Andrew Dakos's most recent trade in Swiss Helvetia Fund Inc was a trade of 9,918 Common Stock done at an average price of $5.9 . Disclosure was reported to the exchange on March 2, 2026.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.95 per share. | 02 Mar 2026 | 9,918 | 37,595 (0%) | 0% | 5.9 | 59,012 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.15 per share. | 02 Mar 2026 | 5,000 | 27,677 (0%) | 0% | 6.2 | 30,750 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.17 per share. | 26 Feb 2026 | 5,000 | 20,677 (0%) | 0% | 6.2 | 30,850 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.20 per share. | 26 Feb 2026 | 2,000 | 22,677 (0%) | 0% | 6.2 | 12,400 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.13 per share. | 23 Feb 2026 | 2,000 | 14,003 (0%) | 0% | 6.1 | 12,260 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 23 Feb 2026 | 2,000 | 12,003 (0%) | 0% | 6.1 | 12,280 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.17 per share. | 23 Feb 2026 | 1,348 | 15,677 (0%) | 0% | 6.2 | 8,317 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 23 Feb 2026 | 326 | 14,329 (0%) | 0% | 6.1 | 2,002 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.12 per share. | 19 Feb 2026 | 4,881 | 7,003 (0%) | 0% | 6.1 | 29,872 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.16 per share. | 19 Feb 2026 | 2,817 | 10,003 (0%) | 0% | 6.2 | 17,353 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.14 per share. | 19 Feb 2026 | 183 | 7,186 (0%) | 0% | 6.1 | 1,124 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.11 per share. | 19 Feb 2026 | 119 | 2,122 (0%) | 0% | 6.1 | 727 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.97 per share. | 03 Feb 2026 | 7,000 | 30,453 (0%) | 0% | 6.0 | 41,790 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 5.96 per share. | 03 Feb 2026 | 3,000 | 33,453 (0%) | 0% | 6.0 | 17,880 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.02 per share. | 03 Feb 2026 | 2,000 | 39,453 (0%) | 0% | 6.0 | 12,040 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.03 per share. | 03 Feb 2026 | 2,000 | 37,453 (0%) | 0% | 6.0 | 12,060 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 6.04 per share. | 03 Feb 2026 | 2,000 | 35,453 (0%) | 0% | 6.0 | 12,080 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Sale or transfer of securities back to the company at price $ 6.81 per share. | 23 Jan 2026 | 11,675 | 23,453 (0%) | 0% | 6.8 | 79,507 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Sale or transfer of securities back to the company at price $ 6.81 per share. | 23 Jan 2026 | 997 | 2,003 (0%) | 0% | 6.8 | 6,790 | Common Stock |
| Tejon Ranch Co. | Andrew Dakos | Director | Grant, award, or other acquisition of securities at price $ 15.77 per share. | 12 Jan 2026 | 1,043 | 34,536 (0%) | 0% | 15.8 | 16,448 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Sale of securities on an exchange or to another person at price $ 14.66 per share. | 30 Dec 2025 | 4,098 | 6,064 (0%) | 0% | 14.7 | 60,065 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.07 per share. | 11 Dec 2025 | 35,064 | 35,128 (0%) | 0% | 6.1 | 212,838 | Common Stock |
| Tejon Ranch Co. | Andrew Dakos | Director | Grant, award, or other acquisition of securities at price $ 15.98 per share. | 04 Nov 2025 | 1,032 | 33,493 (0%) | 0% | 16.0 | 16,491 | Common Stock |
| Tejon Ranch Co. | Andrew Dakos | Director | Grant, award, or other acquisition of securities at price $ 16.96 per share. | 17 Jul 2025 | 461 | 32,461 (0%) | 0% | 17.0 | 7,819 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 94,433 | 10,705 (0%) | 1% | 7.1 | 667,641 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Sale of securities on an exchange or to another person at price $ 13.74 per share. | 20 Sep 2024 | 377 | 4,880 (0%) | 0% | 13.7 | 5,180 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 70,092 | 105,138 (1%) | 1% | 6.5 | 454,196 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 2,016 | 10,162 (0%) | 0% | 15.7 | 31,631 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 968 | 5,257 (0%) | 0% | 15.7 | 15,188 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Sale or transfer of securities back to the company at price $ 15.69 per share. | 05 Apr 2022 | 154 | 782 (0%) | 0% | 15.7 | 2,416 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 8.82 per share. | 03 Mar 2022 | 1,000 | 3,000 (0%) | 0% | 8.8 | 8,820 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.31 per share. | 02 Feb 2022 | 572 | 2,000 (0%) | 0% | 9.3 | 5,325 | Common Stock |
| Swiss Helvetia Fund Inc | Andrew Dakos | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 9.38 per share. | 02 Feb 2022 | 428 | 1,428 (0%) | 0% | 9.4 | 4,015 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | 27 Jan 2022 | 200 | 200 | - | - | 2.75% Convertible Preferred Stock, Series C | ||
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.96 per share. | 15 Sep 2021 | 20,000 | 11,745 (0%) | 0% | 10.0 | 199,254 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 10.02 per share. | 15 Sep 2021 | 10,000 | 1,745 (0%) | 0% | 10.0 | 100,226 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.95 per share. | 13 Sep 2021 | 10,000 | 31,745 (0%) | 0% | 10.0 | 99,502 | Common Stock |
| High Income Securities Fund | Andrew Dakos | Director | Sale of securities on an exchange or to another person at price $ 9.94 per share. | 13 Sep 2021 | 10,000 | 41,745 (0%) | 0% | 9.9 | 99,401 | Common Stock |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 6,257 | 12,178 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 3,200 | 0 | - | - | 3.50% Convertible Preferred Stock Series B | |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 1,889 | 6,225 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 966 | 0 | - | - | 3.50% Convertible Preferred Stock Series B | |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 303 | 936 (0%) | 0% | - | Common Stock | |
| Special Opportunities Fund Inc | Andrew Dakos | Director, President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Jul 2021 | 156 | 0 | - | - | 3.50% Convertible Preferred Stock Series B |