,207 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Ryan Spencer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
4,250 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Ryan Spencer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Ryan Spencer
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
875 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,750 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
16,000 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
1,400 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
James Merson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,100 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
James Merson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
2,125 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
James Merson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
4,250 |
0
|
-
|
|
-
|
Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 221.50 per share. |
07 Jan 2026 |
12,553 |
8,333
(0%)
|
0%
|
221.5 |
2,780,490
|
Common Stock |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
8,333 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
11,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
5,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
62,597 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
30,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
07 Jan 2026 |
20,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Gift of securities by or to the insider at price $ 0.00 per share. |
29 Dec 2025 |
450 |
20,886
(0%)
|
0%
|
|
0
|
Common Stock |
|
Frank L. Karbe
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 219.60 per share. |
10 Dec 2025 |
7,290 |
50,562
(0%)
|
0%
|
219.6 |
1,600,884
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 219.60 per share. |
10 Dec 2025 |
2,285 |
56,199
(0%)
|
0%
|
219.6 |
501,786
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 219.60 per share. |
10 Dec 2025 |
15,041 |
24,633
(0%)
|
0%
|
219.6 |
3,303,004
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 20.20 per share. |
10 Dec 2025 |
6,459 |
34,592
(0%)
|
0%
|
20.2 |
130,472
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.65 per share. |
10 Dec 2025 |
3,500 |
28,133
(0%)
|
0%
|
16.7 |
58,289
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Dec 2025 |
6,459 |
6,207
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
10 Dec 2025 |
3,500 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale of securities on an exchange or to another person at price $ 220.08 per share. |
10 Dec 2025 |
9,959 |
25,033
(0%)
|
0%
|
220.1 |
2,191,747
|
Common Stock |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 219.60 per share. |
10 Dec 2025 |
10,332 |
21,286
(0%)
|
0%
|
219.6 |
2,268,907
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
5,425 |
65,109
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
10,638 |
70,534
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
10,638 |
10,295
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
2,244 |
59,896
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
2,244 |
20,883
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
33,072 |
57,652
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
10 Dec 2025 |
33,072 |
23,127
(0%)
|
0%
|
|
0
|
Common Stock |
|
Nicole Davarpanah Negar
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 62.86 per share. |
11 Sep 2025 |
474 |
31,418
(0%)
|
0%
|
62.9 |
29,797
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
Ryan Spencer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
James Merson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jun 2025 |
11,100 |
11,100
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Purchase of securities on an exchange or from another person at price $ 21.71 per share. |
02 Jun 2025 |
2,270 |
2,270
(0%)
|
0%
|
21.7 |
49,281
|
Common Stock |
|
Chrysa Mineo
|
Director |
Purchase of securities on an exchange or from another person at price $ 23.44 per share. |
02 Jun 2025 |
1,050 |
3,320
(0%)
|
0%
|
23.4 |
24,614
|
Common Stock |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 May 2025 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Nicole Negar Davarpanah
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 May 2025 |
10,000 |
31,692
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2025 |
275,000 |
275,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2025 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2025 |
25,000 |
39,674
(0%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Sale of securities on an exchange or to another person at price $ 21.96 per share. |
11 Mar 2025 |
1,664 |
14,674
(0%)
|
0%
|
22.0 |
36,542
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
Sale of securities on an exchange or to another person at price $ 21.96 per share. |
11 Mar 2025 |
1,773 |
16,215
(0%)
|
0%
|
22.0 |
38,940
|
Common Stock |
|
Frank L. Karbe
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2025 |
57,500 |
57,500
(0%)
|
0%
|
|
0
|
Common Stock |
|
Frank L. Karbe
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Feb 2025 |
115,000 |
115,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Burgess D. Daniel
