Nathan J. Jones's most recent trade in Nuveen Real Asset Income and Growth Fund was a trade of 1,000 Subscription Right done . Disclosure was reported to the exchange on March 16, 2026.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Nuveen Real Asset Income and Growth Fund | Nathaniel T. Jones | Vice President | 16 Mar 2026 | 1,000 | 0 | - | - | Subscription Right | ||
| Nuveen Real Asset Income and Growth Fund | Nathaniel T. Jones | Vice President | 16 Mar 2026 | 750 | 1,750 (0%) | 0% | 12.4 | 9,300 | Common Stock | |
| Snap-on | Nathan J. Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Feb 2026 | 520 | 6,614 (0%) | 0% | - | Common Stock | |
| Snap-on | Nathan J. Jones | Director | Sale of securities on an exchange or to another person at price $ 340.62 per share. | 13 Nov 2025 | 1,000 | 6,094 (0%) | 0% | 340.6 | 340,615 | Common Stock |
| Nuveen Municipal Credit Opportunities Fund | Nathaniel T. Jones | Vice President | Purchase of securities on an exchange or from another person at price $ 10.82 per share. | 11 Sep 2025 | 800 | 1,800 | - | 10.8 | 8,656 | Common Stock |
| Nuveen AMT-Free Quality Municipal Income Fund | Nathaniel T. Jones | Vice President | Sale of securities on an exchange or to another person at price $ 11.35 per share. | 10 Sep 2025 | 400 | 0 (0%) | 0% | 11.4 | 4,540 | Common Stock |
| Nuveen Credit Strategies Income Fund | Nathaniel T. Jones | Vice President and Treasurer | 05 May 2025 | 2,400 | 4,400 (0%) | 0% | 5.1 | 12,216 | Common Stock | |
| Nuveen Credit Strategies Income Fund | Nathaniel T. Jones | Vice President and Treasurer | 05 May 2025 | 2,000 | 0 | - | - | Subscription Right | ||
| Nuveen Municipal Credit Opportunities Fund | Nathaniel T. Jones | Vice President & Treasurer | Purchase of securities on an exchange or from another person at price $ 10.20 per share. | 05 May 2025 | 1,000 | 1,000 | - | 10.2 | 10,197 | Common Stock |
| Nuveen Preferred & Income Opportunities Fund | Nathaniel T. Jones | Vice President and Treasurer | Sale of securities on an exchange or to another person at price $ 7.78 per share. | 05 May 2025 | 869 | 2,500 (0%) | 0% | 7.8 | 6,765 | Common Stock |
| Nuveen Mortgage and Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 18.18 per share. | 05 May 2025 | 800 | 1,228 (0%) | 0% | 18.2 | 14,548 | Common Stock |
| Nuveen Variable Rate Preferred & Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 18.69 per share. | 05 May 2025 | 500 | 500 | - | 18.7 | 9,345 | Common Stock |
| Nuveen Floating Rate Income Fund | Nathaniel T. Jones | Vice President and Treasurer | 25 Feb 2025 | 454 | 768 (0%) | 0% | 8.2 | 3,723 | Common Stock | |
| Nuveen Floating Rate Income Fund | Nathaniel T. Jones | Vice President and Treasurer | 25 Feb 2025 | 305 | 0 | - | - | Subscription right | ||
| Snap-on | Nathan J. Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 493 | 7,094 (0%) | 0% | - | Common Stock | |
| Nuveen Quality Municipal Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 11.19 per share. | 05 Apr 2024 | 1,000 | 1,000 (0%) | 0% | 11.2 | 11,190 | Common Stock |
| Nuveen Real Asset Income and Growth Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 11.60 per share. | 04 Apr 2024 | 1,000 | 1,000 (0%) | 0% | 11.6 | 11,600 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2024 | 634 | 8,222 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2024 | 634 | 1,268 | - | - | 2023 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2024 | 484 | 484 | - | - | 2022 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2024 | 484 | 7,726 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2024 | 425 | 0 | - | - | 2021 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2024 | 425 | 7,364 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.99 per share. | 21 Mar 2024 | 165 | 8,057 (0%) | 0% | 34.0 | 5,608 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.99 per share. | 21 Mar 2024 | 138 | 7,588 (0%) | 0% | 34.0 | 4,691 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 33.99 per share. | 21 Mar 2024 | 122 | 7,242 (0%) | 0% | 34.0 | 4,147 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 3,031 | 3,031 | - | - | 2024 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Mar 2024 | 1,874 | 0 | - | - | 2021 Performance Based Restricted Stock (3-year performance) | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Mar 2024 | 1,049 | 7,238 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 32.97 per share. | 18 Mar 2024 | 299 | 6,939 (0%) | 0% | 33.0 | 9,858 | Common Stock |
