Adam Michael Kleinman's most recent trade in Great Elm Group Inc was a trade of 22,977 Common Stock done . Disclosure was reported to the exchange on Sept. 19, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Great Elm Grp Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2025 | 22,977 | 603,707 (2%) | 0% | 0 | Common Stock | |
| Great Elm Grp Inc | Adam Michael Kleinman | President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.80 per share. | 19 Sep 2025 | 18,313 | 585,394 (2%) | 0% | 2.8 | 51,276 | Common Stock |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2025 | 5,458 | 45,802 (0%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.43 per share. | 19 Sep 2025 | 1,361 | 44,597 (0%) | 0% | 11.4 | 15,556 | Common Stock |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2025 | 156 | 45,958 (0%) | 0% | 0 | Common Stock | |
| Great Elm Grp Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2024 | 32,552 | 580,730 (2%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 6,194 | 28,326 (0%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 6,194 | 38,251 (0%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,093 | 30,419 (0%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 2,093 | 40,344 (0%) | 0% | 0 | Common Stock | |
| Great Elm Grp Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2022 | 100,000 | 487,792 (1%) | 0% | 0 | Common Stock | |
| Great Elm Grp Inc | Adam Michael Kleinman | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Sep 2022 | 49,230 | 387,792 (1%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. | 15 Jun 2022 | 4,000 | 20,558 (0%) | 0% | 12.5 | 50,000 | Common Stock |
| Great Elm Cap Corp | Adam Michael Kleinman | CCO and Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2022 | 4,000 | 0 | - | - | Subscription Rights | |
| Great Elm Cap Corp | Adam Michael Kleinman | Chief Compliance Officer | Other type of transaction at price $ 0.00 per share. | 24 Sep 2021 | 79,411 | 158,907 (1%) | 0% | 0 | Common Stock |