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2024 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2024 |
19,000 |
19,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Schroeder R. Theodore
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2024 |
20,500 |
20,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Canale-Theakston Carin
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Dec 2024 |
16,000 |
16,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2024 |
560,888 |
560,888
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2024 |
135,540 |
135,540
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2024 |
166,836 |
166,836
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Preetam Shah
|
Chief Financial Officer |
|
30 Sep 2024 |
130,087 |
130,087
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
30 Sep 2024 |
150,224 |
150,224
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 11.64 per share. |
11 Sep 2024 |
924 |
23,067
(0%)
|
0%
|
11.6 |
10,752
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
11 Sep 2024 |
909 |
17,788
(0%)
|
0%
|
11.6 |
10,580
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Ryan Spencer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
James Merson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Laura Tadvalkar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2024 |
2,125 |
2,125
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 13.21 per share. |
07 Jun 2024 |
8,000 |
24,580
(0%)
|
0%
|
13.2 |
105,680
|
Common Stock |
|
Ryan Spencer
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2024 |
4,250 |
4,250
|
-
|
|
-
|
Stock Option (right to buy) |
|
James Merson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2024 |
4,250 |
4,250
|
-
|
|
-
|
Stock Option (right to buy) |
|
Laura Tadvalkar
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
26 Apr 2024 |
4,250 |
4,250
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2024 |
1,040,000 |
1,040,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2024 |
120,000 |
318,770
(0%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2024 |
250,000 |
250,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2024 |
235,500 |
235,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
15 Mar 2024 |
128,750 |
475,845
(1%)
|
0%
|
|
0
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
15 Mar 2024 |
217,500 |
217,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Preetam Shah
|
CFO & CBO |
|
15 Mar 2024 |
108,750 |
335,960
(0%)
|
0%
|
|
0
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
15 Mar 2024 |
222,500 |
222,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
15 Mar 2024 |
111,250 |
369,931
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.69 per share. |
11 Mar 2024 |
56,692 |
1,153,693
(2%)
|
0%
|
0.7 |
39,117
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Sale of securities on an exchange or to another person at price $ 0.67 per share. |
11 Mar 2024 |
20,473 |
198,770
(0%)
|
0%
|
0.7 |
13,713
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.67 per share. |
11 Mar 2024 |
20,662 |
347,095
(0%)
|
0%
|
0.7 |
13,839
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
11 Mar 2024 |
18,931 |
227,210
(0%)
|
0%
|
0.7 |
12,680
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
11 Mar 2024 |
21,029 |
258,681
(0%)
|
0%
|
0.7 |
14,085
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
14 Aug 2023 |
10,000 |
294,179
(0%)
|
0%
|
1.0 |
9,700
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.96 per share. |
08 Aug 2023 |
50,000 |
331,602
(0%)
|
0%
|
1.0 |
47,885
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
David L. Gollaher
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2023 |
42,500 |
42,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
543,500 |
543,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.04 per share. |
27 Mar 2023 |
50,000 |
281,602
(0%)
|
0%
|
1.0 |
51,855
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
271,750 |
1,202,385
(2%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
126,667 |
211,243
(0%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
COO & CLO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
253,333 |
253,333
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
90,000 |
378,550
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
27 Mar 2023 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Preetam Shah
|
CFO & CBO |
|
27 Mar 2023 |
90,000 |
238,141
(0%)
|
0%
|
|
0
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
27 Mar 2023 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
27 Mar 2023 |
90,000 |
280,179
(0%)
|
0%
|
|
0
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
27 Mar 2023 |
180,000 |
180,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Shane M. Ward
|
COO & CLO |
Sale of securities on an exchange or to another person at price $ 1.53 per share. |
13 Mar 2023 |
4,329 |
84,576
(0%)
|
0%
|
1.5 |
6,623
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 1.53 per share. |
13 Mar 2023 |
7,203 |
288,550
(0%)
|
0%
|
1.5 |
11,021
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
13 Mar 2023 |
6,648 |
148,141
(0%)
|
0%
|
1.5 |
10,171
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
13 Mar 2023 |
7,562 |
