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  2. SECTOR : BANKING & FINANCE
  3. INDUSTRY : FINANCE
  4. SWK HOLDINGS CORP
Swk Holdings Corp
XNAS: SWKH
Expensive Performer

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Board Meeting
The next board meeting for Swk Holdings Corp is on 15 May 2026 for the purpose of SWK Holdings Corp First Quarter Earnings Results for 2026 See details


Insider Trading disclosures for Swk Holdings Corp

The latest disclosure was made by Laurie L. Dotter in Swk Holdings Corp where a trade of 3,858 Common Stock done at an average price of $14.3 was reported to US exchanges on June 16, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 14.26 per share. 16 Jun 2025 3,858 16,791 (0%) 0% 14.3 55,015 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 14.26 per share. 16 Jun 2025 3,858 16,662 (0%) 0% 14.3 55,015 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 14.26 per share. 16 Jun 2025 3,858 10,832 (0%) 0% 14.3 55,015 Common Stock
Joe David Staggs PRESIDENT Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Apr 2025 18,750 149,623 (1%) 0% 12.5 234,375 Common Stock
Joe David Staggs PRESIDENT Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2025 15,000 0 - - Employee Stock Option (right to buy)
Joe David Staggs PRESIDENT Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2025 18,750 0 - - Employee Stock Option (right to buy)
Joe David Staggs PRESIDENT Exercise or conversion of derivative security received from the company (such as an option) at price $ 9.61 per share. 15 Apr 2025 15,000 130,873 (1%) 0% 9.6 144,150 Common Stock
Joe David Staggs PRESIDENT Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.10 per share. 15 Apr 2025 25,857 123,766 (0%) 0% 18.1 468,012 Common Stock
Joe David Staggs PRESIDENT Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2025 36,700 115,873 (0%) 0% 0 Common Stock
Adam C. Rice Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2025 9,175 15,247 (0%) 0% 0 Common Stock
Adam C. Rice Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jul 2024 6,072 6,072 (0%) 0% 0 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 16.91 per share. 27 Jun 2024 3,253 12,933 (0%) 0% 16.9 55,008 Common Stock
Marcus E. Pennington Director Grant, award, or other acquisition of securities at price $ 16.89 per share. 27 Jun 2024 1,051 22,227 (0%) 0% 16.9 17,751 Common Stock
Marcus E. Pennington Director Grant, award, or other acquisition of securities at price $ 16.91 per share. 27 Jun 2024 3,253 21,176 (0%) 0% 16.9 55,008 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 16.91 per share. 27 Jun 2024 3,253 12,804 (0%) 0% 16.9 55,008 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 16.91 per share. 27 Jun 2024 3,253 6,974 (0%) 0% 16.9 55,008 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 01 Apr 2024 815 9,680 (0%) 0% 16.9 13,757 Common Stock
Marcus E. Pennington Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 01 Apr 2024 1,051 17,108 (0%) 0% 16.9 17,741 Common Stock
Marcus E. Pennington Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 01 Apr 2024 815 17,923 (0%) 0% 16.9 13,757 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 01 Apr 2024 815 9,551 (0%) 0% 16.9 13,757 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 01 Apr 2024 815 3,721 (0%) 0% 16.9 13,757 Common Stock
Joe David Staggs PRESIDENT Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2024 35,881 79,173 (0%) 0% 0 Common Stock
Pennington Marcus Director Grant, award, or other acquisition of securities at price $ 17.95 per share. 02 Jan 2024 766 16,057 (0%) 0% 18.0 13,750 Common Stock
Hatcher Robert K. Director Grant, award, or other acquisition of securities at price $ 17.95 per share. 02 Jan 2024 766 8,736 (0%) 0% 18.0 13,750 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 17.95 per share. 02 Jan 2024 766 2,906 (0%) 0% 18.0 13,750 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.95 per share. 02 Jan 2024 766 15,291 (0%) 0% 18.0 13,750 Common Stock
Dotter L. Laurie Director Grant, award, or other acquisition of securities at price $ 17.95 per share. 02 Jan 2024 766 8,865 (0%) 0% 18.0 13,750 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 16.74 per share. 30 Jun 2023 821 7,231 (0%) 0% 16.7 13,744 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 16.74 per share. 30 Jun 2023 821 12,537 (0%) 0% 16.7 13,744 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 16.74 per share. 30 Jun 2023 1,060 11,716 (0%) 0% 16.7 17,744 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 16.74 per share. 30 Jun 2023 821 7,102 (0%) 0% 16.7 13,744 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 16.74 per share. 30 Jun 2023 821 1,272 (0%) 0% 16.7 13,744 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 17.86 per share. 31 Mar 2023 770 6,410 (0%) 0% 17.9 13,752 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.86 per share. 31 Mar 2023 770 10,649 (0%) 0% 17.9 13,752 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.86 per share. 31 Mar 2023 818 9,879 (0%) 0% 17.9 14,609 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 17.86 per share. 31 Mar 2023 770 7,401 (0%) 0% 17.9 13,752 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 17.86 per share. 31 Mar 2023 188 451 (0%) 0% 17.9 3,358 Common Stock
