Moritz A. Sell's most recent trade in Swiss Helvetia Fund Inc was a trade of 1,120 Common Stock done at an average price of $6.0 . Disclosure was reported to the exchange on Feb. 2, 2026.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 5.98 per share. | 02 Feb 2026 | 1,120 | 8,998 (0%) | 0% | 6.0 | 6,698 | Common Stock |
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 5.96 per share. | 02 Feb 2026 | 1,000 | 9,998 (0%) | 0% | 6.0 | 5,960 | Common Stock |
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Sale or transfer of securities back to the company at price $ 6.81 per share. | 23 Jan 2026 | 3,922 | 7,878 (0%) | 0% | 6.8 | 26,709 | Common Stock |
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.07 per share. | 11 Dec 2025 | 7,400 | 11,800 (0%) | 0% | 6.1 | 44,918 | Common Stock |
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.06 per share. | 27 Oct 2025 | 1,000 | 4,400 (0%) | 0% | 6.1 | 6,055 | Common Stock |
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.34 per share. | 30 Jun 2025 | 1,815 | 3,400 (0%) | 0% | 6.3 | 11,507 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 5.95 per share. | 09 Apr 2025 | 789 | 11,822 (0%) | 0% | 6.0 | 4,695 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 5.91 per share. | 04 Apr 2025 | 2,000 | 10,546 (0%) | 0% | 5.9 | 11,820 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.06 per share. | 04 Apr 2025 | 2,000 | 8,546 (0%) | 0% | 6.1 | 12,111 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.30 per share. | 04 Apr 2025 | 1,000 | 6,546 (0%) | 0% | 6.3 | 6,300 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 5.90 per share. | 04 Apr 2025 | 487 | 11,033 (0%) | 0% | 5.9 | 2,873 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.29 per share. | 04 Apr 2025 | 100 | 5,546 (0%) | 0% | 6.3 | 629 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Sale or transfer of securities back to the company at price $ 7.07 per share. | 12 Dec 2024 | 33,699 | 3,822 (0%) | 0% | 7.1 | 238,252 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.48 per share. | 15 Aug 2024 | 19,385 | 37,521 (0%) | 0% | 6.5 | 125,615 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.17 per share. | 04 May 2023 | 1,000 | 17,988 (0%) | 0% | 6.2 | 6,170 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.59 per share. | 13 Apr 2023 | 2,000 | 15,375 (0%) | 0% | 6.6 | 13,182 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.55 per share. | 13 Apr 2023 | 1,000 | 16,875 (0%) | 0% | 6.6 | 6,550 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.60 per share. | 13 Apr 2023 | 500 | 15,875 (0%) | 0% | 6.6 | 3,300 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 27 Dec 2022 | 1,064 | 12,217 (0%) | 0% | 6.5 | 6,905 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.46 per share. | 27 Dec 2022 | 1,000 | 13,217 (0%) | 0% | 6.5 | 6,460 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 6.66 per share. | 26 Sep 2022 | 1,000 | 11,095 (0%) | 0% | 6.7 | 6,660 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 7.80 per share. | 24 Jan 2022 | 1,000 | 9,672 (0%) | 0% | 7.8 | 7,800 | Common Stock |
| High Income Securities Fund | Moritz A. Sell | Director | Purchase of securities on an exchange or from another person at price $ 8.01 per share. | 24 Jan 2022 | 347 | 8,672 (0%) | 0% | 8.0 | 2,779 | Common Stock |
| Swiss Helvetia Fund Inc | Moritz A. Sell | Director | Sale of securities on an exchange or to another person at price $ 9.12 per share. | 05 May 2021 | 2,000 | 1,330 (0%) | 0% | 9.1 | 18,240 | Common Stock |