190,179
(0%)
|
0%
|
1.5 |
11,570
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
12 Jan 2023 |
11,814 |
1,484
(0%)
|
0%
|
1.2 |
14,177
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
15 Sep 2022 |
50,000 |
0
|
-
|
|
-
|
Restricted Stock Unit |
|
Preetam Shah
|
CFO & CBO |
|
15 Sep 2022 |
15,642 |
150,789
(0%)
|
0%
|
0.8 |
12,035
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
15 Sep 2022 |
50,000 |
166,431
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 0.68 per share. |
12 Sep 2022 |
16,199 |
221,099
(0%)
|
0%
|
0.7 |
11,095
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Sale of securities on an exchange or to another person at price $ 0.68 per share. |
12 Sep 2022 |
18,478 |
291,753
(0%)
|
0%
|
0.7 |
12,656
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
12 Sep 2022 |
18,159 |
193,741
(0%)
|
0%
|
0.7 |
12,437
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
David L. Gollaher
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2022 |
28,000 |
28,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.83 per share. |
31 Mar 2022 |
140,985 |
922,635
(2%)
|
0%
|
0.8 |
117,018
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
330,000 |
330,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
408,742 |
1,063,620
(2%)
|
1%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
165,000 |
654,878
(1%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
CHIEF LEGAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
69,027 |
104,027
(0%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
CHIEF LEGAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.83 per share. |
31 Mar 2022 |
23,122 |
80,905
(0%)
|
0%
|
0.8 |
19,191
|
Common Stock |
|
Shane M. Ward
|
CHIEF LEGAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
35,000 |
35,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
Shane M. Ward
|
CHIEF LEGAL OFFICER |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
70,000 |
70,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
50,000 |
237,298
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
50,000 |
306,231
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Brady Johnson
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
20,000 |
20,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Brady Johnson
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2022 |
10,000 |
59,366
(0%)
|
0%
|
|
0
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
31 Mar 2022 |
66,001 |
137,251
(0%)
|
0%
|
|
0
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
31 Mar 2022 |
51,250 |
71,250
(0%)
|
0%
|
|
0
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
31 Mar 2022 |
24,820 |
112,431
(0%)
|
0%
|
0.8 |
20,601
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
31 Mar 2022 |
102,500 |
102,500
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
31 Mar 2022 |
105,000 |
105,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
31 Mar 2022 |
52,500 |
207,900
(0%)
|
0%
|
|
0
|
Common Stock |
|
Brady Johnson
|
Vice President, Finance |
Sale of securities on an exchange or to another person at price $ 0.81 per share. |
21 Mar 2022 |
654 |
49,366
(0%)
|
0%
|
0.8 |
530
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.59 per share. |
12 Nov 2021 |
50,000 |
465,878
(1%)
|
0%
|
1.6 |
79,530
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
12 Nov 2021 |
20,000 |
20,000
(0%)
|
0%
|
1.5 |
30,800
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2021 |
132,000 |
182,531
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2021 |
150,600 |
236,631
(0%)
|
0%
|
|
0
|
Common Stock |
|
Brady Johnson
|
Vice President, Finance |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
30 Sep 2021 |
20,750 |
47,119
(0%)
|
0%
|
|
0
|
Common Stock |
|
Leslie Tari
|
CHIEF SCIENTIFIC OFFICER |
|
30 Sep 2021 |
148,000 |
150,551
(0%)
|
0%
|
|
0
|
Common Stock |
|
Timothy R. Franson
|
Director |
Purchase of securities on an exchange or from another person at price $ 2.12 per share. |
13 Sep 2021 |
7,000 |
11,000
(0%)
|
0%
|
2.1 |
14,823
|
Common Stock |
|
Preetam Shah
|
CFO & CBO |
|
01 Sep 2021 |
50,000 |
50,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Preetam Shah
|
CFO & CBO |
|
01 Sep 2021 |
311,850 |
311,850
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.79 per share. |
18 Aug 2021 |
10,000 |
415,878
(1%)
|
0%
|
1.8 |
17,871
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.72 per share. |
18 Aug 2021 |
40,000 |
405,878
(1%)
|
0%
|
1.7 |
68,884
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
David L. Gollaher
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jun 2021 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2021 |
10,000 |
361,878
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2021 |
700 |
82,031
(0%)
|
0%
|
|
0
|
Common Stock |
|
James E. Levine
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
130,000 |
130,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
525,000 |
525,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
120,000 |
120,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
150,000 |
150,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
145,000 |
145,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jessica Oien