| Snap-on | Nathan Jones J. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 599 | 6,601 (0%) | 0% | - | Common Stock | |
| Nuveen Preferred & Income Opportunities Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 6.23 per share. | 10 Nov 2023 | 2,500 | 3,369 (0%) | 0% | 6.2 | 15,563 | Common Stock |
| Nuveen New York AMT-Free Quality Municipal Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 9.31 per share. | 10 Nov 2023 | 1,000 | 1,000 (0%) | 0% | 9.3 | 9,310 | Common Stock |
| Nuveen AMT-Free Municipal Credit Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 10.76 per share. | 10 Nov 2023 | 1,000 | 2,500 (0%) | 0% | 10.8 | 10,759 | Common Stock |
| Nuveen Credit Strategies Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 4.88 per share. | 26 Oct 2023 | 2,000 | 2,000 (0%) | 0% | 4.9 | 9,757 | Common Stock |
| Nuveen AMT-Free Municipal Credit Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 9.82 per share. | 26 Oct 2023 | 1,500 | 1,500 (0%) | 0% | 9.8 | 14,723 | Common Stock |
| Nuveen Floating Rate Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Sale of securities on an exchange or to another person at price $ 7.67 per share. | 26 Oct 2023 | 1,406 | 314 (0%) | 0% | 7.7 | 10,784 | Common Stock |
| Nuveen Municipal High Income Opportunity Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 8.33 per share. | 26 Oct 2023 | 1,100 | 1,100 (0%) | 0% | 8.3 | 9,160 | Common Stock |
| Nuveen Quality Municipal Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Sale of securities on an exchange or to another person at price $ 9.62 per share. | 26 Oct 2023 | 802 | 0 (0%) | 0% | 9.6 | 7,715 | Common Stock |
| Nuveen Mortgage and Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 16.03 per share. | 26 Oct 2023 | 215 | 215 (0%) | 0% | 16.0 | 3,446 | Common Stock |
| Nuveen Mortgage and Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Purchase of securities on an exchange or from another person at price $ 16.05 per share. | 26 Oct 2023 | 213 | 428 (0%) | 0% | 16.1 | 3,419 | Common Stock |
| Nuveen Floating Rate Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Other type of transaction at price $ 0.00 per share. | 31 Jul 2023 | 520 | 520 | - | 0 | Class A Common Stock | |
| Nuveen Floating Rate Income Fund | Nathaniel T. Jones | Vice President and Treasurer | Other type of transaction at price $ 0.00 per share. | 31 Jul 2023 | 450 | 970 | - | 0 | Class A Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jul 2023 | 7,344 | 0 | - | - | 2020 Time-Based Restricted Stock (3yr cliff vesting) | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jul 2023 | 7,344 | 8,282 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 34.97 per share. | 27 Jul 2023 | 2,093 | 6,189 (0%) | 0% | 35.0 | 73,192 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2023 | 483 | 968 | - | - | 2022 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2023 | 483 | 1,194 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2023 | 412 | 711 (0%) | 0% | 0 | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Mar 2023 | 412 | 425 | - | - | 2021 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.40 per share. | 21 Mar 2023 | 138 | 938 (0%) | 0% | 38.4 | 5,299 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.40 per share. | 21 Mar 2023 | 118 | 1,076 (0%) | 0% | 38.4 | 4,531 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Feb 2023 | 1,902 | 1,902 | - | - | 2023 Time-Based Restricted Stock | |
| Snap-on | Nathan J. Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Feb 2023 | 640 | 6,002 (0%) | 0% | - | Common Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Dec 2022 | 6,452 | 6,452 | - | - | Non-Qualified Stock Option (Right To Buy) | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 21 Mar 2022 | 299 | 299 | - | - | 2021 Time-Based Restricted Stock | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 50.33 per share. | 21 Mar 2022 | 299 | 299 (0%) | 0% | 50.3 | 15,049 | Common Stock |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,177 | 0 | - | - | 2022 Performance Based Restricted Stock (3-year performance) | |
| Heartland Financial USA Inc | Nathan R. Jones | EVP, Chief Credit Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 1,451 | 0 | - | - | 2022 Time-Based Restricted Stock | |
| Snap-on | Nathan J. Jones | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2022 | 725 | 5,362 (0%) | 0% | - | Common Stock |