Jerry Albright Director Grant, award, or other acquisition of securities at price $ 17.86 per share. 31 Mar 2023 263 263 (0%) 0% 17.9 4,697 Common Stock
Wendy F. DiCicco Director Grant, award, or other acquisition of securities at price $ 17.64 per share. 30 Dec 2022 1,120 5,403 (0%) 0% 17.6 19,757 Common Stock
Wendy F. DiCicco Director Grant, award, or other acquisition of securities at price $ 17.64 per share. 30 Dec 2022 779 6,182 (0%) 0% 17.6 13,742 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 17.64 per share. 30 Dec 2022 779 5,640 (0%) 0% 17.6 13,742 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.64 per share. 30 Dec 2022 779 8,282 (0%) 0% 17.6 13,742 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.64 per share. 30 Dec 2022 779 9,061 (0%) 0% 17.6 13,742 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 17.64 per share. 30 Dec 2022 779 5,511 (0%) 0% 17.6 13,742 Common Stock
Yvette M. Heinrichson Chief Financial Officer Grant, award, or other acquisition of securities at price $ 17.40 per share. 03 Oct 2022 8,621 8,621 (0%) 0% 17.4 150,005 Common Stock
Wendy F. DiCicco Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 1,162 3,474 (0%) 0% 17 19,754 Common Stock
Wendy F. DiCicco Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 809 4,283 (0%) 0% 17 13,753 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 1,206 4,052 (0%) 0% 17 20,502 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 809 4,861 (0%) 0% 17 13,753 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 809 7,503 (0%) 0% 17 13,753 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 809 6,694 (0%) 0% 17 13,753 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 809 4,732 (0%) 0% 17 13,753 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 17.00 per share. 30 Sep 2022 1,162 3,923 (0%) 0% 17 19,754 Common Stock
Joe David Staggs PRESIDENT Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2022 23,655 43,292 (0%) 0% 0 Common Stock
Joe David Staggs PRESIDENT Purchase of securities on an exchange or from another person at price $ 16.53 per share. 09 Sep 2022 2,745 19,637 (0%) 0% 16.5 45,375 Common Stock
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Aug 2022 50,000 50,000 - - Employee Stock Option (right to buy)
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.70 per share. 31 Aug 2022 50,000 126,663 (0%) 0% 13.7 685,000 Common Stock
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 31 Aug 2022 75,000 201,663 (1%) 0% 12.5 937,500 Common Stock
Winston L. Black Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.48 per share. 31 Aug 2022 101,926 99,737 (0%) 0% 17.5 1,781,666 Common Stock
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Aug 2022 50,000 0 - - Employee Stock Option (right to buy)
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Aug 2022 75,000 0 - - Employee Stock Option (right to buy)
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.70 per share. 31 Aug 2022 50,000 126,663 (0%) 0% 13.7 685,000 Common Stock
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 31 Aug 2022 75,000 201,663 (1%) 0% 12.5 937,500 Common Stock
Winston L. Black Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.48 per share. 31 Aug 2022 101,926 99,737 (0%) 0% 17.5 1,781,666 Common Stock
Winston L. Black Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 31 Aug 2022 75,000 0 - - Employee Stock Option (right to buy)
Wendy F. DiCicco Director Grant, award, or other acquisition of securities at price $ 17.47 per share. 30 Jun 2022 1,137 2,312 (0%) 0% 17.5 19,863 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 17.47 per share. 30 Jun 2022 1,137 2,846 (0%) 0% 17.5 19,863 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 17.47 per share. 30 Jun 2022 894 5,885 (0%) 0% 17.5 15,618 Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 17.47 per share. 30 Jun 2022 1,137 2,761 (0%) 0% 17.5 19,863 Common Stock
Wendy F. DiCicco Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 31 Mar 2022 1,175 1,175 (0%) 0% 16.9 19,834 Common Stock
Laurie L. Dotter Director Grant, award, or other acquisition of securities at price $ 16.88 per share. 31 Mar 2022 1,709 1,709 (0%) 0% 16.9 28,848 Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 916 4,991 (0%) 0% - Common Stock
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 925 1,624 - - Restricted Stock Units
Robert K. Hatcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2022 699 699 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jan 2022 19 77,965 (0%) 0% - Common Stock
Michael D. Weinberg Director Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jan 2022 1,363 76,602 (0%) 0% - Common Stock