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Mar 2021 |
135,000 |
135,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Bonnie L. Bassler
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2021 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Carin Canale-Theakston
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jan 2021 |
35,000 |
35,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 2.06 per share. |
05 Jan 2021 |
2,868 |
49,724
(0%)
|
0%
|
2.1 |
5,908
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
1,400 |
51,124
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 2.66 per share. |
05 Jan 2021 |
593 |
50,531
(0%)
|
0%
|
2.7 |
1,577
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
3,500 |
58,940
(0%)
|
0%
|
|
0
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 2.06 per share. |
05 Jan 2021 |
2,868 |
55,440
(0%)
|
0%
|
2.1 |
5,908
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 2.66 per share. |
05 Jan 2021 |
1,469 |
57,471
(0%)
|
0%
|
2.7 |
3,908
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Sale of securities on an exchange or to another person at price $ 2.06 per share. |
05 Jan 2021 |
824 |
6,141
(0%)
|
0%
|
2.1 |
1,697
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Sale of securities on an exchange or to another person at price $ 2.66 per share. |
05 Jan 2021 |
1,177 |
7,764
(0%)
|
0%
|
2.7 |
3,131
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
2,800 |
8,941
(0%)
|
0%
|
|
0
|
Common Stock |
|
James E. Levine
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 2.01 per share. |
10 Nov 2020 |
50,000 |
50,000
(0%)
|
0%
|
2.0 |
100,720
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 2.00 per share. |
10 Nov 2020 |
50,000 |
347,878
(0%)
|
0%
|
2.0 |
100,015
|
Common Stock |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2020 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2020 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2020 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2020 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
David L. Gollaher
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
25 Jun 2020 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (right to buy) |
|
James E. Levine
|
Chief Financial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Mar 2020 |
110,000 |
110,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
James E. Levine
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
25,000 |
61,891
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
330,000 |
330,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
90,000 |
90,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
115,000 |
115,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
145,000 |
145,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jessica Oien
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
19 Mar 2020 |
90,000 |
90,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
|
29 Jan 2020 |
32,283 |
257,902
(0%)
|
0%
|
2.5 |
81,030
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
|
29 Jan 2020 |
32,283 |
0
|
-
|
|
-
|
Subscription Rights (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
|
29 Jan 2020 |
7,558 |
0
|
-
|
|
-
|
Subscription Rights (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
|
29 Jan 2020 |
7,558 |
293,878
(0%)
|
0%
|
2.5 |
18,971
|
Common Stock |
|
James E. Levine
|
Chief Financial Officer |
|
28 Jan 2020 |
6,891 |
0
|
-
|
|
-
|
Subscription Rights (right to buy) |
|
James E. Levine
|
Chief Financial Officer |
|
28 Jan 2020 |
6,891 |
211,891
(0%)
|
0%
|
2.5 |
17,296
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 3.42 per share. |
03 Jan 2020 |
940 |
52,592
(0%)
|
0%
|
3.4 |
3,215
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 3.42 per share. |
03 Jan 2020 |
940 |
50,308
(0%)
|
0%
|
3.4 |
3,215
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Sale of securities on an exchange or to another person at price $ 3.86 per share. |
02 Jan 2020 |
834 |
6,965
(0%)
|
0%
|
3.9 |
3,219
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
33,333 |
33,333
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
17,125 |
17,125
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
50,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
25,688 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
4,074 |
4,074
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
32,592 |
32,592
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
55,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
29,629 |
29,629
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
9,721 |
9,721
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
56,945 |
56,945
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
100,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
3,704 |
3,704
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
50,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
4,075 |
4,075
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
55,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
13,333 |
13,333
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
20,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
3,333 |
3,333
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
