Michael C. James's most recent trade in Stem Inc - Ordinary Shares - Class A was a trade of 10,000 Restricted Stock Unit done . Disclosure was reported to the exchange on July 28, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Stem Inc Ordinary Shares | Michael James Carlson | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jul 2025 | 10,000 | 10,000 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jul 2025 | 10,000 | 10,000 | - | - | Performance Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2025 | 11,000 | 11,000 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2025 | 5,500 | 5,500 | - | - | Stock Options | |
| Stem Inc Ordinary Shares | Michael James Carlson | See Remarks | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2025 | 5,500 | 5,500 | - | - | Performance Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Mar 2025 | 70,834 | 455,686 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 11 Mar 2025 | 70,834 | 231,879 | - | 0 | Common Stock, Par Value $0.0001 Per Share | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 0.40 per share. | 11 Mar 2025 | 27,739 | 204,140 | - | 0.4 | 11,207 | Common Stock, Par Value $0.0001 Per Share |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 26,053 | 161,045 | - | 0 | Common Stock, Par Value $0.0001 Per Share | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 20 Feb 2025 | 26,053 | 526,520 | - | - | Restricted Stock Unit | |
| Barings BDC Inc | Michael James O'Connor | Adviser Board Member | Sale of securities on an exchange or to another person at price $ 9.70 per share. | 12 Dec 2024 | 29,423 | 0 (0%) | 0% | 9.7 | 285,409 | Common Stock ("Shares") |
| LuxUrban Hotels Inc | Michael C. James | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Nov 2024 | 38,571 | 61,784 | - | 0 | Common Stock | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2024 | 175,000 | 452,573 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2024 | 100,000 | 552,573 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2024 | 6,089 | 277,573 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2024 | 6,089 | 134,992 | - | 0 | Common Stock, Par Value $0.0001 Per Share | |
| LuxUrban Hotels Inc | Michael C. James | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.17 per share. | 15 Jul 2024 | 352,941 | 1,624,941 | - | 0.2 | 60,000 | Common Stock |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 May 2024 | 212,500 | 283,662 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 14 Mar 2024 | 44,882 | 128,903 | - | 1.8 | 78,544 | Common Stock, Par Value $0.0001 Per Share |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.75 per share. | 14 Mar 2024 | 10,118 | 84,021 | - | 1.8 | 17,707 | Common Stock, Par Value $0.0001 Per Share |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 2.19 per share. | 08 Mar 2024 | 35,269 | 73,903 | - | 2.2 | 77,239 | Common Stock, Par Value $0.0001 Per Share |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Mar 2024 | 88,805 | 109,172 | - | 0 | Common Stock, Par Value $0.0001 Per Share | |
| Stem Inc Ordinary Shares | James Carlson Michael | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 109,344 | 109,344 | - | - | Stock Option (Right to Buy) | |
| Stem Inc Ordinary Shares | Michael Carlson James | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Feb 2024 | 26,052 | 30,319 | - | 0 | Common Stock, Par Value $0.0001 Per Share | |
| Stem Inc Ordinary Shares | James Michael Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Feb 2024 | 26,052 | 71,162 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | James Carlson Michael | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 3.17 per share. | 15 Feb 2024 | 9,952 | 20,367 | - | 3.2 | 31,548 | Common Stock, Par Value $0.0001 Per Share |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2023 | 6,089 | 97,214 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 26 Sep 2023 | 6,089 | 6,089 | - | 0 | Common Stock, Par Value $0.0001 Per Share | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 4.18 per share. | 26 Sep 2023 | 1,822 | 4,267 | - | 4.2 | 7,616 | Common Stock, Par Value $0.0001 Per Share |
| Barings BDC Inc | Michael James O'Connor | Adviser Board Member | Purchase of securities on an exchange or from another person at price $ 7.43 per share. | 16 May 2023 | 25,000 | 25,000 (0%) | 0% | 7.4 | 185,733 | Common Stock ("Shares") |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2023 | 101,986 | 101,986 | - | - | Stock Option (Right to Buy) | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2023 | 78,947 | 103,303 | - | - | Restricted Stock Unit | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 33,328 | 33,328 | - | - | Stock Option (Right to Buy) | |
| Stem Inc Ordinary Shares | Michael James Carlson | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2022 | 24,356 | 24,356 | - | - | Restricted Stock Unit | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.88 per share. | 14 Sep 2022 | 1,000 | 1,592,000 | - | 0.9 | 880 | Common Stock, par value $0.0001 per share |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.84 per share. | 08 Sep 2022 | 6,070 | 1,591,000 | - | 0.8 | 5,071 | Common Stock, par value $0.0001 per share |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 41,886 | 1,341,886 | - | 4.6 | 193,723 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 29,910 | 1,371,796 | - | 4.6 | 138,334 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,885 | 1,395,681 | - | 4.6 | 110,468 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,863 | 1,419,544 | - | 4.6 | 110,366 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,668 | 1,496,645 | - | 4.6 | 109,465 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,625 | 1,520,270 | - | 4.6 | 109,266 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,560 | 1,543,830 | - | 4.6 | 108,965 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 23,468 | 1,584,930 | - | 4.6 | 108,540 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,843 | 1,437,387 | - | 4.6 | 82,524 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,805 | 1,455,192 | - | 4.6 | 82,348 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,785 | 1,472,977 | - | 4.6 | 82,256 | Common Stock, par value $0.0001 per share | |
| Edible Garden AG Inc | Michael C. James | Director, Chief Financial Officer, Ten Percent Owner | 09 May 2022 | 17,632 | 1,561,462 | - | 4.6 | 81,548 | Common Stock, par value $0.0001 per share |