Christopher W. Haga Director Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jan 2022 1,363 37,233 (0%) 0% - Common Stock
Christopher W. Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jan 2022 19 38,596 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jan 2022 19 42,988 (0%) 0% - Common Stock
Dana Blair Baker Director Sale or transfer of securities back to the company at price $ 0.00 per share. 07 Jan 2022 1,363 41,625 (0%) 0% - Common Stock
Edward B. Stead Director Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Jan 2022 1,363 26,690 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2022 14 28,053 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 250 26,176 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 250 76,083 (0%) 0% - Common Stock
Christopher W. Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 920 36,067 (0%) 0% - Common Stock
Aaron G.L. Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 250 9,373 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 250 41,106 (0%) 0% - Common Stock
Marcus Pennington Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2021 431 1,020 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 250 25,926 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 250 75,833 (0%) 0% - Common Stock
Christopher W. Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 1,058 35,147 (0%) 0% - Common Stock
Aaron G.L. Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 250 9,123 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2021 1,213 40,856 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,661 25,426 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 250 23,765 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,661 75,333 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 250 73,672 (0%) 0% - Common Stock
Christopher Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,089 31,361 (0%) 0% - Common Stock
Christopher Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,661 33,022 (0%) 0% - Common Stock
Aaron Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 250 6,962 (0%) 0% - Common Stock
Aaron Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,661 8,623 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,661 38,420 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Sep 2020 1,250 36,759 (0%) 0% - common stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 250 23,515 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 250 73,422 (0%) 0% - Common Stock
Christopher Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 1,231 30,272 (0%) 0% - Common Stock
Aaron Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 1,419 6,712 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2020 1,419 35,509 (0%) 0% - Common Stock
Winston L. Black Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 2,600 52,094 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 250 23,265 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 1,388 73,172 (0%) 0% - Common Stock
Christopher Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 1,299 29,041 (0%) 0% - Common Stock
Aaron Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 1,500 5,293 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2020 1,500 34,090 (0%) 0% - Common Stock
Edward B. Stead Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 250 23,015 (0%) 0% - Common Stock
Michael D. Weinberg Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 1,537 71,784 (0%) 0% - Common Stock
Christopher W. Haga Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 1,229 27,742 (0%) 0% - Common Stock
Aaron G.L. Fletcher Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 1,417 3,793 (0%) 0% - Common Stock
Dana Blair Baker Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 1,417 32,590 (0%) 0% - Common Stock
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2013 35,000 170,000 - - Common Stock
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2013 35,000 77,544 - - Common Stock
Michael D. Weinberg None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2013 35,000 270,000 - - Common Stock
Michael Margolis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Mar 2013 35,000 170,000 - - Common Stock
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jul 2012 17,500 42,544 - - Common Stock
Winston L. Black Managing Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 May 2012 28,701 50,001 - - Common Stock
Winston L. Black Managing Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 May 2012 8,800 8,800 - - Common Stock
Winston L. Black Managing Director Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 May 2012 12,500 21,300 - - Common Stock
J. Brett Pope Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2012 42,469 42,469 - - Common Stock
J. Brett Pope Director, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2012 55,000 97,469 - - Common Stock
John F. Nemelka Director, Interim CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2012 750,000 775,044 - - COMMON STOCK
