Matt Kaplan's most recent trade in Great Elm Capital Corp was a trade of 19,650 Common Stock done at an average price of $7.6 . Disclosure was reported to the exchange on Nov. 7, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Purchase of securities on an exchange or from another person at price $ 7.64 per share. | 07 Nov 2025 | 19,650 | 142,400 (1%) | 0% | 7.6 | 150,126 | Common Stock |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 05 Nov 2025 | 11,000 | 124,760 | - | 5.8 | 64,240 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2025 | 37,117 | 129,906 (1%) | 0% | 0 | Common Stock | |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Payment of exercise price or tax liability using portion of securities received from the company at price $ 11.43 per share. | 19 Sep 2025 | 8,211 | 122,750 (1%) | 0% | 11.4 | 93,852 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Sep 2025 | 1,055 | 130,961 (1%) | 0% | 0 | Common Stock | |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jun 2025 | 30,000 | 113,760 | - | 0 | Common Stock | |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Other type of transaction at price $ 0.00 per share. | 20 Sep 2024 | 42,121 | 92,789 (0%) | 0% | 0 | Common Stock | |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2024 | 30,000 | 83,760 | - | 0 | Common Stock | |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jun 2023 | 18,000 | 53,760 | - | 0 | Common Stock | |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Purchase of securities on an exchange or from another person at price $ 9.29 per share. | 10 Mar 2023 | 1,100 | 12,000 (0%) | 0% | 9.3 | 10,219 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Purchase of securities on an exchange or from another person at price $ 9.13 per share. | 07 Mar 2023 | 5,020 | 7,020 (0%) | 0% | 9.1 | 45,833 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Purchase of securities on an exchange or from another person at price $ 9.46 per share. | 07 Mar 2023 | 2,201 | 9,221 (0%) | 0% | 9.5 | 20,821 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Purchase of securities on an exchange or from another person at price $ 9.41 per share. | 07 Mar 2023 | 1,679 | 10,900 (0%) | 0% | 9.4 | 15,799 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. | 15 Jun 2022 | 1,000 | 2,000 (0%) | 0% | 12.5 | 12,500 | Common Stock |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Jun 2022 | 1,000 | 0 | - | - | Subscription Rights | |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Purchase of securities on an exchange or from another person at price $ 17.47 per share. | 12 May 2022 | 1,823 | 35,760 | - | 17.5 | 31,848 | Common Stock |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Purchase of securities on an exchange or from another person at price $ 15.96 per share. | 12 May 2022 | 1,177 | 33,937 | - | 16.0 | 18,785 | Common Stock |
| Nuvectis Pharma Inc | Matthew L. Kaplan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2022 | 15,000 | 15,000 | - | - | Stock Options (right to buy) | |
| Great Elm Cap Corp | Matt Kaplan | CEO and President | Purchase of securities on an exchange or from another person at price $ 14.00 per share. | 08 Mar 2022 | 1,000 | 1,000 (0%) | 0% | 14 | 14,000 | Common Stock |