5,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
12,667 |
12,667
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 Dec 2019 |
19,000 |
0
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Dec 2019 |
32,592 |
32,592
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 1.88 per share. |
02 Oct 2019 |
3,295 |
55,872
(0%)
|
0%
|
1.9 |
6,195
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 1.98 per share. |
01 Oct 2019 |
7,284 |
49,588
(0%)
|
0%
|
2.0 |
14,422
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Sale of securities on an exchange or to another person at price $ 1.86 per share. |
27 Sep 2019 |
1,001 |
7,799
(0%)
|
0%
|
1.9 |
1,862
|
Common Stock |
|
James E. Levine
|
Chief Financial Officer |
Purchase of securities on an exchange or from another person at price $ 1.91 per share. |
24 Sep 2019 |
30,000 |
30,000
(0%)
|
0%
|
1.9 |
57,240
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 1.91 per share. |
24 Sep 2019 |
52,500 |
225,619
(0%)
|
0%
|
1.9 |
100,102
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
10,000 |
50,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
10,000 |
282,320
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
2,100 |
11,900
|
-
|
|
-
|
Restricted Stock Unit |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
7,500 |
57,067
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
2,100 |
59,167
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
7,500 |
17,500
|
-
|
|
-
|
Restricted Stock Unit |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
4,900 |
56,872
(0%)
|
0%
|
|
0
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
17,500 |
51,972
(0%)
|
0%
|
|
0
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
4,900 |
9,100
|
-
|
|
-
|
Restricted Stock Unit |
|
Neil Abdollahian
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
17,500 |
7,500
|
-
|
|
-
|
Restricted Stock Unit |
|
Taylor Sandison
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
2,500 |
22,500
|
-
|
|
-
|
Restricted Stock Unit |
|
Taylor Sandison
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
1,400 |
12,600
|
-
|
|
-
|
Restricted Stock Unit |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
1,400 |
58,622
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
2,500 |
57,222
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2019 |
2,800 |
8,800
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jessica Oien
|
General Counsel & Secretary |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
12 Sep 2019 |
2,800 |
11,200
|
-
|
|
-
|
Restricted Stock Unit |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2019 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2019 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2019 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2019 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
David L. Gollaher
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Jun 2019 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
265,000 |
265,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
77,000 |
77,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
77,000 |
77,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
65,000 |
65,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jessica Oien
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
21 Mar 2019 |
65,000 |
65,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Sale of securities on an exchange or to another person at price $ 2.44 per share. |
08 Mar 2019 |
2,300 |
30,472
(0%)
|
0%
|
2.4 |
5,612
|
Common Stock |
|
Paul Daruwala
|
Chief Operating Officer |
Sale of securities on an exchange or to another person at price $ 2.55 per share. |
07 Mar 2019 |
2,240 |
49,567
(0%)
|
0%
|
2.6 |
5,714
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
26 Feb 2019 |
10,670 |
15,709
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
26 Feb 2019 |
21,340 |
173,119
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jan 2019 |
60,000 |
60,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Paul Daruwala
|
Chief Operating Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jan 2019 |
14,000 |
14,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2019 |
6,000 |
51,807
(0%)
|
0%
|
|
0
|
Common Stock |
|
Neil Abdollahian
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jan 2019 |
14,000 |
14,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2019 |
6,000 |
32,772
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2019 |
6,000 |
50,722
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jan 2019 |
14,000 |
14,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Jessica Oien
|
General Counsel & Secretary |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
31 Jan 2019 |
14,000 |
14,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Jessica Oien
|
General Counsel & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Jan 2019 |
6,000 |
6,000
(0%)
|
0%
|
|
0
|
Common Stock |
|
James E. Levine
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Dec 2018 |
175,000 |
175,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
29 Nov 2018 |
4,619 |
5,039
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
29 Nov 2018 |
9,238 |
194,459
(0%)
|
0%
|
|
0
|