Paul V. Burgon Interim CFO and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2012 375,000 394,977 - - COMMON STOCK
J. Brett Pope Director, CEO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2012 750,000 750,000 - - COMMON STOCK (RIGHT TO BUY)
Winston L. Black Managing Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 May 2012 750,000 750,000 - - COMMON STOCK (RIGHT TO BUY)
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2012 35,000 135,000 - - Common Stock
Michael D. Weinberg None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2012 35,000 235,000 - - Common Stock
Michael Margolis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Jan 2012 35,000 938,600 - - Common Stock
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2010 100,000 100,000 - - Common Stock
Michael D. Weinberg None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2010 200,000 200,000 - - Common Stock
Michael Margolis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Nov 2010 100,000 903,600 - - Common Stock
Paul V. Burgon Interim CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Sep 2010 7,700 17,677 - - Common Stock
Paul V. Burgon Interim CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Sep 2010 2,300 19,977 - - Common Stock
John F. Nemelka Director, Interim CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 May 2010 12,987 12,987 - - Common Stock
John F. Nemelka Director, Interim CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 May 2010 6,573 19,560 - - Common Stock
John F. Nemelka Director, Interim CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 May 2010 5,484 25,044 - - Common Stock
Paul V. Burgon Interim CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 May 2010 5,000 8,977 - - Common Stock
Paul V. Burgon Interim CFO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 May 2010 1,000 9,977 - - Common Stock
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 10,000 100,000 - - Stock Option (right to buy)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 10,000 170,000 - - Stock Option (right to buy)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 10,000 155,000 - - Stock Option (right to buy)
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 10,000 80,000 - - Stock Option (right to buy)
Jay A. Jones Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 100,000 330,000 - - Stock Option (right to buy)
William A. Bose VP, General Counsel & Sec Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 10,000 159,958 - - Stock Option (right to buy)
Mark A. Angel SVP of Development & Strategy Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 150,000 390,000 - - Stock Option (right to buy)
Charles H. Isaacs Chief Technology Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 50,000 282,300 - - Stock Option (right to buy)
Daniel A. Turano SVP Worldwide Field Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 75,000 345,000 - - Stock Option (right to buy)
Chad A. Wolf eVergance Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 75,000 175,000 - - Stock Option (right to buy)
William Feichtmann CAO, VP of Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jul 2009 10,000 95,000 - - Stock Option (right to buy)
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jul 2008 10,000 90,000 - - Non-Qualified Stock Option (right to buy)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jul 2008 10,000 160,000 - - Non-Qualified Stock Option (right to buy)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jul 2008 10,000 145,000 - - Non-Qualified Stock Option (right to buy)
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jul 2008 10,000 70,000 - - Non-Qualified Stock Option (Right to Buy)
Michael J. Shannahan Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Mar 2008 350,000 350,000 - - Stock Option (Right to Buy)
Daniel A. Turano SVP Worldwide Field Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Sep 2007 90,000 270,000 - - Stock Option (Right to Buy)
John M. Thompson EVP and CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Aug 2007 40,000 443,100 - - Stock Option (Right to Buy)
John M. Thompson EVP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Aug 2007 40,000 100,000 - - Common Stock
Michael J. Shannahan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2007 10,000 10,000 - - Non-Qualified Stock Option (Right to Buy)
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2007 10,000 10,000 - - Non-Qualified Stock Option (Right to Buy)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2007 10,000 10,000 - - Non-Qualified Stock Option (Right to Buy)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2007 10,000 10,000 - - Non-Qualified Stock Option (Right to Buy)
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Jul 2007 10,000 60,000 - - Non-Qualified Stock Option (Right to Buy)
Mark A. Angel SVP of Development & Stategy Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 35,000 35,000 - - Common Stock
