Thomas J. Fallon's most recent trade in Hercules Capital Inc was a trade of 5,976 Common Stock done at an average price of $17.5 . Disclosure was reported to the exchange on May 8, 2025.
| Stock | Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|---|
| Hercules Capital Inc | Thomas J. Fallon | Director | Purchase of securities on an exchange or from another person at price $ 17.53 per share. | 08 May 2025 | 5,976 | 98,882 (0%) | 0% | 17.5 | 104,759 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Purchase of securities on an exchange or from another person at price $ 18.33 per share. | 06 Aug 2024 | 5,723 | 92,400 (0%) | 0% | 18.3 | 104,885 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Aug 2024 | 1,158 | 86,677 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 06 Aug 2024 | 1,158 | 6,789 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 19.80 per share. | 20 Jun 2024 | 3,030 | 8,096 (0%) | 0% | 19.8 | 59,994 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 20 Jun 2024 | 149 | 7,947 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 149 | 85,519 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Nov 2023 | 5,800 | 85,113 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 22 Nov 2023 | 5,800 | 4,917 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 15.87 per share. | 22 Nov 2023 | 149 | 5,066 (0%) | 0% | 15.9 | 2,365 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 15.90 per share. | 08 Sep 2023 | 5,656 | 10,717 (0%) | 0% | 15.9 | 89,930 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 25 Aug 2023 | 1,377 | 4,917 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2023 | 1,377 | 79,313 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 16.41 per share. | 25 Aug 2023 | 144 | 5,061 (0%) | 0% | 16.4 | 2,363 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 13.09 per share. | 23 May 2023 | 218 | 6,294 (0%) | 0% | 13.1 | 2,854 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 23 May 2023 | 186 | 6,076 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2023 | 186 | 77,936 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 12.75 per share. | 09 Mar 2023 | 10,000 | 77,750 (0%) | 0% | 12.8 | 127,500 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 09 Mar 2023 | 220 | 6,075 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Mar 2023 | 220 | 67,751 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 15.32 per share. | 09 Mar 2023 | 187 | 6,262 (0%) | 0% | 15.3 | 2,865 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 14.06 per share. | 17 Nov 2022 | 220 | 6,295 (0%) | 0% | 14.1 | 3,093 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 Nov 2022 | 202 | 6,074 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Nov 2022 | 202 | 67,531 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2022 | 5,496 | 67,330 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Aug 2022 | 5,496 | 6,074 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 15.13 per share. | 16 Aug 2022 | 202 | 6,276 (0%) | 0% | 15.1 | 3,056 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 16.13 per share. | 01 Aug 2022 | 4,339 | 11,570 (0%) | 0% | 16.1 | 69,996 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Aug 2022 | 230 | 61,834 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 01 Aug 2022 | 230 | 7,231 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 15.06 per share. | 24 May 2022 | 230 | 7,461 (0%) | 0% | 15.1 | 3,464 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Purchase of securities on an exchange or from another person at price $ 14.88 per share. | 12 May 2022 | 10,000 | 61,604 (0%) | 0% | 14.9 | 148,800 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 12 May 2022 | 7,231 | 7,231 (0%) | 0% | 0 | Common Stock | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 16.99 per share. | 16 Mar 2022 | 205 | 58,835 (0%) | 0% | 17.0 | 3,483 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 17.33 per share. | 22 Dec 2021 | 94 | 58,630 (0%) | 0% | 17.3 | 1,629 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 17.15 per share. | 22 Dec 2021 | 91 | 58,536 (0%) | 0% | 17.2 | 1,561 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 17.33 per share. | 17 Nov 2021 | 166 | 58,445 (0%) | 0% | 17.3 | 2,877 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 16.98 per share. | 18 Aug 2021 | 165 | 58,279 (0%) | 0% | 17.0 | 2,802 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 17.44 per share. | 02 Aug 2021 | 4,013 | 58,114 (0%) | 0% | 17.4 | 69,987 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 17.28 per share. | 24 Jun 2021 | 3,472 | 54,101 (0%) | 0% | 17.3 | 59,996 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 May 2021 | 18,211 | 18,211 | - | - | Restricted Stock Units | |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 15.98 per share. | 19 May 2021 | 92 | 50,629 (0%) | 0% | 16.0 | 1,470 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2021 | 64,485 | 1,734,598 (0%) | 0% | 0 | Common Stock | |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 May 2021 | 64,485 | 0 | - | - | Restricted Stock Units | |
| Infinera Corp. | Thomas J. Fallon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.58 per share. | 05 May 2021 | 31,972 | 1,702,626 (0%) | 0% | 8.6 | 274,320 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 16.34 per share. | 03 May 2021 | 10,000 | 59,937 (0%) | 0% | 16.3 | 163,400 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 17.53 per share. | 03 May 2021 | 9,400 | 50,537 (0%) | 0% | 17.5 | 164,782 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.44 per share. | 15 Mar 2021 | 15,000 | 64,937 (0%) | 0% | 11.4 | 171,600 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Sale of securities on an exchange or to another person at price $ 16.56 per share. | 15 Mar 2021 | 15,000 | 49,937 (0%) | 0% | 16.6 | 248,400 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 16.60 per share. | 15 Mar 2021 | 90 | 49,937 (0%) | 0% | 16.6 | 1,494 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Sale of securities on an exchange or to another person at price $ 9.82 per share. | 12 Mar 2021 | 35,065 | 1,670,113 (0%) | 0% | 9.8 | 344,166 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Sale of securities on an exchange or to another person at price $ 10.00 per share. | 01 Mar 2021 | 64,935 | 1,705,178 (0%) | 0% | 10 | 649,350 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Feb 2021 | 220,000 | 1,874,788 (1%) | 0% | 0 | Common Stock | |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Feb 2021 | 220,000 | 0 | - | - | Restricted Stock Units | |
| Infinera Corp. | Thomas J. Fallon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.47 per share. | 09 Feb 2021 | 104,675 | 1,770,113 (0%) | 0% | 10.5 | 1,095,947 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Feb 2021 | 67,708 | 1,683,280 (0%) | 0% | 0 | Common Stock | |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Feb 2021 | 67,708 | 0 | - | - | Restricted Stock Units | |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Feb 2021 | 28,707 | 1,626,089 (0%) | 0% | 0 | Common Stock | |
| Infinera Corp. | Thomas J. Fallon | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Feb 2021 | 28,707 | 0 | - | - | Restricted Stock Units | |
| Infinera Corp. | Thomas J. Fallon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.47 per share. | 09 Feb 2021 | 28,492 | 1,654,788 (0%) | 0% | 10.5 | 298,311 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.47 per share. | 09 Feb 2021 | 10,517 | 1,615,572 (0%) | 0% | 10.5 | 110,113 | Common Stock |
| Infinera Corp. | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jan 2021 | 64,485 | 64,485 | - | - | Restricted Stock Units | |
| Infinera Corp. | Thomas J. Fallon | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.58 per share. | 04 Dec 2020 | 14,286 | 1,608,518 (0%) | 0% | 8.6 | 122,574 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 11.49 per share. | 16 Nov 2020 | 111 | 49,847 (0%) | 0% | 11.5 | 1,275 | Common Stock |
| Hercules Capital Inc | Thomas J. Fallon | Director | Grant, award, or other acquisition of securities at price $ 11.40 per share. | 06 Nov 2020 | 4,379 | 49,736 (0%) | 0% | 11.4 | 49,921 | Common Stock |