Common Stock |
|
Brady Johnson
|
Dir. of Finance & Controller |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
14 Sep 2018 |
4,000 |
4,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
|
David L. Gollaher
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Sep 2018 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Scott M. Rocklage
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Chrysa Mineo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2018 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 May 2018 |
250,000 |
250,000
|
-
|
|
-
|
Warrant (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 4.70 per share. |
23 May 2018 |
212,766 |
268,320
(1%)
|
0%
|
4.7 |
1,000,000
|
Common Stock |
|
Matthew W. Onaitis
|
Gnrl Counsel, CFO & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Mar 2018 |
72,000 |
72,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Mar 2018 |
235,000 |
235,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Operating Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Mar 2018 |
72,000 |
72,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Mar 2018 |
70,000 |
70,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
29 Mar 2018 |
70,000 |
70,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Chrysa Mineo
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2018 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Matthew W. Onaitis
|
Gnrl Counsel, CFO & Secretary |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2017 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Matthew W. Onaitis
|
Gnrl Counsel, CFO & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2017 |
15,000 |
15,872
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2017 |
15,000 |
45,807
(0%)
|
0%
|
|
0
|
Common Stock |
|
Paul Daruwala
|
Chief Commercial Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2017 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Marc J.S. Wilson
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2017 |
5,000 |
10,356
(0%)
|
0%
|
|
0
|
Common Stock |
|
Marc J.S. Wilson
|
Chief Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2017 |
10,000 |
10,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Neil Abdollahian
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2017 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2017 |
15,000 |
20,421
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Sep 2017 |
15,000 |
40,695
(0%)
|
0%
|
|
0
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
18 Sep 2017 |
25,000 |
25,000
|
-
|
|
-
|
Restricted Stock Unit |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 6.79 per share. |
12 Sep 2017 |
7,350 |
51,851
(0%)
|
0%
|
6.8 |
49,907
|
Common Stock |
|
Daniel D. Burgess
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert J. Perez
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2017 |
11,000 |
11,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 5.90 per share. |
06 Jun 2017 |
19,344 |
25,695
(0%)
|
0%
|
5.9 |
114,130
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 5.90 per share. |
06 Jun 2017 |
656 |
6,351
(0%)
|
0%
|
5.9 |
3,870
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 5.95 per share. |
05 Jun 2017 |
15,000 |
44,501
(0%)
|
0%
|
5.9 |
89,211
|
Common Stock |
|
Matthew W. Onaitis
|
Gnrl Counsel, CFO & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
55,000 |
55,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 7.75 per share. |
31 Mar 2017 |
12,900 |
27,196
(0%)
|
0%
|
7.8 |
99,975
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
220,000 |
220,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kenneth Bartizal
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Kevin Forrest
|
Chief Scientific Officer |
Purchase of securities on an exchange or from another person at price $ 7.75 per share. |
31 Mar 2017 |
12,500 |
72,354
(0%)
|
0%
|
7.8 |
96,875
|
Common Stock |
|
Kevin Forrest
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
55,000 |
55,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
50,000 |
50,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
31 Mar 2017 |
55,000 |
55,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Matthew W. Onaitis
|
Gnrl Counsel, CFO & Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2016 |
110,000 |
110,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Neil Abdollahian
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jul 2016 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert J. Perez
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
22 Jun 2016 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 40.01 per share. |
23 May 2016 |
2,500 |
69,371
(0%)
|
0%
|
40.0 |
100,015
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Other type of transaction at price $ 0.00 per share. |
23 May 2016 |
658 |
1,442
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
23 May 2016 |
1,873 |
67,498
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Gift of securities by or to the insider at price $ 0.00 per share. |
23 May 2016 |
937 |
2,379
(0%)
|
0%
|
|
0
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Other type of transaction at price $ 0.00 per share. |
23 May 2016 |
270 |
10,025
(0%)
|
0%
|
|
-
