Saul B. Rosenthal's most recent trade in Oxford Lane Capital Corp was a trade of 2,960,000 Common Stock done at an average price of $5.1 . Disclosure was reported to the exchange on Dec. 17, 2024.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Oxford Lane Capital Corp | Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.08 per share. | 17 Dec 2024 | 2,960,000 | 5,474,887 (7%) | 4% | 5.1 | 15,036,800 | Common Stock |
| Oxford Lane Capital Corp | Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 28 May 2024 | 2,315,000 | 2,514,887 (3%) | 3% | 5.4 | 12,501,000 | Common Stock |
| Oxford Lane Capital Corp | Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 28 May 2024 | 2,315,000 | 2,315,000 (3%) | 3% | 5.4 | 12,501,000 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | 14 Jun 2023 | 514,194 | 2,056,776 (4%) | 1% | 2.7 | 1,367,756 | Common Stock, par value $0.01 per share | |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | 14 Jun 2023 | 514,194 | 0 | - | - | Transferable Subscription Rights (right to buy) | ||
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 27 May 2022 | 1,773 | 1,542,582 (3%) | 0% | 4.0 | 7,143 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 24 May 2022 | 4,206 | 1,539,977 (3%) | 0% | 4.0 | 16,786 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 24 May 2022 | 832 | 1,540,809 (3%) | 0% | 4 | 3,328 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 20 May 2022 | 4,374 | 1,535,022 (3%) | 0% | 4.0 | 17,465 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 20 May 2022 | 749 | 1,535,771 (3%) | 0% | 4.0 | 2,995 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 18 May 2022 | 10,027 | 1,530,648 (3%) | 0% | 4.1 | 40,960 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 16 May 2022 | 13,801 | 1,516,220 (3%) | 0% | 4.0 | 55,590 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 16 May 2022 | 4,401 | 1,520,621 (3%) | 0% | 4.1 | 17,943 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.89 per share. | 12 May 2022 | 27,292 | 1,493,137 (3%) | 0% | 3.9 | 106,248 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 12 May 2022 | 9,282 | 1,502,419 (3%) | 0% | 4.0 | 36,915 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 10 May 2022 | 9,119 | 1,461,589 (2%) | 0% | 4.0 | 36,467 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 10 May 2022 | 4,256 | 1,465,845 (2%) | 0% | 4.0 | 16,947 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.98 per share. | 06 May 2022 | 17,247 | 1,452,470 (2%) | 0% | 4.0 | 68,574 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 06 May 2022 | 12,707 | 1,435,223 (2%) | 0% | 4.1 | 51,934 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 04 May 2022 | 13,446 | 1,419,767 (2%) | 0% | 4.1 | 54,819 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 04 May 2022 | 2,749 | 1,422,516 (2%) | 0% | 4.1 | 11,254 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 02 May 2022 | 21,635 | 1,393,486 (2%) | 0% | 4 | 86,540 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.05 per share. | 02 May 2022 | 12,835 | 1,406,321 (2%) | 0% | 4.0 | 51,930 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 23 Mar 2022 | 8,653 | 1,367,084 (2%) | 0% | 4.1 | 35,388 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 23 Mar 2022 | 4,767 | 1,371,851 (2%) | 0% | 4.1 | 19,532 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.05 per share. | 18 Mar 2022 | 9,624 | 1,356,688 (2%) | 0% | 4.1 | 39,015 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Mar 2022 | 1,643 | 1,358,431 (2%) | 0% | 4.1 | 6,731 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Mar 2022 | 100 | 1,356,788 (2%) | 0% | 4.1 | 410 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 16 Mar 2022 | 9,727 | 1,344,459 (2%) | 0% | 4.0 | 38,775 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.01 per share. | 16 Mar 2022 | 2,606 | 1,347,065 (2%) | 0% | 4.0 | 10,451 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 11 Mar 2022 | 6,750 | 1,334,732 (2%) | 0% | 4.0 | 26,759 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.96 per share. | 11 Mar 2022 | 6,600 | 1,327,982 (2%) | 0% | 4.0 | 26,167 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.93 per share. | 09 Mar 2022 | 9,125 | 1,321,382 (2%) | 0% | 3.9 | 35,844 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.99 per share. | 09 Mar 2022 | 5,744 | 1,312,257 (2%) | 0% | 4.0 | 22,915 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.87 per share. | 21 Dec 2021 | 10,337 | 1,298,680 (2%) | 0% | 3.9 | 39,999 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.97 per share. | 21 Dec 2021 | 7,835 | 1,306,515 (2%) | 0% | 4.0 | 31,117 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.82 per share. | 17 Dec 2021 | 12,679 | 1,288,343 (2%) | 0% | 3.8 | 48,472 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 3.92 per share. | 17 Dec 2021 | 5,316 | 1,275,664 (2%) | 0% | 3.9 | 20,840 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.09 per share. | 22 Sep 2021 | 12,500 | 1,270,348 (2%) | 0% | 4.1 | 51,096 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.08 per share. | 22 Sep 2021 | 700 | 1,257,848 (2%) | 0% | 4.1 | 2,856 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.07 per share. | 20 Sep 2021 | 3,951 | 1,257,148 (2%) | 0% | 4.1 | 16,076 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.03 per share. | 20 Sep 2021 | 1,115 | 1,253,197 (2%) | 0% | 4.0 | 4,490 | Common Stock |
| Oxford Square Capital Corp | Saul B. Rosenthal | President and COO | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 19 Aug 2021 | 1,650 | 1,252,082 (2%) | 0% | 4.2 | 6,929 | Common Stock |