Denise Johnson C.'s most recent trade in Caterpillar Inc. was a trade of 16,078 Common Stock done at an average price of $196.7 . Disclosure was reported to the exchange on May 14, 2026.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 196.70 per share. | 14 May 2026 | 16,078 | 65,903 (0%) | 0% | 196.7 | 3,162,543 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 May 2026 | 16,078 | 0 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 910.55 per share. | 14 May 2026 | 3,473 | 62,430 (0%) | 0% | 910.5 | 3,162,340 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 908.76 per share. | 14 May 2026 | 2,302 | 53,400 (0%) | 0% | 908.8 | 2,091,966 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 905.73 per share. | 14 May 2026 | 2,259 | 58,384 (0%) | 0% | 905.7 | 2,046,044 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 904.70 per share. | 14 May 2026 | 1,787 | 60,643 (0%) | 0% | 904.7 | 1,616,699 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 911.92 per share. | 14 May 2026 | 1,605 | 49,825 (0%) | 0% | 911.9 | 1,463,632 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 909.70 per share. | 14 May 2026 | 1,568 | 51,832 (0%) | 0% | 909.7 | 1,426,410 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 906.73 per share. | 14 May 2026 | 1,491 | 56,893 (0%) | 0% | 906.7 | 1,351,934 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 907.98 per share. | 14 May 2026 | 1,191 | 55,702 (0%) | 0% | 908.0 | 1,081,404 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 910.65 per share. | 14 May 2026 | 402 | 51,430 (0%) | 0% | 910.6 | 366,081 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 196.70 per share. | 13 May 2026 | 7,900 | 57,725 (0%) | 0% | 196.7 | 1,553,930 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 13 May 2026 | 7,900 | 16,078 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 909.46 per share. | 13 May 2026 | 3,546 | 52,475 (0%) | 0% | 909.5 | 3,224,945 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 910.24 per share. | 13 May 2026 | 2,650 | 49,825 (0%) | 0% | 910.2 | 2,412,136 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 911.61 per share. | 13 May 2026 | 1,704 | 56,021 (0%) | 0% | 911.6 | 1,553,383 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2026 | 9,055 | 52,405 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 744.83 per share. | 10 Feb 2026 | 3,563 | 48,842 (0%) | 0% | 744.8 | 2,653,829 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Other type of transaction at price $ 0.00 per share. | 04 Feb 2026 | 10,946 | 0 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 219.76 per share. | 02 Feb 2026 | 45,291 | 86,641 (0%) | 0% | 219.8 | 9,953,150 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Feb 2026 | 45,291 | 0 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 680.76 per share. | 02 Feb 2026 | 20,145 | 52,501 (0%) | 0% | 680.8 | 13,713,910 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 683.39 per share. | 02 Feb 2026 | 14,564 | 74,077 (0%) | 0% | 683.4 | 9,952,892 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 196.70 per share. | 02 Feb 2026 | 11,810 | 55,160 (0%) | 0% | 196.7 | 2,323,027 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Feb 2026 | 11,810 | 23,978 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 680.11 per share. | 02 Feb 2026 | 7,411 | 43,350 (0%) | 0% | 680.1 | 5,040,295 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 683.39 per share. | 02 Feb 2026 | 3,399 | 51,761 (0%) | 0% | 683.4 | 2,322,843 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 681.69 per share. | 02 Feb 2026 | 2,994 | 49,507 (0%) | 0% | 681.7 | 2,040,980 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 682.84 per share. | 02 Feb 2026 | 2,761 | 46,746 (0%) | 0% | 682.8 | 1,885,321 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 683.90 per share. | 02 Feb 2026 | 2,258 | 44,488 (0%) | 0% | 683.9 | 1,544,246 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 680.11 per share. | 02 Feb 2026 | 1,431 | 72,646 (0%) | 0% | 680.1 | 973,237 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 684.93 per share. | 02 Feb 2026 | 1,138 | 43,350 (0%) | 0% | 684.9 | 779,450 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 678.52 per share. | 02 Feb 2026 | 1,000 | 50,761 (0%) | 0% | 678.5 | 678,520 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 621.97 per share. | 12 Jan 2026 | 473 | 43,350 (0%) | 0% | 622.0 | 294,192 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Other type of transaction at price $ 0.00 per share. | 12 Nov 2025 | 10,944 | 10,752 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Oct 2025 | 19 | 21,817 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2025 | 21 | 21,762 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2025 | 23 | 21,905 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Other type of transaction at price $ 0.00 per share. | 07 Aug 2025 | 8,493 | 22,597 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jul 2025 | 23 | 30,021 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2025 | 26 | 29,421 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2025 | 19 | 30,392 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2025 | 486 | 29,542 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2025 | 354 | 28,825 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2025 | 8,439 | 8,439 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Mar 2025 | 2,692 | 44,066 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 325.30 per share. | 03 