Sham Chotai SVP Engineering Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 125,000 125,000 - - Stock Option (right to buy)
Chad A. Wolf eVergance Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 227,996 227,966 - - Stock Option (right to buy)
Chad A. Wolf eVergance Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 100,000 100,000 - - Stock Option (right to buy)
Chad A. Wolf eVergance Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 322,045 322,045 - - Common Stock
Chad A. Wolf eVergence Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 56,999 56,999 - - Stock Option (right to buy)
Chad A. Wolf eVergence Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 100,000 100,000 - - Stock Option (right to buy)
Chad A. Wolf eVergence Pres. & KANA VP Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jun 2007 65,549 65,549 - - Common Stock
Mark A. Angel Sr. VP of Dev & Strategy Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 May 2007 240,000 240,000 - - Non-Qualified Stock Option (Right to Buy)
Michael J. Shannahan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
Dixie L. Mills None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Mar 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
John M. Thompson EVP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 20,000 20,000 - - Incentive Stock Option (right to buy)
John M. Thompson EVP and CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 10,000 10,000 - - Non-Qualified Stock Option (right to buy)
Jay A. Jones Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 625 625 - - Incentive Stock Option (right to buy)
Jay A. Jones Chief Administrative Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 29,375 29,375 - - Non-Qualified Stock Option (right to buy)
William Rowe SVP Worldwide Sales Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 10,417 10,417 - - Incentive Stock Option (right to buy)
William Rowe SVP Worldwide Sales Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 89,583 89,583 - - Non-Qualified Stock Option (right to buy)
William A. Bose VP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Feb 2007 10,000 10,000 - - Incentive Stock Option (right to buy)
Michael J. Shannahan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 40,000 40,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
Michael J. Shannahan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 20,000 20,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 40,000 40,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
William T. Clifford None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 10,000 10,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 15,000 15,000 - - NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)
Dixie L. Mills None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 15,000 15,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
John M. Thompson EVP & CHIEF FINANCIAL OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 70,000 70,000 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 10,000 10,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
John F. Nemelka None Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 40,000 40,000 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
Jay A. Jones CHIEF ADMINISTRATIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 135,592 135,592 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
Jay A. Jones CHIEF ADMINISTRATIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 64,408 64,408 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
William Rowe SENIOR VP - SALES & SERVICES Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 100,000 100,000 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
William Rowe SENIOR VP - SALES & SERVICES Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 33,194 33,194 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
William Rowe SENIOR VP - SALES & SERVICES Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 10,806 10,806 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
William Rowe SENIOR VP - SALES & SERVICES Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 18,750 18,750 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
William Rowe SENIOR VP - SALES & SERVICES Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 81,250 81,250 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
William A. Bose VP, Gen. Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 35,000 35,000 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
William A. Bose VP, Gen. Counsel and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 45,000 45,000 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
Michael S. Fields Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 67,796 67,796 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
Michael S. Fields Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 316,204 316,204 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
