Keri A. Davis's Insider Trades & SAST Disclosures

Keri A. Davis's most recent trade in Great Elm Group Inc was a trade of 9,191 Common Stock done . Disclosure was reported to the exchange on Sept. 19, 2025.

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"Balanced Fund": Use this format with quotation marks to find the exact phrase. The output matches "Balanced Fund" but not "Balanced Growth Fund" Balanced Fund: Use this format without quotation marks to search for all funds related to the term "Balanced Fund" The results may include "Balanced Income Fund", "Balanced Growth Fund" and any fund name containing "Balanced Fund".

Stock	Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Great Elm Grp Inc	Keri A. Davis	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Sep 2025	9,191	48,854 (0%)	0%		0	Common Stock
Great Elm Grp Inc	Keri A. Davis	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.80 per share.	19 Sep 2025	5,418	43,436 (0%)	0%	2.8	15,170	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Sep 2025	3,820	23,212 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.43 per share.	19 Sep 2025	2,725	21,893 (0%)	0%	11.4	31,147	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Sep 2025	1,406	24,618 (0%)	0%		0	Common Stock
Great Elm Grp Inc	Keri A. Davis	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	20 Sep 2024	27,344	39,663 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Other type of transaction at price $ 0.00 per share.	20 Sep 2024	3,717	18,532 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Other type of transaction at price $ 0.00 per share.	20 Sep 2024	781	19,313 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Other type of transaction at price $ 0.00 per share.	20 Sep 2024	647	19,179 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Other type of transaction at price $ 0.00 per share.	20 Sep 2024	213	19,392 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Other type of transaction at price $ 0.00 per share.	20 Sep 2022	5,894	9,011 (0%)	0%		0	Common Stock
Great Elm Cap Corp 10-year low	Keri A. Davis	CFO	Other type of transaction at price $ 0.00 per share.	20 Sep 2022	23	9,034 (0%)	0%		0	Common Stock

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

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