Mar 2025 | 343 | 43,723 (0%) | 0% | 325.3 | 111,578 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2025 | 9,901 | 45,084 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 362.70 per share. | 11 Feb 2025 | 3,742 | 41,342 (0%) | 0% | 362.7 | 1,357,223 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 357.50 per share. | 12 Jan 2025 | 452 | 35,183 (0%) | 0% | 357.5 | 161,590 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2024 | 26 | 29,142 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 23 | 28,888 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Oct 2024 | 25 | 29,118 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 24 | 27,972 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2024 | 27 | 28,690 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2024 | 27 | 28,379 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2024 | 29 | 28,821 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2024 | 15 | 28,852 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2024 | 658 | 28,564 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Mar 2024 | 313 | 28,023 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 8,871 | 8,871 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Mar 2024 | 2,731 | 35,525 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2024 | 6,887 | 24,855 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | C. Denise Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Dec 2023 | 31 | 27,070 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Nov 2023 | 37 | 27,425 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2023 | 38 | 27,822 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2023 | 34 | 27,790 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2023 | 34 | 26,953 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Aug 2023 | 23,736 | 0 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 127.60 per share. | 03 Aug 2023 | 23,736 | 41,704 (0%) | 0% | 127.6 | 3,028,714 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Aug 2023 | 18,012 | 0 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 138.35 per share. | 03 Aug 2023 | 18,012 | 35,980 (0%) | 0% | 138.3 | 2,491,960 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Aug 2023 | 16,610 | 25,094 (0%) | 0% | - | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Aug 2023 | 10,120 | 17,968 (0%) | 0% | - | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Aug 2023 | 7,892 | 28,088 (0%) | 0% | - | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Aug 2023 | 4,112 | 18,682 (0%) | 0% | - | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Aug 2023 | 2,300 | 22,794 (0%) | 0% | - | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 03 Aug 2023 | 714 | 17,968 (0%) | 0% | - | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jul 2023 | 36 | 27,650 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Jun 2023 | 39 | 26,832 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 May 2023 | 25 | 26,883 | - | - | Phantom Stock Units | |
| Mosaic | Denise C. Johnson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 May 2023 | 4,609 | 4,609 | - | - | Restricted Stock Units | |
| Mosaic | Denise C. Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 2,575 | 0 | - | - | Restricted Stock Units | |
| Mosaic | Denise C. Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 May 2023 | 2,575 | 20,296 (0%) | 0% | 0 | Common Stock | |
| Mosaic | Denise C. Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2023 | 13,420 | 0 | - | - | Restricted Stock Units | |
| Mosaic | Denise C. Johnson | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 May 2023 | 13,420 | 17,721 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2023 | 821 | 26,796 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Mar 2023 | 516 | 27,630 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Mar 2023 | 29,028 | 29,028 | - | - | Employee Stock Options | |
| Caterpillar | Johnson Denise C. | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2023 | 12,280 | 37,135 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise Johnson C. | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 313.40 per share. | 13 Feb 2023 | 4,369 | 32,766 (0%) | 0% | 313.4 | 1,369,245 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2023 | 15,446 | 24,051 (0%) | 0% | 0 | Common Stock | |
| Caterpillar | Denise C. Johnson | Group President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 248.68 per share. | 07 Feb 2023 | 6,083 | 17,968 (0%) | 0% | 248.7 | 1,512,720 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Sale of securities on an exchange or to another person at price $ 240.14 per share. | 27 Dec 2022 | 23,737 | 8,605 (0%) | 0% | 240.1 | 5,700,203 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Dec 2022 | 23,737 | 23,736 | - | - | Employee Stock Options | |
| Caterpillar | Denise C. Johnson | Group President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 127.60 per share. | 27 Dec 2022 | 23,737 | 32,342 (0%) | 0% | 127.6 | 3,028,841 | Common Stock |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Dec 2022 | 37 | 25,172 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2022 | 38 | 25,516 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2022 | 45 | 25,142 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 54 | 25,523 | - | - | Phantom Stock Units | |
| Caterpillar | Denise C. Johnson | Group President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Aug 2022 | 46 | 26,065 | - | - | Phantom Stock Units |