Michael S. Fields Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 101,694 101,694 - - INCENTIVE STOCK OPTION (RIGHT TO BUY)
Michael S. Fields Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 282,306 282,306 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
Michael S. Fields Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Sep 2006 621,939 621,939 - - NON QUALIFIED STOCK OPTION (RIGHT TO BUY)
Chuck Bay Director, Chief Executive Officer Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2005 7,500 4,736 - - Common Stock
William T. Clifford None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2005 1,000 1,000 - - Common Stock
Chuck Bay Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2005 35,100 35,100 - - Non-Qualified Stock Option (right to buy)
Alan Hubbard EVP, R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2005 18,000 18,000 - - Non-Qualified Stock Option (right to buy)
Tim Angst EVP, Worldwide Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2005 30,100 30,100 - - Non-Qualified Stock Option (right to buy)
John M. Thompson EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2005 15,600 15,600 - - Non-Qualified Stock Option (right to buy)
Mark A. Bertelsen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2005 9,000 9,000 - - Non-Qualified Stock Option (right to buy)
Tom Galvin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2005 9,000 9,000 - - Non-Qualified Stock Option (right to buy)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2005 9,000 9,000 - - Non-Qualified Stock Option (right to buy)
Dixie L. Mills None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2005 9,000 9,000 - - Non-Qualified Stock Option (right to buy)
Chuck Bay Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2005 100,000 100,000 - - Non-Qualified Stock Option (right to buy)
Chuck Bay Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2005 125,000 125,000 - - Non-Qualified Stock Option (right to buy)
Alan Hubbard EVP, R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2005 72,500 72,500 - - Non-Qualified Stock Option (right to buy)
Tim Angst EVP, Worldwide Operations Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2005 72,500 72,500 - - Non-Qualified Stock Option (right to buy)
John M. Thompson EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2005 17,500 17,500 - - Non-Qualified Stock Option (right to buy)
Philpot Michelle VP, Finance Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2005 50,000 50,000 - - Non-Qualified Stock Option (right to buy)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Feb 2005 4,000 4,000 - - Non-Qualified Stock Option (right to buy)
Stephanie Vinella None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Feb 2005 96,000 100,000 - - Non-Qualified Stock Option (right to buy)
John M. Thompson EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2004 19,200 19,200 - - Common Stock
John M. Thompson EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2004 35,000 54,200 - - Common Stock
John M. Thompson EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2004 4,575 58,775 - - Common Stock
John M. Thompson EVP & Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2004 1,225 60,000 - - Common Stock
John M. Thompson EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2004 100,000 100,000 - - Incentive Stock Option (right to buy)
John M. Thompson EVP & Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Oct 2004 250,000 350,000 - - Non-Qualified Stock Option (right to buy)
Philpot Michelle Acting Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Aug 2004 10,000 107,400 - - Non-Qualified Stock Option (Right to Buy)
Mark A. Bertelsen None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2004 1,000 101,000 - - Non-Qualified Stock Option (right to buy)
Tom Galvin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2004 1,000 101,000 - - Non-Qualified Stock Option (right to buy)
Jerry R. Batt None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2004 1,000 101,000 - - Non-Qualified Stock Option (right to buy)
Dixie L. Mills None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2004 1,000 101,000 - - Non-Qualified Stock Option (right to buy)
Philpot Michelle Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 May 2004 10,000 97,400 - - Non-Qualified Stock Option (right to buy)
Chuck Bay Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2004 100,000 1,678,329 - - Non-Qualified Stock Option (right to buy)
Chuck Bay Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2004 50,000 1,728,329 - - Non-Qualified Stock Option (right to buy)
Tom Doyle President and COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2004 100,000 913,213 - - Non-Qualified Stock Option (right to buy)
Alan Hubbard EVP, R&D Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 May 2004 40,000 340,000 - - Non-Qualified Stock Option (right to buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures
Screeners based on Insider Trading and SAST parameters