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Other type of transaction at price $ 155.00 per share. |
23 May 2016 |
645 |
9,380
(0%)
|
0%
|
155 |
99,975
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 155.00 per share. |
23 May 2016 |
645 |
65,754
(0%)
|
0%
|
155 |
99,975
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Other type of transaction at price $ 118.95 per share. |
23 May 2016 |
750 |
8,630
(0%)
|
0%
|
118.9 |
89,211
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 118.95 per share. |
23 May 2016 |
750 |
66,504
(0%)
|
0%
|
118.9 |
89,211
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Other type of transaction at price $ 135.80 per share. |
23 May 2016 |
367 |
8,263
(0%)
|
0%
|
135.8 |
49,839
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 135.80 per share. |
23 May 2016 |
367 |
66,871
(0%)
|
0%
|
135.8 |
49,839
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Other type of transaction at price $ 40.01 per share. |
23 May 2016 |
2,500 |
5,763
(0%)
|
0%
|
40.0 |
100,015
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 May 2016 |
4,310 |
203,697
(0%)
|
-
|
|
-
|
Common Stock |
|
Kevin Forrest
|
COO & CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 May 2016 |
4,356 |
58,253
(0%)
|
-
|
|
-
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
159,000 |
159,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Kenneth Bartizal
|
Chief Development Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Kevin Forrest
|
COO & CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Paul Daruwala
|
Chief Commercial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Dirk Thye
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
80,000 |
80,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Marc J.S. Wilson
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
25,000 |
25,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Marc J.S. Wilson
|
Chief Accounting Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Mar 2016 |
12,000 |
12,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Nov 2015 |
1,300 |
6,700
|
-
|
|
-
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Nov 2015 |
5,400 |
5,400
|
-
|
|
-
|
Common Stock |
|
Kevin Forrest
|
COO & CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Nov 2015 |
7,087 |
51,719
|
-
|
|
-
|
Common Stock |
|
Daniel D. Burgess
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Robert J. Perez
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Theodore R. Schroeder
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Timothy R. Franson
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
09 Jun 2015 |
9,000 |
9,000
|
-
|
|
-
|
Stock Option (right to buy) |
|
Daniel D. Burgess
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
3,000 |
3,000
|
-
|
|
-
|
Common Stock |
|
Robert J. Perez
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
5,000 |
5,000
|
-
|
|
-
|
Common Stock |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
|
20 Apr 2015 |
1,764,195 |
1,956,099
|
-
|
|
-
|
Common Stock |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
|
20 Apr 2015 |
1,764,195 |
0
|
-
|
|
-
|
Convertible Preferred Stock |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
|
20 Apr 2015 |
45,467 |
50,412
|
-
|
|
-
|
Common Stock |
|
Scott M. Rocklage
|
Director, Ten Percent Owner |
|
20 Apr 2015 |
45,467 |
0
|
-
|
|
-
|
Convertible Preferred Stock |
|
Patrick J. Heron
|
None |
|
20 Apr 2015 |
865,590 |
0
|
-
|
|
-
|
Convertible Preferred Stock |
|
Patrick J. Heron
|
None |
|
20 Apr 2015 |
246,668 |
291,023
|
-
|
|
-
|
Common Stock |
|
Patrick J. Heron
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
44,355 |
44,355
|
-
|
|
-
|
Common Stock |
|
Patrick J. Heron
|
None |
|
20 Apr 2015 |
246,668 |
0
|
-
|
|
-
|
Convertible Preferred Stock |
|
Patrick J. Heron
|
None |
|
20 Apr 2015 |
865,590 |
1,021,235
|
-
|
|
-
|
Common Stock |
|
Patrick J. Heron
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
155,645 |
155,645
|
-
|
|
-
|
Common Stock |
|
Steven A. Elms
|
None |
|
20 Apr 2015 |
8,928,572 |
0
|
-
|
|
-
|
Convertible Preferred Stock |
|
Steven A. Elms
|
None |
|
20 Apr 2015 |
351,518 |
351,518
|
-
|
|
-
|
Common Stock |
|
Timothy R. Franson
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
4,000 |
4,000
|
-
|
|
-
|
Common Stock |
|
Nina Kjellson
|
None |
|
20 Apr 2015 |
1,156,813 |
0
|
-
|
|
-
|
Convertible Preferred Stock |
|
Nina Kjellson
|
None |
|
20 Apr 2015 |
1,156,813 |
1,356,813
|
-
|
|
-
|
Common Stock |
|
Nina Kjellson
|
None |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
200,000 |
200,000
|
-
|
|
-
|
Common Stock |
|
Jeffrey Stein
|
Director, President & CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
20 Apr 2015 |
420 |
420
|
-
|
|
-
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
|
07 Feb 2010 |
4,594 |
67,216
(0%)
|
0%
|
2.5 |
11,531
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
|
07 Feb 2010 |
6,115 |
73,331
(0%)
|
0%
|
2.5 |
15,349
|
Common Stock |
|
Taylor Sandison
|
Chief Medical Officer |
|
07 Feb 2010 |
4,594 |
0
|
-
|
|
-
|
Subscription Rights (right to buy) |
|
Taylor Sandison
|
Chief Medical Officer |
|
07 Feb 2010 |
6,115 |
0
|
-
|
|
-
|
Subscription Rights (right to buy) |